The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 380 | 3,829 | SH | SOLE | NONE | 0 | 0 | 3,829 | |
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 418 | 2,773 | SH | SOLE | NONE | 0 | 0 | 2,773 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 205 | 795 | SH | SOLE | NONE | 0 | 0 | 795 | |
AMAZON COM INC | COM | 023135106 | 1,117 | 573 | SH | SOLE | NONE | 0 | 0 | 573 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 1,492 | 26,760 | SH | SOLE | NONE | 0 | 0 | 26,760 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 16,095 | 88,031 | SH | SOLE | NONE | 0 | 0 | 88,031 | |
EMERSON ELEC CO | COM | 291011104 | 446 | 9,355 | SH | SOLE | NONE | 0 | 0 | 9,355 | |
HELMERICH & PAYNE INC | COM | 423452101 | 187 | 11,955 | SH | SOLE | NONE | 0 | 0 | 11,955 | |
REALTY INCOME CORP | COM | 756109104 | 464 | 9,316 | SH | SOLE | NONE | 0 | 0 | 9,316 | |
AMGEN INC | COM | 031162100 | 513 | 2,532 | SH | SOLE | NONE | 0 | 0 | 2,532 | |
ABBOTT LABS | COM | 002824100 | 251 | 3,180 | SH | SOLE | NONE | 0 | 0 | 3,180 | |
EBAY INC | COM | 278642103 | 210 | 7,000 | SH | SOLE | NONE | 0 | 0 | 7,000 | |
FEDEX CORP | COM | 31428X106 | 718 | 5,923 | SH | SOLE | NONE | 0 | 0 | 5,923 | |
GRAINGER W W INC | COM | 384802104 | 424 | 1,705 | SH | SOLE | NONE | 0 | 0 | 1,705 | |
ORACLE CORP | COM | 68389X105 | 802 | 16,604 | SH | SOLE | NONE | 0 | 0 | 16,604 | |
QUALCOMM INC | COM | 747525103 | 1,122 | 16,583 | SH | SOLE | NONE | 0 | 0 | 16,583 | |
US BANCORP DEL | COM NEW | 902973304 | 398 | 11,563 | SH | SOLE | NONE | 0 | 0 | 11,563 | |
JOHNSON & JOHNSON | COM | 478160104 | 1,066 | 8,133 | SH | SOLE | NONE | 0 | 0 | 8,133 | |
MEDTRONIC PLC | SHS | G5960L103 | 338 | 3,748 | SH | SOLE | NONE | 0 | 0 | 3,748 | |
PFIZER INC | COM | 717081103 | 607 | 18,589 | SH | SOLE | NONE | 0 | 0 | 18,589 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 254 | 4,757 | SH | SOLE | NONE | 0 | 0 | 4,757 | |
MICROSOFT CORP | COM | 594918104 | 613 | 3,888 | SH | SOLE | NONE | 0 | 0 | 3,888 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 632 | 6,765 | SH | SOLE | NONE | 0 | 0 | 6,765 | |
AT&T INC | COM | 00206R102 | 525 | 18,021 | SH | SOLE | NONE | 0 | 0 | 18,021 | |
PRUDENTIAL FINL INC | COM | 744320102 | 704 | 13,502 | SH | SOLE | NONE | 0 | 0 | 13,502 | |
CISCO SYS INC | COM | 17275R102 | 867 | 22,058 | SH | SOLE | NONE | 0 | 0 | 22,058 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 515 | 4,641 | SH | SOLE | NONE | 0 | 0 | 4,641 | |
PEPSICO INC | COM | 713448108 | 798 | 6,648 | SH | SOLE | NONE | 0 | 0 | 6,648 | |
STRYKER CORP | COM | 863667101 | 361 | 2,171 | SH | SOLE | NONE | 0 | 0 | 2,171 | |
JOHNSON CTLS INTL PLC | SHS | G51502105 | 254 | 9,425 | SH | SOLE | NONE | 0 | 0 | 9,425 | |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 758 | 7,333 | SH | SOLE | NONE | 0 | 0 | 7,333 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 907 | 19,836 | SH | SOLE | NONE | 0 | 0 | 19,836 | |
DEERE & CO | COM | 244199105 | 435 | 3,148 | SH | SOLE | NONE | 0 | 0 | 3,148 | |
BK OF AMERICA CORP | COM | 060505104 | 568 | 26,746 | SH | SOLE | NONE | 0 | 0 | 26,746 | |
EXXON MOBIL CORP | COM | 30231G102 | 476 | 12,545 | SH | SOLE | NONE | 0 | 0 | 12,545 | |
AFLAC INC | COM | 001055102 | 291 | 8,513 | SH | SOLE | NONE | 0 | 0 | 8,513 | |
CARDINAL HEALTH INC | COM | 14149Y108 | 630 | 13,135 | SH | SOLE | NONE | 0 | 0 | 13,135 | |
MACK CALI RLTY CORP | COM | 554489104 | 348 | 22,869 | SH | SOLE | NONE | 0 | 0 | 22,869 | |
CVS HEALTH CORP | COM | 126650100 | 524 | 8,826 | SH | SOLE | NONE | 0 | 0 | 8,826 | |
STATE STR CORP | COM | 857477103 | 319 | 5,990 | SH | SOLE | NONE | 0 | 0 | 5,990 | |
SCHLUMBERGER LTD | COM | 806857108 | 280 | 20,740 | SH | SOLE | NONE | 0 | 0 | 20,740 | |
MCKESSON CORP | COM | 58155Q103 | 491 | 3,627 | SH | SOLE | NONE | 0 | 0 | 3,627 | |
MERCK & CO. INC | COM | 58933Y105 | 303 | 3,940 | SH | SOLE | NONE | 0 | 0 | 3,940 | |
NOVARTIS A G | SPONSORED ADR | 66987V109 | 247 | 2,999 | SH | SOLE | NONE | 0 | 0 | 2,999 | |
GILEAD SCIENCES INC | COM | 375558103 | 534 | 7,142 | SH | SOLE | NONE | 0 | 0 | 7,142 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,187 | 7,676 | SH | SOLE | NONE | 0 | 0 | 7,676 | |
HOME DEPOT INC | COM | 437076102 | 953 | 5,104 | SH | SOLE | NONE | 0 | 0 | 5,104 | |
WELLS FARGO CO NEW | COM | 949746101 | 579 | 20,174 | SH | SOLE | NONE | 0 | 0 | 20,174 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 260 | 1,577 | SH | SOLE | NONE | 0 | 0 | 1,577 | |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 342 | 2,092 | SH | SOLE | NONE | 0 | 0 | 2,092 | |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 1,558 | 7,154 | SH | SOLE | NONE | 0 | 0 | 7,154 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 244 | 2,590 | SH | SOLE | NONE | 0 | 0 | 2,590 | |
3M CO | COM | 88579Y101 | 1,036 | 7,587 | SH | SOLE | NONE | 0 | 0 | 7,587 | |
MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 640 | 13,157 | SH | SOLE | NONE | 0 | 0 | 13,157 | |
CORE LABORATORIES N V | COM | N22717107 | 131 | 12,692 | SH | SOLE | NONE | 0 | 0 | 12,692 | |
ALBEMARLE CORP | COM | 012653101 | 216 | 3,836 | SH | SOLE | NONE | 0 | 0 | 3,836 | |
COMCAST CORP NEW | CL A | 20030N101 | 442 | 12,868 | SH | SOLE | NONE | 0 | 0 | 12,868 | |
XILINX INC | COM | 983919101 | 582 | 7,464 | SH | SOLE | NONE | 0 | 0 | 7,464 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,647 | 12,775 | SH | SOLE | NONE | 0 | 0 | 12,775 | |
WASTE MGMT INC DEL | COM | 94106L109 | 374 | 4,044 | SH | SOLE | NONE | 0 | 0 | 4,044 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 557 | 3,883 | SH | SOLE | NONE | 0 | 0 | 3,883 | |
CSX CORP | COM | 126408103 | 367 | 6,406 | SH | SOLE | NONE | 0 | 0 | 6,406 | |
APPLE INC | COM | 037833100 | 1,136 | 4,467 | SH | SOLE | NONE | 0 | 0 | 4,467 | |
CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | 694 | 18,423 | SH | SOLE | NONE | 0 | 0 | 18,423 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 647 | 46,490 | SH | SOLE | NONE | 0 | 0 | 46,490 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 256 | 7,500 | SH | SOLE | NONE | 0 | 0 | 7,500 | |
BANK OZK | COM | 06417N103 | 525 | 31,410 | SH | SOLE | NONE | 0 | 0 | 31,410 | |
AMERICAN EXPRESS CO | COM | 025816109 | 313 | 3,657 | SH | SOLE | NONE | 0 | 0 | 3,657 | |
OLD REP INTL CORP | COM | 680223104 | 416 | 27,306 | SH | SOLE | NONE | 0 | 0 | 27,306 | |
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 633 | 17,983 | SH | SOLE | NONE | 0 | 0 | 17,983 | |
PUBLIC SVC ENTERPRISE GRP IN | COM | 744573106 | 221 | 4,922 | SH | SOLE | NONE | 0 | 0 | 4,922 | |
CHEMED CORP NEW | COM | 16359R103 | 480 | 1,107 | SH | SOLE | NONE | 0 | 0 | 1,107 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 604 | 4,567 | SH | SOLE | NONE | 0 | 0 | 4,567 | |
ALLERGAN PLC | SHS | G0177J108 | 347 | 1,959 | SH | SOLE | NONE | 0 | 0 | 1,959 | |
BUNGE LIMITED | COM | G16962105 | 238 | 5,798 | SH | SOLE | NONE | 0 | 0 | 5,798 | |
TRACTOR SUPPLY CO | COM | 892356106 | 340 | 4,019 | SH | SOLE | NONE | 0 | 0 | 4,019 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 330 | 2,858 | SH | SOLE | NONE | 0 | 0 | 2,858 | |
HENRY SCHEIN INC | COM | 806407102 | 1,341 | 26,538 | SH | SOLE | NONE | 0 | 0 | 26,538 | |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 334 | 5,615 | SH | SOLE | NONE | 0 | 0 | 5,615 | |
PATTERSON COS INC | COM | 703395103 | 167 | 10,895 | SH | SOLE | NONE | 0 | 0 | 10,895 | |
NVIDIA CORP | COM | 67066G104 | 292 | 1,110 | SH | SOLE | NONE | 0 | 0 | 1,110 | |
EATON CORP PLC | SHS | G29183103 | 549 | 7,061 | SH | SOLE | NONE | 0 | 0 | 7,061 | |
SNAP ON INC | COM | 833034101 | 462 | 4,245 | SH | SOLE | NONE | 0 | 0 | 4,245 | |
GRACO INC | COM | 384109104 | 1,037 | 21,285 | SH | SOLE | NONE | 0 | 0 | 21,285 | |
BECTON DICKINSON & CO | COM | 075887109 | 347 | 1,511 | SH | SOLE | NONE | 0 | 0 | 1,511 | |
VALE S A | SPONSORED ADS | 91912E105 | 98 | 11,819 | SH | SOLE | NONE | 0 | 0 | 11,819 | |
POLARIS INC | COM | 731068102 | 237 | 4,919 | SH | SOLE | NONE | 0 | 0 | 4,919 | |
HOPE BANCORP INC | COM | 43940T109 | 338 | 41,172 | SH | SOLE | NONE | 0 | 0 | 41,172 | |
EATON VANCE CORP | COM NON VTG | 278265103 | 323 | 10,000 | SH | SOLE | NONE | 0 | 0 | 10,000 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 1,266 | 1,090 | SH | SOLE | NONE | 0 | 0 | 1,090 | |
NORDSTROM INC | COM | 655664100 | 193 | 12,562 | SH | SOLE | NONE | 0 | 0 | 12,562 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 214 | 3,064 | SH | SOLE | NONE | 0 | 0 | 3,064 | |
LAS VEGAS SANDS CORP | COM | 517834107 | 431 | 10,152 | SH | SOLE | NONE | 0 | 0 | 10,152 | |
MSC INDL DIRECT INC | CL A | 553530106 | 636 | 11,569 | SH | SOLE | NONE | 0 | 0 | 11,569 | |
MARKEL CORP | COM | 570535104 | 2,727 | 2,939 | SH | SOLE | NONE | 0 | 0 | 2,939 | |
EXPEDIA GROUP INC | COM NEW | 30212P303 | 259 | 4,609 | SH | SOLE | NONE | 0 | 0 | 4,609 | |
RCI HOSPITALITY HLDGS INC | COM | 74934Q108 | 219 | 22,014 | SH | SOLE | NONE | 0 | 0 | 22,014 | |
BAIDU INC | SPON ADR REP A | 056752108 | 247 | 2,453 | SH | SOLE | NONE | 0 | 0 | 2,453 | |
SMTC CORP | COM NEW | 832682207 | 77 | 32,887 | SH | SOLE | NONE | 0 | 0 | 32,887 | |
CHINA UNICOM HONG KONG | SPONSORED ADR | 16945R104 | 505 | 85,898 | SH | SOLE | NONE | 0 | 0 | 85,898 | |
VIACOMCBS INC | CL B | 92556H206 | 221 | 15,793 | SH | SOLE | NONE | 0 | 0 | 15,793 | |
WEBSTER FINL CORP CONN | COM | 947890109 | 392 | 17,125 | SH | SOLE | NONE | 0 | 0 | 17,125 | |
PETMED EXPRESS INC | COM | 716382106 | 277 | 9,611 | SH | SOLE | NONE | 0 | 0 | 9,611 | |
PEOPLES UTD FINL INC | COM | 712704105 | 564 | 51,005 | SH | SOLE | NONE | 0 | 0 | 51,005 | |
COMPASS MINERALS INTL INC | COM | 20451N101 | 364 | 9,460 | SH | SOLE | NONE | 0 | 0 | 9,460 | |
ABM INDS INC | COM | 000957100 | 244 | 10,000 | SH | SOLE | NONE | 0 | 0 | 10,000 | |
RESOURCES CONNECTION INC | COM | 76122Q105 | 128 | 11,629 | SH | SOLE | NONE | 0 | 0 | 11,629 | |
UNITED THERAPEUTICS CORP DEL | COM | 91307C102 | 303 | 3,200 | SH | SOLE | NONE | 0 | 0 | 3,200 | |
MASTERCARD INC | CL A | 57636Q104 | 356 | 1,475 | SH | SOLE | NONE | 0 | 0 | 1,475 | |
SCOTTS MIRACLE GRO CO | CL A | 810186106 | 783 | 7,649 | SH | SOLE | NONE | 0 | 0 | 7,649 | |
MIDDLEBY CORP | COM | 596278101 | 400 | 7,028 | SH | SOLE | NONE | 0 | 0 | 7,028 | |
BANK NOVA SCOTIA B C | COM | 064149107 | 223 | 5,500 | SH | SOLE | NONE | 0 | 0 | 5,500 | |
CHINA TELECOM CORP LTD | SPON ADR H SHS | 169426103 | 375 | 12,294 | SH | SOLE | NONE | 0 | 0 | 12,294 | |
HANESBRANDS INC | COM | 410345102 | 484 | 61,527 | SH | SOLE | NONE | 0 | 0 | 61,527 | |
TRECORA RES | COM | 894648104 | 226 | 38,000 | SH | SOLE | NONE | 0 | 0 | 38,000 | |
AXOS FINL INC | COM | 05465C100 | 1,086 | 59,921 | SH | SOLE | NONE | 0 | 0 | 59,921 | |
MELCO RESORTS AND ENTMNT LTD | ADR | 585464100 | 218 | 17,582 | SH | SOLE | NONE | 0 | 0 | 17,582 | |
MONMOUTH REAL ESTATE INVT CO | CL A | 609720107 | 1,099 | 91,211 | SH | SOLE | NONE | 0 | 0 | 91,211 | |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 464 | 5,649 | SH | SOLE | NONE | 0 | 0 | 5,649 | |
UMH PPTYS INC | COM | 903002103 | 201 | 18,523 | SH | SOLE | NONE | 0 | 0 | 18,523 | |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 226 | 2,645 | SH | SOLE | NONE | 0 | 0 | 2,645 | |
DISCOVER FINL SVCS | COM | 254709108 | 283 | 7,926 | SH | SOLE | NONE | 0 | 0 | 7,926 | |
IMAGE SENSING SYS INC | COM | 45244C104 | 57 | 15,785 | SH | SOLE | NONE | 0 | 0 | 15,785 | |
MEDALLION FINL CORP | COM | 583928106 | 47 | 25,348 | SH | SOLE | NONE | 0 | 0 | 25,348 | |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 1,456 | 23,189 | SH | SOLE | NONE | 0 | 0 | 23,189 | |
HCI GROUP INC | COM | 40416E103 | 1,076 | 26,737 | SH | SOLE | NONE | 0 | 0 | 26,737 | |
FS KKR CAPITAL CORP | COM | 302635107 | 44 | 14,553 | SH | SOLE | NONE | 0 | 0 | 14,553 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 1,012 | 11,615 | SH | SOLE | NONE | 0 | 0 | 11,615 | |
CRESCENT PT ENERGY CORP | COM | 22576C101 | 8 | 10,000 | SH | SOLE | NONE | 0 | 0 | 10,000 | |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 590 | 9,757 | SH | SOLE | NONE | 0 | 0 | 9,757 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 913 | 11,545 | SH | SOLE | NONE | 0 | 0 | 11,545 | |
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 578 | 10,612 | SH | SOLE | NONE | 0 | 0 | 10,612 | |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 393 | 7,923 | SH | SOLE | NONE | 0 | 0 | 7,923 | |
TESLA INC | COM | 88160R101 | 260 | 497 | SH | SOLE | NONE | 0 | 0 | 497 | |
QUEST RESOURCE HLDG CORP | COM NEW | 74836W203 | 23 | 20,000 | SH | SOLE | NONE | 0 | 0 | 20,000 | |
WHITESTONE REIT | COM | 966084204 | 364 | 58,743 | SH | SOLE | NONE | 0 | 0 | 58,743 | |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 38 | 11,162 | SH | SOLE | NONE | 0 | 0 | 11,162 | |
GENERAL MTRS CO | COM | 37045V100 | 209 | 10,079 | SH | SOLE | NONE | 0 | 0 | 10,079 | |
22ND CENTY GROUP INC | COM | 90137F103 | 26 | 34,000 | SH | SOLE | NONE | 0 | 0 | 34,000 | |
INVESCO EXCHANGE-TRADED FD T | S&P500 LOW VOL | 46138E354 | 3,462 | 73,784 | SH | SOLE | NONE | 0 | 0 | 73,784 | |
DUNKIN BRANDS GROUP INC | COM | 265504100 | 783 | 14,750 | SH | SOLE | NONE | 0 | 0 | 14,750 | |
ISHARES TR | MSCI MIN VOL ETF | 46429B697 | 1,662 | 30,771 | SH | SOLE | NONE | 0 | 0 | 30,771 | |
ISHARES INC | MIN VOL EMRG MKT | 464286533 | 314 | 6,695 | SH | SOLE | NONE | 0 | 0 | 6,695 | |
INVESCO EXCHANGE-TRADED FD T | S&P EMRNG MKTS | 46138E297 | 241 | 13,745 | SH | SOLE | NONE | 0 | 0 | 13,745 | |
INVESCO EXCHANGE-TRADED FD T | S&P INTL LOW | 46138E230 | 1,744 | 66,326 | SH | SOLE | NONE | 0 | 0 | 66,326 | |
ABBVIE INC | COM | 00287Y109 | 656 | 8,604 | SH | SOLE | NONE | 0 | 0 | 8,604 | |
INVESCO EXCHANGE-TRADED FD T | S&P MIDCP LOW | 46138E198 | 241 | 6,044 | SH | SOLE | NONE | 0 | 0 | 6,044 | |
INVESCO EXCHANGE-TRADED FD T | S&P SMLCP LOW | 46138G102 | 207 | 6,244 | SH | SOLE | NONE | 0 | 0 | 6,244 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 1,182 | 1,017 | SH | SOLE | NONE | 0 | 0 | 1,017 | |
THE ONE GROUP HOSPITALITY IN | COM | 88338K103 | 80 | 62,049 | SH | SOLE | NONE | 0 | 0 | 62,049 | |
HUBSPOT INC | COM | 443573100 | 246 | 1,850 | SH | SOLE | NONE | 0 | 0 | 1,850 | |
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 79 | 11,010 | SH | SOLE | NONE | 0 | 0 | 11,010 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 968 | 10,114 | SH | SOLE | NONE | 0 | 0 | 10,114 | |
MIDLAND STS BANCORP INC ILL | COM | 597742105 | 272 | 15,568 | SH | SOLE | NONE | 0 | 0 | 15,568 | |
TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 17 | 10,000 | PRN | SOLE | NONE | 0 | 0 | 10,000 | |
WELLS FARGO CO NEW | COM | 949746101 | 1 | 10,000 | SH | Call | SOLE | NONE | 0 | 0 | 10,000 |
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 7 | 10,000 | SH | Call | SOLE | NONE | 0 | 0 | 10,000 |