The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Agrofresh Solutions Warrants Exp 07/31/20 | *W EXP 07/31/202 | 00856G117 | 1 | 6,350 | SH | OTR | 6,350 | 0 | 0 | ||
Agrofresh Solutions Warrants Exp 07/31/20 | *W EXP 07/31/202 | 00856G117 | 5 | 58,891 | SH | SOLE | 55,191 | 0 | 3,700 | ||
Alibaba Group ADR | SPONSORED ADS | 01609W102 | 3,959 | 21,700 | SH | SOLE | 21,700 | 0 | 0 | ||
Alphabet Inc. Class A | CAP STK CL A | 02079K305 | 275 | 234 | SH | OTR | 234 | 0 | 0 | ||
Alphabet Inc. Class A | CAP STK CL A | 02079K305 | 3,811 | 3,238 | SH | SOLE | 3,033 | 0 | 205 | ||
Alphabet Inc. Class C | CAP STK CL C | 02079K107 | 164 | 140 | SH | OTR | 140 | 0 | 0 | ||
Alphabet Inc. Class C | CAP STK CL C | 02079K107 | 1,836 | 1,565 | SH | SOLE | 1,385 | 0 | 180 | ||
Amarin Corp PLC ADR | SPONS ADR NEW | 023111206 | 215 | 10,350 | SH | SOLE | 10,350 | 0 | 0 | ||
American Express Co. | COM | 025816109 | 306 | 2,800 | SH | OTR | 2,800 | 0 | 0 | ||
American Express Co. | COM | 025816109 | 3,540 | 32,385 | SH | SOLE | 30,260 | 0 | 2,125 | ||
Apple | COM | 037833100 | 689 | 3,625 | SH | SOLE | 3,625 | 0 | 0 | ||
Arch Capital Group Ltd | ORD | G0450A105 | 773 | 23,910 | SH | SOLE | 20,910 | 0 | 3,000 | ||
AT&T | COM | 00206R102 | 263 | 8,387 | SH | SOLE | 1,200 | 0 | 7,187 | ||
Baidu Inc | SPON ADR REP A | 056752108 | 704 | 4,271 | SH | SOLE | 4,271 | 0 | 0 | ||
Baozun Inc | SPONSORED ADR | 06684L103 | 598 | 14,400 | SH | SOLE | 14,400 | 0 | 0 | ||
Baxter International | COM | 071813109 | 4 | 50 | SH | OTR | 50 | 0 | 0 | ||
Baxter International | COM | 071813109 | 1,300 | 15,950 | SH | SOLE | 15,475 | 0 | 475 | ||
Biogen Inc | COM | 09062X103 | 189 | 800 | SH | SOLE | 800 | 0 | 0 | ||
Blackstone Group LP | COM UNIT LTD | 09253U108 | 105 | 3,000 | SH | OTR | 3,000 | 0 | 0 | ||
Blackstone Group LP | COM UNIT LTD | 09253U108 | 3,743 | 107,048 | SH | SOLE | 102,423 | 0 | 4,625 | ||
Blackstone Mortgage Trust Inc | COM CL A | 09257W100 | 265 | 7,525 | SH | OTR | 7,525 | 0 | 0 | ||
Blackstone Mortgage Trust Inc | COM CL A | 09257W100 | 2,760 | 78,450 | SH | SOLE | 73,725 | 0 | 4,725 | ||
Boeing | COM | 097023105 | 4,411 | 11,564 | SH | SOLE | 11,564 | 0 | 0 | ||
Box Inc | CL A | 10316T104 | 123 | 6,350 | SH | OTR | 6,350 | 0 | 0 | ||
Box Inc | CL A | 10316T104 | 1,648 | 85,335 | SH | SOLE | 78,435 | 0 | 6,900 | ||
Bristol-Myers Squibb | COM | 110122108 | 73 | 1,525 | SH | OTR | 1,525 | 0 | 0 | ||
Bristol-Myers Squibb | COM | 110122108 | 894 | 18,748 | SH | SOLE | 14,693 | 0 | 4,055 | ||
Brookfield Asset Management Class A | CL A LTD VT SH | 112585104 | 321 | 6,887 | SH | OTR | 6,887 | 0 | 0 | ||
Brookfield Asset Management Class A | CL A LTD VT SH | 112585104 | 4,879 | 104,584 | SH | SOLE | 97,389 | 0 | 7,195 | ||
Brookfield Renewable LP | PARTNERSHIP UNIT | G16258108 | 549 | 17,185 | SH | SOLE | 16,585 | 0 | 600 | ||
Canadian National Railway Co. | COM | 136375102 | 89 | 1,000 | SH | OTR | 1,000 | 0 | 0 | ||
Canadian National Railway Co. | COM | 136375102 | 1,727 | 19,300 | SH | SOLE | 19,300 | 0 | 0 | ||
Centurylink Inc | COM | 156700106 | 1 | 71 | SH | OTR | 71 | 0 | 0 | ||
Centurylink Inc | COM | 156700106 | 337 | 28,145 | SH | SOLE | 27,995 | 0 | 150 | ||
Chevron Corp. | COM | 166764100 | 407 | 3,306 | SH | OTR | 3,306 | 0 | 0 | ||
Chevron Corp. | COM | 166764100 | 2,119 | 17,202 | SH | SOLE | 15,136 | 0 | 2,066 | ||
Cisco Systems | COM | 17275R102 | 2,785 | 51,590 | SH | SOLE | 51,590 | 0 | 0 | ||
Colgate-Palmolive Co | COM | 194162103 | 614 | 8,960 | SH | SOLE | 1,460 | 0 | 7,500 | ||
Consolidated Edison | COM | 209115104 | 42 | 500 | SH | OTR | 500 | 0 | 0 | ||
Consolidated Edison | COM | 209115104 | 642 | 7,575 | SH | SOLE | 7,175 | 0 | 400 | ||
Devon Energy Corp | COM | 25179M103 | 4 | 125 | SH | OTR | 125 | 0 | 0 | ||
Devon Energy Corp | COM | 25179M103 | 509 | 16,125 | SH | SOLE | 15,150 | 0 | 975 | ||
Dover Corporation | COM | 260003108 | 84 | 900 | SH | OTR | 900 | 0 | 0 | ||
Dover Corporation | COM | 260003108 | 446 | 4,750 | SH | SOLE | 4,050 | 0 | 700 | ||
Enbridge Inc | COM | 29250N105 | 31 | 846 | SH | OTR | 846 | 0 | 0 | ||
Enbridge Inc | COM | 29250N105 | 1,051 | 28,979 | SH | SOLE | 25,725 | 0 | 3,254 | ||
Estre Ambiental Inc | SHS | G3206V100 | 8 | 5,110 | SH | OTR | 5,110 | 0 | 0 | ||
Estre Ambiental Inc | SHS | G3206V100 | 36 | 22,525 | SH | SOLE | 19,905 | 0 | 2,620 | ||
Estre Ambiental Inc WTS | *W EXP 12/21/202 | G3206V118 | 0 | 1,450 | SH | OTR | 1,450 | 0 | 0 | ||
Estre Ambiental Inc WTS | *W EXP 12/21/202 | G3206V118 | 1 | 12,036 | SH | SOLE | 11,376 | 0 | 660 | ||
ExxonMobil Corp | COM | 30231G102 | 738 | 9,136 | SH | SOLE | 5,806 | 0 | 3,330 | ||
Fiat Chrysler Automobiles NV | SHS | N31738102 | 4 | 300 | SH | OTR | 300 | 0 | 0 | ||
Fiat Chrysler Automobiles NV | SHS | N31738102 | 641 | 43,145 | SH | SOLE | 40,945 | 0 | 2,200 | ||
GTT Communications Inc | COM | 362393100 | 1,120 | 32,275 | SH | SOLE | 7,275 | 0 | 25,000 | ||
Home Depot | COM | 437076102 | 134 | 700 | SH | OTR | 700 | 0 | 0 | ||
Home Depot | COM | 437076102 | 5,409 | 28,190 | SH | SOLE | 24,790 | 0 | 3,400 | ||
Honeywell Intl Inc | COM | 438516106 | 495 | 3,114 | SH | SOLE | 3,114 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 308 | 2,200 | SH | OTR | 2,200 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 2,077 | 14,859 | SH | SOLE | 14,409 | 0 | 450 | ||
JPMorgan Chase & Co | COM | 46625H100 | 225 | 2,218 | SH | OTR | 2,218 | 0 | 0 | ||
JPMorgan Chase & Co | COM | 46625H100 | 4,805 | 47,463 | SH | SOLE | 47,463 | 0 | 0 | ||
Laboratory Corp Of America Holdings | COM NEW | 50540R409 | 261 | 1,705 | SH | SOLE | 1,705 | 0 | 0 | ||
Markel Corp. | COM | 570535104 | 289 | 290 | SH | OTR | 290 | 0 | 0 | ||
Markel Corp. | COM | 570535104 | 2,563 | 2,573 | SH | SOLE | 2,268 | 0 | 305 | ||
Marriott Vacations | COM | 57164Y107 | 1,166 | 12,470 | SH | SOLE | 3,470 | 0 | 9,000 | ||
Martin Marietta Matr | COM | 573284106 | 241 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
Matador Resources Co | COM | 576485205 | 6 | 300 | SH | OTR | 300 | 0 | 0 | ||
Matador Resources Co | COM | 576485205 | 1,161 | 60,075 | SH | SOLE | 58,575 | 0 | 1,500 | ||
Merck & Co. Inc. | COM | 58933Y105 | 527 | 6,290 | SH | OTR | 6,290 | 0 | 0 | ||
Merck & Co. Inc. | COM | 58933Y105 | 5,844 | 69,805 | SH | SOLE | 64,125 | 0 | 5,680 | ||
Microsoft Corp. | COM | 594918104 | 1,035 | 8,775 | SH | OTR | 8,775 | 0 | 0 | ||
Microsoft Corp. | COM | 594918104 | 8,736 | 74,074 | SH | SOLE | 68,039 | 0 | 6,035 | ||
Momo Inc | ADR | 60879B107 | 650 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
Nextera Energy Inc | COM | 65339F101 | 108 | 560 | SH | OTR | 560 | 0 | 0 | ||
Nextera Energy Inc | COM | 65339F101 | 812 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
Nutanix Inc CL A | CL A | 67059N108 | 306 | 8,115 | SH | SOLE | 5,815 | 0 | 2,300 | ||
Oaktree Cap Group LLC | UNIT CL A | 674001201 | 279 | 5,627 | SH | SOLE | 5,302 | 0 | 325 | ||
Obsidian Energy Ltd. | COM | 674482104 | 608 | 2,214,750 | SH | SOLE | 1,352,750 | 0 | 862,000 | ||
Oneok Inc | COM | 682680103 | 278 | 3,986 | SH | OTR | 3,986 | 0 | 0 | ||
Oneok Inc | COM | 682680103 | 1,216 | 17,411 | SH | SOLE | 17,411 | 0 | 0 | ||
Philip Morris International, Inc. | COM | 718172109 | 112 | 1,250 | SH | OTR | 1,250 | 0 | 0 | ||
Philip Morris International, Inc. | COM | 718172109 | 1,211 | 13,528 | SH | SOLE | 12,298 | 0 | 1,230 | ||
Procter & Gamble | COM | 742718109 | 52 | 495 | SH | OTR | 495 | 0 | 0 | ||
Procter & Gamble | COM | 742718109 | 361 | 3,465 | SH | SOLE | 3,465 | 0 | 0 | ||
Qualcomm Inc. | COM | 747525103 | 205 | 3,600 | SH | OTR | 3,600 | 0 | 0 | ||
Qualcomm Inc. | COM | 747525103 | 2,816 | 49,375 | SH | SOLE | 47,925 | 0 | 1,450 | ||
Radnet Inc | COM | 750491102 | 422 | 34,081 | SH | SOLE | 17,581 | 0 | 16,500 | ||
Roku Inc CL A | COM CL A | 77543R102 | 220 | 3,415 | SH | SOLE | 1,615 | 0 | 1,800 | ||
Sandridge Mississippi LP | SH BEN INT | 80007V106 | 18 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
Sandridge Mississippi LP | UNIT BEN INT | 80007T101 | 40 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
Schlumberger Ltd. | COM | 806857108 | 142 | 3,225 | SH | OTR | 3,225 | 0 | 0 | ||
Schlumberger Ltd. | COM | 806857108 | 2,807 | 63,700 | SH | SOLE | 61,800 | 0 | 1,900 | ||
Spotify Technology F | SHS | L8681T102 | 433 | 3,120 | SH | SOLE | 1,920 | 0 | 1,200 | ||
Stmicroelectronics F Sponsored ADR | NY REGISTRY | 861012102 | 576 | 38,778 | SH | SOLE | 38,778 | 0 | 0 | ||
Teladoc Inc | COM | 87918A105 | 254 | 4,570 | SH | SOLE | 1,570 | 0 | 3,000 | ||
Teradyne Inc | COM | 880770102 | 212 | 5,325 | SH | OTR | 5,325 | 0 | 0 | ||
Teradyne Inc | COM | 880770102 | 3,364 | 84,450 | SH | SOLE | 75,950 | 0 | 8,500 | ||
Teva pharmaceutical Industries | SPONSORED ADS | 881624209 | 514 | 32,800 | SH | SOLE | 32,800 | 0 | 0 | ||
Twilio Inc Class A | CL A | 90138F102 | 220 | 1,700 | SH | SOLE | 500 | 0 | 1,200 | ||
Union Pacific Corp. | COM | 907818108 | 577 | 3,450 | SH | OTR | 3,450 | 0 | 0 | ||
Union Pacific Corp. | COM | 907818108 | 5,079 | 30,375 | SH | SOLE | 30,375 | 0 | 0 | ||
USG Corp. | COM NEW | 903293405 | 152 | 3,500 | SH | OTR | 3,500 | 0 | 0 | ||
USG Corp. | COM NEW | 903293405 | 3,776 | 87,210 | SH | SOLE | 84,885 | 0 | 2,325 | ||
Verint Systems Inc | COM | 92343X100 | 278 | 4,650 | SH | SOLE | 2,150 | 0 | 2,500 | ||
Verizon | COM | 92343V104 | 12 | 200 | SH | OTR | 200 | 0 | 0 | ||
Verizon | COM | 92343V104 | 567 | 9,587 | SH | SOLE | 6,972 | 0 | 2,615 | ||
Wayfair Inc- Class A | CL A | 94419L101 | 318 | 2,140 | SH | OTR | 2,140 | 0 | 0 | ||
Wayfair Inc- Class A | CL A | 94419L101 | 3,179 | 21,415 | SH | SOLE | 19,375 | 0 | 2,040 | ||
Wells Fargo & Co. | COM | 949746101 | 1,500 | 31,050 | SH | SOLE | 31,050 | 0 | 0 | ||
Weyerhaeuser Co REIT | COM | 962166104 | 234 | 8,875 | SH | OTR | 8,875 | 0 | 0 | ||
Weyerhaeuser Co REIT | COM | 962166104 | 3,677 | 139,600 | SH | SOLE | 131,925 | 0 | 7,675 | ||
Woodward, Inc. | COM | 980745103 | 579 | 6,100 | SH | OTR | 6,100 | 0 | 0 | ||
Woodward, Inc. | COM | 980745103 | 6,910 | 72,825 | SH | SOLE | 69,965 | 0 | 2,860 |