SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 07/30/2021 | 3. Issuer Name and Ticker or Trading Symbol EVO Payments, Inc. [ EVOP ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 3,758 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options | (1) | 12/03/2028 | Class A Common Stock | 17,128 | 25.86 | D | |
Restricted Stock Units | (2) | (2) | Class A Common Stock | 2,320 | (2) | D | |
Stock Options | (3) | 03/14/2029 | Class A Common Stock | 9,670 | 26.01 | D | |
Restricted Stock Units | (4) | (4) | Class A Common Stock | 1,750 | (4) | D | |
Stock Options | (5) | 02/28/2030 | Class A Common Stock | 12,904 | 25.28 | D | |
Restricted Stock Units | (6) | (6) | Class A Common Stock | 3,105 | (6) | D | |
Stock Options | (7) | 03/29/2030 | Class A Common Stock | 7,797 | 13.94 | D | |
Restricted Stock Units | (8) | (8) | Class A Common Stock | 904 | (8) | D | |
Stock Options | (9) | 02/26/2031 | Class A Common Stock | 14,252 | 25.46 | D | |
Restricted Stock Units | (10) | (10) | Class A Common Stock | 5,401 | (10) | D |
Explanation of Responses: |
1. Stock option award granted on December 3, 2018 for 17,128 shares of Class A Common Stock vesting in four equal installments. The first and second installments vested on December 3, 2019 and December 3, 2020. The remaining two installments will vest on December 3, 2021 and December 3, 2022. |
2. Represents unvested restricted stock units ("RSUs") granted on December 3, 2018 which will vest in two equal annual installments on December 3, 2021 and December 3, 2022. Each RSU converts into one share of Class A common stock, par value $0.0001 per share, of EVO Payments, Inc. (the "Issuer") on a one-for-one basis. |
3. Stock option award granted on March 14, 2019 for 9,670 shares of Class A Common stock vesting in four equal installments. The first and second installments vested on March 14, 2020 and March 14, 2021. The remaining two installments will vest on March 14, 2022 and March 14, 2023. |
4. Represents unvested RSUs granted on March 14, 2019 which will vest in two equal annual installments on March 14, 2022 and 2023. Each RSU converts into one share of Class A common stock, par value $0.0001 per share, of the Issuer on a one-for-one basis. |
5. Stock option award granted on February 28, 2020 for 12,904 shares of Class A Common Stock vesting in four equal annual installments. The first installment vested on February 28, 2021. The remaining three installments will vest on February 28, 2022, 2023 and 2024. |
6. Represents unvested RSUs granted on February 28, 2020 which will vest in three equal annual installments on February 28, 2022, 2023 and 2024. Each RSU converts into one share of Class A common stock, par value $0.0001 per share, of the Issuer on a one-for-one basis. |
7. Stock option award granted on March 29, 2020 for 7,797 shares of Class A Common Stock vesting in two equal installments. The first installment vested on August 7, 2020 and the second installment vested on March 29, 2021. |
8. Represents unvested RSUs granted on March 29, 2020 which will vest on March 29, 2022. Each RSU converts into one share of Class A common stock, par value $0.0001 per share, of the Issuer on a one-for-one basis. |
9. Stock option award granted on February 26, 2021 for 14,252 shares of Class A Common Stock vesting in four equal annual installments on February 26, 2022, 2023, 2024 and 2025. |
10. Represents unvested RSUs granted on February 26, 2021 which will vest in four equal annual installments on February 26, 2022, 2023, 2024 and 2025. Each RSU converts into one share of Class A common stock, par value $0.0001 per share, of the Issuer on a one-for-one basis. |
/s/ Kelli E. Sterrett | 08/03/2021 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |