The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1Life Healthcare, Inc. | COM | 68269G107 | 948 | 28,663 | SH | SOLE | 25,163 | 0 | 3,500 | ||
Advanced Micro Devices, Inc. | COM | 007903107 | 356 | 3,795 | SH | SOLE | 1,295 | 0 | 2,500 | ||
Alibaba Group ADR | SPONSORED ADS | 01609W102 | 3,242 | 14,296 | SH | SOLE | 13,196 | 0 | 1,100 | ||
Alphabet Inc. Class A | CAP STK CL A | 02079K305 | 278 | 114 | SH | OTR | 114 | 0 | 0 | ||
Alphabet Inc. Class A | CAP STK CL A | 02079K305 | 5,733 | 2,348 | SH | SOLE | 2,156 | 0 | 192 | ||
Alphabet Inc. Class C | CAP STK CL C | 02079K107 | 38 | 15 | SH | OTR | 15 | 0 | 0 | ||
Alphabet Inc. Class C | CAP STK CL C | 02079K107 | 1,243 | 496 | SH | SOLE | 401 | 0 | 95 | ||
Altimeter Growth Corp-CL A | CL A | G0370L108 | 117 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
American Express Co. | COM | 025816109 | 281 | 1,700 | SH | OTR | 1,700 | 0 | 0 | ||
American Express Co. | COM | 025816109 | 4,529 | 27,413 | SH | SOLE | 25,373 | 0 | 2,040 | ||
Appian Corp | CL A | 03782L101 | 448 | 3,255 | SH | SOLE | 1,755 | 0 | 1,500 | ||
Apple Inc. | COM | 037833100 | 1,719 | 12,549 | SH | SOLE | 12,549 | 0 | 0 | ||
Applied Materials | COM | 038222105 | 299 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
Arch Capital Group Ltd | ORD | G0450A105 | 725 | 18,610 | SH | SOLE | 15,610 | 0 | 3,000 | ||
Atac US Rotation ETF | ATAC US ROTATION | 886364843 | 590 | 24,900 | SH | SOLE | 13,900 | 0 | 11,000 | ||
Bank of America | COM | 060505104 | 151 | 3,662 | SH | SOLE | 3,662 | 0 | 0 | ||
Baxter International | COM | 071813109 | 2 | 25 | SH | OTR | 25 | 0 | 0 | ||
Baxter International | COM | 071813109 | 1,365 | 16,915 | SH | SOLE | 16,390 | 0 | 525 | ||
Berkshire Hathaway Class B | CL B NEW | 084670702 | 154 | 553 | SH | SOLE | 53 | 0 | 500 | ||
Biogen Inc | COM | 09062X103 | 173 | 500 | SH | SOLE | 500 | 0 | 0 | ||
Blackstone Group Inc | COM | 09260D107 | 97 | 1,000 | SH | OTR | 1,000 | 0 | 0 | ||
Blackstone Group Inc | COM | 09260D107 | 8,900 | 91,621 | SH | SOLE | 86,996 | 0 | 4,625 | ||
Blackstone Mortgage Trust | COM CL A | 09257W100 | 161 | 4,950 | SH | OTR | 4,950 | 0 | 0 | ||
Blackstone Mortgage Trust | COM CL A | 09257W100 | 2,055 | 63,225 | SH | SOLE | 58,110 | 0 | 5,115 | ||
Boeing | COM | 097023105 | 2,719 | 11,348 | SH | SOLE | 11,348 | 0 | 0 | ||
Bristol-Myers Squibb | COM | 110122108 | 23 | 350 | SH | OTR | 350 | 0 | 0 | ||
Bristol-Myers Squibb | COM | 110122108 | 1,266 | 18,948 | SH | SOLE | 14,893 | 0 | 4,055 | ||
Brookfield Asset Management | CL A LTD VT SH | 112585104 | 288 | 5,642 | SH | OTR | 5,642 | 0 | 0 | ||
Brookfield Asset Management | CL A LTD VT SH | 112585104 | 8,206 | 160,957 | SH | SOLE | 149,866 | 0 | 11,091 | ||
Brookfield Renewable LP | PARTNERSHIP UNIT | G16258108 | 930 | 24,124 | SH | SOLE | 23,224 | 0 | 900 | ||
Brookfield Renewable C F Class A | CL A SUB VTG | 11284V105 | 252 | 6,013 | SH | SOLE | 5,788 | 0 | 225 | ||
Cambria Global Tail Risk ETF | GBL TAIL RISK ET | 132061805 | 241 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
Cambria Tail Risk ETF | TAIL RISK | 132061862 | 832 | 44,450 | SH | SOLE | 20,950 | 0 | 23,500 | ||
Canadian National Railway Co. | COM | 136375102 | 1,815 | 17,200 | SH | SOLE | 17,200 | 0 | 0 | ||
CBOE Global Markets Inc | COM | 12503M108 | 238 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
Chevron Corp. | COM | 166764100 | 959 | 9,155 | SH | SOLE | 7,397 | 0 | 1,758 | ||
Cisco Systems, Inc. | COM | 17275R102 | 16 | 300 | SH | OTR | 300 | 0 | 0 | ||
Cisco Systems, Inc. | COM | 17275R102 | 2,761 | 52,090 | SH | SOLE | 52,090 | 0 | 0 | ||
Civeo Corp | COM NEW | 17878Y207 | 267 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
Cloudflare Inc Class A | CL A COM | 18915M107 | 158 | 1,495 | SH | SOLE | 1,495 | 0 | 0 | ||
CM Life Sciences Inc | COM CL A | 18978W109 | 476 | 34,000 | SH | SOLE | 19,000 | 0 | 15,000 | ||
Colgate-Palmolive Co | COM | 194162103 | 729 | 8,960 | SH | SOLE | 1,460 | 0 | 7,500 | ||
Comcast Corporation | CL A | 20030N101 | 174 | 3,050 | SH | OTR | 3,050 | 0 | 0 | ||
Comcast Corporation | CL A | 20030N101 | 4,721 | 82,800 | SH | SOLE | 78,450 | 0 | 4,350 | ||
Consolidated Edison | COM | 209115104 | 14 | 200 | SH | OTR | 200 | 0 | 0 | ||
Consolidated Edison | COM | 209115104 | 527 | 7,350 | SH | SOLE | 6,950 | 0 | 400 | ||
Contextlogic Inc - A | COM CL A | 21077C107 | 288 | 21,850 | SH | SOLE | 6,850 | 0 | 15,000 | ||
Costco Wholesale Co | COM | 22160K105 | 158 | 400 | SH | SOLE | 400 | 0 | 0 | ||
Coupang, Inc. | CL A | 22266T109 | 391 | 9,340 | SH | SOLE | 3,340 | 0 | 6,000 | ||
Cree, Inc. | COM | 225447101 | 199 | 2,030 | SH | SOLE | 1,030 | 0 | 1,000 | ||
CrowdStrike Holdings, Inc. | CL A | 22788C105 | 471 | 1,876 | SH | SOLE | 1,276 | 0 | 600 | ||
Datadog Inc - Class A | CL A COM | 23804L103 | 199 | 1,915 | SH | SOLE | 715 | 0 | 1,200 | ||
Duke Energy Corp | COM NEW | 26441C204 | 124 | 1,256 | SH | SOLE | 1,256 | 0 | 0 | ||
eBay Inc. | COM | 278642103 | 235 | 3,345 | SH | SOLE | 3,330 | 0 | 15 | ||
Echo Global Logistics Inc | COM | 27875T101 | 246 | 8,000 | SH | SOLE | 3,000 | 0 | 5,000 | ||
ExxonMobil Corp | COM | 30231G102 | 536 | 8,496 | SH | SOLE | 5,166 | 0 | 3,330 | ||
Fastly, Inc. | CL A | 31188V100 | 593 | 9,955 | SH | SOLE | 4,940 | 0 | 5,015 | ||
Fulgent Genetics, Inc. | COM | 359664109 | 461 | 5,000 | SH | SOLE | 2,500 | 0 | 2,500 | ||
General Motors Co | COM | 37045V100 | 747 | 12,625 | SH | SOLE | 12,050 | 0 | 575 | ||
GoodRx Holdings, Inc. | COM CL A | 38246G108 | 273 | 7,570 | SH | SOLE | 7,570 | 0 | 0 | ||
Guardant Health, Inc. | COM | 40131M109 | 559 | 4,500 | SH | OTR | 4,500 | 0 | 0 | ||
Guardant Health, Inc. | COM | 40131M109 | 12,770 | 102,828 | SH | SOLE | 94,270 | 0 | 8,558 | ||
Home Depot | COM | 437076102 | 223 | 700 | SH | OTR | 700 | 0 | 0 | ||
Home Depot | COM | 437076102 | 9,007 | 28,245 | SH | SOLE | 24,845 | 0 | 3,400 | ||
Honeywell International Inc. | COM | 438516106 | 329 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Invitae Corp | COM | 46185L103 | 209 | 6,210 | SH | SOLE | 4,210 | 0 | 2,000 | ||
Johnson & Johnson | COM | 478160104 | 280 | 1,700 | SH | OTR | 1,700 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 2,458 | 14,921 | SH | SOLE | 14,471 | 0 | 450 | ||
JPMorgan Chase & Co | COM | 46625H100 | 1,789 | 11,500 | SH | OTR | 11,500 | 0 | 0 | ||
JPMorgan Chase & Co | COM | 46625H100 | 5,941 | 38,195 | SH | SOLE | 38,195 | 0 | 0 | ||
Kimberly-Clark Corp | COM | 494368103 | 136 | 1,005 | SH | SOLE | 1,005 | 0 | 0 | ||
Lattice Semiconductor Corp | COM | 518415104 | 110 | 1,950 | SH | SOLE | 1,950 | 0 | 0 | ||
Markel Corp. | COM | 570535104 | 427 | 360 | SH | SOLE | 250 | 0 | 110 | ||
Marriott Vacations | COM | 57164Y107 | 1,293 | 8,115 | SH | SOLE | 8,115 | 0 | 0 | ||
Martin Marietta Matr | COM | 573284106 | 422 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
Merck & Co. Inc. | COM | 58933Y105 | 266 | 3,390 | SH | OTR | 3,390 | 0 | 0 | ||
Merck & Co. Inc. | COM | 58933Y105 | 5,706 | 72,760 | SH | SOLE | 67,080 | 0 | 5,680 | ||
Microsoft Corporation | COM | 594918104 | 962 | 3,550 | SH | OTR | 3,550 | 0 | 0 | ||
Microsoft Corporation | COM | 594918104 | 17,860 | 65,930 | SH | SOLE | 59,895 | 0 | 6,035 | ||
Mitek Systems, Inc. | COM NEW | 606710200 | 135 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
Natera Inc | COM | 632307104 | 114 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
NextEra Energy, Inc. | COM | 65339F101 | 139 | 1,900 | SH | OTR | 1,900 | 0 | 0 | ||
NextEra Energy, Inc. | COM | 65339F101 | 1,688 | 23,031 | SH | SOLE | 23,031 | 0 | 0 | ||
OGE Energy Corp. | COM | 670837103 | 782 | 23,250 | SH | SOLE | 22,450 | 0 | 800 | ||
Palantir Technologies Inc. | CL A | 69608A108 | 256 | 9,730 | SH | SOLE | 4,730 | 0 | 5,000 | ||
Paypal Holdings Inc | COM | 70450Y103 | 743 | 2,550 | SH | SOLE | 1,650 | 0 | 900 | ||
PhenixFIN Corporation | COM | 71742W103 | 407 | 10,000 | SH | SOLE | 5,000 | 0 | 5,000 | ||
Philip Morris International Inc. | COM | 718172109 | 119 | 1,190 | SH | SOLE | 1,000 | 0 | 190 | ||
Portland General Electric Co. | COM NEW | 736508847 | 191 | 4,100 | SH | OTR | 4,100 | 0 | 0 | ||
Portland General Electric Co. | COM NEW | 736508847 | 2,171 | 46,670 | SH | SOLE | 43,220 | 0 | 3,450 | ||
Procter & Gamble | COM | 742718109 | 493 | 3,655 | SH | SOLE | 3,655 | 0 | 0 | ||
Qorvo, Inc. | COM | 74736K101 | 1,058 | 5,410 | SH | SOLE | 3,500 | 0 | 1,910 | ||
Qualcomm Inc. | COM | 747525103 | 229 | 1,600 | SH | OTR | 1,600 | 0 | 0 | ||
Qualcomm Inc. | COM | 747525103 | 7,267 | 50,841 | SH | SOLE | 48,491 | 0 | 2,350 | ||
QuickLogic Corporation | COM NEW | 74837P405 | 350 | 48,422 | SH | SOLE | 20,000 | 0 | 28,422 | ||
Raytheon Technologies Co | COM | 75513E101 | 111 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
Rekor Systems, Inc. | COM | 759419104 | 51 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Roku Inc CL A | COM CL A | 77543R102 | 115 | 250 | SH | SOLE | 250 | 0 | 0 | ||
Saba Cef ETF | SABA INT RATE | 30151E806 | 292 | 13,731 | SH | SOLE | 13,731 | 0 | 0 | ||
Schlumberger Ltd. | COM STK | 806857108 | 1,215 | 37,794 | SH | SOLE | 36,944 | 0 | 850 | ||
Simulations Plus Inc Com | COM | 829214105 | 256 | 4,670 | SH | SOLE | 2,670 | 0 | 2,000 | ||
Smartsheet Inc. | COM CL A | 83200N103 | 516 | 7,135 | SH | SOLE | 6,410 | 0 | 725 | ||
Square Inc - A | CL A | 852234103 | 1,017 | 4,170 | SH | SOLE | 3,330 | 0 | 840 | ||
StoneCo Ltd | COM CL A | G85158106 | 379 | 5,655 | SH | SOLE | 2,655 | 0 | 3,000 | ||
Sunrun Inc. | COM | 86771W105 | 261 | 4,675 | SH | SOLE | 4,675 | 0 | 0 | ||
Teladoc Health, Inc. | COM | 87918A105 | 181 | 1,090 | SH | SOLE | 1,090 | 0 | 0 | ||
Teradyne, Inc. | COM | 880770102 | 455 | 3,400 | SH | OTR | 3,400 | 0 | 0 | ||
Teradyne, Inc. | COM | 880770102 | 10,405 | 77,675 | SH | SOLE | 71,675 | 0 | 6,000 | ||
The Container Store Group Inc | COM | 210751103 | 65 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
The Trade Desk Inc Com CL A | COM CL A | 88339J105 | 291 | 3,760 | SH | SOLE | 1,260 | 0 | 2,500 | ||
Union Pacific Corp. | COM | 907818108 | 467 | 2,125 | SH | OTR | 2,125 | 0 | 0 | ||
Union Pacific Corp. | COM | 907818108 | 5,816 | 26,445 | SH | SOLE | 26,445 | 0 | 0 | ||
Vaneck Vectors Green Bond ETF | GREEN BD ETF | 92189F171 | 227 | 8,250 | SH | SOLE | 8,250 | 0 | 0 | ||
Verizon | COM | 92343V104 | 146 | 2,600 | SH | OTR | 2,600 | 0 | 0 | ||
Verizon | COM | 92343V104 | 2,277 | 40,647 | SH | SOLE | 35,877 | 0 | 4,770 | ||
Walt Disney | COM | 254687106 | 249 | 1,415 | SH | OTR | 1,415 | 0 | 0 | ||
Walt Disney | COM | 254687106 | 4,200 | 23,895 | SH | SOLE | 21,285 | 0 | 2,610 | ||
Wells Fargo & Co. | COM | 949746101 | 317 | 7,000 | SH | OTR | 7,000 | 0 | 0 | ||
Weyerhaeuser Co REIT | COM NEW | 962166104 | 198 | 5,750 | SH | OTR | 5,750 | 0 | 0 | ||
Weyerhaeuser Co REIT | COM NEW | 962166104 | 4,303 | 125,000 | SH | SOLE | 117,725 | 0 | 7,275 | ||
Woodward, Inc. | COM | 980745103 | 387 | 3,150 | SH | OTR | 3,150 | 0 | 0 | ||
Woodward, Inc. | COM | 980745103 | 6,422 | 52,260 | SH | SOLE | 49,995 | 0 | 2,265 |