The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Agfiq US Market Neutral Anti-Beta Fund | AGFIQ US MK ANTI | 00110G408 | 315 | 15,500 | SH | SOLE | 7,500 | 0 | 8,000 | ||
Airgain, Inc. | COM | 00938A104 | 158 | 21,950 | SH | SOLE | 6,550 | 0 | 15,400 | ||
Alibaba Group ADR | SPONSORED ADS | 01609W102 | 859 | 10,735 | SH | SOLE | 8,735 | 0 | 2,000 | ||
Alphabet Inc. Class A | CAP STK CL A | 02079K305 | 38 | 400 | SH | OTR | 400 | 0 | 0 | ||
Alphabet Inc. Class A | CAP STK CL A | 02079K305 | 4,187 | 43,770 | SH | SOLE | 40,150 | 0 | 3,620 | ||
Alphabet Inc. Class C | CAP STK CL C | 02079K107 | 29 | 300 | SH | OTR | 300 | 0 | 0 | ||
Alphabet Inc. Class C | CAP STK CL C | 02079K107 | 662 | 6,880 | SH | SOLE | 5,200 | 0 | 1,680 | ||
American Express Co. | COM | 025816109 | 67 | 500 | SH | OTR | 500 | 0 | 0 | ||
American Express Co. | COM | 025816109 | 3,512 | 26,030 | SH | SOLE | 24,130 | 0 | 1,900 | ||
American Vanguard Corporation | COM | 030371108 | 272 | 14,510 | SH | SOLE | 4,510 | 0 | 10,000 | ||
Apple Inc. | COM | 037833100 | 1,448 | 10,474 | SH | SOLE | 10,474 | 0 | 0 | ||
Applied Materials | COM | 038222105 | 38 | 460 | SH | OTR | 460 | 0 | 0 | ||
Applied Materials | COM | 038222105 | 1,923 | 23,470 | SH | SOLE | 21,525 | 0 | 1,945 | ||
Arch Capital Group Ltd | ORD | G0450A105 | 711 | 15,610 | SH | SOLE | 12,610 | 0 | 3,000 | ||
Bank of America | COM | 060505104 | 106 | 3,512 | SH | SOLE | 3,512 | 0 | 0 | ||
Baxter International | COM | 071813109 | 1 | 25 | SH | OTR | 25 | 0 | 0 | ||
Baxter International | COM | 071813109 | 900 | 16,615 | SH | SOLE | 16,165 | 0 | 450 | ||
Berkshire Hathaway Class B | CL B NEW | 084670702 | 862 | 3,228 | SH | SOLE | 2,728 | 0 | 500 | ||
Blackstone Group Inc | COM | 09260D107 | 84 | 1,000 | SH | OTR | 1,000 | 0 | 0 | ||
Blackstone Group Inc | COM | 09260D107 | 8,416 | 100,546 | SH | SOLE | 96,221 | 0 | 4,325 | ||
Blackstone Mortgage Trust | COM CL A | 09257W100 | 38 | 1,600 | SH | OTR | 1,600 | 0 | 0 | ||
Blackstone Mortgage Trust | COM CL A | 09257W100 | 2,749 | 114,751 | SH | SOLE | 109,836 | 0 | 4,915 | ||
Boeing | COM | 097023105 | 1,374 | 11,348 | SH | SOLE | 11,348 | 0 | 0 | ||
Bristol-Myers Squibb | COM | 110122108 | 25 | 350 | SH | OTR | 350 | 0 | 0 | ||
Bristol-Myers Squibb | COM | 110122108 | 1,347 | 18,948 | SH | SOLE | 15,223 | 0 | 3,725 | ||
Brookfield Asset Management | CL A LTD VT SH | 112585104 | 68 | 1,667 | SH | OTR | 1,667 | 0 | 0 | ||
Brookfield Asset Management | CL A LTD VT SH | 112585104 | 6,927 | 169,399 | SH | SOLE | 151,950 | 0 | 17,449 | ||
Brookfield Renewable LP | PARTNERSHIP UNIT | G16258108 | 752 | 24,012 | SH | SOLE | 23,112 | 0 | 900 | ||
Brookfield Renewable C F Class A | CL A SUB VTG | 11284V105 | 196 | 5,996 | SH | SOLE | 5,771 | 0 | 225 | ||
Cambria Tail Risk ETF | TAIL RISK | 132061862 | 366 | 21,650 | SH | SOLE | 21,650 | 0 | 0 | ||
Canadian National Railway Co. | COM | 136375102 | 1,803 | 16,700 | SH | SOLE | 16,700 | 0 | 0 | ||
Chevron Corp. | COM | 166764100 | 1,310 | 9,118 | SH | SOLE | 7,514 | 0 | 1,604 | ||
Cisco Systems, Inc. | COM | 17275R102 | 2,082 | 52,040 | SH | SOLE | 52,040 | 0 | 0 | ||
Civeo Corp | COM NEW | 17878Y207 | 211 | 8,400 | SH | SOLE | 0 | 0 | 8,400 | ||
CloudFlare, Inc. | CL A COM | 18915M107 | 55 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Coca-Cola Company | COM | 191216100 | 318 | 5,625 | SH | SOLE | 5,625 | 0 | 0 | ||
Colgate-Palmolive Co | COM | 194162103 | 629 | 8,960 | SH | SOLE | 2,260 | 0 | 6,700 | ||
Comcast Corporation | CL A | 20030N101 | 529 | 18,025 | SH | SOLE | 18,025 | 0 | 0 | ||
Commercial Metals Co | COM | 201723103 | 71 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
Consolidated Edison | COM | 209115104 | 17 | 200 | SH | OTR | 200 | 0 | 0 | ||
Consolidated Edison | COM | 209115104 | 629 | 7,335 | SH | SOLE | 6,935 | 0 | 400 | ||
Costco Wholesale Co | COM | 22160K105 | 102 | 215 | SH | SOLE | 215 | 0 | 0 | ||
Coupang, Inc. | CL A | 22266T109 | 1,477 | 88,603 | SH | SOLE | 67,954 | 0 | 20,649 | ||
CrowdStrike Holdings, Inc. | CL A | 22788C105 | 126 | 765 | SH | SOLE | 380 | 0 | 385 | ||
Devon Energy Corp | COM | 25179M103 | 182 | 3,025 | SH | SOLE | 2,925 | 0 | 100 | ||
Dominion Resources, Inc | COM | 25746U109 | 525 | 7,600 | SH | SOLE | 7,200 | 0 | 400 | ||
Duke Energy Corp | COM NEW | 26441C204 | 661 | 7,106 | SH | SOLE | 7,106 | 0 | 0 | ||
eBay Inc. | COM | 278642103 | 50 | 1,345 | SH | SOLE | 1,330 | 0 | 15 | ||
Edison International | COM | 281020107 | 461 | 8,050 | SH | SOLE | 8,050 | 0 | 0 | ||
Enbridge Inc | COM | 29250N105 | 475 | 12,796 | SH | SOLE | 12,000 | 0 | 796 | ||
Enterprise Products Partners L.P. | COM | 293792107 | 109 | 4,600 | SH | SOLE | 4,450 | 0 | 150 | ||
ESAB Corp | COM | 29605J106 | 230 | 6,883 | SH | SOLE | 1,350 | 0 | 5,533 | ||
ExxonMobil Corp | COM | 30231G102 | 718 | 8,221 | SH | SOLE | 4,891 | 0 | 3,330 | ||
Franco-Nevada Corp | COM | 351858105 | 358 | 3,000 | SH | SOLE | 1,500 | 0 | 1,500 | ||
General Mills Inc | COM | 370334104 | 164 | 2,135 | SH | SOLE | 2,135 | 0 | 0 | ||
Grab Holdings Ltd. | CLASS A ORD | G4124C109 | 222 | 84,311 | SH | SOLE | 61,731 | 0 | 22,580 | ||
Guardant Health, Inc. | COM | 40131M109 | 59 | 1,100 | SH | OTR | 1,100 | 0 | 0 | ||
Guardant Health, Inc. | COM | 40131M109 | 5,453 | 101,300 | SH | SOLE | 94,830 | 0 | 6,470 | ||
Home Depot | COM | 437076102 | 193 | 700 | SH | OTR | 700 | 0 | 0 | ||
Home Depot | COM | 437076102 | 8,455 | 30,640 | SH | SOLE | 27,240 | 0 | 3,400 | ||
Honeywell International Inc. | COM | 438516106 | 250 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Hubspot Inc | COM | 443573100 | 46 | 170 | SH | SOLE | 170 | 0 | 0 | ||
IAC/InterActiveCorp | COM | 44891N208 | 329 | 5,945 | SH | SOLE | 2,670 | 0 | 3,275 | ||
Impinj Inc | COM | 453204109 | 60 | 750 | SH | SOLE | 250 | 0 | 500 | ||
Intel Corp | COM | 458140100 | 11 | 435 | SH | OTR | 435 | 0 | 0 | ||
Intel Corp | COM | 458140100 | 436 | 16,909 | SH | SOLE | 15,224 | 0 | 1,685 | ||
Intuitive Surgical | COM NEW | 46120E602 | 70 | 375 | SH | SOLE | 375 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 33 | 200 | SH | OTR | 200 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 2,838 | 17,371 | SH | SOLE | 16,921 | 0 | 450 | ||
JPMorgan Chase & Co | COM | 46625H100 | 5,079 | 48,599 | SH | SOLE | 48,599 | 0 | 0 | ||
Kimberly-Clark Corp | COM | 494368103 | 114 | 1,005 | SH | SOLE | 1,005 | 0 | 0 | ||
Markel Corp. | COM | 570535104 | 390 | 360 | SH | SOLE | 250 | 0 | 110 | ||
Marriott Vacations | COM | 57164Y107 | 954 | 7,790 | SH | SOLE | 7,790 | 0 | 0 | ||
Martin Marietta Matr | COM | 573284106 | 387 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
Merck & Co. Inc. | COM | 58933Y105 | 103 | 1,190 | SH | OTR | 1,190 | 0 | 0 | ||
Merck & Co. Inc. | COM | 58933Y105 | 7,641 | 88,020 | SH | SOLE | 82,642 | 0 | 5,378 | ||
Microsoft Corporation | COM | 594918104 | 233 | 1,000 | SH | OTR | 1,000 | 0 | 0 | ||
Microsoft Corporation | COM | 594918104 | 13,887 | 59,625 | SH | SOLE | 55,125 | 0 | 4,500 | ||
Mitek Systems, Inc. | COM NEW | 606710200 | 82 | 8,950 | SH | SOLE | 2,950 | 0 | 6,000 | ||
NextEra Energy, Inc. | COM | 65339F101 | 25 | 325 | SH | OTR | 325 | 0 | 0 | ||
NextEra Energy, Inc. | COM | 65339F101 | 2,433 | 31,031 | SH | SOLE | 31,031 | 0 | 0 | ||
Obsidian Energy Ltd. | COM | 674482203 | 302 | 42,070 | SH | SOLE | 9,570 | 0 | 32,500 | ||
OGE Energy Corp. | COM | 670837103 | 1,221 | 33,500 | SH | SOLE | 33,000 | 0 | 500 | ||
Palantir Technologies Inc. | CL A | 69608A108 | 89 | 10,975 | SH | SOLE | 4,800 | 0 | 6,175 | ||
Penn NTNL Gaming | COM | 707569109 | 247 | 8,981 | SH | SOLE | 8,981 | 0 | 0 | ||
PhenixFIN Corporation | COM | 71742W103 | 9 | 245 | SH | OTR | 245 | 0 | 0 | ||
PhenixFIN Corporation | COM | 71742W103 | 3,880 | 111,835 | SH | SOLE | 74,470 | 0 | 37,365 | ||
Philip Morris International Inc. | COM | 718172109 | 100 | 1,190 | SH | SOLE | 1,000 | 0 | 190 | ||
Portland General Electric Co. | COM NEW | 736508847 | 26 | 600 | SH | OTR | 600 | 0 | 0 | ||
Portland General Electric Co. | COM NEW | 736508847 | 2,769 | 63,065 | SH | SOLE | 59,740 | 0 | 3,325 | ||
Procter & Gamble | COM | 742718109 | 480 | 3,805 | SH | SOLE | 3,805 | 0 | 0 | ||
Pure Storage, Inc. | CL A | 74624M102 | 126 | 4,600 | SH | SOLE | 1,525 | 0 | 3,075 | ||
Qorvo, Inc. | COM | 74736K101 | 243 | 3,065 | SH | SOLE | 2,190 | 0 | 875 | ||
Qualcomm Inc. | COM | 747525103 | 11 | 100 | SH | OTR | 100 | 0 | 0 | ||
Qualcomm Inc. | COM | 747525103 | 6,269 | 55,489 | SH | SOLE | 53,264 | 0 | 2,225 | ||
QuickLogic Corporation | COM NEW | 74837P405 | 194 | 30,000 | SH | SOLE | 10,000 | 0 | 20,000 | ||
Raytheon Technologies Co | COM | 75513E101 | 106 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
Saba Cef ETF | SABA INT RATE | 30151E806 | 18 | 1,075 | SH | OTR | 1,075 | 0 | 0 | ||
Saba Cef ETF | SABA INT RATE | 30151E806 | 488 | 29,274 | SH | SOLE | 29,274 | 0 | 0 | ||
SLB | COM STK | 806857108 | 1,399 | 38,794 | SH | SOLE | 37,944 | 0 | 850 | ||
Smartsheet Inc. | COM CL A | 83200N103 | 193 | 5,605 | SH | SOLE | 4,905 | 0 | 700 | ||
Snowflake Inc. | CL A | 833445109 | 359 | 2,115 | SH | SOLE | 1,860 | 0 | 255 | ||
Southern Company | COM | 842587107 | 1,777 | 26,125 | SH | SOLE | 26,125 | 0 | 0 | ||
Sunrun Inc. | COM | 86771W105 | 46 | 1,650 | SH | SOLE | 1,650 | 0 | 0 | ||
Teradyne, Inc. | COM | 880770102 | 68 | 900 | SH | OTR | 900 | 0 | 0 | ||
Teradyne, Inc. | COM | 880770102 | 5,541 | 73,737 | SH | SOLE | 69,487 | 0 | 4,250 | ||
The Williams Companies, Inc. | COM | 969457100 | 43 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Tidewater Inc. | COM | 88642R109 | 315 | 14,510 | SH | SOLE | 4,510 | 0 | 10,000 | ||
UiPath Inc. | CL A | 90364P105 | 13 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Union Pacific Corp. | COM | 907818108 | 78 | 400 | SH | OTR | 400 | 0 | 0 | ||
Union Pacific Corp. | COM | 907818108 | 6,423 | 32,970 | SH | SOLE | 32,970 | 0 | 0 | ||
Vaneck Vectors Green Bond ETF | GREEN BOND ETF | 92189F171 | 186 | 8,250 | SH | SOLE | 8,250 | 0 | 0 | ||
Weyerhaeuser Co REIT | COM NEW | 962166104 | 49 | 1,725 | SH | OTR | 1,725 | 0 | 0 | ||
Weyerhaeuser Co REIT | COM NEW | 962166104 | 4,635 | 162,280 | SH | SOLE | 154,630 | 0 | 7,650 |