The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 108 | 17,800 | PRN | Put | SOLE | 17,800 | 0 | 0 | |
ABBOTT LABS | COM | 002824100 | 52 | 52,800 | PRN | Put | SOLE | 52,800 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 47 | 24,800 | PRN | Put | SOLE | 24,800 | 0 | 0 | |
ACCENTURE PLC IRELAN | SHS CLASS A | G1151C101 | 24 | 12,400 | PRN | Put | SOLE | 12,400 | 0 | 0 | |
ADVANCED MICRO DEVIC | COM | 007903107 | 11 | 3,000 | PRN | Put | SOLE | 3,000 | 0 | 0 | |
AEROVIRONMENT INC | COM | 008073108 | 7 | 3,100 | PRN | Put | SOLE | 3,100 | 0 | 0 | |
AGILENT TECHNOLOGIES | COM | 00846U101 | 4 | 3,500 | PRN | Put | SOLE | 3,500 | 0 | 0 | |
ALPHABET INC | ORDINARY SHARES | 02079K107 | 5 | 400 | PRN | Put | SOLE | 400 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 348 | 73,900 | PRN | Put | SOLE | 73,900 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 69 | 47,600 | PRN | Put | SOLE | 47,600 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 96 | 1,200 | PRN | Put | SOLE | 1,200 | 0 | 0 | |
AMCOR PLC | ORDINARY SHARES | G0250X107 | 21 | 47,700 | PRN | Put | SOLE | 47,700 | 0 | 0 | |
AMERICAN EXPRESS CO. | ORDINARY SHARES | 025816109 | 1 | 3,300 | PRN | Put | SOLE | 3,300 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 16 | 5,300 | PRN | Put | SOLE | 5,300 | 0 | 0 | |
ANALOG DEVICES INC | COM | 032654105 | 17 | 7,600 | PRN | Put | SOLE | 7,600 | 0 | 0 | |
AON PLC | SHS CL A | G0408V102 | 280 | 63,700 | PRN | Put | SOLE | 63,700 | 0 | 0 | |
APPLE INC | COM | 037833100 | 261 | 50,000 | PRN | Put | SOLE | 50,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 1 | 7,700 | PRN | Put | SOLE | 7,700 | 0 | 0 | |
BAIDU INC | ADR | 056752108 | 9 | 2,200 | PRN | Put | SOLE | 2,200 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 7 | 14,500 | PRN | Put | SOLE | 14,500 | 0 | 0 | |
BIOMARIN PHARMACEUTI | COM | 09061G101 | 65 | 9,600 | PRN | Put | SOLE | 9,600 | 0 | 0 | |
CABOT OIL & GAS CORP | COM | 127097103 | 3 | 55,200 | PRN | Call | SOLE | 55,200 | 0 | 0 | |
CANADIAN PAC RY LTD | COM | 13645T100 | 4 | 700 | PRN | Put | SOLE | 700 | 0 | 0 | |
CBOE MINI SPX INDEX | NEW XSP PM | 12505Q107 | 31 | 8,200 | PRN | Put | SOLE | 8,200 | 0 | 0 | |
CBOE S&P 500 INDEX | S&P 500 | 648815108 | 155 | 6,600 | PRN | Call | SOLE | 6,600 | 0 | 0 | |
CBOE S&P 500 INDEX | S&P 500 | 648815108 | 2,226 | 51,000 | PRN | Put | SOLE | 51,000 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 1 | 5,800 | PRN | Put | SOLE | 5,800 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 1 | 27,200 | PRN | Call | SOLE | 27,200 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 16 | 7,900 | PRN | Put | SOLE | 7,900 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 3 | 1,600 | PRN | Put | SOLE | 1,600 | 0 | 0 | |
CIGNA CORP. | ORDINARY SHARES | 125523100 | 8 | 1,200 | PRN | Put | SOLE | 1,200 | 0 | 0 | |
CINCINNATI FINL CORP | COM | 172062101 | 1 | 1,500 | PRN | Put | SOLE | 1,500 | 0 | 0 | |
CME GROUP INC | ORDINARY SHARES | 12572Q105 | 164 | 32,800 | PRN | Put | SOLE | 32,800 | 0 | 0 | |
COCA COLA EUROPEAN P | SHS | G25839104 | 13 | 50,200 | PRN | Put | SOLE | 50,200 | 0 | 0 | |
COCA-COLA CO | ORDINARY SHARES | 191216100 | 32 | 77,000 | PRN | Put | SOLE | 77,000 | 0 | 0 | |
COLGATE PALMOLIVE CO | COM | 194162103 | 6 | 4,600 | PRN | Put | SOLE | 4,600 | 0 | 0 | |
CSX CORP | COM | 126408103 | 27 | 7,300 | PRN | Put | SOLE | 7,300 | 0 | 0 | |
DIGITAL RLTY TR INC | COM | 253868103 | 3 | 1,800 | PRN | Put | SOLE | 1,800 | 0 | 0 | |
DIREXION SHS ETF TR | DLY FIN BULL NE | 25459Y694 | 25 | 5,500 | PRN | Put | SOLE | 5,500 | 0 | 0 | |
EBAY INC | COM | 278642103 | 29 | 13,100 | PRN | Put | SOLE | 13,100 | 0 | 0 | |
ECOLAB INC | ORDINARY SHARES | 278865100 | 3 | 3,600 | PRN | Put | SOLE | 3,600 | 0 | 0 | |
EOG RES INC | COM | 26875P101 | 4 | 10,200 | PRN | Call | SOLE | 10,200 | 0 | 0 | |
EXELON CORP. | ORDINARY SHARES | 30161N101 | 1 | 2,500 | PRN | Put | SOLE | 2,500 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 242 | 94,700 | PRN | Put | SOLE | 94,700 | 0 | 0 | |
FACEBOOK INC | ORDINARY SHARES | 30303M102 | 37 | 4,600 | PRN | Put | SOLE | 4,600 | 0 | 0 | |
FEDEX CORP | COM | 31428X106 | 12 | 1,000 | PRN | Put | SOLE | 1,000 | 0 | 0 | |
GENERAL ELECTRIC CO. | ORDINARY SHARES | 369604103 | 20 | 392,100 | PRN | Put | SOLE | 392,100 | 0 | 0 | |
GROUPON INC | COM | 399473107 | 146 | 758,000 | PRN | Put | SOLE | 758,000 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 5 | 2,900 | PRN | Put | SOLE | 2,900 | 0 | 0 | |
HONEYWELL INTERNATIO | ORDINARY SHARES | 438516106 | 5 | 1,400 | PRN | Put | SOLE | 1,400 | 0 | 0 | |
HP INC | ORDINARY SHARES | 40434L105 | 5 | 5,000 | PRN | Put | SOLE | 5,000 | 0 | 0 | |
IAC INTERACTIVECORP | ORDINARY SHARES | 44919P508 | 1 | 10,400 | PRN | Put | SOLE | 10,400 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 12 | 12,200 | PRN | Put | SOLE | 12,200 | 0 | 0 | |
INTERNATIONAL BUSINE | ORDINARY SHARES | 459200101 | 2 | 1,500 | PRN | Put | SOLE | 1,500 | 0 | 0 | |
INVESCO CAPITAL MANA | INVESCO QQQ TRU | 46090E103 | 32 | 5,300 | PRN | Put | SOLE | 5,300 | 0 | 0 | |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 23 | 15,000 | PRN | Call | SOLE | 15,000 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ET | 464287234 | 15 | 10,300 | PRN | Call | SOLE | 10,300 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 1 | 86,200 | PRN | Call | SOLE | 86,200 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ET | 464287655 | 122 | 17,300 | PRN | Call | SOLE | 17,300 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 57 | 128,600 | PRN | Put | SOLE | 128,600 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 11 | 5,500 | PRN | Put | SOLE | 5,500 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 9 | 5,100 | PRN | Put | SOLE | 5,100 | 0 | 0 | |
KEYSIGHT TECHNOLOGIE | COM | 49338L103 | 1 | 1,700 | PRN | Put | SOLE | 1,700 | 0 | 0 | |
KIMBERLY-CLARK CORP. | ORDINARY SHARES | 494368103 | 4 | 1,000 | PRN | Put | SOLE | 1,000 | 0 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 2 | 2,400 | PRN | Put | SOLE | 2,400 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 21 | 14,700 | PRN | Put | SOLE | 14,700 | 0 | 0 | |
LIVE NATION ENTERTAI | ORDINARY SHARES | 538034109 | 77 | 28,800 | PRN | Put | SOLE | 28,800 | 0 | 0 | |
LOCKHEED MARTIN CORP | ORDINARY SHARES | 539830109 | 23 | 1,400 | PRN | Put | SOLE | 1,400 | 0 | 0 | |
MASCO CORP. | ORDINARY SHARES | 574599106 | 28 | 50,100 | PRN | Put | SOLE | 50,100 | 0 | 0 | |
MASIMO CORP | COM | 574795100 | 47 | 6,000 | PRN | Put | SOLE | 6,000 | 0 | 0 | |
MASTERCARD INCORPORA | CL A | 57636Q104 | 33 | 4,200 | PRN | Put | SOLE | 4,200 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 4 | 3,700 | PRN | Put | SOLE | 3,700 | 0 | 0 | |
MDU RESOURCES GROUP | ORDINARY SHARES | 552690109 | 11 | 85,000 | PRN | Put | SOLE | 85,000 | 0 | 0 | |
METLIFE INC | COM | 59156R108 | 1 | 3,500 | PRN | Put | SOLE | 3,500 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 121 | 45,600 | PRN | Put | SOLE | 45,600 | 0 | 0 | |
MONDELEZ INTERNATION | ORDINARY SHARES | 609207105 | 2 | 8,100 | PRN | Put | SOLE | 8,100 | 0 | 0 | |
MONGODB INC | CL A | 60937P106 | 29 | 2,000 | PRN | Put | SOLE | 2,000 | 0 | 0 | |
NATIONAL FUEL GAS CO | COM | 636180101 | 2 | 4,000 | PRN | Put | SOLE | 4,000 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 115 | 2,600 | PRN | Put | SOLE | 2,600 | 0 | 0 | |
NORFOLK SOUTHERN COR | COM | 655844108 | 16 | 1,800 | PRN | Put | SOLE | 1,800 | 0 | 0 | |
NORTHERN TR CORP | COM | 665859104 | 7 | 4,800 | PRN | Put | SOLE | 4,800 | 0 | 0 | |
NORTHROP GRUMMAN COR | COM | 666807102 | 6 | 8,500 | PRN | Put | SOLE | 8,500 | 0 | 0 | |
ON SEMICONDUCTOR COR | COM | 682189105 | 10 | 5,300 | PRN | Put | SOLE | 5,300 | 0 | 0 | |
PAYCHEX INC. | ORDINARY SHARES | 704326107 | 9 | 22,700 | PRN | Put | SOLE | 22,700 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 249 | 40,800 | PRN | Put | SOLE | 40,800 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 24 | 18,600 | PRN | Put | SOLE | 18,600 | 0 | 0 | |
PHILIP MORRIS INTL I | COM | 718172109 | 22 | 10,300 | PRN | Put | SOLE | 10,300 | 0 | 0 | |
PROCTER & GAMBLE CO. | ORDINARY SHARES | 742718109 | 9 | 23,000 | PRN | Put | SOLE | 23,000 | 0 | 0 | |
PRUDENTIAL FINL INC | COM | 744320102 | 15 | 12,300 | PRN | Put | SOLE | 12,300 | 0 | 0 | |
RAYTHEON CO | COM NEW | 755111507 | 6 | 11,800 | PRN | Put | SOLE | 11,800 | 0 | 0 | |
REALTY INCOME CORP | COM | 756109104 | 4 | 14,500 | PRN | Put | SOLE | 14,500 | 0 | 0 | |
RYDEX INVESTMENTS | INVESCO CURRENC | 46138M109 | 242 | 100,200 | PRN | Call | SOLE | 100,200 | 0 | 0 | |
S&P GLOBAL INC | ORDINARY SHARES | 78409V104 | 22 | 7,200 | PRN | Put | SOLE | 7,200 | 0 | 0 | |
SBA COMMUNICATIONS C | CL A | 78410G104 | 3 | 3,000 | PRN | Put | SOLE | 3,000 | 0 | 0 | |
SELECT SECTOR SPDR T | ENERGY | 81369Y506 | 3 | 1,100 | PRN | Put | SOLE | 1,100 | 0 | 0 | |
SELECT SECTOR SPDR T | SBI HEALTHCARE | 81369Y209 | 12 | 1,600 | PRN | Put | SOLE | 1,600 | 0 | 0 | |
SEMPRA ENERGY | COM | 816851109 | 4 | 800 | PRN | Put | SOLE | 800 | 0 | 0 | |
SERVICENOW INC | COM | 81762P102 | 64 | 3,700 | PRN | Put | SOLE | 3,700 | 0 | 0 | |
SHERWIN-WILLIAMS CO. | ORDINARY SHARES | 824348106 | 2 | 2,200 | PRN | Put | SOLE | 2,200 | 0 | 0 | |
SP PLUS CORP | ORDINARY SHARES | 78469C103 | 7 | 24,100 | PRN | Put | SOLE | 24,100 | 0 | 0 | |
SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | 2 | 1,400 | PRN | Call | SOLE | 1,400 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 50 | 1,900 | PRN | Call | SOLE | 1,900 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,620 | 267,500 | PRN | Put | SOLE | 267,500 | 0 | 0 | |
STARBUCKS CORP. | ORDINARY SHARES | 855244109 | 182 | 242,600 | PRN | Put | SOLE | 242,600 | 0 | 0 | |
TELEFLEX INC | COM | 879369106 | 8 | 600 | PRN | Put | SOLE | 600 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 2 | 100 | PRN | Put | SOLE | 100 | 0 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 5 | 7,400 | PRN | Put | SOLE | 7,400 | 0 | 0 | |
TEXTRON INC. | ORDINARY SHARES | 883203101 | 5 | 8,200 | PRN | Put | SOLE | 8,200 | 0 | 0 | |
TOPBUILD CORP | ORDINARY SHARES | 89055F103 | 4 | 5,500 | PRN | Put | SOLE | 5,500 | 0 | 0 | |
UNITED PARCEL SERVIC | ORDINARY SHARES | 911312106 | 18 | 26,000 | PRN | Put | SOLE | 26,000 | 0 | 0 | |
UNITEDHEALTH GROUP I | COM | 91324P102 | 180 | 16,100 | PRN | Put | SOLE | 16,100 | 0 | 0 | |
VANECK VECTORS ETF T | SEMICONDUCTOR E | 92189F676 | 118 | 121,200 | PRN | Call | SOLE | 121,200 | 0 | 0 | |
VERISIGN INC | COM | 92343E102 | 4 | 9,300 | PRN | Put | SOLE | 9,300 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 19 | 6,600 | PRN | Put | SOLE | 6,600 | 0 | 0 | |
W.W. GRAINGER INC. | ORDINARY SHARES | 384802104 | 196 | 9,000 | PRN | Put | SOLE | 9,000 | 0 | 0 | |
WALGREENS BOOTS ALLI | COM | 931427108 | 1 | 5,900 | PRN | Call | SOLE | 5,900 | 0 | 0 | |
WALGREENS BOOTS ALLI | COM | 931427108 | 17 | 11,600 | PRN | Put | SOLE | 11,600 | 0 | 0 | |
WASTE MGMT INC DEL | COM | 94106L109 | 4 | 1,000 | PRN | Put | SOLE | 1,000 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 3 | 5,200 | PRN | Put | SOLE | 5,200 | 0 | 0 | |
WORKDAY INC | CL A | 98138H101 | 29 | 1,600 | PRN | Put | SOLE | 1,600 | 0 | 0 | |
WORLD WRESTLING ENTM | CL A | 98156Q108 | 7 | 24,900 | PRN | Put | SOLE | 24,900 | 0 | 0 |