is a series of Impact Shares Trust I:
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3M COMPANY | ||||
Security ID: 88579Y101 Ticker: MMM | ||||
Meeting Date: 12-May-20 | ||||
1a | Elect Director Thomas "Tony" K. Brown | Management | For | Voted - For |
1b | Elect Director Pamela J. Craig | Management | For | Voted - For |
1c | Elect Director David B. Dillon | Management | For | Voted - For |
1d | Elect Director Michael L. Eskew | Management | For | Voted - For |
1e | Elect Director Herbert L. Henkel | Management | For | Voted - For |
1f | Elect Director Amy E. Hood | Management | For | Voted - For |
1g | Elect Director Muhtar Kent | Management | For | Voted - For |
1h | Elect Director Dambisa F. Moyo | Management | For | Voted - For |
1i | Elect Director Gregory R. Page | Management | For | Voted - For |
1j | Elect Director Michael F. Roman | Management | For | Voted - For |
1k | Elect Director Patricia A. Woertz | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Consider Pay Disparity Between Executives and Other | |||
Employees | Shareholder | Against | Voted - For | |
ABBOTT LABORATORIES | ||||
Security ID: 002824100 Ticker: ABT | ||||
Meeting Date: 24-Apr-20 | ||||
1.1 | Elect Director Robert J. Alpern | Management | For | Voted - For |
1.2 | Elect Director Roxanne S. Austin | Management | For | Voted - For |
1.3 | Elect Director Sally E. Blount | Management | For | Voted - For |
1.4 | Elect Director Robert B. Ford | Management | For | Voted - For |
1.5 | Elect Director Michelle A. Kumbier | Management | For | Voted - For |
1.6 | Elect Director Edward M. Liddy | Management | For | Voted - For |
1.7 | Elect Director Darren W. McDew | Management | For | Voted - For |
1.8 | Elect Director Nancy McKinstry | Management | For | Voted - For |
1.9 | Elect Director Phebe N. Novakovic | Management | For | Voted - For |
1.10 | Elect Director William A. Osborn | Management | For | Voted - For |
1.11 | Elect Director Daniel J. Starks | Management | For | Voted - For |
1.12 | Elect Director John G. Stratton | Management | For | Voted - For |
1.13 | Elect Director Glenn F. Tilton | Management | For | Voted - For |
1.14 | Elect Director Miles D. White | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
5 | Increase Disclosure of Compensation Adjustments | Shareholder | Against | Voted - For |
6 | Require Shareholder Approval of Bylaw Amendments | |||
Adopted by the Board of Directors | Shareholder | Against | Voted - Against |
3
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Adopt Simple Majority Vote | Shareholder | Against | Voted - For |
ABBVIE INC. | ||||
Security ID: 00287Y109 Ticker: ABBV | ||||
Meeting Date: 08-May-20 | ||||
1.1 | Elect Director Robert J. Alpern | Management | For | Voted - For |
1.2 | Elect Director Edward M. Liddy | Management | For | Voted - For |
1.3 | Elect Director Melody B. Meyer | Management | For | Voted - For |
1.4 | Elect Director Frederick H. Waddell | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
6 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
7 | Report on Integrating Risks Related to Drug Pricing | |||
into Senior Executive Compensation | Shareholder | Against | Voted - For | |
ACCENTURE PLC | ||||
Security ID: G1151C101 Ticker: ACN | ||||
Meeting Date: 30-Jan-20 | ||||
1 | Elect Director Jaime Ardila | Management | For | Voted - For |
1b | Elect Director Herbert Hainer | Management | For | Voted - For |
1c | Elect Director Nancy McKinstry | Management | For | Voted - For |
1d | Elect Director Gilles C. Pelisson | Management | For | Voted - For |
1e | Elect Director Paula A. Price | Management | For | Voted - For |
1f | Elect Director Venkata (Murthy) Renduchintala | Management | For | Voted - For |
1g | Elect Director David Rowland | Management | For | Voted - For |
1h | Elect Director Arun Sarin | Management | For | Voted - For |
1i | Elect Director Julie Sweet | Management | For | Voted - For |
1j | Elect Director Frank K. Tang | Management | For | Voted - For |
1k | Elect Director Tracey T. Travis | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Approve KPMG LLP as Auditors and Authorize Board to | |||
Fix Their Remuneration | Management | For | Voted - For | |
5 | Authorize Board to Allot and Issue Shares | Management | For | Voted - For |
6 | Authorize Board to Opt-Out of Statutory Pre-Emption | |||
Rights | Management | For | Voted - For | |
7 | Determine Price Range for Reissuance of Treasury | |||
Shares | Management | For | Voted - For |
4
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ADIENT PLC | ||||
Security ID: G0084W101 Ticker: ADNT | ||||
Meeting Date: 12-Mar-20 | ||||
1a | Elect Director Julie L. Bushman | Management | For | Voted - For |
1b | Elect Director Peter H. Carlin | Management | For | Voted - For |
1c | Elect Director Raymond L. Conner | Management | For | Voted - For |
1d | Elect Director Douglas G. Del Grosso | Management | For | Voted - For |
1e | Elect Director Richard Goodman | Management | For | Voted - For |
1f | Elect Director Jose M. Gutierrez | Management | For | Voted - For |
1g | Elect Director Frederick A. "Fritz" Henderson | Management | For | Voted - For |
1h | Elect Director Barb J. Samardzich | Management | For | Voted - For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Non Employee Director Restricted Stock Plan | Management | For | Voted - For |
ADVANCED MICRO DEVICES, INC. | ||||
Security ID: 007903107 Ticker: AMD | ||||
Meeting Date: 07-May-20 | ||||
1a | Elect Director John E. Caldwell | Management | For | Voted - For |
1b | Elect Director Nora M. Denzel | Management | For | Voted - For |
1c | Elect Director Mark Durcan | Management | For | Voted - For |
1d | Elect Director Michael P. Gregoire | Management | For | Voted - For |
1e | Elect Director Joseph A. Householder | Management | For | Voted - For |
1f | Elect Director John W. Marren | Management | For | Voted - For |
1g | Elect Director Lisa T. Su | Management | For | Voted - For |
1h | Elect Director Abhi Y. Talwalkar | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
AFLAC INCORPORATED | ||||
Security ID: 001055102 Ticker: AFL | ||||
Meeting Date: 04-May-20 | ||||
1a | Elect Director Daniel P. Amos | Management | For | Voted - For |
1b | Elect Director W. Paul Bowers | Management | For | Voted - For |
1c | Elect Director Toshihiko Fukuzawa | Management | For | Voted - For |
1d | Elect Director Thomas J. Kenny | Management | For | Voted - For |
1e | Elect Director Georgette D. Kiser | Management | For | Voted - For |
1f | Elect Director Karole F. Lloyd | Management | For | Voted - For |
1g | Elect Director Nobuchika Mori | Management | For | Voted - For |
1h | Elect Director Joseph L. Moskowitz | Management | For | Voted - For |
5
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1i | Elect Director Barbara K. Rimer | Management | For | Voted - For |
1j | Elect Director Katherine T. Rohrer | Management | For | Voted - For |
1k | Elect Director Melvin T. Stith | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
AGCO CORPORATION | ||||
Security ID: 001084102 Ticker: AGCO | ||||
Meeting Date: 30-Apr-20 | ||||
1.1 | Elect Director Roy V. Armes | Management | For | Voted - For |
1.2 | Elect Director Michael C. Arnold | Management | For | Voted - For |
1.3 | Elect Director Sondra L. Barbour | Management | For | Voted - For |
1.4 | Elect Director P. George Benson | Management | For | Voted - For |
1.5 | Elect Director Suzanne P. Clark | Management | For | Voted - For |
1.6 | Elect Director Wolfgang Deml | Management | For | Voted - For |
1.7 | Elect Director George E. Minnich | Management | For | Voted - For |
1.8 | Elect Director Martin H. Richenhagen | Management | For | Voted - For |
1.9 | Elect Director Gerald L. Shaheen | Management | For | Voted - For |
1.10 | Elect Director Mallika Srinivasan | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditor | Management | For | Voted - For |
AGILENT TECHNOLOGIES, INC. | ||||
Security ID: 00846U101 Ticker: A | ||||
Meeting Date: 17-Apr-20 | ||||
1.1 | Elect Director Heidi Kunz | Management | For | Voted - For |
1.2 | Elect Director Susan H. Rataj | Management | For | Voted - For |
1.3 | Elect Director George A. Scangos | Management | For | Voted - For |
1.4 | Elect Director Dow R. Wilson | Management | For | Voted - For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
AIR PRODUCTS AND CHEMICALS, INC. | ||||
Security ID: 009158106 Ticker: APD | ||||
Meeting Date: 23-Jan-20 | ||||
1a | Elect Director Susan K. Carter | Management | For | Voted - For |
1b | Elect Director Charles I. Cogut | Management | For | Voted - For |
1c | Elect Director Chadwick C. Deaton | Management | For | Voted - For |
1d | Elect Director Seifollah (Seifi) Ghasemi | Management | For | Voted - For |
6
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1e | Elect Director David H. Y. Ho | Management | For | Voted - For |
1f | Elect Director Margaret G. McGlynn | Management | For | Voted - For |
1g | Elect Director Edward L. Monser | Management | For | Voted - For |
1h | Elect Director Matthew H. Paull | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
ALPHABET INC. | ||||
Security ID: 02079K305 Ticker: GOOGL | ||||
Meeting Date: 03-Jun-20 | ||||
1.1 | Elect Director Larry Page | Management | For | Voted - For |
1.2 | Elect Director Sergey Brin | Management | For | Voted - For |
1.3 | Elect Director Sundar Pichai | Management | For | Voted - For |
1.4 | Elect Director John L. Hennessy | Management | For | Voted - For |
1.5 | Elect Director Frances H. Arnold | Management | For | Voted - For |
1.6 | Elect Director L. John Doerr | Management | For | Voted - Withheld |
1.7 | Elect Director Roger W. Ferguson Jr. | Management | For | Voted - For |
1.8 | Elect Director Ann Mather | Management | For | Voted - For |
1.9 | Elect Director Alan R. Mulally | Management | For | Voted - Withheld |
1.10 | Elect Director K. Ram Shiram | Management | For | Voted - Withheld |
1.11 | Elect Director Robin L. Washington | Management | For | Voted - Withheld |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
5 | Approve Recapitalization Plan for all Stock to Have | |||
One-vote per Share | Shareholder | Against | Voted - For | |
6 | Report on Arbitration of Employment-Related Claims | Shareholder | Against | Voted - For |
7 | Establish Human Rights Risk Oversight Committee | Shareholder | Against | Voted - For |
8 | Require Shareholder Approval of Bylaw Amendments | |||
Adopted by the Board of Directors | Shareholder | Against | Voted - Against | |
9 | Assess Feasibility of Including Sustainability as a | |||
Performance Measure for Senior Executive | ||||
Compensation | Shareholder | Against | Voted - For | |
10 | Report on Takedown Requests | Shareholder | Against | Voted - For |
11 | Require a Majority Vote for the Election of | |||
Directors | Shareholder | Against | Voted - For | |
12 | Report on Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
13 | Require Independent Director Nominee with Human | |||
and/or Civil Rights Experience | Shareholder | Against | Voted - For | |
14 | Report on Whistleblower Policies and Practices | Shareholder | Against | Voted - Against |
7
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AMAZON.COM, INC. | ||||
Security ID: 023135106 Ticker: AMZN | ||||
Meeting Date: 27-May-20 | ||||
1a | Elect Director Jeffrey P. Bezos | Management | For | Voted - For |
1b | Elect Director Rosalind G. Brewer | Management | For | Voted - For |
1c | Elect Director Jamie S. Gorelick | Management | For | Voted - For |
1d | Elect Director Daniel P. Huttenlocher | Management | For | Voted - For |
1e | Elect Director Judith A. McGrath | Management | For | Voted - For |
1f | Elect Director Indra K. Nooyi | Management | For | Voted - For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | Voted - For |
1h | Elect Director Thomas O. Ryder | Management | For | Voted - For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | Voted - For |
1j | Elect Director Wendell P. Weeks | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Management | For | Voted - For | |
5 | Report on Management of Food Waste | Shareholder | Against | Voted - For |
6 | Report on Customers' Use of its Surveillance and | |||
Computer Vision Products or Cloud-Based Services | Shareholder | Against | Voted - For | |
7 | Report on Potential Human Rights Impacts of | |||
Customers' Use of Rekognition | Shareholder | Against | Voted - For | |
8 | Report on Products Promoting Hate Speech and Sales | |||
of Offensive Products | Shareholder | Against | Voted - For | |
9 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
10 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
11 | Report on Reducing Environmental and Health Harms | |||
to Communities of Color | Shareholder | Against | Voted - For | |
12 | Report on Viewpoint Discrimination | Shareholder | Against | Voted - For |
13 | Report on Promotion Velocity | Shareholder | Against | Voted - For |
14 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
15 | Human Rights Risk Assessment | Shareholder | Against | Voted - For |
16 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
AMERICAN WATER WORKS COMPANY, INC. | ||||
Security ID: 030420103 Ticker: AWK | ||||
Meeting Date: 13-May-20 | ||||
1a | Elect Director Jeffrey N. Edwards | Management | For | Voted - For |
1b | Elect Director Martha Clark Goss | Management | For | Voted - For |
1c | Elect Director Veronica M. Hagen | Management | For | Voted - For |
1d | Elect Director Kimberly J. Harris | Management | For | Voted - For |
1e | Elect Director Julia L. Johnson | Management | For | Voted - For |
1f | Elect Director Patricia L. Kampling | Management | For | Voted - For |
1g | Elect Director Karl F. Kurz | Management | For | Voted - For |
8
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1h | Elect Director Walter J. Lynch | Management | For | Voted - For |
1i | Elect Director George MacKenzie | Management | For | Voted - For |
1j | Elect Director James G. Stavridis | Management | For | Voted - For |
1k | Elect Director Lloyd M. Yates | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
ANADARKO PETROLEUM CORPORATION | ||||
Security ID: 032511107 Ticker: APC | ||||
Meeting Date: 08-Aug-19 | ||||
1 | Approve Merger Agreement | Management | For | Voted - For |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - Against |
ANALOG DEVICES, INC. | ||||
Security ID: 032654105 Ticker: ADI | ||||
Meeting Date: 11-Mar-20 | ||||
1a | Elect Director Ray Stata | Management | For | Voted - For |
1b | Elect Director Vincent Roche | Management | For | Voted - For |
1c | Elect Director James A. Champy | Management | For | Voted - For |
1d | Elect Director Anantha P. Chandrakasan | Management | For | Voted - For |
1e | Elect Director Bruce R. Evans | Management | For | Voted - For |
1f | Elect Director Edward H. Frank | Management | For | Voted - For |
1g | Elect Director Karen M. Golz | Management | For | Voted - For |
1h | Elect Director Mark M. Little | Management | For | Voted - For |
1i | Elect Director Kenton J. Sicchitano | Management | For | Voted - For |
1j | Elect Director Susie Wee | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
APPLE INC. | ||||
Security ID: 037833100 Ticker: AAPL | ||||
Meeting Date: 26-Feb-20 | ||||
1a | Elect Director James Bell | Management | For | Voted - For |
1b | Elect Director Tim Cook | Management | For | Voted - For |
1c | Elect Director Al Gore | Management | For | Voted - For |
1d | Elect Director Andrea Jung | Management | For | Voted - For |
1e | Elect Director Art Levinson | Management | For | Voted - For |
1f | Elect Director Ron Sugar | Management | For | Voted - For |
1g | Elect Director Sue Wagner | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
9
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Proxy Access Amendments | Shareholder | Against | Voted - For |
5 | Assess Feasibility of Including Sustainability as a | |||
Performance Measure for Senior Executive | ||||
Compensation | Shareholder | Against | Voted - For | |
6 | Report on Freedom of Expression and Access to | |||
Information Policies | Shareholder | Against | Voted - For | |
APTIV PLC | ||||
Security ID: G6095L109 Ticker: APTV | ||||
Meeting Date: 23-Apr-20 | ||||
1 | Elect Director Kevin P. Clark | Management | For | Voted - For |
2 | Elect Director Nancy E. Cooper | Management | For | Voted - For |
3 | Elect Director Nicholas M. Donofrio | Management | For | Voted - For |
4 | Elect Director Rajiv L. Gupta | Management | For | Voted - For |
5 | Elect Director Joseph L. Hooley | Management | For | Voted - For |
6 | Elect Director Sean O. Mahoney | Management | For | Voted - For |
7 | Elect Director Paul M. Meister | Management | For | Voted - For |
8 | Elect Director Robert K. Ortberg | Management | For | Voted - For |
9 | Elect Director Colin J. Parris | Management | For | Voted - For |
10 | Elect Director Ana G. Pinczuk | Management | For | Voted - For |
11 | Elect Director Lawrence A. Zimmerman | Management | For | Voted - For |
12 | Approve Ernst & Young LLP as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
13 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
ARCHER-DANIELS-MIDLAND COMPANY | ||||
Security ID: 039483102 Ticker: ADM | ||||
Meeting Date: 07-May-20 | ||||
1a | Elect Director Michael S. Burke | Management | For | Voted - For |
1b | Elect Director Terrell K. Crews | Management | For | Voted - For |
1c | Elect Director Pierre Dufour | Management | For | Voted - For |
1d | Elect Director Donald E. Felsinger | Management | For | Voted - For |
1e | Elect Director Suzan F. Harrison | Management | For | Voted - For |
1f | Elect Director Juan R. Luciano | Management | For | Voted - For |
1g | Elect Director Patrick J. Moore | Management | For | Voted - For |
1h | Elect Director Francisco J. Sanchez | Management | For | Voted - For |
1i | Elect Director Debra A. Sandler | Management | For | Voted - For |
1j | Elect Director Lei Z. Schlitz | Management | For | Voted - For |
1k | Elect Director Kelvin R. Westbrook | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
10
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AT&T INC. | ||||
Security ID: 00206R102 Ticker: T | ||||
Meeting Date: 24-Apr-20 | ||||
1.1 | Elect Director Randall L. Stephenson | Management | For | Voted - For |
1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | Voted - For |
1.3 | Elect Director Richard W. Fisher | Management | For | Voted - For |
1.4 | Elect Director Scott T. Ford | Management | For | Voted - For |
1.5 | Elect Director Glenn H. Hutchins | Management | For | Voted - For |
1.6 | Elect Director William E. Kennard | Management | For | Voted - For |
1.7 | Elect Director Debra L. Lee | Management | For | Voted - For |
1.8 | Elect Director Stephen J. Luczo | Management | For | Voted - For |
1.9 | Elect Director Michael B. McCallister | Management | For | Voted - For |
1.10 | Elect Director Beth E. Mooney | Management | For | Voted - For |
1.11 | Elect Director Matthew K. Rose | Management | For | Voted - For |
1.12 | Elect Director Cynthia B. Taylor | Management | For | Voted - For |
1.13 | Elect Director Geoffrey Y. Yang | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
5 | Approve Nomination of Employee Representative | |||
Director | Shareholder | Against | Voted - Against | |
6 | Improve Guiding Principles of Executive Compensation | Shareholder | Against | Voted - Against |
ATLANTICA YIELD PLC | ||||
Security ID: G0751N103 Ticker: AY | ||||
Meeting Date: 05-May-20 | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve Remuneration Policy | Management | For | Voted - For |
4 | Elect Director Jackson Robinson | Management | For | Voted - For |
5 | Elect Director Andrea Brentan | Management | For | Voted - For |
6 | Elect Director Robert Dove | Management | For | Voted - For |
7 | Elect Director Francisco J. Martinez | Management | For | Voted - For |
8 | Authorise Issue of Equity | Management | For | Voted - For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - Against |
10 | Change Company Name to Atlantica Sustainable | |||
Infrastructure plc | Management | For | Voted - For | |
11 | Approve Matters Relating to the Relevant | |||
Distributions | Management | For | Voted - For |
11
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AUTOLIV, INC. | ||||
Security ID: 052800109 Ticker: ALV | ||||
Meeting Date: 07-May-20 | ||||
1.1 | Elect Director Mikael Bratt | Management | For | Voted - For |
1.2 | Elect Director Jan Carlson | Management | For | Voted - For |
1.3 | Elect Director Hasse Johansson | Management | For | Voted - For |
1.4 | Elect Director Leif Johansson | Management | For | Voted - For |
1.5 | Elect Director David E. Kepler | Management | For | Voted - For |
1.6 | Elect Director Franz-Josef Kortum | Management | For | Voted - For |
1.7 | Elect Director Min Liu | Management | For | Voted - For |
1.8 | Elect Director Xiaozhi Liu | Management | For | Voted - For |
1.9 | Elect Director James M. Ringler | Management | For | Voted - For |
1.10 | Elect Director Thaddeus J. "Ted" Senko | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young AB as Auditor | Management | For | Voted - For |
AVALONBAY COMMUNITIES, INC. | ||||
Security ID: 053484101 Ticker: AVB | ||||
Meeting Date: 12-May-20 | ||||
1a | Elect Director Glyn F. Aeppel | Management | For | Voted - For |
1b | Elect Director Terry S. Brown | Management | For | Voted - For |
1c | Elect Director Alan B. Buckelew | Management | For | Voted - For |
1d | Elect Director Ronald L. Havner, Jr. | Management | For | Voted - For |
1e | Elect Director Stephen P. Hills | Management | For | Voted - For |
1f | Elect Director Richard J. Lieb | Management | For | Voted - For |
1g | Elect Director Timothy J. Naughton | Management | For | Voted - For |
1h | Elect Director H. Jay Sarles | Management | For | Voted - For |
1i | Elect Director Susan Swanezy | Management | For | Voted - For |
1j | Elect Director W. Edward Walter | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Eliminate Supermajority Vote Requirement for Future | |||
Charter Amendments and Other Extraordinary Actions | Management | For | Voted - For | |
AVERY DENNISON CORPORATION | ||||
Security ID: 053611109 Ticker: AVY | ||||
Meeting Date: 23-Apr-20 | ||||
1a | Elect Director Bradley A. Alford | Management | For | Voted - For |
1b | Elect Director Anthony K. Anderson | Management | For | Voted - For |
1c | Elect Director Peter K. Barker | Management | For | Voted - For |
1d | Elect Director Mark J. Barrenechea | Management | For | Voted - For |
12
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1e | Elect Director Mitchell R. Butier | Management | For | Voted - For |
1f | Elect Director Ken C. Hicks | Management | For | Voted - For |
1g | Elect Director Andres A. Lopez | Management | For | Voted - For |
1h | Elect Director Patrick T. Siewert | Management | For | Voted - For |
1i | Elect Director Julia A. Stewart | Management | For | Voted - For |
1j | Elect Director Martha N. Sullivan | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
BALL CORPORATION | ||||
Security ID: 058498106 Ticker: BLL | ||||
Meeting Date: 29-Apr-20 | ||||
1.1 | Elect Director John A. Hayes | Management | For | Voted - Withheld |
1.2 | Elect Director Cathy D. Ross | Management | For | Voted - Withheld |
1.3 | Elect Director Betty Sapp | Management | For | Voted - For |
1.4 | Elect Director Stuart A. Taylor, II | Management | For | Voted - Withheld |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
BANK OF AMERICA CORPORATION | ||||
Security ID: 060505104 Ticker: BAC | ||||
Meeting Date: 22-Apr-20 | ||||
1a | Elect Director Sharon L. Allen | Management | For | Voted - For |
1b | Elect Director Susan S. Bies | Management | For | Voted - For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | Voted - For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | Voted - For |
1e | Elect Director Pierre J.P. de Weck | Management | For | Voted - For |
1f | Elect Director Arnold W. Donald | Management | For | Voted - For |
1g | Elect Director Linda P. Hudson | Management | For | Voted - For |
1h | Elect Director Monica C. Lozano | Management | For | Voted - For |
1i | Elect Director Thomas J. May | Management | For | Voted - For |
1j | Elect Director Brian T. Moynihan | Management | For | Voted - For |
1k | Elect Director Lionel L. Nowell, III | Management | For | Voted - For |
1l | Elect Director Denise L. Ramos | Management | For | Voted - For |
1m | Elect Director Clayton S. Rose | Management | For | Voted - For |
1n | Elect Director Michael D. White | Management | For | Voted - For |
1o | Elect Director Thomas D. Woods | Management | For | Voted - For |
1p | Elect Director R. David Yost | Management | For | Voted - For |
1q | Elect Director Maria T. Zuber | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
13
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
6 | Report on Gender Pay Gap | Shareholder | Against | Voted - For |
7 | Review of Statement of the Purpose of a Corporation | |||
and Report on Recommended Changes to Governance | ||||
Documents, Policies, and Practices | Shareholder | Against | Voted - For | |
BAXTER INTERNATIONAL INC. | ||||
Security ID: 071813109 Ticker: BAX | ||||
Meeting Date: 05-May-20 | ||||
1a | Elect Director Jose "Joe" E. Almeida | Management | For | Voted - For |
1b | Elect Director Thomas F. Chen | Management | For | Voted - For |
1c | Elect Director John D. Forsyth | Management | For | Voted - For |
1d | Elect Director James R. Gavin, III | Management | For | Voted - For |
1e | Elect Director Peter S. Hellman | Management | For | Voted - For |
1f | Elect Director Michael F. Mahoney | Management | For | Voted - For |
1g | Elect Director Patricia B. Morrrison | Management | For | Voted - For |
1h | Elect Director Stephen N. Oesterle | Management | For | Voted - For |
1i | Elect Director Cathy R. Smith | Management | For | Voted - For |
1j | Elect Director Thomas T. Stallkamp | Management | For | Voted - For |
1k | Elect Director Albert P.L. Stroucken | Management | For | Voted - For |
1l | Elect Director Amy A. Wendell | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Require Independent Board Chair | Shareholder | Against | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
BECTON, DICKINSON AND COMPANY | ||||
Security ID: 075887109 Ticker: BDX | ||||
Meeting Date: 28-Jan-20 | ||||
1.1 | Elect Director Catherine M. Burzik | Management | For | Voted - For |
1.2 | Elect Director R. Andrew Eckert | Management | For | Voted - For |
1.3 | Elect Director Vincent A. Forlenza | Management | For | Voted - For |
1.4 | Elect Director Claire M. Fraser | Management | For | Voted - For |
1.5 | Elect Director Jeffrey W. Henderson | Management | For | Voted - For |
1.6 | Elect Director Christopher Jones | Management | For | Voted - For |
1.7 | Elect Director Marshall O. Larsen | Management | For | Voted - For |
1.8 | Elect Director David F. Melcher | Management | For | Voted - For |
1.9 | Elect Director Thomas E. Polen | Management | For | Voted - For |
1.10 | Elect Director Claire Pomeroy | Management | For | Voted - For |
1.11 | Elect Director Rebecca W. Rimel | Management | For | Voted - For |
1.12 | Elect Director Timothy M. Ring | Management | For | Voted - For |
1.13 | Elect Director Bertram L. Scott | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
14
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Omnibus Stock Plan | Management | For | Voted - For |
6 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
BEST BUY CO., INC. | ||||
Security ID: 086516101 Ticker: BBY | ||||
Meeting Date: 11-Jun-20 | ||||
1a | Elect Director Corie S. Barry | Management | For | Voted - For |
1b | Elect Director Lisa M. Caputo | Management | For | Voted - For |
1c | Elect Director J. Patrick Doyle | Management | For | Voted - For |
1d | Elect Director Kathy J. Higgins Victor | Management | For | Voted - For |
1e | Elect Director David W. Kenny | Management | For | Voted - For |
1f | Elect Director Karen A. McLoughlin | Management | For | Voted - For |
1g | Elect Director Thomas L. "Tommy" Millner | Management | For | Voted - For |
1h | Elect Director Claudia F. Munce | Management | For | Voted - For |
1i | Elect Director Richelle P. Parham | Management | For | Voted - For |
1j | Elect Director Eugene A. Woods | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Eliminate Supermajority Vote Requirement to Amend, | |||
Alter or Repeal the Provisions of Article IX | Management | For | Voted - For | |
6 | Eliminate Supermajority Vote Requirement to Amend | |||
Section 1, Election of Directors, of Article III of | ||||
the Amended and Restated By-laws | Management | For | Voted - For | |
7 | Eliminate Supermajority Vote Requirement to Amend, | |||
Alter or Repeal the Provisions of Article X | Management | For | Voted - For | |
8 | Amend the Anti-Greenmail Provision Voting Standard | |||
in Article X, Section 2 | Management | For | Voted - For | |
BIOGEN INC. | ||||
Security ID: 09062X103 Ticker: BIIB | ||||
Meeting Date: 03-Jun-20 | ||||
1a | Elect Director Alexander J. Denner | Management | For | Voted - For |
1b | Elect Director Caroline D. Dorsa | Management | For | Voted - For |
1c | Elect Director William A. Hawkins | Management | For | Voted - For |
1d | Elect Director Nancy L. Leaming | Management | For | Voted - For |
1e | Elect Director Jesus B. Mantas | Management | For | Voted - For |
1f | Elect Director Richard C. Mulligan | Management | For | Voted - For |
1g | Elect Director Robert W. Pangia | Management | For | Voted - For |
1h | Elect Director Stelios Papadopoulos | Management | For | Voted - For |
1i | Elect Director Brian S. Posner | Management | For | Voted - For |
1j | Elect Director Eric K. Rowinsky | Management | For | Voted - For |
1k | Elect Director Stephen A. Sherwin | Management | For | Voted - For |
15
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1l | Elect Director Michel Vounatsos | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
BRISTOL-MYERS SQUIBB COMPANY | ||||
Security ID: 110122108 Ticker: BMY | ||||
Meeting Date: 05-May-20 | ||||
1A | Elect Director Peter J. Arduini | Management | For | Voted - For |
1B | Elect Director Robert Bertolini | Management | For | Voted - For |
1C | Elect Director Michael W. Bonney | Management | For | Voted - For |
1D | Elect Director Giovanni Caforio | Management | For | Voted - For |
1E | Elect Director Matthew W. Emmens | Management | For | Voted - For |
1F | Elect Director Julia A. Haller | Management | For | Voted - For |
1G | Elect Director Dinesh C. Paliwal | Management | For | Voted - For |
1H | Elect Director Theodore R. Samuels | Management | For | Voted - For |
1I | Elect Director Vicki L. Sato | Management | For | Voted - For |
1J | Elect Director Gerald L. Storch | Management | For | Voted - For |
1K | Elect Director Karen H. Vousden | Management | For | Voted - For |
1L | Elect Director Phyllis R. Yale | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
BUNGE LIMITED | ||||
Security ID: G16962105 Ticker: BG | ||||
Meeting Date: 21-May-20 | ||||
1a | Elect Director Sheila Bair | Management | For | Voted - For |
1b | Elect Director Vinita Bali | Management | For | Voted - For |
1c | Elect Director Carol M. Browner | Management | For | Voted - For |
1d | Elect Director Andrew Ferrier | Management | For | Voted - For |
1e | Elect Director Paul Fribourg | Management | For | Voted - For |
1f | Elect Director J. Erik Fyrwald | Management | For | Voted - For |
1g | Elect Director Gregory A. Heckman | Management | For | Voted - For |
1h | Elect Director Bernardo Hees | Management | For | Voted - For |
1i | Elect Director Kathleen Hyle | Management | For | Voted - For |
1j | Elect Director Henry W. (Jay) Winship | Management | For | Voted - For |
1k | Elect Director Mark N. Zenuk | Management | For | Voted - For |
2 | Approve Deloitte & Touche LLP as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
16
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CAMPBELL SOUP COMPANY | ||||
Security ID: 134429109 Ticker: CPB | ||||
Meeting Date: 20-Nov-19 | ||||
1.1 | Elect Director Fabiola R. Arredondo | Management | For | Voted - For |
1.2 | Elect Director Howard M. Averill | Management | For | Voted - For |
1.3 | Elect Director John P. (JP) Bilbrey | Management | For | Voted - For |
1.4 | Elect Director Mark A. Clouse | Management | For | Voted - For |
1.5 | Elect Director Bennett Dorrance | Management | For | Voted - For |
1.6 | Elect Director Maria Teresa (Tessa) Hilado | Management | For | Voted - For |
1.7 | Elect Director Sarah Hofstetter | Management | For | Voted - For |
1.8 | Elect Director Marc B. Lautenbach | Management | For | Voted - For |
1.9 | Elect Director Mary Alice Dorrance Malone | Management | For | Voted - For |
1.10 | Elect Director Keith R. McLoughlin | Management | For | Voted - For |
1.11 | Elect Director Kurt T. Schmidt | Management | For | Voted - For |
1.12 | Elect Director Archbold D. van Beuren | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
CARNIVAL CORPORATION | ||||
Security ID: 143658300 Ticker: CCL | ||||
Meeting Date: 06-Apr-20 | ||||
1 | Re-elect Micky Arison as a Director of Carnival | |||
Corporation and as a Director of Carnival plc. | Management | For | Voted - For | |
2 | Re-elect Jonathon Band as a Director of Carnival | |||
Corporation and as a Director of Carnival plc. | Management | For | Voted - For | |
3 | Re-elect Jason Glen Cahilly as a Director of | |||
Carnival Corporation and as a Director of Carnival | ||||
plc. | Management | For | Voted - For | |
4 | Re-elect Helen Deeble as a Director of Carnival | |||
Corporation and as a Director of Carnival plc. | Management | For | Voted - For | |
5 | Re-elect Arnold W. Donald as a Director of Carnival | |||
Corporation and as a Director of Carnival plc. | Management | For | Voted - For | |
6 | Re-elect Richard J. Glasier as a Director of | |||
Carnival Corporation and as a Director of Carnival | ||||
plc. | Management | For | Voted - For | |
7 | Re-elect Katie Lahey as a Director of Carnival | |||
Corporation and as a Director of Carnival plc. | Management | For | Voted - For | |
8 | Re-elect John Parker as a Director of Carnival | |||
Corporation and as a Director of Carnival plc. | Management | For | Voted - For | |
9 | Re-elect Stuart Subotnick as a Director of Carnival | |||
Corporation and as a Director of Carnival plc. | Management | For | Voted - For | |
10 | Re-elect Laura Weil as a Director of Carnival | |||
Corporation and as a Director of Carnival plc. | Management | For | Voted - For | |
11 | Re-elect Randall J. Weisenburger as a Director of | |||
Carnival Corporation and as a Director of Carnival | ||||
plc. | Management | For | Voted - For |
17
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
12 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
13 | Approve Directors' Remuneration Report other than | |||
Remuneration Report Set out in Section B of Part II | ||||
(in accordance with legal requirements applicable | ||||
to UK companies) | Management | For | Voted - For | |
14 | Approve Directors' Remuneration Policy (in | |||
accordance with legal requirements applicable to UK | ||||
companies) | Management | For | Voted - For | |
15 | Reappoint PricewaterhouseCoopers LLP as Independent | |||
Auditors of Carnival plc; Ratify the Selection of | ||||
the U.S. Firm of PricewaterhouseCoopers LLP as the | ||||
Independent Registered Certified Public Accounting | ||||
Firm of Carnival Corporation | Management | For | Voted - For | |
16 | Authorize Board to Fix Remuneration of Auditors | Management | For | Voted - For |
17 | Receive the UK Accounts and Reports of the | |||
Directors and Auditors of Carnival plc for the year | ||||
ended November 30, 2019 (in accordance with legal | ||||
requirements applicable to UK companies). | Management | For | Voted - For | |
18 | Approve Issuance of Equity | Management | For | Voted - For |
19 | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights | Management | For | Voted - For | |
20 | Authorize Share Repurchase Program | Management | For | Voted - For |
21 | Approve Omnibus Stock Plan | Management | For | Voted - For |
22 | Approve UK Employee Share Purchase Plan | Management | For | Voted - For |
CBRE GROUP, INC. | ||||
Security ID: 12504L109 Ticker: CBRE | ||||
Meeting Date: 14-May-20 | ||||
1a | Elect Director Brandon B. Boze | Management | For | Voted - For |
1b | Elect Director Beth F. Cobert | Management | For | Voted - For |
1c | Elect Director Curtis F. Feeny | Management | For | Voted - For |
1d | Elect Director Reginald H. Gilyard | Management | For | Voted - For |
1e | Elect Director Shira D. Goodman | Management | For | Voted - For |
1f | Elect Director Christopher T. Jenny | Management | For | Voted - For |
1g | Elect Director Gerardo I. Lopez | Management | For | Voted - For |
1h | Elect Director Robert E. Sulentic | Management | For | Voted - For |
1i | Elect Director Laura D. Tyson | Management | For | Voted - For |
1j | Elect Director Ray Wirta | Management | For | Voted - For |
1k | Elect Director Sanjiv Yajnik | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For |
18
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CHURCH & DWIGHT CO., INC. | ||||
Security ID: 171340102 Ticker: CHD | ||||
Meeting Date: 30-Apr-20 | ||||
1a | Elect Director James R. Craigie | Management | For | Voted - For |
1b | Elect Director Bradley C. Irwin | Management | For | Voted - For |
1c | Elect Director Penry W. Price | Management | For | Voted - For |
1d | Elect Director Janet S. Vergis | Management | For | Voted - For |
1e | Elect Director Arthur B. Winkleblack | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Provide Right to Call Special Meeting | Management | For | Voted - For |
4 | Eliminate Supermajority Vote Requirement to Amend | |||
Certain Provisions | Management | For | Voted - For | |
5 | Approve Advance Notice Requirement | Management | For | Voted - For |
6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
CINTAS CORPORATION | ||||
Security ID: 172908105 Ticker: CTAS | ||||
Meeting Date: 29-Oct-19 | ||||
1a | Elect Director Gerald S. Adolph | Management | For | Voted - For |
1b | Elect Director John F. Barrett | Management | For | Voted - For |
1c | Elect Director Melanie W. Barstad | Management | For | Voted - For |
1d | Elect Director Karen L. Carnahan | Management | For | Voted - For |
1e | Elect Director Robert E. Coletti | Management | For | Voted - For |
1f | Elect Director Scott D. Farmer | Management | For | Voted - For |
1g | Elect Director James J. Johnson | Management | For | Voted - For |
1h | Elect Director Joseph Scaminace | Management | For | Voted - For |
1i | Elect Director Ronald W. Tysoe | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Report on Political Contributions | Shareholder | Against | Voted - For |
CISCO SYSTEMS, INC. | ||||
Security ID: 17275R102 Ticker: CSCO | ||||
Meeting Date: 10-Dec-19 | ||||
1a | Elect Director M. Michele Burns | Management | For | Voted - For |
1b | Elect Director Wesley G. Bush | Management | For | Voted - For |
1c | Elect Director Michael D. Capellas | Management | For | Voted - For |
1d | Elect Director Mark Garrett | Management | For | Voted - For |
1e | Elect Director Kristina M. Johnson | Management | For | Voted - For |
1f | Elect Director Roderick C. McGeary | Management | For | Voted - For |
1g | Elect Director Charles H. Robbins | Management | For | Voted - For |
19
Impact Shares NAACP Minority Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1h | Elect Director Arun Sarin | Management | For | Voted - For |
1i | Elect Director Brenton L. Saunders | Management | For | Voted - For |
1j | Elect Director Carol B. Tome | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Require Independent Board Chairman | Shareholder | Against | Voted - Against |
CITIGROUP INC. | ||||
Security ID: 172967424 Ticker: C | ||||
Meeting Date: 21-Apr-20 | ||||
1a | Elect Director Michael L. Corbat | Management | For | Voted - For |
1b | Elect Director Ellen M. Costello | Management | For | Voted - For |
1c | Elect Director Grace E. Dailey | Management | For | Voted - For |
1d | Elect Director Barbara J. Desoer | Management | For | Voted - For |
1e | Elect Director John C. Dugan | Management | For | Voted - For |
1f | Elect Director Duncan P. Hennes | Management | For | Voted - For |
1g | Elect Director Peter B. Henry | Management | For | Voted - For |
1h | Elect Director S. Leslie Ireland | Management | For | Voted - For |
1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | Voted - For |
1j | Elect Director Renee J. James | Management | For | Voted - For |
1k | Elect Director Gary M. Reiner | Management | For | Voted - For |
1l | Elect Director Diana L. Taylor | Management | For | Voted - For |
1m | Elect Director James S. Turley | Management | For | Voted - For |
1n | Elect Director Deborah C. Wright | Management | For | Voted - For |
1o | Elect Director Alexander R. Wynaendts | Management | For | Voted - For |
1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
6 | Review on Governance Documents | Shareholder | Against | Voted - For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
COLGATE-PALMOLIVE COMPANY | ||||
Security ID: 194162103 Ticker: CL | ||||
Meeting Date: 08-May-20 | ||||
1a | Elect Director John P. Bilbrey | Management | For | Voted - For |
1b | Elect Director John T. Cahill | Management | For | Voted - For |
1c | Elect Director Lisa M. Edwards | Management | For | Voted - For |
1d | Elect Director Helene D. Gayle | Management | For | Voted - For |
1e | Elect Director C. Martin Harris | Management | For | Voted - For |
1f | Elect Director Martina Hund-Mejean | Management | For | Voted - For |
1g | Elect Director Lorrie M. Norrington | Management | For | Voted - For |
20
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1h | Elect Director Michael B. Polk | Management | For | Voted - For |
1i | Elect Director Stephen I. Sadove | Management | For | Voted - For |
1j | Elect Director Noel R. Wallace | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
COMCAST CORPORATION | ||||
Security ID: 20030N101 Ticker: CMCSA | ||||
Meeting Date: 03-Jun-20 | ||||
1.1 | Elect Director Kenneth J. Bacon | Management | For | Voted - For |
1.2 | Elect Director Madeline S. Bell | Management | For | Voted - For |
1.3 | Elect Director Naomi M. Bergman | Management | For | Voted - For |
1.4 | Elect Director Edward D. Breen | Management | For | Voted - Withheld |
1.5 | Elect Director Gerald L. Hassell | Management | For | Voted - Withheld |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | Voted - For |
1.7 | Elect Director Maritza G. Montiel | Management | For | Voted - For |
1.8 | Elect Director Asuka Nakahara | Management | For | Voted - For |
1.9 | Elect Director David C. Novak | Management | For | Voted - Withheld |
1.10 | Elect Director Brian L. Roberts | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | Voted - For |
3 | Amend Stock Option Plan | Management | For | Voted - For |
4 | Amend Restricted Stock Plan | Management | For | Voted - For |
5 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
7 | Require Independent Board Chair | Shareholder | Against | Voted - For |
8 | Report on Risks Posed by Failing to Prevent Sexual | |||
Harassment | Shareholder | Against | Voted - For | |
CUMMINS INC. | ||||
Security ID: 231021106 Ticker: CMI | ||||
Meeting Date: 12-May-20 | ||||
1 | Elect Director N. Thomas Linebarger | Management | For | Voted - For |
2 | Elect Director Robert J. Bernhard | Management | For | Voted - For |
3 | Elect Director Franklin R. Chang Diaz | Management | For | Voted - For |
4 | Elect Director Bruno V. Di Leo Allen | Management | For | Voted - For |
5 | Elect Director Stephen B. Dobbs | Management | For | Voted - For |
6 | Elect Director Robert K. Herdman | Management | For | Voted - For |
7 | Elect Director Alexis M. Herman | Management | For | Voted - For |
8 | Elect Director Thomas J. Lynch | Management | For | Voted - For |
9 | Elect Director William I. Miller | Management | For | Voted - For |
10 | Elect Director Georgia R. Nelson | Management | For | Voted - For |
21
Impact Shares NAACP Minority Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
11 | Elect Director Karen H. Quintos | Management | For | Voted - For |
12 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
13 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
14 | Require Shareholder Approval of Bylaw Amendments | |||
Adopted by the Board of Directors | Shareholder | Against | Voted - Against | |
CVS HEALTH CORPORATION | ||||
Security ID: 126650100 Ticker: CVS | ||||
Meeting Date: 14-May-20 | ||||
1a | Elect Director Fernando Aguirre | Management | For | Voted - For |
1b | Elect Director C. David Brown, II | Management | For | Voted - For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | Voted - For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | Voted - For |
1e | Elect Director David W. Dorman | Management | For | Voted - For |
1f | Elect Director Roger N. Farah | Management | For | Voted - For |
1g | Elect Director Anne M. Finucane | Management | For | Voted - For |
1h | Elect Director Edward J. Ludwig | Management | For | Voted - For |
1i | Elect Director Larry J. Merlo | Management | For | Voted - For |
1j | Elect Director Jean-Pierre Millon | Management | For | Voted - For |
1k | Elect Director Mary L. Schapiro | Management | For | Voted - For |
1l | Elect Director William C. Weldon | Management | For | Voted - For |
1m | Elect Director Tony L. White | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
6 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Voted - Against |
7 | Require Independent Board Chairman | Shareholder | Against | Voted - Against |
DEERE & COMPANY | ||||
Security ID: 244199105 Ticker: DE | ||||
Meeting Date: 26-Feb-20 | ||||
1a | Elect Director Samuel R. Allen | Management | For | Voted - For |
1b | Elect Director Alan C. Heuberger | Management | For | Voted - For |
1c | Elect Director Charles O. Holliday, Jr. | Management | For | Voted - For |
1d | Elect Director Dipak C. Jain | Management | For | Voted - For |
1e | Elect Director Michael O. Johanns | Management | For | Voted - For |
1f | Elect Director Clayton M. Jones | Management | For | Voted - For |
1g | Elect Director John C. May | Management | For | Voted - For |
1h | Elect Director Gregory R. Page | Management | For | Voted - For |
1i | Elect Director Sherry M. Smith | Management | For | Voted - For |
1j | Elect Director Dmitri L. Stockton | Management | For | Voted - For |
1k | Elect Director Sheila G. Talton | Management | For | Voted - For |
22
Impact Shares NAACP Minority Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Adopt the Jurisdiction of Incorporation as the | |||
Exclusive Forum for Certain Disputes | Management | For | Voted - Against | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
6 | Disclose Board Qualifications Matrix | Shareholder | Against | Voted - Against |
DELL TECHNOLOGIES INC. | ||||
Security ID: 24703L202 Ticker: DELL | ||||
Meeting Date: 09-Jul-19 | ||||
1.1 | Elect Director Michael S. Dell | Management | For | Voted - Withheld |
1.2 | Elect Director David W. Dorman | Management | For | Voted - Withheld |
1.3 | Elect Director Egon Durban | Management | For | Voted - Withheld |
1.4 | Elect Director William D. Green | Management | For | Voted - Withheld |
1.5 | Elect Director Ellen J. Kullman | Management | For | Voted - Withheld |
1.6 | Elect Director Simon Patterson | Management | For | Voted - Withheld |
1.7 | Elect Director Lynn M. Vojvodich | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
Meeting Date: 29-Jun-20 | ||||
1.1 | Elect Director Michael S. Dell | Management | For | Voted - Withheld |
1.2 | Elect Director David W. Dorman | Management | For | Voted - Withheld |
1.3 | Elect Director Egon Durban | Management | For | Voted - Withheld |
1.4 | Elect Director William D. Green | Management | For | Voted - Withheld |
1.5 | Elect Director Simon Patterson | Management | For | Voted - Withheld |
1.6 | Elect Director Lynn M. Vojvodich | Management | For | Voted - Withheld |
1.7 | Elect Director Ellen J. Kullman | Management | For | Voted - Withheld |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
DELTA AIR LINES, INC. | ||||
Security ID: 247361702 Ticker: DAL | ||||
Meeting Date: 18-Jun-20 | ||||
1a | Elect Director Edward H. Bastian | Management | For | Voted - For |
1b | Elect Director Francis S. Blake | Management | For | Voted - For |
1c | Elect Director Ashton B. Carter | Management | For | Voted - For |
1d | Elect Director David G. DeWalt | Management | For | Voted - For |
1e | Elect Director William H. Easter, III | Management | For | Voted - For |
1f | Elect Director Christopher A. Hazleton | Management | For | Voted - For |
1g | Elect Director Michael P. Huerta | Management | For | Voted - For |
23
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1h | Elect Director Jeanne P. Jackson | Management | For | Voted - For |
1i | Elect Director George N. Mattson | Management | For | Voted - For |
1j | Elect Director Sergio A. L. Rial | Management | For | Voted - For |
1k | Elect Director David S. Taylor | Management | For | Voted - For |
1l | Elect Director Kathy N. Waller | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Report on Climate Lobbying | Shareholder | Against | Voted - For |
6 | Report on Political Contributions | Shareholder | Against | Voted - For |
7 | Report on Sexual Harassment Policy | Shareholder | Against | Voted - For |
DISCOVER FINANCIAL SERVICES | ||||
Security ID: 254709108 Ticker: DFS | ||||
Meeting Date: 14-May-20 | ||||
1.1 | Elect Director Jeffrey S. Aronin | Management | For | Voted - For |
1.2 | Elect Director Mary K. Bush | Management | For | Voted - For |
1.3 | Elect Director Gregory C. Case | Management | For | Voted - For |
1.4 | Elect Director Candace H. Duncan | Management | For | Voted - For |
1.5 | Elect Director Joseph F. Eazor | Management | For | Voted - For |
1.6 | Elect Director Cynthia A. Glassman | Management | For | Voted - For |
1.7 | Elect Director Roger C. Hochschild | Management | For | Voted - For |
1.8 | Elect Director Thomas G. Maheras | Management | For | Voted - For |
1.9 | Elect Director Michael H. Moskow | Management | For | Voted - For |
1.10 | Elect Director Mark A. Thierer | Management | For | Voted - For |
1.11 | Elect Director Lawrence A. Weinbach - Withdrawn | |||
Resolution | Management | N/A | Non-Voting | |
1.12 | Elect Director Jennifer L. Wong | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
DUPONT DE NEMOURS, INC. | ||||
Security ID: 26614N102 Ticker: DD | ||||
Meeting Date: 27-May-20 | ||||
1a | Elect Director Amy G. Brady | Management | For | Voted - For |
1b | Elect Director Edward D. Breen | Management | For | Voted - For |
1c | Elect Director Ruby R. Chandy | Management | For | Voted - For |
1d | Elect Director Franklin K. Clyburn, Jr. | Management | For | Voted - For |
1e | Elect Director Terrence R. Curtin | Management | For | Voted - For |
1f | Elect Director Alexander M. Cutler | Management | For | Voted - For |
1g | Elect Director Eleuthere I. du Pont | Management | For | Voted - For |
1h | Elect Director Rajiv L. Gupta | Management | For | Voted - For |
1i | Elect Director Luther C. Kissam | Management | For | Voted - For |
24
Impact Shares NAACP Minority Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1j | Elect Director Frederick M. Lowery | Management | For | Voted - For |
1k | Elect Director Raymond J. Milchovich | Management | For | Voted - For |
1l | Elect Director Steven M. Sterin | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
6 | Approve Creation of an Employee Board Advisory | |||
Position | Shareholder | Against | Voted - Against | |
DXC TECHNOLOGY COMPANY | ||||
Security ID: 23355L106 Ticker: DXC | ||||
Meeting Date: 15-Aug-19 | ||||
1 | Elect Director Mukesh Aghi | Management | For | Voted - For |
1b | Elect Director Amy E. Alving | Management | For | Voted - For |
1c | Elect Director David L. Herzog | Management | For | Voted - For |
1d | Elect Director Sachin Lawande | Management | For | Voted - For |
1e | Elect Director J. Michael Lawrie | Management | For | Voted - For |
1f | Elect Director Mary L. Krakauer | Management | For | Voted - For |
1g | Elect Director Julio A. Portalatin | Management | For | Voted - For |
1h | Elect Director Peter Rutland | Management | For | Voted - For |
1i | Elect Director Michael J. Salvino | Management | For | Voted - For |
1j | Elect Director Manoj P. Singh | Management | For | Voted - For |
1k | Elect Director Robert F. Woods | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
EASTMAN CHEMICAL COMPANY | ||||
Security ID: 277432100 Ticker: EMN | ||||
Meeting Date: 07-May-20 | ||||
1.1 | Elect Director Humberto P. Alfonso | Management | For | Voted - For |
1.2 | Elect Director Brett D. Begemann | Management | For | Voted - For |
1.3 | Elect Director Mark J. Costa | Management | For | Voted - For |
1.4 | Elect Director Edward L. Doheny, II | Management | For | Voted - For |
1.5 | Elect Director Julie F. Holder | Management | For | Voted - For |
1.6 | Elect Director Renee J. Hornbaker | Management | For | Voted - For |
1.7 | Elect Director Kim Ann Mink | Management | For | Voted - For |
1.8 | Elect Director James J. O'Brien | Management | For | Voted - For |
1.9 | Elect Director David W. Raisbeck | Management | For | Voted - For |
1.10 | Elect Director Charles K. Stevens, III | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
25
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
EATON CORPORATION PLC | ||||
Security ID: G29183103 Ticker: ETN | ||||
Meeting Date: 22-Apr-20 | ||||
1a | Elect Director Craig Arnold | Management | For | Voted - For |
1b | Elect Director Christopher M. Connor | Management | For | Voted - For |
1c | Elect Director Michael J. Critelli | Management | For | Voted - For |
1d | Elect Director Richard H. Fearon | Management | For | Voted - For |
1e | Elect Director Olivier Leonetti | Management | For | Voted - For |
1f | Elect Director Deborah L. McCoy | Management | For | Voted - For |
1g | Elect Director Silvio Napoli | Management | For | Voted - For |
1h | Elect Director Gregory R. Page | Management | For | Voted - For |
1i | Elect Director Sandra Pianalto | Management | For | Voted - For |
1j | Elect Director Lori J. Ryerkerk | Management | For | Voted - For |
1k | Elect Director Gerald B. Smith | Management | For | Voted - For |
1l | Elect Director Dorothy C. Thompson | Management | For | Voted - For |
2 | Approve Omnibus Stock Plan | Management | For | Voted - For |
3 | Approve Ernst & Young LLP as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
5 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | Voted - For |
6 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
7 | Authorize Share Repurchase of Issued Share Capital | Management | For | Voted - For |
EBAY INC. | ||||
Security ID: 278642103 Ticker: EBAY | ||||
Meeting Date: 29-Jun-20 | ||||
1a | Elect Director Anthony J. Bates | Management | For | Voted - For |
1b | Elect Director Adriane M. Brown | Management | For | Voted - For |
1c | Elect Director Jesse A. Cohn | Management | For | Voted - For |
1d | Elect Director Diana Farrell | Management | For | Voted - For |
1e | Elect Director Logan D. Green | Management | For | Voted - For |
1f | Elect Director Bonnie S. Hammer | Management | For | Voted - For |
1g | Elect Director Jamie Iannone | Management | For | Voted - For |
1h | Elect Director Kathleen C. Mitic | Management | For | Voted - For |
1i | Elect Director Matthew J. Murphy | Management | For | Voted - For |
1j | Elect Director Pierre M. Omidyar | Management | For | Voted - For |
1k | Elect Director Paul S. Pressler | Management | For | Voted - For |
1l | Elect Director Robert H. Swan | Management | For | Voted - For |
1m | Elect Director Perry M. Traquina | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
26
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
ECOLAB INC. | ||||
Security ID: 278865100 Ticker: ECL | ||||
Meeting Date: 07-May-20 | ||||
1a | Elect Director Douglas M. Baker, Jr. | Management | For | Voted - For |
1b | Elect Director Shari L. Ballard | Management | For | Voted - For |
1c | Elect Director Barbara J. Beck | Management | For | Voted - For |
1d | Elect Director Jeffrey M. Ettinger | Management | For | Voted - For |
1e | Elect Director Arthur J. Higgins | Management | For | Voted - For |
1f | Elect Director Michael Larson | Management | For | Voted - For |
1g | Elect Director David W. MacLennan | Management | For | Voted - For |
1h | Elect Director Tracy B. McKibben | Management | For | Voted - For |
1i | Elect Director Lionel L. Nowell, III | Management | For | Voted - For |
1j | Elect Director Victoria J. Reich | Management | For | Voted - For |
1k | Elect Director Suzanne M. Vautrinot | Management | For | Voted - For |
1l | Elect Director John J. Zillmer | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
ELI LILLY AND COMPANY | ||||
Security ID: 532457108 Ticker: LLY | ||||
Meeting Date: 04-May-20 | ||||
1a | Elect Director Michael L. Eskew | Management | For | Voted - Against |
1b | Elect Director William G. Kaelin, Jr. | Management | For | Voted - For |
1c | Elect Director David A. Ricks | Management | For | Voted - For |
1d | Elect Director Marschall S. Runge | Management | For | Voted - For |
1e | Elect Director Karen Walker | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Declassify the Board of Directors | Management | For | Voted - For |
5 | Eliminate Supermajority Voting Provisions | Management | For | Voted - For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
7 | Report on Forced Swim Test | Shareholder | Against | Voted - Against |
8 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
9 | Disclose Board Matrix Including Ideological | |||
Perspectives | Shareholder | Against | Voted - Against | |
10 | Report on Integrating Drug Pricing Risks into | |||
Senior Executive Compensation Arrangements | Shareholder | Against | Voted - For | |
11 | Adopt Policy on Bonus Banking | Shareholder | Against | Voted - For |
12 | Clawback Disclosure of Recoupment Activity from | |||
Senior Officers | Shareholder | Against | Voted - For |
27
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EMERSON ELECTRIC CO. | ||||
Security ID: 291011104 Ticker: EMR | ||||
Meeting Date: 04-Feb-20 | ||||
1.1 | Elect Director Martin S. Craighead | Management | For | Voted - For |
1.2 | Elect Director David N. Farr | Management | For | Voted - For |
1.3 | Elect Director Gloria A. Flach | Management | For | Voted - For |
1.4 | Elect Director Matthew S. Levatich | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Declassify the Board of Directors | Management | For | Voted - For |
ENCANA CORPORATION | ||||
Security ID: 292505104 Ticker: ECA | ||||
Meeting Date: 14-Jan-20 | ||||
1 | Approve Reorganization Plan | Management | For | Voted - For |
2 | Other Business | Management | For | Voted - Against |
ENPHASE ENERGY, INC. | ||||
Security ID: 29355A107 Ticker: ENPH | ||||
Meeting Date: 20-May-20 | ||||
1.1 | Elect Director Benjamin Kortlang | Management | For | Voted - For |
1.2 | Elect Director Richard S. Mora | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Increase Authorized Common Stock | Management | For | Voted - For |
4 | Report on Sustainability | Shareholder | Against | Voted - For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
EQT CORPORATION | ||||
Security ID: 26884L109 Ticker: EQT | ||||
Meeting Date: 10-Jul-19 | ||||
1A | Elect Director Philip G. Behrman | Management | For | Do Not Vote |
1B | Elect Director Janet L. Carrig | Management | For | Do Not Vote |
1C | Elect Director Christina A. Cassotis | Management | For | Do Not Vote |
1D | Elect Director William M. Lambert | Management | For | Do Not Vote |
1E | Elect Director Gerald F. MacCleary | Management | For | Do Not Vote |
1F | Elect Director James T. McManus, II | Management | For | Do Not Vote |
1G | Elect Director Valerie A. Mitchell | Management | For | Do Not Vote |
1H | Elect Director Robert J. McNally | Management | For | Do Not Vote |
1I | Elect Director Anita M. Powers | Management | For | Do Not Vote |
28
Impact Shares NAACP Minority Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1J | Elect Director Daniel J. Rice, IV | Management | For | Do Not Vote |
1K | Elect Director Stephen A. Thorington | Management | For | Do Not Vote |
1L | Elect Director Christine J. Toretti | Management | For | Do Not Vote |
1M | Rice Group Nominee Lydia I. Beebe | Shareholder | Against | Do Not Vote |
1N | Rice Group Nominee Lee M. Canaan | Shareholder | Against | Do Not Vote |
1O | Rice Group Nominee Kathryn J. Jackson | Shareholder | Against | Do Not Vote |
1P | Rice Group Nominee John F. McCartney | Shareholder | Against | Do Not Vote |
1Q | Rice Group Nominee Toby Z. Rice | Shareholder | Against | Do Not Vote |
1R | Rice Group Nominee Hallie A. Vanderhider | Shareholder | Against | Do Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Do Not Vote | |
3 | Approve Omnibus Stock Plan | Management | For | Do Not Vote |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Do Not Vote |
1A | Elect Director Lydia I. Beebe | Shareholder | For | Voted - For |
1B | Elect Director Lee M. Canaan | Shareholder | For | Voted - For |
1C | Elect Director Kathryn J. Jackson | Shareholder | For | Voted - For |
1D | Elect Director John F. McCartney | Shareholder | For | Voted - For |
1E | Elect Director Daniel J. Rice, IV | Shareholder | For | Voted - For |
1F | Elect Director Toby Z. Rice | Shareholder | For | Voted - For |
1G | Elect Director Hallie A. Vanderhider | Shareholder | For | Voted - For |
1H | Management Nominee Philip G. Behrman | Shareholder | For | Voted - For |
1I | Management Nominee Janet L. Carrig | Shareholder | For | Voted - For |
1J | Management Nominee James T. McManus, II | Shareholder | For | Voted - For |
1K | Management Nominee Anita M. Powers | Shareholder | For | Voted - For |
1L | Management Nominee Stephen A. Thorington | Shareholder | For | Voted - For |
1M | Management Nominee Christina A. Cassotis | Shareholder | Withhold | Voted - Withheld |
1N | Management Nominee William M. Lambert | Shareholder | Withhold | Voted - Withheld |
1O | Management Nominee Gerald F. MacCleary | Shareholder | Withhold | Voted - Withheld |
1P | Management Nominee Valerie A. Mitchell | Shareholder | Withhold | Voted - Withheld |
1Q | Management Nominee Robert J. McNally | Shareholder | Withhold | Voted - Withheld |
1R | Management Nominee Christine J. Toretti | Shareholder | Withhold | Voted - Withheld |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | Against | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
EQUINIX, INC. | ||||
Security ID: 29444U700 Ticker: EQIX | ||||
Meeting Date: 18-Jun-20 | ||||
1.1 | Elect Director Thomas Bartlett | Management | For | Voted - For |
1.2 | Elect Director Nanci Caldwell | Management | For | Voted - For |
1.3 | Elect Director Adaire Fox-Martin | Management | For | Voted - For |
1.4 | Elect Director Gary Hromadko | Management | For | Voted - For |
1.5 | Elect Director William Luby | Management | For | Voted - For |
1.6 | Elect Director Irving Lyons, III | Management | For | Voted - For |
1.7 | Elect Director Charles Meyers | Management | For | Voted - For |
1.8 | Elect Director Christopher Paisley | Management | For | Voted - For |
1.9 | Elect Director Sandra Rivera | Management | For | Voted - For |
29
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Director Peter Van Camp | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - Against |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
5 | Report on Political Contributions | Shareholder | Against | Voted - For |
EQUITABLE HOLDINGS, INC. | ||||
Security ID: 29452E101 Ticker: EQH | ||||
Meeting Date: 20-May-20 | ||||
1.1 | Elect Director Daniel G. Kaye | Management | For | Voted - For |
1.2 | Elect Director Joan Lamm-Tennant | Management | For | Voted - For |
1.3 | Elect Director Kristi A. Matus | Management | For | Voted - Withheld |
1.4 | Elect Director Ramon de Oliveira | Management | For | Voted - For |
1.5 | Elect Director Mark Pearson | Management | For | Voted - For |
1.6 | Elect Director Bertram L. Scott | Management | For | Voted - Withheld |
1.7 | Elect Director George Stansfield | Management | For | Voted - For |
1.8 | Elect Director Charles G.T. Stonehill | Management | For | Voted - Withheld |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
EQUITY RESIDENTIAL | ||||
Security ID: 29476L107 Ticker: EQR | ||||
Meeting Date: 25-Jun-20 | ||||
1.1 | Elect Director Raymond Bennett | Management | For | Voted - For |
1.2 | Elect Director Linda Walker Bynoe | Management | For | Voted - For |
1.3 | Elect Director Connie K. Duckworth | Management | For | Voted - For |
1.4 | Elect Director Mary Kay Haben | Management | For | Voted - For |
1.5 | Elect Director Tahsinul Zia Huque | Management | For | Voted - For |
1.6 | Elect Director Bradley A. Keywell | Management | For | Voted - For |
1.7 | Elect Director John E. Neal | Management | For | Voted - For |
1.8 | Elect Director David J. Neithercut | Management | For | Voted - For |
1.9 | Elect Director Mark J. Parrell | Management | For | Voted - For |
1.10 | Elect Director Mark S. Shapiro | Management | For | Voted - For |
1.11 | Elect Director Stephen E. Sterrett | Management | For | Voted - For |
1.12 | Elect Director Samuel Zell | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
30
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
FACEBOOK, INC. | ||||
Security ID: 30303M102 Ticker: FB | ||||
Meeting Date: 27-May-20 | ||||
1.1 | Elect Director Peggy Alford | Management | For | Voted - For |
1.2 | Elect Director Marc L. Andreessen | Management | For | Voted - Withheld |
1.3 | Elect Director Andrew W. Houston | Management | For | Voted - For |
1.4 | Elect Director Nancy Killefer | Management | For | Voted - For |
1.5 | Elect Director Robert M. Kimmitt | Management | For | Voted - For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | Voted - For |
1.7 | Elect Director Peter A. Thiel | Management | For | Voted - Withheld |
1.8 | Elect Director Tracey T. Travis | Management | For | Voted - For |
1.9 | Elect Director Mark Zuckerberg | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Approve Non-Employee Director Compensation Policy | Management | For | Voted - Against |
4 | Approve Recapitalization Plan for all Stock to Have | |||
One-vote per Share | Shareholder | Against | Voted - For | |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
6 | Require a Majority Vote for the Election of | |||
Directors | Shareholder | Against | Voted - For | |
7 | Report on Political Advertising | Shareholder | Against | Voted - For |
8 | Require Independent Director Nominee with Human | |||
and/or Civil Rights Experience | Shareholder | Against | Voted - For | |
9 | Report on Civil and Human Rights Risk Assessment | Shareholder | Against | Voted - For |
10 | Report on Online Child Sexual Exploitation | Shareholder | Against | Voted - For |
11 | Report on Median Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
FEDEX CORPORATION | ||||
Security ID: 31428X106 Ticker: FDX | ||||
Meeting Date: 23-Sep-19 | ||||
1.1 | Elect Director John A. Edwardson | Management | For | Voted - For |
1.2 | Elect Director Marvin R. Ellison | Management | For | Voted - For |
1.3 | Elect Director Susan Patricia Griffith | Management | For | Voted - For |
1.4 | Elect Director John C. (Chris) Inglis | Management | For | Voted - For |
1.5 | Elect Director Kimberly A. Jabal | Management | For | Voted - For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | Voted - For |
1.7 | Elect Director R. Brad Martin | Management | For | Voted - For |
1.8 | Elect Director Joshua Cooper Ramo | Management | For | Voted - For |
1.9 | Elect Director Susan C. Schwab | Management | For | Voted - For |
1.10 | Elect Director Frederick W. Smith | Management | For | Voted - For |
1.11 | Elect Director David P. Steiner | Management | For | Voted - For |
1.12 | Elect Director Paul S. Walsh | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
31
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
6 | Report on Employee Representation on the Board of | |||
Directors | Shareholder | Against | Voted - For | |
FIRST SOLAR, INC. | ||||
Security ID: 336433107 Ticker: FSLR | ||||
Meeting Date: 13-May-20 | ||||
1.1 | Elect Director Michael J. Ahearn | Management | For | Voted - For |
1.2 | Elect Director Sharon L. Allen | Management | For | Voted - For |
1.3 | Elect Director Richard D. Chapman | Management | For | Voted - For |
1.4 | Elect Director George A. ("Chip") Hambro | Management | For | Voted - For |
1.5 | Elect Director Molly E. Joseph | Management | For | Voted - For |
1.6 | Elect Director Craig Kennedy | Management | For | Voted - For |
1.7 | Elect Director William J. Post | Management | For | Voted - For |
1.8 | Elect Director Paul H. Stebbins | Management | For | Voted - For |
1.9 | Elect Director Michael T. Sweeney | Management | For | Voted - For |
1.10 | Elect Director Mark R. Widmar | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
FMC CORPORATION | ||||
Security ID: 302491303 Ticker: FMC | ||||
Meeting Date: 28-Apr-20 | ||||
1a | Elect Director Pierre Brondeau | Management | For | Voted - For |
1b | Elect Director Eduardo E. Cordeiro | Management | For | Voted - For |
1c | Elect Director Mark Douglas | Management | For | Voted - For |
1d | Elect Director C. Scott Greer | Management | For | Voted - For |
1e | Elect Director K'Lynne Johnson | Management | For | Voted - For |
1f | Elect Director Dirk A. Kempthorne | Management | For | Voted - For |
1g | Elect Director Paul J. Norris | Management | For | Voted - For |
1h | Elect Director Margareth Ovrum | Management | For | Voted - For |
1i | Elect Director Robert C. Pallash | Management | For | Voted - For |
1j | Elect Director William H. Powell | Management | For | Voted - For |
1k | Elect Director Vincent R. Volpe, Jr. | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
32
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
FORD MOTOR COMPANY | ||||
Security ID: 345370860 Ticker: F | ||||
Meeting Date: 14-May-20 | ||||
1a | Elect Director Kimberly A. Casiano | Management | For | Voted - For |
1b | Elect Director Anthony F. Earley, Jr. | Management | For | Voted - For |
1c | Elect Director Edsel B. Ford, II | Management | For | Voted - For |
1d | Elect Director William Clay Ford, Jr. | Management | For | Voted - For |
1e | Elect Director James P. Hackett | Management | For | Voted - For |
1f | Elect Director William W. Helman, IV | Management | For | Voted - For |
1g | Elect Director William E. Kennard | Management | For | Voted - For |
1h | Elect Director John C. Lechleiter | Management | For | Voted - For |
1i | Elect Director Beth E. Mooney | Management | For | Voted - For |
1j | Elect Director John L. Thornton | Management | For | Voted - For |
1k | Elect Director John B. Veihmeyer | Management | For | Voted - For |
1l | Elect Director Lynn M. Vojvodich | Management | For | Voted - For |
1m | Elect Director John S. Weinberg | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Approve Recapitalization Plan for all Stock to Have | |||
One-vote per Share | Shareholder | Against | Voted - For | |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
FREEPORT-MCMORAN INC. | ||||
Security ID: 35671D857 Ticker: FCX | ||||
Meeting Date: 03-Jun-20 | ||||
1.1 | Elect Director Richard C. Adkerson | Management | For | Voted - For |
1.2 | Elect Director Gerald J. Ford | Management | For | Voted - For |
1.3 | Elect Director Lydia H. Kennard | Management | For | Voted - For |
1.4 | Elect Director Dustan E. McCoy | Management | For | Voted - For |
1.5 | Elect Director John J. Stephens | Management | For | Voted - For |
1.6 | Elect Director Frances Fragos Townsend | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
GENERAL ELECTRIC COMPANY | ||||
Security ID: 369604103 Ticker: GE | ||||
Meeting Date: 05-May-20 | ||||
1 | Elect Director Sebastien Bazin | Management | For | Voted - For |
2 | Elect Director Ashton Carter | Management | For | Voted - For |
3 | Elect Director H. Lawrence Culp, Jr. | Management | For | Voted - For |
4 | Elect Director Francisco D'Souza | Management | For | Voted - For |
33
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Elect Director Edward Garden | Management | For | Voted - For |
6 | Elect Director Thomas W. Horton | Management | For | Voted - For |
7 | Elect Director Risa Lavizzo-Mourey | Management | For | Voted - For |
8 | Elect Director Catherine Lesjak | Management | For | Voted - For |
9 | Elect Director Paula Rosput Reynolds | Management | For | Voted - For |
10 | Elect Director Leslie Seidman | Management | For | Voted - For |
11 | Elect Director James Tisch | Management | For | Voted - For |
12 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
13 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
14 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
GENERAL MILLS, INC. | ||||
Security ID: 370334104 Ticker: GIS | ||||
Meeting Date: 24-Sep-19 | ||||
1a | Elect Director R. Kerry Clark | Management | For | Voted - For |
1b | Elect Director David M. Cordani | Management | For | Voted - For |
1c | Elect Director Roger W. Ferguson, Jr. | Management | For | Voted - For |
1d | Elect Director Jeffrey L. Harmening | Management | For | Voted - For |
1e | Elect Director Maria G. Henry | Management | For | Voted - For |
1f | Elect Director Elizabeth C. Lempres | Management | For | Voted - For |
1g | Elect Director Diane L. Neal | Management | For | Voted - For |
1h | Elect Director Steve Odland | Management | For | Voted - For |
1i | Elect Director Maria A. Sastre | Management | For | Voted - For |
1j | Elect Director Eric D. Sprunk | Management | For | Voted - For |
1k | Elect Director Jorge A. Uribe | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
GENERAL MOTORS COMPANY | ||||
Security ID: 37045V100 Ticker: GM | ||||
Meeting Date: 16-Jun-20 | ||||
1a | Elect Director Mary T. Barra | Management | For | Voted - For |
1b | Elect Director Wesley G. Bush | Management | For | Voted - For |
1c | Elect Director Linda R. Gooden | Management | For | Voted - For |
1d | Elect Director Joseph Jimenez | Management | For | Voted - For |
1e | Elect Director Jane L. Mendillo | Management | For | Voted - For |
1f | Elect Director Judith A. Miscik | Management | For | Voted - For |
1g | Elect Director Patricia F. Russo | Management | For | Voted - For |
1h | Elect Director Thomas M. Schoewe | Management | For | Voted - For |
1i | Elect Director Theodore M. Solso | Management | For | Voted - For |
1j | Elect Director Carol M. Stephenson | Management | For | Voted - For |
1k | Elect Director Devin N. Wenig | Management | For | Voted - For |
34
Impact Shares NAACP Minority Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
5 | Approve Omnibus Stock Plan | Management | For | Voted - For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
7 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
8 | Report on Human Rights Policy Implementation | Shareholder | Against | Voted - For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
GILEAD SCIENCES, INC. | ||||
Security ID: 375558103 Ticker: GILD | ||||
Meeting Date: 06-May-20 | ||||
1a | Elect Director Jacqueline K. Barton | Management | For | Voted - For |
1b | Elect Director Sandra J. Horning | Management | For | Voted - For |
1c | Elect Director Kelly A. Kramer | Management | For | Voted - For |
1d | Elect Director Kevin E. Lofton | Management | For | Voted - For |
1e | Elect Director Harish Manwani | Management | For | Voted - For |
1f | Elect Director Daniel P. O'Day | Management | For | Voted - For |
1g | Elect Director Richard J. Whitley | Management | For | Voted - For |
1h | Elect Director Per Wold-Olsen | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
5 | Eliminate the Ownership Threshold for Stockholders | |||
to Request a Record Date to Take Action by Written | ||||
Consent | Shareholder | Against | Voted - Against | |
HANESBRANDS INC. | ||||
Security ID: 410345102 Ticker: HBI | ||||
Meeting Date: 28-Apr-20 | ||||
1a | Elect Director Geralyn R. Breig | Management | For | Voted - For |
1b | Elect Director Gerald W. Evans, Jr. | Management | For | Voted - For |
1c | Elect Director Bobby J. Griffin | Management | For | Voted - For |
1d | Elect Director James C. Johnson | Management | For | Voted - For |
1e | Elect Director Franck J. Moison | Management | For | Voted - For |
1f | Elect Director Robert F. Moran | Management | For | Voted - For |
1g | Elect Director Ronald L. Nelson | Management | For | Voted - For |
1h | Elect Director Ann E. Ziegler | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
35
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. | ||||
Security ID: 41068X100 Ticker: HASI | ||||
Meeting Date: 04-Jun-20 | ||||
1.1 | Elect Director Jeffrey W. Eckel | Management | For | Voted - For |
1.2 | Elect Director Teresa M. Brenner | Management | For | Voted - Withheld |
1.3 | Elect Director Michael T. Eckhart | Management | For | Voted - For |
1.4 | Elect Director Simone F. Lagomarsino | Management | For | Voted - For |
1.5 | Elect Director Charles M. O'Neil | Management | For | Voted - Withheld |
1.6 | Elect Director Richard J. Osborne | Management | For | Voted - For |
1.7 | Elect Director Steven G. Osgood | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
HASBRO, INC. | ||||
Security ID: 418056107 Ticker: HAS | ||||
Meeting Date: 14-May-20 | ||||
1.1 | Elect Director Kenneth A. Bronfin | Management | For | Voted - For |
1.2 | Elect Director Michael R. Burns | Management | For | Voted - For |
1.3 | Elect Director Hope F. Cochran | Management | For | Voted - For |
1.4 | Elect Director Crispin H. Davis | Management | For | Voted - For |
1.5 | Elect Director John A. Frascotti | Management | For | Voted - For |
1.6 | Elect Director Lisa Gersh | Management | For | Voted - For |
1.7 | Elect Director Brian D. Goldner | Management | For | Voted - For |
1.8 | Elect Director Alan G. Hassenfeld | Management | For | Voted - For |
1.9 | Elect Director Tracy A. Leinbach | Management | For | Voted - For |
1.10 | Elect Director Edward M. Philip | Management | For | Voted - For |
1.11 | Elect Director Richard S. Stoddart | Management | For | Voted - For |
1.12 | Elect Director Mary Beth West | Management | For | Voted - For |
1.13 | Elect Director Linda K. Zecher | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify KPMG LLP as Auditor | Management | For | Voted - For |
HEALTHPEAK PROPERTIES, INC. | ||||
Security ID: 42250P103 Ticker: PEAK | ||||
Meeting Date: 23-Apr-20 | ||||
1a | Elect Director Brian G. Cartwright | Management | For | Voted - For |
1b | Elect Director Christine N. Garvey | Management | For | Voted - For |
1c | Elect Director R. Kent Griffin, Jr. | Management | For | Voted - For |
1d | Elect Director David B. Henry | Management | For | Voted - For |
1e | Elect Director Thomas M. Herzog | Management | For | Voted - For |
36
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1f | Elect Director Lydia H. Kennard | Management | For | Voted - For |
1g | Elect Director Sara G. Lewis | Management | For | Voted - For |
1h | Elect Director Katherine M. Sandstrom | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
HEWLETT PACKARD ENTERPRISE COMPANY | ||||
Security ID: 42824C109 Ticker: HPE | ||||
Meeting Date: 01-Apr-20 | ||||
1a | Elect Director Daniel Ammann | Management | For | Voted - For |
1b | Elect Director Pamela L. Carter | Management | For | Voted - For |
1c | Elect Director Jean M. Hobby | Management | For | Voted - For |
1d | Elect Director George R. Kurtz | Management | For | Voted - For |
1e | Elect Director Raymond J. Lane | Management | For | Voted - For |
1f | Elect Director Ann M. Livermore | Management | For | Voted - For |
1g | Elect Director Antonio F. Neri | Management | For | Voted - For |
1h | Elect Director Charles H. Noski | Management | For | Voted - For |
1i | Elect Director Raymond E. Ozzie | Management | For | Voted - For |
1j | Elect Director Gary M. Reiner | Management | For | Voted - For |
1k | Elect Director Patricia F. Russo | Management | For | Voted - For |
1l | Elect Director Lip-Bu Tan | Management | For | Voted - For |
1m | Elect Director Mary Agnes Wilderotter | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Shareholder Approval of Bylaw Amendments | |||
Adopted by the Board of Directors | Shareholder | Against | Voted - Against | |
HILTON WORLDWIDE HOLDINGS INC. | ||||
Security ID: 43300A203 Ticker: HLT | ||||
Meeting Date: 05-Jun-20 | ||||
1a | Elect Director Christopher J. Nassetta | Management | For | Voted - For |
1b | Elect Director Jonathan D. Gray | Management | For | Voted - For |
1c | Elect Director Charlene T. Begley | Management | For | Voted - For |
1d | Elect Director Melanie L. Healey | Management | For | Voted - For |
1e | Elect Director Raymond E. Mabus, Jr. | Management | For | Voted - For |
1f | Elect Director Judith A. McHale | Management | For | Voted - For |
1g | Elect Director John G. Schreiber | Management | For | Voted - For |
1h | Elect Director Elizabeth A. Smith | Management | For | Voted - For |
1i | Elect Director Douglas M. Steenland | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
37
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
HONEYWELL INTERNATIONAL INC. | ||||
Security ID: 438516106 Ticker: HON | ||||
Meeting Date: 27-Apr-20 | ||||
1A | Elect Director Darius Adamczyk | Management | For | Voted - For |
1B | Elect Director Duncan B. Angove | Management | For | Voted - For |
1C | Elect Director William S. Ayer | Management | For | Voted - For |
1D | Elect Director Kevin Burke | Management | For | Voted - For |
1E | Elect Director D. Scott Davis | Management | For | Voted - For |
1F | Elect Director Linnet F. Deily | Management | For | Voted - For |
1G | Elect Director Deborah Flint | Management | For | Voted - For |
1H | Elect Director Judd Gregg | Management | For | Voted - For |
1I | Elect Director Clive Hollick | Management | For | Voted - For |
1J | Elect Director Grace D. Lieblein | Management | For | Voted - For |
1K | Elect Director Raymond T. Odierno | Management | For | Voted - For |
1L | Elect Director George Paz | Management | For | Voted - For |
1M | Elect Director Robin L. Washington | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | Voted - For |
4 | Require Shareholder Approval of Bylaw Amendments | |||
Adopted by the Board of Directors | Shareholder | Against | Voted - Against | |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
HORMEL FOODS CORPORATION | ||||
Security ID: 440452100 Ticker: HRL | ||||
Meeting Date: 28-Jan-20 | ||||
1a | Elect Director Prama Bhatt | Management | For | Voted - For |
1b | Elect Director Gary C. Bhojwani | Management | For | Voted - For |
1c | Elect Director Terrell K. Crews | Management | For | Voted - For |
1d | Elect Director Stephen M. Lacy | Management | For | Voted - For |
1e | Elect Director Elsa A. Murano | Management | For | Voted - For |
1f | Elect Director Susan K. Nestegard | Management | For | Voted - For |
1g | Elect Director William A. Newlands | Management | For | Voted - For |
1h | Elect Director Dakota A. Pippins | Management | For | Voted - For |
1i | Elect Director Christopher J. Policinski | Management | For | Voted - For |
1j | Elect Director Jose Luis Prado | Management | For | Voted - For |
1k | Elect Director Sally J. Smith | Management | For | Voted - For |
1l | Elect Director James P. Snee | Management | For | Voted - For |
1m | Elect Director Steven A. White | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
38
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
HP INC. | ||||
Security ID: 40434L105 Ticker: HPQ | ||||
Meeting Date: 12-May-20 | ||||
1.1 | Elect Director Aida M. Alvarez | Management | For | Voted - For |
1.2 | Elect Director Shumeet Banerji | Management | For | Voted - For |
1.3 | Elect Director Robert R. Bennett | Management | For | Voted - For |
1.4 | Elect Director Charles "Chip" V. Bergh | Management | For | Voted - For |
1.5 | Elect Director Stacy Brown-Philpot | Management | For | Voted - For |
1.6 | Elect Director Stephanie A. Burns | Management | For | Voted - For |
1.7 | Elect Director Mary Anne Citrino | Management | For | Voted - For |
1.8 | Elect Director Richard L. Clemmer | Management | For | Voted - For |
1.9 | Elect Director Enrique Lores | Management | For | Voted - For |
1.10 | Elect Director Yoky Matsuoka | Management | For | Voted - For |
1.11 | Elect Director Stacey Mobley | Management | For | Voted - For |
1.12 | Elect Director Subra Suresh | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
HUNTINGTON BANCSHARES INCORPORATED | ||||
Security ID: 446150104 Ticker: HBAN | ||||
Meeting Date: 22-Apr-20 | ||||
1.1 | Elect Director Lizabeth Ardisana | Management | For | Voted - For |
1.2 | Elect Director Alanna Y. Cotton | Management | For | Voted - For |
1.3 | Elect Director Ann B. "Tanny" Crane | Management | For | Voted - For |
1.4 | Elect Director Robert S. Cubbin | Management | For | Voted - For |
1.5 | Elect Director Steven G. Elliott | Management | For | Voted - For |
1.6 | Elect Director Gina D. France | Management | For | Voted - For |
1.7 | Elect Director J. Michael Hochschwender | Management | For | Voted - For |
1.8 | Elect Director John C. "Chris" Inglis | Management | For | Voted - For |
1.9 | Elect Director Katherine M. A. "Allie" Kline | Management | For | Voted - For |
1.10 | Elect Director Richard W. Neu | Management | For | Voted - For |
1.11 | Elect Director Kenneth J. Phelan | Management | For | Voted - For |
1.12 | Elect Director David L. Porteous | Management | For | Voted - For |
1.13 | Elect Director Stephen D. Steinour | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
39
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
IHS MARKIT LTD. | ||||
Security ID: G47567105 Ticker: INFO | ||||
Meeting Date: 16-Apr-20 | ||||
1a | Elect Director Lance Uggla | Management | For | Voted - For |
1b | Elect Director John Browne | Management | For | Voted - For |
1c | Elect Director Ruann F. Ernst | Management | For | Voted - For |
1d | Elect Director William E. Ford | Management | For | Voted - For |
1e | Elect Director Jean-Paul L. Montupet | Management | For | Voted - For |
1f | Elect Director Deborah K. Orida | Management | For | Voted - For |
1g | Elect Director James A. Rosenthal | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
ILLINOIS TOOL WORKS INC. | ||||
Security ID: 452308109 Ticker: ITW | ||||
Meeting Date: 08-May-20 | ||||
1a | Elect Director Daniel J. Brutto | Management | For | Voted - For |
1b | Elect Director Susan Crown | Management | For | Voted - For |
1c | Elect Director James W. Griffith | Management | For | Voted - For |
1d | Elect Director Jay L. Henderson | Management | For | Voted - For |
1e | Elect Director Richard H. Lenny | Management | For | Voted - For |
1f | Elect Director E. Scott Santi | Management | For | Voted - For |
1g | Elect Director David B. Smith, Jr. | Management | For | Voted - For |
1h | Elect Director Pamela B. Strobel | Management | For | Voted - For |
1i | Elect Director Kevin M. Warren | Management | For | Voted - For |
1j | Elect Director Anre D. Williams | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
ILLUMINA, INC. | ||||
Security ID: 452327109 Ticker: ILMN | ||||
Meeting Date: 27-May-20 | ||||
1A | Elect Director Caroline D. Dorsa | Management | For | Voted - For |
1B | Elect Director Robert S. Epstein | Management | For | Voted - For |
1C | Elect Director Scott Gottlieb | Management | For | Voted - For |
1D | Elect Director Philip W. Schiller | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Report on Political Contributions | Shareholder | Against | Voted - For |
40
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
INGERSOLL RAND, INC. | ||||
Security ID: 45687V106 Ticker: IR | ||||
Meeting Date: 16-Jun-20 | ||||
1a | Elect Director Kirk E. Arnold | Management | For | Voted - For |
1b | Elect Director William P. Donnelly | Management | For | Voted - For |
1c | Elect Director Marc E. Jones | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
INGERSOLL-RAND PLC | ||||
Security ID: G47791101 Ticker: IR | ||||
Meeting Date: 04-Feb-20 | ||||
1 | Change Company Name to Trane Technologies plc | Management | For | Voted - For |
INTEL CORPORATION | ||||
Security ID: 458140100 Ticker: INTC | ||||
Meeting Date: 14-May-20 | ||||
1a | Elect Director James J. Goetz | Management | For | Voted - For |
1b | Elect Director Alyssa Henry | Management | For | Voted - For |
1c | Elect Director Omar Ishrak | Management | For | Voted - For |
1d | Elect Director Risa Lavizzo-Mourey | Management | For | Voted - For |
1e | Elect Director Tsu-Jae King Liu | Management | For | Voted - For |
1f | Elect Director Gregory D. Smith | Management | For | Voted - For |
1g | Elect Director Robert 'Bob' H. Swan | Management | For | Voted - For |
1h | Elect Director Andrew Wilson | Management | For | Voted - For |
1i | Elect Director Frank D. Yeary | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
6 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
INTERNATIONAL BUSINESS MACHINES CORPORATION | ||||
Security ID: 459200101 Ticker: IBM | ||||
Meeting Date: 28-Apr-20 | ||||
1.1 | Elect Director Thomas Buberl | Management | For | Voted - For |
1.2 | Elect Director Michael L. Eskew | Management | For | Voted - For |
1.3 | Elect Director David N. Farr | Management | For | Voted - For |
1.4 | Elect Director Alex Gorsky | Management | For | Voted - For |
1.5 | Elect Director Michelle J. Howard | Management | For | Voted - For |
41
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Director Arvind Krishna | Management | For | Voted - For |
1.7 | Elect Director Andrew N. Liveris | Management | For | Voted - For |
1.8 | Elect Director Frederick William McNabb, III | Management | For | Voted - For |
1.9 | Elect Director Martha E. Pollack | Management | For | Voted - For |
1.10 | Elect Director Virginia M. Rometty | Management | For | Voted - For |
1.11 | Elect Director Joseph R. Swedish | Management | For | Voted - For |
1.12 | Elect Director Sidney Taurel | Management | For | Voted - For |
1.13 | Elect Director Peter R. Voser | Management | For | Voted - For |
1.14 | Elect Director Frederick H. Waddell | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Governing Documents to allow Removal of | |||
Directors | Shareholder | Against | Voted - For | |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
6 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||
Security ID: 459506101 Ticker: IFF | ||||
Meeting Date: 06-May-20 | ||||
1a | Elect Director Marcello V. Bottoli | Management | For | Voted - For |
1b | Elect Director Michael L. Ducker | Management | For | Voted - For |
1c | Elect Director David R. Epstein | Management | For | Voted - For |
1d | Elect Director Roger W. Ferguson, Jr. | Management | For | Voted - For |
1e | Elect Director John F. Ferraro | Management | For | Voted - For |
1f | Elect Director Andreas Fibig | Management | For | Voted - For |
1g | Elect Director Christina Gold | Management | For | Voted - For |
1h | Elect Director Katherine M. Hudson | Management | For | Voted - For |
1i | Elect Director Dale F. Morrison | Management | For | Voted - For |
1j | Elect Director Li-Huei Tsai | Management | For | Voted - For |
1k | Elect Director Stephen Williamson | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
INTERNATIONAL PAPER COMPANY | ||||
Security ID: 460146103 Ticker: IP | ||||
Meeting Date: 11-May-20 | ||||
1a | Elect Director William J. Burns | Management | For | Voted - For |
1b | Elect Director Christopher M. Connor | Management | For | Voted - For |
1c | Elect Director Ahmet C. Dorduncu | Management | For | Voted - For |
1d | Elect Director Ilene S. Gordon | Management | For | Voted - For |
1e | Elect Director Anders Gustafsson | Management | For | Voted - For |
1f | Elect Director Jacqueline C. Hinman | Management | For | Voted - For |
1g | Elect Director Clinton A. Lewis, Jr. | Management | For | Voted - For |
42
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1h | Elect Director Kathryn D. Sullivan | Management | For | Voted - For |
1i | Elect Director Mark S. Sutton | Management | For | Voted - For |
1j | Elect Director J. Steven Whisler | Management | For | Voted - For |
1k | Elect Director Ray G. Young | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
INTUIT INC. | ||||
Security ID: 461202103 Ticker: INTU | ||||
Meeting Date: 23-Jan-20 | ||||
1a | Elect Director Eve Burton | Management | For | Voted - For |
1b | Elect Director Scott D. Cook | Management | For | Voted - For |
1c | Elect Director Richard L. Dalzell | Management | For | Voted - For |
1d | Elect Director Sasan K. Goodarzi | Management | For | Voted - For |
1e | Elect Director Deborah Liu | Management | For | Voted - For |
1f | Elect Director Suzanne Nora Johnson | Management | For | Voted - For |
1g | Elect Director Dennis D. Powell | Management | For | Voted - For |
1h | Elect Director Brad D. Smith | Management | For | Voted - For |
1i | Elect Director Thomas Szkutak | Management | For | Voted - For |
1j | Elect Director Raul Vazquez | Management | For | Voted - For |
1k | Elect Director Jeff Weiner | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Adopt a Mandatory Arbitration Bylaw | Shareholder | Against | Voted - Against |
IRON MOUNTAIN INCORPORATED | ||||
Security ID: 46284V101 Ticker: IRM | ||||
Meeting Date: 13-May-20 | ||||
1a | Elect Director Jennifer Allerton | Management | For | Voted - For |
1b | Elect Director Pamela M. Arway | Management | For | Voted - For |
1c | Elect Director Clarke H. Bailey | Management | For | Voted - For |
1d | Elect Director Kent P. Dauten | Management | For | Voted - For |
1e | Elect Director Paul F. Deninger | Management | For | Voted - For |
1f | Elect Director Monte Ford | Management | For | Voted - For |
1g | Elect Director Per-Kristian Halvorsen | Management | For | Voted - For |
1h | Elect Director Robin L. Matlock | Management | For | Voted - For |
1i | Elect Director William L. Meaney | Management | For | Voted - For |
1j | Elect Director Wendy J. Murdock | Management | For | Voted - For |
1k | Elect Director Walter C. Rakowich | Management | For | Voted - For |
1l | Elect Director Doyle R. Simons | Management | For | Voted - For |
1m | Elect Director Alfred J. Verrecchia | Management | For | Voted - For |
43
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
JAZZ PHARMACEUTICALS PLC | ||||
Security ID: G50871105 Ticker: JAZZ | ||||
Meeting Date: 01-Aug-19 | ||||
1a | Elect Director Paul L. Berns | Management | For | Voted - For |
1b | Elect Director Patrick G. Enright | Management | For | Voted - For |
1c | Elect Director Seamus Mulligan | Management | For | Voted - For |
1d | Elect Director Norbert G. Riedel | Management | For | Voted - For |
2 | Approve KPMG, Dublin as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
JOHNSON & JOHNSON | ||||
Security ID: 478160104 Ticker: JNJ | ||||
Meeting Date: 23-Apr-20 | ||||
1a | Elect Director Mary C. Beckerle | Management | For | Voted - For |
1b | Elect Director D. Scott Davis | Management | For | Voted - For |
1c | Elect Director Ian E. L. Davis | Management | For | Voted - For |
1d | Elect Director Jennifer A. Doudna | Management | For | Voted - For |
1e | Elect Director Alex Gorsky | Management | For | Voted - For |
1f | Elect Director Marillyn A. Hewson | Management | For | Voted - For |
1g | Elect Director Hubert Joly | Management | For | Voted - For |
1h | Elect Director Mark B. McClellan | Management | For | Voted - For |
1i | Elect Director Anne M. Mulcahy | Management | For | Voted - For |
1j | Elect Director Charles Prince | Management | For | Voted - For |
1k | Elect Director A. Eugene Washington | Management | For | Voted - For |
1l | Elect Director Mark A. Weinberger | Management | For | Voted - For |
1m | Elect Director Ronald A. Williams | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Amend Certificate of Incorporation to Permit | |||
Removal of Directors With or Without Cause | Management | For | Voted - For | |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
6 | Report on Governance Measures Implemented Related | |||
to Opioids | Shareholder | Against | Voted - For |
44
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
JOHNSON CONTROLS INTERNATIONAL PLC | ||||
Security ID: G51502105 Ticker: JCI | ||||
Meeting Date: 04-Mar-20 | ||||
1a | Elect Director Jean Blackwell | Management | For | Voted - For |
1b | Elect Director Pierre Cohade | Management | For | Voted - For |
1c | Elect Director Michael E. Daniels | Management | For | Voted - For |
1d | Elect Director Juan Pablo del Valle Perochena | Management | For | Voted - For |
1e | Elect Director W. Roy Dunbar | Management | For | Voted - For |
1f | Elect Director Gretchen R. Haggerty | Management | For | Voted - For |
1g | Elect Director Simone Menne | Management | For | Voted - For |
1h | Elect Director George R. Oliver | Management | For | Voted - For |
1i | Elect Director Jurgen Tinggren | Management | For | Voted - For |
1j | Elect Director Mark Vergnano | Management | For | Voted - For |
1k | Elect Director R. David Yost | Management | For | Voted - For |
1l | Elect Director John D. Young | Management | For | Voted - For |
2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | Voted - For |
3 | Authorize Market Purchases of Company Shares | Management | For | Voted - For |
4 | Determine Price Range for Reissuance of Treasury | |||
Shares | Management | For | Voted - For | |
5 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
6 | Approve the Directors' Authority to Allot Shares | Management | For | Voted - For |
7 | Approve the Disapplication of Statutory Pre-Emption | |||
Rights | Management | For | Voted - For | |
JONES LANG LASALLE INCORPORATED | ||||
Security ID: 48020Q107 Ticker: JLL | ||||
Meeting Date: 28-May-20 | ||||
1a | Elect Director Hugo Bague | Management | For | Voted - For |
1b | Elect Director Matthew Carter, Jr. | Management | For | Voted - For |
1c | Elect Director Samuel A. Di Piazza, Jr. | Management | For | Voted - For |
1d | Elect Director Ming Lu | Management | For | Voted - For |
1e | Elect Director Bridget A. Macaskill | Management | For | Voted - For |
1f | Elect Director Deborah H. McAneny | Management | For | Voted - For |
1g | Elect Director Siddharth (Bobby) N. Mehta | Management | For | Voted - For |
1h | Elect Director Martin H. Nesbitt | Management | For | Voted - For |
1i | Elect Director Jeetendra (Jeetu) I. Patel | Management | For | Voted - For |
1j | Elect Director Sheila A. Penrose | Management | For | Voted - For |
1k | Elect Director Ann Marie Petach | Management | For | Voted - For |
1l | Elect Director Christian Ulbrich | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
45
Impact Shares NAACP Minority Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
JPMORGAN CHASE & CO. | ||||
Security ID: 46625H100 Ticker: JPM | ||||
Meeting Date: 19-May-20 | ||||
1a | Elect Director Linda B. Bammann | Management | For | Voted - For |
1b | Elect Director Stephen B. Burke | Management | For | Voted - For |
1c | Elect Director Todd A. Combs | Management | For | Voted - For |
1d | Elect Director James S. Crown | Management | For | Voted - For |
1e | Elect Director James Dimon | Management | For | Voted - For |
1f | Elect Director Timothy P. Flynn | Management | For | Voted - For |
1g | Elect Director Mellody Hobson | Management | For | Voted - For |
1h | Elect Director Michael A. Neal | Management | For | Voted - For |
1i | Elect Director Lee R. Raymond | Management | For | Voted - For |
1j | Elect Director Virginia M. Rometty | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
4 | Require Independent Board Chair | Shareholder | Against | Voted - For |
5 | Report on Reputational Risk Related to Canadian Oil | |||
Sands, Oil Sands Pipeline Companies and Arctic Oil | ||||
and Gas Exploration and Production. | Shareholder | Against | Voted - Against | |
6 | Report on Climate Change | Shareholder | Against | Voted - For |
7 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Voted - Against |
8 | Report on Charitable Contributions | Shareholder | Against | Voted - For |
9 | Report on Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
KELLOGG COMPANY | ||||
Security ID: 487836108 Ticker: K | ||||
Meeting Date: 24-Apr-20 | ||||
1a | Elect Director Stephanie Burns | Management | For | Voted - For |
1b | Elect Director Steve Cahillane | Management | For | Voted - For |
1c | Elect Director Richard Dreiling | Management | For | Voted - For |
1d | Elect Director La June Montgomery Tabron | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Declassify the Board of Directors | Management | For | Voted - For |
6 | Adopt Simple Majority Vote | Shareholder | Against | Voted - For |
KEYCORP | ||||
Security ID: 493267108 Ticker: KEY | ||||
Meeting Date: 21-May-20 | ||||
1.1 | Elect Director Bruce D. Broussard | Management | For | Voted - For |
46
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Director Gary M. Crosby | Management | For | Voted - For |
1.3 | Elect Director Alexander M. Cutler | Management | For | Voted - For |
1.4 | Elect Director H. James Dallas | Management | For | Voted - For |
1.5 | Elect Director Elizabeth R. Gile | Management | For | Voted - For |
1.6 | Elect Director Ruth Ann M. Gillis | Management | For | Voted - For |
1.7 | Elect Director Christopher M. Gorman | Management | For | Voted - For |
1.8 | Elect Director Carlton L. Highsmith | Management | For | Voted - For |
1.9 | Elect Director Richard J. Hipple | Management | For | Voted - For |
1.10 | Elect Director Kristen L. Manos | Management | For | Voted - For |
1.11 | Elect Director Barbara R. Snyder | Management | For | Voted - For |
1.12 | Elect Director David K. Wilson | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
KILROY REALTY CORPORATION | ||||
Security ID: 49427F108 Ticker: KRC | ||||
Meeting Date: 19-May-20 | ||||
1a | Elect Director John Kilroy | Management | For | Voted - For |
1b | Elect Director Edward Brennan | Management | For | Voted - For |
1c | Elect Director Jolie Hunt | Management | For | Voted - For |
1d | Elect Director Scott Ingraham | Management | For | Voted - For |
1e | Elect Director Gary Stevenson | Management | For | Voted - For |
1f | Elect Director Peter Stoneberg | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Increase Authorized Common Stock | Management | For | Voted - For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
KIMBERLY-CLARK CORPORATION | ||||
Security ID: 494368103 Ticker: KMB | ||||
Meeting Date: 29-Apr-20 | ||||
1.1 | Elect Director Abelardo E. Bru | Management | For | Voted - For |
1.2 | Elect Director Robert W. Decherd | Management | For | Voted - For |
1.3 | Elect Director Michael D. Hsu | Management | For | Voted - For |
1.4 | Elect Director Mae C. Jemison | Management | For | Voted - For |
1.5 | Elect Director S. Todd Maclin | Management | For | Voted - For |
1.6 | Elect Director Sherilyn S. McCoy | Management | For | Voted - For |
1.7 | Elect Director Christa S. Quarles | Management | For | Voted - For |
1.8 | Elect Director Ian C. Read | Management | For | Voted - For |
1.9 | Elect Director Dunia A. Shive | Management | For | Voted - For |
1.10 | Elect Director Mark T. Smucker | Management | For | Voted - For |
47
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Elect Director Michael D. White | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
KINDER MORGAN, INC. | ||||
Security ID: 49456B101 Ticker: KMI | ||||
Meeting Date: 13-May-20 | ||||
1.1 | Elect Director Richard D. Kinder | Management | For | Voted - For |
1.2 | Elect Director Steven J. Kean | Management | For | Voted - For |
1.3 | Elect Director Kimberly A. Dang | Management | For | Voted - For |
1.4 | Elect Director Ted A. Gardner | Management | For | Voted - For |
1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | Voted - For |
1.6 | Elect Director Gary L. Hultquist | Management | For | Voted - For |
1.7 | Elect Director Ronald L. Kuehn, Jr. | Management | For | Voted - For |
1.8 | Elect Director Deborah A. Macdonald | Management | For | Voted - For |
1.9 | Elect Director Michael C. Morgan | Management | For | Voted - For |
1.10 | Elect Director Arthur C. Reichstetter | Management | For | Voted - For |
1.11 | Elect Director Fayez Sarofim | Management | For | Voted - For |
1.12 | Elect Director C. Park Shaper | Management | For | Voted - For |
1.13 | Elect Director William A. Smith | Management | For | Voted - For |
1.14 | Elect Director Joel V. Staff | Management | For | Voted - For |
1.15 | Elect Director Robert F. Vagt | Management | For | Voted - For |
1.16 | Elect Director Perry M. Waughtal | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
LAM RESEARCH CORPORATION | ||||
Security ID: 512807108 Ticker: LRCX | ||||
Meeting Date: 05-Nov-19 | ||||
1.1 | Elect Director Sohail U. Ahmed | Management | For | Voted - For |
1.2 | Elect Director Timothy M. Archer | Management | For | Voted - For |
1.3 | Elect Director Eric K. Brandt | Management | For | Voted - For |
1.4 | Elect Director Michael R. Cannon | Management | For | Voted - For |
1.5 | Elect Director Youssef A. El-Mansy | Management | For | Voted - For |
1.6 | Elect Director Catherine P. Lego | Management | For | Voted - For |
1.7 | Elect Director Bethany J. Mayer | Management | For | Voted - For |
1.8 | Elect Director Abhijit Y. Talwalkar | Management | For | Voted - For |
1.9 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | Voted - For |
1.10 | Elect Director Leslie F. Varon | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
48
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MANPOWERGROUP, INC. | ||||
Security ID: 56418H100 Ticker: MAN | ||||
Meeting Date: 08-May-20 | ||||
1A | Elect Director Gina R. Boswell | Management | For | Voted - For |
1B | Elect Director Cari M. Dominguez | Management | For | Voted - For |
1C | Elect Director William Downe | Management | For | Voted - For |
1D | Elect Director John F. Ferraro | Management | For | Voted - For |
1E | Elect Director Patricia Hemingway Hall | Management | For | Voted - For |
1F | Elect Director Julie M. Howard | Management | For | Voted - For |
1G | Elect Director Ulice Payne, Jr. | Management | For | Voted - For |
1H | Elect Director Jonas Prising | Management | For | Voted - For |
1I | Elect Director Paul Read | Management | For | Voted - For |
1J | Elect Director Elizabeth P. Sartain | Management | For | Voted - For |
1K | Elect Director Michael J. Van Handel | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
MARRIOTT INTERNATIONAL, INC. | ||||
Security ID: 571903202 Ticker: MAR | ||||
Meeting Date: 08-May-20 | ||||
1a | Elect Director J.W. Marriott, Jr. | Management | For | Voted - For |
1b | Elect Director Bruce W. Duncan | Management | For | Voted - For |
1c | Elect Director Deborah Marriott Harrison | Management | For | Voted - For |
1d | Elect Director Frederick A. "Fritz" Henderson | Management | For | Voted - For |
1e | Elect Director Eric Hippeau | Management | For | Voted - For |
1f | Elect Director Lawrence W. Kellner | Management | For | Voted - For |
1g | Elect Director Debra L. Lee | Management | For | Voted - For |
1h | Elect Director Aylwin B. Lewis | Management | For | Voted - For |
1i | Elect Director Margaret M. McCarthy | Management | For | Voted - For |
1j | Elect Director George Munoz | Management | For | Voted - For |
1k | Elect Director Susan C. Schwab | Management | For | Voted - For |
1l | Elect Director Arne M. Sorenson | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Eliminate Supermajority Vote Requirement | Shareholder | Against | Voted - For |
5 | Prepare Employment Diversity Report | Shareholder | Against | Voted - For |
49
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MASCO CORPORATION | ||||
Security ID: 574599106 Ticker: MAS | ||||
Meeting Date: 12-May-20 | ||||
1a | Elect Director Keith J. Allman | Management | For | Voted - For |
1b | Elect Director J. Michael Losh | Management | For | Voted - For |
1c | Elect Director Christopher A. O'Herlihy | Management | For | Voted - For |
1d | Elect Director Charles K. Stevens, III | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
MASTERCARD INCORPORATED | ||||
Security ID: 57636Q104 Ticker: MA | ||||
Meeting Date: 16-Jun-20 | ||||
1a | Elect Director Richard Haythornthwaite | Management | For | Voted - For |
1b | Elect Director Ajay Banga | Management | For | Voted - For |
1c | Elect Director Richard K. Davis | Management | For | Voted - For |
1d | Elect Director Steven J. Freiberg | Management | For | Voted - For |
1e | Elect Director Julius Genachowski | Management | For | Voted - For |
1f | Elect Director Choon Phong Goh | Management | For | Voted - For |
1g | Elect Director Merit E. Janow | Management | For | Voted - For |
1h | Elect Director Oki Matsumoto | Management | For | Voted - For |
1i | Elect Director Youngme Moon | Management | For | Voted - For |
1j | Elect Director Rima Qureshi | Management | For | Voted - For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | Voted - For |
1l | Elect Director Gabrielle Sulzberger | Management | For | Voted - For |
1m | Elect Director Jackson Tai | Management | For | Voted - For |
1n | Elect Director Lance Uggla | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
MAXIM INTEGRATED PRODUCTS, INC. | ||||
Security ID: 57772K101 Ticker: MXIM | ||||
Meeting Date: 07-Nov-19 | ||||
1a | Elect Director William (Bill) P. Sullivan | Management | For | Voted - For |
1b | Elect Director Tunc Doluca | Management | For | Voted - For |
1c | Elect Director Tracy C. Accardi | Management | For | Voted - For |
1d | Elect Director James R. Bergman | Management | For | Voted - For |
1e | Elect Director Joseph R. Bronson | Management | For | Voted - For |
1f | Elect Director Robert E. Grady | Management | For | Voted - For |
1g | Elect Director Mercedes Johnson | Management | For | Voted - For |
1h | Elect Director William D. Watkins | Management | For | Voted - For |
50
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1i | Elect Director MaryAnn Wright | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
MCDONALD'S CORPORATION | ||||
Security ID: 580135101 Ticker: MCD | ||||
Meeting Date: 21-May-20 | ||||
1a | Elect Director Lloyd Dean | Management | For | Voted - For |
1b | Elect Director Robert Eckert | Management | For | Voted - For |
1c | Elect Director Catherine Engelbert | Management | For | Voted - For |
1d | Elect Director Margaret Georgiadis | Management | For | Voted - For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | Voted - For |
1f | Elect Director Christopher Kempczinski | Management | For | Voted - For |
1g | Elect Director Richard Lenny | Management | For | Voted - For |
1h | Elect Director John Mulligan | Management | For | Voted - For |
1i | Elect Director Sheila Penrose | Management | For | Voted - For |
1j | Elect Director John Rogers, Jr. | Management | For | Voted - For |
1k | Elect Director Paul Walsh | Management | For | Voted - For |
1l | Elect Director Miles White | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
6 | Report on Sugar and Public Health | Shareholder | Against | Voted - For |
MERCK & CO., INC. | ||||
Security ID: 58933Y105 Ticker: MRK | ||||
Meeting Date: 26-May-20 | ||||
1a | Elect Director Leslie A. Brun | Management | For | Voted - For |
1b | Elect Director Thomas R. Cech | Management | For | Voted - For |
1c | Elect Director Mary Ellen Coe | Management | For | Voted - For |
1d | Elect Director Pamela J. Craig | Management | For | Voted - For |
1e | Elect Director Kenneth C. Frazier | Management | For | Voted - For |
1f | Elect Director Thomas H. Glocer | Management | For | Voted - For |
1g | Elect Director Risa J. Lavizzo-Mourey | Management | For | Voted - For |
1h | Elect Director Paul B. Rothman | Management | For | Voted - For |
1i | Elect Director Patricia F. Russo | Management | For | Voted - For |
1j | Elect Director Christine E. Seidman | Management | For | Voted - For |
1k | Elect Director Inge G. Thulin | Management | For | Voted - For |
1l | Elect Director Kathy J. Warden | Management | For | Voted - For |
1m | Elect Director Peter C. Wendell | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
51
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Voted - Against |
MICRON TECHNOLOGY, INC. | ||||
Security ID: 595112103 Ticker: MU | ||||
Meeting Date: 16-Jan-20 | ||||
1.1 | Elect Director Robert L. Bailey | Management | For | Voted - For |
1.2 | Elect Director Richard M. Beyer | Management | For | Voted - For |
1.3 | Elect Director Steven J. Gomo | Management | For | Voted - For |
1.4 | Elect Director Mary Pat McCarthy | Management | For | Voted - For |
1.5 | Elect Director Sanjay Mehrotra | Management | For | Voted - For |
1.6 | Elect Director Robert E. Switz | Management | For | Voted - For |
1.7 | Elect Director MaryAnn Wright | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
MICROSOFT CORPORATION | ||||
Security ID: 594918104 Ticker: MSFT | ||||
Meeting Date: 04-Dec-19 | ||||
1.1 | Elect Director William H. Gates, III | Management | For | Voted - For |
1.2 | Elect Director Reid G. Hoffman | Management | For | Voted - For |
1.3 | Elect Director Hugh F. Johnston | Management | For | Voted - For |
1.4 | Elect Director Teri L. List-Stoll | Management | For | Voted - For |
1.5 | Elect Director Satya Nadella | Management | For | Voted - For |
1.6 | Elect Director Sandra E. Peterson | Management | For | Voted - For |
1.7 | Elect Director Penny S. Pritzker | Management | For | Voted - For |
1.8 | Elect Director Charles W. Scharf | Management | For | Voted - For |
1.9 | Elect Director Arne M. Sorenson | Management | For | Voted - For |
1.10 | Elect Director John W. Stanton | Management | For | Voted - For |
1.11 | Elect Director John W. Thompson | Management | For | Voted - For |
1.12 | Elect Director Emma N. Walmsley | Management | For | Voted - For |
1.13 | Elect Director Padmasree Warrior | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Report on Employee Representation on the Board of | |||
Directors | Shareholder | Against | Voted - For | |
5 | Report on Gender Pay Gap | Shareholder | Against | Voted - For |
52
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MOODY'S CORPORATION | ||||
Security ID: 615369105 Ticker: MCO | ||||
Meeting Date: 21-Apr-20 | ||||
1a | Elect Director Basil L. Anderson | Management | For | Voted - For |
1b | Elect Director Jorge A. Bermudez | Management | For | Voted - For |
1c | Elect Director Therese Esperdy | Management | For | Voted - For |
1d | Elect Director Vincent A. Forlenza | Management | For | Voted - For |
1e | Elect Director Kathryn M. Hill | Management | For | Voted - For |
1f | Elect Director Raymond W. McDaniel, Jr. | Management | For | Voted - For |
1g | Elect Director Henry A. McKinnell, Jr. | Management | For | Voted - For |
1h | Elect Director Leslie F. Seidman | Management | For | Voted - For |
1i | Elect Director Bruce Van Saun | Management | For | Voted - For |
2a | Eliminate Supermajority Vote Requirements to Amend | |||
Charter and Bylaws | Management | For | Voted - For | |
2b | Eliminate Supermajority Vote Requirement to Remove | |||
Directors | Management | For | Voted - For | |
2c | Eliminate Supermajority Vote Requirement for | |||
Filling Open Board Seats | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
MORGAN STANLEY | ||||
Security ID: 617446448 Ticker: MS | ||||
Meeting Date: 21-May-20 | ||||
1a | Elect Director Elizabeth Corley | Management | For | Voted - For |
1b | Elect Director Alistair Darling | Management | For | Voted - For |
1c | Elect Director Thomas H. Glocer | Management | For | Voted - For |
1d | Elect Director James P. Gorman | Management | For | Voted - For |
1e | Elect Director Robert H. Herz | Management | For | Voted - For |
1f | Elect Director Nobuyuki Hirano | Management | For | Voted - For |
1g | Elect Director Stephen J. Luczo | Management | For | Voted - For |
1h | Elect Director Jami Miscik | Management | For | Voted - For |
1i | Elect Director Dennis M. Nally | Management | For | Voted - For |
1j | Elect Director Takeshi Ogasawara | Management | For | Voted - For |
1k | Elect Director Hutham S. Olayan | Management | For | Voted - For |
1l | Elect Director Mary L. Schapiro | Management | For | Voted - For |
1m | Elect Director Perry M. Traquina | Management | For | Voted - For |
1n | Elect Director Rayford Wilkins, Jr. | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
53
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MOTOROLA SOLUTIONS, INC. | ||||
Security ID: 620076307 Ticker: MSI | ||||
Meeting Date: 11-May-20 | ||||
1a | Elect Director Gregory Q. Brown | Management | For | Voted - For |
1b | Elect Director Kenneth D. Denman | Management | For | Voted - For |
1c | Elect Director Egon P. Durban | Management | For | Voted - Against |
1d | Elect Director Clayton M. Jones | Management | For | Voted - For |
1e | Elect Director Judy C. Lewent | Management | For | Voted - For |
1f | Elect Director Gregory K. Mondre | Management | For | Voted - Against |
1g | Elect Director Anne R. Pramaggiore | Management | For | Voted - For |
1h | Elect Director Joseph M. Tucci | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Report on Political Contributions | Shareholder | Against | Voted - For |
MYLAN N.V. | ||||
Security ID: N59465109 Ticker: MYL | ||||
Meeting Date: 30-Jun-20 | ||||
1A | Elect Director Heather Bresch | Management | For | Voted - For |
1B | Elect Director Robert J. Cindrich | Management | For | Voted - For |
1C | Elect Director Robert J. Coury | Management | For | Voted - For |
1D | Elect Director JoEllen Lyons Dillon | Management | For | Voted - For |
1E | Elect Director Neil Dimick | Management | For | Voted - For |
1F | Elect Director Melina Higgins | Management | For | Voted - For |
1G | Elect Director Harry A. Korman | Management | For | Voted - For |
1H | Elect Director Rajiv Malik | Management | For | Voted - For |
1I | Elect Director Richard A. Mark | Management | For | Voted - For |
1J | Elect Director Mark W. Parrish | Management | For | Voted - For |
1K | Elect Director Pauline van der Meer Mohr | Management | For | Voted - For |
1L | Elect Director Randall L. (Pete) Vanderveen | Management | For | Voted - For |
1M | Elect Director Sjoerd S. Vollebregt | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Adopt Financial Statements and Statutory Reports | Management | For | Voted - For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
5 | Instruction to Deloitte Accountants B.V. for the | |||
Audit of the Company's Dutch Statutory Annual | ||||
Accounts for Fiscal Year 2020 | Management | For | Voted - For | |
6 | Authorize Share Repurchase Program | Management | For | Voted - For |
7 | Grant Board Authority to Issue Shares Up To 10 | |||
Percent of Issued Capital and Restrict/Exclude | ||||
Preemptive Rights | Management | For | Voted - For | |
E1E | Approve Combination | Management | For | Voted - For |
E2E | Advisory Vote on Golden Parachutes | Management | For | Voted - Against |
E3E | Approve Board Composition | Management | For | Voted - For |
54
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
E4E | Amend Right to Call Special Meeting | Management | For | Voted - For |
NEWMONT CORPORATION | ||||
Security ID: 651639106 Ticker: NEM | ||||
Meeting Date: 21-Apr-20 | ||||
1.1 | Elect Director Gregory H. Boyce | Management | For | Voted - For |
1.2 | Elect Director Bruce R. Brook | Management | For | Voted - For |
1.3 | Elect Director J. Kofi Bucknor | Management | For | Voted - For |
1.4 | Elect Director Maura Clark | Management | For | Voted - For |
1.5 | Elect Director Matthew Coon Come | Management | For | Voted - For |
1.6 | Elect Director Noreen Doyle | Management | For | Voted - For |
1.7 | Elect Director Veronica M. Hagen | Management | For | Voted - For |
1.8 | Elect Director Rene Medori | Management | For | Voted - For |
1.9 | Elect Director Jane Nelson | Management | For | Voted - For |
1.10 | Elect Director Thomas Palmer | Management | For | Voted - For |
1.11 | Elect Director Julio M. Quintana | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
NIELSEN HOLDINGS PLC | ||||
Security ID: G6518L108 Ticker: NLSN | ||||
Meeting Date: 12-May-20 | ||||
1a | Elect Director James A. Attwood, Jr. | Management | For | Voted - For |
1b | Elect Director Thomas H. Castro | Management | For | Voted - For |
1c | Elect Director Guerrino De Luca | Management | For | Voted - For |
1d | Elect Director Karen M. Hoguet | Management | For | Voted - For |
1e | Elect Director David Kenny | Management | For | Voted - For |
1f | Elect Director Harish Manwani | Management | For | Voted - For |
1g | Elect Director Janice Marinelli Mazza | Management | For | Voted - For |
1h | Elect Director Robert C. Pozen | Management | For | Voted - For |
1i | Elect Director David Rawlinson | Management | For | Voted - For |
1j | Elect Director Nancy Tellem | Management | For | Voted - For |
1k | Elect Director Javier G. Teruel | Management | For | Voted - For |
1l | Elect Director Lauren Zalaznick | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Reappoint Ernst & Young LLP as UK Statutory Auditors | Management | For | Voted - For |
4 | Authorize the Audit Committee to Fix Remuneration | |||
of UK Statutory Auditor | Management | For | Voted - For | |
5 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
6 | Approve Remuneration Report | Management | For | Voted - Against |
7 | Authorise Issue of Equity | Management | For | Voted - Against |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - Against |
55
Impact Shares NAACP Minority Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
9 | Approve Share Repurchase Contracts and Repurchase | |||
Counterparties | Management | For | Voted - For | |
NORDSTROM, INC. | ||||
Security ID: 655664100 Ticker: JWN | ||||
Meeting Date: 20-May-20 | ||||
1a | Elect Director Shellye L. Archambeau | Management | For | Voted - For |
1b | Elect Director Stacy Brown-Philpot | Management | For | Voted - For |
1c | Elect Director Tanya L. Domier | Management | For | Voted - For |
1d | Elect Director James L. Donald | Management | For | Voted - For |
1e | Elect Director Kirsten A. Green | Management | For | Voted - For |
1f | Elect Director Glenda G. McNeal | Management | For | Voted - For |
1g | Elect Director Erik B. Nordstrom | Management | For | Voted - For |
1h | Elect Director Peter E. Nordstrom | Management | For | Voted - For |
1i | Elect Director Brad D. Smith | Management | For | Voted - For |
1j | Elect Director Bradley D. Tilden | Management | For | Voted - For |
1k | Elect Director Mark J. Tritton | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
NORTONLIFELOCK INC. | ||||
Security ID: 871503108 Ticker: NLOK | ||||
Meeting Date: 19-Dec-19 | ||||
1a | Elect Director Sue Barsamian | Management | For | Voted - For |
1b | Elect Director Frank E. Dangeard | Management | For | Voted - For |
1c | Elect Director Nora M. Denzel | Management | For | Voted - For |
1d | Elect Director Peter A. Feld | Management | For | Voted - For |
1e | Elect Director Kenneth Y. Hao | Management | For | Voted - For |
1f | Elect Director David W. Humphrey | Management | For | Voted - For |
1g | Elect Director Vincent Pilette | Management | For | Voted - For |
1h | Elect Director V. Paul Unruh | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
OCCIDENTAL PETROLEUM CORPORATION | ||||
Security ID: 674599105 Ticker: OXY | ||||
Meeting Date: 31-Dec-19 | ||||
1 | Revoke Consent to Request to Fix a Record Date | Shareholder | Against | Do Not Vote |
56
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1 | Consent to Request to Fix a Record Date | Shareholder | Against | Do Not Vote |
ORACLE CORPORATION | ||||
Security ID: 68389X105 Ticker: ORCL | ||||
Meeting Date: 19-Nov-19 | ||||
1.1 | Elect Director Jeffrey S. Berg | Management | For | Voted - Withheld |
1.2 | Elect Director Michael J. Boskin | Management | For | Voted - For |
1.3 | Elect Director Safra A. Catz | Management | For | Voted - For |
1.4 | Elect Director Bruce R. Chizen | Management | For | Voted - Withheld |
1.5 | Elect Director George H. Conrades | Management | For | Voted - Withheld |
1.6 | Elect Director Lawrence J. Ellison | Management | For | Voted - For |
1.7 | Elect Director Rona A. Fairhead | Management | For | Voted - For |
1.8 | Elect Director Hector Garcia-Molina *Withdrawn | |||
Resolution* | Management | N/A | Non-Voting | |
1.9 | Elect Director Jeffrey O. Henley | Management | For | Voted - For |
1.10 | Elect Director Mark V. Hurd - Deceased | Management | N/A | Non-Voting |
1.11 | Elect Director Renee J. James | Management | For | Voted - For |
1.12 | Elect Director Charles W. Moorman, IV | Management | For | Voted - Withheld |
1.13 | Elect Director Leon E. Panetta | Management | For | Voted - Withheld |
1.14 | Elect Director William G. Parrett | Management | For | Voted - For |
1.15 | Elect Director Naomi O. Seligman | Management | For | Voted - Withheld |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Report on Gender Pay Gap | Shareholder | Against | Voted - For |
5 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
OSHKOSH CORPORATION | ||||
Security ID: 688239201 Ticker: OSK | ||||
Meeting Date: 04-Feb-20 | ||||
1.1 | Elect Director Keith J. Allman | Management | For | Voted - For |
1.2 | Elect Director Wilson R. Jones | Management | For | Voted - For |
1.3 | Elect Director Tyrone M. Jordan | Management | For | Voted - For |
1.4 | Elect Director Kimberley Metcalf-Kupres | Management | For | Voted - For |
1.5 | Elect Director Stephen D. Newlin | Management | For | Voted - For |
1.6 | Elect Director Raymond T. Odierno | Management | For | Voted - For |
1.7 | Elect Director Craig P. Omtvedt | Management | For | Voted - For |
1.8 | Elect Director Duncan J. Palmer | Management | For | Voted - For |
1.9 | Elect Director Sandra E. Rowland | Management | For | Voted - For |
1.10 | Elect Director John S. Shiely | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
57
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
OVINTIV, INC. | ||||
Security ID: 69047Q102 Ticker: OVV | ||||
Meeting Date: 29-Apr-20 | ||||
1 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
2a | Elect Director Peter A. Dea | Management | For | Voted - For |
2b | Elect Director Fred J. Fowler | Management | For | Voted - For |
2c | Elect Director Howard J. Mayson | Management | For | Voted - For |
2d | Elect Director Lee A. McIntire | Management | For | Voted - For |
2e | Elect Director Margaret A. McKenzie | Management | For | Voted - For |
2f | Elect Director Steven W. Nance | Management | For | Voted - For |
2g | Elect Director Suzanne P. Nimocks | Management | For | Voted - For |
2h | Elect Director Thomas G. Ricks | Management | For | Voted - For |
2i | Elect Director Brian G. Shaw | Management | For | Voted - For |
2j | Elect Director Douglas J. Suttles | Management | For | Voted - For |
2k | Elect Director Bruce G. Waterman | Management | For | Voted - For |
2l | Elect Director Clayton H. Woitas | Management | For | Voted - For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Report on Climate Change | Shareholder | Against | Voted - For |
OWENS CORNING | ||||
Security ID: 690742101 Ticker: OC | ||||
Meeting Date: 16-Apr-20 | ||||
1a | Elect Director Brian D. Chambers | Management | For | Voted - For |
1b | Elect Director Eduardo E. Cordeiro | Management | For | Voted - For |
1c | Elect Director Adrienne D. Elsner | Management | For | Voted - For |
1d | Elect Director J. Brian Ferguson | Management | For | Voted - For |
1e | Elect Director Ralph F. Hake | Management | For | Voted - For |
1f | Elect Director Edward F. Lonergan | Management | For | Voted - For |
1g | Elect Director Maryann T. Mannen | Management | For | Voted - For |
1h | Elect Director W. Howard Morris | Management | For | Voted - For |
1i | Elect Director Suzanne P. Nimocks | Management | For | Voted - For |
1j | Elect Director John D. Williams | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
PENTAIR PLC | ||||
Security ID: G7S00T104 Ticker: PNR | ||||
Meeting Date: 05-May-20 | ||||
1a | Elect Director Mona Abutaleb Stephenson | Management | For | Voted - For |
1b | Elect Director Glynis A. Bryan | Management | For | Voted - For |
58
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1c | Elect Director T. Michael Glenn | Management | For | Voted - For |
1d | Elect Director Theodore L. Harris | Management | For | Voted - For |
1e | Elect Director David A. Jones | Management | For | Voted - For |
1f | Elect Director Michael T. Speetzen | Management | For | Voted - For |
1g | Elect Director John L. Stauch | Management | For | Voted - For |
1h | Elect Director Billie I. Williamson | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Authorise Issue of Equity | Management | For | Voted - For |
6 | Authorize Board to Opt-Out of Statutory Pre-Emption | |||
Rights | Management | For | Voted - For | |
7 | Determine Price Range for Reissuance of Treasury | |||
Shares | Management | For | Voted - For | |
PERRIGO COMPANY PLC | ||||
Security ID: G97822103 Ticker: PRGO | ||||
Meeting Date: 06-May-20 | ||||
1.1 | Elect Director Bradley A. Alford | Management | For | Voted - For |
1.2 | Elect Director Rolf A. Classon | Management | For | Voted - For |
1.3 | Elect Director Adriana Karaboutis | Management | For | Voted - For |
1.4 | Elect Director Murray S. Kessler | Management | For | Voted - For |
1.5 | Elect Director Jeffrey B. Kindler | Management | For | Voted - For |
1.6 | Elect Director Erica L. Mann | Management | For | Voted - For |
1.7 | Elect Director Donal O'Connor | Management | For | Voted - For |
1.8 | Elect Director Geoffrey M. Parker | Management | For | Voted - For |
1.9 | Elect Director Theodore R. Samuels | Management | For | Voted - For |
2 | Approve Ernst & Young LLP as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Authorize Issue of Equity | Management | For | Voted - For |
5 | Authorize Issuance of Equity without Preemptive | |||
Rights | Management | For | Voted - For | |
PFIZER INC. | ||||
Security ID: 717081103 Ticker: PFE | ||||
Meeting Date: 23-Apr-20 | ||||
1.1 | Elect Director Ronald E. Blaylock | Management | For | Voted - For |
1.2 | Elect Director Albert Bourla | Management | For | Voted - For |
1.3 | Elect Director W. Don Cornwell | Management | For | Voted - For |
1.4 | Elect Director Joseph J. Echevarria | Management | For | Voted - For |
1.5 | Elect Director Scott Gottlieb | Management | For | Voted - For |
1.6 | Elect Director Helen H. Hobbs | Management | For | Voted - For |
1.7 | Elect Director Susan Hockfield | Management | For | Voted - For |
59
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Director James M. Kilts | Management | For | Voted - For |
1.9 | Elect Director Dan R. Littman | Management | For | Voted - For |
1.10 | Elect Director Shantanu Narayen | Management | For | Voted - For |
1.11 | Elect Director Suzanne Nora Johnson | Management | For | Voted - For |
1.12 | Elect Director James Quincey | Management | For | Voted - For |
1.13 | Elect Director James C. Smith | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - Against |
5 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
7 | Require Independent Board Chair | Shareholder | Against | Voted - For |
8 | Report on Gender Pay Gap | Shareholder | Against | Voted - For |
9 | Elect Director Susan Desmond-Hellmann | Management | For | Voted - For |
PPG INDUSTRIES, INC. | ||||
Security ID: 693506107 Ticker: PPG | ||||
Meeting Date: 16-Apr-20 | ||||
1.1 | Elect Director Stephen F. Angel | Management | For | Voted - For |
1.2 | Elect Director Hugh Grant | Management | For | Voted - For |
1.3 | Elect Director Melanie L. Healey | Management | For | Voted - For |
2.1 | Elect Director Kathleen A. Ligocki | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Declassify the Board of Directors | Management | For | Voted - For |
5 | Reduce Supermajority Vote Requirement | Management | For | Voted - For |
6 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
PROLOGIS, INC. | ||||
Security ID: 74340W103 Ticker: PLD | ||||
Meeting Date: 29-Apr-20 | ||||
1a | Elect Director Hamid R. Moghadam | Management | For | Voted - For |
1b | Elect Director Cristina G. Bita | Management | For | Voted - For |
1c | Elect Director George L. Fotiades | Management | For | Voted - For |
1d | Elect Director Lydia H. Kennard | Management | For | Voted - For |
1e | Elect Director Irving F. Lyons, III | Management | For | Voted - For |
1f | Elect Director Avid Modjtabai | Management | For | Voted - For |
1g | Elect Director David P. O'Connor | Management | For | Voted - For |
1h | Elect Director Olivier Piani | Management | For | Voted - For |
1i | Elect Director Jeffrey L. Skelton | Management | For | Voted - For |
1j | Elect Director Carl B. Webb | Management | For | Voted - For |
1k | Elect Director William D. Zollars | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
60
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Increase Authorized Common Stock | Management | For | Voted - For |
5 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
PRUDENTIAL FINANCIAL, INC. | ||||
Security ID: 744320102 Ticker: PRU | ||||
Meeting Date: 12-May-20 | ||||
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | Voted - For |
1.2 | Elect Director Gilbert F. Casellas | Management | For | Voted - For |
1.3 | Elect Director Robert M. Falzon | Management | For | Voted - For |
1.4 | Elect Director Martina Hund-Mejean | Management | For | Voted - For |
1.5 | Elect Director Karl J. Krapek | Management | For | Voted - For |
1.6 | Elect Director Peter R. Lighte | Management | For | Voted - For |
1.7 | Elect Director Charles F. Lowrey | Management | For | Voted - For |
1.8 | Elect Director George Paz | Management | For | Voted - For |
1.9 | Elect Director Sandra Pianalto | Management | For | Voted - For |
1.10 | Elect Director Christine A. Poon | Management | For | Voted - For |
1.11 | Elect Director Douglas A. Scovanner | Management | For | Voted - For |
1.12 | Elect Director Michael A. Todman | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
QUALCOMM INCORPORATED | ||||
Security ID: 747525103 Ticker: QCOM | ||||
Meeting Date: 10-Mar-20 | ||||
1a | Elect Director Mark Fields | Management | For | Voted - For |
1b | Elect Director Jeffrey W. Henderson | Management | For | Voted - For |
1c | Elect Director Ann M. Livermore | Management | For | Voted - For |
1d | Elect Director Harish Manwani | Management | For | Voted - For |
1e | Elect Director Mark D. McLaughlin | Management | For | Voted - For |
1f | Elect Director Steve Mollenkopf | Management | For | Voted - For |
1g | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | Voted - For |
1h | Elect Director Irene B. Rosenfeld | Management | For | Voted - For |
1i | Elect Director Kornelis "Neil" Smit | Management | For | Voted - For |
1j | Elect Director Anthony J. Vinciquerra | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
61
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
RAYTHEON COMPANY | ||||
Security ID: 755111507 Ticker: RTN | ||||
Meeting Date: 11-Oct-19 | ||||
1 | Approve Merger Agreement | Management | For | Voted - For |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - For |
3 | Adjourn Meeting | Management | For | Voted - For |
RESMED INC. | ||||
Security ID: 761152107 Ticker: RMD | ||||
Meeting Date: 21-Nov-19 | ||||
1a | Elect Director Carol Burt | Management | For | Voted - For |
1b | Elect Director Jan De Witte | Management | For | Voted - For |
1c | Elect Director Rich Sulpizio | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
ROCKWELL AUTOMATION, INC. | ||||
Security ID: 773903109 Ticker: ROK | ||||
Meeting Date: 04-Feb-20 | ||||
A1 | Elect Director Steven R. Kalmanson | Management | For | Voted - For |
A2 | Elect Director James P. Keane | Management | For | Voted - For |
A3 | Elect Director Pam Murphy | Management | For | Voted - For |
A4 | Elect Director Donald R. Parfet | Management | For | Voted - For |
B | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
C | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
D | Approve Omnibus Stock Plan | Management | For | Voted - For |
ROPER TECHNOLOGIES, INC. | ||||
Security ID: 776696106 Ticker: ROP | ||||
Meeting Date: 08-Jun-20 | ||||
1.1 | Elect Director Shellye L. Archambeau | Management | For | Voted - For |
1.2 | Elect Director Amy Woods Brinkley | Management | For | Voted - For |
1.3 | Elect Director John F. Fort, III | Management | For | Voted - For |
1.4 | Elect Director L. Neil Hunn | Management | For | Voted - For |
1.5 | Elect Director Robert D. Johnson | Management | For | Voted - For |
1.6 | Elect Director Robert E. Knowling, Jr. | Management | For | Voted - For |
1.7 | Elect Director Wilbur J. Prezzano | Management | For | Voted - For |
1.8 | Elect Director Laura G. Thatcher | Management | For | Voted - For |
1.9 | Elect Director Richard F. Wallman | Management | For | Voted - For |
62
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Director Christopher Wright | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Approve Non-Employee Director Compensation Plan | Management | For | Voted - For |
ROSS STORES, INC. | ||||
Security ID: 778296103 Ticker: ROST | ||||
Meeting Date: 20-May-20 | ||||
1a | Elect Director Michael Balmuth | Management | For | Voted - For |
1b | Elect Director K. Gunnar Bjorklund | Management | For | Voted - For |
1c | Elect Director Michael J. Bush | Management | For | Voted - For |
1d | Elect Director Norman A. Ferber | Management | For | Voted - For |
1e | Elect Director Sharon D. Garrett | Management | For | Voted - For |
1f | Elect Director Stephen D. Milligan | Management | For | Voted - For |
1g | Elect Director Patricia H. Mueller | Management | For | Voted - For |
1h | Elect Director George P. Orban | Management | For | Voted - For |
1i | Elect Director Gregory L. Quesnel | Management | For | Voted - For |
1j | Elect Director Larree M. Renda | Management | For | Voted - For |
1k | Elect Director Barbara Rentler | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
ROYAL CARIBBEAN CRUISES LTD. | ||||
Security ID: V7780T103 Ticker: RCL | ||||
Meeting Date: 28-May-20 | ||||
1a | Elect Director John F. Brock | Management | For | Voted - For |
1b | Elect Director Richard D. Fain | Management | For | Voted - For |
1c | Elect Director Stephen R. Howe, Jr. | Management | For | Voted - For |
1d | Elect Director William L. Kimsey | Management | For | Voted - For |
1e | Elect Director Maritza G. Montiel | Management | For | Voted - For |
1f | Elect Director Ann S. Moore | Management | For | Voted - For |
1g | Elect Director Eyal M. Ofer | Management | For | Voted - For |
1h | Elect Director William K. Reilly | Management | For | Voted - For |
1i | Elect Director Vagn O. Sorensen | Management | For | Voted - For |
1j | Elect Director Donald Thompson | Management | For | Voted - For |
1k | Elect Director Arne Alexander Wilhelmsen | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Report on Political Contributions | Shareholder | Against | Voted - For |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
63
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
S&P GLOBAL INC. | ||||
Security ID: 78409V104 Ticker: SPGI | ||||
Meeting Date: 13-May-20 | ||||
1.1 | Elect Director Marco Alvera | Management | For | Voted - For |
1.2 | Elect Director William J. Amelio | Management | For | Voted - For |
1.3 | Elect Director William D. Green | Management | For | Voted - For |
1.4 | Elect Director Charles E. Haldeman, Jr. | Management | For | Voted - For |
1.5 | Elect Director Stephanie C. Hill | Management | For | Voted - For |
1.6 | Elect Director Rebecca J. Jacoby | Management | For | Voted - For |
1.7 | Elect Director Monique F. Leroux | Management | For | Voted - For |
1.8 | Elect Director Maria R. Morris | Management | For | Voted - For |
1.9 | Elect Director Douglas L. Peterson | Management | For | Voted - For |
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | Voted - For |
1.11 | Elect Director Kurt L. Schmoke | Management | For | Voted - For |
1.12 | Elect Director Richard E. Thornburgh | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Provide Directors May Be Removed With or Without | |||
Cause | Management | For | Voted - For | |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
SALESFORCE.COM, INC. | ||||
Security ID: 79466L302 Ticker: CRM | ||||
Meeting Date: 11-Jun-20 | ||||
1a | Elect Director Marc Benioff | Management | For | Voted - For |
1b | Elect Director Craig Conway | Management | For | Voted - For |
1c | Elect Director Parker Harris | Management | For | Voted - For |
1d | Elect Director Alan Hassenfeld | Management | For | Voted - For |
1e | Elect Director Neelie Kroes | Management | For | Voted - For |
1f | Elect Director Colin Powell | Management | For | Voted - For |
1g | Elect Director Sanford Robertson | Management | For | Voted - For |
1h | Elect Director John V. Roos | Management | For | Voted - For |
1i | Elect Director Robin Washington | Management | For | Voted - For |
1j | Elect Director Maynard Webb | Management | For | Voted - For |
1k | Elect Director Susan Wojcicki | Management | For | Voted - For |
2 | Amend Omnibus Stock Plan | Management | For | Voted - For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
5 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
64
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SEAGATE TECHNOLOGY PLC | ||||
Security ID: G7945M107 Ticker: STX | ||||
Meeting Date: 29-Oct-19 | ||||
1a | Elect Director William D. Mosley | Management | For | Voted - For |
1b | Elect Director Stephen J. Luczo | Management | For | Voted - For |
1c | Elect Director Mark W. Adams | Management | For | Voted - For |
1d | Elect Director Judy Bruner | Management | For | Voted - For |
1e | Elect Director Michael R. Cannon | Management | For | Voted - For |
1f | Elect Director William T. Coleman | Management | For | Voted - For |
1g | Elect Director Jay L. Geldmacher | Management | For | Voted - For |
1h | Elect Director Dylan G. Haggart | Management | For | Voted - For |
1i | Elect Director Stephanie Tilenius | Management | For | Voted - For |
1j | Elect Director Edward J. Zander | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Ernst & Young LLP as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Authorize Board to Allot and Issue Shares | Management | For | Voted - For |
6 | Authorize Board to Opt-Out of Statutory Pre-Emption | |||
Rights | Management | For | Voted - For | |
7 | Determine Price Range for Reissuance of Treasury | |||
Shares | Management | For | Voted - For | |
SL GREEN REALTY CORP. | ||||
Security ID: 78440X101 Ticker: SLG | ||||
Meeting Date: 01-Jun-20 | ||||
1a | Elect Director John H. Alschuler | Management | For | Voted - For |
1b | Elect Director Betsy Atkins | Management | For | Voted - For |
1c | Elect Director Edwin T. Burton, III | Management | For | Voted - For |
1d | Elect Director Lauren B. Dillard | Management | For | Voted - For |
1e | Elect Director Stephen L. Green | Management | For | Voted - For |
1f | Elect Director Craig M. Hatkoff | Management | For | Voted - For |
1g | Elect Director Marc Holliday | Management | For | Voted - For |
1h | Elect Director John S. Levy | Management | For | Voted - For |
1i | Elect Director Andrew W. Mathias | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
65
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SOLAREDGE TECHNOLOGIES, INC. | ||||
Security ID: 83417M104 Ticker: SEDG | ||||
Meeting Date: 18-May-20 | ||||
1a | Elect Director Tal Payne | Management | For | Voted - Against |
1b | Elect Director Marcel Gani | Management | For | Voted - Against |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
SONOCO PRODUCTS COMPANY | ||||
Security ID: 835495102 Ticker: SON | ||||
Meeting Date: 15-Apr-20 | ||||
1.1 | Elect Director Harry A. Cockrell | Management | For | Voted - For |
1.2 | Elect Director R. Howard Coker | Management | For | Voted - For |
1.3 | Elect Director Pamela L. Davies | Management | For | Voted - For |
1.4 | Elect Director Theresa J. Drew | Management | For | Voted - For |
1.5 | Elect Director Philippe Guillemot | Management | For | Voted - For |
1.6 | Elect Director John R. Haley | Management | For | Voted - For |
1.7 | Elect Director Robert R. Hill, Jr. | Management | For | Voted - For |
1.8 | Elect Director Richard G. Kyle | Management | For | Voted - For |
1.9 | Elect Director Blythe J. McGarvie | Management | For | Voted - For |
1.10 | Elect Director James M. Micali | Management | For | Voted - For |
1.11 | Elect Director Sundaram Nagarajan | Management | For | Voted - For |
1.12 | Elect Director Marc. D. Oken | Management | For | Voted - For |
1.13 | Elect Director Thomas E. Whiddon | Management | For | Voted - For |
1.14 | Elect Director Lloyd M. Yates | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Articles of Incorporation and Article III, | |||
Section 7, of the By-Laws Relating to the Vote | ||||
Required for the Removal of Directors | Management | For | Voted - For | |
5 | Amend Articles of Incorporation Relating to Quorum | |||
or Voting Requirement for Shareholders | Management | For | Voted - For | |
6 | Reduce Supermajority Vote Requirement | Management | For | Voted - For |
7 | Provide Right to Call Special Meeting | Shareholder | For | Voted - For |
STANLEY BLACK & DECKER, INC. | ||||
Security ID: 854502101 Ticker: SWK | ||||
Meeting Date: 17-Apr-20 | ||||
1.1 | Elect Director Andrea J. Ayers | Management | For | Voted - For |
1.2 | Elect Director George W. Buckley | Management | For | Voted - For |
1.3 | Elect Director Patrick D. Campbell | Management | For | Voted - For |
66
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Director Carlos M. Cardoso | Management | For | Voted - For |
1.5 | Elect Director Robert B. Coutts | Management | For | Voted - For |
1.6 | Elect Director Debra A. Crew | Management | For | Voted - For |
1.7 | Elect Director Michael D. Hankin | Management | For | Voted - For |
1.8 | Elect Director James M. Loree | Management | For | Voted - For |
1.9 | Elect Director Dmitri L. Stockton | Management | For | Voted - For |
1.10 | Elect Director Irving Tan | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
STARBUCKS CORPORATION | ||||
Security ID: 855244109 Ticker: SBUX | ||||
Meeting Date: 18-Mar-20 | ||||
1a | Elect Director Richard E. Allison, Jr. | Management | For | Voted - For |
1b | Elect Director Rosalind G. Brewer | Management | For | Voted - For |
1c | Elect Director Andrew Campion | Management | For | Voted - For |
1d | Elect Director Mary N. Dillon | Management | For | Voted - For |
1e | Elect Director Isabel Ge Mahe | Management | For | Voted - For |
1f | Elect Director Mellody Hobson | Management | For | Voted - For |
1g | Elect Director Kevin R. Johnson | Management | For | Voted - For |
1h | Elect Director Jorgen Vig Knudstorp | Management | For | Voted - For |
1i | Elect Director Satya Nadella | Management | For | Voted - For |
1j | Elect Director Joshua Cooper Ramo | Management | For | Voted - For |
1k | Elect Director Clara Shih | Management | For | Voted - For |
1l | Elect Director Javier G. Teruel | Management | For | Voted - For |
1m | Elect Director Myron E. Ullman, III | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Report on Risks of Omitting Viewpoint and Ideology | |||
from EEO Policy | Shareholder | Against | Voted - Against | |
STATE STREET CORPORATION | ||||
Security ID: 857477103 Ticker: STT | ||||
Meeting Date: 20-May-20 | ||||
1a | Elect Director Patrick de Saint-Aignan | Management | For | Voted - For |
1b | Elect Director Marie A. Chandoha | Management | For | Voted - For |
1c | Elect Director Lynn A. Dugle | Management | For | Voted - For |
1d | Elect Director Amelia C. Fawcett | Management | For | Voted - For |
1e | Elect Director William C. Freda | Management | For | Voted - For |
1f | Elect Director Sara Mathew | Management | For | Voted - For |
1g | Elect Director William L. Meaney | Management | For | Voted - For |
1h | Elect Director Ronald P. O'Hanley | Management | For | Voted - For |
67
Impact Shares NAACP Minority Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1i | Elect Director Sean O'Sullivan | Management | For | Voted - For |
1j | Elect Director Richard P. Sergel | Management | For | Voted - For |
1k | Elect Director Gregory L. Summe | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
TARGET CORPORATION | ||||
Security ID: 87612E106 Ticker: TGT | ||||
Meeting Date: 10-Jun-20 | ||||
1a | Elect Director Douglas M. Baker, Jr. | Management | For | Voted - For |
1b | Elect Director George S. Barrett | Management | For | Voted - For |
1c | Elect Director Brian C. Cornell | Management | For | Voted - For |
1d | Elect Director Calvin Darden | Management | For | Voted - For |
1e | Elect Director Robert L. Edwards | Management | For | Voted - For |
1f | Elect Director Melanie L. Healey | Management | For | Voted - For |
1g | Elect Director Donald R. Knauss | Management | For | Voted - For |
1h | Elect Director Monica C. Lozano | Management | For | Voted - For |
1i | Elect Director Mary E. Minnick | Management | For | Voted - For |
1j | Elect Director Kenneth L. Salazar | Management | For | Voted - For |
1k | Elect Director Dmitri L. Stockton | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
TELEFLEX INCORPORATED | ||||
Security ID: 879369106 Ticker: TFX | ||||
Meeting Date: 01-May-20 | ||||
1a | Elect Director George Babich, Jr. | Management | For | Voted - For |
1b | Elect Director Gretchen R. Haggerty | Management | For | Voted - For |
1c | Elect Director Liam J. Kelly | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
TEXAS INSTRUMENTS INCORPORATED | ||||
Security ID: 882508104 Ticker: TXN | ||||
Meeting Date: 23-Apr-20 | ||||
1a | Elect Director Mark A. Blinn | Management | For | Voted - For |
1b | Elect Director Todd M. Bluedorn | Management | For | Voted - For |
1c | Elect Director Janet F. Clark | Management | For | Voted - For |
1d | Elect Director Carrie S. Cox | Management | For | Voted - For |
68
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1e | Elect Director Martin S. Craighead | Management | For | Voted - For |
1f | Elect Director Jean M. Hobby | Management | For | Voted - For |
1g | Elect Director Michael D. Hsu | Management | For | Voted - For |
1h | Elect Director Ronald Kirk | Management | For | Voted - For |
1i | Elect Director Pamela H. Patsley | Management | For | Voted - For |
1j | Elect Director Robert E. Sanchez | Management | For | Voted - For |
1k | Elect Director Richard k. Templeton | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
THE ALLSTATE CORPORATION | ||||
Security ID: 020002101 Ticker: ALL | ||||
Meeting Date: 19-May-20 | ||||
1a | Elect Director Kermit R. Crawford | Management | For | Voted - For |
1b | Elect Director Michael L. Eskew | Management | For | Voted - For |
1c | Elect Director Margaret M. Keane | Management | For | Voted - For |
1d | Elect Director Siddharth N. (Bobby) Mehta | Management | For | Voted - For |
1e | Elect Director Jacques P. Perold | Management | For | Voted - For |
1f | Elect Director Andrea Redmond | Management | For | Voted - For |
1g | Elect Director Gregg M. Sherrill | Management | For | Voted - For |
1h | Elect Director Judith A. Sprieser | Management | For | Voted - For |
1i | Elect Director Perry M. Traquina | Management | For | Voted - For |
1j | Elect Director Thomas J. Wilson | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
THE BANK OF NEW YORK MELLON CORPORATION | ||||
Security ID: 064058100 Ticker: BK | ||||
Meeting Date: 15-Apr-20 | ||||
1a | Elect Director Linda Z. Cook | Management | For | Voted - For |
1b | Elect Director Joseph J. Echevarria | Management | For | Voted - For |
1c | Elect Director Thomas P. "Todd" Gibbons | Management | For | Voted - For |
1d | Elect Director Jeffrey A. Goldstein | Management | For | Voted - For |
1e | Elect Director Edmund F. "Ted" Kelly | Management | For | Voted - For |
1f | Elect Director Jennifer B. Morgan | Management | For | Voted - For |
1g | Elect Director Elizabeth E. Robinson | Management | For | Voted - For |
1h | Elect Director Samuel C. Scott, III | Management | For | Voted - For |
1i | Elect Director Frederick O. Terrell | Management | For | Voted - For |
1j | Elect Director Alfred W. "AI" Zollar | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Report on Gender Pay Gap | Shareholder | Against | Voted - For |
69
Impact Shares NAACP Minority Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Require Shareholder Approval of Bylaw Amendments | |||
Adopted by the Board of Directors | Shareholder | Against | Voted - Against | |
THE CLOROX COMPANY | ||||
Security ID: 189054109 Ticker: CLX | ||||
Meeting Date: 20-Nov-19 | ||||
1.1 | Elect Director Amy Banse | Management | For | Voted - For |
1.2 | Elect Director Richard H. Carmona | Management | For | Voted - For |
1.3 | Elect Director Benno Dorer | Management | For | Voted - For |
1.4 | Elect Director Spencer C. Fleischer | Management | For | Voted - For |
1.5 | Elect Director Esther Lee | Management | For | Voted - For |
1.6 | Elect Director A.D. David Mackay | Management | For | Voted - For |
1.7 | Elect Director Robert W. Matschullat | Management | For | Voted - For |
1.8 | Elect Director Matthew J. Shattock | Management | For | Voted - For |
1.9 | Elect Director Pamela Thomas-Graham | Management | For | Voted - For |
1.10 | Elect Director Russell J. Weiner | Management | For | Voted - For |
1.11 | Elect Director Christopher J. Williams | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Eliminate Supermajority Vote Requirement to Approve | |||
Certain Business Combinations | Management | For | Voted - For | |
THE ESTEE LAUDER COMPANIES INC. | ||||
Security ID: 518439104 Ticker: EL | ||||
Meeting Date: 15-Nov-19 | ||||
1.1 | Elect Director Ronald S. Lauder | Management | For | Voted - For |
1.2 | Elect Director William P. Lauder | Management | For | Voted - Withheld |
1.3 | Elect Director Richard D. Parsons | Management | For | Voted - Withheld |
1.4 | Elect Director Lynn Forester de Rothschild | Management | For | Voted - For |
1.5 | Elect Director Jennifer Tejada | Management | For | Voted - For |
1.6 | Elect Director Richard F. Zannino | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
THE GAP, INC. | ||||
Security ID: 364760108 Ticker: GPS | ||||
Meeting Date: 19-May-20 | ||||
1a | Elect Director Amy Bohutinsky | Management | For | Voted - For |
1b | Elect Director John J. Fisher | Management | For | Voted - For |
1c | Elect Director Robert J. Fisher | Management | For | Voted - For |
70
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1d | Elect Director William S. Fisher | Management | For | Voted - For |
1e | Elect Director Tracy Gardner | Management | For | Voted - For |
1f | Elect Director Isabella D. Goren | Management | For | Voted - For |
1g | Elect Director Bob L. Martin | Management | For | Voted - For |
1h | Elect Director Amy Miles | Management | For | Voted - For |
1i | Elect Director Jorge P. Montoya | Management | For | Voted - For |
1j | Elect Director Chris O'Neill | Management | For | Voted - For |
1k | Elect Director Mayo A. Shattuck, III | Management | For | Voted - For |
1l | Elect Director Elizabeth A. Smith | Management | For | Voted - For |
1m | Elect Director Sonia Syngal | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
THE GOLDMAN SACHS GROUP, INC. | ||||
Security ID: 38141G104 Ticker: GS | ||||
Meeting Date: 30-Apr-20 | ||||
1a | Elect Director M. Michele Burns | Management | For | Voted - For |
1b | Elect Director Drew G. Faust | Management | For | Voted - For |
1c | Elect Director Mark A. Flaherty | Management | For | Voted - For |
1d | Elect Director Ellen J. Kullman | Management | For | Voted - For |
1e | Elect Director Lakshmi N. Mittal | Management | For | Voted - For |
1f | Elect Director Adebayo O. Ogunlesi | Management | For | Voted - For |
1g | Elect Director Peter Oppenheimer | Management | For | Voted - For |
1h | Elect Director David M. Solomon | Management | For | Voted - For |
1i | Elect Director Jan E. Tighe | Management | For | Voted - For |
1j | Elect Director David A. Viniar | Management | For | Voted - For |
1k | Elect Director Mark O. Winkelman | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Review of Statement on the Purpose of a Corporation | Shareholder | Against | Voted - Against |
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | ||||
Security ID: 416515104 Ticker: HIG | ||||
Meeting Date: 20-May-20 | ||||
1a | Elect Director Robert B. Allardice, III | Management | For | Voted - For |
1b | Elect Director Larry D. De Shon | Management | For | Voted - For |
1c | Elect Director Carlos Dominguez | Management | For | Voted - For |
1d | Elect Director Trevor Fetter | Management | For | Voted - For |
1e | Elect Director Kathryn A. Mikells | Management | For | Voted - For |
1f | Elect Director Michael G. Morris | Management | For | Voted - For |
1g | Elect Director Teresa W. Roseborough | Management | For | Voted - For |
1h | Elect Director Virginia P. Ruesterholz | Management | For | Voted - For |
71
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1i | Elect Director Christopher J. Swift | Management | For | Voted - For |
1j | Elect Director Matt Winter | Management | For | Voted - For |
1k | Elect Director Greig Woodring | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
THE HOME DEPOT, INC. | ||||
Security ID: 437076102 Ticker: HD | ||||
Meeting Date: 21-May-20 | ||||
1a | Elect Director Gerard J. Arpey | Management | For | Voted - For |
1b | Elect Director Ari Bousbib | Management | For | Voted - For |
1c | Elect Director Jeffery H. Boyd | Management | For | Voted - For |
1d | Elect Director Gregory D. Brenneman | Management | For | Voted - For |
1e | Elect Director J. Frank Brown | Management | For | Voted - For |
1f | Elect Director Albert P. Carey | Management | For | Voted - For |
1g | Elect Director Helena B. Foulkes | Management | For | Voted - For |
1h | Elect Director Linda R. Gooden | Management | For | Voted - For |
1i | Elect Director Wayne M. Hewett | Management | For | Voted - For |
1j | Elect Director Manuel Kadre | Management | For | Voted - For |
1k | Elect Director Stephanie C. Linnartz | Management | For | Voted - For |
1l | Elect Director Craig A. Menear | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Voted - Against |
5 | Prepare Employment Diversity Report and Report on | |||
Diversity Policies | Shareholder | Against | Voted - For | |
6 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Voted - For |
7 | Report on Congruency Political Analysis and | |||
Electioneering Expenditures | Shareholder | Against | Voted - For | |
THE KROGER CO. | ||||
Security ID: 501044101 Ticker: KR | ||||
Meeting Date: 25-Jun-20 | ||||
1a | Elect Director Nora A. Aufreiter | Management | For | Voted - For |
1b | Elect Director Anne Gates | Management | For | Voted - For |
1c | Elect Director Karen M. Hoguet | Management | For | Voted - For |
1d | Elect Director Susan J. Kropf | Management | For | Voted - For |
1e | Elect Director W. Rodney McMullen | Management | For | Voted - For |
1f | Elect Director Clyde R. Moore | Management | For | Voted - For |
1g | Elect Director Ronald L. Sargent | Management | For | Voted - For |
1h | Elect Director Bobby S. Shackouls | Management | For | Voted - For |
1i | Elect Director Mark S. Sutton | Management | For | Voted - For |
1j | Elect Director Ashok Vemuri | Management | For | Voted - For |
72
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLC as Auditor | Management | For | Voted - For |
4 | Assess Environmental Impact of Non-Recyclable | |||
Packaging | Shareholder | Against | Voted - For | |
5 | Report on Human Rights Due Diligence Process in | |||
Operations and Supply Chain | Shareholder | Against | Voted - For | |
THE MOSAIC COMPANY | ||||
Security ID: 61945C103 Ticker: MOS | ||||
Meeting Date: 21-May-20 | ||||
1a | Elect Director Cheryl K. Beebe | Management | For | Voted - For |
1b | Elect Director Oscar P. Bernardes | Management | For | Voted - For |
1c | Elect Director Nancy E. Cooper | Management | For | Voted - For |
1d | Elect Director Gregory L. Ebel | Management | For | Voted - For |
1e | Elect Director Timothy S. Gitzel | Management | For | Voted - For |
1f | Elect Director Denise C. Johnson | Management | For | Voted - For |
1g | Elect Director Emery N. Koenig | Management | For | Voted - For |
1h | Elect Director James 'Joc' C. O'Rourke | Management | For | Voted - For |
1i | Elect Director David T. Seaton | Management | For | Voted - For |
1j | Elect Director Steven M. Seibert | Management | For | Voted - For |
1k | Elect Director Luciano Siani Pires | Management | For | Voted - For |
1l | Elect Director Gretchen H. Watkins | Management | For | Voted - For |
1m | Elect Director Kelvin W. Westbrook | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
THE PROCTER & GAMBLE COMPANY | ||||
Security ID: 742718109 Ticker: PG | ||||
Meeting Date: 08-Oct-19 | ||||
1a | Elect Director Francis S. Blake | Management | For | Voted - For |
1b | Elect Director Angela F. Braly | Management | For | Voted - For |
1c | Elect Director Amy L. Chang | Management | For | Voted - For |
1d | Elect Director Scott D. Cook | Management | For | Voted - For |
1e | Elect Director Joseph Jimenez | Management | For | Voted - For |
1f | Elect Director Terry J. Lundgren | Management | For | Voted - For |
1g | Elect Director Christine M. McCarthy | Management | For | Voted - For |
1h | Elect Director W. James McNerney, Jr. | Management | For | Voted - For |
1i | Elect Director Nelson Peltz | Management | For | Voted - For |
1j | Elect Director David S. Taylor | Management | For | Voted - For |
1k | Elect Director Margaret C. Whitman | Management | For | Voted - For |
1l | Elect Director Patricia A. Woertz | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
73
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
THE TJX COMPANIES, INC. | ||||
Security ID: 872540109 Ticker: TJX | ||||
Meeting Date: 09-Jun-20 | ||||
1a | Elect Director Zein Abdalla | Management | For | Voted - For |
1b | Elect Director Alan M. Bennett | Management | For | Voted - For |
1c | Elect Director Rosemary T. Berkery | Management | For | Voted - For |
1d | Elect Director David T. Ching | Management | For | Voted - For |
1e | Elect Director Ernie Herrman | Management | For | Voted - For |
1f | Elect Director Michael F. Hines | Management | For | Voted - For |
1g | Elect Director Amy B. Lane | Management | For | Voted - For |
1h | Elect Director Carol Meyrowitz | Management | For | Voted - For |
1i | Elect Director Jackwyn L. Nemerov | Management | For | Voted - For |
1j | Elect Director John F. O'Brien | Management | For | Voted - For |
1k | Elect Director Willow B. Shire | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Report on Reduction of Chemical Footprint | Shareholder | Against | Voted - For |
5 | Report on Animal Welfare | Shareholder | Against | Voted - For |
6 | Report on Pay Disparity | Shareholder | Against | Voted - For |
7 | Stock Retention/Holding Period | Shareholder | Against | Voted - For |
THE WALT DISNEY COMPANY | ||||
Security ID: 254687106 Ticker: DIS | ||||
Meeting Date: 11-Mar-20 | ||||
1a | Elect Director Susan E. Arnold | Management | For | Voted - For |
1b | Elect Director Mary T. Barra | Management | For | Voted - For |
1c | Elect Director Safra A. Catz | Management | For | Voted - For |
1d | Elect Director Francis A. deSouza | Management | For | Voted - For |
1e | Elect Director Michael B.G. Froman | Management | For | Voted - For |
1f | Elect Director Robert A. Iger | Management | For | Voted - For |
1g | Elect Director Maria Elena Lagomasino | Management | For | Voted - For |
1h | Elect Director Mark G. Parker | Management | For | Voted - For |
1i | Elect Director Derica W. Rice | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
74
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THERMO FISHER SCIENTIFIC INC. | ||||
Security ID: 883556102 Ticker: TMO | ||||
Meeting Date: 20-May-20 | ||||
1a | Elect Director Marc N. Casper | Management | For | Voted - For |
1b | Elect Director Nelson J. Chai | Management | For | Voted - For |
1c | Elect Director C. Martin Harris | Management | For | Voted - For |
1d | Elect Director Tyler Jacks | Management | For | Voted - For |
1e | Elect Director Judy C. Lewent | Management | For | Voted - For |
1f | Elect Director Thomas J. Lynch | Management | For | Voted - For |
1g | Elect Director Jim P. Manzi | Management | For | Voted - For |
1h | Elect Director James C. Mullen | Management | For | Voted - For |
1i | Elect Director Lars R. Sorensen | Management | For | Voted - For |
1j | Elect Director Debora L. Spar | Management | For | Voted - For |
1k | Elect Director Scott M. Sperling | Management | For | Voted - For |
1l | Elect Director Dion J. Weisler | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
TRANE TECHNOLOGIES PLC | ||||
Security ID: G8994E103 Ticker: TT | ||||
Meeting Date: 04-Jun-20 | ||||
1a | Elect Director Kirk E. Arnold | Management | For | Voted - For |
1b | Elect Director Ann C. Berzin | Management | For | Voted - For |
1c | Elect Director John Bruton | Management | For | Voted - For |
1d | Elect Director Jared L. Cohon | Management | For | Voted - For |
1e | Elect Director Gary D. Forsee | Management | For | Voted - For |
1f | Elect Director Linda P. Hudson | Management | For | Voted - For |
1g | Elect Director Michael W. Lamach | Management | For | Voted - For |
1h | Elect Director Myles P. Lee | Management | For | Voted - For |
1i | Elect Director Karen B. Peetz | Management | For | Voted - For |
1j | Elect Director John P. Surma | Management | For | Voted - For |
1k | Elect Director Richard J. Swift | Management | For | Voted - For |
1l | Elect Director Tony L. White | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve PricewaterhouseCoopers LLP as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
4 | Authorize Issue of Equity | Management | For | Voted - For |
5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | Voted - For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - For |
75
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
TYSON FOODS, INC. | ||||
Security ID: 902494103 Ticker: TSN | ||||
Meeting Date: 06-Feb-20 | ||||
1a | Elect Director John Tyson | Management | For | Voted - For |
1b | Elect Director Gaurdie E. Banister, Jr. | Management | For | Voted - For |
1c | Elect Director Dean Banks | Management | For | Voted - For |
1d | Elect Director Mike Beebe | Management | For | Voted - For |
1e | Elect Director Mikel A. Durham | Management | For | Voted - For |
1f | Elect Director Jonathan D. Mariner | Management | For | Voted - For |
1g | Elect Director Kevin M. McNamara | Management | For | Voted - For |
1h | Elect Director Cheryl S. Miller | Management | For | Voted - For |
1i | Elect Director Jeffrey K. Schomburger | Management | For | Voted - For |
1j | Elect Director Robert Thurber | Management | For | Voted - For |
1k | Elect Director Barbara A. Tyson | Management | For | Voted - Against |
1l | Elect Director Noel White | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Report on Deforestation Impacts in Company's Supply | |||
Chain | Shareholder | Against | Voted - For | |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Voted - For |
7 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Voted - For |
U.S. BANCORP | ||||
Security ID: 902973304 Ticker: USB | ||||
Meeting Date: 21-Apr-20 | ||||
1a | Elect Director Warner L. Baxter | Management | For | Voted - For |
1b | Elect Director Dorothy J. Bridges | Management | For | Voted - For |
1c | Elect Director Elizabeth L. Buse | Management | For | Voted - For |
1d | Elect Director Marc N. Casper | Management | For | Voted - For |
1e | Elect Director Andrew Cecere | Management | For | Voted - For |
1f | Elect Director Kimberly J. Harris | Management | For | Voted - For |
1g | Elect Director Roland A. Hernandez | Management | For | Voted - For |
1h | Elect Director Olivia F. Kirtley | Management | For | Voted - For |
1i | Elect Director Karen S. Lynch | Management | For | Voted - For |
1j | Elect Director Richard P. McKenney | Management | For | Voted - For |
1k | Elect Director Yusuf I. Mehdi | Management | For | Voted - For |
1l | Elect Director John P. Wiehoff | Management | For | Voted - For |
1m | Elect Director Scott W. Wine | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
76
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
UNITED PARCEL SERVICE, INC. | ||||
Security ID: 911312106 Ticker: UPS | ||||
Meeting Date: 14-May-20 | ||||
1a | Elect Director David P. Abney | Management | For | Voted - For |
1b | Elect Director Rodney C. Adkins | Management | For | Voted - For |
1c | Elect Director Michael J. Burns | Management | For | Voted - For |
1d | Elect Director William R. Johnson | Management | For | Voted - For |
1e | Elect Director Ann M. Livermore | Management | For | Voted - For |
1f | Elect Director Rudy H.P. Markham | Management | For | Voted - For |
1g | Elect Director Franck J. Moison | Management | For | Voted - For |
1h | Elect Director Clark 'Sandy' T. Randt, Jr. | Management | For | Voted - For |
1i | Elect Director Christiana Smith Shi | Management | For | Voted - For |
1j | Elect Director John T. Stankey | Management | For | Voted - For |
1k | Elect Director Carol B. Tome | Management | For | Voted - For |
1l | Elect Director Kevin Warsh | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
5 | Approve Recapitalization Plan for all Stock to Have | |||
One-vote per Share | Shareholder | Against | Voted - For | |
6 | Report on Climate Change | Shareholder | Against | Voted - For |
UNITED TECHNOLOGIES CORPORATION | ||||
Security ID: 913017109 Ticker: UTX | ||||
Meeting Date: 11-Oct-19 | ||||
1 | Issue Shares in Connection with Merger | Management | For | Voted - For |
2 | Adjourn Meeting | Management | For | Voted - For |
VENTAS, INC. | ||||
Security ID: 92276F100 Ticker: VTR | ||||
Meeting Date: 18-May-20 | ||||
1 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
2a | Elect Director Melody C. Barnes | Management | For | Voted - For |
2b | Elect Director Debra A. Cafaro | Management | For | Voted - For |
2c | Elect Director Jay M. Gellert | Management | For | Voted - For |
2d | Elect Director Richard I. Gilchrist | Management | For | Voted - For |
2e | Elect Director Matthew J. Lustig | Management | For | Voted - For |
2f | Elect Director Roxanne M. Martino | Management | For | Voted - For |
2g | Elect Director Sean P. Nolan | Management | For | Voted - For |
2h | Elect Director Walter C. Rakowich | Management | For | Voted - For |
2i | Elect Director Robert D. Reed | Management | For | Voted - For |
77
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2j | Elect Director James D. Shelton | Management | For | Voted - For |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
VERISK ANALYTICS, INC. | ||||
Security ID: 92345Y106 Ticker: VRSK | ||||
Meeting Date: 20-May-20 | ||||
1a | Elect Director Christopher M. Foskett | Management | For | Voted - For |
1b | Elect Director David B. Wright | Management | For | Voted - For |
1c | Elect Director Annell R. Bay | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
VERIZON COMMUNICATIONS INC. | ||||
Security ID: 92343V104 Ticker: VZ | ||||
Meeting Date: 07-May-20 | ||||
1.1 | Elect Director Shellye L. Archambeau | Management | For | Voted - For |
1.2 | Elect Director Mark T. Bertolini | Management | For | Voted - For |
1.3 | Elect Director Vittorio Colao | Management | For | Voted - For |
1.4 | Elect Director Melanie L. Healey | Management | For | Voted - For |
1.5 | Elect Director Clarence Otis, Jr. | Management | For | Voted - For |
1.6 | Elect Director Daniel H. Schulman | Management | For | Voted - For |
1.7 | Elect Director Rodney E. Slater | Management | For | Voted - For |
1.8 | Elect Director Hans E. Vestberg | Management | For | Voted - For |
1.9 | Elect Director Gregory G. Weaver | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Eliminate Above-Market Earnings in Executive | |||
Retirement Plans | Shareholder | Against | Voted - For | |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
7 | Assess Feasibility of Data Privacy as a Performance | |||
Measure for Senior Executive Compensation | Shareholder | Against | Voted - For | |
8 | Submit Severance Agreement (Change-in-Control) to | |||
Shareholder Vote | Shareholder | Against | Voted - For | |
VISA INC. | ||||
Security ID: 92826C839 Ticker: V | ||||
Meeting Date: 28-Jan-20 | ||||
1a | Elect Director Lloyd A. Carney | Management | For | Voted - Against |
1b | Elect Director Mary B. Cranston | Management | For | Voted - For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Voted - For |
78
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | Voted - For |
1e | Elect Director Ramon L. Laguarta | Management | For | Voted - For |
1f | Elect Director John F. Lundgren | Management | For | Voted - For |
1g | Elect Director Robert W. Matschullat | Management | For | Voted - For |
1h | Elect Director Denise M. Morrison | Management | For | Voted - For |
1i | Elect Director Suzanne Nora Johnson | Management | For | Voted - For |
1j | Elect Director John A. C. Swainson | Management | For | Voted - For |
1k | Elect Director Maynard G. Webb, Jr. | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
W.W. GRAINGER, INC. | ||||
Security ID: 384802104 Ticker: GWW | ||||
Meeting Date: 29-Apr-20 | ||||
1.1 | Elect Director Rodney C. Adkins | Management | For | Voted - For |
1.2 | Elect Director Brian P. Anderson | Management | For | Voted - For |
1.3 | Elect Director V. Ann Hailey | Management | For | Voted - For |
1.4 | Elect Director Stuart L. Levenick | Management | For | Voted - For |
1.5 | Elect Director D.G. Macpherson | Management | For | Voted - For |
1.6 | Elect Director Neil S. Novich | Management | For | Voted - For |
1.7 | Elect Director Beatriz R. Perez | Management | For | Voted - For |
1.8 | Elect Director Michael J. Roberts | Management | For | Voted - For |
1.9 | Elect Director E. Scott Santi | Management | For | Voted - For |
1.10 | Elect Director Susan Slavik Williams | Management | For | Voted - For |
1.11 | Elect Director Lucas E. Watson | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
WASTE MANAGEMENT, INC. | ||||
Security ID: 94106L109 Ticker: WM | ||||
Meeting Date: 12-May-20 | ||||
1a | Elect Director Frank M. Clark, Jr. | Management | For | Voted - For |
1b | Elect Director James C. Fish, Jr. | Management | For | Voted - For |
1c | Elect Director Andres R. Gluski | Management | For | Voted - For |
1d | Elect Director Victoria M. Holt | Management | For | Voted - For |
1e | Elect Director Kathleen M. Mazzarella | Management | For | Voted - For |
1f | Elect Director William B. Plummer | Management | For | Voted - For |
1g | Elect Director John C. Pope | Management | For | Voted - For |
1h | Elect Director Thomas H. Weidemeyer | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
79
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
WELLS FARGO & COMPANY | ||||
Security ID: 949746101 Ticker: WFC | ||||
Meeting Date: 28-Apr-20 | ||||
1a | Elect Director Steven D. Black | Management | For | Voted - For |
1b | Elect Director Celeste A. Clark | Management | For | Voted - For |
1c | Elect Director Theodore F. Craver, Jr. | Management | For | Voted - For |
1d | Elect Director Wayne M. Hewett | Management | For | Voted - For |
1e | Elect Director Donald M. James | Management | For | Voted - For |
1f | Elect Director Maria R. Morris | Management | For | Voted - For |
1g | Elect Director Charles H. Noski | Management | For | Voted - For |
1h | Elect Director Richard B. Payne, Jr. | Management | For | Voted - For |
1i | Elect Director Juan A. Pujadas | Management | For | Voted - For |
1j | Elect Director Ronald L. Sargent | Management | For | Voted - For |
1k | Elect Director Charles W. Scharf | Management | For | Voted - For |
1l | Elect Director Suzanne M. Vautrinot | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Require Shareholder Approval of Bylaw Amendments | |||
Adopted by the Board of Directors | Shareholder | Against | Voted - Against | |
5 | Report on Incentive-Based Compensation and Risks of | |||
Material Losses | Shareholder | Against | Voted - For | |
6 | Report on Global Median Gender Pay Gap | Shareholder | Against | Voted - For |
WELLTOWER INC. | ||||
Security ID: 95040Q104 Ticker: WELL | ||||
Meeting Date: 30-Apr-20 | ||||
1a | Elect Director Kenneth J. Bacon | Management | For | Voted - For |
1b | Elect Director Thomas J. DeRosa | Management | For | Voted - For |
1c | Elect Director Karen B. DeSalvo | Management | For | Voted - For |
1d | Elect Director Jeffrey H. Donahue | Management | For | Voted - For |
1e | Elect Director Sharon M. Oster | Management | For | Voted - For |
1f | Elect Director Sergio D. Rivera | Management | For | Voted - For |
1g | Elect Director Johnese M. Spisso | Management | For | Voted - For |
1h | Elect Director Kathryn M. Sullivan | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
WESTERN DIGITAL CORPORATION | ||||
Security ID: 958102105 Ticker: WDC | ||||
Meeting Date: 14-Nov-19 | ||||
1a | Elect Director Kimberly E. Alexy | Management | For | Voted - For |
80
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1b | Elect Director Martin I. Cole | Management | For | Voted - For |
1c | Elect Director Kathleen A. Cote | Management | For | Voted - For |
1d | Elect Director Tunc Doluca | Management | For | Voted - For |
1e | Elect Director Len J. Lauer | Management | For | Voted - For |
1f | Elect Director Matthew E. Massengill | Management | For | Voted - For |
1g | Elect Director Stephen D. Milligan | Management | For | Voted - For |
1h | Elect Director Stephanie A. Streeter | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
WEYERHAEUSER COMPANY | ||||
Security ID: 962166104 Ticker: WY | ||||
Meeting Date: 15-May-20 | ||||
1a | Elect Director Mark A. Emmert | Management | For | Voted - For |
1b | Elect Director Rick R. Holley | Management | For | Voted - For |
1c | Elect Director Sara Grootwassink Lewis | Management | For | Voted - For |
1d | Elect Director Al Monaco | Management | For | Voted - For |
1e | Elect Director Nicole W. Piasecki | Management | For | Voted - For |
1f | Elect Director Marc F. Racicot | Management | For | Voted - For |
1g | Elect Director Lawrence A. Selzer | Management | For | Voted - For |
1h | Elect Director D. Michael Steuert | Management | For | Voted - For |
1i | Elect Director Devin W. Stockfish | Management | For | Voted - For |
1j | Elect Director Kim Williams | Management | For | Voted - For |
1k | Elect Director Charles R. Williamson | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
WHIRLPOOL CORPORATION | ||||
Security ID: 963320106 Ticker: WHR | ||||
Meeting Date: 21-Apr-20 | ||||
1a | Elect Director Samuel R. Allen | Management | For | Voted - For |
1b | Elect Director Marc R. Bitzer | Management | For | Voted - For |
1c | Elect Director Greg Creed | Management | For | Voted - For |
1d | Elect Director Gary T. DiCamillo | Management | For | Voted - For |
1e | Elect Director Diane M. Dietz | Management | For | Voted - For |
1f | Elect Director Gerri T. Elliott | Management | For | Voted - For |
1g | Elect Director Jennifer A. LaClair | Management | For | Voted - For |
1h | Elect Director John D. Liu | Management | For | Voted - For |
1i | Elect Director James M. Loree | Management | For | Voted - For |
1j | Elect Director Harish Manwani | Management | For | Voted - For |
1k | Elect Director Patricia K. Poppe | Management | For | Voted - For |
1l | Elect Director Larry O. Spencer | Management | For | Voted - For |
81
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1m | Elect Director Michael D. White | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
WORKDAY, INC. | ||||
Security ID: 98138H101 Ticker: WDAY | ||||
Meeting Date: 09-Jun-20 | ||||
1.1 | Elect Director Michael C. Bush | Management | For | Voted - For |
1.2 | Elect Director Christa Davies | Management | For | Voted - For |
1.3 | Elect Director Michael A. Stankey | Management | For | Voted - For |
1.4 | Elect Director George J. Still, Jr. | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
XILINX, INC. | ||||
Security ID: 983919101 Ticker: XLNX | ||||
Meeting Date: 08-Aug-19 | ||||
1.1 | Elect Director Dennis Segers | Management | For | Voted - For |
1.2 | Elect Director Raman K. Chitkara | Management | For | Voted - For |
1.3 | Elect Director Saar Gillai | Management | For | Voted - For |
1.4 | Elect Director Ronald S. Jankov | Management | For | Voted - For |
1.5 | Elect Director Mary Louise Krakauer | Management | For | Voted - For |
1.6 | Elect Director Thomas H. Lee | Management | For | Voted - For |
1.7 | Elect Director J. Michael Patterson | Management | For | Voted - For |
1.8 | Elect Director Victor Peng | Management | For | Voted - For |
1.9 | Elect Director Marshall C. Turner | Management | For | Voted - For |
1.10 | Elect Director Elizabeth W. Vanderslice | Management | For | Voted - For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
XYLEM INC. | ||||
Security ID: 98419M100 Ticker: XYL | ||||
Meeting Date: 13-May-20 | ||||
1a | Elect Director Jeanne Beliveau-Dunn | Management | For | Voted - For |
1b | Elect Director Patrick K. Decker | Management | For | Voted - For |
1c | Elect Director Robert F. Friel | Management | For | Voted - For |
1d | Elect Director Jorge M. Gomez | Management | For | Voted - For |
1e | Elect Director Victoria D. Harker | Management | For | Voted - For |
82
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1f | Elect Director Sten E. Jakobsson | Management | For | Voted - For |
1g | Elect Director Steven R. Loranger | Management | For | Voted - For |
1h | Elect Director Surya N. Mohapatra | Management | For | Voted - For |
1i | Elect Director Jerome A. Peribere | Management | For | Voted - For |
1j | Elect Director Markos I. Tambakeras | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
YUM! BRANDS, INC. | ||||
Security ID: 988498101 Ticker: YUM | ||||
Meeting Date: 14-May-20 | ||||
1a | Elect Director Paget L. Alves | Management | For | Voted - For |
1b | Elect Director Keith Barr | Management | For | Voted - For |
1c | Elect Director Michael J. Cavanagh | Management | For | Voted - For |
1d | Elect Director Christopher M. Connor | Management | For | Voted - For |
1e | Elect Director Brian C. Cornell | Management | For | Voted - For |
1f | Elect Director Tanya L. Domier | Management | For | Voted - For |
1g | Elect Director David W. Gibbs | Management | For | Voted - For |
1h | Elect Director Mirian M. Graddick-Weir | Management | For | Voted - For |
1i | Elect Director Thomas C. Nelson | Management | For | Voted - For |
1j | Elect Director P. Justin Skala | Management | For | Voted - For |
1k | Elect Director Elane B. Stock | Management | For | Voted - For |
1l | Elect Director Annie Young-Scrivner | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Report on Supply Chain Impact on Deforestation | Shareholder | Against | Voted - For |
83
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3M COMPANY | ||||
Security ID: 88579Y101 Ticker: MMM | ||||
Meeting Date: 12-May-20 | ||||
1a | Elect Director Thomas "Tony" K. Brown | Management | For | Voted - For |
1b | Elect Director Pamela J. Craig | Management | For | Voted - For |
1c | Elect Director David B. Dillon | Management | For | Voted - For |
1d | Elect Director Michael L. Eskew | Management | For | Voted - For |
1e | Elect Director Herbert L. Henkel | Management | For | Voted - For |
1f | Elect Director Amy E. Hood | Management | For | Voted - For |
1g | Elect Director Muhtar Kent | Management | For | Voted - For |
1h | Elect Director Dambisa F. Moyo | Management | For | Voted - For |
1i | Elect Director Gregory R. Page | Management | For | Voted - For |
1j | Elect Director Michael F. Roman | Management | For | Voted - For |
1k | Elect Director Patricia A. Woertz | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Consider Pay Disparity Between Executives and Other | |||
Employees | Shareholder | Against | Voted - For | |
ABBVIE INC. | ||||
Security ID: 00287Y109 Ticker: ABBV | ||||
Meeting Date: 08-May-20 | ||||
1.1 | Elect Director Robert J. Alpern | Management | For | Voted - For |
1.2 | Elect Director Edward M. Liddy | Management | For | Voted - For |
1.3 | Elect Director Melody B. Meyer | Management | For | Voted - For |
1.4 | Elect Director Frederick H. Waddell | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
6 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
7 | Report on Integrating Risks Related to Drug Pricing | |||
into Senior Executive Compensation | Shareholder | Against | Voted - For | |
ABN AMRO BANK NV | ||||
Security ID: N0162C102 Ticker: ABN | ||||
Meeting Date: 17-Dec-19 | ||||
1 | Open Meeting and Announcements | Management | N/A | Non-Voting |
2a | Announce Vacancies on the Supervisory Board | Management | N/A | Non-Voting |
2b | Opportunity to Make Recommendations | Management | N/A | Non-Voting |
84
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2ci | Announce Intention to Appoint Laetitia Griffith as | |||
Supervisory Board Member | Management | N/A | Non-Voting | |
2cii | Opportunity for the Employee Council to Explain its | |||
Position | Management | N/A | Non-Voting | |
2ciii | Verbal Explanation and Motivation by Laetitia | |||
Griffith | Management | N/A | Non-Voting | |
2civ | Elect Laetitia Griffith to Supervisory Board | Management | For | Voted - For |
3 | Close Meeting | Management | N/A | Non-Voting |
Meeting Date: 22-Apr-20 | ||||
1 | Open Meeting | Management | N/A | Non-Voting |
2.a | Receive Report of Management Board (Non-Voting) | Management | N/A | Non-Voting |
2.b | Receive Report of Supervisory Board (Non-Voting) | Management | N/A | Non-Voting |
2.c | Receive Announcements from the Chairman of the | |||
Employee Council | Management | N/A | Non-Voting | |
2.d | Discussion on Company's Corporate Governance | |||
Structure | Management | N/A | Non-Voting | |
2.e | Approve Remuneration Report | Management | For | Voted - For |
2.f | Opportunity to Ask Question to the External Auditor | |||
(Non-Voting) | Management | N/A | Non-Voting | |
2.g | Adopt Financial Statements and Statutory Reports | Management | For | Voted - For |
3.a | Receive Explanation on Dividend Policy | Management | N/A | Non-Voting |
3.b | Approve Dividends of EUR 1.28 Per Share | Management | For | Voted - For |
4.a | Approve Discharge of Management Board | Management | For | Voted - For |
4.b | Approve Discharge of Supervisory Board | Management | For | Voted - For |
5 | Receive Auditors' Report (Non-Voting) | Management | N/A | Non-Voting |
6.a | Approve Remuneration Policy for Management Board | Management | For | Voted - For |
6.b | Approve Remuneration Policy for Supervisory Board | Management | For | Voted - For |
7 | Amend Articles of Association | Management | For | Voted - For |
8.a | Approve Collective Supervisory Board Profile | Management | For | Voted - For |
8.b | Announce Vacancies on the Supervisory Board | Management | N/A | Non-Voting |
8.c | Opportunity to Make Recommendations | Management | N/A | Non-Voting |
8.d.1 Announce Intention to Reappoint Arjen Dorland, | ||||
Jurgen Stegmann and Tjalling Tiemstra to the | ||||
Supervisory Board | Management | N/A | Non-Voting | |
8.d.2 Reelect Arjen Dorland to Supervisory Board | Management | For | Voted - For | |
8.d.3 Reelect Jurgen Stegmann to Supervisory Board | Management | For | Voted - For | |
8.d.4 Reelect Tjalling Tiemstra to Supervisory Board | Management | For | Voted - For | |
9.a | Grant Board Authority to Issue Shares Up to 10 | |||
Percent of Issued Capital | Management | For | Voted - For | |
9.b | Authorize Board to Exclude Preemptive Rights from | |||
Share Issuances | Management | For | Voted - For | |
9.c | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
10 | Authorize Cancellation of Repurchased Shares | Management | For | Voted - For |
11 | Discuss Introduction of Robert Swaak as Member of | |||
Executive Board | Management | N/A | Non-Voting | |
12 | Other Business (Non-Voting) | Management | N/A | Non-Voting |
85
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AGL ENERGY LIMITED | ||||
Security ID: Q01630195 Ticker: AGL | ||||
Meeting Date: 19-Sep-19 | ||||
2 | Approve Remuneration Report | Management | For | Voted - For |
3a | Elect Jacqueline Hey as Director | Management | For | Voted - For |
3b | Elect Diane Smith-Gander as Director | Management | For | Voted - For |
3c | Elect Patricia McKenzie as Director | Management | For | Voted - For |
4 | Approve Grant of Performance Rights under the AGL | |||
Long Term Incentive Plan to Brett Redman | Management | For | Voted - Against | |
5a | Approve the Amendments to the Company's Constitution | Shareholder | Against | Voted - Against |
5b | Approve Transition Planning Disclosure | Shareholder | Against | Voted - For |
6 | Approve Public Health Risks of Coal Operations | Shareholder | Against | Voted - For |
AIR FRANCE-KLM SA | ||||
Security ID: F01699135 Ticker: AF | ||||
Meeting Date: 26-May-20 | ||||
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
3 | Approve Treatment of Losses | Management | For | Voted - For |
4 | Approve Auditors' Special Report on Related-Party | |||
Transactions | Management | For | Voted - For | |
5 | Reelect Anne-Marie Couderc as Director | Management | For | Voted - For |
6 | Reelect Alexander R. Wynaendts as Director | Management | For | Voted - For |
7 | Elect Dirk Jan van den Berg as Director | Management | For | Voted - For |
8 | Ratify Appointment of Jian Wang as Director | Management | For | Voted - For |
9 | Renew Appointment of KPMG Audit as Auditor | Management | For | Voted - For |
10 | Appoint Salustro Reyde as Alternate Auditor | Management | For | Voted - For |
11 | Approve Compensation Report of Corporate Officers | Management | For | Voted - For |
12 | Approve Compensation of Anne-Marie Couderc, | |||
Chairman of the Board | Management | For | Voted - For | |
13 | Approve Compensation of Benjamin Smith, CEO | Management | For | Voted - For |
14 | Approve Remuneration Policy of Chairman of the Board | Management | For | Voted - For |
15 | Approve Remuneration Policy of Corporate Officers | Management | For | Voted - For |
16 | Approve Remuneration Policy of CEO | Management | For | Voted - For |
17 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
18 | Authorize Issuance of Equity or Equity-Linked | |||
Securities with Preemptive Rights up to Aggregate | ||||
Nominal Amount of EUR 214 Million | Management | For | Voted - For | |
19 | Authorize Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights up to | ||||
Aggregate Nominal Amount of EUR 214 Million, with a | ||||
Binding Priority Right | Management | For | Voted - For | |
20 | Authorize Issuance of Equity or Equity-Linked | |||
Instruments without Preemptive Rights Including by |
86
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Companies Owning over 50 Percent of the Company | ||||
Share Capital up to Aggregate Nominal Amount of EUR | ||||
86 Million | Management | For | Voted - For | |
21 | Approve Issuance of Equity or Equity-Linked | |||
Securities for Private Placements, up to Aggregate | ||||
Nominal Amount of EUR 86 Million | Management | For | Voted - For | |
22 | Authorize Board to Increase Capital in the Event of | |||
Additional Demand Related to Delegation Submitted | ||||
to Shareholder Vote Above | Management | For | Voted - For | |
23 | Authorize Capital Increase of up to 10 Percent of | |||
Issued Capital for Contributions in Kind | Management | For | Voted - For | |
24 | Authorize Capitalization of Reserves of Up to EUR | |||
214 Million for Bonus Issue or Increase in Par Value | Management | For | Voted - For | |
25 | Authorize Issuance of Equity or Equity-Linked | |||
Securities with Preemptive Rights up to Aggregate | ||||
Nominal Amount of EUR 107 Million, Including in the | ||||
Event of a Public Tender Offer | Management | For | Voted - Against | |
26 | Authorize Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights up to | ||||
Aggregate Nominal Amount of EUR 107 Million, | ||||
Including in the Event of a Public Tender Offer | Management | For | Voted - Against | |
27 | Authorize Issuance of Equity or Equity-Linked | |||
Instruments without Preemptive Rights Including by | ||||
Companies Owning over 50 Percent of the Company | ||||
Share Capital up to Aggregate Nominal Amount of EUR | ||||
43 Million, During Public Tender Offer | Management | For | Voted - Against | |
28 | Approve Issuance of Equity or Equity-Linked | |||
Securities for Private Placements, up to Aggregate | ||||
Nominal Amount of EUR 43 Million, Including in the | ||||
Event of a Public Tender Offer | Management | For | Voted - Against | |
29 | Authorize Board to Increase Capital in the Event of | |||
Additional Demand Related to Delegation Submitted | ||||
to Shareholder Vote Above Under Items 25 to 28 | Management | For | Voted - Against | |
30 | Authorize Capital Increase of up to Aggregate | |||
Nominal Amount of EUR 21 Million for Contributions | ||||
in Kind | Management | For | Voted - Against | |
31 | Authorize Capitalization of Reserves of Up to EUR | |||
107 Million for Bonus Issue or Increase in Par Value | Management | For | Voted - Against | |
32 | Authorize Board to Set Issue Price for 10 Percent | |||
Per Year of Issued Capital Pursuant to Issue | ||||
Authority without Preemptive Rights | Management | For | Voted - Against | |
33 | Authorize Capital Issuances for Use in Employee | |||
Stock Purchase Plans | Management | For | Voted - For | |
34 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For | |
AKZO NOBEL NV | ||||
Security ID: N01803308 Ticker: AKZA | ||||
Meeting Date: 23-Apr-20 | ||||
1 | Open Meeting | Management | N/A | Non-Voting |
2.a | Receive Report of Management Board (Non-Voting) | Management | N/A | Non-Voting |
87
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3.a | Adopt Financial Statements | Management | For | Voted - For |
3.b | Discuss on the Company's Dividend Policy | Management | N/A | Non-Voting |
3.c | Approve Dividends of EUR 1.90 Per Share | Management | For | Voted - For |
3.d | Approve Remuneration Report | Management | For | Voted - For |
4.a | Approve Discharge of Management Board | Management | For | Voted - For |
4.b | Approve Discharge of Supervisory Board | Management | For | Voted - For |
5 | Reelect P. Kirby to Supervisory Board | Management | For | Voted - For |
6.a | Amend Remuneration Policy for Management Board | Management | For | Voted - For |
6.b | Amend Remuneration Policy for Supervisory Board | Management | For | Voted - For |
7 | Amend Articles Re: Implementation of the Act on the | |||
Conversion of BearerShares and the Dutch Provisions | ||||
Implementing the Shareholder Rights Directive II | Management | For | Voted - For | |
8.a | Grant Board Authority to Issue Shares Up to 10 | |||
Percent of Issued Capital | Management | For | Voted - For | |
8.b | Authorize Board to Exclude Preemptive Rights from | |||
Share Issuances | Management | For | Voted - For | |
9 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
10 | Authorize Cancellation of Repurchased Shares | Management | For | Voted - For |
11 | Close Meeting | Management | N/A | Non-Voting |
ALD SA | ||||
Security ID: F0195N108 Ticker: ALD | ||||
Meeting Date: 20-May-20 | ||||
1 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
2 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Allocation of Income and Dividends of EUR | |||
0.63 per Share | Management | For | Voted - For | |
4 | Elect Anik Chaumartin as Director | Management | For | Voted - For |
5 | Reelect Christophe Perillat as Director | Management | For | Voted - For |
6 | Ratify Appointment of Delphine Garcin-Meunier as | |||
Director | Management | For | Voted - For | |
7 | Approve Compensation of Corporate Officers | Management | For | Voted - For |
8 | Approve Compensation of Michael Masterson, CEO | |||
Until March 27, 2020 | Management | For | Voted - For | |
9 | Approve Compensation of Tim Albertsen, Vice-CEO | |||
Until March 27, 2020 | Management | For | Voted - For | |
10 | Approve Compensation of Gilles Bellemere, Vice-CEO | Management | For | Voted - For |
11 | Approve Compensation of John Saffrett, Vice-CEO | Management | For | Voted - For |
12 | Approve Remuneration Policy of CEO and Vice-CEOs | Management | For | Voted - For |
13 | Approve Remuneration Policy of Directors | Management | For | Voted - For |
14 | Authorize Repurchase of Up to 5 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
15 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For |
88
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ASSA ABLOY AB | ||||
Security ID: W0817X204 Ticker: ASSA.B | ||||
Meeting Date: 29-Apr-20 | ||||
1 | Open Meeting | Management | N/A | Did Not Vote |
2 | Elect Chairman of Meeting | Management | For | Do Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Do Not Vote |
4 | Approve Agenda of Meeting | Management | For | Do Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Do Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Do Not Vote |
7 | Receive President's Report | Management | N/A | Did Not Vote |
8.a | Receive Financial Statements and Statutory Reports | Management | N/A | Did Not Vote |
8.b | Receive Auditor's Report on Application of | |||
Guidelines for Remuneration for Executive Management | Management | N/A | Did Not Vote | |
8.c | Receive Board's Proposal on Distribution of Profits | Management | N/A | Did Not Vote |
9.a | Accept Financial Statements and Statutory Reports | Management | For | Do Not Vote |
9.b | Approve Allocation of Income and Dividends of SEK | |||
2.00 Per Share | Management | For | Do Not Vote | |
9.c | Approve Discharge of Board and President | Management | For | Do Not Vote |
10 | Determine Number of Members (8) and Deputy Members | |||
(0) of Board | Management | For | Do Not Vote | |
11.a | Approve Remuneration of Directors in the Amount of | |||
SEK 2.35 million for Chairman, SEK 900,000 for Vice | ||||
Chairman and SEK 685,000 for Other Directors; | ||||
Approve Remuneration for Committee Work | Management | For | Do Not Vote | |
11.b | Approve Remuneration of Auditors | Management | For | Do Not Vote |
12.a | Reelect Lars Renstrom (Chairman), Carl Douglas | |||
(Vice Chair), Eva Karlsson, Birgitta Klasen, Lena | ||||
Olving, Sofia Schorling Hogberg and Jan Svensson as | ||||
Directors; Elect Joakim Weidemanis as New Director | Management | For | Do Not Vote | |
12.b | Ratify Ernst & Young as Auditors | Management | For | Do Not Vote |
13 | Approve Remuneration Policy And Other Terms of | |||
Employment For Executive Management | Management | For | Do Not Vote | |
14 | Authorize Class B Share Repurchase Program and | |||
Reissuance of Repurchased Shares | Management | For | Do Not Vote | |
15 | Approve Performance Share Matching Plan LTI 2020 | Management | For | Do Not Vote |
16 | Amend Articles of Association | Management | For | Do Not Vote |
17 | Close Meeting | Management | N/A | Did Not Vote |
ATLANTICA YIELD PLC | ||||
Security ID: G0751N103 Ticker: AY | ||||
Meeting Date: 05-May-20 | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve Remuneration Policy | Management | For | Voted - For |
4 | Elect Director Jackson Robinson | Management | For | Voted - For |
5 | Elect Director Andrea Brentan | Management | For | Voted - For |
89
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Elect Director Robert Dove | Management | For | Voted - For |
7 | Elect Director Francisco J. Martinez | Management | For | Voted - For |
8 | Authorise Issue of Equity | Management | For | Voted - For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - Against |
10 | Change Company Name to Atlantica Sustainable | |||
Infrastructure plc | Management | For | Voted - For | |
11 | Approve Matters Relating to the Relevant | |||
Distributions | Management | For | Voted - For | |
ATLAS COPCO AB | ||||
Security ID: W1R924161 Ticker: ATCO.A | ||||
Meeting Date: 23-Apr-20 | ||||
1 | Opening of Meeting; Elect Chairman of Meeting | Management | For | Do Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Do Not Vote |
3 | Approve Agenda of Meeting | Management | For | Do Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Do Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Do Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | N/A | Did Not Vote |
7 | Receive CEO's Report; Questions | Management | N/A | Did Not Vote |
8.a | Accept Financial Statements and Statutory Reports | Management | For | Do Not Vote |
8.b | Approve Discharge of Board and President | Management | For | Do Not Vote |
8.c | Approve Allocation of Income and Dividends of SEK | |||
3.50 Per Share | Management | For | Do Not Vote | |
8.d | Approve Record Date for Dividend Payment | Management | For | Do Not Vote |
9.a | Determine Number of Members (9) and Deputy Members | |||
of Board (0) | Management | For | Do Not Vote | |
9.b | Determine Number of Auditors (1) and Deputy | |||
Auditors (0) | Management | For | Do Not Vote | |
10.a | Reelect Staffan Bohman, Tina Donikowski, Johan | |||
Forssell, Sabine Neuss, Mats Rahmstrom, Hans | ||||
Straberg and Peter Wallenberg Jr as Directors; | ||||
Elect AnnaOhlsson-Leijon and Gordon Riske as New | ||||
Directors | Management | For | Do Not Vote | |
10.b | Elect Hans Straberg as Board Chairman | Management | For | Do Not Vote |
10.c | Ratify Ernst & Young as Auditors | Management | For | Do Not Vote |
11.a | Approve Remuneration of Directors in the Amount of | |||
SEK 2.3 Million to Chair and SEK 740,000 to Other | ||||
Directors; Approve Remuneration for Committee Work; | ||||
Approve Receiving Part of Remuneration in form of | ||||
Synthetic Shares | Management | For | Do Not Vote | |
11.b | Approve Remuneration of Auditors | Management | For | Do Not Vote |
12.a | Approve Remuneration Policy And Other Terms of | |||
Employment For Executive Management | Management | For | Do Not Vote | |
12.b | Approve Performance Based Stock Option Plan 2020 | |||
for Key Employees | Management | For | Do Not Vote | |
13.a | Acquire Class A Shares Related to Personnel Option | |||
Plan for 2020 | Management | For | Do Not Vote | |
13.b | Acquire Class A Shares Related to Remuneration of | |||
Directors in the Form of Synthetic Shares | Management | For | Do Not Vote |
90
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
13.c | Transfer Class A Shares Related to Personnel Option | |||
Plan for 2020 | Management | For | Do Not Vote | |
13.d | Sell Class A Shares to Cover Costs Related to | |||
Synthetic Shares to the Board | Management | For | Do Not Vote | |
13.e | Sell Class A and B Shares to Cover Costs in | |||
Relation to the Performance Related Personnel | ||||
Option Plans for 2015, 2016 and 2017 | Management | For | Do Not Vote | |
14 | Close Meeting | Management | N/A | Did Not Vote |
ATLAS COPCO AB | ||||
Security ID: W1R924195 Ticker: ATCO.A | ||||
Meeting Date: 23-Apr-20 | ||||
1 | Opening of Meeting; Elect Chairman of Meeting | Management | For | Do Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Do Not Vote |
3 | Approve Agenda of Meeting | Management | For | Do Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Do Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Do Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | N/A | Did Not Vote |
7 | Receive CEO's Report; Questions | Management | N/A | Did Not Vote |
8.a | Accept Financial Statements and Statutory Reports | Management | For | Do Not Vote |
8.b | Approve Discharge of Board and President | Management | For | Do Not Vote |
8.c | Approve Allocation of Income and Dividends of SEK | |||
3.50 Per Share | Management | For | Do Not Vote | |
8.d | Approve Record Date for Dividend Payment | Management | For | Do Not Vote |
9.a | Determine Number of Members (9) and Deputy Members | |||
of Board (0) | Management | For | Do Not Vote | |
9.b | Determine Number of Auditors (1) and Deputy | |||
Auditors (0) | Management | For | Do Not Vote | |
10.a | Reelect Staffan Bohman, Tina Donikowski, Johan | |||
Forssell, Sabine Neuss, Mats Rahmstrom, Hans | ||||
Straberg and Peter Wallenberg Jr as Directors; | ||||
Elect AnnaOhlsson-Leijon and Gordon Riske as New | ||||
Directors | Management | For | Do Not Vote | |
10.b | Elect Hans Straberg as Board Chairman | Management | For | Do Not Vote |
10.c | Ratify Ernst & Young as Auditors | Management | For | Do Not Vote |
11.a | Approve Remuneration of Directors in the Amount of | |||
SEK 2.3 Million to Chair and SEK 740,000 to Other | ||||
Directors; Approve Remuneration for Committee Work; | ||||
Approve Receiving Part of Remuneration in form of | ||||
Synthetic Shares | Management | For | Do Not Vote | |
11.b | Approve Remuneration of Auditors | Management | For | Do Not Vote |
12.a | Approve Remuneration Policy And Other Terms of | |||
Employment For Executive Management | Management | For | Do Not Vote | |
12.b | Approve Performance Based Stock Option Plan 2020 | |||
for Key Employees | Management | For | Do Not Vote | |
13.a | Acquire Class A Shares Related to Personnel Option | |||
Plan for 2020 | Management | For | Do Not Vote | |
13.b | Acquire Class A Shares Related to Remuneration of | |||
Directors in the Form of Synthetic Shares | Management | For | Do Not Vote |
91
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
13.c | Transfer Class A Shares Related to Personnel Option | |||
Plan for 2020 | Management | For | Do Not Vote | |
13.d | Sell Class A Shares to Cover Costs Related to | |||
Synthetic Shares to the Board | Management | For | Do Not Vote | |
13.e | Sell Class A and B Shares to Cover Costs in | |||
Relation to the Performance Related Personnel | ||||
Option Plans for 2015, 2016 and 2017 | Management | For | Do Not Vote | |
14 | Close Meeting | Management | N/A | Did Not Vote |
AUSTRALIA & NEW ZEALAND BANKING GROUP LIMITED | ||||
Security ID: Q09504137 Ticker: ANZ | ||||
Meeting Date: 17-Dec-19 | ||||
2a | Elect Paul Dominic O'Sullivan as Director | Management | For | Voted - For |
2b | Elect Graeme Richard Liebelt as Director | Management | For | Voted - For |
2c | Elect Sarah Jane Halton as Director | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Approve the Spill Resolution | Management | Against | Voted - Against |
5 | Approve Grant of Performance Rights to Shayne | |||
Elliott | Management | For | Voted - For | |
6 | Approve the Amendments to the Company's Constitution | Shareholder | Against | Voted - Against |
7 | Approve Transition Planning Disclosure | Shareholder | Against | Voted - Against |
8 | Approve Suspension of Memberships of Industry | |||
Associations That Are Involved in Lobbying | ||||
Inconsistent with the Goals of the Paris Agreement | Shareholder | Against | Voted - For | |
AVERY DENNISON CORPORATION | ||||
Security ID: 053611109 Ticker: AVY | ||||
Meeting Date: 23-Apr-20 | ||||
1a | Elect Director Bradley A. Alford | Management | For | Voted - For |
1b | Elect Director Anthony K. Anderson | Management | For | Voted - For |
1c | Elect Director Peter K. Barker | Management | For | Voted - For |
1d | Elect Director Mark J. Barrenechea | Management | For | Voted - For |
1e | Elect Director Mitchell R. Butier | Management | For | Voted - For |
1f | Elect Director Ken C. Hicks | Management | For | Voted - For |
1g | Elect Director Andres A. Lopez | Management | For | Voted - For |
1h | Elect Director Patrick T. Siewert | Management | For | Voted - For |
1i | Elect Director Julia A. Stewart | Management | For | Voted - For |
1j | Elect Director Martha N. Sullivan | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
92
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AXA SA | ||||
Security ID: F06106102 Ticker: CS | ||||
Meeting Date: 30-Jun-20 | ||||
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
3 | Approve Allocation of Income and Dividends of EUR | |||
0.73 per Share | Management | For | Voted - For | |
4 | Approve Compensation of Corporate Officers | Management | For | Voted - For |
5 | Approve Compensation of Denis Duverne, Chairman of | |||
the Board | Management | For | Voted - For | |
6 | Approve Compensation of Thomas Buberl, CEO | Management | For | Voted - For |
7 | Approve Remuneration Policy of CEO | Management | For | Voted - For |
8 | Approve Remuneration Policy of Chairman of the Board | Management | For | Voted - For |
9 | Approve Remuneration Policy of Directors | Management | For | Voted - For |
10 | Approve Auditors' Special Report on Related-Party | |||
Transactions Mentioning the Absence of New | ||||
Transactions | Management | For | Voted - For | |
11 | Reelect Angelien Kemna as Director | Management | For | Voted - For |
12 | Reelect Irene Dorner as Director | Management | For | Voted - For |
13 | Elect Isabel Hudson as Director | Management | For | Voted - For |
14 | Elect Antoine Gosset-Grainville as Director | Management | For | Voted - For |
15 | Elect Marie-France Tschudin as Director | Management | For | Voted - For |
16 | Elect Helen Browne as Director | Shareholder | For | Voted - For |
A | Elect Jerome Amouyal as Director | Shareholder | Against | Voted - Against |
B | Elect Constance Reschke as Director | Shareholder | Against | Voted - Against |
C | Elect Bamba Sall as Director | Shareholder | Against | Voted - Against |
D | Elect Bruno Guy-Wasier as Director | Shareholder | Against | Voted - Against |
E | Elect Timothy Leary as Director | Shareholder | Against | Voted - Against |
F | Elect Ashitkumar Shah as Director | Shareholder | Against | Voted - Against |
17 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
18 | Authorize Capital Issuances for Use in Employee | |||
Stock Purchase Plans | Management | For | Voted - For | |
19 | Authorize Capital Issuances for Use in Employee | |||
Stock Purchase Plans Reserved for Employees of the | ||||
Group's Subsidiaries | Management | For | Voted - For | |
20 | Authorize Decrease in Share Capital via | |||
Cancellation of Repurchased Shares | Management | For | Voted - For | |
21 | Amend Article 10 of Bylaws Re: Employee | |||
Representatives | Management | For | Voted - For | |
22 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For |
93
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AYALA CORPORATION | ||||
Security ID: Y0486V115 Ticker: AC | ||||
Meeting Date: 24-Apr-20 | ||||
1 | Approve Minutes of Previous Meeting | Management | For | Voted - For |
2 | Approve Annual Report | Management | For | Voted - For |
3 | Ratify Acts of the Board of Directors and Officers | Management | For | Voted - For |
4.1 | Elect Jaime Augusto Zobel de Ayala as Director | Management | For | Voted - For |
4.2 | Elect Fernando Zobel de Ayala as Director | Management | For | Voted - For |
4.3 | Elect Delfin L. Lazaro as Director | Management | For | Voted - For |
4.4 | Elect Keiichi Matsunaga as Director | Management | For | Voted - For |
4.5 | Elect Xavier P. Loinaz as Director | Management | For | Voted - For |
4.6 | Elect Rizalina G. Mantaring as Director | Management | For | Voted - For |
4.7 | Elect Antonio Jose U. Periquet as Director | Management | For | Voted - For |
5 | Elect SyCip Gorres Velayo & Co. as Independent | |||
Auditor and Fix Its Remuneration | Management | For | Voted - For | |
6 | Approve Other Matters | Management | For | Voted - Against |
B2GOLD CORP. | ||||
Security ID: 11777Q209 Ticker: BTO | ||||
Meeting Date: 12-Jun-20 | ||||
1 | Fix Number of Directors at Nine | Management | For | Voted - For |
2.1 | Elect Director Kevin Bullock | Management | For | Voted - For |
2.2 | Elect Director Robert Cross | Management | For | Voted - For |
2.3 | Elect Director Robert Gayton | Management | For | Voted - For |
2.4 | Elect Director Clive T. Johnson | Management | For | Voted - For |
2.5 | Elect Director George Johnson | Management | For | Voted - For |
2.6 | Elect Director Jerry Korpan | Management | For | Voted - For |
2.7 | Elect Director Bongani Mtshisi | Management | For | Voted - For |
2.8 | Elect Director Robin Weisman | Management | For | Voted - For |
2.9 | Elect Director Liane Kelly | Management | For | Voted - For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
4 | Amend Restricted Unit Plan | Management | For | Voted - For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
BANK OF AMERICA CORPORATION | ||||
Security ID: 060505104 Ticker: BAC | ||||
Meeting Date: 22-Apr-20 | ||||
1a | Elect Director Sharon L. Allen | Management | For | Voted - For |
1b | Elect Director Susan S. Bies | Management | For | Voted - For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | Voted - For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | Voted - For |
1e | Elect Director Pierre J.P. de Weck | Management | For | Voted - For |
94
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1f | Elect Director Arnold W. Donald | Management | For | Voted - For |
1g | Elect Director Linda P. Hudson | Management | For | Voted - For |
1h | Elect Director Monica C. Lozano | Management | For | Voted - For |
1i | Elect Director Thomas J. May | Management | For | Voted - For |
1j | Elect Director Brian T. Moynihan | Management | For | Voted - For |
1k | Elect Director Lionel L. Nowell, III | Management | For | Voted - For |
1l | Elect Director Denise L. Ramos | Management | For | Voted - For |
1m | Elect Director Clayton S. Rose | Management | For | Voted - For |
1n | Elect Director Michael D. White | Management | For | Voted - For |
1o | Elect Director Thomas D. Woods | Management | For | Voted - For |
1p | Elect Director R. David Yost | Management | For | Voted - For |
1q | Elect Director Maria T. Zuber | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
6 | Report on Gender Pay Gap | Shareholder | Against | Voted - For |
7 | Review of Statement of the Purpose of a Corporation | |||
and Report on Recommended Changes to Governance | ||||
Documents, Policies, and Practices | Shareholder | Against | Voted - For | |
BANK OF MONTREAL | ||||
Security ID: 063671101 Ticker: BMO | ||||
Meeting Date: 31-Mar-20 | ||||
1.1 | Elect Director Janice M. Babiak | Management | For | Voted - For |
1.2 | Elect Director Sophie Brochu | Management | For | Voted - For |
1.3 | Elect Director Craig W. Broderick | Management | For | Voted - For |
1.4 | Elect Director George A. Cope | Management | For | Voted - For |
1.5 | Elect Director Christine A. Edwards | Management | For | Voted - For |
1.6 | Elect Director Martin S. Eichenbaum | Management | For | Voted - For |
1.7 | Elect Director Ronald H. Farmer | Management | For | Voted - For |
1.8 | Elect Director David E. Harquail | Management | For | Voted - For |
1.9 | Elect Director Linda S. Huber | Management | For | Voted - For |
1.10 | Elect Director Eric R. La Fleche | Management | For | Voted - For |
1.11 | Elect Director Lorraine Mitchelmore | Management | For | Voted - For |
1.12 | Elect Director Darryl White | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
4 | Amend Stock Option Plan | Management | For | Voted - For |
5 | SP 1: Update Computer Systems to Increase | |||
Competitiveness while Ensuring Greater Protection | ||||
of Personal Information | Shareholder | Against | Voted - For | |
6 | SP 2: Set a Diversity Target of More than 40% of | |||
the Board Members for the Next Five Years | Shareholder | Against | Voted - For | |
7 | SP 3: Assess the Incongruities of Bank's Lending | |||
History and Financing Criteria Regarding Fossil |
95
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Fuel Loans and Public Statements Regarding | ||||
Sustainability and Climate Change | Shareholder | Against | Voted - For | |
BILLERUDKORSNAS AB | ||||
Security ID: W16021102 Ticker: BILL | ||||
Meeting Date: 05-May-20 | ||||
1 | Open Meeting | Management | N/A | Did Not Vote |
2 | Elect Chairman of Meeting | Management | For | Do Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Do Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Do Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Do Not Vote |
6 | Approve Agenda of Meeting | Management | For | Do Not Vote |
7 | Receive Financial Statements and Statutory Reports | Management | N/A | Did Not Vote |
8.a | Accept Financial Statements and Statutory Reports | Management | For | Do Not Vote |
8.b | Approve Allocation of Income and Dividends of SEK | |||
4.30 Per Share | Management | For | Do Not Vote | |
8.c | Approve Discharge of Board and President | Management | For | Do Not Vote |
9 | Determine Number of Members (8) and Deputy Members | |||
(0) of Board | Management | For | Do Not Vote | |
10 | Approve Remuneration of Directors in the Amount of | |||
SEK 1.35 Million for Chairman, SEK 880,000 for Vice | ||||
Chairman and SEK 520,000 for Other Directors; | ||||
Approve Remuneration for Committee Work; Approve | ||||
Remuneration of Auditors | Management | For | Do Not Vote | |
11.a | Reelect Tobias Auchli as Director | Management | For | Do Not Vote |
11.b | Reelect Andrea Gisle Joosen as Director | Management | For | Do Not Vote |
11.c | Reelect Bengt Hammar as Director | Management | For | Do Not Vote |
11.d | Reelect Michael M.F. Kaufmann as Director | Management | For | Do Not Vote |
11.e | Reelect Kristina Schauman as Director | Management | For | Do Not Vote |
11.f | Reelect Victoria Van Camp as Director | Management | For | Do Not Vote |
11.g | Reelect Jan Astrom as Director | Management | For | Do Not Vote |
11.h | Elect Jan Svensson as New Director | Management | For | Do Not Vote |
12 | Elect Jan Astrom as Board Chairman; Reelect Michael | |||
M.F. Kaufmann as Vice Chairman | Management | For | Do Not Vote | |
13 | Ratify KPMG as Auditors | Management | For | Do Not Vote |
14 | Approve Remuneration Policy And Other Terms of | |||
Employment For Executive Management | Management | For | Do Not Vote | |
15.a | Approve Performance Share Plan LTIP 2020 | Management | For | Do Not Vote |
15.b | Approve Equity Plan Financing | Management | For | Do Not Vote |
16 | Authorize Share Repurchase Program | Management | For | Do Not Vote |
17 | Amend Articles of Association Re: Editorial | |||
Changes; Powers of Attorney | Management | For | Do Not Vote | |
18.a | Instruct Board to Work for the Swedish Companies | |||
Act to be Amended so the Possibility of | ||||
Differentiation of Voting Rights is Abolished | Shareholder | Against | Do Not Vote | |
18.b | Instruct Board to Prepare Proposal for | |||
Representation of Small and Medium-Sized | ||||
Shareholders on the Company's Board and Nomination | ||||
Committee, to be Submitted to AGM 2021 | Shareholder | Against | Do Not Vote |
96
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
19 | Close Meeting | Management | N/A | Did Not Vote |
BRAMBLES LIMITED | ||||
Security ID: Q6634U106 Ticker: BXB | ||||
Meeting Date: 10-Oct-19 | ||||
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Elect James Richard Miller as Director | Management | For | Voted - For |
4 | Elect George El-Zoghbi as Director | Management | For | Voted - For |
5 | Elect Anthony Grant Froggatt as Director | Management | For | Voted - For |
6 | Approve Amendment of Brambles Limited Performance | |||
Share Plan | Management | For | Voted - For | |
7 | Approve Participation of Graham Chipchase in the | |||
Performance Share Plan or the Amended Performance | ||||
Share Plan | Management | For | Voted - For | |
8 | Approve Participation of Nessa O'Sullivan in the | |||
Performance Share Plan or the Amended Performance | ||||
Share Plan | Management | For | Voted - For | |
9 | Approve Participation of Graham Chipchase in the | |||
MyShare Plan | Management | For | Voted - For | |
10 | Approve the Capital Return to Shareholders | Management | For | Voted - For |
11 | Approve Extension of On-Market Share Buy-Backs | Management | For | Voted - For |
BYD COMPANY LIMITED | ||||
Security ID: Y1023R104 Ticker: 1211 | ||||
Meeting Date: 23-Jun-20 | ||||
1 | Approve 2019 Report of the Board of Directors | Management | For | Voted - For |
2 | Approve 2019 Report of the Supervisory Committee | Management | For | Voted - For |
3 | Approve 2019 Audited Financial Statements | Management | For | Voted - For |
4 | Approve 2019 Annual Reports and Its Summary | Management | For | Voted - For |
5 | Approve 2019 Profit Distribution Plan | Management | For | Voted - For |
6 | Approve Ernst & Young Hua Ming LLP as PRC Auditor | |||
and Internal Control Audit Institution and Ernst & | ||||
Young as Auditor Outside the PRC and Authorize | ||||
Board to Fix Their Remuneration | Management | For | Voted - For | |
7 | Approve Provision of Guarantee by the Group | Management | For | Voted - Against |
8 | Approve Provision of Repurchase or Guarantee by the | |||
Company and Its Subsidiaries for External Parties | Management | For | Voted - For | |
9 | Approve Estimated Cap of Ordinary Connected | |||
Transactions for the Year 2020 | Management | For | Voted - For | |
10 | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights for H Shares | Management | For | Voted - Against | |
11 | Approve Issuance by BYD Electronic (International) | |||
Company Limited of Equity or Equity-Linked | ||||
Securities without Preemptive Rights | Management | For | Voted - Against | |
12 | Approve Use of Internal Short-Term Intermittent | |||
Funds for Entrusted Wealth Management and Related | ||||
Transactions | Management | For | Voted - For |
97
Impact Shares Sustainable Development Goals Global Equity ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
13 | Approve Use of Internal Funds of the Company and | |||
Its Subsidiaries for Risk-Related Investments and | ||||
Related Transactions | Management | For | Voted - Against | |
14 | Approve Provision of Phased Guarantee for | |||
Mortgage-Backed Car Buyers to BYD Auto Finance | ||||
Company Limited | Management | For | Voted - For | |
15 | Amend Articles of Association | Management | For | Voted - For |
16 | Amend Rules and Procedures Regarding General | |||
Meetings of Shareholders | Management | For | Voted - For | |
17 | Approve Authorization to the Board to Determine the | |||
Proposed Plan for the Issuance of Debt Financing | ||||
Instruments | Management | For | Voted - Against | |
CAE INC. | ||||
Security ID: 124765108 Ticker: CAE | ||||
Meeting Date: 14-Aug-19 | ||||
1.1 | Elect Director Margaret S. (Peg) Billson | Management | For | Voted - For |
1.2 | Elect Director Michael M. Fortier | Management | For | Voted - For |
1.3 | Elect Director Marianne Harrison | Management | For | Voted - For |
1.4 | Elect Director Alan N. MacGibbon | Management | For | Voted - For |
1.5 | Elect Director John P. Manley | Management | For | Voted - For |
1.6 | Elect Director Francois Olivier | Management | For | Voted - For |
1.7 | Elect Director Marc Parent | Management | For | Voted - For |
1.8 | Elect Director Michael E. Roach | Management | For | Voted - For |
1.9 | Elect Director Norton A. Schwartz | Management | For | Voted - For |
1.10 | Elect Director Andrew J. Stevens | Management | For | Voted - For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
CEMEX SAB DE CV | ||||
Security ID: P2253T133 Ticker: CEMEXCPO | ||||
Meeting Date: 26-Mar-20 | ||||
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Allocation of Income | Management | For | Voted - For |
3 | Present Share Repurchase Report | Management | For | Voted - For |
4 | Set Maximum Amount of Share Repurchase Reserve | Management | For | Voted - For |
5.a | Approve Reduction in Variable Portion of Capital | |||
via Cancellation of Repurchased Shares Which were | ||||
Acquired Through Repurchase Program in 2019 | Management | For | Voted - For | |
5.b | Approve Reduction in Variable Portion of Capital | |||
via Cancellation of Treasury Shares Which Supported | ||||
Convertible Bonds Issued in December 2009 and | ||||
Matured in Nov. 2019 | Management | For | Voted - For | |
5.c | Approve Reduction in Variable Portion of Capital | |||
via Cancellation of Treasury Shares Which Supported |
98
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Convertible Bonds Issued in May 2015 and Due in | ||||
March 2020 | Management | For | Voted - For | |
6 | Elect Directors, Chairman and Secretary of Board, | |||
Members and Chairmen of Audit, Corporate Practices | ||||
and Finance, and Sustainability Committees | Management | For | Voted - For | |
7 | Approve Remuneration of Directors and Members of | |||
Audit, Corporate Practices and Finance, and | ||||
Sustainability Committees | Management | For | Voted - For | |
8 | Authorize Board to Ratify and Execute Approved | |||
Resolutions | Management | For | Voted - For | |
CHINA EVERBRIGHT INTERNATIONAL LIMITED | ||||
Security ID: Y14226107 Ticker: 257 | ||||
Meeting Date: 20-May-20 | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Final Dividend | Management | For | Voted - For |
3.1 | Elect Wong Kam Chung, Raymond as Director | Management | For | Voted - For |
3.2 | Elect Fan Yan Hok, Philip as Director | Management | For | Voted - For |
3.3 | Elect Mar Selwyn as Director | Management | For | Voted - For |
3.4 | Authorize Board to Fix the Remuneration of the | |||
Directors | Management | For | Voted - For | |
4 | Approve Ernst & Young as Auditor and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
5.1 | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights | Management | For | Voted - Against | |
5.2 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
5.3 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
CHINA MOBILE LIMITED | ||||
Security ID: Y14965100 Ticker: 941 | ||||
Meeting Date: 20-May-20 | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Final Dividend | Management | For | Voted - For |
3 | Elect Wang Yuhang as Director | Management | For | Voted - For |
4.1 | Elect Paul Chow Man Yiu as Director | Management | For | Voted - For |
4.2 | Elect Stephen Yiu Kin Wah as Director | Management | For | Voted - For |
5 | Approve PricewaterhouseCoopers and | |||
PricewaterhouseCoopers Zhong Tian LLP as Auditors | ||||
and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
6 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
7 | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights | Management | For | Voted - Against | |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
9 | Adopt Share Option Scheme and Related Transactions | Management | For | Voted - Against |
99
Impact Shares Sustainable Development Goals Global Equity ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CINTAS CORPORATION | ||||
Security ID: 172908105 Ticker: CTAS | ||||
Meeting Date: 29-Oct-19 | ||||
1a | Elect Director Gerald S. Adolph | Management | For | Voted - For |
1b | Elect Director John F. Barrett | Management | For | Voted - For |
1c | Elect Director Melanie W. Barstad | Management | For | Voted - For |
1d | Elect Director Karen L. Carnahan | Management | For | Voted - For |
1e | Elect Director Robert E. Coletti | Management | For | Voted - For |
1f | Elect Director Scott D. Farmer | Management | For | Voted - For |
1g | Elect Director James J. Johnson | Management | For | Voted - For |
1h | Elect Director Joseph Scaminace | Management | For | Voted - For |
1i | Elect Director Ronald W. Tysoe | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Report on Political Contributions | Shareholder | Against | Voted - For |
CITY DEVELOPMENTS LIMITED | ||||
Security ID: V23130111 Ticker: C09 | ||||
Meeting Date: 24-Jun-20 | ||||
1 | Adopt Financial Statements and Directors' and | |||
Auditors' Reports | Management | For | Voted - For | |
2 | Approve Final and Special Dividend | Management | For | Voted - For |
3 | Approve Directors' Fees | Management | For | Voted - For |
4a | Elect Kwek Leng Beng as Director | Management | For | Voted - For |
4b | Elect Tan Yee Peng as Director | Management | For | Voted - For |
4c | Elect Koh Thiam Hock as Director | Management | For | Voted - For |
5 | Elect Sherman Kwek Eik Tse as Director | Management | For | Voted - For |
6 | Approve KPMG LLP as Auditors and Authorize Board to | |||
Fix Their Remuneration | Management | For | Voted - For | |
7 | Approve Issuance of Equity or Equity-Linked | |||
Securities with or without Preemptive Rights | Management | For | Voted - For | |
8 | Authorize Share Repurchase Program | Management | For | Voted - For |
9 | Approve Mandate for Transactions with Related | |||
Parties | Management | For | Voted - For | |
COLGATE-PALMOLIVE COMPANY | ||||
Security ID: 194162103 Ticker: CL | ||||
Meeting Date: 08-May-20 | ||||
1a | Elect Director John P. Bilbrey | Management | For | Voted - For |
1b | Elect Director John T. Cahill | Management | For | Voted - For |
1c | Elect Director Lisa M. Edwards | Management | For | Voted - For |
1d | Elect Director Helene D. Gayle | Management | For | Voted - For |
100
Impact Shares Sustainable Development Goals Global Equity ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1e | Elect Director C. Martin Harris | Management | For | Voted - For |
1f | Elect Director Martina Hund-Mejean | Management | For | Voted - For |
1g | Elect Director Lorrie M. Norrington | Management | For | Voted - For |
1h | Elect Director Michael B. Polk | Management | For | Voted - For |
1i | Elect Director Stephen I. Sadove | Management | For | Voted - For |
1j | Elect Director Noel R. Wallace | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
COLOPLAST A/S | ||||
Security ID: K16018192 Ticker: COLO.B | ||||
Meeting Date: 05-Dec-19 | ||||
1 | Receive Report of Board | Management | N/A | Non-Voting |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Allocation of Income and Dividends | Management | For | Voted - For |
4 | Approve Remuneration Report | Management | For | Voted - For |
5.1 | Approve Remuneration of Directors in the Amount of | |||
DKK 1.35 Million for Chairman, DKK 787,500 for | ||||
Deputy Chairman, and DKK 450,000 for Other | ||||
Directors; Approve Remuneration for Committee Work | Management | For | Voted - For | |
5.2 | Approve Update of the Company's Overall Guidelines | |||
for Incentive Pay to the Executive Management | Management | For | Voted - Against | |
5.3 | Amend Articles Re: Annual General Meeting Agenda | Management | For | Voted - For |
5.4 | Amend Articles Re: Participation on General Meetings | Management | For | Voted - For |
5.5 | Authorize Share Repurchase Program | Management | For | Voted - For |
6.1 | Reelect Lars Soren Rasmussen as Director | Management | For | Voted - For |
6.2 | Reelect Niels Peter Louis-Hansen as Director | Management | For | Voted - For |
6.3 | Reelect Birgitte Nielsen as Director | Management | For | Voted - For |
6.4 | Reelect Carsten Hellmann as Director | Management | For | Voted - For |
6.5 | Reelect Jette Nygaard-Andersen as Director | Management | For | Voted - For |
6.6 | Reelect Jorgen Tang-Jensen as Director | Management | For | Voted - Abstain |
7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - Abstain |
8 | Other Business | Management | N/A | Non-Voting |
CONOCOPHILLIPS | ||||
Security ID: 20825C104 Ticker: COP | ||||
Meeting Date: 12-May-20 | ||||
1a | Elect Director Charles E. Bunch | Management | For | Voted - For |
1b | Elect Director Caroline Maury Devine | Management | For | Voted - For |
1c | Elect Director John V. Faraci | Management | For | Voted - For |
1d | Elect Director Jody Freeman | Management | For | Voted - For |
1e | Elect Director Gay Huey Evans | Management | For | Voted - For |
101
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1f | Elect Director Jeffrey A. Joerres | Management | For | Voted - For |
1g | Elect Director Ryan M. Lance | Management | For | Voted - For |
1h | Elect Director William H. McRaven | Management | For | Voted - For |
1i | Elect Director Sharmila Mulligan | Management | For | Voted - For |
1j | Elect Director Arjun N. Murti | Management | For | Voted - For |
1k | Elect Director Robert A. Niblock | Management | For | Voted - For |
1l | Elect Director David T. Seaton | Management | For | Voted - For |
1m | Elect Director R. A. Walker | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
COSCO SHIPPING PORTS LIMITED | ||||
Security ID: G2442N104 Ticker: 1199 | ||||
Meeting Date: 21-May-20 | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Final Dividend | Management | For | Voted - For |
3.1a | Elect Deng Huangjun as Director | Management | For | Voted - For |
3.1b | Elect Wong Tin Yau, Kelvin as Director | Management | For | Voted - Against |
3.1c | Elect Fan Hsu Lai Tai, Rita as Director | Management | For | Voted - For |
3.1d | Elect Adrian David Li Man Kiu as Director | Management | For | Voted - For |
3.1e | Elect Yang Liang Yee Philip as Director | Management | For | Voted - For |
3.2 | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For |
4 | Approve PricewaterhouseCoopers as Auditor and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
5A | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights | Management | For | Voted - Against | |
5B | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
5C | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
DEXUS | ||||
Security ID: Q3190P134 Ticker: DXS | ||||
Meeting Date: 30-Oct-19 | ||||
1 | Approve Remuneration Report | Management | For | Voted - For |
2 | Approve Grant of Performance Rights to Darren | |||
Steinberg | Management | For | Voted - For | |
3.1 | Elect Mark Ford as Director | Management | For | Voted - For |
3.2 | Elect Nicola Roxon as Director | Management | For | Voted - For |
4.1 | Ratify Past Issuance of Securities to Institutional | |||
and Sophisticated Investors | Management | For | Voted - For | |
4.2 | Ratify Past Issuance of Exchangeable Notes to | |||
Professional and Sophisticated Investors | Management | For | Voted - For |
102
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
DNB ASA | ||||
Security ID: R1640U124 Ticker: DNB | ||||
Meeting Date: 30-Jun-20 | ||||
1 | Open Meeting; Elect Chairman of Meeting | Management | N/A | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Do Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Do Not Vote |
4 | Accept Financial Statements and Statutory Reports | Management | For | Do Not Vote |
5a | Approve Remuneration Policy And Other Terms of | |||
Employment For Executive Management (Advisory) | Management | For | Do Not Vote | |
5b | Approve Remuneration Policy And Other Terms of | |||
Employment For Executive Management (Binding) | Management | For | Do Not Vote | |
6 | Approve Company's Corporate Governance Statement | Management | For | Do Not Vote |
7 | Approve Remuneration of Auditors | Management | For | Do Not Vote |
8 | Approve Reduction in Share Capital via Share | |||
Cancellation | Management | For | Do Not Vote | |
9 | Amend Articles | Management | For | Do Not Vote |
10 | Authorize Board to Raise Subordinated Loan | Management | For | Do Not Vote |
11 | Elect Directors | Management | For | Do Not Vote |
12 | Elect Members of Nominating Committee | Management | For | Do Not Vote |
13 | Approve Remuneration of Directors and Nominating | |||
Committee | Management | For | Do Not Vote | |
ENAGAS SA | ||||
Security ID: E41759106 Ticker: ENG | ||||
Meeting Date: 29-Jun-20 | ||||
1 | Approve Consolidated and Standalone Financial | |||
Statements | Management | For | Voted - For | |
2 | Approve Non-Financial Information Statement | Management | For | Voted - For |
3 | Approve Allocation of Income and Dividends | Management | For | Voted - For |
4 | Approve Dividends Charged Against Unrestricted | |||
Reserves | Management | For | Voted - For | |
5 | Approve Discharge of Board | Management | For | Voted - For |
6.1 | Amend Article 27 Re: Meeting Attendance by | |||
Telematic Means | Management | For | Voted - For | |
6.2 | Amend Article 35 Re: Board Composition | Management | For | Voted - For |
6.3 | Amend Article 39 Re: Board Meetings by Telematic | |||
Means | Management | For | Voted - For | |
6.4 | Amend Article 44 Re: Audit and Compliance Committee | Management | For | Voted - For |
6.5 | Amend Articles Re: Appointments, Remuneration and | |||
Corporate Social Responsibility Committee | Management | For | Voted - For | |
6.6 | Add Article 53.bis Re: Dividend in Kind | Management | For | Voted - For |
7 | Amend Articles of General Meeting Regulations Re: | |||
Attendance by Telematic Means | Management | For | Voted - For | |
8.1 | Reelect Sociedad Estatal de Participaciones | |||
Industriales (SEPI) as Director | Management | For | Voted - For | |
8.2 | Elect Jose Blanco Lopez as Director | Management | For | Voted - For |
103
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
8.3 | Elect Jose Montilla Aguilera as Director | Management | For | Voted - For |
8.4 | Elect Cristobal Jose Gallego Castillo as Director | Management | For | Voted - For |
9 | Authorize Share Repurchase Program | Management | For | Voted - For |
10 | Amend Remuneration Policy | Management | For | Voted - For |
11 | Advisory Vote on Remuneration Report | Management | For | Voted - For |
12 | Receive Amendments to Board of Directors Regulations | Management | N/A | Non-Voting |
13 | Authorize Board to Ratify and Execute Approved | |||
Resolutions | Management | For | Voted - For | |
ENPHASE ENERGY, INC. | ||||
Security ID: 29355A107 Ticker: ENPH | ||||
Meeting Date: 20-May-20 | ||||
1.1 | Elect Director Benjamin Kortlang | Management | For | Voted - For |
1.2 | Elect Director Richard S. Mora | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Increase Authorized Common Stock | Management | For | Voted - For |
4 | Report on Sustainability | Shareholder | Against | Voted - For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
EXXON MOBIL CORPORATION | ||||
Security ID: 30231G102 Ticker: XOM | ||||
Meeting Date: 27-May-20 | ||||
1.1 | Elect Director Susan K. Avery | Management | For | Voted - For |
1.2 | Elect Director Angela F. Braly | Management | For | Voted - For |
1.3 | Elect Director Ursula M. Burns | Management | For | Voted - For |
1.4 | Elect Director Kenneth C. Frazier | Management | For | Voted - For |
1.5 | Elect Director Joseph L. Hooley | Management | For | Voted - For |
1.6 | Elect Director Steven A. Kandarian | Management | For | Voted - For |
1.7 | Elect Director Douglas R. Oberhelman | Management | For | Voted - For |
1.8 | Elect Director Samuel J. Palmisano | Management | For | Voted - For |
1.9 | Elect Director William C. Weldon | Management | For | Voted - For |
1.10 | Elect Director Darren W. Woods | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chair | Shareholder | Against | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
6 | Report on Costs & Benefits of Climate-Related | |||
Expenditures | Shareholder | Against | Voted - For | |
7 | Report on Risks of Petrochemical Operations in | |||
Flood Prone Areas | Shareholder | Against | Voted - For | |
8 | Report on Political Contributions | Shareholder | Against | Voted - For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
104
Impact Shares Sustainable Development Goals Global Equity ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
FIRST SOLAR, INC. | ||||
Security ID: 336433107 Ticker: FSLR | ||||
Meeting Date: 13-May-20 | ||||
1.1 | Elect Director Michael J. Ahearn | Management | For | Voted - For |
1.2 | Elect Director Sharon L. Allen | Management | For | Voted - For |
1.3 | Elect Director Richard D. Chapman | Management | For | Voted - For |
1.4 | Elect Director George A. ("Chip") Hambro | Management | For | Voted - For |
1.5 | Elect Director Molly E. Joseph | Management | For | Voted - For |
1.6 | Elect Director Craig Kennedy | Management | For | Voted - For |
1.7 | Elect Director William J. Post | Management | For | Voted - For |
1.8 | Elect Director Paul H. Stebbins | Management | For | Voted - For |
1.9 | Elect Director Michael T. Sweeney | Management | For | Voted - For |
1.10 | Elect Director Mark R. Widmar | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
FORD MOTOR COMPANY | ||||
Security ID: 345370860 Ticker: F | ||||
Meeting Date: 14-May-20 | ||||
1a | Elect Director Kimberly A. Casiano | Management | For | Voted - For |
1b | Elect Director Anthony F. Earley, Jr. | Management | For | Voted - For |
1c | Elect Director Edsel B. Ford, II | Management | For | Voted - For |
1d | Elect Director William Clay Ford, Jr. | Management | For | Voted - For |
1e | Elect Director James P. Hackett | Management | For | Voted - For |
1f | Elect Director William W. Helman, IV | Management | For | Voted - For |
1g | Elect Director William E. Kennard | Management | For | Voted - For |
1h | Elect Director John C. Lechleiter | Management | For | Voted - For |
1i | Elect Director Beth E. Mooney | Management | For | Voted - For |
1j | Elect Director John L. Thornton | Management | For | Voted - For |
1k | Elect Director John B. Veihmeyer | Management | For | Voted - For |
1l | Elect Director Lynn M. Vojvodich | Management | For | Voted - For |
1m | Elect Director John S. Weinberg | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Approve Recapitalization Plan for all Stock to Have | |||
One-vote per Share | Shareholder | Against | Voted - For | |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
105
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
FORTESCUE METALS GROUP LTD. | ||||
Security ID: Q39360104 Ticker: FMG | ||||
Meeting Date: 29-Oct-19 | ||||
1 | Approve Remuneration Report | Management | For | Voted - Against |
2 | Elect Sharon Warburton as Director | Management | For | Voted - For |
3 | Elect Ya-Qin Zhang as Director | Management | For | Voted - For |
4 | Approve the Increase in Maximum Aggregate | |||
Remuneration of Non-Executive Directors | Management | For | Voted - For | |
5 | Approve Grant of Performance Rights to Elizabeth | |||
Gaines | Management | For | Voted - Against | |
GECINA SA | ||||
Security ID: F4268U171 Ticker: GFC | ||||
Meeting Date: 23-Apr-20 | ||||
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
3 | Approve Transfer of Asset Revaluation Gap to | |||
Corresponding Reserves Account | Management | For | Voted - For | |
4 | Approve Allocation of Income and Dividends of EUR | |||
5.30 per Share | Management | For | Voted - For | |
5 | Approve Stock Dividend Program Re: FY 2020 | Management | For | Voted - For |
6 | Approve Auditors' Special Report on Related-Party | |||
Transactions Mentioning the Absence of New | ||||
Transactions | Management | For | Voted - For | |
7 | Approve Compensation of Corporate Officers | Management | For | Voted - For |
8 | Approve Compensation of Chairman of the Board | Management | For | Voted - For |
9 | Approve Compensation of CEO | Management | For | Voted - For |
10 | Approve Remuneration Policy of Directors | Management | For | Voted - For |
11 | Approve Remuneration Policy of Chairman of the Board | Management | For | Voted - For |
12 | Approve Remuneration Policy of CEO | Management | For | Voted - For |
13 | Ratify Appointment of Jerome Brunel as Censor | Management | For | Voted - For |
14 | Reelect Ines Reinmann Toper as Director | Management | For | Voted - For |
15 | Reelect Claude Gendron as Director | Management | For | Voted - For |
16 | Elect Jerome Brunel as Director | Management | For | Voted - For |
17 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
18 | Approve Spin-Off Agreement with GEC 25 | Management | For | Voted - For |
19 | Amend Article 7 of Bylaws Re: Shares | Management | For | Voted - For |
20 | Amend Article 9 of Bylaws Re: Shareholding | |||
Disclosure Thresholds | Management | For | Voted - Against | |
21 | Amend Article 19 of Bylaws Re: Remuneration of | |||
Directors, Censors, Chairman of the Board, CEO and | ||||
Vice-CEO | Management | For | Voted - For | |
22 | Amend Article 23 of Bylaws Re: Allocation of Income | Management | For | Voted - For |
106
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
23 | Authorize Issuance of Equity or Equity-Linked | |||
Securities with Preemptive Rights up to Aggregate | ||||
Nominal Amount of EUR 100 Million | Management | For | Voted - For | |
24 | Authorize Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights up to | ||||
Aggregate Nominal Amount of EUR 50 Million | Management | For | Voted - For | |
25 | Authorize Capital Increase of Up to EUR 50 Million | |||
for Future Exchange Offers | Management | For | Voted - For | |
26 | Approve Issuance of Equity or Equity-Linked | |||
Securities for Private Placements, up to Aggregate | ||||
Nominal Amount of EUR 50 Million | Management | For | Voted - For | |
27 | Authorize Board to Increase Capital in the Event of | |||
Additional Demand Related to Delegation Submitted | ||||
to Shareholder Vote Above | Management | For | Voted - For | |
28 | Authorize Capital Increase of up to 10 Percent of | |||
Issued Capital for Contributions in Kind | Management | For | Voted - For | |
29 | Authorize Board to Set Issue Price for 10 Percent | |||
Per Year of Issued Capital Pursuant to Issue | ||||
Authority without Preemptive Rights | Management | For | Voted - For | |
30 | Authorize Capitalization of Reserves of Up to EUR | |||
100 Million for Bonus Issue or Increase in Par Value | Management | For | Voted - For | |
31 | Authorize Capital Issuances for Use in Employee | |||
Stock Purchase Plans | Management | For | Voted - For | |
32 | Authorize up to 0.5 Percent of Issued Capital for | |||
Use in Restricted Stock Plans | Management | For | Voted - For | |
33 | Authorize Decrease in Share Capital via | |||
Cancellation of Repurchased Shares | Management | For | Voted - For | |
34 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For | |
GILDAN ACTIVEWEAR INC. | ||||
Security ID: 375916103 Ticker: GIL | ||||
Meeting Date: 30-Apr-20 | ||||
1.1 | Elect Director William D. Anderson | Management | For | Voted - For |
1.2 | Elect Director Donald C. Berg | Management | For | Voted - For |
1.3 | Elect Director Maryse Bertrand | Management | For | Voted - For |
1.4 | Elect Director Marc Caira | Management | For | Voted - For |
1.5 | Elect Director Glenn J. Chamandy | Management | For | Voted - For |
1.6 | Elect Director Shirley E. Cunningham | Management | For | Voted - For |
1.7 | Elect Director Russell Goodman | Management | For | Voted - For |
1.8 | Elect Director Charles M. Herington | Management | For | Voted - For |
1.9 | Elect Director Luc Jobin | Management | For | Voted - For |
1.10 | Elect Director Craig A. Leavitt | Management | For | Voted - For |
1.11 | Elect Director Anne Martin-Vachon | Management | For | Voted - For |
2 | Approve Shareholder Rights Plan | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
4 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
107
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
GN STORE NORD A/S | ||||
Security ID: K4001S214 Ticker: GN | ||||
Meeting Date: 11-Mar-20 | ||||
1 | Receive Report of Board | Management | N/A | Non-Voting |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Discharge of Management and Board | Management | For | Voted - For |
4 | Approve Allocation of Income and Dividends of DKK | |||
1.45 Per Share | Management | For | Voted - For | |
5 | Approve Remuneration of Directors in the Amount of | |||
DKK 870,000 for Chairman, DKK 580,000 for Vice | ||||
Chairman, and DKK 290,000 for Other Members; | ||||
Approve Remuneration for Committee Work; Approve | ||||
Meeting Fees | Management | For | Voted - For | |
6.1 | Reelect Per Wold-Olsen as Director | Management | For | Voted - For |
6.2 | Reelect Wolfgang Reim as Director | Management | For | Voted - For |
6.3 | Reelect Helene Barnekow as Director | Management | For | Voted - For |
6.4 | Reelect Ronica Wang as Director | Management | For | Voted - For |
6.5 | Elect Jukka Pekka Pertola as New Director | Management | For | Voted - Abstain |
6.6 | Elect Montserrat Maresch Pascual as New Director | Management | For | Voted - For |
6.7 | Elect Anette Weber as New Director | Management | For | Voted - For |
7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
8.1 | Authorize Share Repurchase Program | Management | For | Voted - For |
8.2 | Approve DKK 16.7 Million Reduction in Share Capital | |||
via Share Cancellation | Management | For | Voted - For | |
8.3 | Approve Guidelines for Incentive-Based Compensation | |||
for Executive Management and Board | Management | For | Voted - For | |
8.4 | Amend Articles Re: Advisory Vote on Remuneration | |||
Report on Annual General Meetings | Management | For | Voted - For | |
9 | Other Business (Non-Voting) | Management | N/A | Non-Voting |
GRUPO FINANCIERO BANORTE SAB DE CV | ||||
Security ID: P49501201 Ticker: GFNORTEO | ||||
Meeting Date: 30-Mar-20 | ||||
1 | Set Maximum Amount of Share Repurchase Reserve | Management | For | Voted - For |
2 | Authorize Board to Ratify and Execute Approved | |||
Resolutions | Management | For | Voted - For | |
Meeting Date: 24-Apr-20 | ||||
1.a | Approve CEO's Report on Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
1.b | Approve Board's Report on Policies and Accounting | |||
Information and Criteria Followed in Preparation of | ||||
Financial Information | Management | For | Voted - For | |
1.c | Approve Board's Report on Operations and Activities | |||
Undertaken by Board | Management | For | Voted - For |
108
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.d | Approve Report on Activities of Audit and Corporate | |||
Practices Committee | Management | For | Voted - For | |
1.e | Approve All Operations Carried out by Company and | |||
Ratify Actions Carried out by Board, CEO and Audit | ||||
and Corporate Practices Committee | Management | For | Voted - For | |
2 | Approve Allocation of Income | Management | For | Voted - For |
3 | Receive Auditor's Report on Tax Position of Company | Management | N/A | Non-Voting |
4.a1 | Elect Carlos Hank Gonzalez as Board Chairman | Management | For | Voted - For |
4.a2 | Elect Juan Antonio Gonzalez Moreno as Director | Management | For | Voted - For |
4.a3 | Elect David Juan Villarreal Montemayor as Director | Management | For | Voted - For |
4.a4 | Elect Jose Marcos Ramirez Miguel as Director | Management | For | Voted - For |
4.a5 | Elect Carlos de la Isla Corry as Director | Management | For | Voted - For |
4.a6 | Elect Everardo Elizondo Almaguer as Director | Management | For | Voted - For |
4.a7 | Elect Carmen Patricia Armendariz Guerra as Director | Management | For | Voted - For |
4.a8 | Elect Hector Federico Reyes Retana y Dahl as | |||
Director | Management | For | Voted - For | |
4.a9 | Elect Alfredo Elias Ayub as Director | Management | For | Voted - For |
4.a10Elect Adrian Sada Cueva as Director | Management | For | Voted - For | |
4.a11Elect David Penaloza Alanis as Director | Management | For | Voted - For | |
4.a12Elect Jose Antonio Chedraui Eguia as Director | Management | For | Voted - For | |
4.a13Elect Alfonso de Angoitia Noriega as Director | Management | For | Voted - For | |
4.a14Elect Thomas Stanley Heather Rodriguez as Director | Management | For | Voted - For | |
4.a15Elect Graciela Gonzalez Moreno as Alternate Director | Management | For | Voted - For | |
4.a16Elect Juan Antonio Gonzalez Marcos as Alternate | ||||
Director | Management | For | Voted - For | |
4.a17Elect Alberto Halabe Hamui as Alternate Director | Management | For | Voted - For | |
4.a18Elect Gerardo Salazar Viezca as Alternate Director | Management | For | Voted - For | |
4.a19Elect Alberto Perez-Jacome Friscione as Alternate | ||||
Director | Management | For | Voted - For | |
4.a20Elect Diego Martinez Rueda-Chapital as Alternate | ||||
Director | Management | For | Voted - For | |
4.a21Elect Roberto Kelleher Vales as Alternate Director | Management | For | Voted - For | |
4.a22Elect Clemente Ismael Reyes Retana Valdes as | ||||
Alternate Director | Management | For | Voted - For | |
4.a23Elect Isaac Becker Kabacnik as Alternate Director | Management | For | Voted - For | |
4.a24Elect Jose Maria Garza Trevino as Alternate Director | Management | For | Voted - For | |
4.a25Elect Carlos Cesarman Kolteniuk as Alternate | ||||
Director | Management | For | Voted - For | |
4.a26Elect Humberto Tafolla Nunez as Alternate Director | Management | For | Voted - For | |
4.a27Elect Guadalupe Phillips Margain as Alternate | ||||
Director | Management | For | Voted - For | |
4.a28Elect Ricardo Maldonado Yanez as Alternate Director | Management | For | Voted - For | |
4.b | Elect Hector Avila Flores (Non-Member) as Board | |||
Secretary | Management | For | Voted - For | |
4.c | Approve Directors Liability and Indemnification | Management | For | Voted - For |
5 | Approve Remuneration of Directors | Management | For | Voted - For |
6 | Elect Hector Federico Reyes Retana y Dahl as | |||
Chairman of Audit and Corporate Practices Committee | Management | For | Voted - For | |
7.1 | Approve Report on Share Repurchase | Management | For | Voted - For |
7.2 | Set Aggregate Nominal Amount of Share Repurchase | |||
Reserve | Management | For | Voted - For |
109
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
8 | Approve Certification of the Company's Bylaws | Management | For | Voted - For |
9 | Authorize Board to Ratify and Execute Approved | |||
Resolutions | Management | For | Voted - For | |
HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. | ||||
Security ID: 41068X100 Ticker: HASI | ||||
Meeting Date: 04-Jun-20 | ||||
1.1 | Elect Director Jeffrey W. Eckel | Management | For | Voted - For |
1.2 | Elect Director Teresa M. Brenner | Management | For | Voted - Withheld |
1.3 | Elect Director Michael T. Eckhart | Management | For | Voted - For |
1.4 | Elect Director Simone F. Lagomarsino | Management | For | Voted - For |
1.5 | Elect Director Charles M. O'Neil | Management | For | Voted - Withheld |
1.6 | Elect Director Richard J. Osborne | Management | For | Voted - For |
1.7 | Elect Director Steven G. Osgood | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
HENKEL AG & CO. KGAA | ||||
Security ID: D3207M102 Ticker: HEN3 | ||||
Meeting Date: 17-Jun-20 | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Allocation of Income and Dividends of EUR | |||
1.83 per Ordinary Share and EUR 1.85 per Preferred | ||||
Share | Management | For | Voted - For | |
3 | Approve Discharge of Personally Liable Partner for | |||
Fiscal 2019 | Management | For | Voted - For | |
4 | Approve Discharge of Supervisory Board for Fiscal | |||
2019 | Management | For | Voted - For | |
5 | Approve Discharge of Shareholders' Committee for | |||
Fiscal 2019 | Management | For | Voted - For | |
6 | Ratify PricewaterhouseCoopers GmbH as Auditors for | |||
Fiscal 2020 | Management | For | Voted - For | |
7.1 | Elect Simone Bagel-Trah to the Supervisory Board | Management | For | Voted - Against |
7.2 | Elect Lutz Bunnenberg to the Supervisory Board | Management | For | Voted - Against |
7.3 | Elect Benedikt-Richard Freiherr von Herman to the | |||
Supervisory Board | Management | For | Voted - Against | |
7.4 | Elect Timotheus Hoettges to the Supervisory Board | Management | For | Voted - For |
7.5 | Elect Michael Kaschke to the Supervisory Board | Management | For | Voted - Against |
7.6 | Elect Barbara Kux to the Supervisory Board | Management | For | Voted - For |
7.7 | Elect Simone Menne to the Supervisory Board | Management | For | Voted - Against |
7.8 | Elect Philipp Scholz to the Supervisory Board | Management | For | Voted - Against |
8.1 | Elect Paul Achleitner to the Shareholders' Committee | Management | For | Voted - Against |
8.2 | Elect Simone Bagel-Trah to the Shareholders' | |||
Committee | Management | For | Voted - Against |
110
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
8.3 | Elect Alexander Birken to the Shareholders' | |||
Committee | Management | For | Voted - Against | |
8.4 | Elect Johann-Christoph Frey to the Shareholders' | |||
Committee | Management | For | Voted - Against | |
8.5 | Elect Christoph Henkel to the Shareholders' | |||
Committee | Management | For | Voted - Against | |
8.6 | Elect Christoph Kneip to the Shareholders' Committee | Management | For | Voted - Against |
8.7 | Elect Ulrich Lehner to the Shareholders' Committee | Management | For | Voted - Against |
8.8 | Elect Norbert Reithofer to the Shareholders' | |||
Committee | Management | For | Voted - For | |
8.9 | Elect Konstantin von Unger to the Shareholders' | |||
Committee | Management | For | Voted - Against | |
8.10 | Elect Jean-Francois van Boxmeer to the | |||
Shareholders' Committee | Management | For | Voted - For | |
9 | Approve Remuneration Policy | Management | For | Voted - For |
10 | Approve Creation of EUR 43.8 Million Pool of | |||
Capital with Preemptive Rights | Management | For | Voted - Against | |
11 | Amend Articles Re: Participation Requirements and | |||
Proof of Entitlement | Management | For | Voted - For | |
HESS CORPORATION | ||||
Security ID: 42809H107 Ticker: HES | ||||
Meeting Date: 03-Jun-20 | ||||
1a | Elect Director Terrence J. Checki | Management | For | Voted - For |
1b | Elect Director Leonard S. Coleman, Jr. | Management | For | Voted - For |
1c | Elect Director Joaquin Duato | Management | For | Voted - For |
1d | Elect Director John B. Hess | Management | For | Voted - For |
1e | Elect Director Edith E. Holiday | Management | For | Voted - For |
1f | Elect Director Marc S. Lipschultz | Management | For | Voted - For |
1g | Elect Director David McManus | Management | For | Voted - For |
1h | Elect Director Kevin O. Meyers | Management | For | Voted - For |
1i | Elect Director James H. Quigley | Management | For | Voted - For |
1j | Elect Director William G. Schrader | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
HP INC. | ||||
Security ID: 40434L105 Ticker: HPQ | ||||
Meeting Date: 12-May-20 | ||||
1.1 | Elect Director Aida M. Alvarez | Management | For | Voted - For |
1.2 | Elect Director Shumeet Banerji | Management | For | Voted - For |
1.3 | Elect Director Robert R. Bennett | Management | For | Voted - For |
1.4 | Elect Director Charles "Chip" V. Bergh | Management | For | Voted - For |
1.5 | Elect Director Stacy Brown-Philpot | Management | For | Voted - For |
1.6 | Elect Director Stephanie A. Burns | Management | For | Voted - For |
111
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Elect Director Mary Anne Citrino | Management | For | Voted - For |
1.8 | Elect Director Richard L. Clemmer | Management | For | Voted - For |
1.9 | Elect Director Enrique Lores | Management | For | Voted - For |
1.10 | Elect Director Yoky Matsuoka | Management | For | Voted - For |
1.11 | Elect Director Stacey Mobley | Management | For | Voted - For |
1.12 | Elect Director Subra Suresh | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV | ||||
Security ID: P5R19K107 Ticker: IENOVA | ||||
Meeting Date: 30-Apr-20 | ||||
1 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
2 | Approve Report on Compliance with Fiscal Obligations | Management | For | Voted - For |
3 | Approve Allocation of Income | Management | For | Voted - For |
4 | Elect or Ratify Directors and Secretary; Verify | |||
Independence Classification of Directors | Management | For | Voted - For | |
5 | Elect or Ratify Members and Chairmen of Audit and | |||
Corporate Practices Committees | Management | For | Voted - For | |
6 | Approve Remuneration of Directors | Management | For | Voted - Against |
7 | Set Maximum Amount of Share Repurchase Reserve | Management | For | Voted - For |
8 | Authorize Board to Ratify and Execute Approved | |||
Resolutions | Management | For | Voted - For | |
INVESTEC PLC | ||||
Security ID: G49188116 Ticker: INVP | ||||
Meeting Date: 08-Aug-19 | ||||
1 | Re-elect Zarina Bassa as Director | Management | For | Voted - For |
2 | Re-elect Peregrine Crosthwaite as Director | Management | For | Voted - For |
3 | Re-elect Hendrik du Toit as Director | Management | For | Voted - For |
4 | Re-elect David Friedland as Director | Management | For | Voted - For |
5 | Re-elect Philip Hourquebie as Director | Management | For | Voted - For |
6 | Re-elect Charles Jacobs as Director | Management | For | Voted - For |
7 | Re-elect Ian Kantor as Director | Management | For | Voted - For |
8 | Re-elect Lord Malloch-Brown as Director | Management | For | Voted - For |
9 | Re-elect Khumo Shuenyane as Director | Management | For | Voted - For |
10 | Re-elect Fani Titi as Director | Management | For | Voted - For |
11 | Elect Kim McFarland as Director | Management | For | Voted - For |
12 | Elect Nishlan Samujh as Director | Management | For | Voted - For |
13 | Approve Remuneration Report including | |||
Implementation Report | Management | For | Voted - For | |
14 | Approve Remuneration Policy | Management | For | Voted - For |
112
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
15 | Authorise Board to Ratify and Execute Approved | |||
Resolutions | Management | For | Voted - For | |
16 | Present the Financial Statements and Statutory | |||
Reports for the Year Ended 31 March 2019 | Management | N/A | Non-Voting | |
17 | Sanction the Interim Dividend on the Ordinary Shares | Management | For | Voted - For |
18 | Sanction the Interim Dividend on the Dividend | |||
Access (South African Resident) Redeemable | ||||
Preference Share | Management | For | Voted - For | |
19 | Approve Final Dividend on the Ordinary Shares and | |||
the Dividend Access (South African Resident) | ||||
Redeemable Preference Share | Management | For | Voted - For | |
20 | Reappoint Ernst & Young Inc as Joint Auditors of | |||
the Company | Management | For | Voted - For | |
21 | Reappoint KPMG Inc as Joint Auditors of the Company | Management | For | Voted - For |
22 | Place Unissued Variable Rate, Cumulative, | |||
Redeemable Preference Shares and Unissued | ||||
Non-Redeemable, Non-Cumulative, Non-Participating | ||||
Preference Shares Under Control of Directors | Management | For | Voted - For | |
23 | Place Unissued Unissued Special Convertible | |||
Redeemable Preference Shares Under Control of | ||||
Directors | Management | For | Voted - For | |
24 | Authorise Repurchase of Issued Ordinary Shares | Management | For | Voted - For |
25 | Authorise Repurchase of Any Redeemable, | |||
Non-Participating Preference Shares and | ||||
Non-Redeemable, Non-Cumulative, Non-Participating | ||||
Preference Shares | Management | For | Voted - For | |
26 | Approve Financial Assistance to Subsidiaries and | |||
Directors | Management | For | Voted - For | |
27 | Approve Non-executive Directors' Remuneration | Management | For | Voted - For |
28 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
29 | Sanction the Interim Dividend on the Ordinary Shares | Management | For | Voted - For |
30 | Approve Final Dividend | Management | For | Voted - For |
31 | Reappoint Ernst & Young LLP as Auditors | Management | For | Voted - For |
32 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For |
33 | Authorise Issue of Equity | Management | For | Voted - For |
34 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
35 | Authorise Market Purchase of Preference Shares | Management | For | Voted - For |
36 | Authorise EU Political Donations and Expenditure | Management | For | Voted - For |
Meeting Date: 10-Feb-20 | ||||
1 | Approve Matters Relating to the Demerger of Ninety | |||
One from Investec Group | Management | For | Voted - For | |
2 | Approve Matters Relating to the Share Premium | |||
Account and Capital Reduction | Management | For | Voted - For | |
1 | Approve Scheme of Arrangement | Management | For | Voted - For |
113
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
IOI CORP. BHD. | ||||
Security ID: Y41763106 Ticker: 1961 | ||||
Meeting Date: 25-Oct-19 | ||||
1 | Approve Final Dividend | Management | For | Voted - For |
2 | Elect Peter Chin Fah Kui as Director | Management | For | Voted - For |
3 | Elect Lee Yeow Seng as Director | Management | For | Voted - Against |
4 | Approve Directors' Fees (Inclusive of Board | |||
Committees' Fees) | Management | For | Voted - For | |
5 | Approve Directors' Benefits (Other than Directors' | |||
Fees) | Management | For | Voted - For | |
6 | Approve BDO PLT as Auditors and Authorize Audit and | |||
Risk Management Committee to Fix Their Remuneration | Management | For | Voted - For | |
7 | Approve Karownakaran @ Karunakaran a/l Ramasamy to | |||
Continue Office as Independent Non-Executive | ||||
Director | Management | For | Voted - For | |
8 | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights | Management | For | Voted - For | |
9 | Authorize Share Repurchase Program | Management | For | Voted - For |
10 | Approve Implementation of Shareholders' Mandate for | |||
Recurrent Related Party Transactions | Management | For | Voted - For | |
11 | Approve Gratuity Payment to Lee Shin Cheng | Management | For | Voted - For |
1 | Adopt New Constitution | Management | For | Voted - For |
ISS A/S | ||||
Security ID: K5591Y107 Ticker: ISS | ||||
Meeting Date: 02-Apr-20 | ||||
1 | Receive Report of Board | Management | N/A | Non-Voting |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Allocation of Income and Omission of | |||
Dividends | Management | For | Voted - For | |
4 | Approve Discharge of Management and Board | Management | For | Voted - For |
5 | Authorize Share Repurchase Program | Management | For | Voted - For |
6 | Approve Remuneration of Directors in the Amount of | |||
DKK 1.3 Million for Chair, DKK 654,000 for Vice | ||||
Chair and DKK 436,000 for Other Directors; Approve | ||||
Remuneration for Committee Work | Management | For | Voted - For | |
7a | Reelect Lord Allen of Kensington Kt CBE as Director | Management | For | Voted - For |
7b | Elect Valerie Beaulieu as New Director | Management | For | Voted - For |
7c | Reelect Claire Chiang as Director | Management | For | Voted - For |
7d | Reelect Henrik Poulsen as Director | Management | For | Voted - For |
7e | Elect Soren Thorup Sorensen as New Director | Management | For | Voted - For |
7f | Reelect Ben Stevens as Director | Management | For | Voted - For |
7g | Elect Cynthia Mary Trudell as Director | Management | For | Voted - For |
8 | Ratify Ernst & Young as Auditors | Management | For | Voted - For |
9 | Approve Guidelines for Incentive-Based Compensation | |||
for Executive Management and Board | Management | For | Voted - For |
114
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
10 | Other Business | Management | N/A | Non-Voting |
JCDECAUX SA | ||||
Security ID: F5333N100 Ticker: DEC | ||||
Meeting Date: 14-May-20 | ||||
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
3 | Approve Allocation of Income and Absence of | |||
Dividends | Management | For | Voted - For | |
4 | Acknowledge Auditors' Special Report on | |||
Related-Party Transactions | Management | For | Voted - For | |
5 | Reelect Benedicte Hautefort as Supervisory Board | |||
Member | Management | For | Voted - For | |
6 | Reelect Marie-Laure Sauty as Supervisory Board | |||
Member | Management | For | Voted - For | |
7 | Reelect Leila Turner as Supervisory Board Member | Management | For | Voted - For |
8 | Reelect Jean-Pierre Decaux as Supervisory Board | |||
Member | Management | For | Voted - For | |
9 | Reelect Pierre Mutz as Supervisory Board Member | Management | For | Voted - Against |
10 | Elect Jean-Sebastien Decaux as Supervisory Board | |||
Member | Management | For | Voted - For | |
11 | Elect Jean-Francois Ducrest as Supervisory Board | |||
Member | Management | For | Voted - For | |
12 | Approve Remuneration Policy of Chairman of the | |||
Management Board and of Management Board Members | Management | For | Voted - Against | |
13 | Approve Remuneration Policy of Chairman of the | |||
Supervisory Board and of Supervisory Board Members | Management | For | Voted - For | |
14 | Approve Compensation Report of Corporate Officers | Management | For | Voted - For |
15 | Approve Compensation of Jean-Francois Decaux, | |||
Chairman of the Management Board | Management | For | Voted - Against | |
16 | Approve Compensation of Jean-Charles Decaux, | |||
Jean-Sebastien Decaux, Emmanuel Bastide, David | ||||
Bourg and Daniel Hofer, Management Board Members | Management | For | Voted - Against | |
17 | Approve Compensation of Gerard Degonse, Chairman of | |||
the Supervisory Board | Management | For | Voted - For | |
18 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - Against | |
19 | Authorize Decrease in Share Capital via | |||
Cancellation of Repurchased Shares | Management | For | Voted - For | |
20 | Authorize Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights up to | ||||
Aggregate Nominal Amount of EUR 2.3 Million | Management | For | Voted - Against | |
21 | Approve Issuance of Equity or Equity-Linked | |||
Securities for Private Placements, up to Aggregate | ||||
Nominal Amount of EUR 2.3 Million | Management | For | Voted - Against | |
22 | Authorize Board to Set Issue Price for 10 Percent | |||
Per Year of Issued Capital Pursuant to Issue | ||||
Authority without Preemptive Rights | Management | For | Voted - Against |
115
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
23 | Authorize Board to Increase Capital in the Event of | |||
Additional Demand Related to Delegation Submitted | ||||
to Shareholder Vote Under Items 20-21 Above and | ||||
Item 18 of May 16, 2019 GM | Management | For | Voted - Against | |
24 | Authorize Capital Issuances for Use in Employee | |||
Stock Purchase Plans | Management | For | Voted - For | |
25 | Authorize Capital Issuances for Use in Employee | |||
Stock Purchase Plans Reserved for Employees of the | ||||
Group's Subsidiaries | Management | For | Voted - For | |
26 | Amend Articles of Bylaws to Comply with Legal | |||
Changes | Management | For | Voted - For | |
27 | Amend Articles 17 and 15 of Bylaws Re: Board | |||
Members Deliberation via Written Consultation | Management | For | Voted - For | |
28 | Amend Articles 16 and 22 of Bylaws Re: Board | |||
Composition | Management | For | Voted - For | |
29 | Amend Article 22 of Bylaws Re: General Meetings | Management | For | Voted - For |
30 | Approve Change of Corporate Form to Societe | |||
Europeenne (SE) | Management | For | Voted - For | |
31 | Pursuant to Item 30 Above, Amend Bylaws Accordingly | Management | For | Voted - For |
32 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For | |
JOHNSON CONTROLS INTERNATIONAL PLC | ||||
Security ID: G51502105 Ticker: JCI | ||||
Meeting Date: 04-Mar-20 | ||||
1a | Elect Director Jean Blackwell | Management | For | Voted - For |
1b | Elect Director Pierre Cohade | Management | For | Voted - For |
1c | Elect Director Michael E. Daniels | Management | For | Voted - For |
1d | Elect Director Juan Pablo del Valle Perochena | Management | For | Voted - For |
1e | Elect Director W. Roy Dunbar | Management | For | Voted - For |
1f | Elect Director Gretchen R. Haggerty | Management | For | Voted - For |
1g | Elect Director Simone Menne | Management | For | Voted - For |
1h | Elect Director George R. Oliver | Management | For | Voted - For |
1i | Elect Director Jurgen Tinggren | Management | For | Voted - For |
1j | Elect Director Mark Vergnano | Management | For | Voted - For |
1k | Elect Director R. David Yost | Management | For | Voted - For |
1l | Elect Director John D. Young | Management | For | Voted - For |
2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | Voted - For |
3 | Authorize Market Purchases of Company Shares | Management | For | Voted - For |
4 | Determine Price Range for Reissuance of Treasury | |||
Shares | Management | For | Voted - For | |
5 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
6 | Approve the Directors' Authority to Allot Shares | Management | For | Voted - For |
7 | Approve the Disapplication of Statutory Pre-Emption | |||
Rights | Management | For | Voted - For |
116
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
JPMORGAN CHASE & CO. | ||||
Security ID: 46625H100 Ticker: JPM | ||||
Meeting Date: 19-May-20 | ||||
1a | Elect Director Linda B. Bammann | Management | For | Voted - For |
1b | Elect Director Stephen B. Burke | Management | For | Voted - For |
1c | Elect Director Todd A. Combs | Management | For | Voted - For |
1d | Elect Director James S. Crown | Management | For | Voted - For |
1e | Elect Director James Dimon | Management | For | Voted - For |
1f | Elect Director Timothy P. Flynn | Management | For | Voted - For |
1g | Elect Director Mellody Hobson | Management | For | Voted - For |
1h | Elect Director Michael A. Neal | Management | For | Voted - For |
1i | Elect Director Lee R. Raymond | Management | For | Voted - For |
1j | Elect Director Virginia M. Rometty | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
4 | Require Independent Board Chair | Shareholder | Against | Voted - For |
5 | Report on Reputational Risk Related to Canadian Oil | |||
Sands, Oil Sands Pipeline Companies and Arctic Oil | ||||
and Gas Exploration and Production. | Shareholder | Against | Voted - Against | |
6 | Report on Climate Change | Shareholder | Against | Voted - For |
7 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Voted - Against |
8 | Report on Charitable Contributions | Shareholder | Against | Voted - For |
9 | Report on Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
KERING SA | ||||
Security ID: F5433L103 Ticker: KER | ||||
Meeting Date: 16-Jun-20 | ||||
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
3 | Approve Allocation of Income and Dividends of EUR 8 | |||
per Share | Management | For | Voted - For | |
4 | Reelect Jean-Pierre Denis as Director | Management | For | Voted - Against |
5 | Reelect Ginevra Elkann as Director | Management | For | Voted - For |
6 | Reelect Sophie L Helias as Director | Management | For | Voted - For |
7 | Elect Jean Liu as Director | Management | For | Voted - For |
8 | Elect Tidjane Thiam as Director | Management | For | Voted - For |
9 | Elect Emma Watson as Director | Management | For | Voted - For |
10 | Approve Compensation of Corporate Officers | Management | For | Voted - For |
11 | Approve Compensation of Francois-Henri Pinault, | |||
Chairman and CEO | Management | For | Voted - Against | |
12 | Approve Compensation of Jean-Francois Palus, | |||
Vice-CEO | Management | For | Voted - Against | |
13 | Approve Remuneration Policy of Executive Corporate | |||
Officers | Management | For | Voted - For |
117
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
14 | Approve Remuneration Policy of Corporate Officers | Management | For | Voted - For |
15 | Renew Appointments of Deloitte and Associes as | |||
Auditor and BEAS as Alternate Auditor | Management | For | Voted - For | |
16 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
17 | Authorize up to 1 Percent of Issued Capital for Use | |||
in Restricted Stock Plans | Management | For | Voted - Against | |
18 | Amend Article 10 of Bylaws Re: Shares Hold by | |||
Directors and Employee Representative | Management | For | Voted - Against | |
19 | Amend Article 11 of Bylaws Re: Board Power | Management | For | Voted - For |
20 | Amend Article 13 of Bylaws Re: Board Members | |||
Deliberation via Written Consultation | Management | For | Voted - For | |
21 | Remove Article 18 of Bylaws Re: Censors | Management | For | Voted - For |
22 | Amend Article 17 of Bylaws Re: Board Remuneration | Management | For | Voted - For |
23 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For | |
KINROSS GOLD CORPORATION | ||||
Security ID: 496902404 Ticker: K | ||||
Meeting Date: 06-May-20 | ||||
1.1 | Elect Director Ian Atkinson | Management | For | Voted - For |
1.2 | Elect Director John A. Brough | Management | For | Voted - For |
1.3 | Elect Director Kerry D. Dyte | Management | For | Voted - For |
1.4 | Elect Director Glenn A. Ives | Management | For | Voted - For |
1.5 | Elect Director Ave G. Lethbridge | Management | For | Voted - For |
1.6 | Elect Director Elizabeth D. McGregor | Management | For | Voted - For |
1.7 | Elect Director Catherine McLeod-Seltzer | Management | For | Voted - For |
1.8 | Elect Director Kelly J. Osborne | Management | For | Voted - For |
1.9 | Elect Director J. Paul Rollinson | Management | For | Voted - For |
1.10 | Elect Director David A. Scott | Management | For | Voted - For |
2 | Approve KPMG LLP as Auditors and Authorize Board to | |||
Fix Their Remuneration | Management | For | Voted - For | |
3 | Approve Reduction in Stated Capital | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
LEGRAND SA | ||||
Security ID: F56196185 Ticker: LR | ||||
Meeting Date: 27-May-20 | ||||
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
3 | Approve Allocation of Income and Dividends of EUR | |||
1.34 per Share | Management | For | Voted - For | |
4 | Approve Compensation Report of Corporate Officers | Management | For | Voted - For |
5 | Approve Compensation of Gilles Schnepp, Chairman of | |||
the Board | Management | For | Voted - For |
118
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Approve Compensation of Benoit Coquart, CEO | Management | For | Voted - For |
7 | Approve Remuneration Policy of Chairman of the Board | Management | For | Voted - For |
8 | Approve Remuneration Policy of CEO | Management | For | Voted - For |
9 | Approve Remuneration Policy of Board Members | Management | For | Voted - For |
10 | Approve Remuneration of Directors in the Aggregate | |||
Amount of EUR 1.2 Million | Management | For | Voted - For | |
11 | Reelect Isabelle Boccon-Gibod as Director | Management | For | Voted - For |
12 | Reelect Christel Bories as Director | Management | For | Voted - For |
13 | Reelect Angeles Garcia-Poveda as Director | Management | For | Voted - For |
14 | Elect Benoit Coquart as Director | Management | For | Voted - For |
15 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
16 | Amend Article 9 of Bylaws Re: Directors Length of | |||
Terms | Management | For | Voted - For | |
17 | Amend Article 9 of Bylaws Re: Employee | |||
Representative | Management | For | Voted - For | |
18 | Amend Article 9 of Bylaws Re: Board Members | |||
Deliberation via Written Consultation | Management | For | Voted - For | |
19 | Amend Article 9 of Bylaws Re: Board Powers | Management | For | Voted - For |
20 | Amend Articles 10, 11 and 13 to Comply with Legal | |||
Changes | Management | For | Voted - For | |
21 | Authorize Decrease in Share Capital via | |||
Cancellation of Repurchased Shares | Management | For | Voted - For | |
22 | Authorize Issuance of Equity or Equity-Linked | |||
Securities with Preemptive Rights up to Aggregate | ||||
Nominal Amount of EUR 200 Million | Management | For | Voted - For | |
23 | Authorize Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights up to | ||||
Aggregate Nominal Amount of EUR 100 Million | Management | For | Voted - For | |
24 | Approve Issuance of Equity or Equity-Linked | |||
Securities for Private Placements, up to Aggregate | ||||
Nominal Amount of EUR 100 Million | Management | For | Voted - For | |
25 | Authorize Board to Increase Capital in the Event of | |||
Additional Demand Related to Delegation Submitted | ||||
to Shareholder Vote Above | Management | For | Voted - For | |
26 | Authorize Capitalization of Reserves of Up to EUR | |||
100 Million for Bonus Issue or Increase in Par Value | Management | For | Voted - For | |
27 | Authorize Capital Issuances for Use in Employee | |||
Stock Purchase Plans | Management | For | Voted - For | |
28 | Authorize Capital Increase of up to 5 Percent of | |||
Issued Capital for Contributions in Kind | Management | For | Voted - For | |
29 | Set Total Limit for Capital Increase to Result from | |||
Issuance Requests Under Items 22-25 and 27-28 at | ||||
EUR 200 Million | Management | For | Voted - For | |
30 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For |
119
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
LENOVO GROUP LIMITED | ||||
Security ID: Y5257Y107 Ticker: 992 | ||||
Meeting Date: 09-Jul-19 | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Final Dividend | Management | For | Voted - For |
3a | Elect Zhu Linan as Director | Management | For | Voted - For |
3b | Elect Yang Chih-Yuan Jerry as Director | Management | For | Voted - For |
3c | Elect Gordon Robert Halyburton Orr as Director | Management | For | Voted - For |
3d | Elect Woo Chin Wan Raymond as Director | Management | For | Voted - For |
3e | Authorize Board Not to Fill Up Vacated Office | |||
Resulting From Retirement of Tian Suning as Director | Management | For | Voted - For | |
3f | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For |
4 | Approve PricewaterhouseCoopers as Auditor and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
5 | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights | Management | For | Voted - Against | |
6 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
8 | Approve Award Plans and California Sub-Plans | Management | For | Voted - Against |
LLOYDS BANKING GROUP PLC | ||||
Security ID: G5533W248 Ticker: LLOY | ||||
Meeting Date: 21-May-20 | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Elect William Chalmers as Director | Management | For | Voted - For |
3 | Elect Sarah Legg as Director | Management | For | Voted - For |
4 | Elect Catherine Woods as Director | Management | For | Voted - For |
5 | Re-elect Lord Blackwell as Director | Management | For | Voted - For |
6 | Re-elect Juan Colombas as Director | Management | For | Voted - For |
7 | Re-elect Alan Dickinson as Director | Management | For | Voted - For |
8 | Re-elect Simon Henry as Director | Management | For | Voted - For |
9 | Re-elect Antonio Horta-Osorio as Director | Management | For | Voted - For |
10 | Re-elect Lord Lupton as Director | Management | For | Voted - For |
11 | Re-elect Amanda Mackenzie as Director | Management | For | Voted - For |
12 | Re-elect Nick Prettejohn as Director | Management | For | Voted - For |
13 | Re-elect Stuart Sinclair as Director | Management | For | Voted - For |
14 | Re-elect Sara Weller as Director | Management | For | Voted - For |
15 | Approve Remuneration Policy | Management | For | Voted - Against |
16 | Approve Remuneration Report | Management | For | Voted - For |
17 | Approve Final Dividend | Management | For | Voted - Abstain |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
19 | Authorise the Audit Committee to Fix Remuneration | |||
of Auditors | Management | For | Voted - For | |
20 | Approve Long Term Share Plan | Management | For | Voted - Against |
21 | Authorise EU Political Donations and Expenditure | Management | For | Voted - For |
120
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
22 | Authorise Issue of Equity | Management | For | Voted - For |
23 | Authorise Issue of Equity in Relation to the Issue | |||
of Regulatory Capital Convertible Instruments | Management | For | Voted - For | |
24 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
25 | Authorise Issue of Equity without Pre-emptive | |||
Rights in Connection with an Acquisition or Other | ||||
Capital Investment | Management | For | Voted - For | |
26 | Authorise Issue of Equity without Pre-Emptive | |||
Rights in Relation to the Issue of Regulatory | ||||
Capital Convertible Instruments | Management | For | Voted - For | |
27 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
28 | Authorise Market Purchase of Preference Shares | Management | For | Voted - For |
29 | Authorise the Company to Call General Meeting with | |||
Two Weeks' Notice | Management | For | Voted - For | |
MALAYAN BANKING BERHAD | ||||
Security ID: Y54671105 Ticker: 1155 | ||||
Meeting Date: 26-Jun-20 | ||||
1 | Elect Mohaiyani Shamsudin as Director | Management | For | Voted - For |
2 | Elect Hasnita Dato' Hashim as Director | Management | For | Voted - For |
3 | Elect Anthony Brent Elam as Director | Management | For | Voted - For |
4 | Elect Idris Kechot as Director | Management | For | Voted - For |
5 | Elect Zulkiflee Abbas Abdul Hamid as Director | Management | For | Voted - For |
6 | Approve Directors' Fees | Management | For | Voted - For |
7 | Approve Directors' Benefits | Management | For | Voted - For |
8 | Approve Ernst & Young PLT as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
9 | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights | Management | For | Voted - For | |
10 | Approve Issuance of New Ordinary Shares Under the | |||
Dividend Reinvestment Plan | Management | For | Voted - For | |
MANPOWERGROUP, INC. | ||||
Security ID: 56418H100 Ticker: MAN | ||||
Meeting Date: 08-May-20 | ||||
1A | Elect Director Gina R. Boswell | Management | For | Voted - For |
1B | Elect Director Cari M. Dominguez | Management | For | Voted - For |
1C | Elect Director William Downe | Management | For | Voted - For |
1D | Elect Director John F. Ferraro | Management | For | Voted - For |
1E | Elect Director Patricia Hemingway Hall | Management | For | Voted - For |
1F | Elect Director Julie M. Howard | Management | For | Voted - For |
1G | Elect Director Ulice Payne, Jr. | Management | For | Voted - For |
1H | Elect Director Jonas Prising | Management | For | Voted - For |
1I | Elect Director Paul Read | Management | For | Voted - For |
1J | Elect Director Elizabeth P. Sartain | Management | For | Voted - For |
1K | Elect Director Michael J. Van Handel | Management | For | Voted - For |
121
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
MERCK & CO., INC. | ||||
Security ID: 58933Y105 Ticker: MRK | ||||
Meeting Date: 26-May-20 | ||||
1a | Elect Director Leslie A. Brun | Management | For | Voted - For |
1b | Elect Director Thomas R. Cech | Management | For | Voted - For |
1c | Elect Director Mary Ellen Coe | Management | For | Voted - For |
1d | Elect Director Pamela J. Craig | Management | For | Voted - For |
1e | Elect Director Kenneth C. Frazier | Management | For | Voted - For |
1f | Elect Director Thomas H. Glocer | Management | For | Voted - For |
1g | Elect Director Risa J. Lavizzo-Mourey | Management | For | Voted - For |
1h | Elect Director Paul B. Rothman | Management | For | Voted - For |
1i | Elect Director Patricia F. Russo | Management | For | Voted - For |
1j | Elect Director Christine E. Seidman | Management | For | Voted - For |
1k | Elect Director Inge G. Thulin | Management | For | Voted - For |
1l | Elect Director Kathy J. Warden | Management | For | Voted - For |
1m | Elect Director Peter C. Wendell | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Voted - Against |
MICROSOFT CORPORATION | ||||
Security ID: 594918104 Ticker: MSFT | ||||
Meeting Date: 04-Dec-19 | ||||
1.1 | Elect Director William H. Gates, III | Management | For | Voted - For |
1.2 | Elect Director Reid G. Hoffman | Management | For | Voted - For |
1.3 | Elect Director Hugh F. Johnston | Management | For | Voted - For |
1.4 | Elect Director Teri L. List-Stoll | Management | For | Voted - For |
1.5 | Elect Director Satya Nadella | Management | For | Voted - For |
1.6 | Elect Director Sandra E. Peterson | Management | For | Voted - For |
1.7 | Elect Director Penny S. Pritzker | Management | For | Voted - For |
1.8 | Elect Director Charles W. Scharf | Management | For | Voted - For |
1.9 | Elect Director Arne M. Sorenson | Management | For | Voted - For |
1.10 | Elect Director John W. Stanton | Management | For | Voted - For |
1.11 | Elect Director John W. Thompson | Management | For | Voted - For |
1.12 | Elect Director Emma N. Walmsley | Management | For | Voted - For |
1.13 | Elect Director Padmasree Warrior | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against |
122
Impact Shares Sustainable Development Goals Global Equity ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Report on Employee Representation on the Board of | |||
Directors | Shareholder | Against | Voted - For | |
5 | Report on Gender Pay Gap | Shareholder | Against | Voted - For |
MIRVAC GROUP | ||||
Security ID: Q62377108 Ticker: MGR | ||||
Meeting Date: 19-Nov-19 | ||||
2.1 | Elect John Mulcahy as Director | Management | For | Voted - For |
2.2 | Elect James M. Millar as Director | Management | For | Voted - For |
2.3 | Elect Jane Hewitt as Director | Management | For | Voted - For |
2.4 | Elect Peter Nash as Director | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - For |
4.1 | Approve Long-Term Performance Plan | Management | For | Voted - For |
4.2 | Approve General Employee Exemption Plan | Management | For | Voted - For |
5 | Approve Participation of Susan Lloyd-Hurwitz in the | |||
Long-Term Performance Plan | Management | For | Voted - For | |
6 | Ratify Past Issuance of Stapled Securities to | |||
Institutional, Professional and Other Wholesale | ||||
Investors | Management | For | Voted - For | |
MORGAN STANLEY | ||||
Security ID: 617446448 Ticker: MS | ||||
Meeting Date: 21-May-20 | ||||
1a | Elect Director Elizabeth Corley | Management | For | Voted - For |
1b | Elect Director Alistair Darling | Management | For | Voted - For |
1c | Elect Director Thomas H. Glocer | Management | For | Voted - For |
1d | Elect Director James P. Gorman | Management | For | Voted - For |
1e | Elect Director Robert H. Herz | Management | For | Voted - For |
1f | Elect Director Nobuyuki Hirano | Management | For | Voted - For |
1g | Elect Director Stephen J. Luczo | Management | For | Voted - For |
1h | Elect Director Jami Miscik | Management | For | Voted - For |
1i | Elect Director Dennis M. Nally | Management | For | Voted - For |
1j | Elect Director Takeshi Ogasawara | Management | For | Voted - For |
1k | Elect Director Hutham S. Olayan | Management | For | Voted - For |
1l | Elect Director Mary L. Schapiro | Management | For | Voted - For |
1m | Elect Director Perry M. Traquina | Management | For | Voted - For |
1n | Elect Director Rayford Wilkins, Jr. | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
123
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG | ||||
Security ID: D55535104 Ticker: MUV2 | ||||
Meeting Date: 29-Apr-20 | ||||
1 | Receive Financial Statements and Statutory Reports | |||
for Fiscal 2019 (Non-Voting) | Management | N/A | Non-Voting | |
2 | Approve Allocation of Income and Dividends of EUR | |||
9.80 per Share | Management | For | Voted - For | |
3 | Approve Discharge of Management Board for Fiscal | |||
2019 | Management | For | Voted - For | |
4 | Approve Discharge of Supervisory Board for Fiscal | |||
2019 | Management | For | Voted - For | |
5 | Elect Carsten Spohr to the Supervisory Board | Management | For | Voted - For |
6 | Authorize Share Repurchase Program and Reissuance | |||
or Cancellation of Repurchased Shares | Management | For | Voted - For | |
7 | Approve Issuance of Warrants/Bonds with Warrants | |||
Attached/Convertible Bonds with Partial Exclusion | ||||
of Preemptive Rights up to Aggregate Nominal Amount | ||||
of EUR 5 Billion; Approve Creation of EUR 117 | ||||
Million Pool of Capital to Guarantee Conversion | ||||
Rights | Management | For | Voted - For | |
8.1 | Amend Articles Re: Editorial Changes | Management | For | Voted - For |
8.2 | Amend Articles Re: Editorial Changes | Management | For | Voted - For |
8.3 | Amend Articles Re: Editorial Changes | Management | For | Voted - For |
8.4 | Amend Articles Re: Editorial Changes | Management | For | Voted - For |
8.5 | Amend Articles Re: Editorial Changes | Management | For | Voted - For |
8.6 | Amend Articles Re: Editorial Changes | Management | For | Voted - For |
8.7 | Amend Articles Re: Editorial Changes | Management | For | Voted - For |
8.8 | Amend Articles Re: Editorial Changes | Management | For | Voted - For |
8.9 | Amend Articles Re: Editorial Changes | Management | For | Voted - For |
8.10 | Amend Articles Re: Editorial Changes | Management | For | Voted - For |
MYLAN N.V. | ||||
Security ID: N59465109 Ticker: MYL | ||||
Meeting Date: 30-Jun-20 | ||||
1A | Elect Director Heather Bresch | Management | For | Voted - For |
1B | Elect Director Robert J. Cindrich | Management | For | Voted - For |
1C | Elect Director Robert J. Coury | Management | For | Voted - For |
1D | Elect Director JoEllen Lyons Dillon | Management | For | Voted - For |
1E | Elect Director Neil Dimick | Management | For | Voted - For |
1F | Elect Director Melina Higgins | Management | For | Voted - For |
1G | Elect Director Harry A. Korman | Management | For | Voted - For |
1H | Elect Director Rajiv Malik | Management | For | Voted - For |
1I | Elect Director Richard A. Mark | Management | For | Voted - For |
1J | Elect Director Mark W. Parrish | Management | For | Voted - For |
1K | Elect Director Pauline van der Meer Mohr | Management | For | Voted - For |
1L | Elect Director Randall L. (Pete) Vanderveen | Management | For | Voted - For |
124
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1M | Elect Director Sjoerd S. Vollebregt | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Adopt Financial Statements and Statutory Reports | Management | For | Voted - For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
5 | Instruction to Deloitte Accountants B.V. for the | |||
Audit of the Company's Dutch Statutory Annual | ||||
Accounts for Fiscal Year 2020 | Management | For | Voted - For | |
6 | Authorize Share Repurchase Program | Management | For | Voted - For |
7 | Grant Board Authority to Issue Shares Up To 10 | |||
Percent of Issued Capital and Restrict/Exclude | ||||
Preemptive Rights | Management | For | Voted - For | |
E1E | Approve Combination | Management | For | Voted - For |
E2E | Advisory Vote on Golden Parachutes | Management | For | Voted - Against |
E3E | Approve Board Composition | Management | For | Voted - For |
E4E | Amend Right to Call Special Meeting | Management | For | Voted - For |
NATIONAL AUSTRALIA BANK LIMITED | ||||
Security ID: Q65336119 Ticker: NAB | ||||
Meeting Date: 18-Dec-19 | ||||
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve the Spill Resolution | Management | Against | Voted - Against |
4a | Elect Philip Chronican as Director | Management | For | Voted - For |
4b | Elect Douglas McKay as Director | Management | For | Voted - For |
4c | Elect Kathryn Fagg as Director | Management | For | Voted - For |
5a | Approve Selective Capital Reduction of Convertible | |||
Preference Shares Under the CPS II Terms | Management | For | Voted - For | |
5b | Approve Selective Capital Reduction of Convertible | |||
Preference Shares Outside the CPS II Terms | Management | For | Voted - For | |
6a | Approve the Amendments to the Company's Constitution | Shareholder | Against | Voted - Against |
6b | Approve Transition Planning Disclosure | Shareholder | Against | Voted - Against |
7 | Approve Lobbying Inconsistent with the Goals of the | |||
Paris Agreement | Shareholder | Against | Voted - Against | |
NESTE CORP. | ||||
Security ID: X5688A109 Ticker: NESTE | ||||
Meeting Date: 18-May-20 | ||||
1 | Open Meeting | Management | N/A | Non-Voting |
2 | Call the Meeting to Order | Management | N/A | Non-Voting |
3 | Designate Inspector or Shareholder | |||
Representative(s) of Minutes of Meeting | Management | For | Voted - For | |
4 | Acknowledge Proper Convening of Meeting | Management | For | Voted - For |
5 | Prepare and Approve List of Shareholders | Management | For | Voted - For |
6 | Receive Financial Statements and Statutory Reports; | |||
Receive Board's Report; Receive Auditor's Report | Management | N/A | Non-Voting | |
7 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
125
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
8 | Approve Allocation of Income and Dividends of EUR | |||
0.46 Per Share | Management | For | Voted - For | |
9 | Approve Discharge of Board and President | Management | For | Voted - For |
10 | Approve Remuneration Policy And Other Terms of | |||
Employment For Executive Management | Management | For | Voted - For | |
11 | Approve Remuneration of Directors in the Amount of | |||
EUR 67,900 for Chairman, EUR 49,600 for Vice | ||||
Chairman, and EUR 35,700 for Other Directors; | ||||
Approve Remuneration for Committee Work; Approve | ||||
Meeting Fees | Shareholder | For | Voted - For | |
12 | Fix Number of Directors at Eight | Management | For | Voted - For |
13 | Reelect Matti Kahkonen (Chair), Sonat Burman | |||
Olsson, Martina Floel, Jean-Baptiste Renard, Jari | ||||
Rosendal and Marco Wiren (Vice Chair) as Directors; | ||||
Elect Nick Elmslie and Johanna Soderstrom as New | ||||
Directors | Management | For | Voted - For | |
14 | Approve Remuneration of Auditors | Management | For | Voted - For |
15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
16 | Authorize Share Repurchase Program | Management | For | Voted - For |
17 | Approve Issuance of up to 23 Million Shares without | |||
Preemptive Rights | Management | For | Voted - For | |
18 | Close Meeting | Management | N/A | Non-Voting |
NESTLE SA | ||||
Security ID: H57312649 Ticker: NESN | ||||
Meeting Date: 23-Apr-20 | ||||
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
1.2 | Approve Remuneration Report | Management | For | Voted - For |
2 | Approve Discharge of Board and Senior Management | Management | For | Voted - For |
3 | Approve Allocation of Income and Dividends of CHF | |||
2.70 per Share | Management | For | Voted - For | |
4.1.a Reelect Paul Bulcke as Director and Board Chairman | Management | For | Voted - For | |
4.1.b Reelect Ulf Schneider as Director | Management | For | Voted - For | |
4.1.c Reelect Henri de Castries as Director | Management | For | Voted - For | |
4.1.d Reelect Renato Fassbind as Director | Management | For | Voted - For | |
4.1.e Reelect Ann Veneman as Director | Management | For | Voted - For | |
4.1.f Reelect Eva Cheng as Director | Management | For | Voted - For | |
4.1.g Reelect Patrick Aebischer as Director | Management | For | Voted - For | |
4.1.h Reelect Ursula Burns as Director | Management | For | Voted - For | |
4.1.i | Reelect Kasper Rorsted as Director | Management | For | Voted - For |
4.1.j | Reelect Pablo Isla as Director | Management | For | Voted - For |
4.1.k Reelect Kimberly Ross as Director | Management | For | Voted - For | |
4.1.l | Reelect Dick Boer as Director | Management | For | Voted - For |
4.1.mReelect Dinesh Paliwal as Director | Management | For | Voted - For | |
4.2 | Elect Hanne Jimenez de Mora as Director | Management | For | Voted - For |
4.3.1 Appoint Patrick Aebischer as Member of the | ||||
Compensation Committee | Management | For | Voted - For | |
4.3.2 Appoint Ursula Burns as Member of the Compensation | ||||
Committee | Management | For | Voted - For |
126
Impact Shares Sustainable Development Goals Global Equity ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4.3.3 Appoint Pablo Isla as Member of the Compensation | ||||
Committee | Management | For | Voted - For | |
4.3.4 Appoint Dick Boer as Member of the Compensation | ||||
Committee | Management | For | Voted - For | |
4.4 | Ratify Ernst & Young AG as Auditors | Management | For | Voted - For |
4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | Voted - For |
5.1 | Approve Remuneration of Directors in the Amount of | |||
CHF 10 Million | Management | For | Voted - For | |
5.2 | Approve Remuneration of Executive Committee in the | |||
Amount of CHF 55 Million | Management | For | Voted - For | |
6 | Approve CHF 9.5 Million Reduction in Share Capital | |||
via Cancellation of Repurchased Shares | Management | For | Voted - For | |
7 | Transact Other Business (Voting) | Management | Against | Voted - Against |
NEW WORLD DEVELOPMENT CO. LTD. | ||||
Security ID: Y63084126 Ticker: 17 | ||||
Meeting Date: 19-Nov-19 | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Final Dividend | Management | For | Voted - For |
3a | Elect Cheng Chi-Kong Adrian as Director | Management | For | Voted - For |
3b | Elect Yeung Ping-Leung, Howard as Director | Management | For | Voted - Against |
3c | Elect Ho Hau-Hay, Hamilton as Director | Management | For | Voted - For |
3d | Elect Lee Luen-Wai, John as Director | Management | For | Voted - For |
3e | Elect Cheng Chi-Heng as Director | Management | For | Voted - For |
3f | Elect Au Tak-Cheong as Director | Management | For | Voted - For |
3g | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For |
4 | Approve PricewaterhouseCoopers as Auditor and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
5 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
6 | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights | Management | For | Voted - Against | |
7 | Approve Grant of Options Under the Share Option | |||
Scheme | Management | For | Voted - Against | |
Meeting Date: 19-Jun-20 | ||||
1 | Approve Share Consolidation | Management | For | Voted - For |
NEW WORLD DEVELOPMENT COMPANY LIMITED | ||||
Security ID: Y63084126 Ticker: 17 | ||||
Meeting Date: 19-Jun-20 | ||||
1 | Approve Services Group Master Services Agreement, | |||
Services Group Transactions, Services Group Annual | ||||
Caps and Related Transactions | Management | For | Voted - For |
127
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
NEWMONT CORPORATION | ||||
Security ID: 651639106 Ticker: NEM | ||||
Meeting Date: 21-Apr-20 | ||||
1.1 | Elect Director Gregory H. Boyce | Management | For | Voted - For |
1.2 | Elect Director Bruce R. Brook | Management | For | Voted - For |
1.3 | Elect Director J. Kofi Bucknor | Management | For | Voted - For |
1.4 | Elect Director Maura Clark | Management | For | Voted - For |
1.5 | Elect Director Matthew Coon Come | Management | For | Voted - For |
1.6 | Elect Director Noreen Doyle | Management | For | Voted - For |
1.7 | Elect Director Veronica M. Hagen | Management | For | Voted - For |
1.8 | Elect Director Rene Medori | Management | For | Voted - For |
1.9 | Elect Director Jane Nelson | Management | For | Voted - For |
1.10 | Elect Director Thomas Palmer | Management | For | Voted - For |
1.11 | Elect Director Julio M. Quintana | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
1.1 | Elect Director Gregory H. Boyce | Management | For | Voted - For |
1.2 | Elect Director Bruce R. Brook | Management | For | Voted - For |
1.3 | Elect Director J. Kofi Bucknor | Management | For | Voted - For |
1.4 | Elect Director Maura Clark | Management | For | Voted - For |
1.5 | Elect Director Matthew Coon Come | Management | For | Voted - For |
1.6 | Elect Director Noreen Doyle | Management | For | Voted - For |
1.7 | Elect Director Veronica M. Hagen | Management | For | Voted - For |
1.8 | Elect Director Rene Medori | Management | For | Voted - For |
1.9 | Elect Director Jane Nelson | Management | For | Voted - For |
1.10 | Elect Director Thomas Palmer | Management | For | Voted - For |
1.11 | Elect Director Julio M. Quintana | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
NIELSEN HOLDINGS PLC | ||||
Security ID: G6518L108 Ticker: NLSN | ||||
Meeting Date: 12-May-20 | ||||
1a | Elect Director James A. Attwood, Jr. | Management | For | Voted - For |
1b | Elect Director Thomas H. Castro | Management | For | Voted - For |
1c | Elect Director Guerrino De Luca | Management | For | Voted - For |
1d | Elect Director Karen M. Hoguet | Management | For | Voted - For |
1e | Elect Director David Kenny | Management | For | Voted - For |
1f | Elect Director Harish Manwani | Management | For | Voted - For |
1g | Elect Director Janice Marinelli Mazza | Management | For | Voted - For |
1h | Elect Director Robert C. Pozen | Management | For | Voted - For |
128
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1i | Elect Director David Rawlinson | Management | For | Voted - For |
1j | Elect Director Nancy Tellem | Management | For | Voted - For |
1k | Elect Director Javier G. Teruel | Management | For | Voted - For |
1l | Elect Director Lauren Zalaznick | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Reappoint Ernst & Young LLP as UK Statutory Auditors | Management | For | Voted - For |
4 | Authorize the Audit Committee to Fix Remuneration | |||
of UK Statutory Auditor | Management | For | Voted - For | |
5 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
6 | Approve Remuneration Report | Management | For | Voted - Against |
7 | Authorise Issue of Equity | Management | For | Voted - Against |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - Against |
9 | Approve Share Repurchase Contracts and Repurchase | |||
Counterparties | Management | For | Voted - For | |
NIKE, INC. | ||||
Security ID: 654106103 Ticker: NKE | ||||
Meeting Date: 19-Sep-19 | ||||
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | Voted - For |
1.2 | Elect Director Peter B. Henry | Management | For | Voted - For |
1.3 | Elect Director Michelle A. Peluso | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
NIKON CORP. | ||||
Security ID: 654111103 Ticker: 7731 | ||||
Meeting Date: 26-Jun-20 | ||||
1 | Approve Allocation of Income, with a Final Dividend | |||
of JPY 10 | Management | For | Voted - For | |
2.1 | Elect Director Ushida, Kazuo | Management | For | Voted - For |
2.2 | Elect Director Umatate, Toshikazu | Management | For | Voted - For |
2.3 | Elect Director Odajima, Takumi | Management | For | Voted - For |
2.4 | Elect Director Tokunari, Muneaki | Management | For | Voted - For |
2.5 | Elect Director Negishi, Akio | Management | For | Voted - For |
2.6 | Elect Director Murayama, Shigeru | Management | For | Voted - For |
3.1 | Elect Director and Audit Committee Member Tsurumi, | |||
Atsushi | Management | For | Voted - For | |
3.2 | Elect Director and Audit Committee Member Ishihara, | |||
Kunio | Management | For | Voted - Against | |
3.3 | Elect Director and Audit Committee Member Hiruta, | |||
Shiro | Management | For | Voted - For | |
3.4 | Elect Director and Audit Committee Member Yamagami, | |||
Asako | Management | For | Voted - For |
129
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
NORTONLIFELOCK INC. | ||||
Security ID: 871503108 Ticker: NLOK | ||||
Meeting Date: 19-Dec-19 | ||||
1a | Elect Director Sue Barsamian | Management | For | Voted - For |
1b | Elect Director Frank E. Dangeard | Management | For | Voted - For |
1c | Elect Director Nora M. Denzel | Management | For | Voted - For |
1d | Elect Director Peter A. Feld | Management | For | Voted - For |
1e | Elect Director Kenneth Y. Hao | Management | For | Voted - For |
1f | Elect Director David W. Humphrey | Management | For | Voted - For |
1g | Elect Director Vincent Pilette | Management | For | Voted - For |
1h | Elect Director V. Paul Unruh | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
NOVO NORDISK A/S | ||||
Security ID: K72807132 Ticker: NOVO.B | ||||
Meeting Date: 26-Mar-20 | ||||
1 | Receive Report of Board | Management | N/A | Did Not Vote |
2 | Accept Financial Statements and Statutory Reports | Management | For | Do Not Vote |
3.1 | Receive Remuneration Report 2019 | Management | N/A | Did Not Vote |
3.2a | Approve Remuneration of Directors for 2019 in the | |||
Aggregate Amount of DKK 19.4 Million | Management | For | Do Not Vote | |
3.2b | Approve Remuneration of Directors for 2020 in the | |||
Amount of DKK 2.2 Million for the Chairman, DKK 1.4 | ||||
Million for the Vice Chairman, and DKK 720,000 for | ||||
Other Directors; Approve Remuneration for Committee | ||||
Work | Management | For | Do Not Vote | |
3.3 | Approve Guidelines for Incentive-Based Compensation | |||
for Executive Management and Board | Management | For | Do Not Vote | |
3.4 | Amend Articles Re: Voting on the Company's | |||
Remuneration Report at Annual General Meetings | Management | For | Do Not Vote | |
4 | Approve Allocation of Income and Dividends | Management | For | Do Not Vote |
5.1 | Reelect Helge Lund as Director and Chairman | Management | For | Do Not Vote |
5.2 | Reelect Jeppe Christiansen as Director and Deputy | |||
Chairman | Management | For | Do Not Vote | |
5.3a | Reelect Brian Daniels as Director | Management | For | Do Not Vote |
5.3b | Reelect Laurence Debroux as Director | Management | For | Do Not Vote |
5.3c | Reelect Andreas Fibig as Director | Management | For | Do Not Vote |
5.3d | Reelect Sylvie Gregoire as Director | Management | For | Do Not Vote |
5.3e | Reelect Liz Hewitt as Director | Management | For | Do Not Vote |
5.3f | Reelect Kasim Kutay as Director | Management | For | Do Not Vote |
5.3g | Reelect Martin Mackay as Director | Management | For | Do Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Do Not Vote |
130
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7.1 | Approve DKK 10 Million Reduction in Share Capital | |||
via B Share Cancellation | Management | For | Do Not Vote | |
7.2 | Authorize Share Repurchase Program | Management | For | Do Not Vote |
7.3a | Approve Creation of Pool of Capital for the Benefit | |||
of Employees | Management | For | Do Not Vote | |
7.3b | Approve Creation of Pool of Capital with Preemptive | |||
Rights | Management | For | Do Not Vote | |
7.3c | Approve Creation of Pool of Capital without | |||
Preemptive Rights | Management | For | Do Not Vote | |
7.4 | Approve Donation to the World Diabetes Foundation | Management | For | Do Not Vote |
8 | Disclosure of the Ratio between Executive and | |||
Employee Remuneration in theAnnual Reports | Shareholder | Against | Do Not Vote | |
9 | Other Business | Management | N/A | Did Not Vote |
OCCIDENTAL PETROLEUM CORPORATION | ||||
Security ID: 674599105 Ticker: OXY | ||||
Meeting Date: 31-Dec-19 | ||||
1 | Revoke Consent to Request to Fix a Record Date | Shareholder | Against | Do Not Vote |
1 | Consent to Request to Fix a Record Date | Shareholder | Against | Do Not Vote |
Meeting Date: 29-May-20 | ||||
1a | Elect Director Stephen I. Chazen | Management | For | Voted - For |
1b | Elect Director Andrew Gould | Management | For | Voted - For |
1c | Elect Director Nicholas Graziano | Management | For | Voted - For |
1d | Elect Director Carlos M. Gutierrez | Management | For | Voted - For |
1e | Elect Director Vicki Hollub | Management | For | Voted - For |
1f | Elect Director William R. Klesse | Management | For | Voted - For |
1g | Elect Director Andrew N. Langham | Management | For | Voted - For |
1h | Elect Director Jack B. Moore | Management | For | Voted - For |
1i | Elect Director Margarita Palau-Hernandez | Management | For | Voted - For |
1j | Elect Director Avedick B. Poladian | Management | For | Voted - For |
1k | Elect Director Robert M. Shearer | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Approve Issuance of the Warrant Shares Upon | |||
Exercise of the Warrant | Management | For | Voted - For | |
6 | Increase Authorized Common Stock | Management | For | Voted - For |
7 | Amend Charter to Enhance Shareholders' Ability to | |||
Act by Written Consent | Management | For | Voted - For | |
8 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting and Approve Certain Additional | ||||
Amendments | Management | For | Voted - For | |
9 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Voted - For |
131
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
OLAM INTERNATIONAL LIMITED | ||||
Security ID: Y6421B106 Ticker: O32 | ||||
Meeting Date: 20-May-20 | ||||
1 | Adopt Financial Statements and Directors' and | |||
Auditors' Reports | Management | For | Voted - For | |
2 | Approve Second and Final Dividend | Management | For | Voted - For |
3 | Elect Nihal Vijaya Devadas Kaviratne as Director | Management | For | Voted - For |
4 | Elect Sunny George Verghese as Director | Management | For | Voted - For |
5 | Elect Ajai Puri as Director | Management | For | Voted - For |
6 | Elect Joerg Wolle as Director | Management | For | Voted - For |
7 | Elect Nagi Adel Hamiyeh as Director | Management | For | Voted - For |
8 | Approve Directors' Fees | Management | For | Voted - For |
9 | Approve Ernst & Young LLP as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
10 | Elect Norio Saigusa as Director | Management | For | Voted - For |
11 | Approve Issuance of Equity or Equity-Linked | |||
Securities with or without Preemptive Rights | Management | For | Voted - For | |
12 | Authorize Share Repurchase Program | Management | For | Voted - For |
13 | Approve Amendment to the Olam Share Grant Plan | Management | For | Voted - For |
14 | Approve Grant of Awards and Issuance of Shares | |||
Under the Olam Share Grant Plan | Management | For | Voted - For | |
15 | Approve Mandate for Interested Person Transactions | Management | For | Voted - For |
OZ MINERALS LTD. | ||||
Security ID: Q7161P122 Ticker: OZL | ||||
Meeting Date: 17-Apr-20 | ||||
2a | Elect Rebecca McGrath as Director | Management | For | Voted - For |
2b | Elect Tonianne Dwyer as Director | Management | For | Voted - For |
2c | Elect Richard Seville as Director | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - For |
4a | Approve Grant of 128,287 Performance Rights to | |||
Andrew Cole | Management | For | Voted - For | |
4b | Approve Grant of 25,319 Performance Rights to | |||
Andrew Cole | Management | For | Voted - For | |
5 | Approve Renewal of the Company's Proportional | |||
Takeover Approval Provisions | Management | For | Voted - For | |
PEUGEOT SA | ||||
Security ID: F72313111 Ticker: UG | ||||
Meeting Date: 25-Jun-20 | ||||
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For |
132
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Approve Allocation of Income and Absence of | |||
Dividends | Management | For | Voted - For | |
4 | Ratify Appointment of Zhang Zutong as Supervisory | |||
Board Member | Management | For | Voted - Against | |
5 | Reelect Catherine Bradley as Supervisory Board | |||
Member | Management | For | Voted - For | |
6 | Approve Remuneration Policy of Carlos Tavares, | |||
Chairman of the Management Board | Management | For | Voted - Against | |
7 | Approve Remuneration Policy of Olivier Bourges, | |||
Michael Lohscheller, Maxime Picat as Members of the | ||||
Management Board | Management | For | Voted - Against | |
8 | Approve Remuneration Policy of Louis Gallois, | |||
Chairman of the Supervisory Board | Management | For | Voted - For | |
9 | Approve Remuneration Policy of Members of the | |||
Supervisory Board | Management | For | Voted - For | |
10 | Approve Compensation Report of Corporate Officers | Management | For | Voted - For |
11 | Approve Compensation of Carlos Tavares, Chairman of | |||
the Management Board | Management | For | Voted - Against | |
12 | Approve Compensation of Olivier Bourges, Member of | |||
the Management Board Since March 1, 2019 | Management | For | Voted - Against | |
13 | Approve Compensation of Michael Lohscheller, Member | |||
of the Management Board Since Sept. 1, 2019 | Management | For | Voted - Against | |
14 | Approve Compensation of Maxime Picat, Member of the | |||
Management Board | Management | For | Voted - Against | |
15 | Approve Compensation of Jean-Christophe Quemard, | |||
Member of the Management Board Until Aug. 31, 2019 | Management | For | Voted - Against | |
16 | Approve Compensation of Louis Gallois, Chairman of | |||
the Supervisory Board | Management | For | Voted - For | |
17 | Approve Transaction with Etablissements Peugeot | |||
Freres and FFP Re: Engagement Letter | Management | For | Voted - For | |
18 | Approve Transaction with Bpifrance Participations | |||
and Lion Participations Re: Engagement Letter | Management | For | Voted - For | |
19 | Approve Transaction with Dongfeng Motor Group Re: | |||
Buyout Agreement | Management | For | Voted - For | |
20 | Waiver of the Establishment of a Special | |||
Negotiation Group Re: Merger Agreement Between | ||||
Company and Fiat Chrysler Automobiles | Management | For | Voted - For | |
21 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
22 | Authorize Decrease in Share Capital via | |||
Cancellation of Repurchased Shares | Management | For | Voted - For | |
23 | Authorize Board to Issue Free Warrants with | |||
Preemptive Rights During a Public Tender Offer | Management | For | Voted - Against | |
24 | Authorize Capital Issuances for Use in Employee | |||
Stock Purchase Plans | Management | For | Voted - For | |
25 | Amend Article 10 of Bylaws Re: Employee | |||
Representative | Management | For | Voted - For | |
26 | Amend Article 12 of Bylaws Re: Payment of Dividends | Management | For | Voted - For |
27 | Ratify Change Location of Registered Office to | |||
Centre Technique de Velizy, Route de Gisy, 78140 | ||||
Velizy-Villacoublay and Amend Article 4 of Bylaws | ||||
Accordingly | Management | For | Voted - For |
133
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
28 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For | |
PFIZER INC. | ||||
Security ID: 717081103 Ticker: PFE | ||||
Meeting Date: 23-Apr-20 | ||||
1.1 | Elect Director Ronald E. Blaylock | Management | For | Voted - For |
1.2 | Elect Director Albert Bourla | Management | For | Voted - For |
1.3 | Elect Director W. Don Cornwell | Management | For | Voted - For |
1.4 | Elect Director Joseph J. Echevarria | Management | For | Voted - For |
1.5 | Elect Director Scott Gottlieb | Management | For | Voted - For |
1.6 | Elect Director Helen H. Hobbs | Management | For | Voted - For |
1.7 | Elect Director Susan Hockfield | Management | For | Voted - For |
1.8 | Elect Director James M. Kilts | Management | For | Voted - For |
1.9 | Elect Director Dan R. Littman | Management | For | Voted - For |
1.10 | Elect Director Shantanu Narayen | Management | For | Voted - For |
1.11 | Elect Director Suzanne Nora Johnson | Management | For | Voted - For |
1.12 | Elect Director James Quincey | Management | For | Voted - For |
1.13 | Elect Director James C. Smith | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - Against |
5 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
7 | Require Independent Board Chair | Shareholder | Against | Voted - For |
8 | Report on Gender Pay Gap | Shareholder | Against | Voted - For |
9 | Elect Director Susan Desmond-Hellmann | Management | For | Voted - For |
QANTAS AIRWAYS LIMITED | ||||
Security ID: Q77974550 Ticker: QAN | ||||
Meeting Date: 25-Oct-19 | ||||
2.1 | Elect Richard Goyder as Director | Management | For | Voted - For |
2.2 | Elect Paul Rayner as Director | Management | For | Voted - For |
2.3 | Elect Todd Sampson as Director | Management | For | Voted - For |
2.4 | Elect Barbara Ward as Director | Management | For | Voted - For |
3 | Approve Participation of Alan Joyce in the Long | |||
Term Incentive Plan | Management | For | Voted - For | |
4 | Approve Remuneration Report | Management | For | Voted - For |
5.1 | Approve the Amendments to the Company's Constitution | Shareholder | Against | Voted - Against |
5.2 | Approve Human Rights Risks | Shareholder | Against | Voted - For |
134
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
RELX PLC | ||||
Security ID: G7493L105 Ticker: REL | ||||
Meeting Date: 23-Apr-20 | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Remuneration Policy | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Approve Final Dividend | Management | For | Voted - For |
5 | Reappoint Ernst & Young LLP as Auditors | Management | For | Voted - For |
6 | Authorise the Audit Committee to Fix Remuneration | |||
of Auditors | Management | For | Voted - For | |
7 | Elect Charlotte Hogg as Director | Management | For | Voted - For |
8 | Re-elect Erik Engstrom as Director | Management | For | Voted - For |
9 | Re-elect Sir Anthony Habgood as Director | Management | For | Voted - For |
10 | Re-elect Wolfhart Hauser as Director | Management | For | Voted - For |
11 | Re-elect Marike van Lier Lels as Director | Management | For | Voted - For |
12 | Re-elect Nick Luff as Director | Management | For | Voted - For |
13 | Re-elect Robert MacLeod as Director | Management | For | Voted - For |
14 | Re-elect Linda Sanford as Director | Management | For | Voted - For |
15 | Re-elect Andrew Sukawaty as Director | Management | For | Voted - For |
16 | Re-elect Suzanne Wood as Director | Management | For | Voted - For |
17 | Authorise Issue of Equity | Management | For | Voted - For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
19 | Authorise Issue of Equity without Pre-emptive | |||
Rights in Connection with an Acquisition or Other | ||||
Capital Investment | Management | For | Voted - For | |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
21 | Authorise the Company to Call General Meeting with | |||
Two Weeks' Notice | Management | For | Voted - For | |
Meeting Date: 26-May-20 | ||||
1 | Approve Increase in Borrowing Limit Under the | |||
Company's Articles of Association | Management | For | Voted - For | |
REPSOL SA | ||||
Security ID: E8471S130 Ticker: REP | ||||
Meeting Date: 07-May-20 | ||||
1 | Approve Consolidated and Standalone Financial | |||
Statements | Management | For | Voted - For | |
2 | Approve Non-Financial Information Statement | Management | For | Voted - For |
3 | Approve Treatment of Net Loss | Management | For | Voted - For |
4 | Approve Creation of Reserves Not Arising from | |||
Profits and Approve Transfer of Reserves for the | ||||
Transition to the 2007 Spanish General Accounting | ||||
Plan Account to Voluntary Reserves | Management | For | Voted - For | |
5 | Approve Discharge of Board | Management | For | Voted - For |
135
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Approve Scrip Dividends | Management | For | Voted - For |
7 | Approve Scrip Dividends | Management | For | Voted - For |
8 | Approve Reduction in Share Capital via Amortization | |||
of Treasury Shares | Management | For | Voted - For | |
9 | Approve Share Matching Program | Management | For | Voted - For |
10 | Approve Long-Term Incentive Plan | Management | For | Voted - For |
11 | Advisory Vote on Remuneration Report | Management | For | Voted - For |
12 | Authorize Board to Ratify and Execute Approved | |||
Resolutions | Management | For | Voted - For | |
ROCHE HOLDING AG | ||||
Security ID: H69293225 Ticker: ROG | ||||
Meeting Date: 17-Mar-20 | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Do Not Vote |
2.1 | Approve CHF 11.1 Million in Bonuses to the | |||
Corporate Executive Committee for Fiscal 2019 | Management | For | Do Not Vote | |
2.2 | Approve CHF 558,390 Share Bonus for the Chairman of | |||
the Board of Directors for Fiscal 2019 | Management | For | Do Not Vote | |
3 | Approve Discharge of Board and Senior Management | Management | For | Do Not Vote |
4 | Approve Allocation of Income and Dividends of CHF | |||
9.00 per Share and Non-Voting Equity Security | Management | For | Do Not Vote | |
5.1 | Reelect Christoph Franz as Director and Board | |||
Chairman | Management | For | Do Not Vote | |
5.2 | Reappoint Christoph Franz as Member of the | |||
Compensation Committee | Management | For | Do Not Vote | |
5.3 | Reelect Andre Hoffmann as Director | Management | For | Do Not Vote |
5.4 | Reelect Julie Brown as Director | Management | For | Do Not Vote |
5.5 | Reelect Paul Bulcke as Director | Management | For | Do Not Vote |
5.6 | Reelect Hans Clevers as Director | Management | For | Do Not Vote |
5.7 | Reelect Anita Hauser as Director | Management | For | Do Not Vote |
5.8 | Reelect Richard Lifton as Director | Management | For | Do Not Vote |
5.9 | Reelect Bernard Poussot as Director | Management | For | Do Not Vote |
5.10 | Reelect Severin Schwan as Director | Management | For | Do Not Vote |
5.11 | Reelect Claudia Dyckerhoff as Director | Management | For | Do Not Vote |
5.12 | Elect Joerg Duschmale as Director | Management | For | Do Not Vote |
5.13 | Elect Patrick Frost as Director | Management | For | Do Not Vote |
5.14 | Reappoint Andre Hoffmann as Member of the | |||
Compensation Committee | Management | For | Do Not Vote | |
5.15 | Reappoint Richard Lifton as Member of the | |||
Compensation Committee | Management | For | Do Not Vote | |
5.16 | Reappoint Bernard Poussot as Member of the | |||
Compensation Committee | Management | For | Do Not Vote | |
6 | Approve Remuneration of Directors in the Amount of | |||
CHF 10 Million | Management | For | Do Not Vote | |
7 | Approve Remuneration of Executive Committee in the | |||
Amount of CHF 37 Million | Management | For | Do Not Vote | |
8 | Designate Testaris AG as Independent Proxy | Management | For | Do Not Vote |
9 | Ratify KPMG AG as Auditors | Management | For | Do Not Vote |
10 | Transact Other Business (Voting) | Management | For | Do Not Vote |
136
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ROCKWELL AUTOMATION, INC. | ||||
Security ID: 773903109 Ticker: ROK | ||||
Meeting Date: 04-Feb-20 | ||||
A1 | Elect Director Steven R. Kalmanson | Management | For | Voted - For |
A2 | Elect Director James P. Keane | Management | For | Voted - For |
A3 | Elect Director Pam Murphy | Management | For | Voted - For |
A4 | Elect Director Donald R. Parfet | Management | For | Voted - For |
B | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
C | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
D | Approve Omnibus Stock Plan | Management | For | Voted - For |
SASOL LTD. | ||||
Security ID: 803866102 Ticker: SOL | ||||
Meeting Date: 27-Nov-19 | ||||
1.1 | Re-elect Trix Kennealy as Director | Management | For | Voted - Against |
1.2 | Re-elect Peter Robertson as Director | Management | For | Voted - For |
1.3 | Re-elect Paul Victor as Director | Management | For | Voted - Against |
2 | Elect Sipho Nkosi as Director | Management | For | Voted - For |
3 | Elect Fleetwood Grobler as Director | Management | For | Voted - For |
4 | Elect Vuyo Kahla as Director | Management | For | Voted - For |
5 | Reappoint PricewaterhouseCoopers Inc. as Auditors | |||
of the Company | Management | For | Voted - For | |
6.1 | Re-elect Colin Beggs as Member of the Audit | |||
Committee | Management | For | Voted - Against | |
6.2 | Re-elect Trix Kennealy as Member of the Audit | |||
Committee | Management | For | Voted - Against | |
6.3 | Re-elect Nomgando Matyumza as Member of the Audit | |||
Committee | Management | For | Voted - Against | |
6.4 | Re-elect Stephen Westwell as Member of the Audit | |||
Committee | Management | For | Voted - Against | |
7 | Approve Remuneration Policy | Management | For | Voted - For |
8 | Approve Implementation Report of the Remuneration | |||
Policy | Management | For | Voted - For | |
9 | Amend Memorandum of Incorporation | Management | For | Voted - For |
SEMBCORP INDUSTRIES LTD. | ||||
Security ID: Y79711159 Ticker: U96 | ||||
Meeting Date: 21-May-20 | ||||
1 | Adopt Financial Statements and Directors' and | |||
Auditors' Reports | Management | For | Voted - For | |
2 | Approve Final Dividend | Management | For | Voted - For |
3 | Elect Ang Kong Hua as Director | Management | For | Voted - For |
4 | Elect Yap Chee Keong as Director | Management | For | Voted - For |
137
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Elect Nagi Hamiyeh as Director | Management | For | Voted - For |
6 | Approve Directors' Fees | Management | For | Voted - For |
7 | Approve KPMG LLP as Auditors and Authorize Board to | |||
Fix Their Remuneration | Management | For | Voted - For | |
8 | Approve Issuance of Equity or Equity-Linked | |||
Securities with or without Preemptive Rights | Management | For | Voted - For | |
9 | Approve Renewal of Mandate for Interested Person | |||
Transactions | Management | For | Voted - For | |
10 | Authorize Share Repurchase Program | Management | For | Voted - For |
11 | Adopt Sembcorp Industries Performance Share Plan | |||
2020 and Approve Grant of Awards and Issuance of | ||||
Shares Under the Plan | Management | For | Voted - For | |
12 | Adopt Sembcorp Industries Restricted Share Plan | |||
2020 and Approve Grant of Awards and Issuance of | ||||
Shares Under the Plan | Management | For | Voted - For | |
SGS SA | ||||
Security ID: H7485A108 Ticker: SGSN | ||||
Meeting Date: 24-Mar-20 | ||||
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
1.2 | Approve Remuneration Report (Non-Binding) | Management | For | Voted - For |
2 | Approve Discharge of Board and Senior Management | Management | For | Voted - For |
3 | Approve Allocation of Income and Dividends of CHF | |||
80.00 per Share | Management | For | Voted - For | |
4.1a | Reelect Paul Desmarais as Director | Management | For | Voted - For |
4.1b | Reelect August Francois von Finck as Director | Management | For | Voted - For |
4.1c | Reelect Ian Gallienne as Director | Management | For | Voted - For |
4.1d | Reelect Calvin Grieder as Director | Management | For | Voted - For |
4.1e | Reelect Cornelius Grupp as Director | Management | For | Voted - For |
4.1f | Reelect Gerard Lamarche as Director | Management | For | Voted - For |
4.1g | Reelect Shelby du Pasquier as Director | Management | For | Voted - For |
4.1h | Reelect Kory Sorenson as Director | Management | For | Voted - For |
4.1i | Elect Sami Atiya as Director | Management | For | Voted - For |
4.1j | Elect Tobias Hartmann as Director | Management | For | Voted - For |
4.2 | Elect Calvin Grieder as Board Chairman | Management | For | Voted - For |
4.3.1 Appoint Ian Gallienne as Member of the Compensation | ||||
Committee | Management | For | Voted - Against | |
4.3.2 Appoint Shelby du Pasquier as Member of the | ||||
Compensation Committee | Management | For | Voted - Against | |
4.3.3 Appoint Kory Sorenson as Member of the Compensation | ||||
Committee | Management | For | Voted - For | |
4.4 | Ratify Deloitte SA as Auditors | Management | For | Voted - For |
4.5 | Designate Jeandin & Defacqz as Independent Proxy | Management | For | Voted - For |
5.1 | Approve Remuneration of Directors in the Amount of | |||
CHF 2.3 Million | Management | For | Voted - For | |
5.2 | Approve Fixed Remuneration of Executive Committee | |||
in the Amount of CHF 14 Million | Management | For | Voted - For | |
5.3 | Approve Variable Remuneration of Executive | |||
Committee in the Amount of CHF 7 Million | Management | For | Voted - For |
138
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Transact Other Business (Voting) | Management | For | Voted - Against |
SIME DARBY BERHAD | ||||
Security ID: Y7962G108 Ticker: 4197 | ||||
Meeting Date: 14-Nov-19 | ||||
1 | Approve Directors' Fees | Management | For | Voted - For |
2 | Approve Directors' Benefits | Management | For | Voted - For |
3 | Elect Mohamad Idros Mosin as Director | Management | For | Voted - For |
4 | Elect Abdul Rahman Ahmad as Director | Management | For | Voted - For |
5 | Elect Samsudin Osman as Director | Management | For | Voted - For |
6 | Elect Selamah Wan Sulaiman as Director | Management | For | Voted - For |
7 | Elect Abdul Hamidy Abdul Hafiz as Director | Management | For | Voted - For |
8 | Approve PricewaterhouseCoopers PLT as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
9 | Authorize Share Repurchase Program | Management | For | Voted - For |
10 | Approve Implementation of Shareholders' Mandate for | |||
Recurrent Related Party Transactions | Management | For | Voted - For | |
11 | Adopt New Constitution | Management | For | Voted - For |
SIME DARBY PLANTATION BHD. | ||||
Security ID: Y7962H106 Ticker: 5285 | ||||
Meeting Date: 11-Jun-20 | ||||
1 | Approve Directors' Remuneration | Management | For | Voted - For |
2 | Approve Directors' Benefits | Management | For | Voted - For |
3 | Elect Mohamad Helmy Othman Basha as Director | Management | For | Voted - For |
4 | Elect Alizakri Raja Muhammad Alias as Director | Management | For | Voted - For |
5 | Elect Zainal Abidin Jamal as Director | Management | For | Voted - For |
6 | Elect Tan Ting Min as Director | Management | For | Voted - For |
7 | Elect Lou Leong Kok as Director | Management | For | Voted - Against |
8 | Approve PricewaterhouseCoopers PLT as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
9 | Approve Renewal of Shareholders' Mandate for | |||
Recurrent Related Party Transactions | Management | For | Voted - For | |
10 | Approve Issuance of New Ordinary Shares Under the | |||
Dividend Reinvestment Plan | Management | For | Voted - For | |
SKF AB | ||||
Security ID: W84237143 Ticker: SKF.B | ||||
Meeting Date: 26-Mar-20 | ||||
1 | Open Meeting | Management | N/A | Did Not Vote |
2 | Elect Chairman of Meeting | Management | For | Do Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Do Not Vote |
4 | Approve Agenda of Meeting | Management | For | Do Not Vote |
139
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Do Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Do Not Vote |
7 | Receive Financial Statements and Statutory Reports | Management | N/A | Did Not Vote |
8 | Receive President's Report | Management | N/A | Did Not Vote |
9 | Accept Financial Statements and Statutory Reports | Management | For | Do Not Vote |
10 | Approve Allocation of Income and Dividends of SEK | |||
6.25 Per Share | Management | For | Do Not Vote | |
11 | Approve Discharge of Board and President | Management | For | Do Not Vote |
12 | Determine Number of Members (9) and Deputy Members | |||
(0) of Board | Management | For | Do Not Vote | |
13 | Approve Remuneration of Directors in the Amount of | |||
SEK 2.2 Million for Chairman and SEK 760,000 for | ||||
Other Directors; Approve Remuneration for Committee | ||||
Work | Management | For | Do Not Vote | |
14.1 | Reelect Hans Straberg as Director | Management | For | Do Not Vote |
14.2 | Reelect Hock Goh as Director | Management | For | Do Not Vote |
14.3 | Reelect Alrik Danielson as Director | Management | For | Do Not Vote |
14.4 | Reelect Ronnie Leten as Director | Management | For | Do Not Vote |
14.5 | Reelect Barb Samardzich as Director | Management | For | Do Not Vote |
14.6 | Reelect Colleen Repplier as Director | Management | For | Do Not Vote |
14.7 | Reelect Geert Follens as Director | Management | For | Do Not Vote |
14.8 | Elect Hakan Buskhe as New Director | Management | For | Do Not Vote |
14.9 | Elect Susanna Schneeberger as New Director | Management | For | Do Not Vote |
15 | Elect Hans Straberg as Board Chairman | Management | For | Do Not Vote |
16 | Approve Remuneration Policy And Other Terms of | |||
Employment For Executive Management | Management | For | Do Not Vote | |
17 | Approve 2020 Performance Share Program | Management | For | Do Not Vote |
18 | Authorize Chairman of Board and Representatives of | |||
Four of Company's Largest Shareholders to Serve on | ||||
Nominating Committee | Management | For | Do Not Vote | |
SOCIETE GENERALE SA | ||||
Security ID: F8591M517 Ticker: GLE | ||||
Meeting Date: 19-May-20 | ||||
1 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
2 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Allocation of Income and Absence of | |||
Dividends | Management | For | Voted - For | |
4 | Approve Auditors' Special Report on Related-Party | |||
Transactions Mentioning the Absence of New | ||||
Transactions | Management | For | Voted - For | |
5 | Approve Remuneration Policy of Chairman of the Board | Management | For | Voted - For |
6 | Approve Remuneration Policy of CEO and Vice-CEOs | Management | For | Voted - For |
7 | Approve Remuneration Policy of Directors | Management | For | Voted - For |
8 | Approve Compensation Report of Corporate Officers | Management | For | Voted - For |
9 | Approve Compensation of Lorenzo Bini Smaghi, | |||
Chairman of the Board | Management | For | Voted - For | |
10 | Approve Compensation of Frederic Oudea, CEO | Management | For | Voted - For |
140
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
11 | Approve Compensation of Philippe Aymerich, Vice-CEO | Management | For | Voted - For |
12 | Approve Compensation of Severin Cabannes, Vice-CEO | Management | For | Voted - For |
13 | Approve Compensation of Philippe Heim, Vice-CEO | Management | For | Voted - For |
14 | Approve Compensation of Diony Lebot, Vice-CEO | Management | For | Voted - For |
15 | Approve the Aggregate Remuneration Granted in 2019 | |||
to Certain Senior Management, Responsible Officers, | ||||
and Risk-Takers | Management | For | Voted - For | |
16 | Reelect Juan Maria Nin Genova as Director | Management | For | Voted - For |
17 | Elect Annette Messemer as Director | Management | For | Voted - For |
18 | Authorize Repurchase of Up to 5 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
19 | Authorize Issuance of Equity or Equity-Linked | |||
Securities with Preemptive Rights up to Aggregate | ||||
Nominal Amount of EUR 352 Million | Management | For | Voted - For | |
20 | Authorize Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights up to | ||||
Aggregate Nominal Amount of EUR 106.67 Million | Management | For | Voted - For | |
21 | Authorize Capital Increase of up to 10 Percent of | |||
Issued Capital for Contributions in Kind | Management | For | Voted - For | |
22 | Authorize Issuance of Convertible Bonds for Private | |||
Placements without Preemptive Rights, up to | ||||
Aggregate Nominal Amount of EUR 106.67 Million | Management | For | Voted - For | |
23 | Authorize Capital Issuances for Use in Employee | |||
Stock Purchase Plans | Management | For | Voted - For | |
24 | Authorize up to 1.2 Percent of Issued Capital for | |||
Use in Restricted Stock Plans Reserved for | ||||
Regulated Persons | Management | For | Voted - For | |
25 | Authorize up to 0.5 Percent of Issued Capital for | |||
Use in Restricted Stock Plans | Management | For | Voted - For | |
26 | Authorize Decrease in Share Capital via | |||
Cancellation of Repurchased Shares | Management | For | Voted - For | |
27 | Amend Article 6 of Bylaws Re: Shareholding | |||
Disclosure Thresholds | Management | For | Voted - For | |
28 | Amend Article 6 of Bylaws Re: Employees | |||
Participation in Capital | Management | For | Voted - For | |
29 | Amend Article 7 of Bylaws Re: Board Composition | Management | For | Voted - For |
30 | Amend Article 10 of Bylaws Re: Board Members | |||
Deliberation via Written Consultation | Management | For | Voted - For | |
31 | Amend Articles 1, 2, 3, 5, 6, 8, 11, 12, 13, 14, | |||
15, 17, 18 and 20 of Bylaws to Compy with Legal | ||||
Changes | Management | For | Voted - For | |
32 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For | |
1 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
2 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Allocation of Income and Absence of | |||
Dividends | Management | For | Voted - For | |
4 | Approve Auditors' Special Report on Related-Party | |||
Transactions Mentioning the Absence of New | ||||
Transactions | Management | For | Voted - For | |
5 | Approve Remuneration Policy of Chairman of the Board | Management | For | Voted - For |
6 | Approve Remuneration Policy of CEO and Vice-CEOs | Management | For | Voted - For |
141
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Approve Remuneration Policy of Directors | Management | For | Voted - For |
8 | Approve Compensation Report of Corporate Officers | Management | For | Voted - For |
9 | Approve Compensation of Lorenzo Bini Smaghi, | |||
Chairman of the Board | Management | For | Voted - For | |
10 | Approve Compensation of Frederic Oudea, CEO | Management | For | Voted - For |
11 | Approve Compensation of Philippe Aymerich, Vice-CEO | Management | For | Voted - For |
12 | Approve Compensation of Severin Cabannes, Vice-CEO | Management | For | Voted - For |
13 | Approve Compensation of Philippe Heim, Vice-CEO | Management | For | Voted - For |
14 | Approve Compensation of Diony Lebot, Vice-CEO | Management | For | Voted - For |
15 | Approve the Aggregate Remuneration Granted in 2019 | |||
to Certain Senior Management, Responsible Officers, | ||||
and Risk-Takers | Management | For | Voted - For | |
16 | Reelect Juan Maria Nin Genova as Director | Management | For | Voted - For |
17 | Elect Annette Messemer as Director | Management | For | Voted - For |
18 | Authorize Repurchase of Up to 5 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
19 | Authorize Issuance of Equity or Equity-Linked | |||
Securities with Preemptive Rights up to Aggregate | ||||
Nominal Amount of EUR 352 Million | Management | For | Voted - For | |
20 | Authorize Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights up to | ||||
Aggregate Nominal Amount of EUR 106.67 Million | Management | For | Voted - For | |
21 | Authorize Capital Increase of up to 10 Percent of | |||
Issued Capital for Contributions in Kind | Management | For | Voted - For | |
22 | Authorize Issuance of Convertible Bonds for Private | |||
Placements without Preemptive Rights, up to | ||||
Aggregate Nominal Amount of EUR 106.67 Million | Management | For | Voted - For | |
23 | Authorize Capital Issuances for Use in Employee | |||
Stock Purchase Plans | Management | For | Voted - For | |
24 | Authorize up to 1.2 Percent of Issued Capital for | |||
Use in Restricted Stock Plans Reserved for | ||||
Regulated Persons | Management | For | Voted - For | |
25 | Authorize up to 0.5 Percent of Issued Capital for | |||
Use in Restricted Stock Plans | Management | For | Voted - For | |
26 | Authorize Decrease in Share Capital via | |||
Cancellation of Repurchased Shares | Management | For | Voted - For | |
27 | Amend Article 6 of Bylaws Re: Shareholding | |||
Disclosure Thresholds | Management | For | Voted - For | |
28 | Amend Article 6 of Bylaws Re: Employees | |||
Participation in Capital | Management | For | Voted - For | |
29 | Amend Article 7 of Bylaws Re: Board Composition | Management | For | Voted - For |
30 | Amend Article 10 of Bylaws Re: Board Members | |||
Deliberation via Written Consultation | Management | For | Voted - For | |
31 | Amend Articles 1, 2, 3, 5, 6, 8, 11, 12, 13, 14, | |||
15, 17, 18 and 20 of Bylaws to Compy with Legal | ||||
Changes | Management | For | Voted - For | |
32 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For |
142
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SOLAREDGE TECHNOLOGIES, INC. | ||||
Security ID: 83417M104 Ticker: SEDG | ||||
Meeting Date: 18-May-20 | ||||
1a | Elect Director Tal Payne | Management | For | Voted - Against |
1b | Elect Director Marcel Gani | Management | For | Voted - Against |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
STANDARD BANK GROUP LTD. | ||||
Security ID: S80605140 Ticker: SBK | ||||
Meeting Date: 26-Jun-20 | ||||
1.1 | Elect Maureen Erasmus as Director | Management | For | Voted - For |
1.2 | Re-elect Trix Kennealy as Director | Management | For | Voted - For |
1.3 | Re-elect Nomgando Matyumza as Director | Management | For | Voted - For |
1.4 | Re-elect Jacko Maree as Director | Management | For | Voted - Against |
1.5 | Re-elect John Vice as Director | Management | For | Voted - For |
1.6 | Elect Priscillah Mabelane as Director | Management | For | Voted - For |
1.7 | Elect Nonkululeko Nyembezi as Director | Management | For | Voted - For |
2.1 | Reappoint KPMG Inc as Auditors and Appoint Heather | |||
Berrange as Designated Registered Audit Partner | Management | For | Voted - For | |
2.2 | Reappoint PricewaterhouseCoopers Inc as Auditors | |||
and Appoint John Bennett as Designated Registered | ||||
Audit Partner | Management | For | Voted - For | |
3 | Place Authorised but Unissued Ordinary Shares under | |||
Control of Directors | Management | For | Voted - For | |
4 | Place Authorised but Unissued Non-redeemable | |||
Preference Shares under Control of Directors | Management | For | Voted - For | |
5.1 | Approve Remuneration Policy | Management | For | Voted - For |
5.2 | Approve Implementation Report | Management | For | Voted - For |
6.1 | Approve Fees of the Chairman | Management | For | Voted - For |
6.2 | Approve Fees of the Directors | Management | For | Voted - For |
6.3 | Approve Fees of the International Directors | Management | For | Voted - For |
6.4.1 Approve Fees of the Audit Committee Chairman | Management | For | Voted - For | |
6.4.2 Approve Fees of the Audit Committee Member | Management | For | Voted - For | |
6.5.1 Approve Fees of the Directors' Affairs Committee | ||||
Chairman | Management | For | Voted - For | |
6.5.2 Approve Fees of the Directors' Affairs Committee | ||||
Member | Management | For | Voted - For | |
6.6.1 Approve Fees of the Remuneration Committee Chairman | Management | For | Voted - For | |
6.6.2 Approve Fees of the Remuneration Committee Member | Management | For | Voted - For | |
6.7.1 Approve Fees of the Risk and Capital Management | ||||
Committee Chairman | Management | For | Voted - For | |
6.7.2 Approve Fees of the Risk and Capital Management | ||||
Committee Member | Management | For | Voted - For |
143
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6.8.1 Approve Fees of the Social & Ethics Committee | ||||
Chairman | Management | For | Voted - For | |
6.8.2 Approve Fees of the Social & Ethics Committee Member | Management | For | Voted - For | |
6.9.1 Approve Fees of the Technology and Information | ||||
Committee Chairman | Management | For | Voted - For | |
6.9.2 Approve Fees of the Technology and Information | ||||
Committee Member | Management | For | Voted - For | |
6.10 | Approve Fees of the Ad Hoc Committee Members | Management | For | Voted - For |
7 | Authorise Repurchase of Issued Ordinary Share | |||
Capital | Management | For | Voted - For | |
8 | Authorise Repurchase of Issued Preference Share | |||
Capital | Management | For | Voted - For | |
9 | Approve Financial Assistance in Terms of Section 45 | |||
of the Companies Act | Management | For | Voted - For | |
STANDARD CHARTERED PLC | ||||
Security ID: G84228157 Ticker: STAN | ||||
Meeting Date: 06-May-20 | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Final Dividend | Management | For | Voted - Abstain |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Elect Phil Rivett as Director | Management | For | Voted - For |
5 | Elect David Tang as Director | Management | For | Voted - For |
6 | Re-elect David Conner as Director | Management | For | Voted - For |
7 | Re-elect Dr Byron Grote as Director | Management | For | Voted - For |
8 | Re-elect Andy Halford as Director | Management | For | Voted - For |
9 | Re-elect Christine Hodgson as Director | Management | For | Voted - For |
10 | Re-elect Gay Huey Evans as Director | Management | For | Voted - For |
11 | Re-elect Naguib Kheraj as Director | Management | For | Voted - For |
12 | Re-elect Dr Ngozi Okonjo-Iweala as Director | Management | For | Voted - For |
13 | Re-elect Carlson Tong as Director | Management | For | Voted - For |
14 | Re-elect Jose Vinals as Director | Management | For | Voted - For |
15 | Re-elect Jasmine Whitbread as Director | Management | For | Voted - For |
16 | Re-elect Bill Winters as Director | Management | For | Voted - For |
17 | Appoint Ernst & Young LLP as Auditors | Management | For | Voted - For |
18 | Authorise Audit Committee to Fix Remuneration of | |||
Auditors | Management | For | Voted - For | |
19 | Authorise EU Political Donations and Expenditure | Management | For | Voted - For |
20 | Authorise Board to Offer Scrip Dividend | Management | For | Voted - For |
21 | Authorise Issue of Equity | Management | For | Voted - For |
22 | Extend the Authority to Allot Shares by Such Number | |||
of Shares Repurchased by the Company under the | ||||
Authority Granted Pursuant to Resolution 27 | Management | For | Voted - For | |
23 | Authorise Issue of Equity in Relation to Equity | |||
Convertible Additional Tier 1 Securities | Management | For | Voted - For | |
24 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
25 | Authorise Issue of Equity without Pre-emptive | |||
Rights in Connection with an Acquisition or Other | ||||
Capital Investment | Management | For | Voted - For |
144
Impact Shares Sustainable Development Goals Global Equity ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
26 | Authorise Issue of Equity without Pre-emptive | |||
Rights in Relation to Equity Convertible Additional | ||||
Tier 1 Securities | Management | For | Voted - For | |
27 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
28 | Authorise Market Purchase of Preference Shares | Management | For | Voted - For |
29 | Adopt New Articles of Association | Management | For | Voted - For |
30 | Authorise the Company to Call General Meeting with | |||
Two Weeks' Notice | Management | For | Voted - For | |
STARBUCKS CORPORATION | ||||
Security ID: 855244109 Ticker: SBUX | ||||
Meeting Date: 18-Mar-20 | ||||
1a | Elect Director Richard E. Allison, Jr. | Management | For | Voted - For |
1b | Elect Director Rosalind G. Brewer | Management | For | Voted - For |
1c | Elect Director Andrew Campion | Management | For | Voted - For |
1d | Elect Director Mary N. Dillon | Management | For | Voted - For |
1e | Elect Director Isabel Ge Mahe | Management | For | Voted - For |
1f | Elect Director Mellody Hobson | Management | For | Voted - For |
1g | Elect Director Kevin R. Johnson | Management | For | Voted - For |
1h | Elect Director Jorgen Vig Knudstorp | Management | For | Voted - For |
1i | Elect Director Satya Nadella | Management | For | Voted - For |
1j | Elect Director Joshua Cooper Ramo | Management | For | Voted - For |
1k | Elect Director Clara Shih | Management | For | Voted - For |
1l | Elect Director Javier G. Teruel | Management | For | Voted - For |
1m | Elect Director Myron E. Ullman, III | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Report on Risks of Omitting Viewpoint and Ideology | |||
from EEO Policy | Shareholder | Against | Voted - Against | |
STOCKLAND | ||||
Security ID: Q8773B105 Ticker: SGP | ||||
Meeting Date: 21-Oct-19 | ||||
2 | Elect Barry Neil as Director | Management | For | Voted - For |
3 | Elect Stephen Newton as Director | Management | For | Voted - For |
4 | Approve Remuneration Report | Management | For | Voted - For |
5 | Approve Grant of Performance Rights to Mark Steinert | Management | For | Voted - For |
SUNCOR ENERGY INC. | ||||
Security ID: 867224107 Ticker: SU | ||||
Meeting Date: 06-May-20 | ||||
1.1 | Elect Director Patricia M. Bedient | Management | For | Voted - For |
145
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Director Mel E. Benson | Management | For | Voted - For |
1.3 | Elect Director John D. Gass | Management | For | Voted - For |
1.4 | Elect Director Dennis M. Houston | Management | For | Voted - For |
1.5 | Elect Director Mark S. Little | Management | For | Voted - For |
1.6 | Elect Director Brian P. MacDonald | Management | For | Voted - For |
1.7 | Elect Director Maureen McCaw | Management | For | Voted - For |
1.8 | Elect Director Lorraine Mitchelmore | Management | For | Voted - For |
1.9 | Elect Director Eira M. Thomas | Management | For | Voted - For |
1.10 | Elect Director Michael M. Wilson | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
SWIRE PROPERTIES LTD. | ||||
Security ID: Y83191109 Ticker: 1972 | ||||
Meeting Date: 22-Jun-20 | ||||
1a | Elect Cheng Lily Ka Lai as Director | Management | For | Voted - For |
1b | Elect Lim Siang Keat Raymond as Director | Management | For | Voted - For |
1c | Elect Low Mei Shuen Michelle as Director | Management | For | Voted - For |
1d | Elect Wu May Yihong as Director | Management | For | Voted - For |
1e | Elect Choi Tak Kwan Thomas as Director | Management | For | Voted - For |
1f | Elect Wang Jinlong as Director | Management | For | Voted - For |
2 | Approve PricewaterhouseCoopers as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
4 | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights | Management | For | Voted - Against | |
1a | Elect Cheng Lily Ka Lai as Director | Management | For | Voted - For |
1b | Elect Lim Siang Keat Raymond as Director | Management | For | Voted - For |
1c | Elect Low Mei Shuen Michelle as Director | Management | For | Voted - For |
1d | Elect Wu May Yihong as Director | Management | For | Voted - For |
1e | Elect Choi Tak Kwan Thomas as Director | Management | For | Voted - For |
1f | Elect Wang Jinlong as Director | Management | For | Voted - For |
2 | Approve PricewaterhouseCoopers as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
4 | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights | Management | For | Voted - Against | |
SYDNEY AIRPORT | ||||
Security ID: Q8808P103 Ticker: SYD | ||||
Meeting Date: 22-May-20 | ||||
1 | Approve Remuneration Report | Management | For | Voted - For |
2 | Elect Ann Sherry as Director | Management | For | Voted - For |
3 | Elect Stephen Ward as Director | Management | For | Voted - For |
4 | Approve Grant of Rights to Geoff Culbert | Management | For | Voted - For |
1 | Elect Anne Rozenauers as Director | Management | For | Voted - For |
146
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Elect Patrick Gourley as Director | Management | For | Voted - For |
TAKEDA PHARMACEUTICAL CO., LTD. | ||||
Security ID: J8129E108 Ticker: 4502 | ||||
Meeting Date: 24-Jun-20 | ||||
1 | Approve Allocation of Income, with a Final Dividend | |||
of JPY 90 | Management | For | Voted - For | |
2.1 | Elect Director Christophe Weber | Management | For | Voted - For |
2.2 | Elect Director Iwasaki, Masato | Management | For | Voted - For |
2.3 | Elect Director Andrew Plump | Management | For | Voted - For |
2.4 | Elect Director Constantine Saroukos | Management | For | Voted - For |
2.5 | Elect Director Sakane, Masahiro | Management | For | Voted - For |
2.6 | Elect Director Olivier Bohuon | Management | For | Voted - For |
2.7 | Elect Director Jean-Luc Butel | Management | For | Voted - For |
2.8 | Elect Director Ian Clark | Management | For | Voted - For |
2.9 | Elect Director Fujimori, Yoshiaki | Management | For | Voted - For |
2.10 | Elect Director Steven Gillis | Management | For | Voted - For |
2.11 | Elect Director Kuniya, Shiro | Management | For | Voted - For |
2.12 | Elect Director Shiga, Toshiyuki | Management | For | Voted - For |
3.1 | Elect Director and Audit Committee Member Yamanaka, | |||
Yasuhiko | Management | For | Voted - For | |
3.2 | Elect Director and Audit Committee Member | |||
Hatsukawa, Koji | Management | For | Voted - For | |
3.3 | Elect Director and Audit Committee Member Higashi, | |||
Emiko | Management | For | Voted - For | |
3.4 | Elect Director and Audit Committee Member Michel | |||
Orsinger | Management | For | Voted - For | |
4 | Approve Annual Bonus | Management | For | Voted - For |
5 | Elect Shareholder Director and Audit Committee | |||
Member Nominee Ito, Takeshi | Shareholder | Against | Voted - Against | |
TECK RESOURCES LIMITED | ||||
Security ID: 878742204 Ticker: TECK.B | ||||
Meeting Date: 21-Apr-20 | ||||
1.1 | Elect Director Mayank M. Ashar | Management | For | Voted - For |
1.2 | Elect Director Quan Chong | Management | For | Voted - Withheld |
1.3 | Elect Director Edward C. Dowling | Management | For | Voted - For |
1.4 | Elect Director Eiichi Fukuda | Management | For | Voted - For |
1.5 | Elect Director Toru Higo | Management | For | Voted - For |
1.6 | Elect Director Norman B. Keevil, III | Management | For | Voted - For |
1.7 | Elect Director Donald R. Lindsay | Management | For | Voted - For |
1.8 | Elect Director Sheila A. Murray | Management | For | Voted - For |
1.9 | Elect Director Tracey L. McVicar | Management | For | Voted - For |
1.10 | Elect Director Kenneth W. Pickering | Management | For | Voted - For |
1.11 | Elect Director Una M. Power | Management | For | Voted - For |
1.12 | Elect Director Timothy R. Snider | Management | For | Voted - For |
147
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Approve PricewaterhouseCoopers LLP as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
4 | Amend Stock Option Plan | Management | For | Voted - For |
TELEFONAKTIEBOLAGET LM ERICSSON | ||||
Security ID: W26049101 Ticker: ERIC.B | ||||
Meeting Date: 31-Mar-20 | ||||
1 | Elect Chairman of Meeting | Management | For | Voted - For |
2 | Prepare and Approve List of Shareholders | Management | For | Voted - For |
3 | Approve Agenda of Meeting | Management | For | Voted - For |
4 | Acknowledge Proper Convening of Meeting | Management | For | Voted - For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Voted - For |
6 | Receive Financial Statements and Statutory Reports | Management | N/A | Non-Voting |
7 | Receive President's Report | Management | N/A | Non-Voting |
8.1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
8.2 | Approve Discharge of Board and President | Management | For | Voted - For |
8.3 | Approve Allocation of Income and Dividends of SEK | |||
1.50 Per Share | Management | For | Voted - For | |
9 | Determine Number of Directors (10) and Deputy | |||
Directors (0) of Board | Management | For | Voted - For | |
10 | Approve Remuneration of Directors in the Amount of | |||
SEK 4.2 Million for Chairman and SEK 1.05 Million | ||||
for Other Directors, Approve Remuneration for | ||||
Committee Work | Management | For | Voted - For | |
11.1 | Reelect Jon Baksaas as Director | Management | For | Voted - For |
11.2 | Reelect Jan Carlson as Director | Management | For | Voted - Against |
11.3 | Reelect Nora Denzel as Director | Management | For | Voted - For |
11.4 | Reelect Borje Ekholm as Director | Management | For | Voted - For |
11.5 | Reelect Eric A. Elzvik as Director | Management | For | Voted - For |
11.6 | Reelect Kurt Jofs as Director | Management | For | Voted - For |
11.7 | Reelect Ronnie Leten as Director | Management | For | Voted - For |
11.8 | Reelect Kristin S. Rinne as Director | Management | For | Voted - For |
11.9 | Reelect Helena Stjernholm as Director | Management | For | Voted - For |
11.10Reelect Jacob Wallenberg as Director | Management | For | Voted - For | |
12 | Reelect Ronnie Leten as Board Chairman | Management | For | Voted - For |
13 | Determine Number of Auditors (1) and Deputy | |||
Auditors (0) | Management | For | Voted - For | |
14 | Approve Remuneration of Auditors | Management | For | Voted - For |
15 | Ratify Deloitte as Auditors | Management | For | Voted - For |
16 | Approve Remuneration Policy And Other Terms of | |||
Employment For Executive Management | Management | For | Voted - For | |
17.1 | Approve Long-Term Variable Compensation Program | |||
2020 (LTV 2020) | Management | For | Voted - Against | |
17.2 | Approve Equity Plan Financing of LTV 2020 | Management | For | Voted - Against |
17.3 | Approve Alternative Equity Plan Financing of LTV | |||
2020 | Management | For | Voted - Against | |
18 | Approve Equity Plan Financing of LTV 2018 and 2019 | Management | For | Voted - For |
19 | Approve Equity Plan Financing of LTV 2016 and 2017 | Management | For | Voted - For |
148
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
20.1 | Eliminate Differentiated Voting Rights | Shareholder | Against | Voted - Against |
20.2 | Amend Articles Re: Editorial Changes | Shareholder | Against | Voted - Against |
21.1 | Instruct Board to Work for the Swedish Companies | |||
Act to be Amended so the Possibility of | ||||
Differentiation of Voting Rights is Abolished | Shareholder | Against | Voted - Against | |
21.2 | Instruct Board to Prepare a Proposal for | |||
Representation of Small and Medium-Sized | ||||
Shareholders in the Board and Nomination Committee | Shareholder | Against | Voted - Against | |
22 | Appoint Special Examination of the Company's and | |||
the Auditors' Actions | Shareholder | Against | Voted - Against | |
23 | Instruct the Board to Propose Equal Voting Rights | |||
for All Shares on Annual Meeting 2021 | Shareholder | For | Voted - For | |
24 | Close Meeting | Management | N/A | Non-Voting |
TELEFONAKTIEBOLAGET LM ERICSSON | ||||
Security ID: W26049119 Ticker: ERIC.B | ||||
Meeting Date: 31-Mar-20 | ||||
1 | Elect Chairman of Meeting | Management | For | Do Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Do Not Vote |
3 | Approve Agenda of Meeting | Management | For | Do Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Do Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Do Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | N/A | Did Not Vote |
7 | Receive President's Report | Management | N/A | Did Not Vote |
8.1 | Accept Financial Statements and Statutory Reports | Management | For | Do Not Vote |
8.2 | Approve Discharge of Board and President | Management | For | Do Not Vote |
8.3 | Approve Allocation of Income and Dividends of SEK | |||
1.50 Per Share | Management | For | Do Not Vote | |
9 | Determine Number of Directors (10) and Deputy | |||
Directors (0) of Board | Management | For | Do Not Vote | |
10 | Approve Remuneration of Directors in the Amount of | |||
SEK 4.2 Million for Chairman and SEK 1.05 Million | ||||
for Other Directors, Approve Remuneration for | ||||
Committee Work | Management | For | Do Not Vote | |
11.1 | Reelect Jon Baksaas as Director | Management | For | Do Not Vote |
11.2 | Reelect Jan Carlson as Director | Management | For | Do Not Vote |
11.3 | Reelect Nora Denzel as Director | Management | For | Do Not Vote |
11.4 | Reelect Borje Ekholm as Director | Management | For | Do Not Vote |
11.5 | Reelect Eric A. Elzvik as Director | Management | For | Do Not Vote |
11.6 | Reelect Kurt Jofs as Director | Management | For | Do Not Vote |
11.7 | Reelect Ronnie Leten as Director | Management | For | Do Not Vote |
11.8 | Reelect Kristin S. Rinne as Director | Management | For | Do Not Vote |
11.9 | Reelect Helena Stjernholm as Director | Management | For | Do Not Vote |
11.10Reelect Jacob Wallenberg as Director | Management | For | Do Not Vote | |
12 | Reelect Ronnie Leten as Board Chairman | Management | For | Do Not Vote |
13 | Determine Number of Auditors (1) and Deputy | |||
Auditors (0) | Management | For | Do Not Vote | |
14 | Approve Remuneration of Auditors | Management | For | Do Not Vote |
15 | Ratify Deloitte as Auditors | Management | For | Do Not Vote |
149
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
16 | Approve Remuneration Policy And Other Terms of | |||
Employment For Executive Management | Management | For | Do Not Vote | |
17.1 | Approve Long-Term Variable Compensation Program | |||
2020 (LTV 2020) | Management | For | Do Not Vote | |
17.2 | Approve Equity Plan Financing of LTV 2020 | Management | For | Do Not Vote |
17.3 | Approve Alternative Equity Plan Financing of LTV | |||
2020 | Management | For | Do Not Vote | |
18 | Approve Equity Plan Financing of LTV 2018 and 2019 | Management | For | Do Not Vote |
19 | Approve Equity Plan Financing of LTV 2016 and 2017 | Management | For | Do Not Vote |
20.1 | Eliminate Differentiated Voting Rights | Shareholder | Against | Do Not Vote |
20.2 | Amend Articles Re: Editorial Changes | Shareholder | Against | Do Not Vote |
21.1 | Instruct Board to Work for the Swedish Companies | |||
Act to be Amended so the Possibility of | ||||
Differentiation of Voting Rights is Abolished | Shareholder | Against | Do Not Vote | |
21.2 | Instruct Board to Prepare a Proposal for | |||
Representation of Small and Medium-Sized | ||||
Shareholders in the Board and Nomination Committee | Shareholder | Against | Do Not Vote | |
22 | Appoint Special Examination of the Company's and | |||
the Auditors' Actions | Shareholder | Against | Do Not Vote | |
23 | Instruct the Board to Propose Equal Voting Rights | |||
for All Shares on Annual Meeting 2021 | Shareholder | Against | Do Not Vote | |
24 | Close Meeting | Management | N/A | Did Not Vote |
TELSTRA CORPORATION LIMITED | ||||
Security ID: Q8975N105 Ticker: TLS | ||||
Meeting Date: 15-Oct-19 | ||||
3a | Elect Eelco Blok as Director | Management | For | Voted - For |
3b | Elect Craig Dunn as Director | Management | For | Voted - For |
3c | Elect Nora Scheinkestel as Director | Management | For | Voted - For |
4a | Approve Grant of Restricted Shares to Andrew Penn | Management | For | Voted - For |
4b | Approve Grant of Performance Rights to Andrew Penn | Management | For | Voted - For |
5 | Approve Remuneration Report | Management | For | Voted - For |
6 | Approve Spill Resolution | Management | Against | Voted - Against |
TEVA PHARMACEUTICAL INDUSTRIES LIMITED | ||||
Security ID: 881624209 Ticker: TEVA | ||||
Meeting Date: 09-Jun-20 | ||||
1a | Elect Director Sol J. Barer | Management | For | Voted - For |
1b | Elect Director Jean-Michel Halfon | Management | For | Voted - For |
1c | Elect Director Nechemia (Chemi) J. Peres | Management | For | Voted - For |
1d | Elect Director Janet S. Vergis | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Approve Employment Terms of Kare Schultz | Management | For | Voted - For |
5 | Amend Articles of Association | Management | For | Voted - For |
150
Impact Shares Sustainable Development Goals Global Equity ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Ratify Kesselman & Kesselman as Auditors | Management | For | Voted - For |
THE BRITISH LAND CO. PLC | ||||
Security ID: G15540118 Ticker: BLND | ||||
Meeting Date: 19-Jul-19 | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve Remuneration Policy | Management | For | Voted - For |
4 | Approve Final Dividend | Management | For | Voted - For |
5 | Re-elect Simon Carter as Director | Management | For | Voted - For |
6 | Re-elect Lynn Gladden as Director | Management | For | Voted - For |
7 | Re-elect Chris Grigg as Director | Management | For | Voted - For |
8 | Re-elect Alastair Hughes as Director | Management | For | Voted - For |
9 | Re-elect William Jackson as Director | Management | For | Voted - For |
10 | Re-elect Nicholas Macpherson as Director | Management | For | Voted - For |
11 | Re-elect Preben Prebensen as Director | Management | For | Voted - For |
12 | Re-elect Tim Score as Director | Management | For | Voted - For |
13 | Re-elect Laura Wade-Gery as Director | Management | For | Voted - For |
14 | Re-elect Rebecca Worthington as Director | Management | For | Voted - For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
16 | Authorise the Audit Committee to Fix Remuneration | |||
of Auditors | Management | For | Voted - For | |
17 | Authorise EU Political Donations and Expenditure | Management | For | Voted - For |
18 | Approve Scrip Dividends | Management | For | Voted - For |
19 | Authorise Issue of Equity | Management | For | Voted - For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
21 | Authorise Issue of Equity without Pre-emptive | |||
Rights in Connection with an Acquisition or Other | ||||
Capital Investment | Management | For | Voted - For | |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
23 | Authorise the Company to Call General Meeting with | |||
Two Weeks' Notice | Management | For | Voted - For | |
THE GAP, INC. | ||||
Security ID: 364760108 Ticker: GPS | ||||
Meeting Date: 19-May-20 | ||||
1a | Elect Director Amy Bohutinsky | Management | For | Voted - For |
1b | Elect Director John J. Fisher | Management | For | Voted - For |
1c | Elect Director Robert J. Fisher | Management | For | Voted - For |
1d | Elect Director William S. Fisher | Management | For | Voted - For |
1e | Elect Director Tracy Gardner | Management | For | Voted - For |
1f | Elect Director Isabella D. Goren | Management | For | Voted - For |
1g | Elect Director Bob L. Martin | Management | For | Voted - For |
1h | Elect Director Amy Miles | Management | For | Voted - For |
1i | Elect Director Jorge P. Montoya | Management | For | Voted - For |
1j | Elect Director Chris O'Neill | Management | For | Voted - For |
151 |
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1k | Elect Director Mayo A. Shattuck, III | Management | For | Voted - For |
1l | Elect Director Elizabeth A. Smith | Management | For | Voted - For |
1m | Elect Director Sonia Syngal | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
THE GPT GROUP | ||||
Security ID: Q4252X155 Ticker: GPT | ||||
Meeting Date: 13-May-20 | ||||
1 | Elect Gene Tilbrook as Director | Management | For | Voted - For |
2 | Elect Mark Menhinnitt as Director | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - For |
THE PROCTER & GAMBLE COMPANY | ||||
Security ID: 742718109 Ticker: PG | ||||
Meeting Date: 08-Oct-19 | ||||
1a | Elect Director Francis S. Blake | Management | For | Voted - For |
1b | Elect Director Angela F. Braly | Management | For | Voted - For |
1c | Elect Director Amy L. Chang | Management | For | Voted - For |
1d | Elect Director Scott D. Cook | Management | For | Voted - For |
1e | Elect Director Joseph Jimenez | Management | For | Voted - For |
1f | Elect Director Terry J. Lundgren | Management | For | Voted - For |
1g | Elect Director Christine M. McCarthy | Management | For | Voted - For |
1h | Elect Director W. James McNerney, Jr. | Management | For | Voted - For |
1i | Elect Director Nelson Peltz | Management | For | Voted - For |
1j | Elect Director David S. Taylor | Management | For | Voted - For |
1k | Elect Director Margaret C. Whitman | Management | For | Voted - For |
1l | Elect Director Patricia A. Woertz | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
THE WALT DISNEY COMPANY | ||||
Security ID: 254687106 Ticker: DIS | ||||
Meeting Date: 11-Mar-20 | ||||
1a | Elect Director Susan E. Arnold | Management | For | Voted - For |
1b | Elect Director Mary T. Barra | Management | For | Voted - For |
1c | Elect Director Safra A. Catz | Management | For | Voted - For |
1d | Elect Director Francis A. deSouza | Management | For | Voted - For |
1e | Elect Director Michael B.G. Froman | Management | For | Voted - For |
1f | Elect Director Robert A. Iger | Management | For | Voted - For |
152
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1g | Elect Director Maria Elena Lagomasino | Management | For | Voted - For |
1h | Elect Director Mark G. Parker | Management | For | Voted - For |
1i | Elect Director Derica W. Rice | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
THOMSON REUTERS CORPORATION | ||||
Security ID: 884903709 Ticker: TRI | ||||
Meeting Date: 03-Jun-20 | ||||
1.1 | Elect Director David Thomson | Management | For | Voted - For |
1.2 | Elect Director Steve Hasker | Management | For | Voted - For |
1.3 | Elect Director Kirk E. Arnold | Management | For | Voted - For |
1.4 | Elect Director David W. Binet | Management | For | Voted - For |
1.5 | Elect Director W. Edmund Clark | Management | For | Voted - For |
1.6 | Elect Director Michael E. Daniels | Management | For | Voted - For |
1.7 | Elect Director Kirk Koenigsbauer | Management | For | Voted - For |
1.8 | Elect Director Vance K. Opperman | Management | For | Voted - For |
1.9 | Elect Director Kim M. Rivera | Management | For | Voted - For |
1.10 | Elect Director Barry Salzberg | Management | For | Voted - For |
1.11 | Elect Director Peter J. Thomson | Management | For | Voted - For |
1.12 | Elect Director Wulf von Schimmelmann | Management | For | Voted - For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
4 | SP 1: Produce a Human Rights Risk Report at | |||
Reasonable Cost and Omitting Proprietary Information | Shareholder | Against | Voted - For | |
TOWNGAS CHINA COMPANY LIMITED | ||||
Security ID: G8972T106 Ticker: 1083 | ||||
Meeting Date: 21-May-20 | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2a | Elect Alfred Chan Wing-kin as Director | Management | For | Voted - For |
2b | Elect Martin Kee Wai-ngai as Director | Management | For | Voted - For |
2c | Elect Moses Cheng Mo-chi as Director | Management | For | Voted - Against |
3 | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For |
4 | Approve Deloitte Touche Tohmatsu as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
5 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
6 | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights | Management | For | Voted - Against | |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
8 | Approve Final Dividend | Management | For | Voted - For |
153
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
UNILEVER NV | ||||
Security ID: N8981F289 Ticker: UNA | ||||
Meeting Date: 30-Apr-20 | ||||
1 | Discussion of the Annual Report and Accounts for | |||
the 2019 Financial Year | Management | N/A | Non-Voting | |
2 | Approve Financial Statements and Allocation of | |||
Income | Management | For | Voted - For | |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Approve Discharge of Executive Directors | Management | For | Voted - For |
5 | Approve Discharge of Non-Executive Directors | Management | For | Voted - For |
6 | Reelect N Andersen as Non-Executive Director | Management | For | Voted - For |
7 | Reelect L Cha as Non-Executive Director | Management | For | Voted - For |
8 | Reelect V Colao as Non-Executive Director | Management | For | Voted - For |
9 | Reelect J Hartmann as Non-Executive Director | Management | For | Voted - For |
10 | Reelect A Jope as Executive Director | Management | For | Voted - For |
11 | Reelect A Jung as Non-Executive Director | Management | For | Voted - For |
12 | Reelect S Kilsby as Non-Executive Director | Management | For | Voted - For |
13 | Reelect S Masiyiwa as Non-Executive Director | Management | For | Voted - For |
14 | Reelect Y Moon as Non-Executive Director | Management | For | Voted - For |
15 | Reelect G Pitkethly as Executive Director | Management | For | Voted - For |
16 | Reelect J Rishton as Director | Management | For | Voted - For |
17 | Reelect F Sijbesma as Director | Management | For | Voted - For |
18 | Ratify KPMG as Auditors | Management | For | Voted - For |
19 | Grant Board Authority to Issue Shares | Management | For | Voted - For |
20 | Authorize Board to Exclude Preemptive Rights from | |||
Share Issuances for General Corporate Purposes | Management | For | Voted - For | |
21 | Authorize Board to Exclude Preemptive Rights from | |||
Share Issuances for Acquisition or Specified | ||||
Capital Investment Purposes | Management | For | Voted - For | |
22 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
23 | Approve Reduction in Share Capital through | |||
Cancellation of Ordinary Shares | Management | For | Voted - For | |
UNITED UTILITIES GROUP PLC | ||||
Security ID: G92755100 Ticker: UU | ||||
Meeting Date: 26-Jul-19 | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Final Dividend | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Approve Remuneration Policy | Management | For | Voted - For |
5 | Re-elect Dr John McAdam as Director | Management | For | Voted - For |
6 | Re-elect Steve Mogford as Director | Management | For | Voted - For |
7 | Re-elect Russ Houlden as Director | Management | For | Voted - For |
8 | Re-elect Steve Fraser as Director | Management | For | Voted - For |
9 | Re-elect Mark Clare as Director | Management | For | Voted - For |
154
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
10 | Re-elect Sara Weller as Director | Management | For | Voted - For |
11 | Re-elect Brian May as Director | Management | For | Voted - For |
12 | Re-elect Stephen Carter as Director | Management | For | Voted - For |
13 | Re-elect Alison Goligher as Director | Management | For | Voted - For |
14 | Re-elect Paulette Rowe as Director | Management | For | Voted - For |
15 | Elect Sir David Higgins as Director | Management | For | Voted - For |
16 | Reappoint KPMG LLP as Auditors | Management | For | Voted - For |
17 | Authorise the Audit Committee to Fix Remuneration | |||
of Auditors | Management | For | Voted - For | |
18 | Authorise Issue of Equity | Management | For | Voted - For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
20 | Authorise Issue of Equity without Pre-emptive | |||
Rights in Connection with an Acquisition or Other | ||||
Capital Investment | Management | For | Voted - For | |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
22 | Authorise the Company to Call General Meeting with | |||
14 Working Days' Notice | Management | For | Voted - For | |
23 | Authorise EU Political Donations and Expenditure | Management | For | Voted - For |
VESTAS WIND SYSTEMS A/S | ||||
Security ID: K9773J128 Ticker: VWS | ||||
Meeting Date: 07-Apr-20 | ||||
1 | Receive Report of Board | Management | N/A | Did Not Vote |
2 | Accept Financial Statements and Statutory Reports | Management | For | Do Not Vote |
3 | Approve Allocation of Income and Dividends of DKK | |||
7.93 Per Share | Management | For | Do Not Vote | |
4.a | Elect Anders Runevad as New Director | Management | For | Do Not Vote |
4.b | Reelect Bert Nordberg as Director | Management | For | Do Not Vote |
4.c | Reelect Bruce Grant as Director | Management | For | Do Not Vote |
4.d | Reelect Carsten Bjerg as Director | Management | For | Do Not Vote |
4.e | Reelect Eva Merete Sofelde Berneke as Director | Management | For | Do Not Vote |
4.f | Reelect Helle Thorning-Schmidt as Director | Management | For | Do Not Vote |
4.g | Elect Karl-Henrik Sundstrom as New Director | Management | For | Do Not Vote |
4.h | Reelect Lars Josefsson as Director | Management | For | Do Not Vote |
5.1 | Approve Remuneration of Directors for 2019 | Management | For | Do Not Vote |
5.2 | Approve Remuneration of Directors for 2020 at DKK | |||
1.28 Million for Chairman, DKK 850,000 for Vice | ||||
Chairman, and DKK 425,000 for Other Directors; | ||||
Approve Remuneration for Committee Work | Management | For | Do Not Vote | |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Do Not Vote |
7.1 | Approve Guidelines for Incentive-Based Compensation | |||
for Executive Management and Board | Management | For | Do Not Vote | |
7.2 | Amend Articles Re: Change of Standard Agenda for | |||
Annual General Meeting | Management | For | Do Not Vote | |
7.3 | Approve DKK 1.9 Million Reduction in Share Capital | |||
via Share Cancellation | Management | For | Do Not Vote | |
7.4 | Authorize Share Repurchase Program | Management | For | Do Not Vote |
155
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
8 | Authorize Editorial Changes to Adopted Resolutions | |||
in Connection with Registration with Danish | ||||
Authorities | Management | For | Do Not Vote | |
9 | Other Business | Management | N/A | Did Not Vote |
VICINITY CENTRES | ||||
Security ID: Q9395F102 Ticker: VCX | ||||
Meeting Date: 14-Nov-19 | ||||
2 | Approve Remuneration Report | Management | For | Voted - For |
3a | Elect Trevor Gerber as Director | Management | For | Voted - For |
3b | Elect David Thurin as Director | Management | For | Voted - For |
4 | Approve Grant of Performance Rights to Grant Kelley | Management | For | Voted - For |
VODACOM GROUP LTD. | ||||
Security ID: S9453B108 Ticker: VOD | ||||
Meeting Date: 23-Jul-19 | ||||
1 | Accept Financial Statements and Statutory Reports | |||
for the Year Ended 31 March 2019 | Management | For | Voted - For | |
2 | Elect Phuti Mahanyele-Dabengwa as Director | Management | For | Voted - For |
3 | Elect Sunil Sood as Director | Management | For | Voted - For |
4 | Elect Thomas Reisten as Director | Management | For | Voted - For |
5 | Re-elect Jabu Moleketi as Director | Management | For | Voted - For |
6 | Re-elect John Otty as Director | Management | For | Voted - For |
7 | Appoint Ernst & Young Inc. as Auditors of the | |||
Company with Vinodhan Pillay as the Individual | ||||
Registered Auditor | Management | For | Voted - For | |
8 | Approve Remuneration Policy | Management | For | Voted - For |
9 | Approve Implementation of the Remuneration Policy | Management | For | Voted - For |
10 | Re-elect David Brown as Member of the Audit, Risk | |||
and Compliance Committee | Management | For | Voted - For | |
11 | Re-elect Saki Macozoma as Member of the Audit, Risk | |||
and Compliance Committee | Management | For | Voted - For | |
12 | Re-elect Priscillah Mabelane as Member of the | |||
Audit, Risk and Compliance Committee | Management | For | Voted - For | |
13 | Authorise Repurchase of Issued Share Capital | Management | For | Voted - For |
14 | Approve Increase in Non-Executive Directors' Fees | Management | For | Voted - For |
15 | Approve Financial Assistance in Terms of Section 45 | |||
of the Companies Act | Management | For | Voted - For | |
WESTPAC BANKING CORP. | ||||
Security ID: Q97417101 Ticker: WBC | ||||
Meeting Date: 12-Dec-19 | ||||
2a | Elect Nerida Caesar as Director | Management | For | Voted - Against |
156
Impact Shares Sustainable Development Goals Global Equity ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2b | ***Withdrawn Resolution*** Elect Ewen Crouch as | |||
Director | Management | N/A | Non-Voting | |
2c | Elect Steven Harker as Director | Management | For | Voted - For |
2d | Elect Peter Marriott as Director | Management | For | Voted - Against |
2e | Elect Margaret Seale as Director | Management | For | Voted - For |
3 | ***Withdrawn Resolution*** Approve Grant of | |||
Performance Share Rights to Brian Hartzer | Management | N/A | Non-Voting | |
4 | Approve Remuneration Report | Management | For | Voted - Against |
5 | Approve Conditional Spill Resolution | Management | Against | Voted - Against |
6a | Approve the Amendments to the Company's Constitution | Shareholder | Against | Voted - Against |
6b | Approve Disclosure of Strategies and Targets for | |||
Reduction in Fossil Fuel Exposure | Shareholder | Against | Voted - For | |
WOODSIDE PETROLEUM LTD. | ||||
Security ID: 980228100 Ticker: WPL | ||||
Meeting Date: 30-Apr-20 | ||||
2a | Elect Ian Macfarlane as Director | Management | For | Voted - For |
2b | Elect Larry Archibald as Director | Management | For | Voted - For |
2c | Elect Swee Chen Goh as Director | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - Against |
4a | Approve the Amendments to the Company's Constitution | Shareholder | Against | Voted - Against |
4b | Approve Paris Goals and Targets | Shareholder | Against | Voted - For |
4c | Approve Climate Related Lobbying | Shareholder | Against | Voted - For |
4d | Approve Reputation Advertising Activities | Shareholder | Against | Voted - Against |
WPP PLC | ||||
Security ID: G9788D103 Ticker: WPP | ||||
Meeting Date: 24-Oct-19 | ||||
1 | Approve Matters Relating to the Sale by the Company | |||
of 60 Percent of their Kantar Business | Management | For | Voted - For | |
Meeting Date: 10-Jun-20 | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve Remuneration Policy | Management | For | Voted - For |
4 | Elect John Rogers as Director | Management | For | Voted - For |
5 | Elect Sandrine Dufour as Director | Management | For | Voted - For |
6 | Elect Keith Weed as Director | Management | For | Voted - For |
7 | Elect Jasmine Whitbread as Director | Management | For | Voted - For |
8 | Re-elect Roberto Quarta as Director | Management | For | Voted - For |
9 | Re-elect Dr Jacques Aigrain as Director | Management | For | Voted - For |
10 | Re-elect Tarek Farahat as Director | Management | For | Voted - For |
11 | Re-elect Mark Read as Director | Management | For | Voted - For |
12 | Re-elect Cindy Rose as Director | Management | For | Voted - For |
13 | Re-elect Nicole Seligman as Director | Management | For | Voted - For |
157
Impact Shares Sustainable Development Goals Global Equity ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
14 | Re-elect Sally Susman as Director | Management | For | Voted - For |
15 | Reappoint Deloitte LLP as Auditors | Management | For | Voted - For |
16 | Authorise the Audit Committee to Fix Remuneration | |||
of Auditors | Management | For | Voted - For | |
17 | Authorise Issue of Equity | Management | For | Voted - For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
XYLEM INC. | ||||
Security ID: 98419M100 Ticker: XYL | ||||
Meeting Date: 13-May-20 | ||||
1a | Elect Director Jeanne Beliveau-Dunn | Management | For | Voted - For |
1b | Elect Director Patrick K. Decker | Management | For | Voted - For |
1c | Elect Director Robert F. Friel | Management | For | Voted - For |
1d | Elect Director Jorge M. Gomez | Management | For | Voted - For |
1e | Elect Director Victoria D. Harker | Management | For | Voted - For |
1f | Elect Director Sten E. Jakobsson | Management | For | Voted - For |
1g | Elect Director Steven R. Loranger | Management | For | Voted - For |
1h | Elect Director Surya N. Mohapatra | Management | For | Voted - For |
1i | Elect Director Jerome A. Peribere | Management | For | Voted - For |
1j | Elect Director Markos I. Tambakeras | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For |
158
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3M COMPANY | ||||
Security ID: 88579Y101 Ticker: MMM | ||||
Meeting Date: 12-May-20 | ||||
1a | Elect Director Thomas "Tony" K. Brown | Management | For | Voted - For |
1b | Elect Director Pamela J. Craig | Management | For | Voted - For |
1c | Elect Director David B. Dillon | Management | For | Voted - For |
1d | Elect Director Michael L. Eskew | Management | For | Voted - For |
1e | Elect Director Herbert L. Henkel | Management | For | Voted - For |
1f | Elect Director Amy E. Hood | Management | For | Voted - For |
1g | Elect Director Muhtar Kent | Management | For | Voted - For |
1h | Elect Director Dambisa F. Moyo | Management | For | Voted - For |
1i | Elect Director Gregory R. Page | Management | For | Voted - For |
1j | Elect Director Michael F. Roman | Management | For | Voted - For |
1k | Elect Director Patricia A. Woertz | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Consider Pay Disparity Between Executives and Other | |||
Employees | Shareholder | Against | Voted - For | |
ABBVIE INC. | ||||
Security ID: 00287Y109 Ticker: ABBV | ||||
Meeting Date: 08-May-20 | ||||
1.1 | Elect Director Robert J. Alpern | Management | For | Voted - For |
1.2 | Elect Director Edward M. Liddy | Management | For | Voted - For |
1.3 | Elect Director Melody B. Meyer | Management | For | Voted - For |
1.4 | Elect Director Frederick H. Waddell | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
6 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
7 | Report on Integrating Risks Related to Drug Pricing | |||
into Senior Executive Compensation | Shareholder | Against | Voted - For | |
ACCENTURE PLC | ||||
Security ID: G1151C101 Ticker: ACN | ||||
Meeting Date: 30-Jan-20 | ||||
1 | Elect Director Jaime Ardila | Management | For | Voted - For |
1b | Elect Director Herbert Hainer | Management | For | Voted - For |
1c | Elect Director Nancy McKinstry | Management | For | Voted - For |
159
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1d | Elect Director Gilles C. Pelisson | Management | For | Voted - For |
1e | Elect Director Paula A. Price | Management | For | Voted - For |
1f | Elect Director Venkata (Murthy) Renduchintala | Management | For | Voted - For |
1g | Elect Director David Rowland | Management | For | Voted - For |
1h | Elect Director Arun Sarin | Management | For | Voted - For |
1i | Elect Director Julie Sweet | Management | For | Voted - For |
1j | Elect Director Frank K. Tang | Management | For | Voted - For |
1k | Elect Director Tracey T. Travis | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Approve KPMG LLP as Auditors and Authorize Board to | |||
Fix Their Remuneration | Management | For | Voted - For | |
5 | Authorize Board to Allot and Issue Shares | Management | For | Voted - For |
6 | Authorize Board to Opt-Out of Statutory Pre-Emption | |||
Rights | Management | For | Voted - For | |
7 | Determine Price Range for Reissuance of Treasury | |||
Shares | Management | For | Voted - For | |
ADOBE INC. | ||||
Security ID: 00724F101 Ticker: ADBE | ||||
Meeting Date: 09-Apr-20 | ||||
1a | Elect Director Amy L. Banse | Management | For | Voted - For |
1b | Elect Director Frank A. Calderoni | Management | For | Voted - For |
1c | Elect Director James E. Daley | Management | For | Voted - For |
1d | Elect Director Laura B. Desmond | Management | For | Voted - For |
1e | Elect Director Charles M. Geschke | Management | For | Voted - For |
1f | Elect Director Shantanu Narayen | Management | For | Voted - For |
1g | Elect Director Kathleen Oberg | Management | For | Voted - For |
1h | Elect Director Dheeraj Pandey | Management | For | Voted - For |
1i | Elect Director David A. Ricks | Management | For | Voted - For |
1j | Elect Director Daniel L. Rosensweig | Management | For | Voted - For |
1k | Elect Director John E. Warnock | Management | For | Voted - For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
5 | Report on Gender Pay Gap | Shareholder | Against | Voted - For |
AFLAC INCORPORATED | ||||
Security ID: 001055102 Ticker: AFL | ||||
Meeting Date: 04-May-20 | ||||
1a | Elect Director Daniel P. Amos | Management | For | Voted - For |
1b | Elect Director W. Paul Bowers | Management | For | Voted - For |
1c | Elect Director Toshihiko Fukuzawa | Management | For | Voted - For |
1d | Elect Director Thomas J. Kenny | Management | For | Voted - For |
160
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1e | Elect Director Georgette D. Kiser | Management | For | Voted - For |
1f | Elect Director Karole F. Lloyd | Management | For | Voted - For |
1g | Elect Director Nobuchika Mori | Management | For | Voted - For |
1h | Elect Director Joseph L. Moskowitz | Management | For | Voted - For |
1i | Elect Director Barbara K. Rimer | Management | For | Voted - For |
1j | Elect Director Katherine T. Rohrer | Management | For | Voted - For |
1k | Elect Director Melvin T. Stith | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
AGILENT TECHNOLOGIES, INC. | ||||
Security ID: 00846U101 Ticker: A | ||||
Meeting Date: 17-Apr-20 | ||||
1.1 | Elect Director Heidi Kunz | Management | For | Voted - For |
1.2 | Elect Director Susan H. Rataj | Management | For | Voted - For |
1.3 | Elect Director George A. Scangos | Management | For | Voted - For |
1.4 | Elect Director Dow R. Wilson | Management | For | Voted - For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
AIR PRODUCTS AND CHEMICALS, INC. | ||||
Security ID: 009158106 Ticker: APD | ||||
Meeting Date: 23-Jan-20 | ||||
1a | Elect Director Susan K. Carter | Management | For | Voted - For |
1b | Elect Director Charles I. Cogut | Management | For | Voted - For |
1c | Elect Director Chadwick C. Deaton | Management | For | Voted - For |
1d | Elect Director Seifollah (Seifi) Ghasemi | Management | For | Voted - For |
1e | Elect Director David H. Y. Ho | Management | For | Voted - For |
1f | Elect Director Margaret G. McGlynn | Management | For | Voted - For |
1g | Elect Director Edward L. Monser | Management | For | Voted - For |
1h | Elect Director Matthew H. Paull | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
ALASKA AIR GROUP, INC. | ||||
Security ID: 011659109 Ticker: ALK | ||||
Meeting Date: 07-May-20 | ||||
1a | Elect Director Patricia M. Bedient | Management | For | Voted - For |
1b | Elect Director James A. Beer | Management | For | Voted - For |
161
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1c | Elect Director Marion C. Blakey | Management | For | Voted - For |
1d | Elect Director Raymond L. Conner | Management | For | Voted - For |
1e | Elect Director Dhiren R. Fonseca | Management | For | Voted - For |
1f | Elect Director Kathleen T. Hogan | Management | For | Voted - For |
1g | Elect Director Susan J. Li | Management | For | Voted - For |
1h | Elect Director Benito Minicucci | Management | For | Voted - For |
1i | Elect Director Helvi K. Sandvik | Management | For | Voted - For |
1j | Elect Director J. Kenneth Thompson | Management | For | Voted - For |
1k | Elect Director Bradley D. Tilden | Management | For | Voted - For |
1l | Elect Director Eric K. Yeaman | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Report on Political Contributions Disclosure | Shareholder | Against | Voted - For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
ALLERGAN PLC | ||||
Security ID: G0177J108 Ticker: AGN | ||||
Meeting Date: 14-Oct-19 | ||||
1 | Approve Scheme of Arrangement | Management | For | Voted - For |
2 | Approve Cancellation of Cancellation Shares | Management | For | Voted - For |
3 | Authorize Board to Allot and Issue Shares | Management | For | Voted - For |
4 | Amend Articles of Association | Management | For | Voted - For |
5 | Advisory Vote on Golden Parachutes | Management | For | Voted - For |
6 | Adjourn Meeting | Management | For | Voted - For |
ALLY FINANCIAL INC. | ||||
Security ID: 02005N100 Ticker: ALLY | ||||
Meeting Date: 28-Apr-20 | ||||
1.1 | Elect Director Franklin W. Hobbs | Management | For | Voted - For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | Voted - For |
1.3 | Elect Director Katryn (Trynka) Shineman Blake | Management | For | Voted - For |
1.4 | Elect Director Maureen A. Breakiron-Evans | Management | For | Voted - For |
1.5 | Elect Director William H. Cary | Management | For | Voted - For |
1.6 | Elect Director Mayree C. Clark | Management | For | Voted - For |
1.7 | Elect Director Kim S. Fennebresque | Management | For | Voted - For |
1.8 | Elect Director Marjorie Magner | Management | For | Voted - For |
1.9 | Elect Director Brian H. Sharples | Management | For | Voted - For |
1.10 | Elect Director John J. Stack | Management | For | Voted - For |
1.11 | Elect Director Michael F. Steib | Management | For | Voted - For |
1.12 | Elect Director Jeffrey J. Brown | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
162
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ALPHABET INC. | ||||
Security ID: 02079K305 Ticker: GOOGL | ||||
Meeting Date: 03-Jun-20 | ||||
1.1 | Elect Director Larry Page | Management | For | Voted - For |
1.2 | Elect Director Sergey Brin | Management | For | Voted - For |
1.3 | Elect Director Sundar Pichai | Management | For | Voted - For |
1.4 | Elect Director John L. Hennessy | Management | For | Voted - For |
1.5 | Elect Director Frances H. Arnold | Management | For | Voted - For |
1.6 | Elect Director L. John Doerr | Management | For | Voted - Withheld |
1.7 | Elect Director Roger W. Ferguson Jr. | Management | For | Voted - For |
1.8 | Elect Director Ann Mather | Management | For | Voted - For |
1.9 | Elect Director Alan R. Mulally | Management | For | Voted - Withheld |
1.10 | Elect Director K. Ram Shiram | Management | For | Voted - Withheld |
1.11 | Elect Director Robin L. Washington | Management | For | Voted - Withheld |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
5 | Approve Recapitalization Plan for all Stock to Have | |||
One-vote per Share | Shareholder | Against | Voted - For | |
6 | Report on Arbitration of Employment-Related Claims | Shareholder | Against | Voted - For |
7 | Establish Human Rights Risk Oversight Committee | Shareholder | Against | Voted - For |
8 | Require Shareholder Approval of Bylaw Amendments | |||
Adopted by the Board of Directors | Shareholder | Against | Voted - Against | |
9 | Assess Feasibility of Including Sustainability as a | |||
Performance Measure for Senior Executive | ||||
Compensation | Shareholder | Against | Voted - For | |
10 | Report on Takedown Requests | Shareholder | Against | Voted - For |
11 | Require a Majority Vote for the Election of | |||
Directors | Shareholder | Against | Voted - For | |
12 | Report on Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
13 | Require Independent Director Nominee with Human | |||
and/or Civil Rights Experience | Shareholder | Against | Voted - For | |
14 | Report on Whistleblower Policies and Practices | Shareholder | Against | Voted - Against |
AMAZON.COM, INC. | ||||
Security ID: 023135106 Ticker: AMZN | ||||
Meeting Date: 27-May-20 | ||||
1a | Elect Director Jeffrey P. Bezos | Management | For | Voted - For |
1b | Elect Director Rosalind G. Brewer | Management | For | Voted - For |
1c | Elect Director Jamie S. Gorelick | Management | For | Voted - For |
1d | Elect Director Daniel P. Huttenlocher | Management | For | Voted - For |
1e | Elect Director Judith A. McGrath | Management | For | Voted - For |
1f | Elect Director Indra K. Nooyi | Management | For | Voted - For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | Voted - For |
1h | Elect Director Thomas O. Ryder | Management | For | Voted - For |
163
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1i | Elect Director Patricia Q. Stonesifer | Management | For | Voted - For |
1j | Elect Director Wendell P. Weeks | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Management | For | Voted - For | |
5 | Report on Management of Food Waste | Shareholder | Against | Voted - For |
6 | Report on Customers' Use of its Surveillance and | |||
Computer Vision Products or Cloud-Based Services | Shareholder | Against | Voted - For | |
7 | Report on Potential Human Rights Impacts of | |||
Customers' Use of Rekognition | Shareholder | Against | Voted - For | |
8 | Report on Products Promoting Hate Speech and Sales | |||
of Offensive Products | Shareholder | Against | Voted - For | |
9 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
10 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
11 | Report on Reducing Environmental and Health Harms | |||
to Communities of Color | Shareholder | Against | Voted - For | |
12 | Report on Viewpoint Discrimination | Shareholder | Against | Voted - For |
13 | Report on Promotion Velocity | Shareholder | Against | Voted - For |
14 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
15 | Human Rights Risk Assessment | Shareholder | Against | Voted - For |
16 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
AMERICAN AIRLINES GROUP INC. | ||||
Security ID: 02376R102 Ticker: AAL | ||||
Meeting Date: 10-Jun-20 | ||||
1a | Elect Director James F. Albaugh | Management | For | Voted - For |
1b | Elect Director Jeffrey D. Benjamin | Management | For | Voted - For |
1c | Elect Director John T. Cahill | Management | For | Voted - For |
1d | Elect Director Michael J. Embler | Management | For | Voted - For |
1e | Elect Director Matthew J. Hart | Management | For | Voted - For |
1f | Elect Director Susan D. Kronick | Management | For | Voted - For |
1g | Elect Director Martin H. Nesbitt | Management | For | Voted - For |
1h | Elect Director Denise M. O'Leary | Management | For | Voted - For |
1i | Elect Director W. Douglas Parker | Management | For | Voted - For |
1j | Elect Director Ray M. Robinson | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Report on Political Contributions and Expenditures | Shareholder | Against | Voted - For |
164
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AMERICAN EXPRESS COMPANY | ||||
Security ID: 025816109 Ticker: AXP | ||||
Meeting Date: 05-May-20 | ||||
1a | Elect Director Charlene Barshefsky | Management | For | Voted - For |
1b | Elect Director John J. Brennan | Management | For | Voted - For |
1c | Elect Director Peter Chernin | Management | For | Voted - For |
1d | Elect Director Ralph de la Vega | Management | For | Voted - For |
1e | Elect Director Anne Lauvergeon | Management | For | Voted - For |
1f | Elect Director Michael O. Leavitt | Management | For | Voted - For |
1g | Elect Director Theodore J. Leonsis | Management | For | Voted - For |
1h | Elect Director Karen L. Parkhill | Management | For | Voted - For |
1i | Elect Director Lynn A. Pike | Management | For | Voted - For |
1j | Elect Director Stephen J. Squeri | Management | For | Voted - For |
1k | Elect Director Daniel L. Vasella | Management | For | Voted - For |
1l | Elect Director Ronald A. Williams | Management | For | Voted - For |
1m | Elect Director Christopher D. Young | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
6 | Report on Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
AMERICAN INTERNATIONAL GROUP, INC. | ||||
Security ID: 026874784 Ticker: AIG | ||||
Meeting Date: 13-May-20 | ||||
1a | Elect Director W. Don Cornwell | Management | For | Voted - For |
1b | Elect Director Brian Duperreault | Management | For | Voted - For |
1c | Elect Director John H. Fitzpatrick | Management | For | Voted - For |
1d | Elect Director William G. Jurgensen | Management | For | Voted - For |
1e | Elect Director Christopher S. Lynch | Management | For | Voted - For |
1f | Elect Director Henry S. Miller | Management | For | Voted - For |
1g | Elect Director Linda A. Mills | Management | For | Voted - For |
1h | Elect Director Thomas F. Motamed | Management | For | Voted - For |
1i | Elect Director Peter R. Porrino | Management | For | Voted - For |
1j | Elect Director Amy L. Schioldager | Management | For | Voted - For |
1k | Elect Director Douglas M. Steenland | Management | For | Voted - For |
1l | Elect Director Therese M. Vaughan | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Securities Transfer Restrictions | Management | For | Voted - For |
4 | Ratify NOL Rights Plan (NOL Pill) | Management | For | Voted - For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
6 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For |
165
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AMERICAN WATER WORKS COMPANY, INC. | ||||
Security ID: 030420103 Ticker: AWK | ||||
Meeting Date: 13-May-20 | ||||
1a | Elect Director Jeffrey N. Edwards | Management | For | Voted - For |
1b | Elect Director Martha Clark Goss | Management | For | Voted - For |
1c | Elect Director Veronica M. Hagen | Management | For | Voted - For |
1d | Elect Director Kimberly J. Harris | Management | For | Voted - For |
1e | Elect Director Julia L. Johnson | Management | For | Voted - For |
1f | Elect Director Patricia L. Kampling | Management | For | Voted - For |
1g | Elect Director Karl F. Kurz | Management | For | Voted - For |
1h | Elect Director Walter J. Lynch | Management | For | Voted - For |
1i | Elect Director George MacKenzie | Management | For | Voted - For |
1j | Elect Director James G. Stavridis | Management | For | Voted - For |
1k | Elect Director Lloyd M. Yates | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
AMERIPRISE FINANCIAL, INC. | ||||
Security ID: 03076C106 Ticker: AMP | ||||
Meeting Date: 29-Apr-20 | ||||
1a | Elect Director James M. Cracchiolo | Management | For | Voted - For |
1b | Elect Director Dianne Neal Blixt | Management | For | Voted - For |
1c | Elect Director Amy DiGeso | Management | For | Voted - For |
1d | Elect Director Lon R. Greenberg | Management | For | Voted - For |
1e | Elect Director Jeffrey Noddle | Management | For | Voted - For |
1f | Elect Director Robert F. Sharpe, Jr. | Management | For | Voted - For |
1g | Elect Director Brian T. Shea | Management | For | Voted - For |
1h | Elect Director W. Edward Walter, III | Management | For | Voted - For |
1i | Elect Director Christopher J. Williams | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
AMERISOURCEBERGEN CORPORATION | ||||
Security ID: 03073E105 Ticker: ABC | ||||
Meeting Date: 05-Mar-20 | ||||
1.1 | Elect Director Ornella Barra | Management | For | Voted - For |
1.2 | Elect Director Steven H. Collis | Management | For | Voted - For |
1.3 | Elect Director D. Mark Durcan | Management | For | Voted - For |
1.4 | Elect Director Richard W. Gochnauer | Management | For | Voted - For |
1.5 | Elect Director Lon R. Greenberg | Management | For | Voted - For |
1.6 | Elect Director Jane E. Henney | Management | For | Voted - For |
166
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Elect Director Kathleen W. Hyle | Management | For | Voted - For |
1.8 | Elect Director Michael J. Long | Management | For | Voted - For |
1.9 | Elect Director Henry W. McGee | Management | For | Voted - For |
1.10 | Elect Director Dennis M. Nally | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Adopt Policy on Bonus Banking | Shareholder | Against | Voted - For |
AMGEN INC. | ||||
Security ID: 031162100 Ticker: AMGN | ||||
Meeting Date: 19-May-20 | ||||
1a | Elect Director Wanda M. Austin | Management | For | Voted - For |
1b | Elect Director Robert A. Bradway | Management | For | Voted - For |
1c | Elect Director Brian J. Druker | Management | For | Voted - For |
1d | Elect Director Robert A. Eckert | Management | For | Voted - For |
1e | Elect Director Greg C. Garland | Management | For | Voted - For |
1f | Elect Director Fred Hassan | Management | For | Voted - For |
1g | Elect Director Charles M. Holley, Jr. | Management | For | Voted - For |
1h | Elect Director Tyler Jacks | Management | For | Voted - For |
1i | Elect Director Ellen J. Kullman | Management | For | Voted - For |
1j | Elect Director Ronald D. Sugar | Management | For | Voted - For |
1k | Elect Director R. Sanders Williams | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Require Independent Board Chairman | Shareholder | Against | Voted - Against |
ANTHEM, INC. | ||||
Security ID: 036752103 Ticker: ANTM | ||||
Meeting Date: 21-May-20 | ||||
1.1 | Elect Director Gail K. Boudreaux | Management | For | Voted - For |
1.2 | Elect Director R. Kerry Clark | Management | For | Voted - For |
1.3 | Elect Director Robert L. Dixon, Jr. | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For |
167
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
APPLE INC. | ||||
Security ID: 037833100 Ticker: AAPL | ||||
Meeting Date: 26-Feb-20 | ||||
1a | Elect Director James Bell | Management | For | Voted - For |
1b | Elect Director Tim Cook | Management | For | Voted - For |
1c | Elect Director Al Gore | Management | For | Voted - For |
1d | Elect Director Andrea Jung | Management | For | Voted - For |
1e | Elect Director Art Levinson | Management | For | Voted - For |
1f | Elect Director Ron Sugar | Management | For | Voted - For |
1g | Elect Director Sue Wagner | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Proxy Access Amendments | Shareholder | Against | Voted - For |
5 | Assess Feasibility of Including Sustainability as a | |||
Performance Measure for Senior Executive | ||||
Compensation | Shareholder | Against | Voted - For | |
6 | Report on Freedom of Expression and Access to | |||
Information Policies | Shareholder | Against | Voted - For | |
AT&T INC. | ||||
Security ID: 00206R102 Ticker: T | ||||
Meeting Date: 24-Apr-20 | ||||
1.1 | Elect Director Randall L. Stephenson | Management | For | Voted - For |
1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | Voted - For |
1.3 | Elect Director Richard W. Fisher | Management | For | Voted - For |
1.4 | Elect Director Scott T. Ford | Management | For | Voted - For |
1.5 | Elect Director Glenn H. Hutchins | Management | For | Voted - For |
1.6 | Elect Director William E. Kennard | Management | For | Voted - For |
1.7 | Elect Director Debra L. Lee | Management | For | Voted - For |
1.8 | Elect Director Stephen J. Luczo | Management | For | Voted - For |
1.9 | Elect Director Michael B. McCallister | Management | For | Voted - For |
1.10 | Elect Director Beth E. Mooney | Management | For | Voted - For |
1.11 | Elect Director Matthew K. Rose | Management | For | Voted - For |
1.12 | Elect Director Cynthia B. Taylor | Management | For | Voted - For |
1.13 | Elect Director Geoffrey Y. Yang | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
5 | Approve Nomination of Employee Representative | |||
Director | Shareholder | Against | Voted - Against | |
6 | Improve Guiding Principles of Executive Compensation | Shareholder | Against | Voted - Against |
168
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ATLANTICA YIELD PLC | ||||
Security ID: G0751N103 Ticker: AY | ||||
Meeting Date: 05-May-20 | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve Remuneration Policy | Management | For | Voted - For |
4 | Elect Director Jackson Robinson | Management | For | Voted - For |
5 | Elect Director Andrea Brentan | Management | For | Voted - For |
6 | Elect Director Robert Dove | Management | For | Voted - For |
7 | Elect Director Francisco J. Martinez | Management | For | Voted - For |
8 | Authorise Issue of Equity | Management | For | Voted - For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - Against |
10 | Change Company Name to Atlantica Sustainable | |||
Infrastructure plc | Management | For | Voted - For | |
11 | Approve Matters Relating to the Relevant | |||
Distributions | Management | For | Voted - For | |
AUTODESK, INC. | ||||
Security ID: 052769106 Ticker: ADSK | ||||
Meeting Date: 18-Jun-20 | ||||
1a | Elect Director Andrew Anagnost | Management | For | Voted - For |
1b | Elect Director Karen Blasing | Management | For | Voted - For |
1c | Elect Director Reid French | Management | For | Voted - For |
1d | Elect Director Ayanna Howard | Management | For | Voted - For |
1e | Elect Director Blake Irving | Management | For | Voted - For |
1f | Elect Director Mary T. McDowell | Management | For | Voted - For |
1g | Elect Director Stephen Milligan | Management | For | Voted - For |
1h | Elect Director Lorrie M. Norrington | Management | For | Voted - For |
1i | Elect Director Betsy Rafael | Management | For | Voted - For |
1j | Elect Director Stacy J. Smith | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
AUTOLIV, INC. | ||||
Security ID: 052800109 Ticker: ALV | ||||
Meeting Date: 07-May-20 | ||||
1.1 | Elect Director Mikael Bratt | Management | For | Voted - For |
1.2 | Elect Director Jan Carlson | Management | For | Voted - For |
1.3 | Elect Director Hasse Johansson | Management | For | Voted - For |
1.4 | Elect Director Leif Johansson | Management | For | Voted - For |
1.5 | Elect Director David E. Kepler | Management | For | Voted - For |
1.6 | Elect Director Franz-Josef Kortum | Management | For | Voted - For |
169
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Elect Director Min Liu | Management | For | Voted - For |
1.8 | Elect Director Xiaozhi Liu | Management | For | Voted - For |
1.9 | Elect Director James M. Ringler | Management | For | Voted - For |
1.10 | Elect Director Thaddeus J. "Ted" Senko | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young AB as Auditor | Management | For | Voted - For |
AVALONBAY COMMUNITIES, INC. | ||||
Security ID: 053484101 Ticker: AVB | ||||
Meeting Date: 12-May-20 | ||||
1a | Elect Director Glyn F. Aeppel | Management | For | Voted - For |
1b | Elect Director Terry S. Brown | Management | For | Voted - For |
1c | Elect Director Alan B. Buckelew | Management | For | Voted - For |
1d | Elect Director Ronald L. Havner, Jr. | Management | For | Voted - For |
1e | Elect Director Stephen P. Hills | Management | For | Voted - For |
1f | Elect Director Richard J. Lieb | Management | For | Voted - For |
1g | Elect Director Timothy J. Naughton | Management | For | Voted - For |
1h | Elect Director H. Jay Sarles | Management | For | Voted - For |
1i | Elect Director Susan Swanezy | Management | For | Voted - For |
1j | Elect Director W. Edward Walter | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Eliminate Supermajority Vote Requirement for Future | |||
Charter Amendments and Other Extraordinary Actions | Management | For | Voted - For | |
BAXTER INTERNATIONAL INC. | ||||
Security ID: 071813109 Ticker: BAX | ||||
Meeting Date: 05-May-20 | ||||
1a | Elect Director Jose "Joe" E. Almeida | Management | For | Voted - For |
1b | Elect Director Thomas F. Chen | Management | For | Voted - For |
1c | Elect Director John D. Forsyth | Management | For | Voted - For |
1d | Elect Director James R. Gavin, III | Management | For | Voted - For |
1e | Elect Director Peter S. Hellman | Management | For | Voted - For |
1f | Elect Director Michael F. Mahoney | Management | For | Voted - For |
1g | Elect Director Patricia B. Morrrison | Management | For | Voted - For |
1h | Elect Director Stephen N. Oesterle | Management | For | Voted - For |
1i | Elect Director Cathy R. Smith | Management | For | Voted - For |
1j | Elect Director Thomas T. Stallkamp | Management | For | Voted - For |
1k | Elect Director Albert P.L. Stroucken | Management | For | Voted - For |
1l | Elect Director Amy A. Wendell | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Require Independent Board Chair | Shareholder | Against | Voted - For |
170
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
BECTON, DICKINSON AND COMPANY | ||||
Security ID: 075887109 Ticker: BDX | ||||
Meeting Date: 28-Jan-20 | ||||
1.1 | Elect Director Catherine M. Burzik | Management | For | Voted - For |
1.2 | Elect Director R. Andrew Eckert | Management | For | Voted - For |
1.3 | Elect Director Vincent A. Forlenza | Management | For | Voted - For |
1.4 | Elect Director Claire M. Fraser | Management | For | Voted - For |
1.5 | Elect Director Jeffrey W. Henderson | Management | For | Voted - For |
1.6 | Elect Director Christopher Jones | Management | For | Voted - For |
1.7 | Elect Director Marshall O. Larsen | Management | For | Voted - For |
1.8 | Elect Director David F. Melcher | Management | For | Voted - For |
1.9 | Elect Director Thomas E. Polen | Management | For | Voted - For |
1.10 | Elect Director Claire Pomeroy | Management | For | Voted - For |
1.11 | Elect Director Rebecca W. Rimel | Management | For | Voted - For |
1.12 | Elect Director Timothy M. Ring | Management | For | Voted - For |
1.13 | Elect Director Bertram L. Scott | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Omnibus Stock Plan | Management | For | Voted - For |
6 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
BEST BUY CO., INC. | ||||
Security ID: 086516101 Ticker: BBY | ||||
Meeting Date: 11-Jun-20 | ||||
1a | Elect Director Corie S. Barry | Management | For | Voted - For |
1b | Elect Director Lisa M. Caputo | Management | For | Voted - For |
1c | Elect Director J. Patrick Doyle | Management | For | Voted - For |
1d | Elect Director Kathy J. Higgins Victor | Management | For | Voted - For |
1e | Elect Director David W. Kenny | Management | For | Voted - For |
1f | Elect Director Karen A. McLoughlin | Management | For | Voted - For |
1g | Elect Director Thomas L. "Tommy" Millner | Management | For | Voted - For |
1h | Elect Director Claudia F. Munce | Management | For | Voted - For |
1i | Elect Director Richelle P. Parham | Management | For | Voted - For |
1j | Elect Director Eugene A. Woods | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Eliminate Supermajority Vote Requirement to Amend, | |||
Alter or Repeal the Provisions of Article IX | Management | For | Voted - For |
171
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Eliminate Supermajority Vote Requirement to Amend | |||
Section 1, Election of Directors, of Article III of | ||||
the Amended and Restated By-laws | Management | For | Voted - For | |
7 | Eliminate Supermajority Vote Requirement to Amend, | |||
Alter or Repeal the Provisions of Article X | Management | For | Voted - For | |
8 | Amend the Anti-Greenmail Provision Voting Standard | |||
in Article X, Section 2 | Management | For | Voted - For | |
BIOGEN INC. | ||||
Security ID: 09062X103 Ticker: BIIB | ||||
Meeting Date: 03-Jun-20 | ||||
1a | Elect Director Alexander J. Denner | Management | For | Voted - For |
1b | Elect Director Caroline D. Dorsa | Management | For | Voted - For |
1c | Elect Director William A. Hawkins | Management | For | Voted - For |
1d | Elect Director Nancy L. Leaming | Management | For | Voted - For |
1e | Elect Director Jesus B. Mantas | Management | For | Voted - For |
1f | Elect Director Richard C. Mulligan | Management | For | Voted - For |
1g | Elect Director Robert W. Pangia | Management | For | Voted - For |
1h | Elect Director Stelios Papadopoulos | Management | For | Voted - For |
1i | Elect Director Brian S. Posner | Management | For | Voted - For |
1j | Elect Director Eric K. Rowinsky | Management | For | Voted - For |
1k | Elect Director Stephen A. Sherwin | Management | For | Voted - For |
1l | Elect Director Michel Vounatsos | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
BLACKROCK, INC. | ||||
Security ID: 09247X101 Ticker: BLK | ||||
Meeting Date: 21-May-20 | ||||
1a | Elect Director Bader M. Alsaad | Management | For | Voted - For |
1b | Elect Director Mathis Cabiallavetta | Management | For | Voted - For |
1c | Elect Director Pamela Daley | Management | For | Voted - For |
1d | Elect Director William S. Demchak | Management | For | Voted - For |
1e | Elect Director Jessica P. Einhorn | Management | For | Voted - For |
1f | Elect Director Laurence D. Fink | Management | For | Voted - For |
1g | Elect Director William E. Ford | Management | For | Voted - For |
1h | Elect Director Fabrizio Freda | Management | For | Voted - For |
1i | Elect Director Murry S. Gerber | Management | For | Voted - For |
1j | Elect Director Margaret L. Johnson | Management | For | Voted - For |
1k | Elect Director Robert S. Kapito | Management | For | Voted - For |
1l | Elect Director Cheryl D. Mills | Management | For | Voted - For |
1m | Elect Director Gordon M. Nixon | Management | For | Voted - For |
1n | Elect Director Charles H. Robbins | Management | For | Voted - For |
1o | Elect Director Marco Antonio Slim Domit | Management | For | Voted - For |
1p | Elect Director Susan L. Wagner | Management | For | Voted - For |
172
Impact Shares YWCA Women’s Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1q | Elect Director Mark Wilson | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte LLP as Auditors | Management | For | Voted - For |
4 | Report on the Statement on the Purpose of a | |||
Corporation | Shareholder | Against | Voted - Against | |
BRISTOL-MYERS SQUIBB COMPANY | ||||
Security ID: 110122108 Ticker: BMY | ||||
Meeting Date: 05-May-20 | ||||
1A | Elect Director Peter J. Arduini | Management | For | Voted - For |
1B | Elect Director Robert Bertolini | Management | For | Voted - For |
1C | Elect Director Michael W. Bonney | Management | For | Voted - For |
1D | Elect Director Giovanni Caforio | Management | For | Voted - For |
1E | Elect Director Matthew W. Emmens | Management | For | Voted - For |
1F | Elect Director Julia A. Haller | Management | For | Voted - For |
1G | Elect Director Dinesh C. Paliwal | Management | For | Voted - For |
1H | Elect Director Theodore R. Samuels | Management | For | Voted - For |
1I | Elect Director Vicki L. Sato | Management | For | Voted - For |
1J | Elect Director Gerald L. Storch | Management | For | Voted - For |
1K | Elect Director Karen H. Vousden | Management | For | Voted - For |
1L | Elect Director Phyllis R. Yale | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
BROWN-FORMAN CORPORATION | ||||
Security ID: 115637100 Ticker: BF.B | ||||
Meeting Date: 25-Jul-19 | ||||
1a | Elect Director Patrick Bousquet- Chavanne | Management | For | Voted - For |
1b | Elect Director Campbell P. Brown | Management | For | Voted - Against |
1c | Elect Director Geo. Garvin Brown, IV | Management | For | Voted - Against |
1d | Elect Director Stuart R. Brown | Management | For | Voted - Against |
1e | Elect Director Bruce L. Byrnes | Management | For | Voted - For |
1f | Elect Director John D. Cook | Management | For | Voted - For |
1g | Elect Director Marshall B. Farrer | Management | For | Voted - Against |
1h | Elect Director Laura L. Frazier | Management | For | Voted - Against |
1i | Elect Director Kathleen M. Gutmann | Management | For | Voted - For |
1j | Elect Director Augusta Brown Holland | Management | For | Voted - Against |
1k | Elect Director Michael J. Roney | Management | For | Voted - For |
1l | Elect Director Tracy L. Skeans | Management | For | Voted - For |
1m | Elect Director Michael A. Todman | Management | For | Voted - For |
1n | Elect Director Lawson E. Whiting | Management | For | Voted - Against |
173
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CAMPBELL SOUP COMPANY | ||||
Security ID: 134429109 Ticker: CPB | ||||
Meeting Date: 20-Nov-19 | ||||
1.1 | Elect Director Fabiola R. Arredondo | Management | For | Voted - For |
1.2 | Elect Director Howard M. Averill | Management | For | Voted - For |
1.3 | Elect Director John P. (JP) Bilbrey | Management | For | Voted - For |
1.4 | Elect Director Mark A. Clouse | Management | For | Voted - For |
1.5 | Elect Director Bennett Dorrance | Management | For | Voted - For |
1.6 | Elect Director Maria Teresa (Tessa) Hilado | Management | For | Voted - For |
1.7 | Elect Director Sarah Hofstetter | Management | For | Voted - For |
1.8 | Elect Director Marc B. Lautenbach | Management | For | Voted - For |
1.9 | Elect Director Mary Alice Dorrance Malone | Management | For | Voted - For |
1.10 | Elect Director Keith R. McLoughlin | Management | For | Voted - For |
1.11 | Elect Director Kurt T. Schmidt | Management | For | Voted - For |
1.12 | Elect Director Archbold D. van Beuren | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
CAPITAL ONE FINANCIAL CORPORATION | ||||
Security ID: 14040H105 Ticker: COF | ||||
Meeting Date: 30-Apr-20 | ||||
1a | Elect Director Richard D. Fairbank | Management | For | Voted - For |
1b | Elect Director Aparna Chennapragada | Management | For | Voted - For |
1c | Elect Director Ann Fritz Hackett | Management | For | Voted - For |
1d | Elect Director Peter Thomas Killalea | Management | For | Voted - For |
1e | Elect Director Cornelis "Eli" Leenaars | Management | For | Voted - For |
1f | Elect Director Pierre E. Leroy | Management | For | Voted - For |
1g | Elect Director Francois Locoh-Donou | Management | For | Voted - For |
1h | Elect Director Peter E. Raskind | Management | For | Voted - For |
1i | Elect Director Eileen Serra | Management | For | Voted - For |
1j | Elect Director Mayo A. Shattuck, III | Management | For | Voted - For |
1k | Elect Director Bradford H. Warner | Management | For | Voted - For |
1l | Elect Director Catherine G. West | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Provide Right to Act by Written Consent | Management | For | Voted - For |
5 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
174
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CAPRI HOLDINGS LIMITED | ||||
Security ID: G1890L107 Ticker: CPRI | ||||
Meeting Date: 01-Aug-19 | ||||
1a | Elect Director Judy Gibbons | Management | For | Voted - For |
1b | Elect Director Jane Thompson | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
CATERPILLAR INC. | ||||
Security ID: 149123101 Ticker: CAT | ||||
Meeting Date: 10-Jun-20 | ||||
1.1 | Elect Director Kelly A. Ayotte | Management | For | Voted - For |
1.2 | Elect Director David L. Calhoun | Management | For | Voted - For |
1.3 | Elect Director Daniel M. Dickinson | Management | For | Voted - For |
1.4 | Elect Director Juan Gallardo | Management | For | Voted - For |
1.5 | Elect Director William A. Osborn | Management | For | Voted - For |
1.6 | Elect Director Debra L. Reed-Klages | Management | For | Voted - For |
1.7 | Elect Director Edward B. Rust, Jr. | Management | For | Voted - For |
1.8 | Elect Director Susan C. Schwab | Management | For | Voted - For |
1.9 | Elect Director D. James Umpleby, III | Management | For | Voted - For |
1.10 | Elect Director Miles D. White | Management | For | Voted - For |
1.11 | Elect Director Rayford Wilkins, Jr. | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
CBRE GROUP, INC. | ||||
Security ID: 12504L109 Ticker: CBRE | ||||
Meeting Date: 14-May-20 | ||||
1a | Elect Director Brandon B. Boze | Management | For | Voted - For |
1b | Elect Director Beth F. Cobert | Management | For | Voted - For |
1c | Elect Director Curtis F. Feeny | Management | For | Voted - For |
1d | Elect Director Reginald H. Gilyard | Management | For | Voted - For |
1e | Elect Director Shira D. Goodman | Management | For | Voted - For |
1f | Elect Director Christopher T. Jenny | Management | For | Voted - For |
1g | Elect Director Gerardo I. Lopez | Management | For | Voted - For |
1h | Elect Director Robert E. Sulentic | Management | For | Voted - For |
1i | Elect Director Laura D. Tyson | Management | For | Voted - For |
175
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1j | Elect Director Ray Wirta | Management | For | Voted - For |
1k | Elect Director Sanjiv Yajnik | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
CENTERPOINT ENERGY, INC. | ||||
Security ID: 15189T107 Ticker: CNP | ||||
Meeting Date: 24-Apr-20 | ||||
1a | Elect Director Leslie D. Biddle | Management | For | Voted - For |
1b | Elect Director Milton Carroll | Management | For | Voted - For |
1c | Elect Director Scott J. McLean | Management | For | Voted - For |
1d | Elect Director Martin H. Nesbitt | Management | For | Voted - For |
1e | Elect Director Theodore F. Pound | Management | For | Voted - For |
1f | Elect Director Susan O. Rheney | Management | For | Voted - For |
1g | Elect Director Phillip R. Smith | Management | For | Voted - For |
1h | Elect Director John W. Somerhalder, II | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Voted - For |
CENTURYLINK, INC. | ||||
Security ID: 156700106 Ticker: CTL | ||||
Meeting Date: 20-May-20 | ||||
1a | Elect Director Martha H. Bejar | Management | For | Voted - For |
1b | Elect Director Virginia Boulet | Management | For | Voted - For |
1c | Elect Director Peter C. Brown | Management | For | Voted - For |
1d | Elect Director Kevin P. Chilton | Management | For | Voted - For |
1e | Elect Director Steven "Terry" Clontz | Management | For | Voted - For |
1f | Elect Director T. Michael Glenn | Management | For | Voted - For |
1g | Elect Director W. Bruce Hanks | Management | For | Voted - For |
1h | Elect Director Hal S. Jones | Management | For | Voted - For |
1i | Elect Director Michael J. Roberts | Management | For | Voted - For |
1j | Elect Director Laurie A. Siegel | Management | For | Voted - For |
1k | Elect Director Jeffrey K. Storey | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against |
176
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CHURCH & DWIGHT CO., INC. | ||||
Security ID: 171340102 Ticker: CHD | ||||
Meeting Date: 30-Apr-20 | ||||
1a | Elect Director James R. Craigie | Management | For | Voted - For |
1b | Elect Director Bradley C. Irwin | Management | For | Voted - For |
1c | Elect Director Penry W. Price | Management | For | Voted - For |
1d | Elect Director Janet S. Vergis | Management | For | Voted - For |
1e | Elect Director Arthur B. Winkleblack | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Provide Right to Call Special Meeting | Management | For | Voted - For |
4 | Eliminate Supermajority Vote Requirement to Amend | |||
Certain Provisions | Management | For | Voted - For | |
5 | Approve Advance Notice Requirement | Management | For | Voted - For |
6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
CIGNA CORPORATION | ||||
Security ID: 125523100 Ticker: CI | ||||
Meeting Date: 22-Apr-20 | ||||
1.1 | Elect Director David M. Cordani | Management | For | Voted - For |
1.2 | Elect Director William J. DeLaney | Management | For | Voted - For |
1.3 | Elect Director Eric J. Foss | Management | For | Voted - For |
1.4 | Elect Director Elder Granger | Management | For | Voted - For |
1.5 | Elect Director Isaiah Harris, Jr. | Management | For | Voted - For |
1.6 | Elect Director Roman Martinez, IV | Management | For | Voted - For |
1.7 | Elect Director Kathleen M. Mazzarella | Management | For | Voted - For |
1.8 | Elect Director Mark B. McClellan | Management | For | Voted - For |
1.9 | Elect Director John M. Partridge | Management | For | Voted - For |
1.10 | Elect Director William L. Roper | Management | For | Voted - For |
1.11 | Elect Director Eric C. Wiseman | Management | For | Voted - For |
1.12 | Elect Director Donna F. Zarcone | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
5 | Report on Gender Pay Gap | Shareholder | Against | Voted - For |
CITIGROUP INC. | ||||
Security ID: 172967424 Ticker: C | ||||
Meeting Date: 21-Apr-20 | ||||
1a | Elect Director Michael L. Corbat | Management | For | Voted - For |
1b | Elect Director Ellen M. Costello | Management | For | Voted - For |
177
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1c | Elect Director Grace E. Dailey | Management | For | Voted - For |
1d | Elect Director Barbara J. Desoer | Management | For | Voted - For |
1e | Elect Director John C. Dugan | Management | For | Voted - For |
1f | Elect Director Duncan P. Hennes | Management | For | Voted - For |
1g | Elect Director Peter B. Henry | Management | For | Voted - For |
1h | Elect Director S. Leslie Ireland | Management | For | Voted - For |
1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | Voted - For |
1j | Elect Director Renee J. James | Management | For | Voted - For |
1k | Elect Director Gary M. Reiner | Management | For | Voted - For |
1l | Elect Director Diana L. Taylor | Management | For | Voted - For |
1m | Elect Director James S. Turley | Management | For | Voted - For |
1n | Elect Director Deborah C. Wright | Management | For | Voted - For |
1o | Elect Director Alexander R. Wynaendts | Management | For | Voted - For |
1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
6 | Review on Governance Documents | Shareholder | Against | Voted - For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
COLGATE-PALMOLIVE COMPANY | ||||
Security ID: 194162103 Ticker: CL | ||||
Meeting Date: 08-May-20 | ||||
1a | Elect Director John P. Bilbrey | Management | For | Voted - For |
1b | Elect Director John T. Cahill | Management | For | Voted - For |
1c | Elect Director Lisa M. Edwards | Management | For | Voted - For |
1d | Elect Director Helene D. Gayle | Management | For | Voted - For |
1e | Elect Director C. Martin Harris | Management | For | Voted - For |
1f | Elect Director Martina Hund-Mejean | Management | For | Voted - For |
1g | Elect Director Lorrie M. Norrington | Management | For | Voted - For |
1h | Elect Director Michael B. Polk | Management | For | Voted - For |
1i | Elect Director Stephen I. Sadove | Management | For | Voted - For |
1j | Elect Director Noel R. Wallace | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For |
178
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
COMCAST CORPORATION | ||||
Security ID: 20030N101 Ticker: CMCSA | ||||
Meeting Date: 03-Jun-20 | ||||
1.1 | Elect Director Kenneth J. Bacon | Management | For | Voted - For |
1.2 | Elect Director Madeline S. Bell | Management | For | Voted - For |
1.3 | Elect Director Naomi M. Bergman | Management | For | Voted - For |
1.4 | Elect Director Edward D. Breen | Management | For | Voted - Withheld |
1.5 | Elect Director Gerald L. Hassell | Management | For | Voted - Withheld |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | Voted - For |
1.7 | Elect Director Maritza G. Montiel | Management | For | Voted - For |
1.8 | Elect Director Asuka Nakahara | Management | For | Voted - For |
1.9 | Elect Director David C. Novak | Management | For | Voted - Withheld |
1.10 | Elect Director Brian L. Roberts | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | Voted - For |
3 | Amend Stock Option Plan | Management | For | Voted - For |
4 | Amend Restricted Stock Plan | Management | For | Voted - For |
5 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
7 | Require Independent Board Chair | Shareholder | Against | Voted - For |
8 | Report on Risks Posed by Failing to Prevent Sexual | |||
Harassment | Shareholder | Against | Voted - For | |
COMERICA INCORPORATED | ||||
Security ID: 200340107 Ticker: CMA | ||||
Meeting Date: 28-Apr-20 | ||||
1.1 | Elect Director Michael E. Collins | Management | For | Voted - For |
1.2 | Elect Director Roger A. Cregg | Management | For | Voted - For |
1.3 | Elect Director T. Kevin DeNicola | Management | For | Voted - For |
1.4 | Elect Director Curtis C. Farmer | Management | For | Voted - For |
1.5 | Elect Director Jacqueline P. Kane | Management | For | Voted - For |
1.6 | Elect Director Richard G. Lindner | Management | For | Voted - For |
1.7 | Elect Director Barbara R. Smith | Management | For | Voted - For |
1.8 | Elect Director Robert S. Taubman | Management | For | Voted - For |
1.9 | Elect Director Reginald M. Turner, Jr. | Management | For | Voted - For |
1.10 | Elect Director Nina G. Vaca | Management | For | Voted - For |
1.11 | Elect Director Michael G. Van de Ven | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
179
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CONAGRA BRANDS, INC. | ||||
Security ID: 205887102 Ticker: CAG | ||||
Meeting Date: 19-Sep-19 | ||||
1a | Elect Director Anil Arora | Management | For | Voted - For |
1b | Elect Director Thomas "Tony" K. Brown | Management | For | Voted - For |
1c | Elect Director Stephen G. Butler | Management | For | Voted - For |
1d | Elect Director Sean M. Connolly | Management | For | Voted - For |
1e | Elect Director Joie A. Gregor | Management | For | Voted - For |
1f | Elect Director Rajive Johri | Management | For | Voted - For |
1g | Elect Director Richard H. Lenny | Management | For | Voted - For |
1h | Elect Director Melissa Lora | Management | For | Voted - For |
1i | Elect Director Ruth Ann Marshall | Management | For | Voted - For |
1j | Elect Director Craig P. Omtvedt | Management | For | Voted - For |
1k | Elect Director Scott Ostfeld | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
CONSOLIDATED EDISON, INC. | ||||
Security ID: 209115104 Ticker: ED | ||||
Meeting Date: 18-May-20 | ||||
1.1 | Elect Director George Campbell, Jr. | Management | For | Voted - For |
1.2 | Elect Director Ellen V. Futter | Management | For | Voted - For |
1.3 | Elect Director John F. Killian | Management | For | Voted - For |
1.4 | Elect Director John McAvoy | Management | For | Voted - For |
1.5 | Elect Director William J. Mulrow | Management | For | Voted - For |
1.6 | Elect Director Armando J. Olivera | Management | For | Voted - For |
1.7 | Elect Director Michael W. Ranger | Management | For | Voted - For |
1.8 | Elect Director Linda S. Sanford | Management | For | Voted - For |
1.9 | Elect Director Deirdre Stanley | Management | For | Voted - For |
1.10 | Elect Director L. Frederick Sutherland | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
CSX CORPORATION | ||||
Security ID: 126408103 Ticker: CSX | ||||
Meeting Date: 06-May-20 | ||||
1a | Elect Director Donna M. Alvarado | Management | For | Voted - For |
1b | Elect Director Pamela L. Carter | Management | For | Voted - For |
1c | Elect Director James M. Foote | Management | For | Voted - For |
1d | Elect Director Steven T. Halverson | Management | For | Voted - For |
1e | Elect Director Paul C. Hilal | Management | For | Voted - For |
180
Impact Shares YWCA Women’s Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1f | Elect Director John D. McPherson | Management | For | Voted - For |
1g | Elect Director David M. Moffett | Management | For | Voted - For |
1h | Elect Director Linda H. Riefler | Management | For | Voted - For |
1i | Elect Director Suzanne M. Vautrinot | Management | For | Voted - For |
1j | Elect Director J. Steven Whisler | Management | For | Voted - For |
1k | Elect Director John J. Zillmer | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
CUMMINS INC. | ||||
Security ID: 231021106 Ticker: CMI | ||||
Meeting Date: 12-May-20 | ||||
1 | Elect Director N. Thomas Linebarger | Management | For | Voted - For |
2 | Elect Director Robert J. Bernhard | Management | For | Voted - For |
3 | Elect Director Franklin R. Chang Diaz | Management | For | Voted - For |
4 | Elect Director Bruno V. Di Leo Allen | Management | For | Voted - For |
5 | Elect Director Stephen B. Dobbs | Management | For | Voted - For |
6 | Elect Director Robert K. Herdman | Management | For | Voted - For |
7 | Elect Director Alexis M. Herman | Management | For | Voted - For |
8 | Elect Director Thomas J. Lynch | Management | For | Voted - For |
9 | Elect Director William I. Miller | Management | For | Voted - For |
10 | Elect Director Georgia R. Nelson | Management | For | Voted - For |
11 | Elect Director Karen H. Quintos | Management | For | Voted - For |
12 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
13 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
14 | Require Shareholder Approval of Bylaw Amendments | |||
Adopted by the Board of Directors | Shareholder | Against | Voted - Against | |
CVS HEALTH CORPORATION | ||||
Security ID: 126650100 Ticker: CVS | ||||
Meeting Date: 14-May-20 | ||||
1a | Elect Director Fernando Aguirre | Management | For | Voted - For |
1b | Elect Director C. David Brown, II | Management | For | Voted - For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | Voted - For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | Voted - For |
1e | Elect Director David W. Dorman | Management | For | Voted - For |
1f | Elect Director Roger N. Farah | Management | For | Voted - For |
1g | Elect Director Anne M. Finucane | Management | For | Voted - For |
1h | Elect Director Edward J. Ludwig | Management | For | Voted - For |
1i | Elect Director Larry J. Merlo | Management | For | Voted - For |
1j | Elect Director Jean-Pierre Millon | Management | For | Voted - For |
1k | Elect Director Mary L. Schapiro | Management | For | Voted - For |
1l | Elect Director William C. Weldon | Management | For | Voted - For |
181
Impact Shares YWCA Women’s Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1m | Elect Director Tony L. White | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
6 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Voted - Against |
7 | Require Independent Board Chairman | Shareholder | Against | Voted - Against |
DARDEN RESTAURANTS, INC. | ||||
Security ID: 237194105 Ticker: DRI | ||||
Meeting Date: 18-Sep-19 | ||||
1.1 | Elect Director Margaret Shan Atkins | Management | For | Voted - For |
1.2 | Elect Director James P. Fogarty | Management | For | Voted - For |
1.3 | Elect Director Cynthia T. Jamison | Management | For | Voted - For |
1.4 | Elect Director Eugene I. (Gene) Lee, Jr. | Management | For | Voted - For |
1.5 | Elect Director Nana Mensah | Management | For | Voted - For |
1.6 | Elect Director William S. Simon | Management | For | Voted - For |
1.7 | Elect Director Charles M. (Chuck) Sonsteby | Management | For | Voted - For |
1.8 | Elect Director Timothy J. Wilmott | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
DELTA AIR LINES, INC. | ||||
Security ID: 247361702 Ticker: DAL | ||||
Meeting Date: 18-Jun-20 | ||||
1a | Elect Director Edward H. Bastian | Management | For | Voted - For |
1b | Elect Director Francis S. Blake | Management | For | Voted - For |
1c | Elect Director Ashton B. Carter | Management | For | Voted - For |
1d | Elect Director David G. DeWalt | Management | For | Voted - For |
1e | Elect Director William H. Easter, III | Management | For | Voted - For |
1f | Elect Director Christopher A. Hazleton | Management | For | Voted - For |
1g | Elect Director Michael P. Huerta | Management | For | Voted - For |
1h | Elect Director Jeanne P. Jackson | Management | For | Voted - For |
1i | Elect Director George N. Mattson | Management | For | Voted - For |
1j | Elect Director Sergio A. L. Rial | Management | For | Voted - For |
1k | Elect Director David S. Taylor | Management | For | Voted - For |
1l | Elect Director Kathy N. Waller | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Report on Climate Lobbying | Shareholder | Against | Voted - For |
6 | Report on Political Contributions | Shareholder | Against | Voted - For |
182
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Report on Sexual Harassment Policy | Shareholder | Against | Voted - For |
DISCOVER FINANCIAL SERVICES | ||||
Security ID: 254709108 Ticker: DFS | ||||
Meeting Date: 14-May-20 | ||||
1.1 | Elect Director Jeffrey S. Aronin | Management | For | Voted - For |
1.2 | Elect Director Mary K. Bush | Management | For | Voted - For |
1.3 | Elect Director Gregory C. Case | Management | For | Voted - For |
1.4 | Elect Director Candace H. Duncan | Management | For | Voted - For |
1.5 | Elect Director Joseph F. Eazor | Management | For | Voted - For |
1.6 | Elect Director Cynthia A. Glassman | Management | For | Voted - For |
1.7 | Elect Director Roger C. Hochschild | Management | For | Voted - For |
1.8 | Elect Director Thomas G. Maheras | Management | For | Voted - For |
1.9 | Elect Director Michael H. Moskow | Management | For | Voted - For |
1.10 | Elect Director Mark A. Thierer | Management | For | Voted - For |
1.11 | Elect Director Lawrence A. Weinbach - Withdrawn | |||
Resolution | Management | N/A | Non-Voting | |
1.12 | Elect Director Jennifer L. Wong | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
DUNKIN' BRANDS GROUP, INC. | ||||
Security ID: 265504100 Ticker: DNKN | ||||
Meeting Date: 13-May-20 | ||||
1a | Elect Director Linda Boff | Management | For | Voted - For |
1b | Elect Director Irene Chang Britt | Management | For | Voted - For |
1c | Elect Director Michael F. Hines | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
EASTMAN CHEMICAL COMPANY | ||||
Security ID: 277432100 Ticker: EMN | ||||
Meeting Date: 07-May-20 | ||||
1.1 | Elect Director Humberto P. Alfonso | Management | For | Voted - For |
1.2 | Elect Director Brett D. Begemann | Management | For | Voted - For |
1.3 | Elect Director Mark J. Costa | Management | For | Voted - For |
1.4 | Elect Director Edward L. Doheny, II | Management | For | Voted - For |
1.5 | Elect Director Julie F. Holder | Management | For | Voted - For |
1.6 | Elect Director Renee J. Hornbaker | Management | For | Voted - For |
1.7 | Elect Director Kim Ann Mink | Management | For | Voted - For |
1.8 | Elect Director James J. O'Brien | Management | For | Voted - For |
183
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Elect Director David W. Raisbeck | Management | For | Voted - For |
1.10 | Elect Director Charles K. Stevens, III | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
EATON CORPORATION PLC | ||||
Security ID: G29183103 Ticker: ETN | ||||
Meeting Date: 22-Apr-20 | ||||
1a | Elect Director Craig Arnold | Management | For | Voted - For |
1b | Elect Director Christopher M. Connor | Management | For | Voted - For |
1c | Elect Director Michael J. Critelli | Management | For | Voted - For |
1d | Elect Director Richard H. Fearon | Management | For | Voted - For |
1e | Elect Director Olivier Leonetti | Management | For | Voted - For |
1f | Elect Director Deborah L. McCoy | Management | For | Voted - For |
1g | Elect Director Silvio Napoli | Management | For | Voted - For |
1h | Elect Director Gregory R. Page | Management | For | Voted - For |
1i | Elect Director Sandra Pianalto | Management | For | Voted - For |
1j | Elect Director Lori J. Ryerkerk | Management | For | Voted - For |
1k | Elect Director Gerald B. Smith | Management | For | Voted - For |
1l | Elect Director Dorothy C. Thompson | Management | For | Voted - For |
2 | Approve Omnibus Stock Plan | Management | For | Voted - For |
3 | Approve Ernst & Young LLP as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
5 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | Voted - For |
6 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
7 | Authorize Share Repurchase of Issued Share Capital | Management | For | Voted - For |
EBAY INC. | ||||
Security ID: 278642103 Ticker: EBAY | ||||
Meeting Date: 29-Jun-20 | ||||
1a | Elect Director Anthony J. Bates | Management | For | Voted - For |
1b | Elect Director Adriane M. Brown | Management | For | Voted - For |
1c | Elect Director Jesse A. Cohn | Management | For | Voted - For |
1d | Elect Director Diana Farrell | Management | For | Voted - For |
1e | Elect Director Logan D. Green | Management | For | Voted - For |
1f | Elect Director Bonnie S. Hammer | Management | For | Voted - For |
1g | Elect Director Jamie Iannone | Management | For | Voted - For |
1h | Elect Director Kathleen C. Mitic | Management | For | Voted - For |
1i | Elect Director Matthew J. Murphy | Management | For | Voted - For |
1j | Elect Director Pierre M. Omidyar | Management | For | Voted - For |
1k | Elect Director Paul S. Pressler | Management | For | Voted - For |
184
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1l | Elect Director Robert H. Swan | Management | For | Voted - For |
1m | Elect Director Perry M. Traquina | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
ECOLAB INC. | ||||
Security ID: 278865100 Ticker: ECL | ||||
Meeting Date: 07-May-20 | ||||
1a | Elect Director Douglas M. Baker, Jr. | Management | For | Voted - For |
1b | Elect Director Shari L. Ballard | Management | For | Voted - For |
1c | Elect Director Barbara J. Beck | Management | For | Voted - For |
1d | Elect Director Jeffrey M. Ettinger | Management | For | Voted - For |
1e | Elect Director Arthur J. Higgins | Management | For | Voted - For |
1f | Elect Director Michael Larson | Management | For | Voted - For |
1g | Elect Director David W. MacLennan | Management | For | Voted - For |
1h | Elect Director Tracy B. McKibben | Management | For | Voted - For |
1i | Elect Director Lionel L. Nowell, III | Management | For | Voted - For |
1j | Elect Director Victoria J. Reich | Management | For | Voted - For |
1k | Elect Director Suzanne M. Vautrinot | Management | For | Voted - For |
1l | Elect Director John J. Zillmer | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
EDISON INTERNATIONAL | ||||
Security ID: 281020107 Ticker: EIX | ||||
Meeting Date: 23-Apr-20 | ||||
1a | Elect Director Jeanne Beliveau-Dunn | Management | For | Voted - For |
1b | Elect Director Michael C. Camunez | Management | For | Voted - For |
1c | Elect Director Vanessa C.L. Chang | Management | For | Voted - For |
1d | Elect Director James T. Morris | Management | For | Voted - For |
1e | Elect Director Timothy T. O'Toole | Management | For | Voted - For |
1f | Elect Director Pedro J. Pizarro | Management | For | Voted - For |
1g | Elect Director Carey A. Smith | Management | For | Voted - For |
1h | Elect Director Linda G. Stuntz | Management | For | Voted - For |
1i | Elect Director William P. Sullivan | Management | For | Voted - For |
1j | Elect Director Peter J. Taylor | Management | For | Voted - For |
1k | Elect Director Keith Trent | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Shareholder Approval of Bylaw Amendments | |||
Adopted by the Board of Directors | Shareholder | Against | Voted - Against |
185
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EDWARDS LIFESCIENCES CORPORATION | ||||
Security ID: 28176E108 Ticker: EW | ||||
Meeting Date: 07-May-20 | ||||
1a | Elect Director Michael A. Mussallem | Management | For | Voted - For |
1b | Elect Director Kieran T. Gallahue | Management | For | Voted - For |
1c | Elect Director Leslie S. Heisz | Management | For | Voted - For |
1d | Elect Director William J. Link | Management | For | Voted - For |
1e | Elect Director Steven R. Loranger | Management | For | Voted - For |
1f | Elect Director Martha H. Marsh | Management | For | Voted - For |
1g | Elect Director Ramona Sequeira | Management | For | Voted - For |
1h | Elect Director Nicholas J. Valeriani | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Voted - For |
4 | Approve Stock Split | Management | For | Voted - For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - Against |
ELI LILLY AND COMPANY | ||||
Security ID: 532457108 Ticker: LLY | ||||
Meeting Date: 04-May-20 | ||||
1a | Elect Director Michael L. Eskew | Management | For | Voted - Against |
1b | Elect Director William G. Kaelin, Jr. | Management | For | Voted - For |
1c | Elect Director David A. Ricks | Management | For | Voted - For |
1d | Elect Director Marschall S. Runge | Management | For | Voted - For |
1e | Elect Director Karen Walker | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Declassify the Board of Directors | Management | For | Voted - For |
5 | Eliminate Supermajority Voting Provisions | Management | For | Voted - For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
7 | Report on Forced Swim Test | Shareholder | Against | Voted - Against |
8 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
9 | Disclose Board Matrix Including Ideological | |||
Perspectives | Shareholder | Against | Voted - Against | |
10 | Report on Integrating Drug Pricing Risks into | |||
Senior Executive Compensation Arrangements | Shareholder | Against | Voted - For | |
11 | Adopt Policy on Bonus Banking | Shareholder | Against | Voted - For |
12 | Clawback Disclosure of Recoupment Activity from | |||
Senior Officers | Shareholder | Against | Voted - For |
186
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ENPHASE ENERGY, INC. | ||||
Security ID: 29355A107 Ticker: ENPH | ||||
Meeting Date: 20-May-20 | ||||
1.1 | Elect Director Benjamin Kortlang | Management | For | Voted - For |
1.2 | Elect Director Richard S. Mora | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Increase Authorized Common Stock | Management | For | Voted - For |
4 | Report on Sustainability | Shareholder | Against | Voted - For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
EQT CORPORATION | ||||
Security ID: 26884L109 Ticker: EQT | ||||
Meeting Date: 10-Jul-19 | ||||
1A | Elect Director Philip G. Behrman | Management | For | Do Not Vote |
1B | Elect Director Janet L. Carrig | Management | For | Do Not Vote |
1C | Elect Director Christina A. Cassotis | Management | For | Do Not Vote |
1D | Elect Director William M. Lambert | Management | For | Do Not Vote |
1E | Elect Director Gerald F. MacCleary | Management | For | Do Not Vote |
1F | Elect Director James T. McManus, II | Management | For | Do Not Vote |
1G | Elect Director Valerie A. Mitchell | Management | For | Do Not Vote |
1H | Elect Director Robert J. McNally | Management | For | Do Not Vote |
1I | Elect Director Anita M. Powers | Management | For | Do Not Vote |
1J | Elect Director Daniel J. Rice, IV | Management | For | Do Not Vote |
1K | Elect Director Stephen A. Thorington | Management | For | Do Not Vote |
1L | Elect Director Christine J. Toretti | Management | For | Do Not Vote |
1M | Rice Group Nominee Lydia I. Beebe | Shareholder | Against | Do Not Vote |
1N | Rice Group Nominee Lee M. Canaan | Shareholder | Against | Do Not Vote |
1O | Rice Group Nominee Kathryn J. Jackson | Shareholder | Against | Do Not Vote |
1P | Rice Group Nominee John F. McCartney | Shareholder | Against | Do Not Vote |
1Q | Rice Group Nominee Toby Z. Rice | Shareholder | Against | Do Not Vote |
1R | Rice Group Nominee Hallie A. Vanderhider | Shareholder | Against | Do Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Do Not Vote | |
3 | Approve Omnibus Stock Plan | Management | For | Do Not Vote |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Do Not Vote |
1A | Elect Director Lydia I. Beebe | Shareholder | For | Voted - For |
1B | Elect Director Lee M. Canaan | Shareholder | For | Voted - For |
1C | Elect Director Kathryn J. Jackson | Shareholder | For | Voted - For |
1D | Elect Director John F. McCartney | Shareholder | For | Voted - For |
1E | Elect Director Daniel J. Rice, IV | Shareholder | For | Voted - For |
1F | Elect Director Toby Z. Rice | Shareholder | For | Voted - For |
1G | Elect Director Hallie A. Vanderhider | Shareholder | For | Voted - For |
1H | Management Nominee Philip G. Behrman | Shareholder | For | Voted - For |
1I | Management Nominee Janet L. Carrig | Shareholder | For | Voted - For |
187
Impact Shares YWCA Women’s Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1J | Management Nominee James T. McManus, II | Shareholder | For | Voted - For |
1K | Management Nominee Anita M. Powers | Shareholder | For | Voted - For |
1L | Management Nominee Stephen A. Thorington | Shareholder | For | Voted - For |
1M | Management Nominee Christina A. Cassotis | Shareholder | Withhold | Voted - Withheld |
1N | Management Nominee William M. Lambert | Shareholder | Withhold | Voted - Withheld |
1O | Management Nominee Gerald F. MacCleary | Shareholder | Withhold | Voted - Withheld |
1P | Management Nominee Valerie A. Mitchell | Shareholder | Withhold | Voted - Withheld |
1Q | Management Nominee Robert J. McNally | Shareholder | Withhold | Voted - Withheld |
1R | Management Nominee Christine J. Toretti | Shareholder | Withhold | Voted - Withheld |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | Against | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
EQUINIX, INC. | ||||
Security ID: 29444U700 Ticker: EQIX | ||||
Meeting Date: 18-Jun-20 | ||||
1.1 | Elect Director Thomas Bartlett | Management | For | Voted - For |
1.2 | Elect Director Nanci Caldwell | Management | For | Voted - For |
1.3 | Elect Director Adaire Fox-Martin | Management | For | Voted - For |
1.4 | Elect Director Gary Hromadko | Management | For | Voted - For |
1.5 | Elect Director William Luby | Management | For | Voted - For |
1.6 | Elect Director Irving Lyons, III | Management | For | Voted - For |
1.7 | Elect Director Charles Meyers | Management | For | Voted - For |
1.8 | Elect Director Christopher Paisley | Management | For | Voted - For |
1.9 | Elect Director Sandra Rivera | Management | For | Voted - For |
1.10 | Elect Director Peter Van Camp | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - Against |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
5 | Report on Political Contributions | Shareholder | Against | Voted - For |
EXPEDIA GROUP, INC. | ||||
Security ID: 30212P303 Ticker: EXPE | ||||
Meeting Date: 03-Dec-19 | ||||
1a | Elect Director Samuel Altman | Management | For | Voted - For |
1b | Elect Director Susan C. Athey | Management | For | Voted - For |
1c | Elect Director A. George 'Skip' Battle | Management | For | Voted - For |
1d | Elect Director Chelsea Clinton | Management | For | Voted - For |
1e | Elect Director Barry Diller | Management | For | Voted - Withheld |
1f | Elect Director Craig A. Jacobson | Management | For | Voted - For |
1g | Elect Director Victor A. Kaufman | Management | For | Voted - Withheld |
1h | Elect Director Peter M. Kern | Management | For | Voted - Withheld |
1i | Elect Director Dara Khosrowshahi | Management | For | Voted - Withheld |
188
Impact Shares YWCA Women’s Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1j | Elect Director Mark D. Okerstrom | Management | For | Voted - Withheld |
1k | Elect Director Alexander von Furstenberg | Management | For | Voted - Withheld |
1l | Elect Director Julie Whalen | Management | For | Voted - For |
2a | Approve Securities Transfer Restrictions | Management | For | Voted - For |
2b | Approve Change-of-Control Clause | Management | For | Voted - For |
3 | Ratify Ernst & Young as Auditors | Management | For | Voted - For |
Meeting Date: 10-Jun-20 | ||||
1a | Elect Director Samuel Altman | Management | For | Voted - For |
1b | Elect Director Susan C. Athey | Management | For | Voted - For |
1c | Elect Director A. George 'Skip' Battle | Management | For | Voted - For |
1d | Elect Director Chelsea Clinton | Management | For | Voted - For |
1e | Elect Director Barry Diller | Management | For | Voted - For |
1f | Elect Director Jon T. Gieselman | Management | For | Voted - For |
1g | Elect Director Craig A. Jacobson | Management | For | Voted - For |
1h | Elect Director Peter M. Kern | Management | For | Voted - For |
1i | Elect Director Dara Khosrowshahi | Management | For | Voted - For |
1j | Elect Director Greg Mondre | Management | For | Voted - For |
1k | Elect Director David Sambur | Management | For | Voted - For |
1l | Elect Director Alexander von Furstenberg | Management | For | Voted - For |
1m | Elect Director Julie Whalen | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
4 | Ratify Ernst & Young as Auditors | Management | For | Voted - For |
5 | Report on Political Contributions and Expenditures | Shareholder | Against | Voted - For |
FIDELITY NATIONAL INFORMATION SERVICES, INC. | ||||
Security ID: 31620M106 Ticker: FIS | ||||
Meeting Date: 24-Jul-19 | ||||
1 | Issue Shares in Connection with Merger | Management | For | Voted - For |
2 | Increase Authorized Common Stock | Management | For | Voted - For |
3 | Adjourn Meeting | Management | For | Voted - For |
FIFTH THIRD BANCORP | ||||
Security ID: 316773100 Ticker: FITB | ||||
Meeting Date: 14-Apr-20 | ||||
1.1 | Elect Director Nicholas K. Akins | Management | For | Voted - For |
1.2 | Elect Director B. Evan Bayh, III | Management | For | Voted - For |
1.3 | Elect Director Jorge L. Benitez | Management | For | Voted - For |
1.4 | Elect Director Katherine B. Blackburn | Management | For | Voted - For |
1.5 | Elect Director Emerson L. Brumback | Management | For | Voted - For |
1.6 | Elect Director Jerry W. Burris | Management | For | Voted - For |
1.7 | Elect Director Greg D. Carmichael | Management | For | Voted - For |
189
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Director C. Bryan Daniels | Management | For | Voted - For |
1.9 | Elect Director Thomas H. Harvey | Management | For | Voted - For |
1.10 | Elect Director Gary R. Heminger | Management | For | Voted - For |
1.11 | Elect Director Jewell D. Hoover | Management | For | Voted - For |
1.12 | Elect Director Eileen A. Mallesch | Management | For | Voted - For |
1.13 | Elect Director Michael B. McCallister | Management | For | Voted - For |
1.14 | Elect Director Marsha C. Williams | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
FIRST REPUBLIC BANK | ||||
Security ID: 33616C100 Ticker: FRC | ||||
Meeting Date: 12-May-20 | ||||
1a | Elect Director James H. Herbert, II | Management | For | Voted - For |
1b | Elect Director Katherine August-deWilde | Management | For | Voted - For |
1c | Elect Director Hafize Gaye Erkan | Management | For | Voted - For |
1d | Elect Director Frank J. Fahrenkopf, Jr. | Management | For | Voted - For |
1e | Elect Director Boris Groysberg | Management | For | Voted - For |
1f | Elect Director Sandra R. Hernandez | Management | For | Voted - For |
1g | Elect Director Pamela J. Joyner | Management | For | Voted - For |
1h | Elect Director Reynold Levy | Management | For | Voted - For |
1i | Elect Director Duncan L. Niederauer | Management | For | Voted - For |
1j | Elect Director George G.C. Parker | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
FIRST SOLAR, INC. | ||||
Security ID: 336433107 Ticker: FSLR | ||||
Meeting Date: 13-May-20 | ||||
1.1 | Elect Director Michael J. Ahearn | Management | For | Voted - For |
1.2 | Elect Director Sharon L. Allen | Management | For | Voted - For |
1.3 | Elect Director Richard D. Chapman | Management | For | Voted - For |
1.4 | Elect Director George A. ("Chip") Hambro | Management | For | Voted - For |
1.5 | Elect Director Molly E. Joseph | Management | For | Voted - For |
1.6 | Elect Director Craig Kennedy | Management | For | Voted - For |
1.7 | Elect Director William J. Post | Management | For | Voted - For |
1.8 | Elect Director Paul H. Stebbins | Management | For | Voted - For |
1.9 | Elect Director Michael T. Sweeney | Management | For | Voted - For |
1.10 | Elect Director Mark R. Widmar | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
190
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
FLOWSERVE CORPORATION | ||||
Security ID: 34354P105 Ticker: FLS | ||||
Meeting Date: 22-May-20 | ||||
1a | Elect Director R. Scott Rowe | Management | For | Voted - For |
1b | Elect Director Sujeet Chand | Management | For | Voted - For |
1c | Elect Director Ruby R. Chandy | Management | For | Voted - For |
1d | Elect Director Gayla J. Delly | Management | For | Voted - For |
1e | Elect Director Roger L. Fix | Management | For | Voted - For |
1f | Elect Director John R. Friedery | Management | For | Voted - For |
1g | Elect Director John L. Garrison | Management | For | Voted - For |
1h | Elect Director Michael C. McMurray | Management | For | Voted - For |
1i | Elect Director David E. Roberts | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Amend Certificate of Incorporation to Allow | |||
Shareholder Action by Less than Unanimous Written | ||||
Consent | Management | For | Voted - For | |
5 | Require Shareholder Approval of Bylaw Amendments | |||
Adopted by the Board of Directors | Shareholder | Against | Voted - Against | |
GENERAL ELECTRIC COMPANY | ||||
Security ID: 369604103 Ticker: GE | ||||
Meeting Date: 05-May-20 | ||||
1 | Elect Director Sebastien Bazin | Management | For | Voted - For |
2 | Elect Director Ashton Carter | Management | For | Voted - For |
3 | Elect Director H. Lawrence Culp, Jr. | Management | For | Voted - For |
4 | Elect Director Francisco D'Souza | Management | For | Voted - For |
5 | Elect Director Edward Garden | Management | For | Voted - For |
6 | Elect Director Thomas W. Horton | Management | For | Voted - For |
7 | Elect Director Risa Lavizzo-Mourey | Management | For | Voted - For |
8 | Elect Director Catherine Lesjak | Management | For | Voted - For |
9 | Elect Director Paula Rosput Reynolds | Management | For | Voted - For |
10 | Elect Director Leslie Seidman | Management | For | Voted - For |
11 | Elect Director James Tisch | Management | For | Voted - For |
12 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
13 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
14 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
191
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
GENERAL MILLS, INC. | ||||
Security ID: 370334104 Ticker: GIS | ||||
Meeting Date: 24-Sep-19 | ||||
1a | Elect Director R. Kerry Clark | Management | For | Voted - For |
1b | Elect Director David M. Cordani | Management | For | Voted - For |
1c | Elect Director Roger W. Ferguson, Jr. | Management | For | Voted - For |
1d | Elect Director Jeffrey L. Harmening | Management | For | Voted - For |
1e | Elect Director Maria G. Henry | Management | For | Voted - For |
1f | Elect Director Elizabeth C. Lempres | Management | For | Voted - For |
1g | Elect Director Diane L. Neal | Management | For | Voted - For |
1h | Elect Director Steve Odland | Management | For | Voted - For |
1i | Elect Director Maria A. Sastre | Management | For | Voted - For |
1j | Elect Director Eric D. Sprunk | Management | For | Voted - For |
1k | Elect Director Jorge A. Uribe | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
GENERAL MOTORS COMPANY | ||||
Security ID: 37045V100 Ticker: GM | ||||
Meeting Date: 16-Jun-20 | ||||
1a | Elect Director Mary T. Barra | Management | For | Voted - For |
1b | Elect Director Wesley G. Bush | Management | For | Voted - For |
1c | Elect Director Linda R. Gooden | Management | For | Voted - For |
1d | Elect Director Joseph Jimenez | Management | For | Voted - For |
1e | Elect Director Jane L. Mendillo | Management | For | Voted - For |
1f | Elect Director Judith A. Miscik | Management | For | Voted - For |
1g | Elect Director Patricia F. Russo | Management | For | Voted - For |
1h | Elect Director Thomas M. Schoewe | Management | For | Voted - For |
1i | Elect Director Theodore M. Solso | Management | For | Voted - For |
1j | Elect Director Carol M. Stephenson | Management | For | Voted - For |
1k | Elect Director Devin N. Wenig | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
5 | Approve Omnibus Stock Plan | Management | For | Voted - For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
7 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
8 | Report on Human Rights Policy Implementation | Shareholder | Against | Voted - For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
192
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
GILEAD SCIENCES, INC. | ||||
Security ID: 375558103 Ticker: GILD | ||||
Meeting Date: 06-May-20 | ||||
1a | Elect Director Jacqueline K. Barton | Management | For | Voted - For |
1b | Elect Director Sandra J. Horning | Management | For | Voted - For |
1c | Elect Director Kelly A. Kramer | Management | For | Voted - For |
1d | Elect Director Kevin E. Lofton | Management | For | Voted - For |
1e | Elect Director Harish Manwani | Management | For | Voted - For |
1f | Elect Director Daniel P. O'Day | Management | For | Voted - For |
1g | Elect Director Richard J. Whitley | Management | For | Voted - For |
1h | Elect Director Per Wold-Olsen | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
5 | Eliminate the Ownership Threshold for Stockholders | |||
to Request a Record Date to Take Action by Written | ||||
Consent | Shareholder | Against | Voted - Against | |
HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. | ||||
Security ID: 41068X100 Ticker: HASI | ||||
Meeting Date: 04-Jun-20 | ||||
1.1 | Elect Director Jeffrey W. Eckel | Management | For | Voted - For |
1.2 | Elect Director Teresa M. Brenner | Management | For | Voted - Withheld |
1.3 | Elect Director Michael T. Eckhart | Management | For | Voted - For |
1.4 | Elect Director Simone F. Lagomarsino | Management | For | Voted - For |
1.5 | Elect Director Charles M. O'Neil | Management | For | Voted - Withheld |
1.6 | Elect Director Richard J. Osborne | Management | For | Voted - For |
1.7 | Elect Director Steven G. Osgood | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
HASBRO, INC. | ||||
Security ID: 418056107 Ticker: HAS | ||||
Meeting Date: 14-May-20 | ||||
1.1 | Elect Director Kenneth A. Bronfin | Management | For | Voted - For |
1.2 | Elect Director Michael R. Burns | Management | For | Voted - For |
1.3 | Elect Director Hope F. Cochran | Management | For | Voted - For |
1.4 | Elect Director Crispin H. Davis | Management | For | Voted - For |
1.5 | Elect Director John A. Frascotti | Management | For | Voted - For |
1.6 | Elect Director Lisa Gersh | Management | For | Voted - For |
1.7 | Elect Director Brian D. Goldner | Management | For | Voted - For |
193
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Director Alan G. Hassenfeld | Management | For | Voted - For |
1.9 | Elect Director Tracy A. Leinbach | Management | For | Voted - For |
1.10 | Elect Director Edward M. Philip | Management | For | Voted - For |
1.11 | Elect Director Richard S. Stoddart | Management | For | Voted - For |
1.12 | Elect Director Mary Beth West | Management | For | Voted - For |
1.13 | Elect Director Linda K. Zecher | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify KPMG LLP as Auditor | Management | For | Voted - For |
HEALTHPEAK PROPERTIES, INC. | ||||
Security ID: 42250P103 Ticker: PEAK | ||||
Meeting Date: 23-Apr-20 | ||||
1a | Elect Director Brian G. Cartwright | Management | For | Voted - For |
1b | Elect Director Christine N. Garvey | Management | For | Voted - For |
1c | Elect Director R. Kent Griffin, Jr. | Management | For | Voted - For |
1d | Elect Director David B. Henry | Management | For | Voted - For |
1e | Elect Director Thomas M. Herzog | Management | For | Voted - For |
1f | Elect Director Lydia H. Kennard | Management | For | Voted - For |
1g | Elect Director Sara G. Lewis | Management | For | Voted - For |
1h | Elect Director Katherine M. Sandstrom | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
HEXCEL CORPORATION | ||||
Security ID: 428291108 Ticker: HXL | ||||
Meeting Date: 01-Jun-20 | ||||
1a | Elect Director Nick L. Stanage | Management | For | Voted - For |
1b | Elect Director Joel S. Beckman | Management | For | Voted - For |
1c | Elect Director Jeffrey C. Campbell | Management | For | Voted - For |
1d | Elect Director Cynthia M. Egnotovich | Management | For | Voted - For |
1e | Elect Director Thomas A. Gendron | Management | For | Voted - For |
1f | Elect Director Jeffrey A. Graves | Management | For | Voted - For |
1g | Elect Director Guy C. Hachey | Management | For | Voted - For |
1h | Elect Director Catherine A. Suever | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
194
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
HILTON WORLDWIDE HOLDINGS INC. | ||||
Security ID: 43300A203 Ticker: HLT | ||||
Meeting Date: 05-Jun-20 | ||||
1a | Elect Director Christopher J. Nassetta | Management | For | Voted - For |
1b | Elect Director Jonathan D. Gray | Management | For | Voted - For |
1c | Elect Director Charlene T. Begley | Management | For | Voted - For |
1d | Elect Director Melanie L. Healey | Management | For | Voted - For |
1e | Elect Director Raymond E. Mabus, Jr. | Management | For | Voted - For |
1f | Elect Director Judith A. McHale | Management | For | Voted - For |
1g | Elect Director John G. Schreiber | Management | For | Voted - For |
1h | Elect Director Elizabeth A. Smith | Management | For | Voted - For |
1i | Elect Director Douglas M. Steenland | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
HOST HOTELS & RESORTS, INC. | ||||
Security ID: 44107P104 Ticker: HST | ||||
Meeting Date: 15-May-20 | ||||
1.1 | Elect Director Mary L. Baglivo | Management | For | Voted - For |
1.2 | Elect Director Sheila C. Bair | Management | For | Voted - For |
1.3 | Elect Director Richard E. Marriott | Management | For | Voted - For |
1.4 | Elect Director Sandeep L. Mathrani | Management | For | Voted - For |
1.5 | Elect Director John B. Morse, Jr. | Management | For | Voted - For |
1.6 | Elect Director Mary Hogan Preusse | Management | For | Voted - For |
1.7 | Elect Director Walter C. Rakowich | Management | For | Voted - For |
1.8 | Elect Director James F. Risoleo | Management | For | Voted - For |
1.9 | Elect Director Gordon H. Smith | Management | For | Voted - For |
1.10 | Elect Director A. William Stein | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
HP INC. | ||||
Security ID: 40434L105 Ticker: HPQ | ||||
Meeting Date: 12-May-20 | ||||
1.1 | Elect Director Aida M. Alvarez | Management | For | Voted - For |
1.2 | Elect Director Shumeet Banerji | Management | For | Voted - For |
1.3 | Elect Director Robert R. Bennett | Management | For | Voted - For |
1.4 | Elect Director Charles "Chip" V. Bergh | Management | For | Voted - For |
1.5 | Elect Director Stacy Brown-Philpot | Management | For | Voted - For |
195
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Director Stephanie A. Burns | Management | For | Voted - For |
1.7 | Elect Director Mary Anne Citrino | Management | For | Voted - For |
1.8 | Elect Director Richard L. Clemmer | Management | For | Voted - For |
1.9 | Elect Director Enrique Lores | Management | For | Voted - For |
1.10 | Elect Director Yoky Matsuoka | Management | For | Voted - For |
1.11 | Elect Director Stacey Mobley | Management | For | Voted - For |
1.12 | Elect Director Subra Suresh | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
HUNTINGTON BANCSHARES INCORPORATED | ||||
Security ID: 446150104 Ticker: HBAN | ||||
Meeting Date: 22-Apr-20 | ||||
1.1 | Elect Director Lizabeth Ardisana | Management | For | Voted - For |
1.2 | Elect Director Alanna Y. Cotton | Management | For | Voted - For |
1.3 | Elect Director Ann B. "Tanny" Crane | Management | For | Voted - For |
1.4 | Elect Director Robert S. Cubbin | Management | For | Voted - For |
1.5 | Elect Director Steven G. Elliott | Management | For | Voted - For |
1.6 | Elect Director Gina D. France | Management | For | Voted - For |
1.7 | Elect Director J. Michael Hochschwender | Management | For | Voted - For |
1.8 | Elect Director John C. "Chris" Inglis | Management | For | Voted - For |
1.9 | Elect Director Katherine M. A. "Allie" Kline | Management | For | Voted - For |
1.10 | Elect Director Richard W. Neu | Management | For | Voted - For |
1.11 | Elect Director Kenneth J. Phelan | Management | For | Voted - For |
1.12 | Elect Director David L. Porteous | Management | For | Voted - For |
1.13 | Elect Director Stephen D. Steinour | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
IHS MARKIT LTD. | ||||
Security ID: G47567105 Ticker: INFO | ||||
Meeting Date: 16-Apr-20 | ||||
1a | Elect Director Lance Uggla | Management | For | Voted - For |
1b | Elect Director John Browne | Management | For | Voted - For |
1c | Elect Director Ruann F. Ernst | Management | For | Voted - For |
1d | Elect Director William E. Ford | Management | For | Voted - For |
1e | Elect Director Jean-Paul L. Montupet | Management | For | Voted - For |
1f | Elect Director Deborah K. Orida | Management | For | Voted - For |
1g | Elect Director James A. Rosenthal | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
196
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
ILLINOIS TOOL WORKS INC. | ||||
Security ID: 452308109 Ticker: ITW | ||||
Meeting Date: 08-May-20 | ||||
1a | Elect Director Daniel J. Brutto | Management | For | Voted - For |
1b | Elect Director Susan Crown | Management | For | Voted - For |
1c | Elect Director James W. Griffith | Management | For | Voted - For |
1d | Elect Director Jay L. Henderson | Management | For | Voted - For |
1e | Elect Director Richard H. Lenny | Management | For | Voted - For |
1f | Elect Director E. Scott Santi | Management | For | Voted - For |
1g | Elect Director David B. Smith, Jr. | Management | For | Voted - For |
1h | Elect Director Pamela B. Strobel | Management | For | Voted - For |
1i | Elect Director Kevin M. Warren | Management | For | Voted - For |
1j | Elect Director Anre D. Williams | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
INGERSOLL RAND, INC. | ||||
Security ID: 45687V106 Ticker: IR | ||||
Meeting Date: 16-Jun-20 | ||||
1a | Elect Director Kirk E. Arnold | Management | For | Voted - For |
1b | Elect Director William P. Donnelly | Management | For | Voted - For |
1c | Elect Director Marc E. Jones | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
INGERSOLL-RAND PLC | ||||
Security ID: G47791101 Ticker: IR | ||||
Meeting Date: 04-Feb-20 | ||||
1 | Change Company Name to Trane Technologies plc | Management | For | Voted - For |
INTERNATIONAL BUSINESS MACHINES CORPORATION | ||||
Security ID: 459200101 Ticker: IBM | ||||
Meeting Date: 28-Apr-20 | ||||
1.1 | Elect Director Thomas Buberl | Management | For | Voted - For |
1.2 | Elect Director Michael L. Eskew | Management | For | Voted - For |
1.3 | Elect Director David N. Farr | Management | For | Voted - For |
1.4 | Elect Director Alex Gorsky | Management | For | Voted - For |
1.5 | Elect Director Michelle J. Howard | Management | For | Voted - For |
197
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Director Arvind Krishna | Management | For | Voted - For |
1.7 | Elect Director Andrew N. Liveris | Management | For | Voted - For |
1.8 | Elect Director Frederick William McNabb, III | Management | For | Voted - For |
1.9 | Elect Director Martha E. Pollack | Management | For | Voted - For |
1.10 | Elect Director Virginia M. Rometty | Management | For | Voted - For |
1.11 | Elect Director Joseph R. Swedish | Management | For | Voted - For |
1.12 | Elect Director Sidney Taurel | Management | For | Voted - For |
1.13 | Elect Director Peter R. Voser | Management | For | Voted - For |
1.14 | Elect Director Frederick H. Waddell | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Governing Documents to allow Removal of | |||
Directors | Shareholder | Against | Voted - For | |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
6 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||
Security ID: 459506101 Ticker: IFF | ||||
Meeting Date: 06-May-20 | ||||
1a | Elect Director Marcello V. Bottoli | Management | For | Voted - For |
1b | Elect Director Michael L. Ducker | Management | For | Voted - For |
1c | Elect Director David R. Epstein | Management | For | Voted - For |
1d | Elect Director Roger W. Ferguson, Jr. | Management | For | Voted - For |
1e | Elect Director John F. Ferraro | Management | For | Voted - For |
1f | Elect Director Andreas Fibig | Management | For | Voted - For |
1g | Elect Director Christina Gold | Management | For | Voted - For |
1h | Elect Director Katherine M. Hudson | Management | For | Voted - For |
1i | Elect Director Dale F. Morrison | Management | For | Voted - For |
1j | Elect Director Li-Huei Tsai | Management | For | Voted - For |
1k | Elect Director Stephen Williamson | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
INTERNATIONAL PAPER COMPANY | ||||
Security ID: 460146103 Ticker: IP | ||||
Meeting Date: 11-May-20 | ||||
1a | Elect Director William J. Burns | Management | For | Voted - For |
1b | Elect Director Christopher M. Connor | Management | For | Voted - For |
1c | Elect Director Ahmet C. Dorduncu | Management | For | Voted - For |
1d | Elect Director Ilene S. Gordon | Management | For | Voted - For |
1e | Elect Director Anders Gustafsson | Management | For | Voted - For |
1f | Elect Director Jacqueline C. Hinman | Management | For | Voted - For |
1g | Elect Director Clinton A. Lewis, Jr. | Management | For | Voted - For |
198
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1h | Elect Director Kathryn D. Sullivan | Management | For | Voted - For |
1i | Elect Director Mark S. Sutton | Management | For | Voted - For |
1j | Elect Director J. Steven Whisler | Management | For | Voted - For |
1k | Elect Director Ray G. Young | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
INTUIT INC. | ||||
Security ID: 461202103 Ticker: INTU | ||||
Meeting Date: 23-Jan-20 | ||||
1a | Elect Director Eve Burton | Management | For | Voted - For |
1b | Elect Director Scott D. Cook | Management | For | Voted - For |
1c | Elect Director Richard L. Dalzell | Management | For | Voted - For |
1d | Elect Director Sasan K. Goodarzi | Management | For | Voted - For |
1e | Elect Director Deborah Liu | Management | For | Voted - For |
1f | Elect Director Suzanne Nora Johnson | Management | For | Voted - For |
1g | Elect Director Dennis D. Powell | Management | For | Voted - For |
1h | Elect Director Brad D. Smith | Management | For | Voted - For |
1i | Elect Director Thomas Szkutak | Management | For | Voted - For |
1j | Elect Director Raul Vazquez | Management | For | Voted - For |
1k | Elect Director Jeff Weiner | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Adopt a Mandatory Arbitration Bylaw | Shareholder | Against | Voted - Against |
IRON MOUNTAIN INCORPORATED | ||||
Security ID: 46284V101 Ticker: IRM | ||||
Meeting Date: 13-May-20 | ||||
1a | Elect Director Jennifer Allerton | Management | For | Voted - For |
1b | Elect Director Pamela M. Arway | Management | For | Voted - For |
1c | Elect Director Clarke H. Bailey | Management | For | Voted - For |
1d | Elect Director Kent P. Dauten | Management | For | Voted - For |
1e | Elect Director Paul F. Deninger | Management | For | Voted - For |
1f | Elect Director Monte Ford | Management | For | Voted - For |
1g | Elect Director Per-Kristian Halvorsen | Management | For | Voted - For |
1h | Elect Director Robin L. Matlock | Management | For | Voted - For |
1i | Elect Director William L. Meaney | Management | For | Voted - For |
1j | Elect Director Wendy J. Murdock | Management | For | Voted - For |
1k | Elect Director Walter C. Rakowich | Management | For | Voted - For |
1l | Elect Director Doyle R. Simons | Management | For | Voted - For |
1m | Elect Director Alfred J. Verrecchia | Management | For | Voted - For |
199
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
JABIL INC. | ||||
Security ID: 466313103 Ticker: JBL | ||||
Meeting Date: 23-Jan-20 | ||||
1.1 | Elect Director Anousheh Ansari | Management | For | Voted - For |
1.2 | Elect Director Martha F. Brooks | Management | For | Voted - For |
1.3 | Elect Director Christopher S. Holland | Management | For | Voted - For |
1.4 | Elect Director Timothy L. Main | Management | For | Voted - For |
1.5 | Elect Director Mark T. Mondello | Management | For | Voted - For |
1.6 | Elect Director John C. Plant | Management | For | Voted - For |
1.7 | Elect Director Steven A. Raymund | Management | For | Voted - For |
1.8 | Elect Director Thomas A. Sansone | Management | For | Voted - For |
1.9 | Elect Director David M. Stout | Management | For | Voted - For |
1.10 | Elect Director Kathleen A. Walters | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
JOHNSON & JOHNSON | ||||
Security ID: 478160104 Ticker: JNJ | ||||
Meeting Date: 23-Apr-20 | ||||
1a | Elect Director Mary C. Beckerle | Management | For | Voted - For |
1b | Elect Director D. Scott Davis | Management | For | Voted - For |
1c | Elect Director Ian E. L. Davis | Management | For | Voted - For |
1d | Elect Director Jennifer A. Doudna | Management | For | Voted - For |
1e | Elect Director Alex Gorsky | Management | For | Voted - For |
1f | Elect Director Marillyn A. Hewson | Management | For | Voted - For |
1g | Elect Director Hubert Joly | Management | For | Voted - For |
1h | Elect Director Mark B. McClellan | Management | For | Voted - For |
1i | Elect Director Anne M. Mulcahy | Management | For | Voted - For |
1j | Elect Director Charles Prince | Management | For | Voted - For |
1k | Elect Director A. Eugene Washington | Management | For | Voted - For |
1l | Elect Director Mark A. Weinberger | Management | For | Voted - For |
1m | Elect Director Ronald A. Williams | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Amend Certificate of Incorporation to Permit | |||
Removal of Directors With or Without Cause | Management | For | Voted - For | |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
6 | Report on Governance Measures Implemented Related | |||
to Opioids | Shareholder | Against | Voted - For |
200
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
JOHNSON CONTROLS INTERNATIONAL PLC | ||||
Security ID: G51502105 Ticker: JCI | ||||
Meeting Date: 04-Mar-20 | ||||
1a | Elect Director Jean Blackwell | Management | For | Voted - For |
1b | Elect Director Pierre Cohade | Management | For | Voted - For |
1c | Elect Director Michael E. Daniels | Management | For | Voted - For |
1d | Elect Director Juan Pablo del Valle Perochena | Management | For | Voted - For |
1e | Elect Director W. Roy Dunbar | Management | For | Voted - For |
1f | Elect Director Gretchen R. Haggerty | Management | For | Voted - For |
1g | Elect Director Simone Menne | Management | For | Voted - For |
1h | Elect Director George R. Oliver | Management | For | Voted - For |
1i | Elect Director Jurgen Tinggren | Management | For | Voted - For |
1j | Elect Director Mark Vergnano | Management | For | Voted - For |
1k | Elect Director R. David Yost | Management | For | Voted - For |
1l | Elect Director John D. Young | Management | For | Voted - For |
2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | Voted - For |
3 | Authorize Market Purchases of Company Shares | Management | For | Voted - For |
4 | Determine Price Range for Reissuance of Treasury | |||
Shares | Management | For | Voted - For | |
5 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
6 | Approve the Directors' Authority to Allot Shares | Management | For | Voted - For |
7 | Approve the Disapplication of Statutory Pre-Emption | |||
Rights | Management | For | Voted - For | |
JONES LANG LASALLE INCORPORATED | ||||
Security ID: 48020Q107 Ticker: JLL | ||||
Meeting Date: 28-May-20 | ||||
1a | Elect Director Hugo Bague | Management | For | Voted - For |
1b | Elect Director Matthew Carter, Jr. | Management | For | Voted - For |
1c | Elect Director Samuel A. Di Piazza, Jr. | Management | For | Voted - For |
1d | Elect Director Ming Lu | Management | For | Voted - For |
1e | Elect Director Bridget A. Macaskill | Management | For | Voted - For |
1f | Elect Director Deborah H. McAneny | Management | For | Voted - For |
1g | Elect Director Siddharth (Bobby) N. Mehta | Management | For | Voted - For |
1h | Elect Director Martin H. Nesbitt | Management | For | Voted - For |
1i | Elect Director Jeetendra (Jeetu) I. Patel | Management | For | Voted - For |
1j | Elect Director Sheila A. Penrose | Management | For | Voted - For |
1k | Elect Director Ann Marie Petach | Management | For | Voted - For |
1l | Elect Director Christian Ulbrich | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
201
Impact Shares YWCA Women’s Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
KELLOGG COMPANY | ||||
Security ID: 487836108 Ticker: K | ||||
Meeting Date: 24-Apr-20 | ||||
1a | Elect Director Stephanie Burns | Management | For | Voted - For |
1b | Elect Director Steve Cahillane | Management | For | Voted - For |
1c | Elect Director Richard Dreiling | Management | For | Voted - For |
1d | Elect Director La June Montgomery Tabron | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Declassify the Board of Directors | Management | For | Voted - For |
6 | Adopt Simple Majority Vote | Shareholder | Against | Voted - For |
KEYCORP | ||||
Security ID: 493267108 Ticker: KEY | ||||
Meeting Date: 21-May-20 | ||||
1.1 | Elect Director Bruce D. Broussard | Management | For | Voted - For |
1.2 | Elect Director Gary M. Crosby | Management | For | Voted - For |
1.3 | Elect Director Alexander M. Cutler | Management | For | Voted - For |
1.4 | Elect Director H. James Dallas | Management | For | Voted - For |
1.5 | Elect Director Elizabeth R. Gile | Management | For | Voted - For |
1.6 | Elect Director Ruth Ann M. Gillis | Management | For | Voted - For |
1.7 | Elect Director Christopher M. Gorman | Management | For | Voted - For |
1.8 | Elect Director Carlton L. Highsmith | Management | For | Voted - For |
1.9 | Elect Director Richard J. Hipple | Management | For | Voted - For |
1.10 | Elect Director Kristen L. Manos | Management | For | Voted - For |
1.11 | Elect Director Barbara R. Snyder | Management | For | Voted - For |
1.12 | Elect Director David K. Wilson | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
KEYSIGHT TECHNOLOGIES, INC. | ||||
Security ID: 49338L103 Ticker: KEYS | ||||
Meeting Date: 19-Mar-20 | ||||
1.1 | Elect Director Paul N. Clark | Management | For | Voted - For |
1.2 | Elect Director Richard P. Hamada | Management | For | Voted - For |
1.3 | Elect Director Paul A. Lacouture | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
202
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
KIMBERLY-CLARK CORPORATION | ||||
Security ID: 494368103 Ticker: KMB | ||||
Meeting Date: 29-Apr-20 | ||||
1.1 | Elect Director Abelardo E. Bru | Management | For | Voted - For |
1.2 | Elect Director Robert W. Decherd | Management | For | Voted - For |
1.3 | Elect Director Michael D. Hsu | Management | For | Voted - For |
1.4 | Elect Director Mae C. Jemison | Management | For | Voted - For |
1.5 | Elect Director S. Todd Maclin | Management | For | Voted - For |
1.6 | Elect Director Sherilyn S. McCoy | Management | For | Voted - For |
1.7 | Elect Director Christa S. Quarles | Management | For | Voted - For |
1.8 | Elect Director Ian C. Read | Management | For | Voted - For |
1.9 | Elect Director Dunia A. Shive | Management | For | Voted - For |
1.10 | Elect Director Mark T. Smucker | Management | For | Voted - For |
1.11 | Elect Director Michael D. White | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
KIMCO REALTY CORPORATION | ||||
Security ID: 49446R109 Ticker: KIM | ||||
Meeting Date: 28-Apr-20 | ||||
1a | Elect Director Milton Cooper | Management | For | Voted - For |
1b | Elect Director Philip E. Coviello | Management | For | Voted - For |
1c | Elect Director Conor C. Flynn | Management | For | Voted - For |
1d | Elect Director Frank Lourenso | Management | For | Voted - For |
1e | Elect Director Colombe M. Nicholas | Management | For | Voted - For |
1f | Elect Director Mary Hogan Preusse | Management | For | Voted - For |
1g | Elect Director Valerie Richardson | Management | For | Voted - For |
1h | Elect Director Richard B. Saltzman | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Pricewaterhouse Coopers LLP as Auditors | Management | For | Voted - For |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
KOHL'S CORPORATION | ||||
Security ID: 500255104 Ticker: KSS | ||||
Meeting Date: 13-May-20 | ||||
1a | Elect Director Michael J. Bender | Management | For | Voted - For |
1b | Elect Director Peter Boneparth | Management | For | Voted - For |
203
Impact Shares YWCA Women’s Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1c | Elect Director Steven A. Burd | Management | For | Voted - For |
1d | Elect Director Yael Cosset | Management | For | Voted - For |
1e | Elect Director H. Charles Floyd | Management | For | Voted - For |
1f | Elect Director Michelle Gass | Management | For | Voted - For |
1g | Elect Director Jonas Prising | Management | For | Voted - For |
1h | Elect Director John E. Schlifske | Management | For | Voted - For |
1i | Elect Director Adrianne Shapira | Management | For | Voted - For |
1j | Elect Director Frank V. Sica | Management | For | Voted - For |
1k | Elect Director Stephanie A. Streeter | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - Against |
5 | Adopt Vendor Policy Regarding Oversight on Animal | |||
Welfare Throughout the Supply Chain | Shareholder | Against | Voted - For | |
LULULEMON ATHLETICA INC. | ||||
Security ID: 550021109 Ticker: LULU | ||||
Meeting Date: 03-Jun-20 | ||||
1a | Elect Director Michael Casey | Management | For | Voted - For |
1b | Elect Director Glenn Murphy | Management | For | Voted - For |
1c | Elect Director David M. Mussafer | Management | For | Voted - For |
1d | Elect Director Stephanie Ferris | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Adopt Policy to Eliminate the Sale of Items | |||
Containing Down Feathers | Shareholder | Against | Voted - Against | |
M&T BANK CORPORATION | ||||
Security ID: 55261F104 Ticker: MTB | ||||
Meeting Date: 21-Apr-20 | ||||
1.1 | Elect Director C. Angela Bontempo | Management | For | Voted - For |
1.2 | Elect Director Robert T. Brady | Management | For | Voted - For |
1.3 | Elect Director T. Jefferson Cunningham, III | Management | For | Voted - For |
1.4 | Elect Director Gary N. Geisel | Management | For | Voted - For |
1.5 | Elect Director Richard S. Gold | Management | For | Voted - For |
1.6 | Elect Director Richard A. Grossi | Management | For | Voted - For |
1.7 | Elect Director John D. Hawke, Jr. | Management | For | Voted - For |
1.8 | Elect Director Rene F. Jones | Management | For | Voted - For |
1.9 | Elect Director Richard H. Ledgett, Jr. | Management | For | Voted - For |
1.10 | Elect Director Newton P.S. Merrill | Management | For | Voted - For |
1.11 | Elect Director Kevin J. Pearson | Management | For | Voted - For |
1.12 | Elect Director Melinda R. Rich | Management | For | Voted - For |
1.13 | Elect Director Robert E. Sadler, Jr. | Management | For | Voted - For |
1.14 | Elect Director Denis J. Salamone | Management | For | Voted - Withheld |
204
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.15 | Elect Director John R. Scannell | Management | For | Voted - For |
1.16 | Elect Director David S. Scharfstein | Management | For | Voted - For |
1.17 | Elect Director Herbert L. Washington | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
MANPOWERGROUP, INC. | ||||
Security ID: 56418H100 Ticker: MAN | ||||
Meeting Date: 08-May-20 | ||||
1A | Elect Director Gina R. Boswell | Management | For | Voted - For |
1B | Elect Director Cari M. Dominguez | Management | For | Voted - For |
1C | Elect Director William Downe | Management | For | Voted - For |
1D | Elect Director John F. Ferraro | Management | For | Voted - For |
1E | Elect Director Patricia Hemingway Hall | Management | For | Voted - For |
1F | Elect Director Julie M. Howard | Management | For | Voted - For |
1G | Elect Director Ulice Payne, Jr. | Management | For | Voted - For |
1H | Elect Director Jonas Prising | Management | For | Voted - For |
1I | Elect Director Paul Read | Management | For | Voted - For |
1J | Elect Director Elizabeth P. Sartain | Management | For | Voted - For |
1K | Elect Director Michael J. Van Handel | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
MARRIOTT INTERNATIONAL, INC. | ||||
Security ID: 571903202 Ticker: MAR | ||||
Meeting Date: 08-May-20 | ||||
1a | Elect Director J.W. Marriott, Jr. | Management | For | Voted - For |
1b | Elect Director Bruce W. Duncan | Management | For | Voted - For |
1c | Elect Director Deborah Marriott Harrison | Management | For | Voted - For |
1d | Elect Director Frederick A. "Fritz" Henderson | Management | For | Voted - For |
1e | Elect Director Eric Hippeau | Management | For | Voted - For |
1f | Elect Director Lawrence W. Kellner | Management | For | Voted - For |
1g | Elect Director Debra L. Lee | Management | For | Voted - For |
1h | Elect Director Aylwin B. Lewis | Management | For | Voted - For |
1i | Elect Director Margaret M. McCarthy | Management | For | Voted - For |
1j | Elect Director George Munoz | Management | For | Voted - For |
1k | Elect Director Susan C. Schwab | Management | For | Voted - For |
1l | Elect Director Arne M. Sorenson | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Eliminate Supermajority Vote Requirement | Shareholder | Against | Voted - For |
205
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Prepare Employment Diversity Report | Shareholder | Against | Voted - For |
MCDONALD'S CORPORATION | ||||
Security ID: 580135101 Ticker: MCD | ||||
Meeting Date: 21-May-20 | ||||
1a | Elect Director Lloyd Dean | Management | For | Voted - For |
1b | Elect Director Robert Eckert | Management | For | Voted - For |
1c | Elect Director Catherine Engelbert | Management | For | Voted - For |
1d | Elect Director Margaret Georgiadis | Management | For | Voted - For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | Voted - For |
1f | Elect Director Christopher Kempczinski | Management | For | Voted - For |
1g | Elect Director Richard Lenny | Management | For | Voted - For |
1h | Elect Director John Mulligan | Management | For | Voted - For |
1i | Elect Director Sheila Penrose | Management | For | Voted - For |
1j | Elect Director John Rogers, Jr. | Management | For | Voted - For |
1k | Elect Director Paul Walsh | Management | For | Voted - For |
1l | Elect Director Miles White | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
6 | Report on Sugar and Public Health | Shareholder | Against | Voted - For |
MCKESSON CORPORATION | ||||
Security ID: 58155Q103 Ticker: MCK | ||||
Meeting Date: 31-Jul-19 | ||||
1.1 | Elect Director Dominic J. Caruso | Management | For | Voted - For |
1.2 | Elect Director N. Anthony Coles | Management | For | Voted - For |
1.3 | Elect Director M. Christine Jacobs | Management | For | Voted - For |
1.4 | Elect Director Donald R. Knauss | Management | For | Voted - For |
1.5 | Elect Director Marie L. Knowles | Management | For | Voted - For |
1.6 | Elect Director Bradley E. Lerman | Management | For | Voted - For |
1.7 | Elect Director Edward A. Mueller | Management | For | Voted - For |
1.8 | Elect Director Susan R. Salka | Management | For | Voted - For |
1.9 | Elect Director Brian S. Tyler | Management | For | Voted - For |
1.10 | Elect Director Kenneth E. Washington | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For |
206
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
METLIFE, INC. | ||||
Security ID: 59156R108 Ticker: MET | ||||
Meeting Date: 16-Jun-20 | ||||
1a | Elect Director Cheryl W. Grise | Management | For | Voted - For |
1b | Elect Director Carlos M. Gutierrez | Management | For | Voted - For |
1c | Elect Director Gerald L. Hassell | Management | For | Voted - For |
1d | Elect Director David L. Herzog | Management | For | Voted - For |
1e | Elect Director R. Glenn Hubbard | Management | For | Voted - For |
1f | Elect Director Edward J. Kelly, III | Management | For | Voted - For |
1g | Elect Director William E. Kennard | Management | For | Voted - For |
1h | Elect Director Michel A. Khalaf | Management | For | Voted - For |
1i | Elect Director Catherine R. Kinney | Management | For | Voted - For |
1j | Elect Director Diana L. McKenzie | Management | For | Voted - For |
1k | Elect Director Denise M. Morrison | Management | For | Voted - For |
1l | Elect Director Mark A. Weinberger | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
MICROSOFT CORPORATION | ||||
Security ID: 594918104 Ticker: MSFT | ||||
Meeting Date: 04-Dec-19 | ||||
1.1 | Elect Director William H. Gates, III | Management | For | Voted - For |
1.2 | Elect Director Reid G. Hoffman | Management | For | Voted - For |
1.3 | Elect Director Hugh F. Johnston | Management | For | Voted - For |
1.4 | Elect Director Teri L. List-Stoll | Management | For | Voted - For |
1.5 | Elect Director Satya Nadella | Management | For | Voted - For |
1.6 | Elect Director Sandra E. Peterson | Management | For | Voted - For |
1.7 | Elect Director Penny S. Pritzker | Management | For | Voted - For |
1.8 | Elect Director Charles W. Scharf | Management | For | Voted - For |
1.9 | Elect Director Arne M. Sorenson | Management | For | Voted - For |
1.10 | Elect Director John W. Stanton | Management | For | Voted - For |
1.11 | Elect Director John W. Thompson | Management | For | Voted - For |
1.12 | Elect Director Emma N. Walmsley | Management | For | Voted - For |
1.13 | Elect Director Padmasree Warrior | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Report on Employee Representation on the Board of | |||
Directors | Shareholder | Against | Voted - For | |
5 | Report on Gender Pay Gap | Shareholder | Against | Voted - For |
207
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MOODY'S CORPORATION | ||||
Security ID: 615369105 Ticker: MCO | ||||
Meeting Date: 21-Apr-20 | ||||
1a | Elect Director Basil L. Anderson | Management | For | Voted - For |
1b | Elect Director Jorge A. Bermudez | Management | For | Voted - For |
1c | Elect Director Therese Esperdy | Management | For | Voted - For |
1d | Elect Director Vincent A. Forlenza | Management | For | Voted - For |
1e | Elect Director Kathryn M. Hill | Management | For | Voted - For |
1f | Elect Director Raymond W. McDaniel, Jr. | Management | For | Voted - For |
1g | Elect Director Henry A. McKinnell, Jr. | Management | For | Voted - For |
1h | Elect Director Leslie F. Seidman | Management | For | Voted - For |
1i | Elect Director Bruce Van Saun | Management | For | Voted - For |
2a | Eliminate Supermajority Vote Requirements to Amend | |||
Charter and Bylaws | Management | For | Voted - For | |
2b | Eliminate Supermajority Vote Requirement to Remove | |||
Directors | Management | For | Voted - For | |
2c | Eliminate Supermajority Vote Requirement for | |||
Filling Open Board Seats | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
NIELSEN HOLDINGS PLC | ||||
Security ID: G6518L108 Ticker: NLSN | ||||
Meeting Date: 12-May-20 | ||||
1a | Elect Director James A. Attwood, Jr. | Management | For | Voted - For |
1b | Elect Director Thomas H. Castro | Management | For | Voted - For |
1c | Elect Director Guerrino De Luca | Management | For | Voted - For |
1d | Elect Director Karen M. Hoguet | Management | For | Voted - For |
1e | Elect Director David Kenny | Management | For | Voted - For |
1f | Elect Director Harish Manwani | Management | For | Voted - For |
1g | Elect Director Janice Marinelli Mazza | Management | For | Voted - For |
1h | Elect Director Robert C. Pozen | Management | For | Voted - For |
1i | Elect Director David Rawlinson | Management | For | Voted - For |
1j | Elect Director Nancy Tellem | Management | For | Voted - For |
1k | Elect Director Javier G. Teruel | Management | For | Voted - For |
1l | Elect Director Lauren Zalaznick | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Reappoint Ernst & Young LLP as UK Statutory Auditors | Management | For | Voted - For |
4 | Authorize the Audit Committee to Fix Remuneration | |||
of UK Statutory Auditor | Management | For | Voted - For | |
5 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
6 | Approve Remuneration Report | Management | For | Voted - Against |
7 | Authorise Issue of Equity | Management | For | Voted - Against |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - Against |
208
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
9 | Approve Share Repurchase Contracts and Repurchase | |||
Counterparties | Management | For | Voted - For | |
NISOURCE INC. | ||||
Security ID: 65473P105 Ticker: NI | ||||
Meeting Date: 19-May-20 | ||||
1a | Elect Director Peter A. Altabef | Management | For | Voted - For |
1b | Elect Director Theodore H. Bunting, Jr. | Management | For | Voted - For |
1c | Elect Director Eric L. Butler | Management | For | Voted - For |
1d | Elect Director Aristides S. Candris | Management | For | Voted - For |
1e | Elect Director Wayne S. DeVeydt | Management | For | Voted - For |
1f | Elect Director Joseph Hamrock | Management | For | Voted - For |
1g | Elect Director Deborah A. Henretta | Management | For | Voted - For |
1h | Elect Director Deborah A. P. Hersman | Management | For | Voted - For |
1i | Elect Director Michael E. Jesanis | Management | For | Voted - For |
1j | Elect Director Kevin T. Kabat | Management | For | Voted - For |
1k | Elect Director Carolyn Y. Woo | Management | For | Voted - For |
1l | Elect Director Lloyd M. Yates | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | Voted - For |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
NORDSTROM, INC. | ||||
Security ID: 655664100 Ticker: JWN | ||||
Meeting Date: 20-May-20 | ||||
1a | Elect Director Shellye L. Archambeau | Management | For | Voted - For |
1b | Elect Director Stacy Brown-Philpot | Management | For | Voted - For |
1c | Elect Director Tanya L. Domier | Management | For | Voted - For |
1d | Elect Director James L. Donald | Management | For | Voted - For |
1e | Elect Director Kirsten A. Green | Management | For | Voted - For |
1f | Elect Director Glenda G. McNeal | Management | For | Voted - For |
1g | Elect Director Erik B. Nordstrom | Management | For | Voted - For |
1h | Elect Director Peter E. Nordstrom | Management | For | Voted - For |
1i | Elect Director Brad D. Smith | Management | For | Voted - For |
1j | Elect Director Bradley D. Tilden | Management | For | Voted - For |
1k | Elect Director Mark J. Tritton | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
209
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
NORFOLK SOUTHERN CORPORATION | ||||
Security ID: 655844108 Ticker: NSC | ||||
Meeting Date: 14-May-20 | ||||
1a | Elect Director Thomas D. Bell, Jr. | Management | For | Voted - For |
1b | Elect Director Mitchell E. Daniels, Jr. | Management | For | Voted - For |
1c | Elect Director Marcela E. Donadio | Management | For | Voted - For |
1d | Elect Director John C. Huffard, Jr. | Management | For | Voted - For |
1e | Elect Director Christopher T. Jones | Management | For | Voted - For |
1f | Elect Director Thomas C. Kelleher | Management | For | Voted - For |
1g | Elect Director Steven F. Leer | Management | For | Voted - For |
1h | Elect Director Michael D. Lockhart | Management | For | Voted - For |
1i | Elect Director Amy E. Miles | Management | For | Voted - For |
1j | Elect Director Claude Mongeau | Management | For | Voted - For |
1k | Elect Director Jennifer F. Scanlon | Management | For | Voted - For |
1l | Elect Director James A. Squires | Management | For | Voted - For |
1m | Elect Director John R. Thompson | Management | For | Voted - For |
2a | Amend Articles Re: Voting Standard for Amendment of | |||
Articles | Management | For | Voted - For | |
2b | Amend Articles Re: Simple Majority Voting Standard | |||
to Approve Merger, Share Exchange, Conversion, | ||||
Sale,or Dissolution of the Corporation | Management | For | Voted - For | |
2c | Amend Articles Re: Simple Majority Voting Standard | |||
to Approve Re-Domestication of the Corporation and | ||||
Affiliated Transactions | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditor | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - Against |
NORTHERN TRUST CORPORATION | ||||
Security ID: 665859104 Ticker: NTRS | ||||
Meeting Date: 21-Apr-20 | ||||
1a | Elect Director Linda Walker Bynoe | Management | For | Voted - For |
1b | Elect Director Susan Crown | Management | For | Voted - For |
1c | Elect Director Dean M. Harrison | Management | For | Voted - For |
1d | Elect Director Jay L. Henderson | Management | For | Voted - For |
1e | Elect Director Marcy S. Klevorn | Management | For | Voted - For |
1f | Elect Director Siddharth N. "Bobby" Mehta | Management | For | Voted - For |
1g | Elect Director Michael G. O'Grady | Management | For | Voted - For |
1h | Elect Director Jose Luis Prado | Management | For | Voted - For |
1i | Elect Director Thomas E. Richards | Management | For | Voted - For |
1j | Elect Director Martin P. Slark | Management | For | Voted - For |
1k | Elect Director David H. B. Smith, Jr. | Management | For | Voted - For |
1l | Elect Director Donald Thompson | Management | For | Voted - For |
1m | Elect Director Charles A. Tribbett, III | Management | For | Voted - For |
210
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
NORTONLIFELOCK INC. | ||||
Security ID: 871503108 Ticker: NLOK | ||||
Meeting Date: 19-Dec-19 | ||||
1a | Elect Director Sue Barsamian | Management | For | Voted - For |
1b | Elect Director Frank E. Dangeard | Management | For | Voted - For |
1c | Elect Director Nora M. Denzel | Management | For | Voted - For |
1d | Elect Director Peter A. Feld | Management | For | Voted - For |
1e | Elect Director Kenneth Y. Hao | Management | For | Voted - For |
1f | Elect Director David W. Humphrey | Management | For | Voted - For |
1g | Elect Director Vincent Pilette | Management | For | Voted - For |
1h | Elect Director V. Paul Unruh | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
NVIDIA CORPORATION | ||||
Security ID: 67066G104 Ticker: NVDA | ||||
Meeting Date: 09-Jun-20 | ||||
1a | Elect Director Robert K. Burgess | Management | For | Voted - For |
1b | Elect Director Tench Coxe | Management | For | Voted - For |
1c | Elect Director Persis S. Drell | Management | For | Voted - For |
1d | Elect Director Jen-Hsun Huang | Management | For | Voted - For |
1e | Elect Director Dawn Hudson | Management | For | Voted - For |
1f | Elect Director Harvey C. Jones | Management | For | Voted - For |
1g | Elect Director Michael G. McCaffery | Management | For | Voted - For |
1h | Elect Director Stephen C. Neal | Management | For | Voted - For |
1i | Elect Director Mark L. Perry | Management | For | Voted - For |
1j | Elect Director A. Brooke Seawell | Management | For | Voted - For |
1k | Elect Director Mark A. Stevens | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
211
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
OCCIDENTAL PETROLEUM CORPORATION | ||||
Security ID: 674599105 Ticker: OXY | ||||
Meeting Date: 31-Dec-19 | ||||
1 | Revoke Consent to Request to Fix a Record Date | Shareholder | Against | Do Not Vote |
1 | Consent to Request to Fix a Record Date | Shareholder | Against | Do Not Vote |
ORACLE CORPORATION | ||||
Security ID: 68389X105 Ticker: ORCL | ||||
Meeting Date: 19-Nov-19 | ||||
1.1 | Elect Director Jeffrey S. Berg | Management | For | Voted - Withheld |
1.2 | Elect Director Michael J. Boskin | Management | For | Voted - For |
1.3 | Elect Director Safra A. Catz | Management | For | Voted - For |
1.4 | Elect Director Bruce R. Chizen | Management | For | Voted - Withheld |
1.5 | Elect Director George H. Conrades | Management | For | Voted - Withheld |
1.6 | Elect Director Lawrence J. Ellison | Management | For | Voted - For |
1.7 | Elect Director Rona A. Fairhead | Management | For | Voted - For |
1.8 | Elect Director Hector Garcia-Molina *Withdrawn | |||
Resolution* | Management | N/A | Non-Voting | |
1.9 | Elect Director Jeffrey O. Henley | Management | For | Voted - For |
1.10 | Elect Director Mark V. Hurd - Deceased | Management | N/A | Non-Voting |
1.11 | Elect Director Renee J. James | Management | For | Voted - For |
1.12 | Elect Director Charles W. Moorman, IV | Management | For | Voted - Withheld |
1.13 | Elect Director Leon E. Panetta | Management | For | Voted - Withheld |
1.14 | Elect Director William G. Parrett | Management | For | Voted - For |
1.15 | Elect Director Naomi O. Seligman | Management | For | Voted - Withheld |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Report on Gender Pay Gap | Shareholder | Against | Voted - For |
5 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
OWENS CORNING | ||||
Security ID: 690742101 Ticker: OC | ||||
Meeting Date: 16-Apr-20 | ||||
1a | Elect Director Brian D. Chambers | Management | For | Voted - For |
1b | Elect Director Eduardo E. Cordeiro | Management | For | Voted - For |
1c | Elect Director Adrienne D. Elsner | Management | For | Voted - For |
1d | Elect Director J. Brian Ferguson | Management | For | Voted - For |
1e | Elect Director Ralph F. Hake | Management | For | Voted - For |
1f | Elect Director Edward F. Lonergan | Management | For | Voted - For |
1g | Elect Director Maryann T. Mannen | Management | For | Voted - For |
1h | Elect Director W. Howard Morris | Management | For | Voted - For |
1i | Elect Director Suzanne P. Nimocks | Management | For | Voted - For |
212
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1j | Elect Director John D. Williams | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
PAYPAL HOLDINGS, INC. | ||||
Security ID: 70450Y103 Ticker: PYPL | ||||
Meeting Date: 21-May-20 | ||||
1a | Elect Director Rodney C. Adkins | Management | For | Voted - For |
1b | Elect Director Jonathan Christodoro | Management | For | Voted - For |
1c | Elect Director John J. Donahoe | Management | For | Voted - For |
1d | Elect Director David W. Dorman | Management | For | Voted - For |
1e | Elect Director Belinda J. Johnson | Management | For | Voted - For |
1f | Elect Director Gail J. McGovern | Management | For | Voted - For |
1g | Elect Director Deborah M. Messemer | Management | For | Voted - For |
1h | Elect Director David M. Moffett | Management | For | Voted - For |
1i | Elect Director Ann M. Sarnoff | Management | For | Voted - For |
1j | Elect Director Daniel H. Schulman | Management | For | Voted - For |
1k | Elect Director Frank D. Yeary | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Adopt Human and Indigenous People's Rights Policy | Shareholder | Against | Voted - For |
PENTAIR PLC | ||||
Security ID: G7S00T104 Ticker: PNR | ||||
Meeting Date: 05-May-20 | ||||
1a | Elect Director Mona Abutaleb Stephenson | Management | For | Voted - For |
1b | Elect Director Glynis A. Bryan | Management | For | Voted - For |
1c | Elect Director T. Michael Glenn | Management | For | Voted - For |
1d | Elect Director Theodore L. Harris | Management | For | Voted - For |
1e | Elect Director David A. Jones | Management | For | Voted - For |
1f | Elect Director Michael T. Speetzen | Management | For | Voted - For |
1g | Elect Director John L. Stauch | Management | For | Voted - For |
1h | Elect Director Billie I. Williamson | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Authorise Issue of Equity | Management | For | Voted - For |
6 | Authorize Board to Opt-Out of Statutory Pre-Emption | |||
Rights | Management | For | Voted - For | |
7 | Determine Price Range for Reissuance of Treasury | |||
Shares | Management | For | Voted - For |
213
Impact Shares YWCA Women’s Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
PERRIGO COMPANY PLC | ||||
Security ID: G97822103 Ticker: PRGO | ||||
Meeting Date: 06-May-20 | ||||
1.1 | Elect Director Bradley A. Alford | Management | For | Voted - For |
1.2 | Elect Director Rolf A. Classon | Management | For | Voted - For |
1.3 | Elect Director Adriana Karaboutis | Management | For | Voted - For |
1.4 | Elect Director Murray S. Kessler | Management | For | Voted - For |
1.5 | Elect Director Jeffrey B. Kindler | Management | For | Voted - For |
1.6 | Elect Director Erica L. Mann | Management | For | Voted - For |
1.7 | Elect Director Donal O'Connor | Management | For | Voted - For |
1.8 | Elect Director Geoffrey M. Parker | Management | For | Voted - For |
1.9 | Elect Director Theodore R. Samuels | Management | For | Voted - For |
2 | Approve Ernst & Young LLP as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Authorize Issue of Equity | Management | For | Voted - For |
5 | Authorize Issuance of Equity without Preemptive | |||
Rights | Management | For | Voted - For | |
PFIZER INC. | ||||
Security ID: 717081103 Ticker: PFE | ||||
Meeting Date: 23-Apr-20 | ||||
1.1 | Elect Director Ronald E. Blaylock | Management | For | Voted - For |
1.2 | Elect Director Albert Bourla | Management | For | Voted - For |
1.3 | Elect Director W. Don Cornwell | Management | For | Voted - For |
1.4 | Elect Director Joseph J. Echevarria | Management | For | Voted - For |
1.5 | Elect Director Scott Gottlieb | Management | For | Voted - For |
1.6 | Elect Director Helen H. Hobbs | Management | For | Voted - For |
1.7 | Elect Director Susan Hockfield | Management | For | Voted - For |
1.8 | Elect Director James M. Kilts | Management | For | Voted - For |
1.9 | Elect Director Dan R. Littman | Management | For | Voted - For |
1.10 | Elect Director Shantanu Narayen | Management | For | Voted - For |
1.11 | Elect Director Suzanne Nora Johnson | Management | For | Voted - For |
1.12 | Elect Director James Quincey | Management | For | Voted - For |
1.13 | Elect Director James C. Smith | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - Against |
5 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
7 | Require Independent Board Chair | Shareholder | Against | Voted - For |
8 | Report on Gender Pay Gap | Shareholder | Against | Voted - For |
9 | Elect Director Susan Desmond-Hellmann | Management | For | Voted - For |
214
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
PPG INDUSTRIES, INC. | ||||
Security ID: 693506107 Ticker: PPG | ||||
Meeting Date: 16-Apr-20 | ||||
1.1 | Elect Director Stephen F. Angel | Management | For | Voted - For |
1.2 | Elect Director Hugh Grant | Management | For | Voted - For |
1.3 | Elect Director Melanie L. Healey | Management | For | Voted - For |
2.1 | Elect Director Kathleen A. Ligocki | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Declassify the Board of Directors | Management | For | Voted - For |
5 | Reduce Supermajority Vote Requirement | Management | For | Voted - For |
6 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
PRIMERICA, INC. | ||||
Security ID: 74164M108 Ticker: PRI | ||||
Meeting Date: 13-May-20 | ||||
1a | Elect Director John A. Addison, Jr. | Management | For | Voted - For |
1b | Elect Director Joel M. Babbit | Management | For | Voted - For |
1c | Elect Director P. George Benson | Management | For | Voted - For |
1d | Elect Director C. Saxby Chambliss | Management | For | Voted - For |
1e | Elect Director Gary L. Crittenden | Management | For | Voted - For |
1f | Elect Director Cynthia N. Day | Management | For | Voted - For |
1g | Elect Director Sanjeev Dheer | Management | For | Voted - For |
1h | Elect Director Beatriz R. Perez | Management | For | Voted - For |
1i | Elect Director D. Richard Williams | Management | For | Voted - For |
1j | Elect Director Glenn J. Williams | Management | For | Voted - For |
1k | Elect Director Barbara A. Yastine | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify KPMG LLP as Auditor | Management | For | Voted - For |
PRINCIPAL FINANCIAL GROUP, INC. | ||||
Security ID: 74251V102 Ticker: PFG | ||||
Meeting Date: 19-May-20 | ||||
1.1 | Elect Director Jonathan S. Auerbach | Management | For | Voted - For |
1.2 | Elect Director Jocelyn Carter-Miller | Management | For | Voted - For |
1.3 | Elect Director Scott M. Mills | Management | For | Voted - For |
2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Voted - For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
215
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
PROLOGIS, INC. | ||||
Security ID: 74340W103 Ticker: PLD | ||||
Meeting Date: 29-Apr-20 | ||||
1a | Elect Director Hamid R. Moghadam | Management | For | Voted - For |
1b | Elect Director Cristina G. Bita | Management | For | Voted - For |
1c | Elect Director George L. Fotiades | Management | For | Voted - For |
1d | Elect Director Lydia H. Kennard | Management | For | Voted - For |
1e | Elect Director Irving F. Lyons, III | Management | For | Voted - For |
1f | Elect Director Avid Modjtabai | Management | For | Voted - For |
1g | Elect Director David P. O'Connor | Management | For | Voted - For |
1h | Elect Director Olivier Piani | Management | For | Voted - For |
1i | Elect Director Jeffrey L. Skelton | Management | For | Voted - For |
1j | Elect Director Carl B. Webb | Management | For | Voted - For |
1k | Elect Director William D. Zollars | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Increase Authorized Common Stock | Management | For | Voted - For |
5 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
PRUDENTIAL FINANCIAL, INC. | ||||
Security ID: 744320102 Ticker: PRU | ||||
Meeting Date: 12-May-20 | ||||
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | Voted - For |
1.2 | Elect Director Gilbert F. Casellas | Management | For | Voted - For |
1.3 | Elect Director Robert M. Falzon | Management | For | Voted - For |
1.4 | Elect Director Martina Hund-Mejean | Management | For | Voted - For |
1.5 | Elect Director Karl J. Krapek | Management | For | Voted - For |
1.6 | Elect Director Peter R. Lighte | Management | For | Voted - For |
1.7 | Elect Director Charles F. Lowrey | Management | For | Voted - For |
1.8 | Elect Director George Paz | Management | For | Voted - For |
1.9 | Elect Director Sandra Pianalto | Management | For | Voted - For |
1.10 | Elect Director Christine A. Poon | Management | For | Voted - For |
1.11 | Elect Director Douglas A. Scovanner | Management | For | Voted - For |
1.12 | Elect Director Michael A. Todman | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
216
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
PVH CORP. | ||||
Security ID: 693656100 Ticker: PVH | ||||
Meeting Date: 18-Jun-20 | ||||
1a | Elect Director Mary Baglivo | Management | For | Voted - For |
1b | Elect Director Brent Callinicos | Management | For | Voted - For |
1c | Elect Director Emanuel Chirico | Management | For | Voted - For |
1d | Elect Director Joseph B. Fuller | Management | For | Voted - For |
1e | Elect Director V. James Marino | Management | For | Voted - For |
1f | Elect Director G. Penny McIntyre | Management | For | Voted - For |
1g | Elect Director Amy McPherson | Management | For | Voted - For |
1h | Elect Director Henry Nasella | Management | For | Voted - For |
1i | Elect Director Edward R. Rosenfeld | Management | For | Voted - For |
1j | Elect Director Craig Rydin | Management | For | Voted - For |
1k | Elect Director Judith Amanda Sourry Knox | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
QUALCOMM INCORPORATED | ||||
Security ID: 747525103 Ticker: QCOM | ||||
Meeting Date: 10-Mar-20 | ||||
1a | Elect Director Mark Fields | Management | For | Voted - For |
1b | Elect Director Jeffrey W. Henderson | Management | For | Voted - For |
1c | Elect Director Ann M. Livermore | Management | For | Voted - For |
1d | Elect Director Harish Manwani | Management | For | Voted - For |
1e | Elect Director Mark D. McLaughlin | Management | For | Voted - For |
1f | Elect Director Steve Mollenkopf | Management | For | Voted - For |
1g | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | Voted - For |
1h | Elect Director Irene B. Rosenfeld | Management | For | Voted - For |
1i | Elect Director Kornelis "Neil" Smit | Management | For | Voted - For |
1j | Elect Director Anthony J. Vinciquerra | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
QUEST DIAGNOSTICS INCORPORATED | ||||
Security ID: 74834L100 Ticker: DGX | ||||
Meeting Date: 19-May-20 | ||||
1.1 | Elect Director Vicky B. Gregg | Management | For | Voted - For |
1.2 | Elect Director Wright L. Lassiter, III | Management | For | Voted - For |
217
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Director Timothy L. Main | Management | For | Voted - For |
1.4 | Elect Director Denise M. Morrison | Management | For | Voted - For |
1.5 | Elect Director Gary M. Pfeiffer | Management | For | Voted - For |
1.6 | Elect Director Timothy M. Ring | Management | For | Voted - For |
1.7 | Elect Director Stephen H. Rusckowski | Management | For | Voted - For |
1.8 | Elect Director Daniel C. Stanzione | Management | For | Voted - For |
1.9 | Elect Director Helen I. Torley | Management | For | Voted - For |
1.10 | Elect Director Gail R. Wilensky | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
REGENERON PHARMACEUTICALS, INC. | ||||
Security ID: 75886F107 Ticker: REGN | ||||
Meeting Date: 12-Jun-20 | ||||
1a | Elect Director N. Anthony Coles | Management | For | Voted - For |
1b | Elect Director Joseph L. Goldstein | Management | For | Voted - For |
1c | Elect Director Christine A. Poon | Management | For | Voted - For |
1d | Elect Director P. Roy Vagelos | Management | For | Voted - For |
1e | Elect Director Huda Y. Zoghbi | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
RESMED INC. | ||||
Security ID: 761152107 Ticker: RMD | ||||
Meeting Date: 21-Nov-19 | ||||
1a | Elect Director Carol Burt | Management | For | Voted - For |
1b | Elect Director Jan De Witte | Management | For | Voted - For |
1c | Elect Director Rich Sulpizio | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
ROCKWELL AUTOMATION, INC. | ||||
Security ID: 773903109 Ticker: ROK | ||||
Meeting Date: 04-Feb-20 | ||||
A1 | Elect Director Steven R. Kalmanson | Management | For | Voted - For |
A2 | Elect Director James P. Keane | Management | For | Voted - For |
A3 | Elect Director Pam Murphy | Management | For | Voted - For |
A4 | Elect Director Donald R. Parfet | Management | For | Voted - For |
218
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
B | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
C | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
D | Approve Omnibus Stock Plan | Management | For | Voted - For |
ROYAL CARIBBEAN CRUISES LTD. | ||||
Security ID: V7780T103 Ticker: RCL | ||||
Meeting Date: 28-May-20 | ||||
1a | Elect Director John F. Brock | Management | For | Voted - For |
1b | Elect Director Richard D. Fain | Management | For | Voted - For |
1c | Elect Director Stephen R. Howe, Jr. | Management | For | Voted - For |
1d | Elect Director William L. Kimsey | Management | For | Voted - For |
1e | Elect Director Maritza G. Montiel | Management | For | Voted - For |
1f | Elect Director Ann S. Moore | Management | For | Voted - For |
1g | Elect Director Eyal M. Ofer | Management | For | Voted - For |
1h | Elect Director William K. Reilly | Management | For | Voted - For |
1i | Elect Director Vagn O. Sorensen | Management | For | Voted - For |
1j | Elect Director Donald Thompson | Management | For | Voted - For |
1k | Elect Director Arne Alexander Wilhelmsen | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Report on Political Contributions | Shareholder | Against | Voted - For |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
S&P GLOBAL INC. | ||||
Security ID: 78409V104 Ticker: SPGI | ||||
Meeting Date: 13-May-20 | ||||
1.1 | Elect Director Marco Alvera | Management | For | Voted - For |
1.2 | Elect Director William J. Amelio | Management | For | Voted - For |
1.3 | Elect Director William D. Green | Management | For | Voted - For |
1.4 | Elect Director Charles E. Haldeman, Jr. | Management | For | Voted - For |
1.5 | Elect Director Stephanie C. Hill | Management | For | Voted - For |
1.6 | Elect Director Rebecca J. Jacoby | Management | For | Voted - For |
1.7 | Elect Director Monique F. Leroux | Management | For | Voted - For |
1.8 | Elect Director Maria R. Morris | Management | For | Voted - For |
1.9 | Elect Director Douglas L. Peterson | Management | For | Voted - For |
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | Voted - For |
1.11 | Elect Director Kurt L. Schmoke | Management | For | Voted - For |
1.12 | Elect Director Richard E. Thornburgh | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Provide Directors May Be Removed With or Without | |||
Cause | Management | For | Voted - For | |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
219
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SALESFORCE.COM, INC. | ||||
Security ID: 79466L302 Ticker: CRM | ||||
Meeting Date: 11-Jun-20 | ||||
1a | Elect Director Marc Benioff | Management | For | Voted - For |
1b | Elect Director Craig Conway | Management | For | Voted - For |
1c | Elect Director Parker Harris | Management | For | Voted - For |
1d | Elect Director Alan Hassenfeld | Management | For | Voted - For |
1e | Elect Director Neelie Kroes | Management | For | Voted - For |
1f | Elect Director Colin Powell | Management | For | Voted - For |
1g | Elect Director Sanford Robertson | Management | For | Voted - For |
1h | Elect Director John V. Roos | Management | For | Voted - For |
1i | Elect Director Robin Washington | Management | For | Voted - For |
1j | Elect Director Maynard Webb | Management | For | Voted - For |
1k | Elect Director Susan Wojcicki | Management | For | Voted - For |
2 | Amend Omnibus Stock Plan | Management | For | Voted - For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
5 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
SEMPRA ENERGY | ||||
Security ID: 816851109 Ticker: SRE | ||||
Meeting Date: 05-May-20 | ||||
1.1 | Elect Director Alan L. Boeckmann | Management | For | Voted - For |
1.2 | Elect Director Kathleen L. Brown | Management | For | Voted - For |
1.3 | Elect Director Andres Conesa | Management | For | Voted - For |
1.4 | Elect Director Maria Contreras-Sweet | Management | For | Voted - For |
1.5 | Elect Director Pablo A. Ferrero | Management | For | Voted - For |
1.6 | Elect Director William D. Jones | Management | For | Voted - For |
1.7 | Elect Director Jeffrey W. Martin | Management | For | Voted - For |
1.8 | Elect Director Bethany J. Mayer | Management | For | Voted - For |
1.9 | Elect Director Michael N. Mears | Management | For | Voted - For |
1.10 | Elect Director Jack T. Taylor | Management | For | Voted - For |
1.11 | Elect Director Cynthia L. Walker | Management | For | Voted - For |
1.12 | Elect Director Cynthia J. Warner | Management | For | Voted - For |
1.13 | Elect Director James C. Yardley | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
220
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SOLAREDGE TECHNOLOGIES, INC. | ||||
Security ID: 83417M104 Ticker: SEDG | ||||
Meeting Date: 18-May-20 | ||||
1a | Elect Director Tal Payne | Management | For | Voted - Against |
1b | Elect Director Marcel Gani | Management | For | Voted - Against |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
SOUTHWEST AIRLINES CO. | ||||
Security ID: 844741108 Ticker: LUV | ||||
Meeting Date: 21-May-20 | ||||
1a | Elect Director David W. Biegler | Management | For | Voted - For |
1b | Elect Director J. Veronica Biggins | Management | For | Voted - For |
1c | Elect Director Douglas H. Brooks | Management | For | Voted - For |
1d | Elect Director William H. Cunningham | Management | For | Voted - For |
1e | Elect Director John G. Denison | Management | For | Voted - For |
1f | Elect Director Thomas W. Gilligan | Management | For | Voted - For |
1g | Elect Director Gary C. Kelly | Management | For | Voted - For |
1h | Elect Director Grace D. Lieblein | Management | For | Voted - For |
1i | Elect Director Nancy B. Loeffler | Management | For | Voted - For |
1j | Elect Director John T. Montford | Management | For | Voted - For |
1k | Elect Director Ron Ricks | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
4 | Require Independent Board Chair | Shareholder | Against | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
STARBUCKS CORPORATION | ||||
Security ID: 855244109 Ticker: SBUX | ||||
Meeting Date: 18-Mar-20 | ||||
1a | Elect Director Richard E. Allison, Jr. | Management | For | Voted - For |
1b | Elect Director Rosalind G. Brewer | Management | For | Voted - For |
1c | Elect Director Andrew Campion | Management | For | Voted - For |
1d | Elect Director Mary N. Dillon | Management | For | Voted - For |
1e | Elect Director Isabel Ge Mahe | Management | For | Voted - For |
1f | Elect Director Mellody Hobson | Management | For | Voted - For |
1g | Elect Director Kevin R. Johnson | Management | For | Voted - For |
1h | Elect Director Jorgen Vig Knudstorp | Management | For | Voted - For |
1i | Elect Director Satya Nadella | Management | For | Voted - For |
1j | Elect Director Joshua Cooper Ramo | Management | For | Voted - For |
221
Impact Shares YWCA Women’s Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1k | Elect Director Clara Shih | Management | For | Voted - For |
1l | Elect Director Javier G. Teruel | Management | For | Voted - For |
1m | Elect Director Myron E. Ullman, III | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Report on Risks of Omitting Viewpoint and Ideology | |||
from EEO Policy | Shareholder | Against | Voted - Against | |
STATE STREET CORPORATION | ||||
Security ID: 857477103 Ticker: STT | ||||
Meeting Date: 20-May-20 | ||||
1a | Elect Director Patrick de Saint-Aignan | Management | For | Voted - For |
1b | Elect Director Marie A. Chandoha | Management | For | Voted - For |
1c | Elect Director Lynn A. Dugle | Management | For | Voted - For |
1d | Elect Director Amelia C. Fawcett | Management | For | Voted - For |
1e | Elect Director William C. Freda | Management | For | Voted - For |
1f | Elect Director Sara Mathew | Management | For | Voted - For |
1g | Elect Director William L. Meaney | Management | For | Voted - For |
1h | Elect Director Ronald P. O'Hanley | Management | For | Voted - For |
1i | Elect Director Sean O'Sullivan | Management | For | Voted - For |
1j | Elect Director Richard P. Sergel | Management | For | Voted - For |
1k | Elect Director Gregory L. Summe | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
T. ROWE PRICE GROUP, INC. | ||||
Security ID: 74144T108 Ticker: TROW | ||||
Meeting Date: 12-May-20 | ||||
1a | Elect Director Mark S. Bartlett | Management | For | Voted - For |
1b | Elect Director Mary K. Bush | Management | For | Voted - For |
1c | Elect Director Dina Dublon | Management | For | Voted - For |
1d | Elect Director Freeman A. Hrabowski, III | Management | For | Voted - For |
1e | Elect Director Robert F. MacLellan | Management | For | Voted - For |
1f | Elect Director Olympia J. Snowe | Management | For | Voted - For |
1g | Elect Director Robert J. Stevens | Management | For | Voted - For |
1h | Elect Director William J. Stromberg | Management | For | Voted - For |
1i | Elect Director Richard R. Verma | Management | For | Voted - For |
1j | Elect Director Sandra S. Wijnberg | Management | For | Voted - For |
1k | Elect Director Alan D. Wilson | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
222
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Report on and Assess Proxy Voting Policies in | |||
Relation to Climate Change Position | Shareholder | Against | Voted - For | |
TARGET CORPORATION | ||||
Security ID: 87612E106 Ticker: TGT | ||||
Meeting Date: 10-Jun-20 | ||||
1a | Elect Director Douglas M. Baker, Jr. | Management | For | Voted - For |
1b | Elect Director George S. Barrett | Management | For | Voted - For |
1c | Elect Director Brian C. Cornell | Management | For | Voted - For |
1d | Elect Director Calvin Darden | Management | For | Voted - For |
1e | Elect Director Robert L. Edwards | Management | For | Voted - For |
1f | Elect Director Melanie L. Healey | Management | For | Voted - For |
1g | Elect Director Donald R. Knauss | Management | For | Voted - For |
1h | Elect Director Monica C. Lozano | Management | For | Voted - For |
1i | Elect Director Mary E. Minnick | Management | For | Voted - For |
1j | Elect Director Kenneth L. Salazar | Management | For | Voted - For |
1k | Elect Director Dmitri L. Stockton | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
TE CONNECTIVITY LTD. | ||||
Security ID: H84989104 Ticker: TEL | ||||
Meeting Date: 11-Mar-20 | ||||
1a | Elect Director Pierre R. Brondeau | Management | For | Voted - For |
1b | Elect Director Terrence R. Curtin | Management | For | Voted - For |
1c | Elect Director Carol A. ('John') Davidson | Management | For | Voted - For |
1d | Elect Director Lynn A. Dugle | Management | For | Voted - For |
1e | Elect Director William A. Jeffrey | Management | For | Voted - For |
1f | Elect Director David M. Kerko | Management | For | Voted - For |
1g | Elect Director Thomas J. Lynch | Management | For | Voted - For |
1h | Elect Director Yong Nam | Management | For | Voted - For |
1i | Elect Director Daniel J. Phelan | Management | For | Voted - For |
1j | Elect Director Abhijit Y. Talwalkar | Management | For | Voted - For |
1k | Elect Director Mark C. Trudeau | Management | For | Voted - For |
1l | Elect Director Dawn C. Willoughby | Management | For | Voted - For |
1m | Elect Director Laura H. Wright | Management | For | Voted - For |
2 | Elect Board Chairman Thomas J. Lynch | Management | For | Voted - For |
3a | Elect Daniel J. Phelan as Member of Management | |||
Development and Compensation Committee | Management | For | Voted - For | |
3b | Elect Abhijit Y. Talwalkar as Member of Management | |||
Development and Compensation Committee | Management | For | Voted - For | |
3c | Elect Mark C. Trudeau as Member of Management | |||
Development and Compensation Committee | Management | For | Voted - For |
223
Impact Shares YWCA Women’s Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3d | Elect Dawn C. Willoughby as Member of Management | |||
Development and Compensation Committee | Management | For | Voted - For | |
4 | Designate Rene Schwarzenbach as Independent Proxy | Management | For | Voted - For |
5.1 | Accept Annual Report for Fiscal Year Ended | |||
September 27, 2019 | Management | For | Voted - For | |
5.2 | Accept Statutory Financial Statements for Fiscal | |||
Year Ended September 27, 2019 | Management | For | Voted - For | |
5.3 | Approve Consolidated Financial Statements for | |||
Fiscal Year Ended September 27, 2019 | Management | For | Voted - For | |
6 | Approve Discharge of Board and Senior Management | Management | For | Voted - For |
7.1 | Ratify Deloitte & Touche LLP as Independent | |||
Registered Public Accounting Firm for Fiscal Year | ||||
2020 | Management | For | Voted - For | |
7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | Voted - For |
7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | Voted - For |
8 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
9 | Approve the Increase in Maximum Aggregate | |||
Remuneration of Executive Management | Management | For | Voted - For | |
10 | Approve the Increase in Maximum Aggregate | |||
Remuneration of Board of Directors | Management | For | Voted - For | |
11 | Approve Allocation of Available Earnings at | |||
September 27, 2019 | Management | For | Voted - For | |
12 | Approve Declaration of Dividend | Management | For | Voted - For |
13 | Amend Articles of Association Re: Authorized Capital | Management | For | Voted - Against |
14 | Approve Reduction of Share Capital | Management | For | Voted - For |
15 | Adjourn Meeting | Management | For | Voted - Against |
TEXAS INSTRUMENTS INCORPORATED | ||||
Security ID: 882508104 Ticker: TXN | ||||
Meeting Date: 23-Apr-20 | ||||
1a | Elect Director Mark A. Blinn | Management | For | Voted - For |
1b | Elect Director Todd M. Bluedorn | Management | For | Voted - For |
1c | Elect Director Janet F. Clark | Management | For | Voted - For |
1d | Elect Director Carrie S. Cox | Management | For | Voted - For |
1e | Elect Director Martin S. Craighead | Management | For | Voted - For |
1f | Elect Director Jean M. Hobby | Management | For | Voted - For |
1g | Elect Director Michael D. Hsu | Management | For | Voted - For |
1h | Elect Director Ronald Kirk | Management | For | Voted - For |
1i | Elect Director Pamela H. Patsley | Management | For | Voted - For |
1j | Elect Director Robert E. Sanchez | Management | For | Voted - For |
1k | Elect Director Richard k. Templeton | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
224
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE ALLSTATE CORPORATION | ||||
Security ID: 020002101 Ticker: ALL | ||||
Meeting Date: 19-May-20 | ||||
1a | Elect Director Kermit R. Crawford | Management | For | Voted - For |
1b | Elect Director Michael L. Eskew | Management | For | Voted - For |
1c | Elect Director Margaret M. Keane | Management | For | Voted - For |
1d | Elect Director Siddharth N. (Bobby) Mehta | Management | For | Voted - For |
1e | Elect Director Jacques P. Perold | Management | For | Voted - For |
1f | Elect Director Andrea Redmond | Management | For | Voted - For |
1g | Elect Director Gregg M. Sherrill | Management | For | Voted - For |
1h | Elect Director Judith A. Sprieser | Management | For | Voted - For |
1i | Elect Director Perry M. Traquina | Management | For | Voted - For |
1j | Elect Director Thomas J. Wilson | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
THE BANK OF NEW YORK MELLON CORPORATION | ||||
Security ID: 064058100 Ticker: BK | ||||
Meeting Date: 15-Apr-20 | ||||
1a | Elect Director Linda Z. Cook | Management | For | Voted - For |
1b | Elect Director Joseph J. Echevarria | Management | For | Voted - For |
1c | Elect Director Thomas P. "Todd" Gibbons | Management | For | Voted - For |
1d | Elect Director Jeffrey A. Goldstein | Management | For | Voted - For |
1e | Elect Director Edmund F. "Ted" Kelly | Management | For | Voted - For |
1f | Elect Director Jennifer B. Morgan | Management | For | Voted - For |
1g | Elect Director Elizabeth E. Robinson | Management | For | Voted - For |
1h | Elect Director Samuel C. Scott, III | Management | For | Voted - For |
1i | Elect Director Frederick O. Terrell | Management | For | Voted - For |
1j | Elect Director Alfred W. "AI" Zollar | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Report on Gender Pay Gap | Shareholder | Against | Voted - For |
5 | Require Shareholder Approval of Bylaw Amendments | |||
Adopted by the Board of Directors | Shareholder | Against | Voted - Against | |
THE CLOROX COMPANY | ||||
Security ID: 189054109 Ticker: CLX | ||||
Meeting Date: 20-Nov-19 | ||||
1.1 | Elect Director Amy Banse | Management | For | Voted - For |
1.2 | Elect Director Richard H. Carmona | Management | For | Voted - For |
1.3 | Elect Director Benno Dorer | Management | For | Voted - For |
225
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Director Spencer C. Fleischer | Management | For | Voted - For |
1.5 | Elect Director Esther Lee | Management | For | Voted - For |
1.6 | Elect Director A.D. David Mackay | Management | For | Voted - For |
1.7 | Elect Director Robert W. Matschullat | Management | For | Voted - For |
1.8 | Elect Director Matthew J. Shattock | Management | For | Voted - For |
1.9 | Elect Director Pamela Thomas-Graham | Management | For | Voted - For |
1.10 | Elect Director Russell J. Weiner | Management | For | Voted - For |
1.11 | Elect Director Christopher J. Williams | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Eliminate Supermajority Vote Requirement to Approve | |||
Certain Business Combinations | Management | For | Voted - For | |
THE ESTEE LAUDER COMPANIES INC. | ||||
Security ID: 518439104 Ticker: EL | ||||
Meeting Date: 15-Nov-19 | ||||
1.1 | Elect Director Ronald S. Lauder | Management | For | Voted - For |
1.2 | Elect Director William P. Lauder | Management | For | Voted - Withheld |
1.3 | Elect Director Richard D. Parsons | Management | For | Voted - Withheld |
1.4 | Elect Director Lynn Forester de Rothschild | Management | For | Voted - For |
1.5 | Elect Director Jennifer Tejada | Management | For | Voted - For |
1.6 | Elect Director Richard F. Zannino | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
THE GAP, INC. | ||||
Security ID: 364760108 Ticker: GPS | ||||
Meeting Date: 19-May-20 | ||||
1a | Elect Director Amy Bohutinsky | Management | For | Voted - For |
1b | Elect Director John J. Fisher | Management | For | Voted - For |
1c | Elect Director Robert J. Fisher | Management | For | Voted - For |
1d | Elect Director William S. Fisher | Management | For | Voted - For |
1e | Elect Director Tracy Gardner | Management | For | Voted - For |
1f | Elect Director Isabella D. Goren | Management | For | Voted - For |
1g | Elect Director Bob L. Martin | Management | For | Voted - For |
1h | Elect Director Amy Miles | Management | For | Voted - For |
1i | Elect Director Jorge P. Montoya | Management | For | Voted - For |
1j | Elect Director Chris O'Neill | Management | For | Voted - For |
1k | Elect Director Mayo A. Shattuck, III | Management | For | Voted - For |
1l | Elect Director Elizabeth A. Smith | Management | For | Voted - For |
1m | Elect Director Sonia Syngal | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
226
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | ||||
Security ID: 416515104 Ticker: HIG | ||||
Meeting Date: 20-May-20 | ||||
1a | Elect Director Robert B. Allardice, III | Management | For | Voted - For |
1b | Elect Director Larry D. De Shon | Management | For | Voted - For |
1c | Elect Director Carlos Dominguez | Management | For | Voted - For |
1d | Elect Director Trevor Fetter | Management | For | Voted - For |
1e | Elect Director Kathryn A. Mikells | Management | For | Voted - For |
1f | Elect Director Michael G. Morris | Management | For | Voted - For |
1g | Elect Director Teresa W. Roseborough | Management | For | Voted - For |
1h | Elect Director Virginia P. Ruesterholz | Management | For | Voted - For |
1i | Elect Director Christopher J. Swift | Management | For | Voted - For |
1j | Elect Director Matt Winter | Management | For | Voted - For |
1k | Elect Director Greig Woodring | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
THE HERSHEY COMPANY | ||||
Security ID: 427866108 Ticker: HSY | ||||
Meeting Date: 12-May-20 | ||||
1.1 | Elect Director Pamela M. Arway | Management | For | Voted - For |
1.2 | Elect Director James W. Brown | Management | For | Voted - For |
1.3 | Elect Director Michele G. Buck | Management | For | Voted - For |
1.4 | Elect Director Victor L. Crawford | Management | For | Voted - For |
1.5 | Elect Director Charles A. Davis | Management | For | Voted - For |
1.6 | Elect Director Mary Kay Haben | Management | For | Voted - For |
1.7 | Elect Director James C. Katzman | Management | For | Voted - For |
1.8 | Elect Director M. Diane Koken | Management | For | Voted - For |
1.9 | Elect Director Robert M. Malcolm | Management | For | Voted - For |
1.10 | Elect Director Anthony J. Palmer | Management | For | Voted - For |
1.11 | Elect Director Juan R. Perez | Management | For | Voted - For |
1.12 | Elect Director Wendy L. Schoppert | Management | For | Voted - For |
1.13 | Elect Director David L. Shedlarz | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
227
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE INTERPUBLIC GROUP OF COMPANIES, INC. | ||||
Security ID: 460690100 Ticker: IPG | ||||
Meeting Date: 21-May-20 | ||||
1.1 | Elect Director Jocelyn Carter-Miller | Management | For | Voted - For |
1.2 | Elect Director Mary J. Steele Guilfoile | Management | For | Voted - For |
1.3 | Elect Director Dawn Hudson | Management | For | Voted - For |
1.4 | Elect Director Jonathan F. Miller | Management | For | Voted - For |
1.5 | Elect Director Patrick Q. Moore | Management | For | Voted - For |
1.6 | Elect Director Michael I. Roth | Management | For | Voted - For |
1.7 | Elect Director Linda S. Sanford | Management | For | Voted - For |
1.8 | Elect Director David M. Thomas | Management | For | Voted - For |
1.9 | Elect Director E. Lee Wyatt, Jr. | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
THE J. M. SMUCKER COMPANY | ||||
Security ID: 832696405 Ticker: SJM | ||||
Meeting Date: 14-Aug-19 | ||||
1 | Elect Director Kathryn W. Dindo | Management | For | Voted - For |
1b | Elect Director Paul J. Dolan | Management | For | Voted - For |
1c | Elect Director Jay L. Henderson | Management | For | Voted - For |
1d | Elect Director Gary A. Oatey | Management | For | Voted - For |
1e | Elect Director Kirk L. Perry | Management | For | Voted - For |
1f | Elect Director Sandra Pianalto | Management | For | Voted - For |
1g | Elect Director Nancy Lopez Russell | Management | For | Voted - For |
1h | Elect Director Alex Shumate | Management | For | Voted - For |
1i | Elect Director Mark T. Smucker | Management | For | Voted - For |
1j | Elect Director Richard K. Smucker | Management | For | Voted - For |
1k | Elect Director Timothy P. Smucker | Management | For | Voted - For |
1l | Elect Director Dawn C. Willoughby | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
THE KRAFT HEINZ COMPANY | ||||
Security ID: 500754106 Ticker: KHC | ||||
Meeting Date: 12-Sep-19 | ||||
1a | Elect Director Gregory E. Abel | Management | For | Voted - For |
1b | Elect Director Alexandre Behring | Management | For | Voted - For |
1c | Elect Director Joao M. Castro-Neves | Management | For | Voted - For |
228
Impact Shares YWCA Women’s Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1d | Elect Director Tracy Britt Cool | Management | For | Voted - For |
1e | Elect Director John T. Cahill | Management | For | Voted - For |
1f | Elect Director Feroz Dewan | Management | For | Voted - For |
1g | Elect Director Jeanne P. Jackson | Management | For | Voted - For |
1h | Elect Director Jorge Paulo Lemann | Management | For | Voted - For |
1i | Elect Director John C. Pope | Management | For | Voted - For |
1j | Elect Director Alexandre Van Damme | Management | For | Voted - For |
1k | Elect Director George Zoghbi | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Report on Protein Diversification | Shareholder | Against | Voted - Against |
5 | Report on Efforts to Reduce Pesticide Use in the | |||
Company's Supply Chain | Shareholder | Against | Voted - For | |
THE KROGER CO. | ||||
Security ID: 501044101 Ticker: KR | ||||
Meeting Date: 25-Jun-20 | ||||
1a | Elect Director Nora A. Aufreiter | Management | For | Voted - For |
1b | Elect Director Anne Gates | Management | For | Voted - For |
1c | Elect Director Karen M. Hoguet | Management | For | Voted - For |
1d | Elect Director Susan J. Kropf | Management | For | Voted - For |
1e | Elect Director W. Rodney McMullen | Management | For | Voted - For |
1f | Elect Director Clyde R. Moore | Management | For | Voted - For |
1g | Elect Director Ronald L. Sargent | Management | For | Voted - For |
1h | Elect Director Bobby S. Shackouls | Management | For | Voted - For |
1i | Elect Director Mark S. Sutton | Management | For | Voted - For |
1j | Elect Director Ashok Vemuri | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLC as Auditor | Management | For | Voted - For |
4 | Assess Environmental Impact of Non-Recyclable | |||
Packaging | Shareholder | Against | Voted - For | |
5 | Report on Human Rights Due Diligence Process in | |||
Operations and Supply Chain | Shareholder | Against | Voted - For | |
THE MOSAIC COMPANY | ||||
Security ID: 61945C103 Ticker: MOS | ||||
Meeting Date: 21-May-20 | ||||
1a | Elect Director Cheryl K. Beebe | Management | For | Voted - For |
1b | Elect Director Oscar P. Bernardes | Management | For | Voted - For |
1c | Elect Director Nancy E. Cooper | Management | For | Voted - For |
1d | Elect Director Gregory L. Ebel | Management | For | Voted - For |
1e | Elect Director Timothy S. Gitzel | Management | For | Voted - For |
1f | Elect Director Denise C. Johnson | Management | For | Voted - For |
1g | Elect Director Emery N. Koenig | Management | For | Voted - For |
229
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1h | Elect Director James 'Joc' C. O'Rourke | Management | For | Voted - For |
1i | Elect Director David T. Seaton | Management | For | Voted - For |
1j | Elect Director Steven M. Seibert | Management | For | Voted - For |
1k | Elect Director Luciano Siani Pires | Management | For | Voted - For |
1l | Elect Director Gretchen H. Watkins | Management | For | Voted - For |
1m | Elect Director Kelvin W. Westbrook | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||
Security ID: 693475105 Ticker: PNC | ||||
Meeting Date: 28-Apr-20 | ||||
1.1 | Elect Director Joseph Alvarado | Management | For | Voted - For |
1.2 | Elect Director Charles E. Bunch | Management | For | Voted - For |
1.3 | Elect Director Debra A. Cafaro | Management | For | Voted - For |
1.4 | Elect Director Marjorie Rodgers Cheshire | Management | For | Voted - For |
1.5 | Elect Director William S. Demchak | Management | For | Voted - For |
1.6 | Elect Director Andrew T. Feldstein | Management | For | Voted - For |
1.7 | Elect Director Richard J. Harshman | Management | For | Voted - For |
1.8 | Elect Director Daniel R. Hesse | Management | For | Voted - For |
1.9 | Elect Director Linda R. Medler | Management | For | Voted - For |
1.10 | Elect Director Martin Pfinsgraff | Management | For | Voted - For |
1.11 | Elect Director Toni Townes-Whitley | Management | For | Voted - For |
1.12 | Elect Director Michael J. Ward | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
THE PROCTER & GAMBLE COMPANY | ||||
Security ID: 742718109 Ticker: PG | ||||
Meeting Date: 08-Oct-19 | ||||
1a | Elect Director Francis S. Blake | Management | For | Voted - For |
1b | Elect Director Angela F. Braly | Management | For | Voted - For |
1c | Elect Director Amy L. Chang | Management | For | Voted - For |
1d | Elect Director Scott D. Cook | Management | For | Voted - For |
1e | Elect Director Joseph Jimenez | Management | For | Voted - For |
1f | Elect Director Terry J. Lundgren | Management | For | Voted - For |
1g | Elect Director Christine M. McCarthy | Management | For | Voted - For |
1h | Elect Director W. James McNerney, Jr. | Management | For | Voted - For |
1i | Elect Director Nelson Peltz | Management | For | Voted - For |
1j | Elect Director David S. Taylor | Management | For | Voted - For |
1k | Elect Director Margaret C. Whitman | Management | For | Voted - For |
230
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1l | Elect Director Patricia A. Woertz | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
THE PROGRESSIVE CORPORATION | ||||
Security ID: 743315103 Ticker: PGR | ||||
Meeting Date: 08-May-20 | ||||
1a | Elect Director Philip Bleser | Management | For | Voted - For |
1b | Elect Director Stuart B. Burgdoerfer | Management | For | Voted - For |
1c | Elect Director Pamela J. Craig | Management | For | Voted - For |
1d | Elect Director Charles A. Davis | Management | For | Voted - For |
1e | Elect Director Roger N. Farah | Management | For | Voted - For |
1f | Elect Director Lawton W. Fitt | Management | For | Voted - For |
1g | Elect Director Susan Patricia Griffith | Management | For | Voted - For |
1h | Elect Director Jeffrey D. Kelly | Management | For | Voted - For |
1i | Elect Director Patrick H. Nettles | Management | For | Voted - For |
1j | Elect Director Barbara R. Snyder | Management | For | Voted - For |
1k | Elect Director Jan E. Tighe | Management | For | Voted - For |
1l | Elect Director Kahina Van Dyke | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
THE TJX COMPANIES, INC. | ||||
Security ID: 872540109 Ticker: TJX | ||||
Meeting Date: 09-Jun-20 | ||||
1a | Elect Director Zein Abdalla | Management | For | Voted - For |
1b | Elect Director Alan M. Bennett | Management | For | Voted - For |
1c | Elect Director Rosemary T. Berkery | Management | For | Voted - For |
1d | Elect Director David T. Ching | Management | For | Voted - For |
1e | Elect Director Ernie Herrman | Management | For | Voted - For |
1f | Elect Director Michael F. Hines | Management | For | Voted - For |
1g | Elect Director Amy B. Lane | Management | For | Voted - For |
1h | Elect Director Carol Meyrowitz | Management | For | Voted - For |
1i | Elect Director Jackwyn L. Nemerov | Management | For | Voted - For |
1j | Elect Director John F. O'Brien | Management | For | Voted - For |
1k | Elect Director Willow B. Shire | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Report on Reduction of Chemical Footprint | Shareholder | Against | Voted - For |
5 | Report on Animal Welfare | Shareholder | Against | Voted - For |
6 | Report on Pay Disparity | Shareholder | Against | Voted - For |
231
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Stock Retention/Holding Period | Shareholder | Against | Voted - For |
THE WALT DISNEY COMPANY | ||||
Security ID: 254687106 Ticker: DIS | ||||
Meeting Date: 11-Mar-20 | ||||
1a | Elect Director Susan E. Arnold | Management | For | Voted - For |
1b | Elect Director Mary T. Barra | Management | For | Voted - For |
1c | Elect Director Safra A. Catz | Management | For | Voted - For |
1d | Elect Director Francis A. deSouza | Management | For | Voted - For |
1e | Elect Director Michael B.G. Froman | Management | For | Voted - For |
1f | Elect Director Robert A. Iger | Management | For | Voted - For |
1g | Elect Director Maria Elena Lagomasino | Management | For | Voted - For |
1h | Elect Director Mark G. Parker | Management | For | Voted - For |
1i | Elect Director Derica W. Rice | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
TIFFANY & CO. | ||||
Security ID: 886547108 Ticker: TIF | ||||
Meeting Date: 04-Feb-20 | ||||
1 | Approve Merger Agreement | Management | For | Voted - For |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - For |
3 | Adjourn Meeting | Management | For | Voted - For |
Meeting Date: 01-Jun-20 | ||||
1a | Elect Director Alessandro Bogliolo | Management | For | Voted - For |
1b | Elect Director Rose Marie Bravo | Management | For | Voted - For |
1c | Elect Director Hafize Gaye Erkan | Management | For | Voted - For |
1d | Elect Director Roger N. Farah | Management | For | Voted - For |
1e | Elect Director Jane Hertzmark Hudis | Management | For | Voted - For |
1f | Elect Director Abby F. Kohnstamm | Management | For | Voted - For |
1g | Elect Director James E. Lillie | Management | For | Voted - For |
1h | Elect Director William A. Shutzer | Management | For | Voted - For |
1i | Elect Director Robert S. Singer | Management | For | Voted - For |
1j | Elect Director Annie Young-Scrivner | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
232
Impact Shares YWCA Women’s Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
T-MOBILE US, INC. | ||||
Security ID: 872590104 Ticker: TMUS | ||||
Meeting Date: 04-Jun-20 | ||||
1.1 | Elect Director Marcelo Claure | Management | For | Voted - Withheld |
1.2 | Elect Director Srikant M. Datar | Management | For | Voted - For |
1.3 | Elect Director Ronald D. Fisher | Management | For | Voted - Withheld |
1.4 | Elect Director Srini Gopalan | Management | For | Voted - Withheld |
1.5 | Elect Director Lawrence H. Guffey | Management | For | Voted - For |
1.6 | Elect Director Timotheus Hottges | Management | For | Voted - Withheld |
1.7 | Elect Director Christian P. Illek | Management | For | Voted - Withheld |
1.8 | Elect Director Stephen Kappes | Management | For | Voted - For |
1.9 | Elect Director Raphael Kubler | Management | For | Voted - Withheld |
1.10 | Elect Director Thorsten Langheim | Management | For | Voted - Withheld |
1.11 | Elect Director G. Michael (Mike) Sievert | Management | For | Voted - Withheld |
1.12 | Elect Director Teresa A. Taylor | Management | For | Voted - For |
1.13 | Elect Director Kelvin R. Westbrook | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Limit Accelerated Vesting of Equity Awards Upon a | |||
Change in Control | Shareholder | Against | Voted - For | |
TRANE TECHNOLOGIES PLC | ||||
Security ID: G8994E103 Ticker: TT | ||||
Meeting Date: 04-Jun-20 | ||||
1a | Elect Director Kirk E. Arnold | Management | For | Voted - For |
1b | Elect Director Ann C. Berzin | Management | For | Voted - For |
1c | Elect Director John Bruton | Management | For | Voted - For |
1d | Elect Director Jared L. Cohon | Management | For | Voted - For |
1e | Elect Director Gary D. Forsee | Management | For | Voted - For |
1f | Elect Director Linda P. Hudson | Management | For | Voted - For |
1g | Elect Director Michael W. Lamach | Management | For | Voted - For |
1h | Elect Director Myles P. Lee | Management | For | Voted - For |
1i | Elect Director Karen B. Peetz | Management | For | Voted - For |
1j | Elect Director John P. Surma | Management | For | Voted - For |
1k | Elect Director Richard J. Swift | Management | For | Voted - For |
1l | Elect Director Tony L. White | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve PricewaterhouseCoopers LLP as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
4 | Authorize Issue of Equity | Management | For | Voted - For |
5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | Voted - For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - For |
233
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
TYSON FOODS, INC. | ||||
Security ID: 902494103 Ticker: TSN | ||||
Meeting Date: 06-Feb-20 | ||||
1a | Elect Director John Tyson | Management | For | Voted - For |
1b | Elect Director Gaurdie E. Banister, Jr. | Management | For | Voted - For |
1c | Elect Director Dean Banks | Management | For | Voted - For |
1d | Elect Director Mike Beebe | Management | For | Voted - For |
1e | Elect Director Mikel A. Durham | Management | For | Voted - For |
1f | Elect Director Jonathan D. Mariner | Management | For | Voted - For |
1g | Elect Director Kevin M. McNamara | Management | For | Voted - For |
1h | Elect Director Cheryl S. Miller | Management | For | Voted - For |
1i | Elect Director Jeffrey K. Schomburger | Management | For | Voted - For |
1j | Elect Director Robert Thurber | Management | For | Voted - For |
1k | Elect Director Barbara A. Tyson | Management | For | Voted - Against |
1l | Elect Director Noel White | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Report on Deforestation Impacts in Company's Supply | |||
Chain | Shareholder | Against | Voted - For | |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Voted - For |
7 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Voted - For |
U.S. BANCORP | ||||
Security ID: 902973304 Ticker: USB | ||||
Meeting Date: 21-Apr-20 | ||||
1a | Elect Director Warner L. Baxter | Management | For | Voted - For |
1b | Elect Director Dorothy J. Bridges | Management | For | Voted - For |
1c | Elect Director Elizabeth L. Buse | Management | For | Voted - For |
1d | Elect Director Marc N. Casper | Management | For | Voted - For |
1e | Elect Director Andrew Cecere | Management | For | Voted - For |
1f | Elect Director Kimberly J. Harris | Management | For | Voted - For |
1g | Elect Director Roland A. Hernandez | Management | For | Voted - For |
1h | Elect Director Olivia F. Kirtley | Management | For | Voted - For |
1i | Elect Director Karen S. Lynch | Management | For | Voted - For |
1j | Elect Director Richard P. McKenney | Management | For | Voted - For |
1k | Elect Director Yusuf I. Mehdi | Management | For | Voted - For |
1l | Elect Director John P. Wiehoff | Management | For | Voted - For |
1m | Elect Director Scott W. Wine | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
234
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
UNION PACIFIC CORPORATION | ||||
Security ID: 907818108 Ticker: UNP | ||||
Meeting Date: 14-May-20 | ||||
1a | Elect Director Andrew H. Card, Jr. | Management | For | Voted - For |
1b | Elect Director William J. DeLaney | Management | For | Voted - For |
1c | Elect Director David B. Dillon | Management | For | Voted - For |
1d | Elect Director Lance M. Fritz | Management | For | Voted - For |
1e | Elect Director Deborah C. Hopkins | Management | For | Voted - For |
1f | Elect Director Jane H. Lute | Management | For | Voted - For |
1g | Elect Director Michael R. McCarthy | Management | For | Voted - For |
1h | Elect Director Thomas F. McLarty, III | Management | For | Voted - For |
1i | Elect Director Bhavesh V. Patel | Management | For | Voted - For |
1j | Elect Director Jose H. Villarreal | Management | For | Voted - For |
1k | Elect Director Christopher J. Williams | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
5 | Report on Climate Change | Shareholder | Against | Voted - For |
UNITED TECHNOLOGIES CORPORATION | ||||
Security ID: 913017109 Ticker: UTX | ||||
Meeting Date: 11-Oct-19 | ||||
1 | Issue Shares in Connection with Merger | Management | For | Voted - For |
2 | Adjourn Meeting | Management | For | Voted - For |
UNITEDHEALTH GROUP INCORPORATED | ||||
Security ID: 91324P102 Ticker: UNH | ||||
Meeting Date: 01-Jun-20 | ||||
1a | Elect Director Richard T. Burke | Management | For | Voted - For |
1b | Elect Director Timothy P. Flynn | Management | For | Voted - For |
1c | Elect Director Stephen J. Hemsley | Management | For | Voted - For |
1d | Elect Director Michele J. Hooper | Management | For | Voted - For |
1e | Elect Director F. William McNabb, III | Management | For | Voted - For |
1f | Elect Director Valerie C. Montgomery Rice | Management | For | Voted - For |
1g | Elect Director John H. Noseworthy | Management | For | Voted - For |
1h | Elect Director Glenn M. Renwick | Management | For | Voted - For |
1i | Elect Director David S. Wichmann | Management | For | Voted - For |
1j | Elect Director Gail R. Wilensky | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
235
Impact Shares YWCA Women’s Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Require Shareholder Approval of Bylaw Amendments | |||
Adopted by the Board of Directors | Shareholder | Against | Voted - Against | |
VENTAS, INC. | ||||
Security ID: 92276F100 Ticker: VTR | ||||
Meeting Date: 18-May-20 | ||||
1 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
2a | Elect Director Melody C. Barnes | Management | For | Voted - For |
2b | Elect Director Debra A. Cafaro | Management | For | Voted - For |
2c | Elect Director Jay M. Gellert | Management | For | Voted - For |
2d | Elect Director Richard I. Gilchrist | Management | For | Voted - For |
2e | Elect Director Matthew J. Lustig | Management | For | Voted - For |
2f | Elect Director Roxanne M. Martino | Management | For | Voted - For |
2g | Elect Director Sean P. Nolan | Management | For | Voted - For |
2h | Elect Director Walter C. Rakowich | Management | For | Voted - For |
2i | Elect Director Robert D. Reed | Management | For | Voted - For |
2j | Elect Director James D. Shelton | Management | For | Voted - For |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
VERISK ANALYTICS, INC. | ||||
Security ID: 92345Y106 Ticker: VRSK | ||||
Meeting Date: 20-May-20 | ||||
1a | Elect Director Christopher M. Foskett | Management | For | Voted - For |
1b | Elect Director David B. Wright | Management | For | Voted - For |
1c | Elect Director Annell R. Bay | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
VERIZON COMMUNICATIONS INC. | ||||
Security ID: 92343V104 Ticker: VZ | ||||
Meeting Date: 07-May-20 | ||||
1.1 | Elect Director Shellye L. Archambeau | Management | For | Voted - For |
1.2 | Elect Director Mark T. Bertolini | Management | For | Voted - For |
1.3 | Elect Director Vittorio Colao | Management | For | Voted - For |
1.4 | Elect Director Melanie L. Healey | Management | For | Voted - For |
1.5 | Elect Director Clarence Otis, Jr. | Management | For | Voted - For |
1.6 | Elect Director Daniel H. Schulman | Management | For | Voted - For |
1.7 | Elect Director Rodney E. Slater | Management | For | Voted - For |
1.8 | Elect Director Hans E. Vestberg | Management | For | Voted - For |
1.9 | Elect Director Gregory G. Weaver | Management | For | Voted - For |
236
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Eliminate Above-Market Earnings in Executive | |||
Retirement Plans | Shareholder | Against | Voted - For | |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
7 | Assess Feasibility of Data Privacy as a Performance | |||
Measure for Senior Executive Compensation | Shareholder | Against | Voted - For | |
8 | Submit Severance Agreement (Change-in-Control) to | |||
Shareholder Vote | Shareholder | Against | Voted - For | |
VF CORPORATION | ||||
Security ID: 918204108 Ticker: VFC | ||||
Meeting Date: 16-Jul-19 | ||||
1.1 | Elect Director Richard T. Carucci | Management | For | Voted - For |
1.2 | Elect Director Juliana L. Chugg | Management | For | Voted - For |
1.3 | Elect Director Benno Dorer | Management | For | Voted - For |
1.4 | Elect Director Mark S. Hoplamazian | Management | For | Voted - For |
1.5 | Elect Director Laura W. Lang | Management | For | Voted - For |
1.6 | Elect Director W. Alan McCollough | Management | For | Voted - For |
1.7 | Elect Director W. Rodney McMullen | Management | For | Voted - For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | Voted - For |
1.9 | Elect Director Steven E. Rendle | Management | For | Voted - For |
1.10 | Elect Director Carol L. Roberts | Management | For | Voted - For |
1.11 | Elect Director Matthew J. Shattock | Management | For | Voted - For |
1.12 | Elect Director Veronica B. Wu | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
VOYA FINANCIAL, INC. | ||||
Security ID: 929089100 Ticker: VOYA | ||||
Meeting Date: 21-May-20 | ||||
1a | Elect Director Lynne Biggar | Management | For | Voted - For |
1b | Elect Director Jane P. Chwick | Management | For | Voted - For |
1c | Elect Director Kathleen DeRose | Management | For | Voted - For |
1d | Elect Director Ruth Ann M. Gillis | Management | For | Voted - For |
1e | Elect Director J. Barry Griswell | Management | For | Voted - For |
1f | Elect Director Rodney O. Martin, Jr. | Management | For | Voted - For |
1g | Elect Director Byron H. Pollitt, Jr. | Management | For | Voted - For |
1h | Elect Director Joseph V. Tripodi | Management | For | Voted - For |
1i | Elect Director David Zwiener | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
237
Impact Shares YWCA Women’s Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
W.W. GRAINGER, INC. | ||||
Security ID: 384802104 Ticker: GWW | ||||
Meeting Date: 29-Apr-20 | ||||
1.1 | Elect Director Rodney C. Adkins | Management | For | Voted - For |
1.2 | Elect Director Brian P. Anderson | Management | For | Voted - For |
1.3 | Elect Director V. Ann Hailey | Management | For | Voted - For |
1.4 | Elect Director Stuart L. Levenick | Management | For | Voted - For |
1.5 | Elect Director D.G. Macpherson | Management | For | Voted - For |
1.6 | Elect Director Neil S. Novich | Management | For | Voted - For |
1.7 | Elect Director Beatriz R. Perez | Management | For | Voted - For |
1.8 | Elect Director Michael J. Roberts | Management | For | Voted - For |
1.9 | Elect Director E. Scott Santi | Management | For | Voted - For |
1.10 | Elect Director Susan Slavik Williams | Management | For | Voted - For |
1.11 | Elect Director Lucas E. Watson | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
WALGREENS BOOTS ALLIANCE, INC. | ||||
Security ID: 931427108 Ticker: WBA | ||||
Meeting Date: 30-Jan-20 | ||||
1a | Elect Director Jose E. Almeida | Management | For | Voted - For |
1b | Elect Director Janice M. Babiak | Management | For | Voted - For |
1c | Elect Director David J. Brailer | Management | For | Voted - For |
1d | Elect Director William C. Foote | Management | For | Voted - For |
1e | Elect Director Ginger L. Graham | Management | For | Voted - For |
1f | Elect Director John A. Lederer | Management | For | Voted - For |
1g | Elect Director Dominic P. Murphy | Management | For | Voted - For |
1h | Elect Director Stefano Pessina | Management | For | Voted - For |
1i | Elect Director Nancy M. Schlichting | Management | For | Voted - For |
1j | Elect Director James A. Skinner | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
5 | Adopt a Policy on Bonus Banking *Withdrawn | |||
Resolution* | Shareholder | N/A | Non-Voting | |
6 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For |
238
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
WASTE MANAGEMENT, INC. | ||||
Security ID: 94106L109 Ticker: WM | ||||
Meeting Date: 12-May-20 | ||||
1a | Elect Director Frank M. Clark, Jr. | Management | For | Voted - For |
1b | Elect Director James C. Fish, Jr. | Management | For | Voted - For |
1c | Elect Director Andres R. Gluski | Management | For | Voted - For |
1d | Elect Director Victoria M. Holt | Management | For | Voted - For |
1e | Elect Director Kathleen M. Mazzarella | Management | For | Voted - For |
1f | Elect Director William B. Plummer | Management | For | Voted - For |
1g | Elect Director John C. Pope | Management | For | Voted - For |
1h | Elect Director Thomas H. Weidemeyer | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
WELLS FARGO & COMPANY | ||||
Security ID: 949746101 Ticker: WFC | ||||
Meeting Date: 28-Apr-20 | ||||
1a | Elect Director Steven D. Black | Management | For | Voted - For |
1b | Elect Director Celeste A. Clark | Management | For | Voted - For |
1c | Elect Director Theodore F. Craver, Jr. | Management | For | Voted - For |
1d | Elect Director Wayne M. Hewett | Management | For | Voted - For |
1e | Elect Director Donald M. James | Management | For | Voted - For |
1f | Elect Director Maria R. Morris | Management | For | Voted - For |
1g | Elect Director Charles H. Noski | Management | For | Voted - For |
1h | Elect Director Richard B. Payne, Jr. | Management | For | Voted - For |
1i | Elect Director Juan A. Pujadas | Management | For | Voted - For |
1j | Elect Director Ronald L. Sargent | Management | For | Voted - For |
1k | Elect Director Charles W. Scharf | Management | For | Voted - For |
1l | Elect Director Suzanne M. Vautrinot | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Require Shareholder Approval of Bylaw Amendments | |||
Adopted by the Board of Directors | Shareholder | Against | Voted - Against | |
5 | Report on Incentive-Based Compensation and Risks of | |||
Material Losses | Shareholder | Against | Voted - For | |
6 | Report on Global Median Gender Pay Gap | Shareholder | Against | Voted - For |
239
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
WELLTOWER INC. | ||||
Security ID: 95040Q104 Ticker: WELL | ||||
Meeting Date: 30-Apr-20 | ||||
1a | Elect Director Kenneth J. Bacon | Management | For | Voted - For |
1b | Elect Director Thomas J. DeRosa | Management | For | Voted - For |
1c | Elect Director Karen B. DeSalvo | Management | For | Voted - For |
1d | Elect Director Jeffrey H. Donahue | Management | For | Voted - For |
1e | Elect Director Sharon M. Oster | Management | For | Voted - For |
1f | Elect Director Sergio D. Rivera | Management | For | Voted - For |
1g | Elect Director Johnese M. Spisso | Management | For | Voted - For |
1h | Elect Director Kathryn M. Sullivan | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
WEYERHAEUSER COMPANY | ||||
Security ID: 962166104 Ticker: WY | ||||
Meeting Date: 15-May-20 | ||||
1a | Elect Director Mark A. Emmert | Management | For | Voted - For |
1b | Elect Director Rick R. Holley | Management | For | Voted - For |
1c | Elect Director Sara Grootwassink Lewis | Management | For | Voted - For |
1d | Elect Director Al Monaco | Management | For | Voted - For |
1e | Elect Director Nicole W. Piasecki | Management | For | Voted - For |
1f | Elect Director Marc F. Racicot | Management | For | Voted - For |
1g | Elect Director Lawrence A. Selzer | Management | For | Voted - For |
1h | Elect Director D. Michael Steuert | Management | For | Voted - For |
1i | Elect Director Devin W. Stockfish | Management | For | Voted - For |
1j | Elect Director Kim Williams | Management | For | Voted - For |
1k | Elect Director Charles R. Williamson | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
WORKDAY, INC. | ||||
Security ID: 98138H101 Ticker: WDAY | ||||
Meeting Date: 09-Jun-20 | ||||
1.1 | Elect Director Michael C. Bush | Management | For | Voted - For |
1.2 | Elect Director Christa Davies | Management | For | Voted - For |
1.3 | Elect Director Michael A. Stankey | Management | For | Voted - For |
1.4 | Elect Director George J. Still, Jr. | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
240
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
XEROX HOLDINGS CORPORATION | ||||
Security ID: 98421M106 Ticker: XRX | ||||
Meeting Date: 21-May-20 | ||||
1.1 | Elect Director Keith Cozza | Management | For | Voted - For |
1.2 | Elect Director Jonathan Christodoro | Management | For | Voted - Against |
1.3 | Elect Director Joseph J. Echevarria | Management | For | Voted - For |
1.4 | Elect Director Nicholas Graziano | Management | For | Voted - For |
1.5 | Elect Director Cheryl Gordon Krongard | Management | For | Voted - Against |
1.6 | Elect Director Scott Letier | Management | For | Voted - Against |
1.7 | Elect Director Giovanni ('John') Visentin | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
XPO LOGISTICS, INC. | ||||
Security ID: 983793100 Ticker: XPO | ||||
Meeting Date: 14-May-20 | ||||
1.1 | Elect Director Bradley S. Jacobs | Management | For | Voted - For |
1.2 | Elect Director Gena L. Ashe | Management | For | Voted - For |
1.3 | Elect Director Marlene M. Colucci | Management | For | Voted - For |
1.4 | Elect Director AnnaMaria DeSalva | Management | For | Voted - For |
1.5 | Elect Director Michael G. Jesselson | Management | For | Voted - For |
1.6 | Elect Director Adrian P. Kingshott | Management | For | Voted - For |
1.7 | Elect Director Jason D. Papastavrou | Management | For | Voted - For |
1.8 | Elect Director Oren G. Shaffer | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
5 | Report on Integrating ESG Metrics Into Executive | |||
Compensation Program | Shareholder | Against | Voted - For | |
6 | Require Independent Board Chair | Shareholder | Against | Voted - For |
7 | Report on Sexual Harassment | Shareholder | Against | Voted - For |
8 | Limit Accelerated Vesting of Equity Awards Upon a | |||
Change in Control | Shareholder | Against | Voted - For | |
XYLEM INC. | ||||
Security ID: 98419M100 Ticker: XYL | ||||
Meeting Date: 13-May-20 | ||||
1a | Elect Director Jeanne Beliveau-Dunn | Management | For | Voted - For |
1b | Elect Director Patrick K. Decker | Management | For | Voted - For |
1c | Elect Director Robert F. Friel | Management | For | Voted - For |
241
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1d | Elect Director Jorge M. Gomez | Management | For | Voted - For |
1e | Elect Director Victoria D. Harker | Management | For | Voted - For |
1f | Elect Director Sten E. Jakobsson | Management | For | Voted - For |
1g | Elect Director Steven R. Loranger | Management | For | Voted - For |
1h | Elect Director Surya N. Mohapatra | Management | For | Voted - For |
1i | Elect Director Jerome A. Peribere | Management | For | Voted - For |
1j | Elect Director Markos I. Tambakeras | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For |
242
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