UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM8-K
Amendment No. 2
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date Earliest Event Reported):
January 17, 2020
VIVINT SMART HOME, INC.
(Exact name of registrant as specified in its charter)
Delaware | 001-38246 | 98-1380306 | ||
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
4931 North 300 West
Provo, Utah 84604
(Address of Principal Executive Offices) (Zip Code)
(801)377-9111
(Registrant’s telephone number, including area code)
Mosaic Acquisition Corp.
375 Park Avenue
New York, New York 10152
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
☐ | Soliciting material pursuant to Rule14a-12 under the Exchange Act (17 CFR240.14a-12) | |
☐ | Pre-commencement communications pursuant to Rule14d-2(b) under the Exchange Act (17 CFR240.14d-2(b)) | |
☐ | Pre-commencement communications pursuant to Rule13e-4(c) under the Exchange Act (17 CFR240.13e- 4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
|
|
| ||
Class A common stock, par value $0.0001 | VVNT | New York Stock Exchange | ||
Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share | VVNT WS | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule12b-2 of the Securities Exchange Act of 1934(§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
EXPLANATORY NOTE
This Amendment No. 2 to Vivint Smart Home, Inc.’s (the “Company”) Current Report on Form8-K (the “Form8-K”) originally filed by the Company on January 24, 2020, as amended by the Amendment No. 1 filed by the Company on January 27, 2020, is being filed solely for the purpose of amending the historical financial statements provided under Items 9.01(a) and 9.01(b) in the Form8-K to include the audited consolidated financial statements of Legacy Vivint Smart Home, Inc. (“Legacy Vivint Smart Home”) as of December 31, 2019 and 2018 and for each of the three years in the period ended December 31, 2019 and the related Management’s Discussion and Analysis of Financial Condition and Results of Operations of Legacy Vivint Smart Home for the year ended December 31, 2019. This Amendment No. 2 does not amend any other item of the Form8-K or purport to provide an update or a discussion of any developments at the Company subsequent to the filing date of the Form8-K.
Capitalized terms used but not defined herein have the meanings assigned to them in the Form8-K.
Item 9.01 | Financial Statements and Exhibits |
(a) Financial Statements of Business Acquired
The audited consolidated financial statements of Legacy Vivint Smart Home as of December 31, 2019 and 2018 and for each of the three years in the period ended December 31, 2019 are filed herewith as Exhibit 99.1.
Also included herewith as Exhibit 99.2 and incorporated by reference herein is the Management’s Discussion and Analysis of Financial Condition and Results of Operations of Legacy Vivint Smart Home for the year ended December 31, 2019.
(d) | Exhibits. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
VIVINT SMART HOME, INC. | ||
By: | /s/ Shawn J. Lindquist | |
Name: Shawn J. Lindquist | ||
Title: Chief Legal Officer |
Date: March 13, 2020