UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23306
Collaborative Investment Series Trust
(Exact name of registrant as specified in charter)
500 Damonte Ranch, Parkway
Building 700, Unit 700
Reno, NV 89521
(Address of principal executive offices) (Zip code)
Northwest Registered Agent Service, Inc.
8 The Green, Suite B
Dover, Delaware 19901
(Name and address of agent for service)
With copy to:
JoAnn M. Strasser, Thompson Hine LLP
41 S. High Street, Suite 1700
Columbus, Ohio 43215
Registrant's telephone number, including area code: (646) 360-0204
Date of fiscal year end: September 30
Date of reporting period: July 1, 2022 through June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a).
The name of the issuer of the portfolio security;
(b).
The exchange ticker symbol of the portfolio security;
(c).
The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d).
The shareholder meeting date;
(e).
A brief identification of the matter voted on;
(f).
Whether the matter was proposed by the issuer or by a security holder;
(g).
Whether the Registrant cast its vote on the matter;
(h).
How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i).
Whether the Registrant cast its vote for or against management.
| Mohr Growth MOHR |
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| Company Name | Ticker | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proposal Type | Proposal Number | Proposal | Proposal Vote | With/Against Management |
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| SPDR Barclays 1-3 Month T-Bill ETF | BIL | 78464A680 | Special Meeting | 9/15/2022 | 7/20/2022 | Management | 1 | Vote Board of Directors: Election of Director: Clare S. Richer; Election of Director: Sandra G. Sponem; Election of Director: Kristi L. Rowsell; Election of Director: Gunjan Chauhan; Election of Director: Carolyn M. Clancy | For All | With |
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| MSCI, Inc. | MSCI | 55354G100 | Annual Meeting | 4/25/2023 | 3/1/2023 | Management | 1A | Election of Director: Henry A. Fernandez | For | With |
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| Management | 1B | Election of Director: Robert G. Ashe | For | With |
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| Management | 1C | Election of Director: Wayne Edmunds | For | With |
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| Management | 1D | Election of Director: Catherine R. Kinney | For | With |
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| Management | 1E | Election of Director: Robin Matlock | For | With |
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| Management | 1F | Election of Director: Jacques P. Perold | For | With |
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| Management | 1G | Election of Director: C.D. Baer Pettit | For | With |
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| Management | 1H | Election of Director: Sandy C. Rattray | For | With |
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| Management | 1I | Election of Director: Linda H. Riefler | For | With |
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| Management | 1J | Election of Director: Marcus L. Smith | For | With |
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| Management | 1K | Election of Director: Rajat Taneja | For | With |
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| Management | 1L | Election of Director: Paula Volent | For | With |
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| Management | 2 | To approve, by non-binding vote, our executive compensation, as described in these proxy materials. | For | With |
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| Management | 3 | To recommend, by non-binding vote, the frequency of future advisory votes to approve executive compensation. | 1 year | With |
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| Management | 4 | To ratify the appointment of PricewaterhouseCoopers LLP as independent auditor. | For | With |
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| Penske Automotive Group, Inc. | PAG | 909440109 | Annual Meeting | 5/11/2023 | 3/15/2023 | Management | 1A | Election of Director: John Barr | For | With |
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| Management | 1B | Election of Director: Lisa Davis | For | With |
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| Management | 1C | Election of Director: Wolfgang Dürheimer | For | With |
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| Management | 1D | Election of Director: Michael Eisenson | For | With |
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| Management | 1E | Election of Director: Robert Kurnick, Jr. | For | With |
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| Management | 1F | Election of Director: Kimberly McWaters | For | With |
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| Management | 1G | Election of Director: Kota Odagiri | For | With |
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| Management | 1H | Election of Director: Greg Penske | For | With |
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| Management | 1I | Election of Director: Roger Penske | For | With |
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| Management | 1J | Election of Director: Sandra Pierce | For | With |
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| Management | 1K | Election of Director: Greg Smith | For | With |
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| Management | 1L | Election of Director: Ronald Steinhart | For | With |
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| Management | 1M | Election of Director: H. Brian Thompson | For | With |
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| Management | 2 | Adoption of an Amended and Restated Certificate of Incorporation to incorporate Delaware law changes regarding Officer Exculpation. | For | With |
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| Management | 3 | Ratification of the selection of Deloitte & Touche LLP as the Company's independent auditing firm for the year ending December 31, 2023. | For | With |
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| Management | 4 | Approval, by non-binding vote, of named executive officer compensation. | For | With |
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| Management | 5 | Approval, by non-binding vote, of the frequency of named executive officer compensation votes. | 1 Year | With |
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| Carlisle Companies, Inc. | CSL | 142339100 | Annual Meeting | 5/3/2023 | 3/8/2023 | Management | 1A | Election of Director: Robert G. Bohn | For | With |
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| Management | 1B | Election of Director: Gregg A. Ostrander | For | With |
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| Management | 1C | Election of Director: Jesse G. Singh | For | With |
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| Management | 2 | To approve, on an advisory basis, the Company's named executive officer compensation in 2022. | For | With |
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| Management | 3 | To approve, on an advisory basis, the frequency of holding an advisory vote to approve the Company's named executive officer compensation. | 1 Year | With |
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| Management | 4 | To ratify the appointment of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for 2023 | For | With |
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| Cincinnati Financial Corp. | CINF | 172062101 | Annual Meeting | 5/6/2023 | 3/8/2023 | Management | 1A | Election of Director: Thomas J. Aaron | For | With |
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| Management | 1B | Election of Director: Nancy C. Benacci | For | With |
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| Management | 1C | Election of Director: Linda W. Clement-Holmes | For | With |
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| Management | 1D | Election of Director: Dirk J. Debbink | For | With |
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| Management | 1E | Election of Director: Steven J. Johnston | For | With |
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| Management | 1F | Election of Director: Jill P. Meyer | For | With |
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| Management | 1G | Election of Director: David P. Osborn | For | With |
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| Management | 1H | Election of Director: Gretchen W. Schar | For | With |
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| Management | 1I | Election of Director: Charles O. Schiff | For | With |
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| Management | 1J | Election of Director: Douglas S. Skidmore | For | With |
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| Management | 1K | Election of Director: John F. Steele, Jr. | For | With |
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| Management | 1L | Election of Director: Larry R. Webb | For | With |
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| Management | 2 | Approving the Amended and Restated Code of Regulations. | For | With |
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| Management | 3 | A nonbinding proposal to approve compensation for the company's named executive officers. | For | With |
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| Management | 4 | A nonbinding proposal to establish the frequency of future nonbinding votes on executive compensation. | 1 Year | With |
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| Management | 5 | Ratification of the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for 2023. | For | With |
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| Fiserv, Inc. | FISV | 337738108 | Annual Meeting | 5/17/2023 | 3/20/2023 | Management | 1 | Vote Board of Directors: Election of Director: Frank J. Bisignano; Election of Director: Henrique de Castro; Election of Director: Harry F. DiSimone; Election of Director: Dylan G. Haggart; Election of Director: Wafaa Mamilli; Election of Director: Heidi G. Miller; Election of Director: Doyle R. Simons; Election of Director: Kevin M. Warren | For All | With |
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| Management | 2 | To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | For | With |
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| Management | 3 | Advisory vote on the frequency of advisory votes on the compensation of the named executive officers of Fiserv, Inc. | 1 Year | With |
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| Management | 4 | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2023. | For | With |
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| Stockholder | 5 | Shareholder proposal requesting an independent board chair policy. | Against | With |
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| Tesla, Inc. | TSLA | 88160R101 | Annual Meeting | 5/16/2023 | 3/20/2023 | Management | 1.1 | Election of Director: Elon Musk | For | With |
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| Management | 1.2 | Election of Director: Robyn Denholm | For | With |
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| Management | 1.3 | Election of Director: JB Straubel | For | With |
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| Management | 2 | Tesla proposal to approve executive compensation on a non- binding advisory basis. | For | With |
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| Management | 3 | Tesla proposal to approve the frequency of future votes on executive compensation on a non-binding advisory basis. | 3 Years | With |
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| Management | 4 | Tesla proposal to ratify the appointment of independent registered public accounting firm. | For | With |
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| Stockholder | 5 | Stockholder proposal regarding reporting on key-person risk. | Against | With |
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| Synchrony Financial | SYF | 87165B103 | Annual Meeting | 5/18/2023 | 3/23/2023 | Management | 1A | Election of Director: Brian D. Doubles | For | With |
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| Management | 1B | Election of Director: Fernando Aguirre | For | With |
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| Management | 1C | Election of Director: Paget L. Alves | For | With |
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| Management | 1D | Election of Director: Kamila Chytil | For | With |
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| Management | 1E | Election of Director: Arthur W. Coviello, Jr. | For | With |
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| Management | 1F | Election of Director: Roy A. Guthrie | For | With |
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| Management | 1G | Election of Director: Jeffrey G. Naylor | For | With |
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| Management | 1H | Election of Director: Bill Parker | For | With |
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| Management | 1I | Election of Director: Laurel J. Richie | For | With |
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| Management | 1J | Election of Director: Ellen M. Zane | For | With |
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| Management | 2 | Advisory Vote to Approve Named Executive Officer Compensation | For | With |
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| Management | 3 | Ratification of Selection of KPMG LLP as Independent Registered Public Accounting Firm of the Company for 2023 | For | With |
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| Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | Annual Meeting | 5/24/2023 | 3/27/2023 | Management | 1 | Vote Board of Directors: Election of Director: Scott Anderson; Election of Director: Eric DeMarco; Election of Director: William Hoglund; Election of Director: Scot Jarvis; Election of Director: Jane Judd; Election of Director: Samuel Liberatore; Election of Director: Deanna Lund; Election of Director: Amy Zegart | For All | With |
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| Management | 2 | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | With |
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| Management | 3 | To approve the adoption of the Company's 2023 Equity Incentive Plan. | For | With |
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| Management | 4 | To approve the adoption of the Company's 2023 Employee Stock Purchase Plan. | For | With |
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| Management | 5 | An advisory vote to approve the compensation of the Company's named executive officers, as presented in the proxy statement. | For | With |
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| Management | 6 | An advisory vote on the frequency of the stockholder advisory vote to approve the compensation of our named executive officers, as presented in the proxy statement. | 1 year | With |
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| Seagen, Inc. | SGEN | 81181C104 | Annual Meeting | 5/31/2023 | 4/3/2023 | Management | 1A | Election of Class I Director: David W. Gryska | For | With |
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| Management | 1B | Election of Class I Director: John A. Orwin | For | With |
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| Management | 1C | Election of Class I Director: Alpna H. Seth, Ph.D. | For | With |
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| Management | 2 | Approve, on an advisory basis, the compensation of Seagen's named executive officers as disclosed in the accompanying proxy statement. | For | With |
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| Management | 3 | Indicate, on an advisory basis, the preferred frequency of shareholder advisory votes on the compensation of Seagen's named executive officers. | 1 Year | With |
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| Management | 4 | Approve the amendment and restatement of the Seagen Inc. Amended and Restated 2007 Equity Incentive Plan to, among other things, increase the aggregate number of shares of common stock authorized for issuance thereunder by 5,190,000 shares. | For | With |
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| Management | 5 | Ratify the appointment of PricewaterhouseCoopers LLP as Seagen's independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | With |
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| Airbnb, Inc. | ABNB | 9066101 | Annual Meeting | 6/1/2023 | 4/6/2023 | Management | 1.1 | Election of Class III Director to serve until the 2026 Annual Meeting: Nathan Blecharczyk | For | With |
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| Management | 1.2 | Election of Class III Director to serve until the 2026 Annual Meeting: Alfred Lin | For | With |
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| Management | 2 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | With |
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| Management | 3 | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers. | For | With |
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| Target Corp. | TGT | 87612E106 | Annual Meeting | 6/14/2023 | 4/17/2023 | Management | 1A | Election of Director: David P. Abney | For | With |
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| Management | 1B | Election of Director: Douglas M. Baker, Jr. | For | With |
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| Management | 1C | Election of Director: George S. Barrett | For | With |
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| Management | 1D | Election of Director: Gail K. Boudreaux | For | With |
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| Management | 1E | Election of Director: Brian C. Cornell | For | With |
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| Management | 1F | Election of Director: Robert L. Edwards | For | With |
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| Management | 1G | Election of Director: Donald R. Knauss | For | With |
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| Management | 1H | Election of Director: Christine A. Leahy | For | With |
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| Management | 1I | Election of Director: Monica C. Lozano | For | With |
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| Management | 1J | Election of Director: Grace Puma | For | With |
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| Management | 1K | Election of Director: Derica W. Rice | For | With |
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| Management | 1L | Election of Director: Dmitri L. Stockton | For | With |
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| Management | 2 | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | For | With |
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| Management | 3 | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). | For | With |
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| Management | 4 | Company proposal to approve, on an advisory basis, the frequency of our Say on Pay votes (Say on Pay Vote Frequency). | 1 Year | With |
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| Stockholder | 5 | Company proposal to approve, on an advisory basis, the frequency of our Say on Pay votes (Say on Pay Vote Frequency). | Against | With |
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| Fastly, Inc. | FSLY | 31188V100 | Annual Meeting | 6/14/2023 | 4/17/2023 | Management | 1 | Vote Board of Directors: Election of Director: Aida Álvarez; Election of Director: Richard Daniels; Election of Director: Todd Nightingale | For All | With |
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| Management | 2 | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm for the year ending December 31, 2023. | For | With |
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| Management | 3 | To approve, on an advisory basis, the compensation of our named executive officers. | For | With |
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| Management | 4 | To approve the grant of a performance-based nonstatutory stock option (the "Bergman Performance Award") to Artur Bergman, our founder, Chief Architect, and member of the Board of Directors. | For | With |
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| Fortinet, Inc. | FTNT | 34959E109 | Annual Meeting | 6/16/2023 | 4/17/2023 | Management | 1.1 | Election of Director to serve for a term of one year: Ken Xie | For | With |
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| Management | 1.2 | Election of Director to serve for a term of one year: Ken Xie | For | With |
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| Management | 1.3 | Election of Director to serve for a term of one year: Kenneth A. Goldman | For | With |
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| Management | 1.4 | Election of Director to serve for a term of one year: Ming Hsieh | For | With |
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| Management | 1.5 | Election of Director to serve for a term of one year: Jean Hu | For | With |
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| Management | 1.6 | Election of Director to serve for a term of one year: William Neukom | For | With |
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| Management | 1.7 | Election of Director to serve for a term of one year: Judith Sim | For | With |
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| Management | 1.8 | Election of Director to serve for a term of one year: Admiral James Stavridis (Ret) | For | With |
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| Management | 2 | Ratify the appointment of Deloitte & Touche LLP as Fortinet's independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | With |
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| Management | 3 | Advisory vote to approve named executive officer compensation, as disclosed in the Proxy Statement. | For | With |
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| Management | 4 | Advisory vote on the frequency of future advisory votes to approve named executive officer compensation. | 1 Year | With |
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| Management | 5 | Adopt an amendment to Fortinet's amended and restated certificate of incorporation to remove the supermajority voting requirement and make certain other changes. | For | With |
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| Management | 6 | Adopt an amendment to Fortinet's amended and restated certificate of incorporation to permit the exculpation of officers by Fortinet from personal liability for certain breaches of the duty of care. | For | With |
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| Okta, Inc. | OKTA | 679295105 | Annual Meeting | 6/22/2023 | 4/26/2023 | Management | 1 | Vote Board of Directors: Election of Director: Shellye Archambeau; Election of Director: Robert L. Dixon, Jr.; Election of Director: Benjamin Horowitz | For All | With |
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| Management | 2 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2024. | For | With |
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| Management | 3 | To approve, on an advisory non-binding basis, the compensation of our named executive officers. | For | With |
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| Kroger Co. | KR | 501044101 | Annual Meeting | 6/22/2023 | 4/24/2023 | Management | 1A | Election of Director: Nora A. Aufreiter | For | With |
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| Management | 1B | Election of Director: Kevin M. Brown | For | With |
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| Management | 1C | Election of Director: Elaine L. Chao | For | With |
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| Management | 1D | Election of Director: Anne Gates | For | With |
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| Management | 1E | Election of Director: Karen M. Hoguet | For | With |
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| Management | 1F | Election of Director: W. Rodney McMullen | For | With |
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| Management | 1G | Election of Director: Clyde R. Moore | For | With |
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| Management | 1H | Election of Director: Ronald L. Sargent | For | With |
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| Management | 1I | Election of Director: J. Amanda Sourry Knox | For | With |
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| Management | 1J | Election of Director: Mark S. Sutton | For | With |
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| Management | 1K | Election of Director: Ashok Vemuri | For | With |
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| Management | 2 | Approval, on an advisory basis, of Kroger's executive compensation. | For | With |
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| Management | 3 | Advisory Vote on Frequency of Future Votes on Executive Compensation. | 1 Year | With |
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| Management | 4 | Ratification of PricewaterhouseCoopers LLP, as auditors. | For | With |
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| Stockholder | 5 | Report on Public Health Costs from Sale of Tobacco Products. | Against | With |
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| Stockholder | 6 | Listing of Charitable Contributions of $10,000 or More. | Against | With |
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| Stockholder | 7 | Report on Recyclability of Packaging. | Against | With |
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| Stockholder | 8 | Report on Racial and Gender Pay Gaps. | Against | With |
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| Stockholder | 9 | Report on EEO Policy Risks. | Against | With |
| Adaptive Core RULE |
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| Company Name | Ticker | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proposal Type | Proposal Number | Proposal | Proposal Vote | With/Against Management |
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| Electronic Arts, Inc. | EA | 285512109 | Annual Meeting | 8/11/2022 | 6/17/2022 | Management | 1A | Election of Director to hold office for a one-year term: Kofi A. Bruce | For | With |
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| Management | 1B | Election of Director to hold office for a one-year term: Rachel A. Gonzalez | For | With |
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| Management | 1C | Election of Director to hold office for a one-year term: Jeffrey T. Huber | For | With |
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| Management | 1D | Election of Director to hold office for a one-year term: Talbott Roche | For | With |
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| Management | 1E | Election of Director to hold office for a one-year term: Richard A. Simonson | For | With |
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| Management | 1F | Election of Director to hold office for a one-year term: Luis A. Ubiñas | For | With |
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| Management | 1G | Election of Director to hold office for a one-year term: Heidi J. Ueberroth | For | With |
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| Management | 1H | Election of Director to hold office for a one-year term: Andrew Wilson | For | With |
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| Management | 2 | Advisory vote to approve named executive officer compensation. | For | With |
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| Management | 3 | Ratification of the appointment of KPMG LLP as our independent public registered accounting firm for the fiscal year ending March 31, 2023. | For | With |
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| Management | 4 | Approve the Company's amended 2019 Equity Incentive Plan. | For | With |
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| Management | 5 | Approve an amendment to the Company's Certificate of Incorporation to reduce the threshold for stockholders to call special meetings from 25% to 15%. | For | With |
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| Stockholder | 6 | To consider and vote upon a stockholder proposal, if properly presented at the Annual Meeting, on termination pay. | For | Against |
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| SPDR Barclays 1-3 Month T-Bill ETF | BIL | 78464A680 | Special Meeting | 9/15/2022 | 7/20/2022 | Management | 1 | Vote Board of Directors: Election of Director: Clare S. Richer; Election of Director: Sandra G. Sponem; Election of Director: Kristi L. Rowsell; Election of Director: Gunjan Chauhan; Election of Director: Carolyn M. Clancy | For All | With |
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| Polaris, Inc. | PII | 731068102 | Annual Meeting | 4/27/2023 | 3/6/2023 | Management | 1A | Election of Class II Director: George W. Bilicic | For | With |
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| Management | 1B | Election of Class II Director: Gary E. Hendrickson | For | With |
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| Management | 1C | Election of Class II Director: Gwenne A. Henricks | For | With |
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| Management | 2 | Advisory vote to approve the compensation of the Company's Named Executive Officers | For | With |
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| Management | 3 | Advisory vote on the frequency of future votes to approve the compensation of our Named Executive Officers | 1 Year | With |
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| Management | 4 | Reincorporation of the Company from Minnesota to Delaware | For | With |
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| Management | 5 | Adoption of an exclusive forum provision in the Delaware Bylaws | For | With |
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| Management | 6 | Adoption of officer exculpation provision in the Delaware Certificate of Incorporation | For | With |
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| Management | 7 | Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2023 | For | With |
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| West Pharmaceutical Services, Inc. | WST | 955306105 | Annual Meeting | 4/25/2023 | 3/3/2023 | Management | 1A | Election of Director: Mark A. Buthman | For | With |
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| Management | 1B | Election of Director: William F. Feehery | For | With |
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| Management | 1C | Election of Director: Robert F. Friel | For | With |
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| Management | 1D | Election of Director: Eric M. Green | For | With |
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| Management | 1E | Election of Director: Thomas W. Hofmann | For | With |
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| Management | 1F | Election of Director: Molly E. Joseph | For | With |
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| Management | 1G | Election of Director: Deborah L. V. Keller | For | With |
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| Management | 1H | Election of Director: Myla P. Lai-Goldman | For | With |
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| Management | 1I | Election of Director: Stephen H. Lockhart | For | With |
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| Management | 1J | Election of Director: Douglas A. Michels | For | With |
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| Management | 1K | Election of Director: Paolo Pucci | For | With |
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| Management | 2 | Advisory vote to approve named executive officer compensation. | For | With |
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| Management | 3 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | For | With |
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| Management | 4 | Advisory vote on the frequency of an advisory vote on executive compensation. | 1 Year | With |
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| Stockholder | 5 | Shareholder proposal regarding Fair Elections. | Against | With |
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| W.W. Grainger, Inc. | GWW | 384802104 | Annual Meeting | 4/26/2023 | 3/6/2023 | Management | 1A | Election of Director: Rodney C. Adkins | For | With |
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| Management | 1B | Election of Director: V. Ann Hailey | For | With |
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| Management | 1C | Election of Director: Katherine D. Jaspon | For | With |
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| Management | 1D | Election of Director: Stuart L. Levenick | For | With |
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| Management | 1E | Election of Director: D.G. Macpherson | For | With |
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| Management | 1F | Election of Director: Neil S. Novich | For | With |
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| Management | 1G | Election of Director: Beatriz R. Perez | For | With |
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| Management | 1H | Election of Director: E. Scott Santi | For | With |
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| Management | 1I | Election of Director: Susan Slavik Williams | For | With |
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| Management | 1J | Election of Director: Lucas E. Watson | For | With |
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| Management | 1K | Election of Director: Steven A. White | For | With |
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| Management | 2 | Proposal to ratify the appointment of Ernst & Young LLP as independent auditor for the year ending December 31, 2023. | For | With |
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| Management | 3 | Proposal to ratify the appointment of Ernst & Young LLP as independent auditor for the year ending December 31, 2023. | For | With |
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| Management | 4 | Say When on Pay proposal to select on a non-binding advisory basis the frequency of the advisory vote on compensation of W.W. Grainger, Inc.'s Named Executive Officers. | 1 Year | With |
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| Penske Automotive Group, Inc. | PAG | 909440109 | Annual Meeting | 5/11/2023 | 3/15/2023 | Management | 1A | Election of Director: John Barr | For | With |
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| Management | 1B | Election of Director: Lisa Davis | For | With |
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| Management | 1C | Election of Director: Wolfgang Dürheimer | For | With |
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| Management | 1D | Election of Director: Michael Eisenson | For | With |
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| Management | 1E | Election of Director: Robert Kurnick, Jr. | For | With |
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| Management | 1F | Election of Director: Kimberly McWaters | For | With |
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| Management | 1G | Election of Director: Kota Odagiri | For | With |
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| Management | 1H | Election of Director: Greg Penske | For | With |
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| Management | 1I | Election of Director: Roger Penske | For | With |
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| Management | 1J | Election of Director: Sandra Pierce | For | With |
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| Management | 1K | Election of Director: Greg Smith | For | With |
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| Management | 1L | Election of Director: Ronald Steinhart | For | With |
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| Management | 1M | Election of Director: H. Brian Thompson | For | With |
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| Management | 2 | Adoption of an Amended and Restated Certificate of Incorporation to incorporate Delaware law changes regarding Officer Exculpation. | For | With |
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| Management | 3 | Ratification of the selection of Deloitte & Touche LLP as the Company's independent auditing firm for the year ending December 31, 2023. | For | With |
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| Management | 4 | Approval, by non-binding vote, of named executive officer compensation. | For | With |
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| Management | 5 | Approval, by non-binding vote, of the frequency of named executive officer compensation votes. | 1 Year | With |
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| Pool Corp. | POOL | 73278L105 | Annual Meeting | 5/3/2023 | 3/15/2023 | Management | 1A | Election of Director: Peter D. Arvan | For | With |
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| Management | 1B | Election of Director: Martha "Marty" S. Gervasi | For | With |
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| Management | 1C | Election of Director: James "Jim" D. Hope | For | With |
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| Management | 1D | Election of Director: Debra S. Oler | For | With |
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| Management | 1E | Election of Director: Manuel J. Perez de la Mesa | For | With |
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| Management | 1F | Election of Director: Carlos A. Sabater | For | With |
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| Management | 1G | Election of Director: Robert C. Sledd | For | With |
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| Management | 1H | Election of Director: John E. Stokely | For | With |
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| Management | 1I | Election of Director: David G. Whalen | For | With |
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| Management | 2 | Ratification of the retention of Ernst & Young LLP, certified public accountants, as our independent registered public accounting firm for the 2023 fiscal year. | For | With |
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| Management | 3 | Say-on-pay vote: Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | For | With |
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| Management | 4 | Frequency vote: Advisory vote on frequency of future Say-on-pay votes. | 1 Year | With |
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| Stryker Corp. | SYK | 863667101 | Annual Meeting | 5/10/2023 | 3/13/2023 | Management | 1A | Election of Director: Mary K. Brainerd | For | With |
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| Management | 1B | Election of Director: Giovanni Caforio, M.D. | For | With |
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| Management | 1C | Election of Director: Srikant M. Datar, Ph.D. | For | With |
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| Management | 1D | Election of Director: Allan C. Golston | For | With |
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| Management | 1E | Election of Director: Kevin A. Lobo (Chair of the Board, Chief Executive Officer and President) | For | With |
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| Management | 1F | Election of Director: Sherilyn S. McCoy (Lead Independent Director) | For | With |
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| Management | 1G | Election of Director: Andrew K. Silvernail | For | With |
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| Management | 1H | Election of Director: Lisa M. Skeete Tatum | For | With |
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| Management | 1I | Election of Director: Ronda E. Stryker | For | With |
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| Management | 1J | Election of Director: Rajeev Suri | For | With |
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| Management | 2 | Ratification of Appointment of Ernst & Young LLP as Our Independent Registered Public Accounting Firm for 2023. | For | With |
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| Management | 3 | Advisory Vote to Approve Named Executive Officer Compensation. | For | With |
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| Management | 4 | Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation. | 1 year | With |
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| Stockholder | 5 | Shareholder Proposal on Political Disclosure. | Against | With |
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| MDU Resources Group, Inc. | MDU | 552690109 | Annual Meeting | 5/9/2023 | 3/10/2023 | Management | 1A | Election of Director: German Carmona Alvarez | For | With |
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| Management | 1B | Election of Director: Thomas Everist | For | With |
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| Management | 1C | Election of Director: Karen B. Fagg | For | With |
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| Management | 1D | Election of Director: David L. Goodin | For | With |
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| Management | 1E | Election of Director: Dennis W. Johnson | For | With |
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| Management | 1F | Election of Director: Patricia L. Moss | For | With |
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| Management | 1G | Election of Director: Dale S. Rosenthal | For | With |
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| Management | 1H | Election of Director: Edward A. Ryan | For | With |
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| Management | 1I | Election of Director: David M. Sparby | For | With |
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| Management | 1J | Election of Director: Chenxi Wang | For | With |
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| Management | 2 | Advisory Vote to Approve the Frequency of Future Advisory Votes to Approve the Compensation Paid to the Company's Named Executive Officers. | 1 Year | With |
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| Management | 3 | Advisory Vote to Approve the Compensation Paid to the Company's Named Executive Officers. | For | With |
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| Management | 4 | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2023. | For | With |
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| Zoetis, Inc. Class A | ZTS | 98978V103 | Annual Meeting | 5/18/2023 | 3/24/2023 | Management | 1A | Election of Director: Paul M. Bisaro | For | With |
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| Management | 1B | Election of Director: Vanessa Broadhurst | For | With |
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| Management | 1C | Election of Director: Frank A. D'Amelio | For | With |
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| Management | 1D | Election of Director: Michael B. McCallister | For | With |
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| Management | 1E | Election of Director: Gregory Norden | For | With |
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| Management | 1F | Election of Director: Louise M. Parent | For | With |
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| Management | 1G | Election of Director: Kristin C. Peck | For | With |
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| Management | 1H | Election of Director: Robert W. Scully | For | With |
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| Management | 2 | Advisory vote to approve our executive compensation. | For | With |
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| Management | 3 | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2023. | For | With |
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| Management | 4 | Approval of an amendment to our Restated Certificate of Incorporation to create a right to call a special meeting. | For | With |
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| Stockholder | 5 | Shareholder proposal regarding ability to call a special meeting. | Against | With |
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| Chemed Corp. | CHE | 16359R103 | Annual Meeting | 5/15/2023 | 3/22/2023 | Management | 1A | Election of Director: Kevin J. McNamara | For | With |
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| Management | 1B | Election of Director: Ron DeLyons | For | With |
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| Management | 1C | Election of Director: Patrick P. Grace | For | With |
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| Management | 1D | Election of Director: Christopher J. Heaney | For | With |
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| Management | 1E | Election of Director: Thomas C. Hutton | For | With |
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| Management | 1F | Election of Director: Andrea R. Lindell | For | With |
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| Management | 1G | Election of Director: Eileen P. McCarthy | For | With |
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| Management | 1H | Election of Director: John M. Mount, Jr. | For | With |
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| Management | 1I | Election of Director: Thomas P. Rice | For | With |
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| Management | 1J | Election of Director: George J. Walsh III | For | With |
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| Management | 2 | Ratification of Audit Committee's selection of PricewaterhouseCoopers LLP as independent accountants for 2023. | For | With |
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| Management | 3 | Advisory vote to approve executive compensation. | For | With |
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| Management | 4 | Advisory vote to determine the frequency of future advisory votes on executive compensation. | 1 Year | With |
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| Stockholder | 5 | Stockholder proposal requesting Stockholder Ratification of Termination Pay. | Against | With |
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| The Ensign Group, Inc. | ENSG | 29358P101 | Annual Meeting | 5/18/2023 | 3/23/2023 | Management | 1A | ELECTION OF CLASS I DIRECTOR FOR A THREE-YEAR TERM: Mr. Barry M. Smith | For | With |
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| Management | 1B | ELECTION OF CLASS I DIRECTOR FOR A THREE-YEAR TERM: Ms. Swati B. Abbott | For | With |
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| Management | 1C | ELECTION OF CLASS I DIRECTOR FOR A THREE-YEAR TERM: Ms. Suzanne D. Snapper | For | With |
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| Management | 1D | ELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM: Dr. John O. Agwunobi | For | With |
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| Management | 2 | Approval of the amendment to the Certificate of Incorporation to increase the authorized common shares to 150 million. | For | With |
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| Management | 3 | Approval of the amendment to the Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation. | For | With |
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| Management | 4 | Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2023. | For | With |
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| Management | 5 | Approval, on an advisory basis, of our named executive officers' compensation. | For | With |
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| Management | 6 | Approval, on an advisory basis, on the frequency of advisory votes on executive officers' compensation. | 1 Year | With |
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| Hilltop Holdings, Inc. | HTH | 432748101 | Annual Meeting | 7/20/2023 | 4/25/2023 | Management | 1 | Vote Board of Directors: Election of Director: Rhodes R. Bobbitt; Election of Director: Tracy A. Bolt; Election of Director: J. Taylor Crandall; Election of Director: Hill A. Feinberg; Election of Director: Gerald J. Ford; Election of Director: Jeremy B. Ford; Election of Director: J. Markham Green; Election of Director: Charlotte Jones; Election of Director: Lee Lewis; Election of Director: Andrew J. Littlefair; Election of Director: Tom C. Nichols; Election of Director: W. Robert Nichols, III; Election of Director: Kenneth D. Russell; Election of Director: A. Haag Sherman; Election of Director: Jonathan S. Sobel; Election of Director: Robert C. Taylor, Jr.; Election of Director: Carl B. Webb | For All | With |
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| Management | 2 | Non-binding advisory vote to approve executive compensation. | For | With |
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| Management | 3 | Non-binding advisory vote on the frequency of stockholder advisory votes on executive compensation. | 1 Year | With |
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| Management | 4 | Ratification of the appointment of PricewaterhouseCoopers LLP as Hilltop Holdings Inc.'s independent registered public accounting firm for the 2023 fiscal year. | For | With |
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| Steris PLC | STE | 859152100 | Annual Meeting | 7/27/2023 | 5/30/2023 | Management | 1A | Re-election of Director: Dr. Esther M. Alegria | For | With |
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| Management | 1B | Re-election of Director: Richard C. Breeden | For | With |
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| Management | 1C | Re-election of Director: Daniel A. Carestio | For | With |
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| Management | 1D | Re-election of Director: Cynthia L. Feldmann | For | With |
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| Management | 1E | Re-election of Director: Christopher S. Holland | For | With |
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| Management | 1F | Re-election of Director: Dr. Jacqueline B. Kosecoff | For | With |
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| Management | 1G | Re-election of Director: Paul E. Martin | For | With |
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| Management | 1H | Re-election of Director: Dr. Nirav R. Shah | For | With |
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| Management | 1I | Re-election of Director: Dr. Mohsen M. Sohi | For | With |
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| Management | 1J | Re-election of Director: Dr. Richard M. Steeves | For | With |
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| Management | 2 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending March 31, 2024. | For | With |
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| Management | 3 | To appoint Ernst & Young Chartered Accountants as the Company's statutory auditor under Irish law to hold office until the conclusion of the Company's next annual general meeting. | For | With |
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| Management | 4 | To authorize the Board of Directors of the Company or the Audit Committee of the Board of Directors to determine the remuneration of Ernst & Young Chartered Accountants as the Company's statutory auditor under Irish law. | For | With |
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| Management | 5 | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed pursuant to the disclosure rules of the U.S. Securities and Exchange Commission including the compensation discussion and analysis and the tabular and narrative disclosure contained in the Company's proxy statement dated June 7, 2023. | For | With |
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| Management | 6 | To approve, on a non-binding advisory basis, whether the non-binding advisory vote on named executive officer compensation should be held every one, two, or three years. | 1 Year | With |
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| Management | 7 | To approve a proposal renewing the Board of Director's authority to issue shares under Irish law. | For | With |
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| Management | 8 | To approve a proposal renewing the Board of Director's authority to opt-out of statutory pre-emption rights under Irish law. | For | With |
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| Advanced Drainage Systems, Inc. | WMS | 00790R104 | Annual Meeting | 7/20/2023 | 5/26/2023 | Management | 1A | Election of Director: D. Scott Barbour | For | With |
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| Management | 1B | Election of Director: Anesa T. Chaibi | For | With |
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| Management | 1C | Election of Director: Michael B. Coleman | For | With |
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| Management | 1D | Election of Director: Robert M. Eversole | For | With |
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| Management | 1E | Election of Director: Alexander R. Fischer | For | With |
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| Management | 1F | Election of Director: Tanya D. Fratto | For | With |
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| Management | 1G | Election of Director: Kelly S. Gast | For | With |
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| Management | 1H | Election of Director: M.A. (Mark) Haney | For | With |
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| Management | 1I | Election of Director: Ross M. Jones | For | With |
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| Management | 1J | Election of Director: Manuel Perez de la Mesa | For | With |
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| Management | 1K | Election of Director: Carl A. Nelson, Jr. | For | With |
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| Management | 1L | Election of Director: Anil Seetharam | For | With |
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| Management | 2 | Ratification of the appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for fiscal year 2024. | For | With |
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| Management | 3 | Approval, in a non-binding advisory vote, of the compensation for named executive officers. | For | With |
| Mohr Sector Navigator ETF |
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| Company Name | Ticker | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proposal Type | Proposal Number | Proposal | Proposal Vote | With/Against Management |
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| Electronic Arts, Inc. | EA | 285512109 | Annual Meeting | 8/11/2022 | 6/17/2022 | Management | 1A | Election of Director to hold office for a one-year term: Kofi A. Bruce | For | With |
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| Management | 1B | Election of Director to hold office for a one-year term: Rachel A. Gonzalez | For | With |
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| Management | 1C | Election of Director to hold office for a one-year term: Jeffrey T. Huber | For | With |
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| Management | 1D | Election of Director to hold office for a one-year term: Talbott Roche | For | With |
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| Management | 1E | Election of Director to hold office for a one-year term: Richard A. Simonson | For | With |
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| Management | 1F | Election of Director to hold office for a one-year term: Luis A. Ubiñas | For | With |
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| Management | 1G | Election of Director to hold office for a one-year term: Heidi J. Ueberroth | For | With |
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| Management | 1H | Election of Director to hold office for a one-year term: Andrew Wilson | For | With |
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| Management | 2 | Advisory vote to approve named executive officer compensation. | For | With |
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| Management | 3 | Ratification of the appointment of KPMG LLP as our independent public registered accounting firm for the fiscal year ending March 31, 2023. | For | With |
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| Management | 4 | Approve the Company's amended 2019 Equity Incentive Plan. | For | With |
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| Management | 5 | Approve an amendment to the Company's Certificate of Incorporation to reduce the threshold for stockholders to call special meetings from 25% to 15%. | For | With |
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| Stockholder | 6 | To consider and vote upon a stockholder proposal, if properly presented at the Annual Meeting, on termination pay. | For | Against |
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| SPDR Barclays 1-3 Month T-Bill ETF | BIL | 78464A680 | Special Meeting | 9/15/2022 | 7/20/2022 | Management | 1 | Vote Board of Directors: Election of Director: Clare S. Richer; Election of Director: Sandra G. Sponem; Election of Director: Kristi L. Rowsell; Election of Director: Gunjan Chauhan; Election of Director: Carolyn M. Clancy | For All | With |
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| Polaris, Inc. | PII | 731068102 | Annual Meeting | 4/27/2023 | 3/6/2023 | Management | 1A | Election of Class II Director: George W. Bilicic | For | With |
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| Management | 1B | Election of Class II Director: Gary E. Hendrickson | For | With |
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| Management | 1C | Election of Class II Director: Gwenne A. Henricks | For | With |
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| Management | 2 | Advisory vote to approve the compensation of the Company's Named Executive Officers | For | With |
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| Management | 3 | Advisory vote on the frequency of future votes to approve the compensation of our Named Executive Officers | 1 Year | With |
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| Management | 4 | Reincorporation of the Company from Minnesota to Delaware | For | With |
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| Management | 5 | Adoption of an exclusive forum provision in the Delaware Bylaws | For | With |
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| Management | 6 | Adoption of officer exculpation provision in the Delaware Certificate of Incorporation | For | With |
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| Management | 7 | Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2023 | For | With |
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| West Pharmaceutical Services, Inc. | WST | 955306105 | Annual Meeting | 4/25/2023 | 3/3/2023 | Management | 1A | Election of Director: Mark A. Buthman | For | With |
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| Management | 1B | Election of Director: William F. Feehery | For | With |
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| Management | 1C | Election of Director: Robert F. Friel | For | With |
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| Management | 1D | Election of Director: Eric M. Green | For | With |
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| Management | 1E | Election of Director: Thomas W. Hofmann | For | With |
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| Management | 1F | Election of Director: Molly E. Joseph | For | With |
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| Management | 1G | Election of Director: Deborah L. V. Keller | For | With |
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| Management | 1H | Election of Director: Myla P. Lai-Goldman | For | With |
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| Management | 1I | Election of Director: Stephen H. Lockhart | For | With |
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| Management | 1J | Election of Director: Douglas A. Michels | For | With |
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| Management | 1K | Election of Director: Paolo Pucci | For | With |
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| Management | 2 | Advisory vote to approve named executive officer compensation. | For | With |
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| Management | 3 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | For | With |
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| Management | 4 | Advisory vote on the frequency of an advisory vote on executive compensation. | 1 Year | With |
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| Stockholder | 5 | Shareholder proposal regarding Fair Elections. | Against | With |
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| W.W. Grainger, Inc. | GWW | 384802104 | Annual Meeting | 4/26/2023 | 3/6/2023 | Management | 1A | Election of Director: Rodney C. Adkins | For | With |
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| Management | 1B | Election of Director: V. Ann Hailey | For | With |
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| Management | 1C | Election of Director: Katherine D. Jaspon | For | With |
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| Management | 1D | Election of Director: Stuart L. Levenick | For | With |
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| Management | 1E | Election of Director: D.G. Macpherson | For | With |
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| Management | 1F | Election of Director: Neil S. Novich | For | With |
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| Management | 1G | Election of Director: Beatriz R. Perez | For | With |
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| Management | 1H | Election of Director: E. Scott Santi | For | With |
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| Management | 1I | Election of Director: Susan Slavik Williams | For | With |
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| Management | 1J | Election of Director: Lucas E. Watson | For | With |
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| Management | 1K | Election of Director: Steven A. White | For | With |
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| Management | 2 | Proposal to ratify the appointment of Ernst & Young LLP as independent auditor for the year ending December 31, 2023. | For | With |
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| Management | 3 | Proposal to ratify the appointment of Ernst & Young LLP as independent auditor for the year ending December 31, 2023. | For | With |
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| Management | 4 | Say When on Pay proposal to select on a non-binding advisory basis the frequency of the advisory vote on compensation of W.W. Grainger, Inc.'s Named Executive Officers. | 1 Year | With |
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| Penske Automotive Group, Inc. | PAG | 909440109 | Annual Meeting | 5/11/2023 | 3/15/2023 | Management | 1A | Election of Director: John Barr | For | With |
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| Management | 1B | Election of Director: Lisa Davis | For | With |
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| Management | 1C | Election of Director: Wolfgang Dürheimer | For | With |
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| Management | 1D | Election of Director: Michael Eisenson | For | With |
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| Management | 1E | Election of Director: Robert Kurnick, Jr. | For | With |
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| Management | 1F | Election of Director: Kimberly McWaters | For | With |
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| Management | 1G | Election of Director: Kota Odagiri | For | With |
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| Management | 1H | Election of Director: Greg Penske | For | With |
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| Management | 1I | Election of Director: Roger Penske | For | With |
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| Management | 1J | Election of Director: Sandra Pierce | For | With |
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| Management | 1K | Election of Director: Greg Smith | For | With |
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| Management | 1L | Election of Director: Ronald Steinhart | For | With |
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| Management | 1M | Election of Director: H. Brian Thompson | For | With |
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| Management | 2 | Adoption of an Amended and Restated Certificate of Incorporation to incorporate Delaware law changes regarding Officer Exculpation. | For | With |
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| Management | 3 | Ratification of the selection of Deloitte & Touche LLP as the Company's independent auditing firm for the year ending December 31, 2023. | For | With |
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| Management | 4 | Approval, by non-binding vote, of named executive officer compensation. | For | With |
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| Management | 5 | Approval, by non-binding vote, of the frequency of named executive officer compensation votes. | 1 Year | With |
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| Pool Corp. | POOL | 73278L105 | Annual Meeting | 5/3/2023 | 3/15/2023 | Management | 1A | Election of Director: Peter D. Arvan | For | With |
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| Management | 1B | Election of Director: Martha "Marty" S. Gervasi | For | With |
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| Management | 1C | Election of Director: James "Jim" D. Hope | For | With |
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| Management | 1D | Election of Director: Debra S. Oler | For | With |
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| Management | 1E | Election of Director: Manuel J. Perez de la Mesa | For | With |
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| Management | 1F | Election of Director: Carlos A. Sabater | For | With |
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| Management | 1G | Election of Director: Robert C. Sledd | For | With |
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| Management | 1H | Election of Director: John E. Stokely | For | With |
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| Management | 1I | Election of Director: David G. Whalen | For | With |
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| Management | 2 | Ratification of the retention of Ernst & Young LLP, certified public accountants, as our independent registered public accounting firm for the 2023 fiscal year. | For | With |
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| Management | 3 | Say-on-pay vote: Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | For | With |
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| Management | 4 | Frequency vote: Advisory vote on frequency of future Say-on-pay votes. | 1 Year | With |
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| Stryker Corp. | SYK | 863667101 | Annual Meeting | 5/10/2023 | 3/13/2023 | Management | 1A | Election of Director: Mary K. Brainerd | For | With |
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| Management | 1B | Election of Director: Giovanni Caforio, M.D. | For | With |
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| Management | 1C | Election of Director: Srikant M. Datar, Ph.D. | For | With |
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| Management | 1D | Election of Director: Allan C. Golston | For | With |
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| Management | 1E | Election of Director: Kevin A. Lobo (Chair of the Board, Chief Executive Officer and President) | For | With |
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| Management | 1F | Election of Director: Sherilyn S. McCoy (Lead Independent Director) | For | With |
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| Management | 1G | Election of Director: Andrew K. Silvernail | For | With |
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| Management | 1H | Election of Director: Lisa M. Skeete Tatum | For | With |
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| Management | 1I | Election of Director: Ronda E. Stryker | For | With |
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| Management | 1J | Election of Director: Rajeev Suri | For | With |
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| Management | 2 | Ratification of Appointment of Ernst & Young LLP as Our Independent Registered Public Accounting Firm for 2023. | For | With |
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| Management | 3 | Advisory Vote to Approve Named Executive Officer Compensation. | For | With |
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| Management | 4 | Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation. | 1 year | With |
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| Stockholder | 5 | Shareholder Proposal on Political Disclosure. | Against | With |
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| MDU Resources Group, Inc. | MDU | 552690109 | Annual Meeting | 5/9/2023 | 3/10/2023 | Management | 1A | Election of Director: German Carmona Alvarez | For | With |
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| Management | 1B | Election of Director: Thomas Everist | For | With |
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| Management | 1C | Election of Director: Karen B. Fagg | For | With |
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| Management | 1D | Election of Director: David L. Goodin | For | With |
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| Management | 1E | Election of Director: Dennis W. Johnson | For | With |
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| Management | 1F | Election of Director: Patricia L. Moss | For | With |
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| Management | 1G | Election of Director: Dale S. Rosenthal | For | With |
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| Management | 1H | Election of Director: Edward A. Ryan | For | With |
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| Management | 1I | Election of Director: David M. Sparby | For | With |
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| Management | 1J | Election of Director: Chenxi Wang | For | With |
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| Management | 2 | Advisory Vote to Approve the Frequency of Future Advisory Votes to Approve the Compensation Paid to the Company's Named Executive Officers. | 1 Year | With |
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| Management | 3 | Advisory Vote to Approve the Compensation Paid to the Company's Named Executive Officers. | For | With |
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| Management | 4 | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2023. | For | With |
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| Zoetis, Inc. Class A | ZTS | 98978V103 | Annual Meeting | 5/18/2023 | 3/24/2023 | Management | 1A | Election of Director: Paul M. Bisaro | For | With |
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| Management | 1B | Election of Director: Vanessa Broadhurst | For | With |
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| Management | 1C | Election of Director: Frank A. D'Amelio | For | With |
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| Management | 1D | Election of Director: Michael B. McCallister | For | With |
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| Management | 1E | Election of Director: Gregory Norden | For | With |
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| Management | 1F | Election of Director: Louise M. Parent | For | With |
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| Management | 1G | Election of Director: Kristin C. Peck | For | With |
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| Management | 1H | Election of Director: Robert W. Scully | For | With |
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| Management | 2 | Advisory vote to approve our executive compensation. | For | With |
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| Management | 3 | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2023. | For | With |
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| Management | 4 | Approval of an amendment to our Restated Certificate of Incorporation to create a right to call a special meeting. | For | With |
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| Stockholder | 5 | Shareholder proposal regarding ability to call a special meeting. | Against | With |
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| Chemed Corp. | CHE | 16359R103 | Annual Meeting | 5/15/2023 | 3/22/2023 | Management | 1A | Election of Director: Kevin J. McNamara | For | With |
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| Management | 1B | Election of Director: Ron DeLyons | For | With |
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| Management | 1C | Election of Director: Patrick P. Grace | For | With |
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| Management | 1D | Election of Director: Christopher J. Heaney | For | With |
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| Management | 1E | Election of Director: Thomas C. Hutton | For | With |
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| Management | 1F | Election of Director: Andrea R. Lindell | For | With |
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| Management | 1G | Election of Director: Eileen P. McCarthy | For | With |
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| Management | 1H | Election of Director: John M. Mount, Jr. | For | With |
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| Management | 1I | Election of Director: Thomas P. Rice | For | With |
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| Management | 1J | Election of Director: George J. Walsh III | For | With |
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| Management | 2 | Ratification of Audit Committee's selection of PricewaterhouseCoopers LLP as independent accountants for 2023. | For | With |
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| Management | 3 | Advisory vote to approve executive compensation. | For | With |
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| Management | 4 | Advisory vote to determine the frequency of future advisory votes on executive compensation. | 1 Year | With |
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| Stockholder | 5 | Stockholder proposal requesting Stockholder Ratification of Termination Pay. | Against | With |
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| The Ensign Group, Inc. | ENSG | 29358P101 | Annual Meeting | 5/18/2023 | 3/23/2023 | Management | 1A | ELECTION OF CLASS I DIRECTOR FOR A THREE-YEAR TERM: Mr. Barry M. Smith | For | With |
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| Management | 1B | ELECTION OF CLASS I DIRECTOR FOR A THREE-YEAR TERM: Ms. Swati B. Abbott | For | With |
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| Management | 1C | ELECTION OF CLASS I DIRECTOR FOR A THREE-YEAR TERM: Ms. Suzanne D. Snapper | For | With |
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| Management | 1D | ELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM: Dr. John O. Agwunobi | For | With |
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| Management | 2 | Approval of the amendment to the Certificate of Incorporation to increase the authorized common shares to 150 million. | For | With |
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| Management | 3 | Approval of the amendment to the Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation. | For | With |
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| Management | 4 | Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2023. | For | With |
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| Management | 5 | Approval, on an advisory basis, of our named executive officers' compensation. | For | With |
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| Management | 6 | Approval, on an advisory basis, on the frequency of advisory votes on executive officers' compensation. | 1 Year | With |
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| Hilltop Holdings, Inc. | HTH | 432748101 | Annual Meeting | 7/20/2023 | 4/25/2023 | Management | 1 | Vote Board of Directors: Election of Director: Rhodes R. Bobbitt; Election of Director: Tracy A. Bolt; Election of Director: J. Taylor Crandall; Election of Director: Hill A. Feinberg; Election of Director: Gerald J. Ford; Election of Director: Jeremy B. Ford; Election of Director: J. Markham Green; Election of Director: Charlotte Jones; Election of Director: Lee Lewis; Election of Director: Andrew J. Littlefair; Election of Director: Tom C. Nichols; Election of Director: W. Robert Nichols, III; Election of Director: Kenneth D. Russell; Election of Director: A. Haag Sherman; Election of Director: Jonathan S. Sobel; Election of Director: Robert C. Taylor, Jr.; Election of Director: Carl B. Webb | For All | With |
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| Management | 2 | Non-binding advisory vote to approve executive compensation. | For | With |
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| Management | 3 | Non-binding advisory vote on the frequency of stockholder advisory votes on executive compensation. | 1 Year | With |
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| Management | 4 | Ratification of the appointment of PricewaterhouseCoopers LLP as Hilltop Holdings Inc.'s independent registered public accounting firm for the 2023 fiscal year. | For | With |
| Mindful Conservative MFUL |
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| Company Name | Ticker | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proposal Type | Proposal Number | Proposal | Proposal Vote | With/Against Management |
| No Votes during the period 07/01/2022-06/30/2023 |
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Collaborative Investment Series Trust
By /s/ Gregory Skidmore
* Gregory Skidmore
Trustee and President/Chief Executive Officer of the Trust
Date: July 10, 2023
By /s/ William McCormick
* William McCormick
Treasurer /Chief Financial/Principal Accounting Officer of the Trust
Date: July 10, 2023
*Print the name and title of each signing officer under his or her signature.