The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1Life Healthcare, Inc. | COM | 68269G107 | 135 | 17,193 | SH | SOLE | 17,193 | 0 | 0 | ||
Airgain, Inc. | COM | 00938A104 | 211 | 26,000 | SH | SOLE | 8,000 | 0 | 18,000 | ||
Alibaba Group ADR | SPONSORED ADS | 01609W102 | 1,398 | 12,300 | SH | SOLE | 10,300 | 0 | 2,000 | ||
Alphabet Inc. Class A | CAP STK CL A | 02079K305 | 248 | 114 | SH | OTR | 114 | 0 | 0 | ||
Alphabet Inc. Class A | CAP STK CL A | 02079K305 | 4,653 | 2,135 | SH | SOLE | 1,954 | 0 | 181 | ||
Alphabet Inc. Class C | CAP STK CL C | 02079K107 | 33 | 15 | SH | OTR | 15 | 0 | 0 | ||
Alphabet Inc. Class C | CAP STK CL C | 02079K107 | 752 | 344 | SH | SOLE | 260 | 0 | 84 | ||
American Express Co. | COM | 025816109 | 237 | 1,700 | SH | OTR | 1,700 | 0 | 0 | ||
American Express Co. | COM | 025816109 | 3,458 | 24,855 | SH | SOLE | 22,955 | 0 | 1,900 | ||
American Vanguard Corporation | COM | 030371108 | 354 | 15,800 | SH | SOLE | 5,800 | 0 | 10,000 | ||
Apple Inc. | COM | 037833100 | 1,470 | 10,749 | SH | SOLE | 10,749 | 0 | 0 | ||
Applied Materials | COM | 038222105 | 128 | 1,410 | SH | OTR | 1,410 | 0 | 0 | ||
Applied Materials | COM | 038222105 | 2,383 | 26,195 | SH | SOLE | 22,700 | 0 | 3,495 | ||
Arch Capital Group Ltd | ORD | G0450A105 | 710 | 15,610 | SH | SOLE | 12,610 | 0 | 3,000 | ||
Bank of America | COM | 060505104 | 109 | 3,512 | SH | SOLE | 3,512 | 0 | 0 | ||
Baxter International | COM | 071813109 | 2 | 25 | SH | OTR | 25 | 0 | 0 | ||
Baxter International | COM | 071813109 | 1,077 | 16,690 | SH | SOLE | 16,240 | 0 | 450 | ||
Berkshire Hathaway Class B | CL B NEW | 084670702 | 369 | 1,353 | SH | SOLE | 853 | 0 | 500 | ||
Blackstone Group Inc | COM | 09260D107 | 219 | 2,400 | SH | OTR | 2,400 | 0 | 0 | ||
Blackstone Group Inc | COM | 09260D107 | 9,054 | 99,246 | SH | SOLE | 94,921 | 0 | 4,325 | ||
Blackstone Mortgage Trust | COM CL A | 09257W100 | 215 | 7,600 | SH | OTR | 7,600 | 0 | 0 | ||
Blackstone Mortgage Trust | COM CL A | 09257W100 | 3,077 | 108,751 | SH | SOLE | 103,836 | 0 | 4,915 | ||
Block, Inc. | CL A | 852234103 | 5 | 75 | SH | OTR | 75 | 0 | 0 | ||
Block, Inc. | CL A | 852234103 | 208 | 3,383 | SH | SOLE | 3,328 | 0 | 55 | ||
Boeing | COM | 097023105 | 1,551 | 11,348 | SH | SOLE | 11,348 | 0 | 0 | ||
Bristol-Myers Squibb | COM | 110122108 | 27 | 350 | SH | OTR | 350 | 0 | 0 | ||
Bristol-Myers Squibb | COM | 110122108 | 1,469 | 18,948 | SH | SOLE | 15,223 | 0 | 3,725 | ||
Brookfield Asset Management | CL A LTD VT SH | 112585104 | 251 | 5,642 | SH | OTR | 5,642 | 0 | 0 | ||
Brookfield Asset Management | CL A LTD VT SH | 112585104 | 6,912 | 155,424 | SH | SOLE | 144,975 | 0 | 10,449 | ||
Brookfield Renewable LP | PARTNERSHIP UNIT | G16258108 | 836 | 24,012 | SH | SOLE | 23,112 | 0 | 900 | ||
Brookfield Renewable C F Class A | CL A SUB VTG | 11284V105 | 214 | 5,996 | SH | SOLE | 5,771 | 0 | 225 | ||
Cambria Tail Risk ETF | TAIL RISK | 132061862 | 382 | 21,650 | SH | SOLE | 21,650 | 0 | 0 | ||
Canadian National Railway Co. | COM | 136375102 | 1,878 | 16,700 | SH | SOLE | 16,700 | 0 | 0 | ||
Chevron Corp. | COM | 166764100 | 1,320 | 9,118 | SH | SOLE | 7,514 | 0 | 1,604 | ||
Cisco Systems, Inc. | COM | 17275R102 | 2,219 | 52,040 | SH | SOLE | 52,040 | 0 | 0 | ||
Civeo Corp | COM NEW | 17878Y207 | 217 | 8,400 | SH | SOLE | 0 | 0 | 8,400 | ||
Civitas Resources Inc | COM NEW | 17888H103 | 275 | 5,250 | SH | SOLE | 2,250 | 0 | 3,000 | ||
CloudFlare, Inc. | CL A COM | 18915M107 | 49 | 1,130 | SH | SOLE | 1,130 | 0 | 0 | ||
Coca-Cola Company | COM | 191216100 | 356 | 5,625 | SH | SOLE | 5,625 | 0 | 0 | ||
Colgate-Palmolive Co | COM | 194162103 | 718 | 8,960 | SH | SOLE | 2,260 | 0 | 6,700 | ||
Comcast Corporation | CL A | 20030N101 | 120 | 3,050 | SH | OTR | 3,050 | 0 | 0 | ||
Comcast Corporation | CL A | 20030N101 | 3,652 | 93,060 | SH | SOLE | 88,935 | 0 | 4,125 | ||
Consolidated Edison | COM | 209115104 | 19 | 200 | SH | OTR | 200 | 0 | 0 | ||
Consolidated Edison | COM | 209115104 | 698 | 7,335 | SH | SOLE | 6,935 | 0 | 400 | ||
Costco Wholesale Co | COM | 22160K105 | 108 | 225 | SH | SOLE | 225 | 0 | 0 | ||
Coupang, Inc. | CL A | 22266T109 | 1,139 | 89,303 | SH | SOLE | 67,654 | 0 | 21,649 | ||
CrowdStrike Holdings, Inc. | CL A | 22788C105 | 274 | 1,625 | SH | SOLE | 625 | 0 | 1,000 | ||
Datadog, Inc. | CL A COM | 23804L103 | 117 | 1,225 | SH | SOLE | 225 | 0 | 1,000 | ||
Devon Energy Corp | COM | 25179M103 | 167 | 3,025 | SH | SOLE | 2,925 | 0 | 100 | ||
Dominion Resources, Inc | COM | 25746U109 | 607 | 7,600 | SH | SOLE | 7,200 | 0 | 400 | ||
Duke Energy Corp | COM NEW | 26441C204 | 762 | 7,106 | SH | SOLE | 7,106 | 0 | 0 | ||
eBay Inc. | COM | 278642103 | 56 | 1,345 | SH | SOLE | 1,330 | 0 | 15 | ||
Edison International | COM | 281020107 | 509 | 8,050 | SH | SOLE | 8,050 | 0 | 0 | ||
Enbridge Inc | COM | 29250N105 | 560 | 13,246 | SH | SOLE | 12,450 | 0 | 796 | ||
Enterprise Products Partners L.P. | COM | 293792107 | 105 | 4,300 | SH | SOLE | 4,150 | 0 | 150 | ||
EQT Corporation | COM | 26884L109 | 69 | 2,000 | SH | SOLE | 1,000 | 0 | 1,000 | ||
ESAB Corp | COM | 29605J106 | 231 | 5,283 | SH | SOLE | 1,750 | 0 | 3,533 | ||
ExxonMobil Corp | COM | 30231G102 | 704 | 8,221 | SH | SOLE | 4,891 | 0 | 3,330 | ||
Fastly, Inc. | CL A | 31188V100 | 23 | 2,015 | SH | SOLE | 2,000 | 0 | 15 | ||
General Mills Inc | COM | 370334104 | 160 | 2,119 | SH | SOLE | 2,119 | 0 | 0 | ||
Grab Holdings Ltd. | CLASS A ORD | G4124C109 | 169 | 66,732 | SH | SOLE | 33,418 | 0 | 33,314 | ||
Guardant Health, Inc. | COM | 40131M109 | 182 | 4,500 | SH | OTR | 4,500 | 0 | 0 | ||
Guardant Health, Inc. | COM | 40131M109 | 4,027 | 99,820 | SH | SOLE | 93,350 | 0 | 6,470 | ||
Home Depot | COM | 437076102 | 192 | 700 | SH | OTR | 700 | 0 | 0 | ||
Home Depot | COM | 437076102 | 8,404 | 30,640 | SH | SOLE | 27,240 | 0 | 3,400 | ||
Honeywell International Inc. | COM | 438516106 | 261 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Hubspot Inc | COM NEW | 443573100 | 51 | 170 | SH | SOLE | 170 | 0 | 0 | ||
IAC/InterActiveCorp | COM | 44891N208 | 152 | 2,000 | SH | SOLE | 1,000 | 0 | 1,000 | ||
Impinj Inc | COM | 453204109 | 176 | 3,000 | SH | SOLE | 500 | 0 | 2,500 | ||
Intel Corp | COM | 458140100 | 62 | 1,660 | SH | OTR | 1,660 | 0 | 0 | ||
Intel Corp | COM | 458140100 | 600 | 16,049 | SH | SOLE | 14,364 | 0 | 1,685 | ||
Intuitive Surgical | COM NEW | 46120E602 | 75 | 375 | SH | SOLE | 375 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 302 | 1,700 | SH | OTR | 1,700 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 2,817 | 15,871 | SH | SOLE | 15,421 | 0 | 450 | ||
JPMorgan Chase & Co | COM | 46625H100 | 169 | 1,500 | SH | OTR | 1,500 | 0 | 0 | ||
JPMorgan Chase & Co | COM | 46625H100 | 5,304 | 47,099 | SH | SOLE | 47,099 | 0 | 0 | ||
Kimberly-Clark Corp | COM | 494368103 | 137 | 1,005 | SH | SOLE | 1,005 | 0 | 0 | ||
Magnite Inc | COM | 55955D100 | 141 | 15,850 | SH | SOLE | 850 | 0 | 15,000 | ||
Markel Corp. | COM | 570535104 | 466 | 360 | SH | SOLE | 250 | 0 | 110 | ||
Marriott Vacations | COM | 57164Y107 | 912 | 7,845 | SH | SOLE | 7,845 | 0 | 0 | ||
Martin Marietta Matr | COM | 573284106 | 359 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
Merck & Co. Inc. | COM | 58933Y105 | 311 | 3,390 | SH | OTR | 3,390 | 0 | 0 | ||
Merck & Co. Inc. | COM | 58933Y105 | 7,883 | 85,820 | SH | SOLE | 80,442 | 0 | 5,378 | ||
Microsoft Corporation | COM | 594918104 | 803 | 3,125 | SH | OTR | 3,125 | 0 | 0 | ||
Microsoft Corporation | COM | 594918104 | 15,245 | 59,360 | SH | SOLE | 54,625 | 0 | 4,735 | ||
Mitek Systems, Inc. | COM NEW | 606710200 | 268 | 29,000 | SH | SOLE | 14,000 | 0 | 15,000 | ||
NextEra Energy, Inc. | COM | 65339F101 | 147 | 1,900 | SH | OTR | 1,900 | 0 | 0 | ||
NextEra Energy, Inc. | COM | 65339F101 | 2,282 | 29,456 | SH | SOLE | 29,456 | 0 | 0 | ||
Obsidian Energy Ltd. | COM | 674482203 | 326 | 42,070 | SH | SOLE | 9,570 | 0 | 32,500 | ||
OGE Energy Corp. | COM | 670837103 | 1,215 | 31,500 | SH | SOLE | 31,000 | 0 | 500 | ||
Palantir Technologies Inc. | CL A | 69608A108 | 171 | 18,850 | SH | SOLE | 8,850 | 0 | 10,000 | ||
Penn NTNL Gaming | COM | 707569109 | 273 | 8,981 | SH | SOLE | 8,981 | 0 | 0 | ||
PhenixFIN Corporation | COM | 71742W103 | 33 | 895 | SH | OTR | 895 | 0 | 0 | ||
PhenixFIN Corporation | COM | 71742W103 | 3,283 | 90,385 | SH | SOLE | 58,170 | 0 | 32,215 | ||
Philip Morris International Inc. | COM | 718172109 | 119 | 1,190 | SH | SOLE | 1,000 | 0 | 190 | ||
Portland General Electric Co. | COM NEW | 736508847 | 200 | 4,100 | SH | OTR | 4,100 | 0 | 0 | ||
Portland General Electric Co. | COM NEW | 736508847 | 2,906 | 59,565 | SH | SOLE | 56,240 | 0 | 3,325 | ||
Procter & Gamble | COM | 742718109 | 547 | 3,805 | SH | SOLE | 3,805 | 0 | 0 | ||
Pure Storage, Inc. | CL A | 74624M102 | 231 | 9,000 | SH | SOLE | 3,000 | 0 | 6,000 | ||
Qorvo, Inc. | COM | 74736K101 | 298 | 3,155 | SH | SOLE | 2,280 | 0 | 875 | ||
Quadratic Interest Rate Volatility & Inflation Hedge ETF | QUADRTC INT RT | 500767736 | 165 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
Qualcomm Inc. | COM | 747525103 | 204 | 1,600 | SH | OTR | 1,600 | 0 | 0 | ||
Qualcomm Inc. | COM | 747525103 | 6,924 | 54,204 | SH | SOLE | 51,979 | 0 | 2,225 | ||
QuickLogic Corporation | COM NEW | 74837P405 | 453 | 53,422 | SH | SOLE | 15,000 | 0 | 38,422 | ||
Raytheon Technologies Co | COM | 75513E101 | 125 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
Saba Cef ETF | SABA INT RATE | 30151E806 | 45 | 2,610 | SH | OTR | 2,610 | 0 | 0 | ||
Saba Cef ETF | SABA INT RATE | 30151E806 | 376 | 21,864 | SH | SOLE | 21,864 | 0 | 0 | ||
Schlumberger Ltd. | COM STK | 806857108 | 1,394 | 38,794 | SH | SOLE | 37,944 | 0 | 850 | ||
Smartsheet Inc. | COM CL A | 83200N103 | 179 | 5,680 | SH | SOLE | 4,980 | 0 | 700 | ||
Snowflake Inc. | CL A | 833445109 | 334 | 2,400 | SH | SOLE | 2,145 | 0 | 255 | ||
Sony Corp F Sponsored ADR | SPONSORED ADR | 835699307 | 8 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Southern Company | COM | 842587107 | 123 | 1,725 | SH | OTR | 1,725 | 0 | 0 | ||
Southern Company | COM | 842587107 | 1,740 | 24,400 | SH | SOLE | 24,400 | 0 | 0 | ||
StoneCo Ltd | COM CL A | G85158106 | 100 | 13,000 | SH | SOLE | 3,000 | 0 | 10,000 | ||
Sunrun Inc. | COM | 86771W105 | 39 | 1,650 | SH | SOLE | 1,650 | 0 | 0 | ||
Teladoc Health, Inc. | COM | 87918A105 | 22 | 675 | SH | SOLE | 675 | 0 | 0 | ||
Teradyne, Inc. | COM | 880770102 | 304 | 3,400 | SH | OTR | 3,400 | 0 | 0 | ||
Teradyne, Inc. | COM | 880770102 | 6,404 | 71,512 | SH | SOLE | 67,262 | 0 | 4,250 | ||
The Williams Companies, Inc. | COM | 969457100 | 203 | 6,500 | SH | SOLE | 1,500 | 0 | 5,000 | ||
Tidewater Inc. | COM | 88642R109 | 211 | 10,000 | SH | SOLE | 3,000 | 0 | 7,000 | ||
UiPath Inc. | CL A | 90364P105 | 57 | 3,140 | SH | SOLE | 3,140 | 0 | 0 | ||
Union Pacific Corp. | COM | 907818108 | 453 | 2,125 | SH | OTR | 2,125 | 0 | 0 | ||
Union Pacific Corp. | COM | 907818108 | 6,664 | 31,245 | SH | SOLE | 31,245 | 0 | 0 | ||
Vaneck Vectors Green Bond ETF | GREEN BOND ETF | 92189F171 | 194 | 8,250 | SH | SOLE | 8,250 | 0 | 0 | ||
Weyerhaeuser Co REIT | COM NEW | 962166104 | 234 | 7,080 | SH | OTR | 7,080 | 0 | 0 | ||
Weyerhaeuser Co REIT | COM NEW | 962166104 | 5,197 | 156,925 | SH | SOLE | 149,275 | 0 | 7,650 | ||
Woodward, Inc. | COM | 980745103 | 1,073 | 11,600 | SH | SOLE | 11,600 | 0 | 0 |