UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23306
Collaborative Investment Series Trust
(Exact name of registrant as specified in charter)
500 Damonte Ranch, Parkway
Building 700, Unit 700
Reno, NV 89521
(Address of principal executive offices) (Zip code)
Northwest Registered Agent Service, Inc.
8 The Green, Suite B
Dover, Delaware 19901
(Name and address of agent for service)
With copy to:
JoAnn M. Strasser, Thompson Hine LLP
41 S. High Street, Suite 1700
Columbus, Ohio 43215
Registrant's telephone number, including area code: (203) 622-6000
Date of fiscal year end: September 30
Date of reporting period: July 1, 2020 through June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a).
The name of the issuer of the portfolio security;
(b).
The exchange ticker symbol of the portfolio security;
(c).
The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d).
The shareholder meeting date;
(e).
A brief identification of the matter voted on;
(f).
Whether the matter was proposed by the issuer or by a security holder;
(g).
Whether the Registrant cast its vote on the matter;
(h).
How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i).
Whether the Registrant cast its vote for or against management.
Fund Name: Innovative DIV Date of Reporting Period: 3Q 20 July1, 2020 - Sept.31, 2020 |
|
|
|
|
|
|
|
|
|
|
|
Company Name | Ticker | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted |
McKesson | MCK | 58155Q103 | Annual | 7/29/2020 | 6/1/2020 | M | 1 | Election of Directors - one-year term | For | For | For |
|
|
|
|
|
| M | 1A | Dominic J. Caruso | For | For | For |
|
|
|
|
|
| M | 1B | N. Anthony Coles, M.D. | For | For | For |
|
|
|
|
|
| M | 1C | M. Christine Jacobs | For | For | For |
|
|
|
|
|
| M | 1D | Donald R. Knauss | For | For | For |
|
|
|
|
|
| M | 1E | Marie L. Knowles | For | For | For |
|
|
|
|
|
| M | 1F | Bradley E. Lerman | For | For | For |
|
|
|
|
|
| M | 1G | Maria Martinez | For | For | For |
|
|
|
|
|
| M | 1H | Edward A. Mueller | For | For | For |
|
|
|
|
|
| M | 1I | Susan R. Salka | For | For | For |
|
|
|
|
|
| M | 1J | Brian S. Tyler | For | For | For |
|
|
|
|
|
| M | 1K | Kenneth E. Washington, Ph.D. | For | For | For |
|
|
|
|
|
| M | 2 | Ratification of the appointment of Deloitte & Tuche LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2021. | For | For | For |
|
|
|
|
|
| M | 3 | Advisory vote on executive compensation | For | For | For |
|
|
|
|
|
| S | 4 | Shareholder proposal on action by written consent of shareholders | For | For | For |
|
|
|
|
|
| S | 5 | Shareholder proposal on disclosure of lobbying activities and expenditures. | For | For | For |
|
|
|
|
|
| S | 6 | Shareholder proposal on statement of purpose of a corporation | For | For | For |
Hawkins | HWKN | 420261109 | Annual | 7/30/2020 |
| M | 1 | Election of Directors | For | For | For |
|
|
|
|
|
| M |
| James Faulconbridge | For | For | For |
|
|
|
|
|
| M |
| Patrick Hawkins | For | For | For |
|
|
|
|
|
| M |
| John S. McKeon | For | For | For |
|
|
|
|
|
| M |
| Mary J. Schumacher | For | For | For |
|
|
|
|
|
| M |
| Daniel J. Staube | For | For | For |
|
|
|
|
|
| M |
| James T. Thompson | For | For | For |
|
|
|
|
|
| M |
| Jeffrey L. Wright | For | For | For |
|
|
|
|
|
| M | 2 | Non-binding advisory vote to approve executive compensation ("say-on-pay") | For | For | For |
John Wiley & Sons, Inc. | JW.A | 968223206 | Annual | 9/24/2020 | 7/31/2020 | M | 1 | Election of Directors: | For | For | For |
|
|
|
|
|
|
| 01) | Beth Birnbaum | For | For | For |
|
|
|
|
|
|
| 02) | David C. Dobson | For | For | For |
|
|
|
|
|
|
| 03) | Mariana Garavaglia | For | For | For |
|
|
|
|
|
|
| 04) | William Pence | For | For | For |
|
|
|
|
|
|
| 2 | Ratification of appointment of KPMG LLP as independent accounts for fiscal year ending April 30, 2021 | For | For | For |
|
|
|
|
|
|
| 3 | Approval on an advisory basis, of the compensation of the named executive officers | For | For | For |
Fund Name: Innovative DIV Date of Reporting Period: 4Q20 Oct. 1, 2020 - Dec. 31, 2020 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company Name | Ticker | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
sample Cardinal Health Inc. | CAH | 14149Y108 | Annual | 11/6/2019 | 9--9-19 | M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1.01 | Colleen Arnold | For | For | For | JUST HERE FOR "HOW TO" |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
McKesson | MCK | 58155Q103 | Annual | 7/29/2020 | 6/1/2020 | M | 1 | Election of Directors - one-year term | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1A | Dominic J. Caruso | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1B | N. Anthony Coles, M.D. | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1C | M. Christine Jacobs | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1D | Donald R. Knauss | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1E | Marie L. Knowles | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1F | Bradley E. Lerman | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1G | Maria Martinez | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1H | Edward A. Mueller | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1I | Susan R. Salka | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1J | Brian S. Tyler | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1K | Kenneth E. Washington, Ph.D. | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 2 | Ratification of the appointment of Deloitte & Tuche LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2021. | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Cardinal Health, Inc. | CAH | 14149Y108 | Annual | 11/4/2020 | 9/8/2020 | M | 1 | Election of Directors: | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1A | Carrie Cox | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1B | Calvin Darden | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1C | Bruce Downey | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1D | Sheri Edison | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1E | David Evans | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1F | P{atricia Hemingway Hall | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1G | Akhil Johri | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1H | Michael Kaufmann | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1I | Gregory Kenny | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1J | Mamcy Killefer | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1K | J. Michael Losh | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1L | Dean Scarborough | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 1M | John Weland | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 2 | Ratify appointment of Ernst & Young LLP as independent auditore for fischal year ending June 30, 2021 | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 3 | To approve, on a non-binding advisory basis, the compensation of our named executive officers | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| M | 4 | To approve an amendment to our Restated Code of Regulations to reduce the share ownership threshold for calling a special meeting of shareholders | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| S | 5 | Shareholder proposal to reduce the share ownership threshold for calling a special meeting of shareholders, if properly presented | Against | Against | Against |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| S | 6 | Shareholder proposal to adopt a policy that the chairman of the board be an independent diretor, if properly presented. | Against | Against | Against |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Fund Name: Innovative DIV Date of Reporting Period: 1Q21 Jan. 1, 2021 - Mar. 31, 2021 |
|
|
|
|
|
|
|
|
|
|
|
Company Name | Ticker | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted |
sample Cardinal Health Inc. | CAH | 14149Y108 | Annual | 11/6/2019 | 9--9-19 | M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
|
| 1.01 | Colleen Arnold | For | For | For |
MCS Industrial Direct Co., Inc. | MSM | 553530106 | Annual | 1/27/2021 | 12/9/2020 | M | 1 | Election of Directors | For | For | For |
|
|
|
|
|
| M | 01) | Mitchell Jacobson | For | For | For |
|
|
|
|
|
| M | 02) | Erik Gershwind | For | For | For |
|
|
|
|
|
| M | 03) | Louise Goeser | For | For | For |
|
|
|
|
|
| M | 04) | Michael Kaufmann | For | For | For |
|
|
|
|
|
| M | 05) | Steven Paladino | For | For | For |
|
|
|
|
|
| M | 06) | Philip Peller | For | For | For |
|
|
|
|
|
| M | 07) | Rudina Seseri | For | For | For |
|
|
|
|
|
| M | 2 | To ratify appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2021. | For | For | For |
|
|
|
|
|
| M | 3 | To approve, on an advisory basis, the compensation of our named executive officers. | For | For | For |
|
|
|
|
|
| M | 4 | To approve the amendment and restatement of our associate stock purchase plan | For | For | For |
Accenture PLC | CAN | G1151C101 | Annual | 2/3/2021 | 12/7/2020 | M | 1 | Election of Directors | For | For | For |
|
|
|
|
|
| M | 1A | Jaime Ardila | For | For | For |
|
|
|
|
|
| M | 1B | Herbert Hainer | For | For | For |
|
|
|
|
|
| M | 1C | Mancy McKinstry | For | For | For |
|
|
|
|
|
| M | 1D | Beth E. Mooney | For | For | For |
|
|
|
|
|
| M | 1E | Gilles C. Pelisson | For | For | For |
|
|
|
|
|
| M | 1F | Paula A. Price | For | For | For |
|
|
|
|
|
| M | 1G | Venkata (Murthy) Renduchintala | For | For | For |
|
|
|
|
|
| M | 1H | David Rowland | For | For | For |
|
|
|
|
|
| M | 1I | Arun Sarin | For | For | For |
|
|
|
|
|
| M | 1J | Julie Sweet | For | For | For |
|
|
|
|
|
| M | 1K | Frank K. Tang | For | For | For |
|
|
|
|
|
| M | 1L | Tracey T. Travis | For | For | For |
|
|
|
|
|
| M | 2 | To approve, in a non-binding vote, the compensation of our named executive officers | For | For | For |
|
|
|
|
|
| M | 3 | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KMPG's remuneration | For | For | For |
|
|
|
|
|
| M | 4 | To grant the Board of Directors the authority to issue shares under Irish law | For | For | For |
|
|
|
|
|
| M | 5 | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | For | For | For |
|
|
|
|
|
| M | 6 | To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law. | For | For | For |
S&P Global Inc | SPGI | 78409V104 | Special | 3/11/2021 |
| M | 1 | Approval of the S&P Global share Issuance. To vote on a proposal to approve the issuance of S&P Global Inc. common stock, par value $1.00 per share, to the shareholders of HIS Markit Ltd. In connection with the merger contemplated by Agreement and Plan of Merger dated Nov. 29, 2020, as amended by Amendment No. 1, dated as of January 202021, and as it may further be amended from time to time, by and among S&P Global Inc., Sapphire Subsidiary, Ltd. and IHS Markit Ltd. | For | For | For |
Qualcomm Inc. | QCOM | 747525103 | annual | 3/10/2021 |
| M | 1 | Election of 14 Directors to hold office until the next annual meeting of stockholders and until their respective successors have been elected and qualified | For | For | For |
|
|
|
|
|
| M | 1a | Sylvia Acevedo | For | For | For |
|
|
|
|
|
| M | 1b | Mark Fields | For | For | For |
|
|
|
|
|
| M | 1c | Jeffrey W. Henderson | For | For | For |
|
|
|
|
|
| M | 1d | Gregory N. Johnson | For | For | For |
|
|
|
|
|
| M | 1e | Ann M. Livermore | For | For | For |
|
|
|
|
|
| M | 1f | Harish Manwani | For | For | For |
|
|
|
|
|
| M | 1g | Mark D. McLaughlin | For | For | For |
|
|
|
|
|
| M | 1h | Jamie S. Miller | For | For | For |
|
|
|
|
|
| M | 1i | Steve Mollenkopf | For | For | For |
|
|
|
|
|
| M | 1j | Clark T. Randt, Jr. | For | For | For |
|
|
|
|
|
| M | 1k | Irene B. Rosenfeld | For | For | For |
|
|
|
|
|
| M | 1l | Kornelis "Neil" Smit | For | For | For |
|
|
|
|
|
| M | 1m | Jean-Pascal Tricoire | For | For | For |
|
|
|
|
|
| M | 1n | Anthony J. Vinciquerra | For | For | For |
|
|
|
|
|
| M | 2 | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 26, 2021 | For | For | For |
|
|
|
|
|
| M | 3 | To approve, on an advisory basis, our executive compensation | For | For | For |
|
|
|
|
|
| M | 4 | To transact such other business as may properly come before stockholders at the Annual Meeting or any adjournment or postponement thereof. | For | For | For |
Amerisourcebergen Corp | ABC | 3.07E+108 | Annual | 3/11/2021 |
| M | 1 | Election of Directors | For | For | For |
|
|
|
|
|
| M | 1a | Ornella Barra | For | For | For |
|
|
|
|
|
| M | 1b | Steven H. Collis | For | For | For |
|
|
|
|
|
| M | 1c | D. Mark Durcan | For | For | For |
|
|
|
|
|
| M | 1d | Richard W. Gochnauer | For | For | For |
|
|
|
|
|
| M | 1e | Lon R. Greenberg | For | For | For |
|
|
|
|
|
| M | 1f | Jane E. Henney, M.D. | For | For | For |
|
|
|
|
|
| M | 1g | Kathleen W. Hyle | For | For | For |
|
|
|
|
|
| M | 1h | Michael J. Long | For | For | For |
|
|
|
|
|
| M | 1i | Henry W. McGee | For | For | For |
|
|
|
|
|
| M | 1j | Dennis M. Nally | For | For | For |
|
|
|
|
|
| M | 2 | Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021 | For | For | For |
|
|
|
|
|
| M | 3 | Advisory vote to approve the compensation of named executive officers | For | For | For |
|
|
|
|
|
| S | 4 | Stockholder proposal, if properly presented, to adopt a policy that the Chair of the Board be an Independent Director | Against | Against | Against |
Johnson & Johnson | JNJ | 478160104 | Annual | 4/22/2021 |
| M |
| Directors |
|
|
|
|
|
|
|
|
|
| 1A | Mary Beckerle | For | For | For |
|
|
|
|
|
|
| 1B | D. Scott Davis | For | For | For |
|
|
|
|
|
|
| 1C | Ian E. L . Davis | For | For | For |
|
|
|
|
|
|
| 1D | Jennifer Doudna | For | For | For |
|
|
|
|
|
|
| 1E | Alex Gorsky | For | For | For |
|
|
|
|
|
|
| 1F | Marillyn A Hewson | For | For | For |
|
|
|
|
|
|
| 1G | Hubert Joly | For | For | For |
|
|
|
|
|
|
| 1H | Mark B. McClellan | For | For | For |
|
|
|
|
|
|
| 1I | Anne M. Mulcahy | For | For | For |
|
|
|
|
|
|
| 1J | Charles Prince | For | For | For |
|
|
|
|
|
|
| 1K | A. Eugene Washington | For | For | For |
|
|
|
|
|
|
| 1L | Mark. A. Weinberger | For | For | For |
|
|
|
|
|
|
| 1M | Nadja Y. West | For | For | For |
|
|
|
|
|
|
| 1N | Ronald A. Williams | For | For | For |
|
|
|
|
|
| M | 2 | Advisory vote to Approve Named Executive Officers Compensation | For | For | For |
|
|
|
|
|
| M | 3 | Ratification of Appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2021 | For | For | For |
|
|
|
|
|
| S | 4 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics | Against | Against | Against |
|
|
|
|
|
| S | 5 | Independent Board Chair | Against | Against | Against |
|
|
|
|
|
| S | 6 | Civil Rights Audit | Against | Against | Against |
|
|
|
|
|
| S | 7 | Executive Compensation Bonus Deferral | Against | Against | Against |
The Sherwin-Williams Company | SHW | 824348106 | Annual | 4/21/2021 |
| M | 1 | Directors |
|
|
|
|
|
|
|
|
|
| 1A | Kerrii B. Anderson | For | For | For |
|
|
|
|
|
|
| 1B | Arthur F Anton | For | For | For |
|
|
|
|
|
|
| 1C | Jeff M. Fettig | For | For | For |
|
|
|
|
|
|
| 1D | Richard J Kramer | For | For | For |
|
|
|
|
|
|
| 1E | John G. Morikis | For | For | For |
|
|
|
|
|
|
| 1F | Christine A Poon | For | For | For |
|
|
|
|
|
|
| 1G | Aaron M Powell | For | For | For |
|
|
|
|
|
|
| 1H | Michael H Thaman | For | For | For |
|
|
|
|
|
|
| 1I | Matthew Thornton III | For | For | For |
|
|
|
|
|
|
| 1J | Steven H Wunning | For | For | For |
|
|
|
|
|
|
| 2 | Advisory approval of the compensation of the named executives | For | For | For |
|
|
|
|
|
|
| 3 | Ratification of the appointment of Ernst & Yong LLP as independent registered public accounting firm | For | For | For |
Texas Instruments Inc. | TXN | 882508104 | Annual | 4/22/2021 |
| M | 1 | Directors |
|
|
|
|
|
|
|
|
|
| 1A | Mark Blinn | For | For | For |
|
|
|
|
|
|
| 1B | Todd Bluedorn | For | For | For |
|
|
|
|
|
|
| 1C | Janet F. Clark | For | For | For |
|
|
|
|
|
|
| 1D | Carrie S. Cox | For | For | For |
|
|
|
|
|
|
| 1E | Martin Craighead | For | For | For |
|
|
|
|
|
|
| 1F | Jean Hobby | For | For | For |
|
|
|
|
|
|
| 1G | Michael D. Hsu | For | For | For |
|
|
|
|
|
|
| 1H | Ronald Kirk | For | For | For |
|
|
|
|
|
|
| 1I | Pamela Patsley | For | For | For |
|
|
|
|
|
|
| 1J | Robert Sanchez | For | For | For |
|
|
|
|
|
|
| 1K | Richard Templeton | For | For | For |
|
|
|
|
|
| M | 2 | Board proposal regarding advisory approval of the Company's executive compensation | For | For | For |
|
|
|
|
|
| M | 3 | Board approval to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021 | For | For | For |
|
|
|
|
|
| S | 4 | Stockholder proposal to permit shareholder action by written consent | Against | Against | Against |
Bank of America- Rec'd 2 proxies | BAC | 060505625 | Annual | 4/20/2021 |
| M | 1 | Election of directors | For | For | For |
|
|
|
|
|
| M | 1a | Sharon L. Allen | For | For | For |
|
|
|
|
|
| M | 1b | Susan S. Bies | For | For | For |
|
|
|
|
|
| M | 1c | Frank P. Bramble, Sr. | For | For | For |
|
|
|
|
|
| M | 1d | Pierre J. P. De Weck | For | For | For |
|
|
|
|
|
| M | 1e | Arnold W. Donald | For | For | For |
|
|
|
|
|
| M | 1f | Linda P. Hudson | For | For | For |
|
|
|
|
|
| M | 1g | Monica C. Lozano | For | For | For |
|
|
|
|
|
| M | 1h | Thomas J. May | For | For | For |
|
|
|
|
|
| M | 1i | Brian T. Moynihan | For | For | For |
|
|
|
|
|
| M | 1j | Lionel L. Nowell III | For | For | For |
|
|
|
|
|
| M | 1k | Denise L. Ramos | For | For | For |
|
|
|
|
|
| M | 1l | Clayton S. Rose | For | For | For |
|
|
|
|
|
| M | 1m | Michael D. White | For | For | For |
|
|
|
|
|
| M | 1n | Thomas D. Woods | For | For | For |
|
|
|
|
|
| M | 1o | R. David Yost | For | For | For |
|
|
|
|
|
| M | 1p | Maria T. Zuber | For | For | For |
|
|
|
|
|
| M | 2 | Approving our executive compensation (ad advisory, non-binding "Say on Pay" resolution) | For | For | For |
|
|
|
|
|
| M | 3 | Ratifying the appointment of our independent registered public accounting firm for 2021 | For | For | For |
|
|
|
|
|
| M | 4 | Amending and restating the Bank of America Corporation Key Employee Equity Plan | For | For | For |
|
|
|
|
|
| S | 5 | Shareholder proposal requesting amendments to our proxy access bylaw | Against | Against | Against |
|
|
|
|
|
| S | 6 | Shareholder proposal requesting amendments to allow shareholders to act by written consent | Against | Against | Against |
|
|
|
|
|
| S | 7 | Shareholder proposal requesting a change in organizational form | Against | Against | Against |
|
|
|
|
|
| S | 8 | Shareholder proposal requesting a racial equity audit | Against | Against | Against |
Lockheed Martin Corp. | LMT | 539830109 | Annual | 4/22/2021 |
| M | 1 | Election of Directors: | For | For | For |
|
|
|
|
|
| M | 1A | Daniel F. Akerson | For | For | For |
|
|
|
|
|
| M | 1B | David B. Burritt | For | For | For |
|
|
|
|
|
| M | 1C | Bruce A. Carlson | For | For | For |
|
|
|
|
|
| M | 1D | Joseph F. Dunford, Jr. | For | For | For |
|
|
|
|
|
| M | 1E | James O. Ellis, Jr. | For | For | For |
|
|
|
|
|
| M | 1F | Thomas J. Falk | For | For | For |
|
|
|
|
|
| M | 1G | Ilene S. Gordon | For | For | For |
|
|
|
|
|
| M | 1H | Vicki A. Hollub | For | For | For |
|
|
|
|
|
| M | 1I | Jeh C. Johnson | For | For | For |
|
|
|
|
|
| M | 1J | Debra L. Reed-Klages | For | For | For |
|
|
|
|
|
| M | 1K | James D. TAICLET | For | For | For |
|
|
|
|
|
| M | 2 | Ratification of the appointment of Ernst & Yong LLP as independent auditors for 2021 | For | For | For |
|
|
|
|
|
| M | 3 | Advisory vote to approve the compensation of named executive officers (Say-on-Pay) | For | For | For |
|
|
|
|
|
| S | 4 | Stockholder proposal to adopt stockholder action by written consent | Against | Against | Against |
|
|
|
|
|
| S | 5 | Stockholder proposal to issue a report on human rights due diligence | Against | Against | Against |
T. Rowe Price Group Inc. | TROW | 74144T108 | Annual | 5/11/2021 |
| M | 1 | Election of Directors | For | For | For |
|
|
|
|
|
| M | 1A | Mark S. Bartlett | For | For | For |
|
|
|
|
|
| M | 1B | Mary K. Bush | For | For | For |
|
|
|
|
|
| M | 1C | Dina Dublon | For | For | For |
|
|
|
|
|
| M | 1D | Dr. Freeman A. Hrabowski | For | For | For |
|
|
|
|
|
| M | 1E | Robert F. MacLellan | For | For | For |
|
|
|
|
|
| M | 1F | Olympia J. Snowe | For | For | For |
|
|
|
|
|
| M | 1G | Robert J. Stevens | For | For | For |
|
|
|
|
|
| M | 1H | William J. Stromberg | For | For | For |
|
|
|
|
|
| M | 1I | Richard R. Verma | For | For | For |
|
|
|
|
|
| M | 1J | Sandra S. Wijnberg | For | For | For |
|
|
|
|
|
| M | 1K | Alan D. Wilson | For | For | For |
|
|
|
|
|
| M | 2 | To approve, by a non-binding advisory vote, the compensation paid by the Company to its named executive officers | For | For | For |
|
|
|
|
|
| M | 3 | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for 2021 | For | For | For |
|
|
|
|
|
| S | 4 | Stockholder proposal for a repot on voting by our funds and portfolios on matters related to climate change | Against | Against | Against |
Abbott Laboratories | ABT | 2824100 | Annual | 4/23/2021 |
| M | 1 | Election of Directors | For | For | For |
|
|
|
|
|
| M | 01 | R J Alpern | For | For | For |
|
|
|
|
|
| M | 02 | R S Austin | For | For | For |
|
|
|
|
|
| M | 03 | S E Blount | For | For | For |
|
|
|
|
|
| M | 04 | R B Ford | For | For | For |
|
|
|
|
|
| M | 05 | M A Kumbier | For | For | For |
|
|
|
|
|
| M | 06 | D W McDew | For | For | For |
|
|
|
|
|
| M | 07 | N McKinstry | For | For | For |
|
|
|
|
|
| M | 08 | W A Osborn | For | For | For |
|
|
|
|
|
| M | 09 | M F Roman | For | For | For |
|
|
|
|
|
| M | 10 | D J Starks | For | For | For |
|
|
|
|
|
| M | 11 | J G Stratton | For | For | For |
|
|
|
|
|
| M | 12 | G F Tilton | For | For | For |
|
|
|
|
|
| M | 2 | Ratification of Ernst & Young LLP as auditors | For | For | For |
|
|
|
|
|
| M | 3 | Say on Pay - An advisory vote to approve executive compensation | For | For | For |
|
|
|
|
|
| M | 4A | Amendments to the Articles of Incorporation to eliminate statutory supermajority voting standards for: Amendments to the Articles of Incorporation | For | For | For |
|
|
|
|
|
| M | 4B | Amendments to the Articles of Incorporation to eliminate statutory supermajority voting standards for: approval of certain extraordinary transactions. | For | For | For |
|
|
|
|
|
| S | 5 | Shareholder proposal - lobbying disclosure | Against | Against | Against |
|
|
|
|
|
| S | 6 | Shareholder proposal - report on racial justice | Against | Against | Against |
|
|
|
|
|
| S | 7 | Shareholder proposal - Independent board chairman | Against | Against | Against |
Fund Name: Innovative DIV Date of Reporting Period: 2Q21 April 1, 2021 - June 30, 2021 |
|
|
|
|
|
|
|
|
|
|
|
Company Name | Ticker | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
DoverCorp | DOV | 260003108 | Annual | 5/7/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1A | Deborah L. DeHaas | For | For | For |
|
|
|
|
|
| M | 1B | H J Gilbertson Jr | For | For | For |
|
|
|
|
|
| M | 1C | K C Graham | For | For | For |
|
|
|
|
|
| M | 1D | M F Johnston | For | For | For |
|
|
|
|
|
| M | 1E | E A Spiegel | For | For | For |
|
|
|
|
|
| M | 1F | R J Tobin | For | For | For |
|
|
|
|
|
| M | 1G | S M Todd | For | For | For |
|
|
|
|
|
| M | 1H | S K Wagner | For | For | For |
|
|
|
|
|
| M | 1I | K E Wandell | For | For | For |
|
|
|
|
|
| M | 1J | M A Winston | For | For | For |
|
|
|
|
|
| M | 2 | To adapt the Dover Corp 2021 Omnibus Incentive Plan | For | For | For |
|
|
|
|
|
| M | 3 | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2021 | For | For | For |
|
|
|
|
|
| M | 4 | To approve, on an advisory basis, named executive officer compensation | For | For | For |
|
|
|
|
|
| S | 5 | To consider a shareholder proposal regarding the right to allow shareholders to act by written consent | Against | Against | Against |
Lincoln Electric Holdings, Inc. | LECO | 533900106 | Annual | 4/22/2021 |
| M | 1 | Board of Directors |
|
|
|
|
|
|
|
|
| M | 01 | Curtis Espeland | For | For | For |
|
|
|
|
|
| M | 02 | Patrick Goris | For | For | For |
|
|
|
|
|
| M | 03 | Stephen Hanks | For | For | For |
|
|
|
|
|
| M | 04 | Michael Hilton | For | For | For |
|
|
|
|
|
| M | 05 | G. Russell Lincoln | For | For | For |
|
|
|
|
|
| M | 06 | Kathryn Joe Lincoln | For | For | For |
|
|
|
|
|
| M | 07 | William E. MacDonald III | For | For | For |
|
|
|
|
|
| M | 08 | Christopher Mapes | For | For | For |
|
|
|
|
|
| M | 09 | Phillip Mason | For | For | For |
|
|
|
|
|
| M | 10 | Ben Patel | For | For | For |
|
|
|
|
|
| M | 11 | Hellene Runtagh | For | For | For |
|
|
|
|
|
| M | 12 | Kellye Walker | For | For | For |
|
|
|
|
|
| M | 2 | Ratification of appointment of Ernst & Young LLP as accounting firm for the year ending December 31, 2021 | For | For | For |
|
|
|
|
|
| M | 3 | To approve, on an advisory basis, the compensation of our named executive officers | For | For | For |
Globe Life Inc. | GL | 37959E102 | Annual | 4/29/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1A | Charles Adair | For | For | For |
|
|
|
|
|
| M | 1B | Linda Linda Addison | For | For | For |
|
|
|
|
|
| M | 1C | Marilyn Alexander | For | For | For |
|
|
|
|
|
| M | 1D | Cheryl Alston | For | For | For |
|
|
|
|
|
| M | 1E | Jane Buchan | For | For | For |
|
|
|
|
|
| M | 1F | Gary Coleman | For | For | For |
|
|
|
|
|
| M | 1G | Larry Hutchison | For | For | For |
|
|
|
|
|
| M | 1H | Robert Ingram | For | For | For |
|
|
|
|
|
| M | 1I | Steven Johnson | For | For | For |
|
|
|
|
|
| M | 1J | Darren Rebelez | For | For | For |
|
|
|
|
|
| M | 1K | Mary Thigpen | For | For | For |
|
|
|
|
|
| M | 2 | Ratification of Auditors | For | For | For |
|
|
|
|
|
| M | 3 | Approval of 2020 Executive Compensation | For | For | For |
CSX Corporation | CSX | 126408103 | Annual | 5/7/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1A | Donna Alvarado | For | For | For |
|
|
|
|
|
| M | 1B | Thomas Bostick | For | For | For |
|
|
|
|
|
| M | 1C | James Foote | For | For | For |
|
|
|
|
|
| M | 1D | Steven Halverson | For | For | For |
|
|
|
|
|
| M | 1E | Paul Hilal | For | For | For |
|
|
|
|
|
| M | 1F | David Moffett | For | For | For |
|
|
|
|
|
| M | 1G | Linda Riefler | For | For | For |
|
|
|
|
|
| M | 1H | Suzanne Vautrinot | For | For | For |
|
|
|
|
|
| M | 1I | James Wainscott | For | For | For |
|
|
|
|
|
| M | 1J | James Whisler | For | For | For |
|
|
|
|
|
| M | 1K | John Zillmer | For | For | For |
|
|
|
|
|
| M | 2 | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | For | For | For |
|
|
|
|
|
| M | 3 | Advisory (non-binding) resolution to approve compensation for the Company's named executive officers | For | For | For |
3M Company | MMM | 88579Y101 | Annual | 5/11/2021 |
| M | 1 | Election of director nominees for a term of one year: |
|
|
|
|
|
|
|
|
| M | 1A | Thomas "Tony" Brown | For | For | For |
|
|
|
|
|
| M | 1B | Pamela Craig | For | For | For |
|
|
|
|
|
| M | 1C | David Dillon | For | For | For |
|
|
|
|
|
| M | 1D | Michael Eskew | For | For | For |
|
|
|
|
|
| M | 1E | James Fitterling | For | For | For |
|
|
|
|
|
| M | 1F | Herbert Henkel | For | For | For |
|
|
|
|
|
| M | 1G | Amy Hood | For | For | For |
|
|
|
|
|
| M | 1H | Muhtar Kent | For | For | For |
|
|
|
|
|
| M | 1I | Dambisa Moyo | For | For | For |
|
|
|
|
|
| M | 1J | Gregory Page | For | For | For |
|
|
|
|
|
| M | 1K | Michael Roman | For | For | For |
|
|
|
|
|
| M | 1L | Patricia Woertz | For | For | For |
|
|
|
|
|
| M | 2 | Ratify appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm | For | For | For |
|
|
|
|
|
| M | 3 | Advisory approval on executive compensation | For | For | For |
|
|
|
|
|
| M | 4 | To approve the amendment and restatement of 3M Company 2016 Long-Term Incentive Plan | For | For | For |
|
|
|
|
|
| S | 5 | Shareholder proposal on setting target amounts for CEO compensation | Against | Against | Against |
|
|
|
|
|
| S | 6 | Shareholder proposal on transitioning the Company to a public benefit corporation | Against | Against | Against |
Cummins Inc. | CMI | 231021106 | Annual | 5/11/2021 |
| M |
| Election of Director |
|
|
|
|
|
|
|
|
| M | 1 | N. Thomas Linebarger | For | For | For |
|
|
|
|
|
| M | 2 | Robert Bernhard | For | For | For |
|
|
|
|
|
| M | 3 | Dr. Franklin Chang | For | For | For |
|
|
|
|
|
| M | 4 | Bruco Di Leo Allen | For | For | For |
|
|
|
|
|
| M | 5 | Stephen Dobbs | For | For | For |
|
|
|
|
|
| M | 6 | Carla Harris | For | For | For |
|
|
|
|
|
| M | 7 | Robert Herdman | For | For | For |
|
|
|
|
|
| M | 8 | Alexis Herman | For | For | For |
|
|
|
|
|
| M | 9 | Thomas Lynch | For | For | For |
|
|
|
|
|
| M | 10 | William Miller | For | For | For |
|
|
|
|
|
| M | 11 | Georgia Nelson | For | For | For |
|
|
|
|
|
| M | 12 | Kimberly Nelson | For | For | For |
|
|
|
|
|
| M | 13 | Karen Quintos | For | For | For |
|
|
|
|
|
| M | 14 | Advisory vote to approve the compensation of named executive officers as disclosed in the proxy statement | For | For | For |
|
|
|
|
|
| M | 15 | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2021 | For | For | For |
|
|
|
|
|
| S | 16 | Shareholder proposal regarding professional services allowance for our named executive officers | Against | Against | Against |
Expeditors Int'l of Washington, Inc. | EXPD | 302130109 | Annual | 5/4/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1.1 | Robert R Wright | For | For | For |
|
|
|
|
|
| M | 1.2 | Glenn Alger | For | For | For |
|
|
|
|
|
| M | 1.3 | Robert Carlile | For | For | For |
|
|
|
|
|
| M | 1.4 | James DuBois | For | For | For |
|
|
|
|
|
| M | 1.5 | Mark Emmert | For | For | For |
|
|
|
|
|
| M | 1.6 | Diane Gulyas | For | For | For |
|
|
|
|
|
| M | 1.7 | Jeffrey Musser | For | For | For |
|
|
|
|
|
| M | 1.8 | Liane Pelletier | For | For | For |
|
|
|
|
|
| M | 2 | Advisory vote to approve named executive officer compensation | For | For | For |
|
|
|
|
|
| M | 3 | Ratification of independent registered public accounting firm | For | For | For |
Eastman Chemical Company | EMN | 277432100 | Annual | 5/6/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1a | Humberto Alfonso | For | For | For |
|
|
|
|
|
| M | 1b | Vanessa Allen Sutherland | For | For | For |
|
|
|
|
|
| M | 1c | Brett Begemann | For | For | For |
|
|
|
|
|
| M | 1d | Mark Costa | For | For | For |
|
|
|
|
|
| M | 1e | Edward Doheny II | For | For | For |
|
|
|
|
|
| M | 1f | Julie Holder | For | For | For |
|
|
|
|
|
| M | 1g | Renee Hornbaker | For | For | For |
|
|
|
|
|
| M | 1h | Kim Ann Mink | For | For | For |
|
|
|
|
|
| M | 1i | James O'Brien | For | For | For |
|
|
|
|
|
| M | 1j | David Raisbeck | For | For | For |
|
|
|
|
|
| M | 1k | Charles K. Stevens III | For | For | For |
|
|
|
|
|
| M | 2 | Advisory approval on executive compensation as disclosed in proxy statement | For | For | For |
|
|
|
|
|
| M | 3 | Approve the 2021 omnibus stock compensation plan | For | For | For |
|
|
|
|
|
| M | 4 | Ratify appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm | For | For | For |
|
|
|
|
|
| S | 5 | Advisory vote on stockholder proposal requesting that the board of directors take steps necessary to permit stockholder to act by written consent | Against | Against | Against |
Colgate-Palmolive Company | CL | 194162103 | Annual | 5/7/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1a | John Bilbrey | For | For | For |
|
|
|
|
|
| M | 1b | John Cahill | For | For | For |
|
|
|
|
|
| M | 1c | Lisa Edwards | For | For | For |
|
|
|
|
|
| M | 1d | C. Martin Harris | For | For | For |
|
|
|
|
|
| M | 1e | Martina Hund-Mejean | For | For | For |
|
|
|
|
|
| M | 1f | Kimberly Nelson | For | For | For |
|
|
|
|
|
| M | 1g | Lorrie Norrington | For | For | For |
|
|
|
|
|
| M | 1h | Michael Polk | For | For | For |
|
|
|
|
|
| M | 1i | Stephen Sadove | For | For | For |
|
|
|
|
|
| M | 1j | Noel Wallace | For | For | For |
|
|
|
|
|
| M | 2 | Ratify selection of PricewaterhouseCoopers LLP as Colgate's independent registered public accounting firm | For | For | For |
|
|
|
|
|
| M | 3 | Advisory vote on executive compensation | For | For | For |
|
|
|
|
|
| S | 4 | Stockholder proposal on independent Board Chairman | Against | Against | Against |
|
|
|
|
|
| S | 5 | Stockholder proposal to reduce the ownership threshold to call special stockholder meetings to 10% | Against | Against | Against |
Illinois Tool Works Inc. | ITW | 452308109 | Annual | 5/7/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1A | Daniel Brutto | For | For | For |
|
|
|
|
|
| M | 1B | Susan Crown | For | For | For |
|
|
|
|
|
| M | 1C | Darrell Ford | For | For | For |
|
|
|
|
|
| M | 1D | James Griffith | For | For | For |
|
|
|
|
|
| M | 1E | Jay Henderson | For | For | For |
|
|
|
|
|
| M | 1F | Richard Lenny | For | For | For |
|
|
|
|
|
| M | 1G | E. Scott Santi | For | For | For |
|
|
|
|
|
| M | 1H | David B. Smith Jr | For | For | For |
|
|
|
|
|
| M | 1I | Pamela Strobel | For | For | For |
|
|
|
|
|
| M | 1J | Anre D. Williams | For | For | For |
|
|
|
|
|
| M | 2 | Ratification of the appointment of Deloitte & Touche LLP as ITW's independent registered public accounting firm for 2021 | For | For | For |
|
|
|
|
|
| M | 3 | Advisory vote to approve compensation of ITW's named executive officers | For | For | For |
|
|
|
|
|
| S | 4 | A non--binding stockholder proposal, if properly presented at the meeting, to permit stockholder to act by written consent | Against | Against | Against |
W.W. Grainger, Inc. | GWW | 384802104 | Annual | 4/28/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 01 | Rodney Adkins | For | For | For |
|
|
|
|
|
| M | 02 | Brian Anderson | For | For | For |
|
|
|
|
|
| M | 03 | V. Ann Hailey | For | For | For |
|
|
|
|
|
| M | 04 | Katherine Jaspon | For | For | For |
|
|
|
|
|
| M | 05 | Stuart Levenick | For | For | For |
|
|
|
|
|
| M | 06 | D G Macpherson | For | For | For |
|
|
|
|
|
| M | 07 | Neil Novich | For | For | For |
|
|
|
|
|
| M | 08 | Beatriz Perez | For | For | For |
|
|
|
|
|
| M | 09 | Michael Roberts | For | For | For |
|
|
|
|
|
| M | 10 | E Scott Santi | For | For | For |
|
|
|
|
|
| M | 11 | Susan Slavik Williams | For | For | For |
|
|
|
|
|
| M | 12 | Lucas Watson | For | For | For |
|
|
|
|
|
| M | 13 | Steven White | For | For | For |
|
|
|
|
|
| M | 2 | Proposal to ratify appointment of Ernst & Young LLP as auditor for the year ending December 31, 2021 | For | For | For |
|
|
|
|
|
| M | 3 | Say on Pay: To approve a non-binding advisory basis the compensation of the Company's Named Executive Officers | For | For | For |
Carlisle Companies Inc. | CSL | 142339100 | Annual | 5/5/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1a | James Frias | For | For | For |
|
|
|
|
|
| M | 1b | Maia Hansen | For | For | For |
|
|
|
|
|
| M | 1c | Corrine Ricard | For | For | For |
|
|
|
|
|
| M | 2 | To ratify appointment of Deloitte & Touche LLP as company's independent registered public accounting firm for 2021 | For | For | For |
|
|
|
|
|
| M | 3 | To approve, on an advisory basis, the Company's named executive officer compensation in 2020 | For | For | For |
|
|
|
|
|
| M | 4 | To transact any other business properly brought before the meeting | For | For | For |
|
|
|
|
|
|
|
| Description of Voting Rights: zero Number of shares acquired BEFORE March 10, 2017 and entitled to 5 votes per share. |
|
|
|
|
|
|
|
|
|
|
| Description of Voting Rights: 1522 Number of shares acquired on or after March 10, 2017 and entitled to 1 vote per share |
|
|
|
Eaton Corp. | ETN | G29183103 | Annual | 4/28/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1A | Craig Arnold | For | For | For |
|
|
|
|
|
| M | 1B | Christopher Connor | For | For | For |
|
|
|
|
|
| M | 1C | Olivier Leonetti | For | For | For |
|
|
|
|
|
| M | 1D | Deborah McCoy | For | For | For |
|
|
|
|
|
| M | 1E | Silvio Napoli | For | For | For |
|
|
|
|
|
| M | 1F | Sandra Page | For | For | For |
|
|
|
|
|
| M | 1G | Sandra Pianalto | For | For | For |
|
|
|
|
|
| M | 1H | Lori Ryerkerk | For | For | For |
|
|
|
|
|
| M | 1I | Gerald Smtih | For | For | For |
|
|
|
|
|
| M | 1J | Dorothy Thompson | For | For | For |
|
|
|
|
|
| M | 2 | Approve the appointment of Ernst & Young as auditor for 2021 and authorizing the Audit Committee of the Board of Directors to set its remuneration | For | For | For |
|
|
|
|
|
| M | 3 | Advisory approval of the Company's executive compensation | For | For | For |
|
|
|
|
|
| M | 4 | Approving a proposal to grand the Board authority to issue shares | For | For | For |
|
|
|
|
|
| M | 5 | Approving a proposal to grant the Board authority to opt out of the pre-emption rights | For | For | For |
|
|
|
|
|
| M | 6 | Authorizing the Company and any subsiduary of the Company to make overseas market purchases of Company shares | For | For | For |
The Home Depot, Inc | HD | 437076102 | Annual | 5/20/2021 |
| M | 1 | Election of Directos |
|
|
|
|
|
|
|
|
| M | 1A | Gerard Arpey | For | For | For |
|
|
|
|
|
| M | 1B | Ari Bousbib | For | For | For |
|
|
|
|
|
| M | 1C | Jeffery Boyd | For | For | For |
|
|
|
|
|
| M | 1D | Gregory Brenneman | For | For | For |
|
|
|
|
|
| M | 1E | J Frank Brown | For | For | For |
|
|
|
|
|
| M | 1F | Albert Carey | For | For | For |
|
|
|
|
|
| M | 1G | Helena Foulkes | For | For | For |
|
|
|
|
|
| M | 1H | Linda Gooden | For | For | For |
|
|
|
|
|
| M | 1I | Wayne Hewett | For | For | For |
|
|
|
|
|
| M | 1J | Manuel Kadre | For | For | For |
|
|
|
|
|
| M | 1K | Stephanie Linnartz | For | For | For |
|
|
|
|
|
| M | 1L | Craig Menear | For | For | For |
|
|
|
|
|
| M | 2 | Ratification of appontment of KPMG LLP | For | For | For |
|
|
|
|
|
| M | 3 | Advisory vote to approve executive compensation | For | For | For |
|
|
|
|
|
| S | 4 | Amendment of shareholder written consent right | Against | Against | Against |
|
|
|
|
|
| S | 5 | Political contributions congruency analysis | Against | Against | Against |
|
|
|
|
|
| S | 6 | Report on prison labor in the supply chain | Against | Against | Against |
Stryker Corp | SYK | 863667101 | Annual | 5/5/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1A | Mary Brainerd | For | For | For |
|
|
|
|
|
| M | 1B | Giovanni Caforio MD | For | For | For |
|
|
|
|
|
| M | 1C | Srikant Datar Ph D | For | For | For |
|
|
|
|
|
| M | 1D | Allan Golston | For | For | For |
|
|
|
|
|
| M | 1E | Kevin Lobo | For | For | For |
|
|
|
|
|
| M | 1F | Cherilyn McCoy | For | For | For |
|
|
|
|
|
| M | 1G | Andrew Silvernail | For | For | For |
|
|
|
|
|
| M | 1H | Lisa Skeete Tatum | For | For | For |
|
|
|
|
|
| M | 1I | Ronda Stryker | For | For | For |
|
|
|
|
|
| M | 1J | Rajeev Suri | For | For | For |
|
|
|
|
|
| M | 2 | Ratification of appointment of independent registered public accounting firm | For | For | For |
|
|
|
|
|
| M | 3 | Advisory vote to approve named executive officer compensation | For | For | For |
|
|
|
|
|
| S | 4 | Workforce Involvement in Corporate Governance | Against | Against | Against |
|
|
|
|
|
| S | 5 | Special Shareholder Meetings | Against | Against | Against |
Internatioanl Paper | IP | 460146103 | Annual | 5/10/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1A | Christopher Connor | For | For | For |
|
|
|
|
|
| M | 1B | Abmet Dorduncu | For | For | For |
|
|
|
|
|
| M | 1C | Ilene Gordon | For | For | For |
|
|
|
|
|
| M | 1D | Anders Gustafsson | For | For | For |
|
|
|
|
|
| M | 1E | Jacqueline Hinman | For | For | For |
|
|
|
|
|
| M | 1F | Clinton A Lewis Jr | For | For | For |
|
|
|
|
|
| M | 1G | DG Macpherson | For | For | For |
|
|
|
|
|
| M | 1H | Kathryn Sullivan | For | For | For |
|
|
|
|
|
| M | 1I | Mark Sutton | For | For | For |
|
|
|
|
|
| M | 1J | Anton Vincent | For | For | For |
|
|
|
|
|
| M | 1K | Ray Young | For | For | For |
|
|
|
|
|
| M | 2 | Ratification of Deloitte & Touche LLP as accounting firm for 2021 | For | For | For |
|
|
|
|
|
| M | 3 | A non-binding resolution to approve the compensation of named executive officers, as disclossed under the heading "Compenstaion Discussion & Analysis" | For | For | For |
|
|
|
|
|
| S | 4 | Reduce ownership threshold for requesing action by written consent | Against | Against | Against |
Hubbell Inc. | HUB | 443510607 | Annual | 5/4/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1 | Gerben Bakker | For | For | For |
|
|
|
|
|
| M | 2 | Carlos Cardoso | For | For | For |
|
|
|
|
|
| M | 3 | Anthony Guzzi | For | For | For |
|
|
|
|
|
| M | 4 | Rhett Hernandez | For | For | For |
|
|
|
|
|
| M | 5 | Neal Keating | For | For | For |
|
|
|
|
|
| M | 6 | Bonnie Lind | For | For | For |
|
|
|
|
|
| M | 7 | John Malloy | For | For | For |
|
|
|
|
|
| M | 8 | Jennifer Pollino | For | For | For |
|
|
|
|
|
| M | 9 | John Russell | For | For | For |
|
|
|
|
|
| M | 10 | Steven Shawley | For | For | For |
|
|
|
|
|
| M | 2 | Approval, by non-binding vote, the compensation of named executive officers as presented in the 2021 Proxy Statement | For | For | For |
|
|
|
|
|
| M | 3 | To ratify the selection of PricewaterhouseCooopersLLP as accounting frim for the year 2021 | For | For | For |
S&P Global Inc. | SPGI | 78409B104 | Annual | 5/5/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1A | Marco Alvera | For | For | For |
|
|
|
|
|
| M | 1B | William Amelio | For | For | For |
|
|
|
|
|
| M | 1C | William Green | For | For | For |
|
|
|
|
|
| M | 1D | Stephanie Hill | For | For | For |
|
|
|
|
|
| M | 1E | Rebecca Jocoby | For | For | For |
|
|
|
|
|
| M | 1F | Monique Leroux | For | For | For |
|
|
|
|
|
| M | 1G | Ian Livingtton | For | For | For |
|
|
|
|
|
| M | 1H | Maria Morris | For | For | For |
|
|
|
|
|
| M | 1I | Douglas Peterson | For | For | For |
|
|
|
|
|
| M | 1J | Edward Rust Jr | For | For | For |
|
|
|
|
|
| M | 1K | Kurt Schmoke | For | For | For |
|
|
|
|
|
| M | 1L | Richard Thornburgh | For | For | For |
|
|
|
|
|
| M | 2 | Approval on an advisory basis, the executive compensation program for the company's named executive officers | For | For | For |
|
|
|
|
|
| M | 3 | Ratify the selection of Ernst & Young LLP as auditor for 2021 | For | For | For |
|
|
|
|
|
| M | 4 | Approve, on advisory basis, the Company's Greenhouse Gas (GHG) Emissions Reduction Plan | For | For | For |
|
|
|
|
|
| S | 5 | To transition to a public benefit corporation | Against | Against | Against |
Leggett & Platt, Inc | LEG | 524660107 | Annual | 5/25/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1A | Mark Blinn | For | For | For |
|
|
|
|
|
| M | 1B | Robert Brunner | For | For | For |
|
|
|
|
|
| M | 1C | Mary Campbell | For | For | For |
|
|
|
|
|
| M | 1D | J Mitchell Dolloff | For | For | For |
|
|
|
|
|
| M | 1E | Manuel Fernandez | For | For | For |
|
|
|
|
|
| M | 1F | Karl Glassman | For | For | For |
|
|
|
|
|
| M | 1G | Joseph McClanathan | For | For | For |
|
|
|
|
|
| M | 1H | Judy Odom | For | For | For |
|
|
|
|
|
| M | 1I | Srikanth Padmanabhan | For | For | For |
|
|
|
|
|
| M | 1J | Jai Shah | For | For | For |
|
|
|
|
|
| M | 1K | Phoebe Wood | For | For | For |
|
|
|
|
|
| M | 2 | Ratification of PricewaterhouseCoopers LLP and accounting firm for year ending December 31, 2021 | For | For | For |
|
|
|
|
|
| M | 3 | Advisory vote to approve named executive officers compensation as described in the companys proxy statement | For | For | For |
ITT | ITT | 45073V108 | Annual | 5/19/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1A | Orlando Ashford | For | For | For |
|
|
|
|
|
| M | 1B | Geraud Darnis | For | For | For |
|
|
|
|
|
| M | 1C | Donald DeFosset Jr | For | For | For |
|
|
|
|
|
| M | 1D | Nicholas Fanandakis | For | For | For |
|
|
|
|
|
| M | 1E | Richard Lavin | For | For | For |
|
|
|
|
|
| M | 1F | Mario Longhi | For | For | For |
|
|
|
|
|
| M | 1G | Rebecca McDonald | For | For | For |
|
|
|
|
|
| M | 1H | Timothy Powers | For | For | For |
|
|
|
|
|
| M | 1I | Luca Savi | For | For | For |
|
|
|
|
|
| M | 1J | Cheryl Shavers | For | For | For |
|
|
|
|
|
| M | 1K | Sabrina Soussan | For | For | For |
|
|
|
|
|
| M | 2 | Ratification of appointment of Deloitte & Touche LLP as accounting firm for 2021 fiscal year | For | For | For |
|
|
|
|
|
| M | 3 | Approval of an advisory vote on executive compensation | For | For | For |
|
|
|
|
|
| S | 4 | Shareholder proposal regarding special shareholder meetings | Against | Against | Against |
Regal Beloit Corp. | RBC | 758750103 | Annual | 4/27/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1A | Jan Bertsch | For | For | For |
|
|
|
|
|
| M | 1B | Stephen Burt | For | For | For |
|
|
|
|
|
| M | 1C | Anesa Chaibi | For | For | For |
|
|
|
|
|
| M | 1D | Christopher Doerr | For | For | For |
|
|
|
|
|
| M | 1E | Dean Foate | For | For | For |
|
|
|
|
|
| M | 1F | Michael Hilton | For | For | For |
|
|
|
|
|
| M | 1G | Louis Pinkham | For | For | For |
|
|
|
|
|
| M | 1H | Rakesh Sachdev | For | For | For |
|
|
|
|
|
| M | 1I | Curtis Stoelting | For | For | For |
|
|
|
|
|
| M | 2 | Advisory vote on the compensation of the company's named executive officers as disclosed in the company's proxy statement | For | For | For |
|
|
|
|
|
| M | 3 | Ratify selection of Deloitte & Touche as accounting firm for year ending January 1, 2022 | For | For | For |
The Hanover Insurance Group, Inc. | THG | 410867105 | Annual | 5/11/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1.1 | Harriett "Tee" Taggart - two-yr term expiring in 2023 | For | For | For |
|
|
|
|
|
| M | 1.2 | Kevin Bradicich - three-year term expiring in 2024 | For | For | For |
|
|
|
|
|
| M | 1.3 | J Paul Cordin III - three-yr term expiring in 2024 | For | For | For |
|
|
|
|
|
| M | 1.4 | Cynthia Egan - three-yr term expiring in 2024 | For | For | For |
|
|
|
|
|
| M | 1.5 | Kathleen Lane - three-yr term expiring in 2024 | For | For | For |
|
|
|
|
|
| M | 2 | To approve the advisory vote on the Company's executive compensation | For | For | For |
|
|
|
|
|
| M | 3 | To ratify appointment of PricewaterhouseCoopers LLP as accounting firm for 2021 | For | For | For |
Lowe's Companies, Inc | LOW | 548661107 | Annual | 5/28/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1 | Raul Alvarez | For | For | For |
|
|
|
|
|
| M | 2 | David Batchelder | For | For | For |
|
|
|
|
|
| M | 3 | Angela Braly | For | For | For |
|
|
|
|
|
| M | 4 | Sandra Cochran | For | For | For |
|
|
|
|
|
| M | 5 | Lauried Douglas | For | For | For |
|
|
|
|
|
| M | 6 | Richard Dreiling | For | For | For |
|
|
|
|
|
| M | 7 | Marvin Ellison | For | For | For |
|
|
|
|
|
| M | 8 | Daniel Heinrich | For | For | For |
|
|
|
|
|
| M | 9 | Brian Rogers | For | For | For |
|
|
|
|
|
| M | 10 | Bertram Scott | For | For | For |
|
|
|
|
|
| M | 11 | Mary Bety West | For | For | For |
|
|
|
|
|
| M | 2 | Advisory vote to approve Lowe's named executive officer compensation in fiscal 2020 | For | For | For |
|
|
|
|
|
| M | 3 | Ratification of appointment of Deloitte & Touche LLP as Lowe's independent registered public accounting firm for fiscal 2021 | For | For | For |
|
|
|
|
|
| S | 4 | Shareholder proposal regarding amending the Company's proxy access bylaw to remove shareholder aggregation limits | Against | Against | For (should be Against) |
Target | TGT | 87612E106 | Annual | 6/9/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1A | Douglas Baker Jr | For | For | For |
|
|
|
|
|
| M | 1B | George Barrett | For | For | For |
|
|
|
|
|
| M | 1C | Brian Cornell | For | For | For |
|
|
|
|
|
| M | 1D | Robert Edwards | For | For | For |
|
|
|
|
|
| M | 1E | Melanie Healey | For | For | For |
|
|
|
|
|
| M | 1F | Donald Knauss | For | For | For |
|
|
|
|
|
| M | 1G | Christiane Leahy | For | For | For |
|
|
|
|
|
| M | 1H | Monica Lozano | For | For | For |
|
|
|
|
|
| M | 1I | Mary Minnick | For | For | For |
|
|
|
|
|
| M | 1J | Derica Rice | For | For | For |
|
|
|
|
|
| M | 1K | Keneth Salazar | For | For | For |
|
|
|
|
|
| M | 1L | Dmitri Stockton | For | For | For |
|
|
|
|
|
| M | 2 | Company proposal to ratify appointment of Ernst & Young LLP as puclic accounting firm | For | For | For |
|
|
|
|
|
| M | 3 | Company proposal to approve, on an advisory basis, our executive compensaion (Say on Pay) | For | For | For |
|
|
|
|
|
| S | 4 | Shareholder proposal to amend the proxy access bylaw to remove the shareholder group limit | Against | Against | Against |
Walmart | WMT | 31142103 | Annual | 6/2/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1A | Cesar Conde | For | For | For |
|
|
|
|
|
| M | 1B | Timothy Flynn | For | For | For |
|
|
|
|
|
| M | 1C | Sarah Friar | For | For | For |
|
|
|
|
|
| M | 1D | Carla Harris | For | For | For |
|
|
|
|
|
| M | 1E | Thomas Horton | For | For | For |
|
|
|
|
|
| M | 1F | Marissa Mayer | For | For | For |
|
|
|
|
|
| M | 1G | C. Douglas McMillon | For | For | For |
|
|
|
|
|
| M | 1H | Gregory Penner | For | For | For |
|
|
|
|
|
| M | 1I | Steven Reinemund | For | For | For |
|
|
|
|
|
| M | 1J | Randall Stephenson | For | For | For |
|
|
|
|
|
| M | 1K | S. Robson Walton | For | For | For |
|
|
|
|
|
| M | 1L | Steuart Walton | For | For | For |
|
|
|
|
|
| M | 2 | Advisory vote to approve named executive officer compensation | For | For | For |
|
|
|
|
|
| M | 3 | Ratification of Ernst & Youg LLP as independent accountants | For | For | For |
|
|
|
|
|
| S | 4 | Report on refrigerants released from operations | Against | Against | Against |
|
|
|
|
|
| S | 5 | Report on lobbying disclosures | Against | Against | Against |
|
|
|
|
|
| S | 6 | Report on allignment of recial justice goals and starting wages | Against | Against | Against |
|
|
|
|
|
| S | 7 | Create a pandemic workforce advisory council | Against | Against | Against |
|
|
|
|
|
| S | 8 | Report on statement of the purpose of a corporation | Against | Against | Against |
Robert Half International Inc. | RHI | 770323103 | Annual | 5/19/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1A | Julia Coronado | For | For | For |
|
|
|
|
|
| M | 1B | Dirk Kempthorne | For | For | For |
|
|
|
|
|
| M | 1C | Harold Messmer Jr | For | For | For |
|
|
|
|
|
| M | 1D | Marc Morial | For | For | For |
|
|
|
|
|
| M | 1E | Barbara Novogradac | For | For | For |
|
|
|
|
|
| M | 1F | Robert Pace | For | For | For |
|
|
|
|
|
| M | 1G | Frederick Richman | For | For | For |
|
|
|
|
|
| M | 1H | M Keith Waddell | For | For | For |
|
|
|
|
|
| M | 2 | Advisory vote to approve executive compensation | For | For | For |
|
|
|
|
|
| M | 3 | Ratify appointment of PricewaterhouseCoopers LLP as company's independent registered public accounting firm for 2021. | For | For | For |
Caterpillar Inc. | CAT | 149123101 | Annual | 6/9/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1A | Kelly Ayotte | For | For | For |
|
|
|
|
|
| M | 1B | David Calhoun | For | For | For |
|
|
|
|
|
| M | 1C | Daniel Dickinson | For | For | For |
|
|
|
|
|
| M | 1D | Gerald Johnson | For | For | For |
|
|
|
|
|
| M | 1E | David McLennan | For | For | For |
|
|
|
|
|
| M | 1F | Debra Reed-Klages | For | For | For |
|
|
|
|
|
| M | 1G | Edward Rust Jr | For | For | For |
|
|
|
|
|
| M | 1H | Susan Schwab | For | For | For |
|
|
|
|
|
| M | 1I | D James Umpleby III | For | For | For |
|
|
|
|
|
| M | 1J | Miles White | For | For | For |
|
|
|
|
|
| M | 1K | Rayford Wilkins Jr | For | For | For |
|
|
|
|
|
| M | 2 | Ratification of our independent registered public accounting firm | For | For | For |
|
|
|
|
|
| M | 3 | Advisory vote to approve executive compensation | For | For | For |
|
|
|
|
|
| S | 4 | Report on climate policy | Against | Against | Against |
|
|
|
|
|
| S | 5 | Report on diversity and inclusion | Against | Against | Against |
|
|
|
|
|
| S | 6 | Transition to a public benefit corporation | Against | Against | Against |
|
|
|
|
|
| S | 7 | Shareholder action by written consent | Against | Against | Against |
UnitedHealth Group | UNH | 91324P102 | Annual | 6/7/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1A | Richard Burke | For | For | For |
|
|
|
|
|
| M | 1B | Timothy Flynn | For | For | For |
|
|
|
|
|
| M | 1C | Stephen Hemsley | For | For | For |
|
|
|
|
|
| M | 1D | Michele Hooper | For | For | For |
|
|
|
|
|
| M | 1E | F William McNabb III | For | For | For |
|
|
|
|
|
| M | 1F | Valerie Montgomery | For | For | For |
|
|
|
|
|
| M | 1G | John Noseworth MD | For | For | For |
|
|
|
|
|
| M | 1H | Gail Wilensky Ph. D | For | For | For |
|
|
|
|
|
| M | 1I | Anderew Witty | For | For | For |
|
|
|
|
|
| M | 2 | Advisory approval of the Company's executive compensation | For | For | For |
|
|
|
|
|
| M | 3 | Ratification of appointment of Deloitte & Touche LLP as public accounting firm for the year ending Dec. 31, 2021 | For | For | For |
|
|
|
|
|
| M | 4 | Approval of an amendment to the UNH 1993 Employee Stock Purchase Plan | For | For | For |
|
|
|
|
|
| S | 5 | Shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders | Against | Against | Against |
PROG Holdings, Inc. | PRG | 74319R101 | Annual | 6/22/2021 |
| M | 1 | Election of Directors | NOT VOTED: PROXY RECEIVED AFTER POSITION SOLD | ||
|
|
|
|
|
| M | 1A | Kathy Betty | NOT VOTED: PROXY RECEIVED AFTER POSITION SOLD | ||
|
|
|
|
|
| M | 1B | Duglas Curling | NOT VOTED: PROXY RECEIVED AFTER POSITION SOLD | ||
|
|
|
|
|
| M | 1C | Cynthia Day | NOT VOTED: PROXY RECEIVED AFTER POSITION SOLD | ||
|
|
|
|
|
| M | 1D | Curtis Doman | NOT VOTED: PROXY RECEIVED AFTER POSITION SOLD | ||
|
|
|
|
|
| M | 1E | Steven Michaels | NOT VOTED: PROXY RECEIVED AFTER POSITION SOLD | ||
|
|
|
|
|
| M | 1F | Ray Robinson | NOT VOTED: PROXY RECEIVED AFTER POSITION SOLD | ||
|
|
|
|
|
| M | 1G | James Smith | NOT VOTED: PROXY RECEIVED AFTER POSITION SOLD | ||
|
|
|
|
|
| M | 2 | Approval of a non-binding advisory resolutin to approve the Company's executive compensation | NOT VOTED: PROXY RECEIVED AFTER POSITION SOLD |
|
|
|
|
|
| M | 3 | Ratification of the appointment of Ernst & Young LLP as the Companys public accounting firm for 2021 | NOT VOTED: PROXY RECEIVED AFTER POSITION SOLD | ||
|
|
|
|
|
| M | 4 | Amendment to the PROG Holdings, Inc. Employee Stock Purchase Plan | NOT VOTED: PROXY RECEIVED AFTER POSITION SOLD | ||
Best Buy Co. Inc. | BBY | 86516101 | Annual | 6/16/2021 |
| M | 1 | Election of Directors | Sold 5-5-21. Received proxy 5-27-21. Logged but NOT voted | ||
|
|
|
|
|
| M | 1A | Corie Barry | Sold 5-5-21. Received proxy 5-27-21. Logged but NOT voted | ||
|
|
|
|
|
| M | 1B | lisa Caputo | Sold 5-5-21. Received proxy 5-27-21. Logged but NOT voted | ||
|
|
|
|
|
| M | 1C | J Patrick Doyle | Sold 5-5-21. Received proxy 5-27-21. Logged but NOT voted | ||
|
|
|
|
|
| M | 1D | David Kenny | Sold 5-5-21. Received proxy 5-27-21. Logged but NOT voted | ||
|
|
|
|
|
| M | 1E | Mario Marte | Sold 5-5-21. Received proxy 5-27-21. Logged but NOT voted | ||
|
|
|
|
|
| M | 1F | Karen McLoughlin | Sold 5-5-21. Received proxy 5-27-21. Logged but NOT voted | ||
|
|
|
|
|
| M | 1G | Thomas Millner | Sold 5-5-21. Received proxy 5-27-21. Logged but NOT voted | ||
|
|
|
|
|
| M | 1H | Claudia Munce | Sold 5-5-21. Received proxy 5-27-21. Logged but NOT voted | ||
|
|
|
|
|
| M | 1I | Richelle Parham | Sold 5-5-21. Received proxy 5-27-21. Logged but NOT voted | ||
|
|
|
|
|
| M | 1J | Steven Rendle | Sold 5-5-21. Received proxy 5-27-21. Logged but NOT voted | ||
|
|
|
|
|
| M | 1K | Eugene Woods | Sold 5-5-21. Received proxy 5-27-21. Logged but NOT voted | ||
|
|
|
|
|
| M | 2 | Ratify appointment of Deloitte & Touche LLP as accounting firm for fiscal year ending January 29, 2022 | Sold 5-5-21. Received proxy 5-27-21. Logged but NOT voted | ||
|
|
|
|
|
| M | 3 | To approve the non-binding advisory vote for our name executive officer compesation | Sold 5-5-21. Received proxy 5-27-21. Logged but NOT voted | ||
|
|
|
|
|
| S | 4 | Vote on a shareholder proposal entitled "right to act by written consent" | Sold 5-5-21. Received proxy 5-27-21. Logged but NOT voted | ||
McKesson | MCK | 58155Q103 | Annual | 7/23/2021 |
| M | 1 | Election of Directors |
|
|
|
|
|
|
|
|
| M | 1A | Dominic Caruso | For | For | For |
|
|
|
|
|
| M | 1B | Donnald Knauss | For | For | For |
|
|
|
|
|
| M | 1C | Bradley Lerman | For | For | For |
|
|
|
|
|
| M | 1D | Linda Mantia | For | For | For |
|
|
|
|
|
| M | 1E | Maria Matinez | For | For | For |
|
|
|
|
|
| M | 1F | Edward Mueller | For | For | For |
|
|
|
|
|
| M | 1G | Susan Salka | For | For | For |
|
|
|
|
|
| M | 1H | Brian Tyler | For | For | For |
|
|
|
|
|
| M | 1I | Kenneth Washington | For | For | For |
|
|
|
|
|
| M | 2 | Ratification of Deloitte & Touche LLP as accounting firm for the fiscal year ending March 31, 2022 | For | For | For |
|
|
|
|
|
| M | 3 | Advisory vote on executive compensation | For | For | For |
|
|
|
|
|
| S | 4 | Shareholder proposal on action by written consent of shareholders | Against | Against | Against |
Fund Name: Innovative Pfd + Date of Reporting Period: 3Q20 July 1, 2020 - Sept 31, 2020 |
|
|
|
|
|
|
|
|
|
|
|
|
Company Name | Ticker | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Nothing to report |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Fund Name: Innovative Pfd + Date of Reporting Period: 4Q20 Oct. 1, 2020 - Dec. 31, 2020 |
|
|
|
|
|
|
|
|
|
|
|
Company Name | Ticker | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted |
Nothing to report for 4Q2020 |
|
|
|
|
|
|
|
|
|
|
|
Fund Name: Innovative Pfd + Date of Reporting Period: 1Q2021 Jan. 1, 2021 - March 31, 2021 |
|
|
|
|
|
|
|
|
|
|
|
Company Name | Ticker | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted |
Nuveen Pref & Inc. Securities | JPS | 67072C105 | Annual | 4/6/2021 |
| M | 1B | Election of Directors: |
|
|
|
|
|
|
|
|
|
| 1 | Jack B. Evans | For | For | For |
|
|
|
|
|
|
| 2 | Albin F. Moschner | For | For | For |
|
|
|
|
|
|
| 2 | Matthew Thornton III | For | For | For |
Fund Name: Innovative Pfd + Date of Reporting Period: 2Q2021 April 1, 2021 - June 30, 2021 |
|
|
|
|
|
|
|
|
|
|
|
Company Name | Ticker | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted |
Cohen & Steers LTD | LDP | 19248C105 | Annual | 4/22/2021 |
| M | 1 | Election of Directors: |
|
|
|
|
|
|
|
|
|
| 01 | George Grossman | For | For | For |
|
|
|
|
|
|
| 02 | Jane F. Magpiong | For | For | For |
|
|
|
|
|
|
| 03 | Robert H. Steers | For | For | For |
|
|
|
|
|
|
| 04 | C. Edward Ward, Jr. | For | For | For |
|
|
|
|
|
|
|
|
|
|
|
|
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Collaborative Investment Series Trust
By /s/ Gregory Skidmore
* Gregory Skidmore
Trustee and President/Chief Executive Officer of the Trust
Date: August 13, 2021
By /s/ Adam Snitkoff
* Adam Snitkoff
Treasurer /Chief Financial/Principal Accounting Officer of the Trust
Date: August 13, 2021
*Print the name and title of each signing officer under his or her signature.