UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23306
Collaborative Investment Series Trust
(Exact name of registrant as specified in charter)
500 Damonte Ranch, Parkway
Building 700, Unit 700
Reno, NV 89521
(Address of principal executive offices) (Zip code)
Northwest Registered Agent Service, Inc.
8 The Green, Suite B
Dover, Delaware 19901
(Name and address of agent for service)
With copy to:
JoAnn M. Strasser, Thompson Hine LLP
41 S. High Street, Suite 1700
Columbus, Ohio 43215
Registrant's telephone number, including area code: (203) 622-6000
Date of fiscal year end: September 30
Date of reporting period: July 1, 2020 through June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a).
The name of the issuer of the portfolio security;
(b).
The exchange ticker symbol of the portfolio security;
(c).
The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d).
The shareholder meeting date;
(e).
A brief identification of the matter voted on;
(f).
Whether the matter was proposed by the issuer or by a security holder;
(g).
Whether the Registrant cast its vote on the matter;
(h).
How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i).
Whether the Registrant cast its vote for or against management.
PORTFOLIO SYMBOL | ISSUER'S NAME | EXCHANGE TICKER SYMBOL | CUSIP | SHAREHOLDER MEETING TYPE | SHAREHOLDER MEETING DATE | MATTER IDENTIFICATION | PROPOSAL TYPE | VOTED (Y/N) | VOTES CAST (SHARES) | VOTE FOR (F) OR AGAINST (A) MANAGEMENT | PROXY SUBMISSION DEADLINE | VOTE COMPLETION DATE |
Rational Dividend Capture VA | NIKE | NKE | 654106103 | annual | 9/17/2020 | DIRECTORS | NORMAL | Y | 1960 | Board Recommendation | 9/16/2020 | 8/10/2020 |
TFA Growth | Workhorse Group Inc | WKHS | 98138J206 | annual | 9/21/2020 | DIRECTORS | NORMAL | Y | 10908 | F | 9/20/2020 | 8/24/2020 |
TFA Growth | Darden Restaurants | DRI | 237194105 | annual | 9/23/2020 | DIRECTORS | NORMAL | Y | 1058 | F | 9/22/2020 | 8/24/2020 |
TFA Growth | The Procter & Gamble Company | PG | 742718109 | annual | 10/13/2020 | DIRECTORS | NORMAL | Y | 1223 | Board Recommendation | 10/12/2020 | 9/4/2020 |
Rational Dividend Capture VA | Cintas Corp. | CTAS | 172908105 | annual | 10/27/2020 | DIRECTORS | NORMAL | Y | 1288 | Board Recommendation | 10/26/2020 | 9/21/2020 |
Rational Dividend Capture VA | The Procter & Gamble Company | PG | 742718109 | annual | 10/13/2020 | DIRECTORS | NORMAL | Y | 1502 | Board Recommendation | 10/12/2020 | 9/21/2020 |
TFA Moderate | The Procter & Gamble Company | PG | 742718109 | annual | 10/13/2020 | DIRECTORS | NORMAL | Y | 955 | Board Recommendation | 10/12/2020 | 9/21/2020 |
TFA Moderate | SUNRUN INC | RUN | 86771W105 | Special Meeting | 10/1/2020 | PROPOSALS | SPECIAL | Y | 882 | F | 9/30/2020 | 9/21/2020 |
TFA Moderate | ALIBABA GROUP HOLDINGS | BABA | G10970112 | annual | 9/30/2020 | PROPOSALS | NORMAL | Y | 470 | F | 9/21/2020 | 9/21/2020 |
TFA Moderate | Seagate Technology PLC | STX | G7945M107 | annual | 10/22/2020 | DIRECTORS | NORMAL | Y | 956 | F | 10/21/2020 | 9/21/2020 |
TFA Moderate | Oracle Corporation | ORCL | 68389X105 | annual | 11/4/2020 | DIRECTORS | NORMAL | Y | 1195 | Board Recommendation | 11/3/2020 | 9/24/2020 |
TFA Growth | Lam Research Corporation | LRCX | 512807108 | annual | 11/3/2020 | DIRECTORS | NORMAL | Y | 747 | F | 11/2/2020 | 9/28/2020 |
TFA Moderate | KLA Corp | KLAC | 482480100 | annual | 11/4/2020 | DIRECTORS | NORMAL | Y | 55 | F | 11/3/2020 | 9/29/2020 |
|
|
|
|
|
|
|
|
|
|
|
|
|
TFA Growth | Campbell Soup Company | CPB | 134429109 | annual | 11/18/2020 | DIRECTORS | NORMAL | Y | 1035 | F | 11/17/2020 | 10/8/2020 |
Rational Dividend Capture VA | Automatic Data Processing Inc | ADP | 53015103 | annual | 11/11/2020 | DIRECTORS | NORMAL | Y | 906 | Board Recommendation | 11/10/2020 | 10/8/2020 |
Rational Dividend Capture VA | The Clorox Company | CLX | 189054109 | annual | 11/18/2020 | DIRECTORS | NORMAL | Y | 382 | F | 11/17/2020 | 10/13/2020 |
Rational Dividend Capture VA | Broadridge Financial Solutions, Inc. | BR | 11133T103 | annual | 11/19/2020 | DIRECTORS | NORMAL | Y | 897 | Board Recommendation | 11/18/2020 | 10/13/2020 |
TFA Conservative | Campbell Soup Company | CPB | 134429109 | annual | 11/18/2020 | DIRECTORS | NORMAL | Y | 498 | F | 11/17/2020 | 10/15/2020 |
TFA Moderate | Campbell Soup Company | CPB | 134429109 | annual | 11/18/2020 | DIRECTORS | NORMAL | Y | 706 | F | 11/17/2020 | 10/15/2020 |
Rational Dividend Capture VA | Campbell Soup Company | CPB | 134429109 | annual | 11/18/2020 | DIRECTORS | NORMAL | Y | 4156 | F | 11/17/2020 | 10/15/2020 |
TFA Growth | KLA Corp | KLAC | 482480100 | annual | 11/4/2020 | DIRECTORS | NORMAL | Y | 65 | F | 11/3/2020 | 10/15/2020 |
Rational Dividend Capture VA | KLA Corp | KLAC | 482480100 | annual | 11/4/2020 | DIRECTORS | NORMAL | Y | 998 | F | 11/3/2020 | 10/27/2020 |
Rational Dividend Capture VA | Microsoft | MSFT | 594918104 | annual | 12/2/2020 | DIRECTORS | NORMAL | Y | 403 | F | 12/1/2020 | 10/27/2020 |
TFA Growth | Microsoft | MSFT | 594918104 | annual | 12/2/2020 | DIRECTORS | NORMAL | Y | 1038 | F | 12/1/2020 | 10/27/2020 |
TFA Growth | Cisco Systems, Inc. | CSCO | 17275R102 | annual | 12/10/2020 | DIRECTORS | NORMAL | Y | 375 | F | 12/9/2020 | 10/27/2020 |
Rational Dividend Capture VA | Cisco Systems, Inc. | CSCO | 17275R102 | annual | 12/10/2020 | DIRECTORS | NORMAL | Y | 3987 | F | 12/9/2020 | 10/27/2020 |
TFA Growth | ATLASSIAN CORP PLC | TEAM | G06242104 | annual | 12/3/2020 | DIRECTORS | NORMAL | Y | 1455 | F | 12/2/2020 | 10/27/2020 |
|
|
|
|
|
|
|
|
|
|
|
|
|
TAEQ | Automatic Data Processing Inc | ADP | 53015103 | annual | 11/11/2020 | DIRECTORS | NORMAL | Y | 192 | Board Recommendation | 11/10/2020 | 11/5/2020 |
TADS | Broadridge Financial Solutions, Inc. | BR | 11133T103 | annual | 11/19/2020 | DIRECTORS | NORMAL | Y | 1183 | Board Recommendation | 11/18/2020 | 11/5/2020 |
TAAG | Campbell Soup Company | CPB | 134429109 | annual | 11/18/2020 | DIRECTORS | NORMAL | Y | 148 | F | 11/17/2020 | 11/5/2020 |
TADS | Campbell Soup Company | CPB | 134429109 | annual | 11/18/2020 | DIRECTORS | NORMAL | Y | 5518 | F | 11/17/2020 | 11/5/2020 |
TADS | Cisco Systems, Inc. | CSCO | 17275R102 | annual | 12/10/2020 | DIRECTORS | NORMAL | Y | 4540 | F | 12/9/2020 | 11/5/2020 |
TACE | The Clorox Company | CLX | 189054109 | annual | 11/18/2020 | DIRECTORS | NORMAL | Y | 95 | F | 11/17/2020 | 11/5/2020 |
TADS | The Clorox Company | CLX | 189054109 | annual | 11/18/2020 | DIRECTORS | NORMAL | Y | 1531 | F | 11/17/2020 | 11/5/2020 |
TAEQ | The Clorox Company | CLX | 189054109 | annual | 11/18/2020 | DIRECTORS | NORMAL | Y | 1120 | F | 11/17/2020 | 11/5/2020 |
TAEQ | Hain Celestial Group Inc | HAIN | 405217100 | annual | 11/24/2020 | DIRECTORS | NORMAL | Y | 17522 | F | 11/23/2020 | 11/5/2020 |
TAAG | Trade Desk Inc | TTD | 88339J105 | annual | 12/7/2020 | PROPOSALS | SPECIAL | Y | 43 | F | 12/6/2020 | 11/5/2020 |
TAEQ | Acuity Brands, Inc. | AYI | 00508Y102 | annual | 1/6/2021 | PROPOSALS | NORMAL | Y | 5405 | F | 1/5/2021 | 12/16/2020 |
TADS | Visa | V | 92826C839 | annual | 1/26/2021 | PROPOSALS | NORMAL | Y | 1790 | F | 1/25/2021 | 12/16/2020 |
TAEQ | Thor Industries, Inc. | THO | 885160101 | annual | 12/18/2020 | PROPOSALS | NORMAL | Y | 7931 | F | 12/17/2020 | 12/16/2020 |
TAAG | Visa | V | 92826C839 | annual | 1/26/2021 | PROPOSALS | NORMAL | Y | 953 | F | 1/25/2021 | 12/21/2020 |
TADS | Intuit Inc. | INTU | 461202103 | annual | 1/21/2021 | PROPOSALS | NORMAL | Y | 1414 | F | 1/20/2021 | 12/21/2020 |
TACE | Visa | V | 92826C839 | annual | 1/26/2021 | PROPOSALS | NORMAL | Y | 427 | F | 1/25/2021 | 1/4/2021 |
TADS | Visa | V | 92826C839 | annual | 1/26/2021 | PROPOSALS | NORMAL | Y | 1790 | F | 1/25/2021 | 1/4/2021 |
TAEQ | Visa | V | 92826C839 | annual | 1/26/2021 | PROPOSALS | NORMAL | Y | 5226 | F | 1/25/2021 | 1/4/2021 |
TACE | Walgreens Boots Alliance | WBA | 931427108 | annual | 1/28/2021 | DIRECTORS/Stockholder Proposal | NORMAL | Y | 2395 | F | 1/27/2021 | 1/4/2021 |
TAAG | Nuance Communications Inc. | NUAN | 67020Y100 | annual | 2/2/2021 | PROPOSALS | NORMAL | Y | 1947 | F | 2/1/2021 | 1/4/2021 |
TADS | Costco Wholesale Corporation | COST | 22160K105 | annual | 1/21/2021 | PROPOSALS | NORMAL | Y | 649 | F | 1/20/2021 | 1/4/2021 |
TADS | Becton Dickinson and Co | BDX | 75887109 | annual | 1/26/2021 | PROPOSALS | NORMAL | Y | 4244 | F | 1/25/2021 | 1/4/2021 |
|
|
|
|
|
|
|
|
|
|
|
|
|
TFA Conservative | Apple | AAPL | 37833100 | annual | 2/23/2021 | DIRECTORS/Stockholder Proposal | NORMAL | Y | 701 | F | 2/22/2021 | 1/12/2021 |
Rational Dividend Capture VA | Apple | AAPL | 37833100 | annual | 2/23/2021 | DIRECTORS/Stockholder Proposal | NORMAL | Y | 386 | F | 2/22/2021 | 1/19/2021 |
TAAG | Apple | AAPL | 37833100 | annual | 2/23/2021 | DIRECTORS/Stockholder Proposal | NORMAL | Y | 816 | F | 2/22/2021 | 1/19/2021 |
TADS | Apple | AAPL | 37833100 | annual | 2/23/2021 | DIRECTORS/Stockholder Proposal | NORMAL | Y | 1195 | F | 2/22/2021 | 1/19/2021 |
TAGS | Apple | AAPL | 37833100 | annual | 2/23/2021 | DIRECTORS/Stockholder Proposal | NORMAL | Y | 1103 | F | 2/22/2021 | 1/19/2021 |
TAEQ | Apple | AAPL | 37833100 | annual | 2/23/2021 | DIRECTORS/Stockholder Proposal | NORMAL | Y | 282 | F | 2/22/2021 | 1/19/2021 |
TFA Moderate | Apple | AAPL | 37833100 | annual | 2/23/2021 | DIRECTORS/Stockholder Proposal | NORMAL | Y | 749 | F | 2/22/2021 | 1/19/2021 |
TFA Growth | Apple | AAPL | 37833100 | annual | 2/23/2021 | DIRECTORS/Stockholder Proposal | NORMAL | Y | 733 | F | 2/22/2021 | 1/19/2021 |
TACE | Deere & Company | DE |
| annual | 2/24/2021 | PROPOSALS | NORMAL | Y | 330 | F | 2/23/2021 | 1/19/2021 |
TAAG | Deere & Company | DE |
| annual | 2/24/2021 | PROPOSALS | NORMAL | Y | 323 | F | 2/23/2021 | 1/25/2021 |
TAGS | Hologic, Inc. | HOLX | 436440101 | annual | 3/11/2021 | PROPOSALS | NORMAL | Y | 3306 | F | 3/10/2021 | 1/25/2021 |
TADS | Applied Materials, Inc. | AMAT | 38222105 | annual | 3/11/2021 | PROPOSALS | NORMAL | Y | 1654 | F | 3/10/2021 | 2/4/2021 |
TEGS | Applied Materials, Inc. | AMAT | 38222105 | annual | 3/11/2021 | PROPOSALS | NORMAL | Y | 1165 | F | 3/10/2021 | 2/8/2021 |
TEGS | Agilent Technologies Inc | A | 00846U101 | annual | 3/17/2021 | PROPOSALS | NORMAL | Y | 100 | F | 3/16/2021 | 2/8/2021 |
TAEQ | Walt Disney Company | DIS | 254687106 | annual | 3/9/2021 | DIRECTORS | NORMAL | Y | 1176 | F | 3/8/2021 | 2/23/2021 |
TFA Conservative | PIMCO RAFI DYN MLT-FACT EMG MKT EQ ETF | MFEM | 72202L389 | annual | 3/26/2021 | DIRECTORS | NORMAL | Y | 23155 | F | 3/25/2021 | 2/23/2021 |
TFA Growth | PIMCO RAFI DYN MLT-FACT EMG MKT EQ ETF | MFEM | 72202L389 | annual | 3/26/2021 | DIRECTORS | NORMAL | Y | 9156 | F | 3/25/2021 | 2/23/2021 |
TAAG | PIMCO RAFI DYN MLT-FACT EMG MKT EQ ETF | MFEM | 72202L389 | annual | 3/26/2021 | DIRECTORS | NORMAL | Y | 4047 | F | 3/25/2021 | 2/23/2021 |
TADS | PIMCO RAFI DYN MLT-FACT EMG MKT EQ ETF | MFEM | 72202L389 | annual | 3/26/2021 | DIRECTORS | NORMAL | Y | 20557 | F | 3/25/2021 | 2/23/2021 |
TAEQ | PIMCO RAFI DYN MLT-FACT EMG MKT EQ ETF | MFEM | 72202L389 | annual | 3/26/2021 | DIRECTORS | NORMAL | Y | 26875 | F | 3/25/2021 | 2/23/2021 |
TAAG | CIENA Corp. | CIEN | 171779309 | annual | 4/1/2021 | DIRECTORS | NORMAL | Y | 1264 | F | 3/31/2021 | 3/2/2021 |
TFA Moderate | McCormick & Co., Inc. | MKC.V | 579780107 | annual | 3/31/2021 | PROPOSALS | NORMAL | Y | 941 | A | 3/30/2021 | 3/2/2021 |
Rational Dividend Capture VA | Seagate Technology PLC | STX | G7945M107 | annual | 4/14/2021 | PROPOSALS | NORMAL | Y | 489 | F | 4/13/2021 | 3/10/2021 |
Rational Dividend Capture VA | CARRIER GLOBAL CORPORATION | CARR | 14448C104 | annual | 4/19/2021 | PROPOSALS | NORMAL | Y | 5410 | F | 4/18/2021 | 3/11/2021 |
Rational Dividend Capture VA | AMERICAN ELECTRIC POWER COMPANY, INC. | AEP | 25537101 | annual | 4/20/2021 | PROPOSALS | NORMAL | Y | 1283 | F | 4/19/2021 | 3/12/2021 |
Rational Dividend Capture VA | XILINX, INC. | XLNX | 983919101 | annual | 4/7/2021 | PROPOSALS | NORMAL | Y | 1316 | F | 4/6/2021 | 3/12/2021 |
Rational Dividend Capture VA | IBM | IBM | 459200101 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 840 | F | 4/26/2021 | 3/15/2021 |
Rational Dividend Capture VA | PERKINELMER, INC. | PKI | 714046109 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 1409 | F | 4/26/2021 | 3/15/2021 |
TAAG | CARRIER GLOBAL CORPORATION | CARR | 14448C104 | annual | 4/19/2021 | PROPOSALS | NORMAL | Y | 2103 | F | 4/18/2021 | 3/18/2021 |
TACE | CARRIER GLOBAL CORPORATION | CARR | 14448C104 | annual | 4/19/2021 | PROPOSALS | NORMAL | Y | 2288 | F | 4/18/2021 | 3/18/2021 |
TADS | CARRIER GLOBAL CORPORATION | CARR | 14448C104 | annual | 4/19/2021 | PROPOSALS | NORMAL | Y | 2968 | F | 4/18/2021 | 3/18/2021 |
TAEQ | CARRIER GLOBAL CORPORATION | CARR | 14448C104 | annual | 4/19/2021 | PROPOSALS | NORMAL | Y | 27036 | F | 4/18/2021 | 3/18/2021 |
Rational Dividend Capture VA | NEWMONT CORPORATION | NEM | 651639106 | annual | 4/28/2021 | PROPOSALS | NORMAL | Y | 1660 | F | 4/27/2021 | 3/22/2021 |
TACE | NEWMONT CORPORATION | NEM | 651639106 | annual | 4/28/2021 | PROPOSALS | NORMAL | Y | 1447 | F | 4/27/2021 | 3/22/2021 |
TADS | NEWMONT CORPORATION | NEM | 651639106 | annual | 4/28/2021 | PROPOSALS | NORMAL | Y | 5197 | F | 4/27/2021 | 3/22/2021 |
TEGS | NEWMONT CORPORATION | NEM | 651639106 | annual | 4/28/2021 | PROPOSALS | NORMAL | Y | 4120 | F | 4/27/2021 | 3/22/2021 |
TAEQ | Seagate Technology PLC | STX | G7945M107 | annual | 4/14/2021 | PROPOSALS | NORMAL | Y | 9634 | F | 4/13/2021 | 3/22/2021 |
TADS | Seagate Technology PLC | STX | G7945M107 | annual | 4/14/2021 | PROPOSALS | NORMAL | Y | 1440 | F | 4/13/2021 | 3/22/2021 |
TACE | Seagate Technology PLC | STX | G7945M107 | annual | 4/14/2021 | PROPOSALS | NORMAL | Y | 1842 | F | 4/13/2021 | 3/22/2021 |
TAAG | Seagate Technology PLC | STX | G7945M107 | annual | 4/14/2021 | PROPOSALS | NORMAL | Y | 344 | F | 4/13/2021 | 3/22/2021 |
TAEQ | Moody's Corporation | MCO | 615369105 | annual | 4/20/2021 | PROPOSALS | NORMAL | Y | 1953 | F | 4/19/2021 | 3/22/2021 |
TACE | Moody's Corporation | MCO | 615369105 | annual | 4/20/2021 | PROPOSALS | NORMAL | Y | 294 | F | 4/19/2021 | 3/22/2021 |
TEGS | ROLLINS, INC. | ROL | 775711104 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 3249 | F | 4/26/2021 | 3/22/2021 |
TADS | ROLLINS, INC. | ROL | 775711104 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 8224 | F | 4/26/2021 | 3/22/2021 |
TADS | AMERICAN ELECTRIC POWER COMPANY, INC. | AEP | 25537101 | annual | 4/20/2021 | PROPOSALS | NORMAL | Y | 3765 | F | 4/19/2021 | 3/22/2021 |
TAAG | AMERICAN ELECTRIC POWER COMPANY, INC. | AEP | 25537101 | annual | 4/20/2021 | PROPOSALS | NORMAL | Y | 997 | F | 4/19/2021 | 3/22/2021 |
TAEQ | INTERACTIVE BROKERS GROUP, INC. | IBKR | 45841N107 | annual | 4/22/2021 | PROPOSALS | NORMAL | Y | 3049 | F | 4/21/2021 | 3/22/2021 |
TEGS | INTERACTIVE BROKERS GROUP, INC. | IBKR | 45841N107 | annual | 4/22/2021 | PROPOSALS | NORMAL | Y | 3786 | F | 4/21/2021 | 3/22/2021 |
TAEQ | BERKSHIRE HATHAWAY INC. | BRK-B | 84670702 | annual | 5/1/2021 | PROPOSALS | NORMAL | Y | 4610 | F | 4/30/2021 | 3/22/2021 |
TADS | Xilinx, Inc. | XLNX | 983919101 | annual | 4/7/2021 | PROPOSALS | NORMAL | Y | 2123 | F | 4/6/2021 | 3/22/2021 |
TAAG | Lazard Ltd | LAZ | G54050102 | annual | 4/29/2021 | PROPOSALS | NORMAL | Y | 1644 | F | 4/28/2021 | 3/22/2021 |
TADS | Humana Inc | HUM | 444859102 | annual | 4/22/2021 | PROPOSALS | NORMAL | Y | 776 | F | 4/21/2021 | 3/22/2021 |
TAEQ | PERKINELMER, INC. | PKI | 714046109 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 3347 | F | 4/26/2021 | 3/22/2021 |
Rational Dividend Capture VA | CARRIER GLOBAL CORPORATION | CARR | 14448C104 | annual | 4/19/2021 | PROPOSALS | NORMAL | Y | 5410 | F | 4/18/2021 | 3/22/2021 |
TAAG | Canadian Pacific Railway Ltd | CP | 13645T100 | annual | 4/21/2021 | PROPOSALS | NORMAL | Y | 115 | F | 4/19/2021 | 3/22/2021 |
TAEQ | THE COCA-COLA COMPANY | KO | 191216100 | annual | 4/20/2021 | PROPOSALS | NORMAL | Y | 4771 | F | 4/19/2021 | 3/22/2021 |
TEGS | CARNIVAL CORPORATION | CCL | 143658300 | annual | 4/20/2021 | PROPOSALS | NORMAL | Y | 9172 | F | 4/19/2021 | 3/22/2021 |
TAEQ | IBM | IBM | 459200101 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 3173 | F | 4/26/2021 | 3/22/2021 |
TAAG | Ally Financial Inc | ALLY | 02005N100 | annual | 5/4/2021 | PROPOSALS | NORMAL | Y | 891 | F | 5/3/2021 | 3/22/2021 |
TAEQ | NRG Energy Inc | NRG | 629377508 | annual | 4/29/2021 | PROPOSALS | NORMAL | Y | 5904 | F | 4/28/2021 | 3/22/2021 |
TAEQ | Johnson & Johnson | JNJ | 478160104 | annual | 4/22/2021 | DIRECTORS | NORMAL | Y | 3504 | F | 4/21/2021 | 3/22/2021 |
TAEQ | Bausch Health Companies Inc | BHC | 71734107 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 17705 | F | 4/26/2021 | 3/22/2021 |
Rational Dividend Capture VA | ROLLINS, INC. | ROL | 775711104 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 2793 | F | 4/26/2021 | 3/23/2021 |
Rational Dividend Capture VA | Johnson & Johnson | JNJ | 478160104 | annual | 4/22/2021 | DIRECTORS | NORMAL | Y | 613 | F | 4/21/2021 | 3/23/2021 |
Rational Dividend Capture VA | NIC Inc. | EGOV | 62914B100 | annual | 4/19/2021 | PROPOSALS | NORMAL | Y | 4615 | F | 4/18/2021 | 3/23/2021 |
Rational Dividend Capture VA | Citigroup Inc | C | 172967424 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 544 | F | 4/26/2021 | 3/23/2021 |
Rational Dividend Capture VA | Seagate Technology PLC | STX | G7945M107 | annual | 4/14/2021 | PROPOSALS | NORMAL | Y | 489 | F | 4/13/2021 | 3/24/2021 |
TACE | ROLLINS, INC. | ROL | 775711104 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 2358 | F | 4/26/2021 | 3/24/2021 |
TACE | IBM | IBM | 459200101 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 1412 | F | 4/26/2021 | 3/24/2021 |
TAAG | NIC Inc. | EGOV | 62914B100 | annual | 4/19/2021 | PROPOSALS | NORMAL | Y | 2022 | F | 4/18/2021 | 3/24/2021 |
TACE | PERKINELMER, INC. | PKI | 714046109 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 566 | F | 4/26/2021 | 3/24/2021 |
TACE | Citigroup Inc | C | 172967424 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 2049 | F | 4/26/2021 | 3/24/2021 |
TACE | Xilinx, Inc. | XLNX | 983919101 | annual | 4/7/2021 | PROPOSALS | NORMAL | Y | 619 | F | 4/6/2021 | 3/24/2021 |
TAEQ | NEWELL BRANDS INC. | NWL | 651229106 | annual | 5/5/2021 | PROPOSALS | NORMAL | Y | 10417 | F | 5/4/2021 | 3/24/2021 |
TAEQ | Charter Communications Inc | CHTR | 16119P108 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 582 | F | 4/26/2021 | 3/24/2021 |
TAAG | Sailpoint Technologies Holdings Inc | SAIL | 78781P105 | annual | 4/29/2021 | PROPOSALS | NORMAL | Y | 63 | F | 4/28/2021 | 3/24/2021 |
TAAG | HCA Healthcare Inc | HCA | 40412C101 | annual | 4/28/2021 | PROPOSALS | NORMAL | Y | 751 | F | 4/27/2021 | 3/24/2021 |
TEGS | Citigroup Inc | C | 172967424 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 1733 | F | 4/26/2021 | 3/25/2021 |
TADS | NIC Inc. | EGOV | 62914B100 | annual | 4/19/2021 | PROPOSALS | NORMAL | Y | 13506 | F | 4/18/2021 | 3/25/2021 |
TAEQ | Charter Communications Inc | CHTR | 16119P108 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 262 | F | 4/26/2021 | 3/25/2021 |
TAAG | Draftkings Inc | DKNG | 26142R104 | annual | 4/28/2021 | PROPOSALS | NORMAL | Y | 189 | F | 4/27/2021 | 3/25/2021 |
TAAG | Citigroup Inc | C | 172967424 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 383 | F | 4/26/2021 | 3/26/2021 |
TACE | Expeditors International of Wshngtn Inc | EXPD | 302130109 | annual | 5/4/2021 | PROPOSALS | NORMAL | Y | 910 | F | 5/3/2021 | 3/26/2021 |
TFA Moderate | Draftkings Inc | DKNG | 26142R104 | annual | 4/28/2021 | PROPOSALS | NORMAL | Y | 831 | F | 4/27/2021 | 3/30/2021 |
TAEQ | Draftkings Inc | DKNG | 26142R104 | annual | 4/28/2021 | PROPOSALS | NORMAL | Y | 3641 | F | 4/27/2021 | 3/30/2021 |
TACE | Seagate Technology PLC | STX | G7945M107 | annual | 4/14/2021 | PROPOSALS | NORMAL | Y | 1842 | F | 4/13/2021 | 3/30/2021 |
TADS | Seagate Technology PLC | STX | G7945M107 | annual | 4/14/2021 | PROPOSALS | NORMAL | Y | 1044 | F | 4/13/2021 | 3/30/2021 |
TADS | Expeditors International of Wshngtn Inc | EXPD | 302130109 | annual | 5/4/2021 | PROPOSALS | NORMAL | Y | 1575 | F | 5/3/2021 | 3/30/2021 |
TEGS | Expeditors International of Wshngtn Inc | EXPD | 302130109 | annual | 5/4/2021 | PROPOSALS | NORMAL | Y | 2588 | F | 5/3/2021 | 3/30/2021 |
TAEQ | PERKINELMER, INC. | PKI | 714046109 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 3347 | F | 4/26/2021 | 3/30/2021 |
TADS | NEWELL BRANDS INC. | NWL | 651229106 | annual | 5/5/2021 | PROPOSALS | NORMAL | Y | 12236 | F | 5/4/2021 | 3/30/2021 |
TACE | Citigroup Inc | C | 172967424 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 2049 | F | 4/26/2021 | 3/30/2021 |
TACE | BERKSHIRE HATHAWAY INC. | BRK-B | 84670702 | annual | 5/1/2021 | PROPOSALS | NORMAL | Y | 349 | F | 4/30/2021 | 3/30/2021 |
TAAG | Charter Communications Inc | CHTR | 16119P108 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 78 | F | 4/26/2021 | 3/30/2021 |
TACE | Bausch Health Companies Inc | BHC | 71734107 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 2645 | F | 4/26/2021 | 3/30/2021 |
TADS | HCA Healthcare Inc | HCA | 40412C101 | annual | 4/28/2021 | PROPOSALS | NORMAL | Y | 2233 | F | 4/27/2021 | 3/30/2021 |
TEGS | ADVANCED MICRO DEVICES, INC. | AMD | 7903107 | annual | 4/7/2021 | PROPOSALS | NORMAL | Y | 2705 | F | 4/6/2021 | 3/30/2021 |
TAAG | AMERICAN EXPRESS COMPANY | AXP | 25816109 | annual | 5/4/2021 | PROPOSALS | NORMAL | Y | 392 | F | 5/3/2021 | 3/30/2021 |
TAEQ | BANK OF AMERICA CORPORATION | BAC | 60505104 | annual | 4/20/2021 | PROPOSALS | NORMAL | Y | 22521 | F | 4/19/2021 | 3/30/2021 |
TAEQ | CARVANA CO. | CVNA | 146869102 | annual | 5/3/2021 | PROPOSALS | NORMAL | Y | 4658 | F | 5/2/2021 | 3/30/2021 |
TACE | CARVANA CO. | CVNA | 146869102 | annual | 5/3/2021 | PROPOSALS | NORMAL | Y | 273 | F | 5/2/2021 | 3/30/2021 |
TACE | COLGATE-PALMOLIVE COMPANY | CL | 194162103 | annual | 5/7/2021 | PROPOSALS | NORMAL | Y | 2175 | F | 5/6/2021 | 3/30/2021 |
TADS | COLGATE-PALMOLIVE COMPANY | CL | 194162103 | annual | 5/7/2021 | PROPOSALS | NORMAL | Y | 3814 | F | 5/6/2021 | 3/30/2021 |
TADS | ELI LILLY AND COMPANY | LLY | 532457108 | annual | 5/3/2021 | PROPOSALS | NORMAL | Y | 2494 | F | 5/2/2021 | 3/30/2021 |
TEGS | ELI LILLY AND COMPANY | LLY | 532457108 | annual | 5/3/2021 | PROPOSALS | NORMAL | Y | 1210 | F | 5/2/2021 | 3/30/2021 |
TACE | ECOLAB | ECL | 278865100 | annual | 5/6/2021 | PROPOSALS | NORMAL | Y | 811 | F | 5/5/2021 | 3/30/2021 |
TEGS | ECOLAB | ECL | 278865100 | annual | 5/6/2021 | PROPOSALS | NORMAL | Y | 248 | F | 5/5/2021 | 3/30/2021 |
TEGS | DANAHER CORPORATION | DHR | 235851102 | annual | 5/5/2021 | PROPOSALS | NORMAL | Y | 223 | F | 5/4/2021 | 3/30/2021 |
TAEQ | DANAHER CORPORATION | DHR | 235851102 | annual | 5/5/2021 | PROPOSALS | NORMAL | Y | 636 | F | 5/4/2021 | 3/30/2021 |
TADS | CME GROUP INC. | CME | 12572Q105 | annual | 5/5/2021 | PROPOSALS | NORMAL | Y | 769 | F | 5/4/2021 | 3/30/2021 |
TEGS | EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | annual | 5/4/2021 | PROPOSALS | NORMAL | Y | 2112 | F | 5/3/2021 | 3/30/2021 |
TACE | EXXON MOBIL CORPORATION | XOM | 30231G102 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 3722 | F | 5/25/2021 | 3/30/2021 |
TAEQ | FLOOR & DECOR HOLDINGS, INC. | FND | 339750101 | annual | 5/12/2021 | PROPOSALS | NORMAL | Y | 1855 | F | 5/11/2021 | 3/30/2021 |
TAAG | IDEX CORPORATION | IEX | 45166V106 | annual | 5/12/2021 | PROPOSALS | NORMAL | Y | 361 | F | 5/11/2021 | 3/30/2021 |
TAEQ | LKQ Corporation | LKQ | 501889208 | annual | 5/11/2021 | PROPOSALS | NORMAL | Y | 2059 | F | 5/10/2021 | 3/30/2021 |
TADS | LPL FINANCIAL HOLDINGS INC. | LPLA | 50212V100 | annual | 5/5/2021 | PROPOSALS | NORMAL | Y | 1473 | F | 5/4/2021 | 3/30/2021 |
TAAG | Moderna Inc | MRNA |
| annual | 4/28/2021 | PROPOSALS | NORMAL | Y | 175 | F | 4/27/2021 | 3/30/2021 |
TEGS | PENTAIR PLC | PNR | H6169Q108 | annual | 5/2/2021 | PROPOSALS | NORMAL | Y | 713 | F | 5/4/2021 | 3/30/2021 |
TADS | PEPSICO | PEP | 713448108 | annual | 5/5/2021 | PROPOSALS | NORMAL | Y | 5527 | F | 5/4/2021 | 3/30/2021 |
TAEQ | PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | annual | 5/5/2021 | PROPOSALS | NORMAL | Y | 7942 | F | 5/4/2021 | 3/30/2021 |
TEGS | PROLOGIS, INC. | PLD | 74340W103 | annual | 4/29/2021 | PROPOSALS | NORMAL | Y | 966 | F | 4/28/2021 | 3/30/2021 |
TAAG | THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | annual | 4/29/2021 | PROPOSALS | NORMAL | Y | 176 | F | 4/28/2021 | 3/30/2021 |
Rational Dividend Capture VA | Skyworks Solutions Inc | SWKS | 83088M102 | annual | 5/12/2021 | PROPOSALS | NORMAL | Y | 275 | F | 5/11/2021 | 3/31/2021 |
Rational Dividend Capture VA | TERADYNE, INC. | TER | 880770102 | annual | 5/7/2021 | PROPOSALS | NORMAL | Y | 1284 | F | 5/6/2021 | 4/5/2021 |
TAAG | TERADYNE, INC. | TER | 880770102 | annual | 5/7/2021 | PROPOSALS | NORMAL | Y | 307 | F | 5/6/2021 | 4/5/2021 |
TADS | TERADYNE, INC. | TER | 880770102 | annual | 5/7/2021 | PROPOSALS | NORMAL | Y | 457 | F | 5/6/2021 | 4/5/2021 |
TADS | LPL FINANCIAL HOLDINGS INC. | LPLA | 50212V100 | annual | 5/5/2021 | PROPOSALS | NORMAL | Y | 1473 | F | 5/4/2021 | 4/5/2021 |
TAAG | Skyworks Solutions Inc | SWKS | 83088M102 | annual | 5/12/2021 | PROPOSALS | NORMAL | Y | 520 | F | 5/11/2021 | 4/5/2021 |
TFA Conservative | DANAHER CORPORATION | DHR | 235851102 | annual | 5/5/2021 | PROPOSALS | NORMAL | Y | 132 | F | 5/4/2021 | 4/5/2021 |
TAEQ | AMERICAN NATIONAL GROUP, INC. | ANAT | 28591105 | annual | 4/22/2021 | PROPOSALS | NORMAL | Y | 636 | F | 4/21/2021 | 4/5/2021 |
TEGS | CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | annual | 5/6/2021 | PROPOSALS | NORMAL | Y | 164 | F | 5/5/2021 | 4/5/2021 |
TAEQ | CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | annual | 5/6/2021 | PROPOSALS | NORMAL | Y | 2898 | F | 5/5/2021 | 4/5/2021 |
TADS | Las Vegas Sands Corp. | LVS | 517834107 | annual | 5/13/2021 | PROPOSALS | NORMAL | Y | 7399 | F | 5/12/2021 | 4/5/2021 |
TEGS | Las Vegas Sands Corp. | LVS | 517834107 | annual | 5/13/2021 | PROPOSALS | NORMAL | Y | 1578 | F | 5/12/2021 | 4/5/2021 |
TEGS | PERRIGO COMPANY PLC | PRGO | G97822103 | annual | 5/12/2021 | PROPOSALS | NORMAL | Y | 1641 | F | 5/11/2021 | 4/5/2021 |
TEGS | Morgan Stanley | MS | 617446448 | annual | 5/20/2021 | PROPOSALS | NORMAL | Y | 1894 | F | 5/19/2021 | 4/5/2021 |
TAEQ | Morgan Stanley | MS | 617446448 | annual | 5/20/2021 | PROPOSALS | NORMAL | Y | 4880 | F | 5/19/2021 | 4/5/2021 |
TAAG | TRIMBLE INC. | TRMB | 896239100 | annual | 5/12/2021 | PROPOSALS | NORMAL | Y | 833 | F | 5/11/2021 | 4/5/2021 |
TEGS | TRIMBLE INC. | TRMB | 896239100 | annual | 5/12/2021 | PROPOSALS | NORMAL | Y | 323 | F | 5/11/2021 | 4/5/2021 |
TAAG | Waters Corporation | WAT | 941848103 | annual | 5/11/2021 | PROPOSALS | NORMAL | Y | 345 | F | 5/10/2021 | 4/5/2021 |
TEGS | Waters Corporation | WAT | 941848103 | annual | 5/11/2021 | PROPOSALS | NORMAL | Y | 682 | F | 5/10/2021 | 4/5/2021 |
TEGS | AMERICAN WATER WORKS COMPANY, INC. | AWK | 30420103 | annual | 5/12/2021 | PROPOSALS | NORMAL | Y | 245 | F | 5/11/2021 | 4/5/2021 |
TAAG | CORESITE REALTY CORPORATION | COR | 21870Q105 | annual | 5/19/2021 | PROPOSALS | NORMAL | Y | 594 | F | 5/18/2021 | 4/5/2021 |
TAAG | GRAHAM HOLDINGS COMPANY | GHC | 384637104 | annual | 5/6/2021 | PROPOSALS | NORMAL | Y | 132 | F | 5/5/2021 | 4/5/2021 |
TEGS | Intercontinental Exchange Inc | ICE | 45866F104 | annual | 5/14/2021 | PROPOSALS | NORMAL | Y | 1701 | F | 5/13/2021 | 4/5/2021 |
TAAG | LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | annual | 5/7/2021 | PROPOSALS | NORMAL | Y | 802 | F | 5/6/2021 | 4/5/2021 |
TAEQ | PulteGroup, Inc. | PHM | 745867101 | annual | 5/12/2021 | PROPOSALS | NORMAL | Y | 2981 | F | 5/11/2021 | 4/5/2021 |
TAEQ | TRACTOR SUPPLY COMPANY | TSCO | 892356106 | annual | 5/6/2021 | PROPOSALS | NORMAL | Y | 2572 | F | 5/5/2021 | 4/5/2021 |
TAEQ | Uber Technologies Inc | UBER | 90353T100 | annual | 5/10/2021 | PROPOSALS | NORMAL | Y | 1730 | F | 5/9/2021 | 4/5/2021 |
TEGS | XYLEM INC. | XYL | 98419M100 | annual | 5/12/2021 | PROPOSALS | NORMAL | Y | 658 | F | 5/11/2021 | 4/5/2021 |
TADS | TRACTOR SUPPLY COMPANY | TSCO | 892356106 | annual | 5/6/2021 | PROPOSALS | NORMAL | Y | 2965 | F | 5/5/2021 | 4/6/2021 |
TAAG | Uber Technologies Inc | UBER | 90353T100 | annual | 5/10/2021 | PROPOSALS | NORMAL | Y | 588 | F | 5/9/2021 | 4/6/2021 |
TFA Conservative | Intercontinental Exchange Inc | ICE | 45866F104 | annual | 5/14/2021 | PROPOSALS | NORMAL | Y | 320 | F | 5/13/2021 | 4/6/2021 |
TEGS | Ansys, Inc. | ANSS | 03662Q105 | annual | 5/14/2021 | DIRECTORS | NORMAL | Y | 300 | F | 5/13/2020 | 4/6/2021 |
TAEQ | DANAHER CORPORATION | DHR | 235851102 | annual | 5/5/2021 | PROPOSALS | NORMAL | Y | 636 | F | 5/4/2021 | 4/6/2021 |
TFA Moderate | PulteGroup, Inc. | PHM | 745867101 | annual | 5/12/2021 | PROPOSALS | NORMAL | Y | 329 | F | 5/11/2021 | 4/6/2021 |
TAAG | EXXON MOBIL CORPORATION | XOM | 30231G102 | special | 5/26/2021 | PROPOSALS | NORMAL | Y | 828 | F | 5/25/2021 | 4/6/2021 |
TAEQ | IDEXX LABORATORIES, INC. | IDXX | 45168D104 | annual | 5/12/2021 | PROPOSALS | NORMAL | Y | 786 | F | 5/11/2021 | 4/6/2021 |
TACE | Pepsico, Inc. | PEP | 713448108 | annual | 5/6/2020 | DIRECTORS | NORMAL | Y | 4450 | F | 5/3/2020 | 4/7/2021 |
TADS | Pepsico, Inc. | PEP | 713448108 | annual | 5/6/2020 | DIRECTORS | NORMAL | Y | 108 | F | 5/3/2020 | 4/7/2021 |
TFA Moderate | Pepsico, Inc. | PEP | 713448108 | annual | 5/6/2020 | DIRECTORS | NORMAL | Y | 117 | F | 5/3/2020 | 4/7/2021 |
TADS | Verisk Analytics, Inc | VRSK | 92345Y106 | annual | 5/19/2021 | DIRECTORS | NORMAL | Y | 1182 | F | 5/18/2021 | 4/7/2021 |
TEGS | Verisk Analytics, Inc | VRSK | 92345Y106 | annual | 5/19/2021 | DIRECTORS | NORMAL | Y | 108 | F | 5/18/2021 | 4/7/2021 |
TACE | CORESITE REALTY CORPORATION | COR | 21870Q105 | annual | 5/19/2021 | PROPOSALS | NORMAL | Y | 1088 | F | 5/18/2021 | 4/7/2021 |
TEGS | DANAHER CORPORATION | DHR | 235851102 | annual | 5/5/2021 | PROPOSALS | NORMAL | Y | 447 | F | 5/4/2021 | 4/7/2021 |
TAAG | IDEXX LABORATORIES, INC. | IDXX | 45168D104 | annual | 5/12/2021 | PROPOSALS | NORMAL | Y | 89 | F | 5/11/2021 | 4/7/2021 |
TEGS | ABBOTT LABORATORIES | ABT | 002824100 | annual | 4/23/2021 | PROPOSALS | NORMAL | Y | 1024 | F | 4/22/2021 | 4/7/2021 |
TAEQ | ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | annual | 5/6/2021 | PROPOSALS | NORMAL | Y | 901 | F | 5/5/2021 | 4/7/2021 |
TACE | ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | annual | 5/6/2021 | PROPOSALS | NORMAL | Y | 2543 | F | 5/5/2021 | 4/7/2021 |
TEGS | Baker Hughes Co | BKR | 05722G100 | annual | 5/14/2021 | PROPOSALS | NORMAL | Y | 4812 | F | 5/13/2021 | 4/7/2021 |
TACE | CORELOGIC, INC. | CLGX | 21871D103 | annual | 4/28/2021 | PROPOSALS | NORMAL | Y | 2065 | F | 4/27/2021 | 4/7/2021 |
TEGS | FirstEnergy Corp. | FE | 337932107 | annual | 5/18/2021 | PROPOSALS | NORMAL | Y | 4214 | F | 5/17/2021 | 4/7/2021 |
TAEQ | FORD MOTOR COMPANY | F | 345370860 | annual | 5/13/2021 | PROPOSALS | NORMAL | Y | 21464 | F | 5/12/2021 | 4/7/2021 |
TAEQ | KINDER MORGAN, INC. | KMI | 49456B101 | annual | 5/12/2021 | PROPOSALS | NORMAL | Y | 30475 | F | 5/11/2021 | 4/7/2021 |
TAEQ | NUCOR CORPORATION | NUE | 670346105 | annual | 5/13/2021 | PROPOSALS | NORMAL | Y | 12050 | F | 5/12/2021 | 4/7/2021 |
TAEQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | annual | 5/7/2021 | PROPOSALS | NORMAL | Y | 5648 | F | 5/6/2021 | 4/7/2021 |
TACE | REALTY INCOME CORPORATION | O | 756109104 | annual | 5/18/2021 | PROPOSALS | NORMAL | Y | 2499 | F | 5/17/2021 | 4/7/2021 |
TAEQ | RLI CORP. | RLI | 749607107 | annual | 5/6/2021 | PROPOSALS | NORMAL | Y | 4730 | F | 5/5/2021 | 4/7/2021 |
TAEQ | S&P GLOBAL INC. | SPGI | 78409V104 | annual | 5/5/2021 | PROPOSALS | NORMAL | Y | 1085 | F | 5/4/2021 | 4/7/2021 |
TAEQ | SBA COMMUNICATIONS CORPORATION | SBAC | 78410G104 | annual | 5/13/2021 | PROPOSALS | NORMAL | Y | 954 | F | 5/12/2021 | 4/7/2021 |
TAEQ | SIMON PROPERTY GROUP, INC. | SPG | 828806109 | annual | 5/12/2021 | PROPOSALS | NORMAL | Y | 2729 | F | 5/11/2021 | 4/7/2021 |
TAAG | SVB FINANCIAL GROUP | SIVB | 78486Q101 | annual | 4/22/2021 | PROPOSALS | NORMAL | Y | 150 | F | 4/21/2021 | 4/7/2021 |
TFA Moderate | THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | annual | 5/13/2021 | PROPOSALS | NORMAL | Y | 851 | F | 5/12/2021 | 4/7/2021 |
TFA Conservative | THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | annual | 5/13/2021 | PROPOSALS | NORMAL | Y | 366 | F | 5/12/2021 | 4/7/2021 |
TAEQ | THE KRAFT HEINZ COMPANY | KHC | 500754106 | annual | 5/6/2021 | PROPOSALS | NORMAL | Y | 15488 | F | 5/5/2021 | 4/7/2021 |
TFA Conservative | THE PNC FINANCIAL SERVICES GROUP, INC. | PNC | 693475105 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 351 | F | 4/26/2021 | 4/7/2021 |
TAEQ | THE PROGRESSIVE CORPORATION | PGR | 743315103 | annual | 5/7/2021 | PROPOSALS | NORMAL | Y | 5840 | F | 5/6/2021 | 4/7/2021 |
TADS | THE WESTERN UNION COMPANY | WU | 959802109 | annual | 5/14/2021 | PROPOSALS | NORMAL | Y | 18799 | F | 5/13/2021 | 4/7/2021 |
TAEQ | THE WESTERN UNION COMPANY | WU | 959802109 | annual | 5/14/2021 | PROPOSALS | NORMAL | Y | 11429 | F | 5/13/2021 | 4/7/2021 |
TADS | TRADEWEB MARKETS INC | TW | 892672106 | annual | 5/11/2021 | PROPOSALS | NORMAL | Y | 6576 | F | 5/10/2021 | 4/7/2021 |
TFA Conservative | UNITED RENTALS, INC. | URI | 911363109 | annual | 5/6/2021 | PROPOSALS | NORMAL | Y | 451 | F | 5/5/2021 | 4/7/2021 |
TEGS | WASTE MANAGEMENT, INC. | WM | 94106L109 | annual | 5/11/2021 | PROPOSALS | NORMAL | Y | 937 | F | 5/10/2021 | 4/7/2021 |
TADS | WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | annual | 5/4/2021 | PROPOSALS | NORMAL | Y | 1760 | F | 5/3/2021 | 4/7/2021 |
TAEQ | ZEBRA TECHNOLOGIES CORPORATION | ZBRA | 989207105 | annual | 5/14/2021 | PROPOSALS | NORMAL | Y | 1246 | F | 5/13/2021 | 4/7/2021 |
TEGS | ZEBRA TECHNOLOGIES CORPORATION | ZBRA | 989207105 | annual | 5/14/2021 | PROPOSALS | NORMAL | Y | 295 | F | 5/13/2021 | 4/7/2021 |
TEGS | CBRE GROUP, INC. | CBRE | 12504L109 | annual | 5/19/2021 | PROPOSALS | NORMAL | Y | 1367 | F | 5/18/2021 | 4/8/2021 |
TADS | Perrigo Company Plc | PRGO | 714290102 | annual | 5/12/2021 | PROPOSALS | NORMAL | Y | 11562 | F | 5/11/2021 | 4/8/2021 |
TAAG | UNITI GROUP, INC. | UNIT | 91325V108 | annual | 5/13/2021 | PROPOSALS | NORMAL | Y | 909 | F | 5/12/2021 | 4/9/2021 |
TADS | XEROX HOLDINGS CORPORATION | XRX | 98421M106 | annual | 5/20/2021 | PROPOSALS | NORMAL | Y | 18541 | F | 5/19/2021 | 4/9/2021 |
TAEQ | XEROX HOLDINGS CORPORATION | XRX | 98421M106 | annual | 5/20/2021 | PROPOSALS | NORMAL | Y | 10721 | F | 5/19/2021 | 4/12/2021 |
TAAG | XEROX HOLDINGS CORPORATION | XRX | 98421M106 | annual | 5/20/2021 | PROPOSALS | NORMAL | Y | 1665 | F | 5/19/2021 | 4/12/2021 |
TADS | UNITI GROUP, INC. | UNIT | 91325V108 | annual | 5/13/2021 | PROPOSALS | NORMAL | Y | 42821 | F | 5/12/2021 | 4/12/2021 |
TAAG | UNITI GROUP, INC. | UNIT | 91325V108 | annual | 5/13/2021 | PROPOSALS | NORMAL | Y | 5817 | F | 5/12/2021 | 4/12/2021 |
TEGS | Uber Technologies Inc | UBER | 90353T100 | annual | 5/10/2021 | PROPOSALS | NORMAL | Y | 2209 | F | 5/9/2021 | 4/12/2021 |
TAEQ | ALTRIA GROUP, INC. | MO | 02209S103 | annual | 5/20/2021 | PROPOSALS | NORMAL | Y | 14226 | F | 5/19/2021 | 4/12/2021 |
TAAG | ALTRIA GROUP, INC. | MO | 02209S103 | annual | 5/20/2021 | PROPOSALS | NORMAL | Y | 1643 | F | 5/19/2021 | 4/12/2021 |
TEGS | ONEOK, INC. | OKE | 682680103 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 2851 | F | 5/25/2021 | 4/12/2021 |
TEGS | AVALONBAY COMMUNITIES, INC. | AVB | 053484101 | annual | 5/20/2021 | PROPOSALS | NORMAL | Y | 850 | F | 5/19/2021 | 4/12/2021 |
TEGS | CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | annual | 5/18/2021 | PROPOSALS | NORMAL | Y | 83 | F | 5/17/2021 | 4/12/2021 |
TADS | EXTRA SPACE STORAGE INC. | EXR | 30225T102 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 897 | F | 5/25/2021 | 4/12/2021 |
TEGS | GILEAD SCIENCES, INC. | GILD | 375558103 | annual | 5/12/2021 | PROPOSALS | NORMAL | Y | 2607 | F | 5/11/2021 | 4/12/2021 |
TAAG | HYATT HOTELS CORPORATION | H | 448579102 | annual | 5/19/2021 | PROPOSALS | NORMAL | Y | 633 | F | 5/18/2021 | 4/12/2021 |
TAEQ | IRON MOUNTAIN INC. | IRM | 462846106 | annual | 5/12/2021 | PROPOSALS | NORMAL | Y | 2435 | F | 5/11/2021 | 4/12/2021 |
TAAG | MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | annual | 5/18/2021 | PROPOSALS | NORMAL | Y | 684 | F | 5/17/2021 | 4/12/2021 |
TAAG | ON SEMICONDUCTOR CORPORATION | ON | 682189105 | annual | 5/20/2021 | PROPOSALS | NORMAL | Y | 1037 | F | 5/19/2021 | 4/12/2021 |
TAAG | RENEWABLE ENERGY GROUP, INC. | REGI | 75972A301 | annual | 5/18/2021 | PROPOSALS | NORMAL | Y | 1189 | F | 5/17/2021 | 4/12/2021 |
TAAG | SAIA, INC | SAIA | 78709Y105 | annual | 4/27/2021 | PROPOSALS | NORMAL | Y | 461 | F | 4/26/2021 | 4/12/2021 |
TAAG | TELADOC HEALTH, INC. | TDOC | 87918A105 | annual | 5/17/2021 | PROPOSALS | NORMAL | Y | 163 | F | 5/16/2021 | 4/12/2021 |
TAEQ | TRINITY INDUSTRIES, INC. | TRN | 896522109 | annual | 5/3/2021 | PROPOSALS | NORMAL | Y | 4435 | F | 5/2/2021 | 4/12/2021 |
TAEQ | CARDLYTICS, INC. | CDLX | 14161w105 | annual | 5/21/2021 | PROPOSALS | NORMAL | Y | 7844 | F | 5/20/2021 | 4/15/2021 |
TEGS | CHEVRON CORPORATION | CVX | 166764100 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 1425 | F | 5/25/2021 | 4/15/2021 |
TEGS | JPMorgan Chase & Co. | JPM | 46625H100 | annual | 5/18/2021 | PROPOSALS | NORMAL | Y | 959 | F | 5/17/2021 | 4/15/2021 |
TADS | LUMEN TECHNOLOGIES, INC. | LUMN | 156700106 | annual | 5/19/2021 | PROPOSALS | NORMAL | Y | 54506 | F | 5/18/2021 | 4/15/2021 |
TEGS | PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 325 | F | 5/25/2021 | 4/15/2021 |
TAEQ | VORNADO REALTY TRUST | VNO | 929042109 | annual | 5/20/2021 | PROPOSALS | NORMAL | Y | 8266 | F | 5/19/2021 | 4/15/2021 |
TACE | EXXON MOBIL CORP. | XOM | 30231G102 | annual | 5/26/2021 | PROPOSALS | SPECIAL | Y | 3860 | F | 5/25/2021 | 4/16/2021 |
TAAG | EXXON MOBIL CORP. | XOM | 30231G102 | annual | 5/26/2021 | PROPOSALS | SPECIAL | Y | 828 | F | 5/25/2021 | 4/16/2021 |
TAAG | ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | annual | 5/19/2021 | PROPOSALS | NORMAL | Y | 128 | F | 5/18/2021 | 4/16/2021 |
TAAG | ANNALY CAPITAL MANAGEMENT, INC. | NLY | 035710409 | annual | 5/19/2021 | PROPOSALS | NORMAL | Y | 10873 | F | 5/18/2021 | 4/16/2021 |
TAAG | CARDLYTICS, INC. | CDLX | 14161W105 | annual | 5/21/2021 | PROPOSALS | NORMAL | Y | 150 | F | 5/20/2021 | 4/16/2021 |
TAAG | CHEVRON CORPORATION | CVX | 166764100 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 570 | F | 5/25/2021 | 4/16/2021 |
TACE | CHEVRON CORPORATION | CVX | 166764100 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 2031 | F | 5/25/2021 | 4/16/2021 |
TAEQ | CHEVRON CORPORATION | CVX | 166764100 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 3437 | F | 5/25/2021 | 4/16/2021 |
TACE | CHUBB LIMITED | CB | H1467J104 | annual | 5/20/2021 | PROPOSALS | NORMAL | Y | 1151 | F | 5/18/2021 | 4/16/2021 |
TAAG | GRAFTECH INTERNATIONAL LTD. | EAF | 384313508 | annual | 5/13/2021 | PROPOSALS | NORMAL | Y | 324 | F | 5/12/2021 | 4/16/2021 |
TAEQ | HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | annual | 5/19/2021 | PROPOSALS | NORMAL | Y | 2405 | F | 5/18/2021 | 4/16/2021 |
TAAG | JPMorgan Chase & Co. | JPM | 46625H100 | annual | 5/18/2021 | PROPOSALS | NORMAL | Y | 476 | F | 5/17/2021 | 4/16/2021 |
TAEQ | JPMorgan Chase & Co. | JPM | 46625H100 | annual | 5/18/2021 | PROPOSALS | NORMAL | Y | 1063 | F | 5/17/2021 | 4/16/2021 |
TAAG | LUMEN TECHNOLOGIES, INC. | LUMN | 156700106 | annual | 5/19/2021 | PROPOSALS | NORMAL | Y | 3785 | F | 5/18/2021 | 4/16/2021 |
TEGS | LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | annual | 5/28/2021 | PROPOSALS | NORMAL | Y | 1172 | F | 5/26/2021 | 4/16/2021 |
TAAG | LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | annual | 5/28/2021 | PROPOSALS | NORMAL | Y | 125 | F | 5/26/2021 | 4/16/2021 |
TEGS | MACQUARIE INFRASTRUCTURE CORPORATION | MIC | 55608B105 | Special Meeting | 5/12/2021 | PROPOSALS | SPECIAL | Y | 1084 | F | 5/11/2021 | 4/16/2021 |
TAAG | MACQUARIE INFRASTRUCTURE CORPORATION | MIC | 55608B105 | annual | 5/6/2021 | PROPOSALS | NORMAL | Y | 2434 | F | 5/5/2021 | 4/16/2021 |
TAAG | MARATHON OIL CORPORATION | MRO | 565849106 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 2362 | F | 5/25/2021 | 4/16/2021 |
TACE | MCDONALD'S CORPORATION | MCD | 580135101 | annual | 5/20/2021 | PROPOSALS | NORMAL | Y | 827 | F | 5/19/2021 | 4/16/2021 |
TAAG | MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | annual | 5/19/2021 | PROPOSALS | NORMAL | Y | 1346 | F | 5/18/2021 | 4/16/2021 |
TAAG | NOW INC. | DNOW | 67011P100 | annual | 5/19/2021 | PROPOSALS | NORMAL | Y | 2910 | F | 5/18/2021 | 4/16/2021 |
TAAG | OLD REPUBLIC INTERNATIONAL CORPORATION | ORI | 680223104 | annual | 5/28/2021 | PROPOSALS | NORMAL | Y | 3487 | F | 5/27/2021 | 4/16/2021 |
TAAG | PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 175 | F | 5/25/2021 | 4/16/2021 |
TAEQ | PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 759 | F | 5/25/2021 | 4/16/2021 |
TAAG | SPROUT SOCIAL, INC. | SPT | 85209W109 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 391 | F | 5/25/2021 | 4/16/2021 |
TAAG | SYNCHRONY FINANCIAL | SYF | 87165B103 | annual | 5/20/2021 | PROPOSALS | NORMAL | Y | 932 | F | 5/19/2021 | 4/16/2021 |
TAEQ | SYNCHRONY FINANCIAL | SYF | 87165B103 | annual | 5/20/2021 | PROPOSALS | NORMAL | Y | 6756 | F | 5/19/2021 | 4/16/2021 |
TEGS | SYNCHRONY FINANCIAL | SYF | 87165B103 | annual | 5/20/2021 | PROPOSALS | NORMAL | Y | 3443 | F | 5/19/2021 | 4/16/2021 |
TAAG | THE ALLSTATE CORPORATION | ALL | 020002101 | annual | 5/25/2021 | PROPOSALS | NORMAL | Y | 880 | F | 5/24/2021 | 4/16/2021 |
TAAG | TWITTER, INC. | TWTR | 90184L102 | annual | 5/27/2021 | PROPOSALS | NORMAL | Y | 156 | F | 5/26/2021 | 4/16/2021 |
TAAG | TYLER TECHNOLOGIES, INC. | TYL | 902252105 | annual | 5/11/2021 | PROPOSALS | NORMAL | Y | 177 | F | 5/10/2021 | 4/16/2021 |
TAAG | ZYNGA INC. | ZNGA | 98986T108 | annual | 5/17/2021 | PROPOSALS | NORMAL | Y | 4640 | F | 5/16/2021 | 4/16/2021 |
TAAG | NEW YORK COMMUNITY BANCORP, INC. | NYCB | 649445103 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 5734 | F | 5/25/2021 | 4/19/2021 |
TAEQ | AMERICAN TOWER CORPORATION | AMT | 03027X100 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 970 | F | 5/25/2021 | 4/19/2021 |
TAAG | DOCUSIGN, INC. | DOCU | 256163106 | annual | 5/28/2021 | PROPOSALS | NORMAL | Y | 332 | F | 5/27/2021 | 4/19/2021 |
TAAG | EXXON MOBIL CORP. | XOM | 30231G102 | contested annual | 5/26/2021 | PROPOSALS | SPECIAL | Y | 828 | A | 5/25/2021 | 4/19/2021 |
TAEQ | EXXON MOBIL CORP. | XOM | 30231G102 | contested annual | 5/26/2021 | PROPOSALS | SPECIAL | Y | 5134 | A | 5/25/2021 | 4/19/2021 |
Rational Dividend Capture VA | UNUM GROUP | UNM | 91529Y106 | annual | 5/27/2021 | PROPOSALS | NORMAL | Y | 5577 | F | 5/26/2021 | 4/20/2021 |
TAAG | AMAZON.COM, INC. | AMZN | 023135106 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 11 | A | 5/25/2021 | 4/21/2021 |
TACE | AMAZON.COM, INC. | AMZN | 023135106 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 14 | A | 5/25/2021 | 4/21/2021 |
TADS | AMAZON.COM, INC. | AMZN | 023135106 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 32 | A | 5/25/2021 | 4/21/2021 |
TAEQ | AMAZON.COM, INC. | AMZN | 023135106 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 396 | A | 5/25/2021 | 4/21/2021 |
TAEQ | AMERICAN TOWER CORPORATION | AMT | 03027X100 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 970 | F | 5/25/2021 | 4/21/2021 |
TAAG | CHENIERE ENERGY, INC. | LNG | 16411R208 | annual | 5/13/2021 | PROPOSALS | NORMAL | Y | 1047 | F | 5/12/2021 | 4/21/2021 |
TAAG | CORSAIR GAMING, INC. | CRSR | 22041X102 | annual | 5/20/2021 | PROPOSALS | NORMAL | Y | 1821 | F | 5/19/2021 | 4/21/2021 |
TAAG | MATTEL, INC. | MAT | 577081102 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 3503 | F | 5/25/2021 | 4/21/2021 |
TAAG | ROBERT HALF INTERNATIONAL INC. | RHI | 770323103 | annual | 5/19/2021 | PROPOSALS | NORMAL | Y | 800 | F | 5/18/2021 | 4/21/2021 |
TACE | ROBERT HALF INTERNATIONAL INC. | RHI | 770323103 | annual | 5/19/2021 | PROPOSALS | NORMAL | Y | 1610 | F | 5/18/2021 | 4/21/2021 |
TADS | ROBERT HALF INTERNATIONAL INC. | RHI | 770323103 | annual | 5/19/2021 | PROPOSALS | NORMAL | Y | 1962 | F | 5/18/2021 | 4/21/2021 |
TADS | SERVICE PROPERTIES TRUST | SVC | 44106M102 | annual | 6/16/2021 | PROPOSALS | NORMAL | Y | 35895 | F | 6/15/2021 | 4/21/2021 |
TADS | UNUM GROUP | UNM | 91529Y106 | annual | 5/27/2021 | PROPOSALS | NORMAL | Y | 16480 | F | 5/26/2021 | 4/21/2021 |
TAAG | ANNALY CAPITAL MANAGEMENT, INC. | NLY | 035710409 | annual | 5/19/2021 | PROPOSALS | NORMAL | Y | 10873 | F | 5/18/2021 | 4/21/2021 |
TFA GROWTH | COUPA SOFTWARE INCORPORATED | COUP | 22266L106 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 173 | F | 5/25/2021 | 4/21/2021 |
TAAG | Macquarie Infrastructure Corporation | MIC | 55608B105 | annual | 5/12/2021 | PROPOSALS | NORMAL | Y | 2434 | F | 5/11/2021 | 4/21/2021 |
TAAG | OLD REPUBLIC INTERNATIONAL CORPORATION | ORI | 680223104 | annual | 5/28/2021 | PROPOSALS | NORMAL | Y | 3487 | F | 5/27/2021 | 4/21/2021 |
TAAG | PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 175 | F | 5/25/2021 | 4/21/2021 |
TFA Growth | QURATE RETAIL, INC. | QRTEA | 53071M104 | annual | 5/25/2021 | PROPOSALS | NORMAL | Y | 7021 | F | 5/24/2021 | 4/23/2021 |
TAEQ | FB | 30303M102 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 1191 | F | 5/25/2021 | 4/26/2021 | |
TADS | FB | 30303M103 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 402 | F | 5/25/2021 | 4/26/2021 | |
TAAG | CABLE ONE, INC. | CABO | 12685J105 | annual | 5/21/2021 | PROPOSALS | NORMAL | Y | 55 | F | 5/20/2021 | 4/26/2021 |
TACE | LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | annual | 5/28/2021 | PROPOSALS | NORMAL | Y | 97 | F | 5/26/2021 | 4/26/2021 |
TAEQ | ETSY, INC. | ETSY | 29786A106 | annual | 6/11/2021 | PROPOSALS | NORMAL | Y | 2676 | F | 6/10/2021 | 4/26/2021 |
TAAG | AFFILIATED MANAGERS GROUP, INC. | AMG | 8252108 | annual | 6/9/2021 | PROPOSALS | NORMAL | Y | 420 | F | 6/8/2021 | 4/26/2021 |
TAAG | UNITED AIRLINES HOLDINGS, INC. | UAL | 910047109 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 543 | F | 5/25/2021 | 4/26/2021 |
TAAG | AMAZON.COM, INC. | AMZN | 023135106 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 21 | A | 5/25/2021 | 4/26/2021 |
TAAG | Booking Holdings Inc | BKNG | 09857L108 | annual | 6/3/2021 | PROPOSALS | NORMAL | Y | 53 | F | 6/2/2021 | 4/26/2021 |
TACE | T-Mobile US, Inc. | TMUS | 872590104 | annual | 6/3/2021 | PROPOSALS | NORMAL | Y | 921 | F | 6/2/20201 | 4/26/2021 |
TACE | Booking Holdings Inc | BKNG | 09857L108 | annual | 6/3/2021 | PROPOSALS | NORMAL | Y | 39 | F | 6/2/2021 | 4/26/2021 |
TACE | COSTAR GROUP, INC. | CSGP | 22160N109 | annual | 6/2/2021 | PROPOSALS | NORMAL | Y | 144 | F | 6/1/2021 | 4/26/2021 |
TACE | Trane Technologies plc | TT | 00BK9ZQ96 | annual | 6/3/2021 | PROPOSALS | NORMAL | Y | 566 | F | 6/2/2021 | 4/26/2021 |
TAAG | ALPHABET INC. | GOOG | 02079K107 | annual | 6/2/2021 | PROPOSALS | NORMAL | Y | 22 | A | 6/1/2021 | 4/28/2021 |
TADS | ROYAL CARIBBEAN CRUISES LTD. | RCL | V7780T103 | annual | 6/2/2021 | PROPOSALS | NORMAL | Y | 4025 | F | 6/1/2021 | 4/28/2021 |
TAAG | CLOUDFLARE, INC. | NET | 18915M107 | annual | 6/3/2021 | PROPOSALS | NORMAL | Y | 462 | F | 6/2/2021 | 4/28/2021 |
TAEQ | CLOUDFLARE, INC. | NET | 18915M107 | annual | 6/3/2021 | PROPOSALS | NORMAL | Y | 2311 | F | 6/2/2021 | 4/28/2021 |
TAAG | OUTFRONT MEDIA INC. | OUT | 69007J106 | annual | 6/8/2021 | PROPOSALS | NORMAL | Y | 1975 | F | 6/7/2021 | 4/28/2021 |
TAAG | TARGET CORPORATION | TGT | 87612E106 | annual | 6/9/2021 | PROPOSALS | NORMAL | Y | 363 | F | 6/8/2021 | 4/28/2021 |
TAAG | UPWORK INC. | UPWK | 91688F104 | annual | 6/1/2021 | PROPOSALS | NORMAL | Y | 498 | F | 5/31/2021 | 4/28/2021 |
TAEQ | DATADOG, INC. | DDOG | 23804L103 | annual | 6/10/2021 | PROPOSALS | NORMAL | Y | 1137 | F | 6/10/2021 | 4/28/2021 |
TAEQ | DOCUSIGN, INC. | DOCU | 256163106 | annual | 5/28/2021 | PROPOSALS | NORMAL | Y | 854 | F | 5/27/2021 | 4/28/2021 |
Rational Dividend Capture VA | NVIDIA CORPORATION | NVDA | 67066G104 | annual | 6/3/2021 | PROPOSALS | NORMAL | Y | 482 | F | 6/2/2021 | 4/28/2021 |
TAAG | UNUM GROUP | UNM | 91529Y106 | annual | 5/27/2021 | PROPOSALS | NORMAL | Y | 1452 | F | 5/26/2021 | 4/28/2021 |
TFA Growth | FB | 30303M103 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 321 | A | 5/25/2021 | 4/28/2021 | |
TFA Growth | PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 223 | F | 5/25/2021 | 4/28/2021 |
TAEQ | ADAPTIVE BIOTECHNOLOGIES CORPORATION | ADPT | 00650F109 | annual | 6/11/2021 | PROPOSALS | NORMAL | Y | 3053 | F | 6/10/2021 | 4/28/2021 |
Rational Dividend Capture VA | XEROX HOLDINGS CORPORATION | XRX | 98421M106 | annual | 5/20/2021 | PROPOSALS | NORMAL | Y | 6274 | F | 5/19/2021 | 4/29/2021 |
TAEQ | ServiceNow Inc | NOW | 81762P102 | annual | 6/7/2021 | PROPOSALS | NORMAL | Y | 488 | F | 6/6/2021 | 4/29/2021 |
TACE | EQUITY COMMONWEALTH | EQC | 203233101 | annual | 6/23/2021 | PROPOSALS | NORMAL | Y | 9224 | F | 6/22/2021 | 4/29/2021 |
TAEQ | UPWORK INC. | UPWK | 91688F104 | annual | 6/1/2021 | PROPOSALS | NORMAL | Y | 7155 | F | 5/31/2021 | 4/29/2021 |
TADS | SERVICE PROPERTIES TRUST | SVC | 44106M102 | annual | 6/16/2021 | PROPOSALS | NORMAL | Y | 35895 | F | 6/15/2021 | 4/29/2021 |
TACE | NVIDIA CORPORATION | NVDA | 67066G104 | annual | 6/3/2021 | PROPOSALS | NORMAL | Y | 157 | F | 6/2/2021 | 4/29/2021 |
TFA Growth | ALPHABET INC. | GOOG | 02079K107 | annual | 6/2/2021 | PROPOSALS | NORMAL | Y | 43 | A | 6/1/2021 | 4/29/2021 |
TAAG | REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | annual | 6/11/2021 | PROPOSALS | NORMAL | Y | 241 | F | 6/10/2021 | 4/29/2021 |
TADS | NVIDIA CORPORATION | NVDA | 67066G104 | annual | 6/3/2021 | PROPOSALS | NORMAL | Y | 1199 | F | 6/2/2021 | 4/29/2021 |
TADS | AFFILIATED MANAGERS GROUP, INC. | AMG | 8252108 | annual | 6/9/2021 | PROPOSALS | NORMAL | Y | 3316 | F | 6/8/2021 | 4/29/2021 |
TADS | QURATE RETAIL, INC. | QRTEA | 53071M104 | annual | 5/25/2021 | PROPOSALS | NORMAL | Y | 36742 | F | 5/24/2021 | 4/29/2021 |
TAEQ | ROBERT HALF INTERNATIONAL INC. | RHI | 770323103 | annual | 5/19/2021 | PROPOSALS | NORMAL | Y | 7578 | F | 5/18/2021 | 4/29/2021 |
TAEQ | UNUM GROUP | UNM | 91529Y106 | annual | 5/27/2021 | PROPOSALS | NORMAL | Y | 10408 | F | 5/26/2021 | 4/29/2021 |
Rational Dividend Capture VA | COMCAST CORPORATION | CMCSA | 20030N101 | annual | 6/2/2021 | PROPOSALS | NORMAL | Y | 2948 | F | 6/1/2021 | 4/30/2021 |
TACE | SLM CORPORATION | SLM | 78442P106 | annual | 6/8/2021 | PROPOSALS | NORMAL | Y | 5380 | F | 6/7/2021 | 5/3/2021 |
TAAG | ETSY, INC. | ETSY | 29786A106 | annual | 6/11/2021 | PROPOSALS | NORMAL | Y | 414 | F | 6/10/2021 | 5/4/2021 |
TAAG | ACCELERON PHARMA INC. | XLRN | 00434H108 | annual | 6/16/2021 | PROPOSALS | NORMAL | Y | 454 | F | 6/15/2021 | 5/4/2021 |
TAAG | NVIDIA CORPORATION | NVDA | 67066G104 | annual | 6/3/2021 | PROPOSALS | NORMAL | Y | 141 | F | 6/2/2021 | 5/4/2021 |
TAEQ | REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | annual | 6/11/2021 | PROPOSALS | NORMAL | Y | 791 | F | 6/10/2021 | 5/4/2021 |
TADS | COMCAST CORPORATION | CMCSA | 20030N101 | annual | 6/2/2021 | PROPOSALS | NORMAL | Y | 8803 | F | 6/1/2021 | 5/4/2021 |
TAEQ | ALPHABET INC. | GOOG | 02079K107 | annual | 6/2/2021 | PROPOSALS | NORMAL | Y | 331 | A | 6/1/2021 | 5/4/2021 |
TADS | ALPHABET INC. | GOOG | 02079K107 | annual | 6/2/2021 | PROPOSALS | NORMAL | Y | 50 | A | 6/1/2021 | 5/4/2021 |
TFA Moderate | ALPHABET INC. | GOOG | 02079K107 | annual | 6/2/2021 | PROPOSALS | NORMAL | Y | 41 | A | 6/1/2021 | 5/4/2021 |
TFA Moderate | GENERAL MOTORS COMPANY | GM | 37045V100 | annual | 6/14/2021 | PROPOSALS | NORMAL | Y | 261 | F | 6/13/2021 | 5/4/2021 |
TFA Moderate | THE TJX COMPANIES, INC. | TJX | 872540109 | annual | 6/8/2021 | PROPOSALS | NORMAL | Y | 791 | F | 6/7/2021 | 5/4/2021 |
TAEQ | GENERAL MOTORS COMPANY | GM | 37045V100 | annual | 6/14/2021 | PROPOSALS | NORMAL | Y | 10747 | F | 6/13/2021 | 5/4/2021 |
TAEQ | Fastly, Inc. | FSLY | 31188V100 | annual | 6/21/2021 | PROPOSALS | NORMAL | Y | 1009 | F | 6/20/2021 | 5/4/2021 |
TAEQ | Acceleron Pharma, Inc. | XLRN | 00434H108 | annual | 6/16/2021 | PROPOSALS | NORMAL | Y | 1771 | F | 6/15/2021 | 5/4/2021 |
TAEQ | Twilio, Inc. | TWLO | 90138F102 | annual | 6/16/2021 | PROPOSALS | NORMAL | Y | 540 | F | 6/15/2021 | 5/4/2021 |
TAEQ | SQUARE, INC. | SQ | 852234103 | annual | 6/15/2021 | PROPOSALS | NORMAL | Y | 477 | F | 6/14/2021 | 5/4/2021 |
TAEQ | APPIAN CORPORATION | APPN | 03782L101 | annual | 6/11/2021 | PROPOSALS | NORMAL | Y | 683 | F | 6/10/2021 | 5/4/2021 |
TAEQ | SL Green Realty Corp. | SLG | 78440X101 | annual | 6/8/2021 | PROPOSALS | NORMAL | Y | 4728 | F | 6/7/2021 | 5/4/2021 |
TAAG | COMCAST CORPORATION | CMCSA | 20030N101 | annual | 6/2/2021 | PROPOSALS | NORMAL | Y | 1538 | F | 6/1/2021 | 5/4/2021 |
TAAG | UnitedHealth Group Inc | UNH | 91324P102 | annual | 6/7/2021 | PROPOSALS | NORMAL | Y | 234 | F | 6/6/2021 | 5/4/2021 |
TAAG | TRIPADVISOR, INC. | TRIP | 896945201 | annual | 6/8/2021 | PROPOSALS | NORMAL | Y | 1145 | F | 6/7/2021 | 5/4/2021 |
TAAG | LULULEMON ATHLETICA INC. | LULU | 550021109 | annual | 6/9/2021 | PROPOSALS | NORMAL | Y | 212 | F | 6/8/2021 | 5/4/2021 |
TAAG | Brighthouse Financial, Inc. | BHF | 10922N103 | annual | 6/10/2021 | PROPOSALS | NORMAL | Y | 859 | F | 6/9/2021 | 5/4/2021 |
TAAG | GENERAL MOTORS COMPANY | GM | 37045V100 | annual | 6/14/2021 | PROPOSALS | NORMAL | Y | 665 | F | 6/13/2021 | 5/4/2021 |
TAAG | ROYAL CARIBBEAN CRUISES LTD. | RCL | V7780T103 | annual | 6/2/2021 | PROPOSALS | NORMAL | Y | 454 | F | 6/1/2021 | 5/4/2021 |
TFA CONS | Booking Holdings Inc | BKNG | 09857L108 | annual | 6/3/2021 | PROPOSALS | NORMAL | Y | 12 | F | 6/2/2021 | 5/4/2021 |
TFA CONS | WORKDAY, INC. | WDAY | 98138H101 | annual | 6/8/2021 | PROPOSALS | NORMAL | Y | 189 | F | 6/7/2021 | 5/4/2021 |
TFA CONS | MARKETAXESS HOLDINGS INC. | MKTX | 57060D108 | annual | 6/9/2021 | PROPOSALS | NORMAL | Y | 39 | F | 6/8/2021 | 5/4/2021 |
TFA Growth | ServiceNow Inc | NOW | 81762P102 | annual | 6/7/2021 | PROPOSALS | NORMAL | Y | 134 | F | 6/6/2021 | 5/4/2021 |
TFA Growth | NETFLIX, INC. | NFLX | 64110L106 | annual | 6/3/2021 | PROPOSALS | NORMAL | Y | 125 | Board Recommendation | 6/2/2021 | 5/4/2021 |
TFA Growth | DATADOG, INC. | DDOG | 23804L103 | annual | 6/10/2021 | PROPOSALS | NORMAL | Y | 495 | F | 6/9/2021 | 5/4/2021 |
TFA Growth | SQUARE, INC. | SQ | 852234103 | annual | 6/15/2021 | PROPOSALS | NORMAL | Y | 217 | F | 6/14/2021 | 5/4/2021 |
TFA Growth | Twilio, Inc. | TWLO | 90138F102 | annual | 6/16/2021 | PROPOSALS | NORMAL | Y | 133 | F | 6/15/2021 | 5/4/2021 |
TFA Growth | EQUITY COMMONWEALTH | EQC | 203233101 | annual | 6/23/2021 | PROPOSALS | NORMAL | Y | 9668 | F | 6/22/2021 | 5/4/2021 |
TAAG | NETFLIX, INC. | NFLX | 64110L106 | annual | 6/3/2021 | PROPOSALS | NORMAL | Y | 177 | Board Recommendation | 6/2/2021 | 5/4/2021 |
TFA Moderate | ACTIVISION BLIZZARD, INC. | ATVI | 004930202 | annual | 6/14/2021 | PROPOSALS | NORMAL | Y | 642 | F | 6/13/2021 | 5/5/2021 |
TAEQ | IOVANCE BIOTHERAPEUTICS, INC. | IOVA | 462260100 | annual | 6/11/2021 | PROPOSALS | NORMAL | Y | 5403 | F | 6/10/2021 | 5/5/2021 |
TAEQ | ACTIVISION BLIZZARD, INC. | ATVI | 004930202 | annual | 6/14/2021 | PROPOSALS | NORMAL | Y | 3517 | F | 6/13/2021 | 5/5/2021 |
TACE | ROPER TECHNOLOGIES, INC. | ROP | 776696106 | annual | 6/14/2021 | PROPOSALS | NORMAL | Y | 314 | F | 6/13/2021 | 5/5/2021 |
TACE | ACTIVISION BLIZZARD, INC. | ATVI | 004930202 | annual | 6/14/2021 | PROPOSALS | NORMAL | Y | 1345 | F | 6/13/2021 | 5/5/2021 |
TACE | REXFORD INDUSTRIAL REALTY, INC. | REXR | 76169C100 | annual | 6/17/2021 | PROPOSALS | NORMAL | Y | 2834 | F | 6/16/2021 | 5/5/2021 |
TAAG | American Airlines Group Inc | AAL | 02376R102 | annual | 6/9/2021 | PROPOSALS | NORMAL | Y | 1386 | F | 6/8/2021 | 5/5/2021 |
TAAG | DISCOVERY, INC. | DISCA | 25470F104 | annual | 6/10/2021 | PROPOSALS | NORMAL | Y | 658 | F | 6/9/2021 | 5/5/2021 |
TAAG | ACTIVISION BLIZZARD, INC. | ATVI | 004930202 | annual | 6/14/2021 | PROPOSALS | NORMAL | Y | 680 | F | 6/13/2021 | 5/5/2021 |
TAAG | UNITY SOFTWARE INC | U | 91332U101 | annual | 6/17/2021 | PROPOSALS | NORMAL | Y | 592 | F | 6/16/2021 | 5/5/2021 |
Rational Dividend Capture VA | NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 945 | F | 5/25/2021 | 5/6/2021 |
Rational Dividend Capture VA | MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | annual | 6/10/2021 | PROPOSALS | NORMAL | Y | 615 | F | 6/9/2021 | 5/10/2021 |
TAEQ | RINGCENTRAL, INC. | RNG | 76680R206 | annual | 6/4/2021 | PROPOSALS | NORMAL | Y | 528 | F | 6/3/2021 | 5/10/2021 |
TAEQ | SALESFORCE.COM, INC. | CRM | 79466L302 | annual | 6/10/2021 | PROPOSALS | NORMAL | Y | 1069 | F | 6/9/2021 | 5/10/2021 |
TAEQ | AT HOME GROUP INC. | HOME | 04650Y100 | annual | 6/16/2021 | PROPOSALS | NORMAL | Y | 21565 | F | 6/15/2021 | 5/10/2021 |
TAEQ | ZOOM VIDEO COMMUNICATIONS, INC. | ZM | 98980L101 | annual | 6/17/2021 | PROPOSALS | NORMAL | Y | 566 | F | 6/16/2021 | 5/10/2021 |
TAEQ | OKTA, INC. | OKTA | 679295105 | annual | 6/17/2021 | PROPOSALS | NORMAL | Y | 732 | F | 6/16/2021 | 5/10/2021 |
TAEQ | DOORDASH, INC. | DASH | 25809K105 | annual | 6/22/2021 | PROPOSALS | NORMAL | Y | 1199 | F | 6/21/2021 | 5/10/2021 |
TFA Moderate | KEURIG DR PEPPER INC. | KDP | 49271V100 | annual | 6/18/2021 | PROPOSALS | NORMAL | Y | 2788 | F | 6/18/2021 | 5/10/2021 |
TFA Growth | SALESFORCE.COM, INC. | CRM | 79466L302 | annual | 6/10/2021 | PROPOSALS | NORMAL | Y | 199 | F | 6/9/2021 | 5/10/2021 |
TFA Growth | RINGCENTRAL, INC. | RNG | 76680R206 | annual | 6/4/2021 | PROPOSALS | NORMAL | Y | 147 | F | 6/3/2021 | 5/10/2021 |
TFA Growth | OKTA, INC. | OKTA | 679295105 | annual | 6/17/2021 | PROPOSALS | NORMAL | Y | 207 | F | 6/16/2021 | 5/10/2021 |
TFA Growth | MERCADOLIBRE, INC. | MELI | 58733R102 | annual | 6/8/2021 | PROPOSALS | NORMAL | Y | 31 | F | 6/7/2021 | 5/10/2021 |
TAEQ | MERCADOLIBRE, INC. | MELI | 58733R102 | annual | 6/8/2021 | PROPOSALS | NORMAL | Y | 133 | F | 6/7/2021 | 5/10/2021 |
TAAG | GUARDANT HEALTH, INC. | GH | 40131M109 | annual | 6/16/2021 | PROPOSALS | NORMAL | Y | 366 | F | 6/15/2021 | 5/10/2021 |
TADS | ACTIVISION BLIZZARD, INC. | ATVI | 004930202 | annual | 6/14/2021 | PROPOSALS | NORMAL | Y | 1952 | F | 6/13/2021 | 5/10/2021 |
TADS | MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | annual | 6/10/2021 | PROPOSALS | NORMAL | Y | 818 | F | 6/9/2021 | 5/10/2021 |
TADS | NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 1778 | F | 5/25/2021 | 5/10/2021 |
TAAG | Twilio, Inc. | TWLO | 90138F102 | annual | 6/16/2021 | PROPOSALS | NORMAL | Y | 160 | F | 6/15/2021 | 5/10/2021 |
TFA Growth | MASTERCARD INCORPORATED | MA | 57636Q104 | annual | 6/22/2021 | PROPOSALS | NORMAL | Y | 228 | F | 6/21/2021 | 5/10/2021 |
TFA Growth | SMARTSHEET INC. | SMAR | 83200N103 | annual | 6/17/2021 | PROPOSALS | NORMAL | Y | 1117 | F | 6/16/2021 | 5/12/2021 |
TAAG | SPLUNK INC. | SPLK | 848637104 | annual | 6/17/2021 | PROPOSALS | NORMAL | Y | 434 | F | 6/16/2021 | 5/12/2021 |
TAAG | ZOOM VIDEO COMMUNICATIONS, INC. | ZM | 98980L101 | annual | 6/17/2021 | PROPOSALS | NORMAL | Y | 178 | F | 6/16/2021 | 5/12/2021 |
TAAG | GENERAC HOLDINGS INC. | GNRC | 368736104 | annual | 6/17/2021 | PROPOSALS | NORMAL | Y | 174 | F | 6/16/2021 | 5/12/2021 |
TAAG | WESTERN ALLIANCE BANCORPORATION | WAL | 957638109 | annual | 6/15/2021 | PROPOSALS | NORMAL | Y | 618 | F | 6/14/2021 | 5/12/2021 |
TAAG | Ares Management Corp. | ARES | 03990B101 | annual | 6/16/2021 | PROPOSALS | NORMAL | Y | 1596 | F | 6/15/2021 | 5/12/2021 |
TACE | BJ'S WHOLESALE CLUB HOLDINGS, INC. | BJ | 05550J101 | annual | 6/17/2021 | PROPOSALS | NORMAL | Y | 655 | F | 6/16/2021 | 5/12/2021 |
TFA Growth | ANTERO MIDSTREAM CORPORATION | AM | 03676B102 | annual | 6/16/2021 | PROPOSALS | NORMAL | Y | 6687 | F | 6/15/2021 | 5/12/2021 |
TAAG | AMERICAN WELL CORP | AMWL | 03044L105 | annual | 6/15/2021 | PROPOSALS | NORMAL | Y | 3361 | F | 6/14/2021 | 5/13/2021 |
TAEQ | LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | annual | 5/28/2021 | PROPOSALS | NORMAL | Y | 3030 | F | 5/26/2021 | 5/13/2021 |
TAEQ | SMARTSHEET INC. | SMAR | 83200N103 | annual | 6/17/2021 | PROPOSALS | NORMAL | Y | 4751 | F | 6/16/2021 | 5/13/2021 |
TAEQ | MASTERCARD INCORPORATED | MA | 57636Q104 | annual | 6/22/2021 | PROPOSALS | NORMAL | Y | 1572 | F | 6/21/2021 | 5/13/2021 |
TAEQ | UNITED THERAPEUTICS CORPORATION | UTHR | 91307C102 | annual | 6/25/2021 | PROPOSALS | NORMAL | Y | 1565 | F | 6/24/2021 | 5/13/2021 |
TAEQ | KEURIG DR PEPPER INC | KDP | 49271V100 | annual | 6/18/2021 | PROPOSALS | NORMAL | Y | 19559 | F | 6/17/2021 | 5/13/2021 |
Rational Dividend Capture VA | KEURIG DR PEPPER INC | KDP | 49271V100 | annual | 6/18/2021 | PROPOSALS | NORMAL | Y | 3151 | F | 6/17/2021 | 5/17/2021 |
TAEQ | AMERICAN WELL CORP | AMWL | 03044L105 | annual | 6/15/2021 | PROPOSALS | NORMAL | Y | 7393 | F | 6/14/2021 | 5/17/2021 |
TAAG | AIRBNB INC | ABNB | 009066101 | annual | 6/22/2021 | PROPOSALS | NORMAL | Y | 320 | F | 6/21/2021 | 5/17/2021 |
TADS | KEURIG DR PEPPER INC | KDP | 49271V100 | annual | 6/18/2021 | PROPOSALS | NORMAL | Y | 9316 | F | 6/17/2021 | 5/17/2021 |
Rational Dividend Capture VA | SMARTSHEET INC. | SMAR | 83200N103 | annual | 6/17/2021 | PROPOSALS | NORMAL | Y | 432 | F | 6/16/2021 | 5/18/2021 |
TAAG | THE KROGER CO. | KR | 501044101 | annual | 6/24/2021 | PROPOSALS | NORMAL | Y | 1154 | F | 6/23/2021 | 5/18/2021 |
Rational Dividend Capture VA | THE KROGER CO. | KR | 501044101 | annual | 6/24/2021 | PROPOSALS | NORMAL | Y | 3145 | F | 6/23/2021 | 5/18/2021 |
TAAG | CrowdStrike Holdings, Inc. | CRWD | 22788C105 | annual | 6/30/2021 | PROPOSALS | NORMAL | Y | 176 | F | 6/29/2021 | 5/24/2021 |
TADS | THE KROGER CO. | KR | 501044101 | annual | 6/24/2021 | PROPOSALS | NORMAL | Y | 9285 | F | 6/23/2021 | 5/24/2021 |
TAAG | JD.COM, INC. | JD | 47215P106 | annual | 6/23/2021 | PROPOSALS | NORMAL | Y | 448 | F | 6/14/2021 | 6/2/2021 |
TAAG | CHEWY, INC. | CHWY | 16679L109 | annual | 7/14/2021 | PROPOSALS | NORMAL | Y | 729 | F | 7/13/2021 | 6/2/2021 |
TAEQ | MONGODB, INC. | MDB | 60937P106 | annual | 6/29/2021 | PROPOSALS | NORMAL | Y | 584 | F | 6/28/2021 | 6/2/2021 |
TFA Growth | SNOWFLAKE INC. | SNOW | 833445109 | annual | 7/8/2021 | PROPOSALS | NORMAL | Y | 163 | F | 7/7/2021 | 6/7/2021 |
Rational Dividend Capture VA | VF CORPORATION | VFC | 918204108 | annual | 7/27/2021 | PROPOSALS | NORMAL | Y | 2842 | F | 7/26/2021 | 6/18/2021 |
TACE | VF CORPORATION | VFC | 918204108 | annual | 7/27/2021 | PROPOSALS | NORMAL | Y | 2145 | F | 7/26/2021 | 6/21/2021 |
TAAG | STERIS PLC | STE | 859152100 | annual | 7/29/2021 | PROPOSALS | NORMAL | Y | 276 | F | 7/28/2021 | 6/22/2021 |
TADS | VF CORPORATION | VFC | 918204108 | annual | 7/27/2021 | PROPOSALS | NORMAL | Y | 8450 | F | 7/26/2021 | 6/22/2021 |
TFA Growth | PINDUODUO INC | PDD | 722304102 | annual | 7/25/2021 | PROPOSALS | NORMAL | Y | 35 | F | 7/20/2021 | 7/16/2021 |
TFA Growth | NEW RELIC, INC. | NEWR | 64829B100 | annual | 8/18/2021 | PROPOSALS | NORMAL | Y | 567 | F | 8/17/2021 | 7/16/2021 |
TAAG | SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84762L204 | annual | 8/3/2021 | PROPOSALS | NORMAL | Y | 560 | F | 8/2/2021 | 7/19/2021 |
TAAG | REPAY HOLDINGS CORPORATION | RPAY | G8857R118 | annual | 8/18/2021 | PROPOSALS | NORMAL | Y | 1139 | F | 8/17/2021 | 7/19/2021 |
TAAG | VIRGIN GALACTIC HOLDINGS, INC. | SPCE | 92766K106 | annual | 8/25/2021 | PROPOSALS | NORMAL | Y | 1967 | F | 8/24/2021 | 7/19/2021 |
TAAG | CHURCHILL CAPITAL CORP IV | CCIV | N/A | Special | 7/22/2021 | PROPOSALS | NORMAL | Y | 1088 | F | 7/21/2021 | 7/19/2021 |
TACE | DELAWARE IVY HIGH INCOME OPPOR FUND | IVH | 465893105 | annual | 8/19/2021 | PROPOSALS | NORMAL | Y | 3600 | F | 8/18/2021 | 7/19/2021 |
TFA Growth | DYNATRACE, INC. | DT | 268150109 | annual | 8/26/2021 | PROPOSALS | NORMAL | Y | 38 | F | 8/25/2021 | 7/26/2021 |
TFA Growth | EQUITY COMMONWEALTH | EQC | 203233101 | Special | 8/24/2021 | PROPOSALS | SPECIAL | Y | 1208 | F | 8/23/2021 | 8/11/2021 |
TAEQ | TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | annual | 9/14/2021 | PROPOSALS | NORMAL | Y | 5387 | F | 9/13/2021 | 8/11/2021 |
TADS | DARDEN RESTAURANTS, INC. | DRI | 237194105 | annual | 9/22/2021 | PROPOSALS | NORMAL | Y | 1371 | F | 9/21/2021 | 8/19/2021 |
PORTFOLIO SYMBOL | ISSUER'S NAME | EXCHANGE TICKER SYMBOL | CUSIP | SHAREHOLDER MEETING TYPE | SHAREHOLDER MEETING DATE | MATTER IDENTIFICATION | PROPOSAL TYPE | VOTED (Y/N) | VOTES CAST (SHARES) | VOTE FOR (F) OR AGAINST (A) MANAGEMENT OR ABSTAIN (B) | PROXY SUBMISSION DEADLINE | VOTE COMPLETION DATE |
TEGS | EXXON MOBIL CORP. | XOM | 30231G102 | contested annual | 5/26/2021 | PROPOSALS | SPECIAL | Y | 1703 | B | 5/25/2021 | 4/19/2021 |
TEGS | AVALONBAY COMMUNITIES, INC. | AVB | 53484101 | annual | 5/20/2021 | PROPOSALS | normal | Y | 771 | F | 5/19/2021 | 4/21/2021 |
TEGS | EXTRA SPACE STORAGE INC. | EXR | 30225T102 | annual | 5/26/2021 | PROPOSALS | normal | Y | 1616 | F | 5/25/2021 | 4/21/2021 |
TEGS | HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | annual | 5/19/2021 | PROPOSALS | normal | Y | 2182 | F | 5/18/2021 | 4/21/2021 |
TEGS | ILLUMINA, INC. | ILMN | 452327109 | annual | 5/26/2021 | PROPOSALS | normal | Y | 677 | F | 5/25/2021 | 4/21/2021 |
TEGS | MASIMO CORPORATION | MASI | 574795100 | annual | 5/27/2021 | PROPOSALS | normal | Y | 784 | F | 5/26/2021 | 4/21/2021 |
TEGS | THE TRADE DESK, INC. | TTD | 88339J105 | annual | 5/27/2021 | PROPOSALS | normal | Y | 147 | F | 5/26/2021 | 4/21/2021 |
TEGS | MACQUARIE INFRASTRUCTURE CORPORATION | MIC | 55608B105 | special | 5/6/2021 | PROPOSALS | SPECIAL | Y | 1084 | B | 5/5/2021 | 4/21/2021 |
TEGS | AMAZON.COM, INC. | AMZN | 023135106 | annual | 5/26/2021 | PROPOSALS | SPECIAL | Y | 79 | B | 5/25/2021 | 4/21/2021 |
TEGS | Trane Technologies plc | TT | 00BK9ZQ96 | annual | 6/3/2021 | PROPOSALS | NORMAL | Y | 869 | F | 6/2/2021 | 4/26/2021 |
TEGS | UNITED AIRLINES HOLDINGS, INC. | UAL | 910047109 | annual | 5/26/2021 | PROPOSALS | SPECIAL | Y | 5616 | F | 5/25/2021 | 4/26/2021 |
TEGS | NISOURCE INC. | NI | 65473P105 | annual | 5/25/2021 | PROPOSALS | SPECIAL | Y | 1226 | F | 5/24/2021 | 4/26/2021 |
TEGS | INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | annual | 6/4/2021 | PROPOSALS | NORMAL | Y | 182 | F | 6/3/2021 | 4/26/2021 |
TEGS | PINTEREST, INC. | PINS | 72352L106 | annual | 5/27/2021 | PROPOSALS | NORMAL | Y | 3725 | F | 5/26/2021 | 4/26/2021 |
TEGS | LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | annual | 5/28/2021 | PROPOSALS | NORMAL | Y | 1172 | F | 5/26/2021 | 4/26/2021 |
TEGS | ZILLOW GROUP, INC. | Z | 98954M200 | annual | 6/8/2021 | PROPOSALS | NORMAL | Y | 1855 | F | 6/7/2021 | 4/28/2021 |
TEGS | THE SOUTHERN COMPANY | SO | 842587107 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 3025 | F | 5/25/2021 | 4/28/2021 |
TEGS | Illumina, Inc. | ILMN | 452327109 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 677 | F | 5/25/2021 | 4/28/2021 |
TEGS | ALPHABET INC. | GOOG | 02079K107 | annual | 6/2/2021 | PROPOSALS | SPECIAL | Y | 68 | B | 6/1/2021 | 4/28/2021 |
TEGS | CLOUDFLARE, INC. | NET | 18915M107 | annual | 6/3/2021 | PROPOSALS | NORMAL | Y | 968 | F | 6/2/2021 | 4/28/2021 |
TEGS | CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | annual | 5/26/2021 | PROPOSALS | NORMAL | Y | 1524 | F | 5/25/2021 | 4/28/2021 |
TEGS | Resideo Technologies, Inc. | REZI | 76118Y104 | annual | 6/9/2021 | PROPOSALS | SPECIAL | Y | 1232 | F | 6/8/2021 | 4/28/2021 |
TEGS | DAVITA INC. | DVA | 23918K108 | annual | 6/10/2021 | PROPOSALS | SPECIAL | Y | 2238 | F | 6/9/2021 | 4/28/2021 |
TEGS | REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | annual | 6/11/2021 | PROPOSALS | NORMAL | Y | 249 | F | 6/10/2021 | 4/28/2021 |
TEGS | ACCELERON PHARMA INC. | XLRN | 00434H108 | annual | 6/16/2021 | PROPOSALS | NORMAL | Y | 272 | F | 6/15/2021 | 5/3/2021 |
TEGS | ARENA PHARMACEUTICALS, INC. | ARNA | 040047607 | annual | 6/11/2021 | PROPOSALS | NORMAL | Y | 705 | F | 6/10/2021 | 5/3/2021 |
TEGS | BALCHEM CORPORATION | BCPC | 57665200 | annual | 6/17/2021 | PROPOSALS | NORMAL | Y | 296 | F | 6/16/2021 | 5/3/2021 |
TEGS | COMCAST CORPORATION | CMCSA | 20030N101 | annual | 6/2/2021 | PROPOSALS | SPECIAL | Y | 2623 | F | 6/1/2021 | 5/3/2021 |
TEGS | ESH HOSPITALITY, INC. | N/A | N/A | SPECIAL | 6/8/2021 | PROPOSALS | SPECIAL | Y | N/A | F | 6/7/2021 | 5/3/2021 |
TEGS | EXTENDED STAY AMERICA, INC. | STAY | 30224P200 | SPECIAL | 6/8/2021 | PROPOSALS | SPECIAL | Y | 1742 | F | 6/7/2021 | 5/3/2021 |
TEGS | LULULEMON ATHLETICA INC. | LULU | 550021109 | annual | 6/9/2021 | PROPOSALS | NORMAL | Y | 412 | F | 6/8/2021 | 5/3/2021 |
TEGS | MARKETAXESS HOLDINGS INC. | MKTX | 57060D108 | annual | 6/9/2021 | PROPOSALS | NORMAL | Y | 164 | F | 6/8/2021 | 5/3/2021 |
TEGS | MERSANA THERAPEUTICS, INC. | MRSN | 59045L106 | annual | 6/11/2021 | PROPOSALS | NORMAL | Y | 3004 | F | 6/10/2021 | 5/3/2021 |
TEGS | UnitedHealth Group Inc | UNH | 91324P102 | annual | 6/7/2021 | PROPOSALS | SPECIAL | Y | 340 | F | 6/6/2021 | 5/3/2021 |
TEGS | Y-MABS THERAPEUTICS, INC. | YMAB | 984241109 | annual | 6/10/2021 | PROPOSALS | NORMAL | Y | 1773 | F | 6/9/2021 | 5/3/2021 |
TEGS | CRISPR Therapeutics AG | CRSP | H17182108 | annual | 6/10/2021 | PROPOSALS | SPECIAL | Y | 310 | F | 6/9/2021 | 5/4/2021 |
TEGS | Intellia Therapeutics, Inc. | NTLA | 45826J105 | annual | 6/23/2021 | PROPOSALS | NORMAL | Y | 489 | F | 6/22/2021 | 5/4/2021 |
TEGS | Karuna Therapeutics, Inc. | KRTX | 48576A100 | annual | 6/16/2021 | PROPOSALS | NORMAL | Y | 295 | F | 6/15/2021 | 5/4/2021 |
TEGS | Trinseo S.A. | TSE | L9340P101 | annual | 6/14/2021 | PROPOSALS | SPECIAL | Y | 537 | F | 6/10/2021 | 5/4/2021 |
TEGS | SEAWORLD ENTERTAINMENT, INC. | SEAS | 81282V100 | annual | 6/11/2021 | PROPOSALS | NORMAL | Y | 692 | F | 6/10/2021 | 5/4/2021 |
TEGS | CATERPILLAR INC. | CAT | 149123101 | annual | 6/9/2021 | PROPOSALS | SPECIAL | Y | 623 | B | 6/8/2021 | 5/4/2021 |
TEGS | TRIPADVISOR, INC. | TRIP | 896945201 | annual | 6/8/2021 | PROPOSALS | NORMAL | Y | 658 | F | 6/7/2021 | 5/4/2021 |
TEGS | XEROX HOLDINGS CORPORATION | XRX | 98421M106 | annual | 5/20/2021 | PROPOSALS | SPECIAL | Y | 605 | F | 5/19/2021 | 5/4/2021 |
TEGS | DISCOVERY, INC. | DISCA | 25470F104 | annual | 6/10/2021 | PROPOSALS | NORMAL | Y | 940 | F | 6/9/2021 | 5/5/2021 |
TEGS | ROCKET PHARMACEUTICALS, INC. | RCKT | 45780V102 | annual | 6/14/2021 | PROPOSALS | NORMAL | Y | 877 | F | 6/13/2021 | 5/5/2021 |
TEGS | UNITY SOFTWARE INC | U | 91332U101 | annual | 6/17/2021 | PROPOSALS | NORMAL | Y | 695 | F | 6/16/2021 | 5/5/2021 |
TEGS | IOVANCE BIOTHERAPEUTICS, INC. | IOVA | 462260100 | annual | 6/11/2021 | PROPOSALS | NORMAL | Y | 1145 | F | 6/10/2021 | 5/5/2021 |
TEGS | KENNEDY-WILSON HOLDINGS, INC. | KW | 489398107 | annual | 6/10/2021 | PROPOSALS | NORMAL | Y | 1667 | F | 6/9/2021 | 5/5/2021 |
TEGS | TG THERAPEUTICS, INC. | TGTX | 563118405 | annual | 6/16/2021 | PROPOSALS | SPECIAL | Y | 803 | F | 6/15/2021 | 5/6/2021 |
TEGS | GROWGENERATION CORP. | GRWG | 39986L109 | annual | 6/24/2021 | PROPOSALS | NORMAL | Y | 987 | F | 6/23/2021 | 5/6/2021 |
TEGS | WESTERN ALLIANCE BANCORPORATION | WAL | 957638109 | annual | 6/15/2021 | PROPOSALS | NORMAL | Y | 371 | F | 6/14/2021 | 5/7/2021 |
TEGS | QUANTERIX CORPORATION | QTRX | 74766Q101 | annual | 6/24/2021 | PROPOSALS | NORMAL | Y | 761 | F | 6/23/2021 | 5/7/2021 |
TEGS | LYFT, INC. | LYFT | 55087P104 | annual | 6/17/2021 | PROPOSALS | SPECIAL | Y | 1791 | F | 6/16/2021 | 5/7/2021 |
TEGS | ENCORE CAPITAL GROUP, INC. | ECPG | 292554AH5 | annual | 6/11/2021 | PROPOSALS | NORMAL | Y | 890 | F | 6/10/2021 | 5/10/2021 |
TEGS | PACIFIC BIOSCIENCES OF CALIFORNIA, INC. | PACB | 69404D108 | annual | 6/16/2021 | PROPOSALS | NORMAL | Y | 1075 | F | 6/15/2021 | 5/10/2021 |
TEGS | ZOOM VIDEO COMMUNICATIONS, INC. | ZM | 98980L101 | annual | 6/17/2021 | PROPOSALS | NORMAL | Y | 229 | F | 6/16/2021 | 5/10/2021 |
TEGS | BROOKDALE SENIOR LIVING INC. | BKD | 112463104 | annual | 6/17/2021 | PROPOSALS | NORMAL | Y | 5153 | F | 6/16/2021 | 5/10/2021 |
TEGS | DAVE & BUSTER'S ENTERTAINMENT, INC. | PLAY | 238337109 | annual | 6/17/2021 | PROPOSALS | NORMAL | Y | 1604 | F | 6/16/2021 | 5/10/2021 |
TEGS | ANTERO RESOURCES CORPORATION | AR | 03674X106 | annual | 6/16/2021 | PROPOSALS | NORMAL | Y | 3762 | F | 6/15/2021 | 5/12/2021 |
TEGS | DELTA AIR LINES, INC. | DAL | 247361702 | annual | 6/17/2021 | PROPOSALS | SPECIAL | Y | 2678 | F | 6/16/2021 | 5/12/2021 |
TEGS | UNITED THERAPEUTICS CORPORATION | UTHR | 91307C102 | annual | 6/25/2021 | PROPOSALS | NORMAL | Y | 232 | F | 6/24/2021 | 5/12/2021 |
TEGS | BRYN MAWR BANK CORPORATION | BMTC | 117665109 | SPECIAL | 6/10/2021 | PROPOSALS | SPECIAL | Y | 749 | F | 6/9/2021 | 5/13/2021 |
TEGS | MASTERCARD INCORPORATED | MA | 57636Q104 | annual | 6/22/2021 | PROPOSALS | NORMAL | Y | 399 | F | 6/21/2021 | 5/13/2021 |
TEGS | PROG HOLDINGS, INC. | PRG | 74319R101 | annual | 6/22/2021 | PROPOSALS | NORMAL | Y | 1118 | F | 6/21/2021 | 5/17/2021 |
TEGS | HEALTHCARE TRUST OF AMERICA, INC. | HTA | 42225P501 | annual | 7/7/2021 | PROPOSALS | NORMAL | Y | 1238 | F | 7/6/2021 | 5/17/2021 |
TEGS | LINDE PLC | LIN | G5494J103 | annual | 7/26/2021 | PROPOSALS | NORMAL | Y | 378 | F | 7/25/2021 | 5/17/2021 |
TEGS | CLEAN ENERGY FUELS CORP. | CLNE | 184499101 | annual | 6/14/2021 | PROPOSALS | NORMAL | Y | 2813 | F | 6/13/2021 | 5/24/2021 |
TEGS | COHERENT, INC. | COHR | 192479103 | SPECIAL | 6/24/2021 | PROPOSALS | NORMAL | Y | 291 | F | 6/23/2021 | 5/24/2021 |
TEGS | EHEALTH, INC. | EHTH | 28238P109 | annual | 6/30/2021 | PROPOSALS | NORMAL | Y | 1035 | F | 6/29/2021 | 5/24/2021 |
TEGS | II-VI INCORPORATED | IIVI | 902104108 | SPECIAL | 6/24/2021 | PROPOSALS | NORMAL | Y | 618 | F | 6/23/2021 | 5/24/2021 |
TEGS | SIGNET JEWELERS LIMITED | SIG | G81276100 | annual | 6/25/2021 | PROPOSALS | NORMAL | Y | 733 | F | 6/24/2021 | 5/24/2021 |
TEGS | LUMINEX CORPORATION | LMNX | 55027 E102 | SPECIAL | 6/21/2021 | PROPOSALS | SPECIAL | Y | 1996 | F | 6/20/2021 | 5/28/2021 |
TEGS | W.R. GRACE & CO. | GRA | 38388F108 | annual | 7/7/2021 | PROPOSALS | NORMAL | Y | 1093 | F | 7/6/2021 | 5/28/2021 |
TEGS | EAGLE PHARMACEUTICALS, INC. | EGRX | 269796108 | annual | 7/13/2021 | PROPOSALS | NORMAL | Y | 1794 | F | 7/12/2021 | 5/28/2021 |
TEGS | COWEN INC. | COWN | 223622606 | annual | 6/24/2021 | PROPOSALS | SPECIAL | Y | 1872 | F | 6/23/2021 | 6/1/2021 |
TEGS | IRHYTHM TECHNOLOGIES, INC. | IRTC | 450056106 | annual | 6/18/2021 | PROPOSALS | NORMAL | Y | 1007 | F | 6/17/2021 | 6/2/2021 |
TEGS | RH | RH | 761283100 | annual | 7/15/2021 | PROPOSALS | NORMAL | Y | 115 | F | 7/14/2021 | 6/9/2021 |
TEGS | VF CORPORATION | VFC | 918204108 | annual | 7/27/2021 | PROPOSALS | NORMAL | Y | 1447 | F | 7/26/2021 | 6/21/2021 |
TEGS | AMYRIS, INC. | AMRS | 03236M200 | Special | 7/26/2021 | PROPOSALS | NORMAL | Y | 2084 | F | 7/25/2021 | 6/21/2021 |
TEGS | CORVEL CORPORATION | CRVL | 221006109 | annual | 8/5/2021 | PROPOSALS | NORMAL | Y | 639 | F | 8/5/2021 | 6/28/2021 |
TEGS | WELBILT, INC. | WBT | 949090104 | Special | 7/21/2021 | PROPOSALS | SPECIAL | Y | 2181 | F | 7/20/2021 | 6/28/2021 |
TEGS | CIRRUS LOGIC, INC. | CRUS | 172755100 | annual | 7/30/2021 | PROPOSALS | NORMAL | Y | 984 | F | 7/29/2021 | 6/28/2021 |
TEGS | THE AARON'S COMPANY, INC. | AAN | 00258W108 | annual | 8/25/2021 | PROPOSALS | NORMAL | Y | 2165 | F | 8/24/2021 | 7/19/2021 |
TEGS | PRESTIGE CONSUMER HEALTHCARE INC. | PBH | 74112D101 | annual | 8/3/2021 | PROPOSALS | NORMAL | Y | 1522 | F | 8/2/2021 | 7/19/2021 |
TEGS | SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84762L204 | annual | 8/3/2021 | PROPOSALS | NORMAL | Y | 696 | F | 8/2/2021 | 7/19/2021 |
TEGS | INDEPENDENT BANK CORP. | IBCP | 453838609 | Special | 8/5/2021 | PROPOSALS | NORMAL | Y | 1402 | F | 8/4/2021 | 7/19/2021 |
TEGS | MICROCHIP TECHNOLOGY INCORPORATED | MCHP | 595017104 | annual | 8/24/2021 | PROPOSALS | NORMAL | Y | 2809 | F | 8/23/2021 | 7/19/2021 |
TEGS | NETAPP, INC | NTAP | 64110D104 | annual | 9/10/2021 | PROPOSALS | NORMAL | Y | 1348 | F | 9/9/2021 | 8/9/2021 |
TEGS | NORTONLIFELOCK INC. | NLOK | 871503108 | annual | 9/14/2021 | PROPOSALS | NORMAL | Y | 2434 | F | 9/13/2021 | 8/9/2021 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Collaborative Investment Series Trust
By /s/ Gregory Skidmore
* Gregory Skidmore
Trustee and President/Chief Executive Officer of the Trust
Date: August 31, 2021
By /s/ Adam Snitkoff
* Adam Snitkoff
Treasurer /Chief Financial/Principal Accounting Officer of the Trust
Date: August 31, 2021
*Print the name and title of each signing officer under his or her signature.