Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following funds, each of which is a series of Impact Shares Trust I:
Impact Shares NAACP Minority Empowerment ETF Impact Shares Sustainable Development Goals Global Equity ETF
Impact Shares YWCA Women’s Empowerment ETF
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3M COMPANY | ||||
Security ID: 88579Y101 Ticker: MMM | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Director Thomas "Tony" K. Brown | Management | For | Voted - For |
1.2 | Elect Director Pamela J. Craig | Management | For | Voted - For |
1.3 | Elect Director David B. Dillon | Management | For | Voted - For |
1.4 | Elect Director Michael L. Eskew | Management | For | Voted - For |
1.5 | Elect Director James R. Fitterling | Management | For | Voted - For |
1.6 | Elect Director Herbert L. Henkel | Management | For | Voted - For |
1.7 | Elect Director Amy E. Hood | Management | For | Voted - For |
1.8 | Elect Director Muhtar Kent | Management | For | Voted - For |
1.9 | Elect Director Dambisa F. Moyo | Management | For | Voted - For |
1.10 | Elect Director Gregory R. Page | Management | For | Voted - For |
1.11 | Elect Director Michael F. Roman | Management | For | Voted - For |
1.12 | Elect Director Patricia A. Woertz | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Consider Pay Disparity Between Executives and Other | |||
Employees | Shareholder | Against | Voted - For | |
6 | Amend Certificate of Incorporation to Become a | |||
Public Benefit Corporation | Shareholder | Against | Voted - Against | |
ABBOTT LABORATORIES | ||||
Security ID: 002824100 Ticker: ABT | ||||
Meeting Date: 23-Apr-21 | ||||
1.1 | Elect Director Robert J. Alpern | Management | For | Voted - For |
1.2 | Elect Director Roxanne S. Austin | Management | For | Voted - For |
1.3 | Elect Director Sally E. Blount | Management | For | Voted - For |
1.4 | Elect Director Robert B. Ford | Management | For | Voted - For |
1.5 | Elect Director Michelle A. Kumbier | Management | For | Voted - For |
1.6 | Elect Director Darren W. McDew | Management | For | Voted - For |
1.7 | Elect Director Nancy McKinstry | Management | For | Voted - For |
1.8 | Elect Director William A. Osborn | Management | For | Voted - For |
1.9 | Elect Director Michael F. Roman | Management | For | Voted - For |
1.10 | Elect Director Daniel J. Starks | Management | For | Voted - For |
1.11 | Elect Director John G. Stratton | Management | For | Voted - For |
1.12 | Elect Director Glenn F. Tilton | Management | For | Voted - For |
1.13 | Elect Director Miles D. White | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
3
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Adopt Majority Voting Standard for Amendments of | |||
the Articles of Incorporation and Effect Other | ||||
Ministerial Changes | Management | For | Voted - For | |
5 | Adopt Majority Voting Standard for Certain | |||
Extraordinary Transactions | Management | For | Voted - For | |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
7 | Report on Racial Justice | Shareholder | Against | Voted - For |
8 | Require Independent Board Chair | Shareholder | Against | Voted - For |
ABBVIE INC. | ||||
Security ID: 00287Y109 Ticker: ABBV | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Director Roxanne S. Austin | Management | For | Voted - For |
1.2 | Elect Director Richard A. Gonzalez | Management | For | Voted - For |
1.3 | Elect Director Rebecca B. Roberts | Management | For | Voted - For |
1.4 | Elect Director Glenn F. Tilton | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Voted - For |
6 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
8 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
ACCENTURE PLC | ||||
Security ID: G1151C101 Ticker: ACN | ||||
Meeting Date: 03-Feb-21 | ||||
1.1 | Elect Director Jaime Ardila | Management | For | Voted - For |
1.2 | Elect Director Herbert Hainer | Management | For | Voted - For |
1.3 | Elect Director Nancy McKinstry | Management | For | Voted - For |
1.4 | Elect Director Beth E. Mooney | Management | For | Voted - For |
1.5 | Elect Director Gilles C. Pelisson | Management | For | Voted - For |
1.6 | Elect Director Paula A. Price | Management | For | Voted - For |
1.7 | Elect Director Venkata (Murthy) Renduchintala | Management | For | Voted - For |
1.8 | Elect Director David Rowland | Management | For | Voted - For |
1.9 | Elect Director Arun Sarin | Management | For | Voted - For |
1.10 | Elect Director Julie Sweet | Management | For | Voted - For |
1.11 | Elect Director Frank K. Tang | Management | For | Voted - For |
1.12 | Elect Director Tracey T. Travis | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve KPMG LLP as Auditors and Authorize Board to | |||
Fix Their Remuneration | Management | For | Voted - For | |
4 | Renew the Board's Authority to Issue Shares Under | |||
Irish Law | Management | For | Voted - For |
4
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Authorize Board to Opt-Out of Statutory Pre-Emption | |||
Rights | Management | For | Voted - For | |
6 | Determine Price Range for Reissuance of Treasury | |||
Shares | Management | For | Voted - For | |
AECOM | ||||
Security ID: 00766T100 Ticker: ACM | ||||
Meeting Date: 24-Feb-21 | ||||
1.1 | Elect Director Bradley W. Buss | Management | For | Voted - For |
1.2 | Elect Director Robert G. Card | Management | For | Voted - For |
1.3 | Elect Director Diane C. Creel | Management | For | Voted - For |
1.4 | Elect Director Jacqueline C. Hinman | Management | For | Voted - For |
1.5 | Elect Director Lydia H. Kennard | Management | For | Voted - For |
1.6 | Elect Director W. Troy Rudd | Management | For | Voted - For |
1.7 | Elect Director Clarence T. Schmitz | Management | For | Voted - For |
1.8 | Elect Director Douglas W. Stotlar | Management | For | Voted - For |
1.9 | Elect Director Daniel R. Tishman | Management | For | Voted - For |
1.10 | Elect Director Sander van't Noordende | Management | For | Voted - For |
1.11 | Elect Director Janet C. Wolfenbarger | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
AGILENT TECHNOLOGIES, INC. | ||||
Security ID: 00846U101 Ticker: A | ||||
Meeting Date: 17-Mar-21 | ||||
1.1 | Elect Director Mala Anand | Management | For | Voted - For |
1.2 | Elect Director Koh Boon Hwee | Management | For | Voted - For |
1.3 | Elect Director Michael R. McMullen | Management | For | Voted - For |
1.4 | Elect Director Daniel K. Podolsky | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
AIR PRODUCTS AND CHEMICALS, INC. | ||||
Security ID: 009158106 Ticker: APD | ||||
Meeting Date: 28-Jan-21 | ||||
1.1 | Elect Director Susan K. Carter | Management | For | Voted - For |
1.2 | Elect Director Charles I. Cogut | Management | For | Voted - For |
1.3 | Elect Director Lisa A. Davis | Management | For | Voted - For |
1.4 | Elect Director Chadwick C. Deaton | Management | For | Voted - For |
1.5 | Elect Director Seifollah (Seifi) Ghasemi | Management | For | Voted - For |
5
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Director David H. Y. Ho | Management | For | Voted - For |
1.7 | Elect Director Edward L. Monser | Management | For | Voted - For |
1.8 | Elect Director Matthew H. Paull | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
ALBEMARLE CORPORATION | ||||
Security ID: 012653101 Ticker: ALB | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director Mary Lauren Brlas | Management | For | Voted - For |
1.2 | Elect Director J. Kent Masters, Jr. | Management | For | Voted - For |
1.3 | Elect Director Glenda J. Minor | Management | For | Voted - For |
1.4 | Elect Director James J. O'Brien | Management | For | Voted - For |
1.5 | Elect Director Diarmuid B. O'Connell | Management | For | Voted - For |
1.6 | Elect Director Dean L. Seavers | Management | For | Voted - For |
1.7 | Elect Director Gerald A. Steiner | Management | For | Voted - For |
1.8 | Elect Director Holly A. Van Deursen | Management | For | Voted - For |
1.9 | Elect Director Alejandro D. Wolff | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
ALEXION PHARMACEUTICALS, INC. | ||||
Security ID: 015351109 Ticker: ALXN | ||||
Meeting Date: 11-May-21 | ||||
1 | Approve Merger Agreement | Management | For | Voted - For |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - For |
3 | Adjourn Meeting | Management | For | Voted - For |
ALLIANT ENERGY CORPORATION | ||||
Security ID: 018802108 Ticker: LNT | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Roger K. Newport | Management | For | Voted - For |
1.2 | Elect Director Dean C. Oestreich | Management | For | Voted - For |
1.3 | Elect Director Carol P. Sanders | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Report on Costs and Benefits of Environmental | |||
Related Expenditures | Shareholder | Against | Voted - For |
6
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ALPHABET INC. | ||||
Security ID: 02079K305 Ticker: GOOGL | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Director Larry Page | Management | For | Voted - For |
1.2 | Elect Director Sergey Brin | Management | For | Voted - For |
1.3 | Elect Director Sundar Pichai | Management | For | Voted - For |
1.4 | Elect Director John L. Hennessy | Management | For | Voted - For |
1.5 | Elect Director Frances H. Arnold | Management | For | Voted - For |
1.6 | Elect Director L. John Doerr | Management | For | Voted - Against |
1.7 | Elect Director Roger W. Ferguson, Jr. | Management | For | Voted - For |
1.8 | Elect Director Ann Mather | Management | For | Voted - Against |
1.9 | Elect Director Alan R. Mulally | Management | For | Voted - For |
1.10 | Elect Director K. Ram Shriram | Management | For | Voted - Against |
1.11 | Elect Director Robin L. Washington | Management | For | Voted - Against |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Approve Omnibus Stock Plan | Management | For | Voted - Against |
4 | Approve Recapitalization Plan for all Stock to Have | |||
One-vote per Share | Shareholder | Against | Voted - For | |
5 | Require Independent Director Nominee with Human | |||
and/or Civil Rights Experience | Shareholder | Against | Voted - For | |
6 | Assess Feasibility of Including Sustainability as a | |||
Performance Measure for Senior Executive | ||||
Compensation | Shareholder | Against | Voted - For | |
7 | Report on Takedown Requests | Shareholder | Against | Voted - For |
8 | Report on Whistleblower Policies and Practices | Shareholder | Against | Voted - For |
9 | Report on Charitable Contributions | Shareholder | Against | Voted - For |
10 | Report on Risks Related to Anticompetitive Practices | Shareholder | Against | Voted - For |
11 | Amend Certificate of Incorporation to Become a | |||
Public Benefit Corporation | Shareholder | Against | Voted - Against | |
AMAZON.COM, INC. | ||||
Security ID: 023135106 Ticker: AMZN | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Director Jeffrey P. Bezos | Management | For | Voted - For |
1.2 | Elect Director Keith B. Alexander | Management | For | Voted - For |
1.3 | Elect Director Jamie S. Gorelick | Management | For | Voted - For |
1.4 | Elect Director Daniel P. Huttenlocher | Management | For | Voted - For |
1.5 | Elect Director Judith A. McGrath | Management | For | Voted - For |
1.6 | Elect Director Indra K. Nooyi | Management | For | Voted - For |
1.7 | Elect Director Jonathan J. Rubinstein | Management | For | Voted - For |
1.8 | Elect Director Thomas O. Ryder | Management | For | Voted - For |
1.9 | Elect Director Patricia Q. Stonesifer | Management | For | Voted - For |
1.10 | Elect Director Wendell P. Weeks | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against |
7
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Report on Customers' Use of its Surveillance and | |||
Computer Vision Products Capabilities or Cloud | ||||
Products Contribute to Human Rights Violations | Shareholder | Against | Voted - For | |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
6 | Report on Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
7 | Report on Promotion Data | Shareholder | Against | Voted - For |
8 | Report on the Impacts of Plastic Packaging | Shareholder | Against | Voted - For |
9 | Oversee and Report on a Civil Rights, Equity, | |||
Diversity and Inclusion Audit | Shareholder | Against | Voted - For | |
10 | Adopt a Policy to Include Hourly Employees as | |||
Director Candidates | Shareholder | Against | Voted - For | |
11 | Report on Board Oversight of Risks Related to | |||
Anti-Competitive Practices | Shareholder | Against | Voted - For | |
12 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
13 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
14 | Report on Potential Human Rights Impacts of | |||
Customers' Use of Rekognition | Shareholder | Against | Voted - For | |
AMCOR PLC | ||||
Security ID: G0250X107 Ticker: AMCR | ||||
Meeting Date: 04-Nov-20 | ||||
1.1 | Elect Director Graeme Liebelt | Management | For | Voted - For |
1.2 | Elect Director Armin Meyer | Management | For | Voted - For |
1.3 | Elect Director Ronald Delia | Management | For | Voted - For |
1.4 | Elect Director Andrea Bertone | Management | For | Voted - For |
1.5 | Elect Director Karen Guerra | Management | For | Voted - For |
1.6 | Elect Director Nicholas (Tom) Long | Management | For | Voted - For |
1.7 | Elect Director Arun Nayar | Management | For | Voted - For |
1.8 | Elect Director Jeremy Sutcliffe | Management | For | Voted - For |
1.9 | Elect Director David Szczupak | Management | For | Voted - For |
1.10 | Elect Director Philip Weaver | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
AMERICAN ELECTRIC POWER COMPANY, INC. | ||||
Security ID: 025537101 Ticker: AEP | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Director Nicholas K. Akins | Management | For | Voted - For |
1.2 | Elect Director David J. Anderson | Management | For | Voted - For |
1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | Voted - For |
1.4 | Elect Director Art A. Garcia | Management | For | Voted - For |
1.5 | Elect Director Linda A. Goodspeed | Management | For | Voted - For |
1.6 | Elect Director Thomas E. Hoaglin | Management | For | Voted - For |
1.7 | Elect Director Sandra Beach Lin | Management | For | Voted - For |
8
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Director Margaret M. McCarthy | Management | For | Voted - For |
1.9 | Elect Director Stephen S. Rasmussen | Management | For | Voted - For |
1.10 | Elect Director Oliver G. Richard, III | Management | For | Voted - For |
1.11 | Elect Director Daryl Roberts | Management | For | Voted - For |
1.12 | Elect Director Sara Martinez Tucker | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
AMERICAN EXPRESS COMPANY | ||||
Security ID: 025816109 Ticker: AXP | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director Thomas J. Baltimore | Management | For | Voted - For |
1.2 | Elect Director Charlene Barshefsky | Management | For | Voted - For |
1.3 | Elect Director John J. Brennan | Management | For | Voted - For |
1.4 | Elect Director Peter Chernin | Management | For | Voted - For |
1.5 | Elect Director Ralph de la Vega | Management | For | Voted - For |
1.6 | Elect Director Michael O. Leavitt | Management | For | Voted - For |
1.7 | Elect Director Theodore J. Leonsis | Management | For | Voted - For |
1.8 | Elect Director Karen L. Parkhill | Management | For | Voted - For |
1.9 | Elect Director Charles E. Phillips | Management | For | Voted - For |
1.10 | Elect Director Lynn A. Pike | Management | For | Voted - For |
1.11 | Elect Director Stephen J. Squeri | Management | For | Voted - For |
1.12 | Elect Director Daniel L. Vasella | Management | For | Voted - For |
1.13 | Elect Director Lisa W. Wardell | Management | For | Voted - For |
1.14 | Elect Director Ronald A. Williams | Management | For | Voted - For |
1.15 | Elect Director Christopher D. Young | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Publish Annually a Report Assessing Diversity, | |||
Equity, and Inclusion Efforts | Shareholder | Against | Voted - For | |
AMERICAN WATER WORKS COMPANY, INC. | ||||
Security ID: 030420103 Ticker: AWK | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director Jeffrey N. Edwards | Management | For | Voted - For |
1.2 | Elect Director Martha Clark Goss | Management | For | Voted - For |
1.3 | Elect Director Veronica M. Hagen | Management | For | Voted - For |
1.4 | Elect Director Kimberly J. Harris | Management | For | Voted - For |
1.5 | Elect Director Julia L. Johnson | Management | For | Voted - For |
1.6 | Elect Director Patricia L. Kampling | Management | For | Voted - For |
1.7 | Elect Director Karl F. Kurz | Management | For | Voted - For |
1.8 | Elect Director Walter J. Lynch | Management | For | Voted - For |
9
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Elect Director George MacKenzie | Management | For | Voted - For |
1.10 | Elect Director James G. Stavridis | Management | For | Voted - For |
1.11 | Elect Director Lloyd M. Yates | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
AMETEK, INC. | ||||
Security ID: 031100100 Ticker: AME | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Director Tod E. Carpenter | Management | For | Voted - For |
1.2 | Elect Director Karleen M. Oberton | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
AON PLC | ||||
Security ID: G0403H108 Ticker: AON | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Director Lester B. Knight | Management | For | Voted - For |
1.2 | Elect Director Gregory C. Case | Management | For | Voted - For |
1.3 | Elect Director Jin-Yong Cai | Management | For | Voted - For |
1.4 | Elect Director Jeffrey C. Campbell | Management | For | Voted - For |
1.5 | Elect Director Fulvio Conti | Management | For | Voted - For |
1.6 | Elect Director Cheryl A. Francis | Management | For | Voted - For |
1.7 | Elect Director J. Michael Losh | Management | For | Voted - For |
1.8 | Elect Director Richard B. Myers | Management | For | Voted - For |
1.9 | Elect Director Richard C. Notebaert | Management | For | Voted - For |
1.10 | Elect Director Gloria Santona | Management | For | Voted - For |
1.11 | Elect Director Byron O. Spruell | Management | For | Voted - For |
1.12 | Elect Director Carolyn Y. Woo | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Ratify Ernst & Young Chartered Accountants as | |||
Statutory Auditor | Management | For | Voted - For | |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | Voted - For |
6 | Amend Articles of Association Re: Article 190 | Management | For | Voted - For |
7 | Authorize the Board of Directors to Capitalize | |||
Certain Non-distributable Reserves | Management | For | Voted - For | |
8 | Approve Creation of Distributable Profits by the | |||
Reduction and Cancellation of the Amounts | ||||
Capitalized Pursuant to the Authority Given Under | ||||
Proposal 7 | Management | For | Voted - For |
10
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
APPLE INC. | ||||
Security ID: 037833100 Ticker: AAPL | ||||
Meeting Date: 23-Feb-21 | ||||
1.1 | Elect Director James Bell | Management | For | Voted - For |
1.2 | Elect Director Tim Cook | Management | For | Voted - For |
1.3 | Elect Director Al Gore | Management | For | Voted - For |
1.4 | Elect Director Andrea Jung | Management | For | Voted - For |
1.5 | Elect Director Art Levinson | Management | For | Voted - For |
1.6 | Elect Director Monica Lozano | Management | For | Voted - For |
1.7 | Elect Director Ron Sugar | Management | For | Voted - For |
1.8 | Elect Director Sue Wagner | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Proxy Access Amendments | Shareholder | Against | Voted - For |
5 | Improve Principles of Executive Compensation Program | Shareholder | Against | Voted - Against |
APTIV PLC | ||||
Security ID: G6095L109 Ticker: APTV | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Director Kevin P. Clark | Management | For | Voted - For |
1.2 | Elect Director Richard L. Clemmer | Management | For | Voted - For |
1.3 | Elect Director Nancy E. Cooper | Management | For | Voted - For |
1.4 | Elect Director Nicholas M. Donofrio | Management | For | Voted - For |
1.5 | Elect Director Rajiv L. Gupta | Management | For | Voted - For |
1.6 | Elect Director Joseph L. Hooley | Management | For | Voted - For |
1.7 | Elect Director Merit E. Janow | Management | For | Voted - For |
1.8 | Elect Director Sean O. Mahoney | Management | For | Voted - For |
1.9 | Elect Director Paul M. Meister | Management | For | Voted - For |
1.10 | Elect Director Robert K. Ortberg | Management | For | Voted - For |
1.11 | Elect Director Colin J. Parris | Management | For | Voted - For |
1.12 | Elect Director Ana G. Pinczuk | Management | For | Voted - For |
2 | Approve Ernst & Young LLP as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
ARCHER-DANIELS-MIDLAND COMPANY | ||||
Security ID: 039483102 Ticker: ADM | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Director Michael S. Burke | Management | For | Voted - For |
1.2 | Elect Director Theodore Colbert | Management | For | Voted - For |
1.3 | Elect Director Terrell K. Crews | Management | For | Voted - For |
11
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Director Pierre Dufour | Management | For | Voted - For |
1.5 | Elect Director Donald E. Felsinger | Management | For | Voted - For |
1.6 | Elect Director Suzan F. Harrison | Management | For | Voted - For |
1.7 | Elect Director Juan R. Luciano | Management | For | Voted - For |
1.8 | Elect Director Patrick J. Moore | Management | For | Voted - For |
1.9 | Elect Director Francisco J. Sanchez | Management | For | Voted - For |
1.10 | Elect Director Debra A. Sandler | Management | For | Voted - For |
1.11 | Elect Director Lei Z. Schlitz | Management | For | Voted - For |
1.12 | Elect Director Kelvin R. Westbrook | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
AT&T INC. | ||||
Security ID: 00206R102 Ticker: T | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Director William E. Kennard | Management | For | Voted - For |
1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | Voted - For |
1.3 | Elect Director Scott T. Ford | Management | For | Voted - For |
1.4 | Elect Director Glenn H. Hutchins | Management | For | Voted - For |
1.5 | Elect Director Debra L. Lee | Management | For | Voted - For |
1.6 | Elect Director Stephen J. Luczo | Management | For | Voted - For |
1.7 | Elect Director Michael B. McCallister | Management | For | Voted - For |
1.8 | Elect Director Beth E. Mooney | Management | For | Voted - For |
1.9 | Elect Director Matthew K. Rose | Management | For | Voted - For |
1.10 | Elect Director John T. Stankey | Management | For | Voted - For |
1.11 | Elect Director Cynthia B. Taylor | Management | For | Voted - For |
1.12 | Elect Director Geoffrey Y. Yang | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Lower Ownership Threshold for Action by Written | |||
Consent | Shareholder | Against | Voted - For | |
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | ||||
Security ID: G0751N103 Ticker: AY | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director Michael Woollcombe | Management | For | Voted - For |
1.2 | Elect Director Michael Forsayeth | Management | For | Voted - For |
1.3 | Elect Director William Aziz | Management | For | Voted - For |
1.4 | Elect Director Brenda Eprile | Management | For | Voted - For |
1.5 | Elect Director Debora Del Favero | Management | For | Voted - For |
1.6 | Elect Director Arun Banskota | Management | For | Voted - For |
1.7 | Elect Director George Trisic | Management | For | Voted - For |
12
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Director Santiago Seage | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Approve Remuneration Policy | Management | For | Voted - For |
5 | Reappoint Ernst & Young LLP and Ernst & Young S.L. | |||
as Auditors | Management | For | Voted - For | |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For |
7 | Authorise Issue of Equity | Management | For | Voted - For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
9 | Authorise Issue of Equity without Pre-emptive | |||
Rights (Additional Authority) | Management | For | Voted - Against | |
10 | Approve Reduction of the Share Premium Account | Management | For | Voted - For |
AUTOLIV, INC. | ||||
Security ID: 052800109 Ticker: ALV | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director Mikael Bratt | Management | For | Voted - For |
1.2 | Elect Director Laurie Brlas | Management | For | Voted - For |
1.3 | Elect Director Jan Carlson | Management | For | Voted - For |
1.4 | Elect Director Hasse Johansson | Management | For | Voted - For |
1.5 | Elect Director Leif Johansson | Management | For | Voted - For |
1.6 | Elect Director Franz-Josef Kortum | Management | For | Voted - For |
1.7 | Elect Director Frederic Lissalde | Management | For | Voted - For |
1.8 | Elect Director Min Liu | Management | For | Voted - For |
1.9 | Elect Director Xiaozhi Liu | Management | For | Voted - For |
1.10 | Elect Director Martin Lundstedt | Management | For | Voted - For |
1.11 | Elect Director Thaddeus J. "Ted" Senko | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young AB as Auditor | Management | For | Voted - For |
AVALONBAY COMMUNITIES, INC. | ||||
Security ID: 053484101 Ticker: AVB | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Glyn F. Aeppel | Management | For | Voted - For |
1.2 | Elect Director Terry S. Brown | Management | For | Voted - For |
1.3 | Elect Director Alan B. Buckelew | Management | For | Voted - For |
1.4 | Elect Director Ronald L. Havner, Jr. | Management | For | Voted - For |
1.5 | Elect Director Stephen P. Hills | Management | For | Voted - For |
1.6 | Elect Director Christopher B. Howard | Management | For | Voted - For |
1.7 | Elect Director Richard J. Lieb | Management | For | Voted - For |
1.8 | Elect Director Nnenna Lynch | Management | For | Voted - For |
1.9 | Elect Director Timothy J. Naughton | Management | For | Voted - For |
1.10 | Elect Director Benjamin W. Schall | Management | For | Voted - For |
1.11 | Elect Director Susan Swanezy | Management | For | Voted - For |
13
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.12 | Elect Director W. Edward Walter | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
AVANGRID, INC. | ||||
Security ID: 05351W103 Ticker: AGR | ||||
Meeting Date: 01-Jun-21 | ||||
1.1 | Elect Director Ignacio S. Galan | Management | For | Voted - Against |
1.2 | Elect Director John Baldacci | Management | For | Voted - Against |
1.3 | Elect Director Daniel Alcain Lopez | Management | For | Voted - Against |
1.4 | Elect Director Dennis V. Arriola | Management | For | Voted - Against |
1.5 | Elect Director Pedro Azagra Blazquez | Management | For | Voted - Against |
1.6 | Elect Director Robert Duffy | Management | For | Voted - For |
1.7 | Elect Director Teresa Herbert | Management | For | Voted - For |
1.8 | Elect Director Patricia Jacobs | Management | For | Voted - For |
1.9 | Elect Director John Lahey | Management | For | Voted - For |
1.10 | Elect Director Jose Angel Marra Rodriguez | Management | For | Voted - Against |
1.11 | Elect Director Santiago Martinez Garrido | Management | For | Voted - Against |
1.12 | Elect Director Jose Sainz Armada | Management | For | Voted - Against |
1.13 | Elect Director Alan Solomont | Management | For | Voted - For |
1.14 | Elect Director Elizabeth Timm | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
BANK OF AMERICA CORPORATION | ||||
Security ID: 060505104 Ticker: BAC | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Director Sharon L. Allen | Management | For | Voted - For |
1.2 | Elect Director Susan S. Bies | Management | For | Voted - For |
1.3 | Elect Director Frank P. Bramble, Sr. | Management | For | Voted - For |
1.4 | Elect Director Pierre J.P. de Weck | Management | For | Voted - For |
1.5 | Elect Director Arnold W. Donald | Management | For | Voted - For |
1.6 | Elect Director Linda P. Hudson | Management | For | Voted - For |
1.7 | Elect Director Monica C. Lozano | Management | For | Voted - For |
1.8 | Elect Director Thomas J. May | Management | For | Voted - For |
1.9 | Elect Director Brian T. Moynihan | Management | For | Voted - For |
1.10 | Elect Director Lionel L. Nowell, III | Management | For | Voted - For |
1.11 | Elect Director Denise L. Ramos | Management | For | Voted - For |
1.12 | Elect Director Clayton S. Rose | Management | For | Voted - For |
1.13 | Elect Director Michael D. White | Management | For | Voted - For |
1.14 | Elect Director Thomas D. Woods | Management | For | Voted - For |
1.15 | Elect Director R. David Yost | Management | For | Voted - For |
14
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.16 | Elect Director Maria T. Zuber | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
7 | Approve Change in Organizational Form | Shareholder | Against | Voted - Against |
8 | Request on Racial Equity Audit | Shareholder | Against | Voted - For |
BAXTER INTERNATIONAL INC. | ||||
Security ID: 071813109 Ticker: BAX | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director Jose (Joe) E. Almeida | Management | For | Voted - For |
1.2 | Elect Director Thomas F. Chen | Management | For | Voted - For |
1.3 | Elect Director John D. Forsyth | Management | For | Voted - For |
1.4 | Elect Director Peter S. Hellman | Management | For | Voted - For |
1.5 | Elect Director Michael F. Mahoney | Management | For | Voted - For |
1.6 | Elect Director Patricia B. Morrison | Management | For | Voted - For |
1.7 | Elect Director Stephen N. Oesterle | Management | For | Voted - For |
1.8 | Elect Director Cathy R. Smith | Management | For | Voted - For |
1.9 | Elect Director Thomas T. Stallkamp | Management | For | Voted - For |
1.10 | Elect Director Albert P.L. Stroucken | Management | For | Voted - For |
1.11 | Elect Director Amy A. Wendell | Management | For | Voted - For |
1.12 | Elect Director David S. Wilkes | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
7 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
BECTON, DICKINSON AND COMPANY | ||||
Security ID: 075887109 Ticker: BDX | ||||
Meeting Date: 26-Jan-21 | ||||
1.1 | Elect Director Catherine M. Burzik | Management | For | Voted - For |
1.2 | Elect Director R. Andrew Eckert | Management | For | Voted - For |
1.3 | Elect Director Vincent A. Forlenza | Management | For | Voted - For |
1.4 | Elect Director Claire M. Fraser | Management | For | Voted - For |
1.5 | Elect Director Jeffrey W. Henderson | Management | For | Voted - For |
1.6 | Elect Director Christopher Jones | Management | For | Voted - For |
1.7 | Elect Director Marshall O. Larsen | Management | For | Voted - For |
1.8 | Elect Director David F. Melcher | Management | For | Voted - For |
1.9 | Elect Director Thomas E. Polen | Management | For | Voted - For |
15
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Director Claire Pomeroy | Management | For | Voted - For |
1.11 | Elect Director Rebecca W. Rimel | Management | For | Voted - For |
1.12 | Elect Director Timothy M. Ring | Management | For | Voted - For |
1.13 | Elect Director Bertram L. Scott | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
BIOGEN INC. | ||||
Security ID: 09062X103 Ticker: BIIB | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Director Alexander J. Denner | Management | For | Voted - For |
1.2 | Elect Director Caroline D. Dorsa | Management | For | Voted - For |
1.3 | Elect Director Maria C. Freire | Management | For | Voted - For |
1.4 | Elect Director William A. Hawkins | Management | For | Voted - For |
1.5 | Elect Director William D. Jones | Management | For | Voted - For |
1.6 | Elect Director Nancy L. Leaming | Management | For | Voted - For |
1.7 | Elect Director Jesus B. Mantas | Management | For | Voted - For |
1.8 | Elect Director Richard C. Mulligan | Management | For | Voted - For |
1.9 | Elect Director Stelios Papadopoulos | Management | For | Voted - For |
1.10 | Elect Director Brian S. Posner | Management | For | Voted - For |
1.11 | Elect Director Eric K. Rowinsky | Management | For | Voted - For |
1.12 | Elect Director Stephen A. Sherwin | Management | For | Voted - For |
1.13 | Elect Director Michel Vounatsos | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Amend Certificate of Incorporation to Add Federal | |||
Forum Selection Provision | Management | For | Voted - For | |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
6 | Report on Gender Pay Gap | Shareholder | Against | Voted - For |
BOSTON SCIENTIFIC CORPORATION | ||||
Security ID: 101137107 Ticker: BSX | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Director Nelda J. Connors | Management | For | Voted - For |
1.2 | Elect Director Charles J. Dockendorff | Management | For | Voted - For |
1.3 | Elect Director Yoshiaki Fujimori | Management | For | Voted - For |
1.4 | Elect Director Donna A. James | Management | For | Voted - For |
1.5 | Elect Director Edward J. Ludwig | Management | For | Voted - For |
1.6 | Elect Director Michael F. Mahoney | Management | For | Voted - For |
1.7 | Elect Director David J. Roux | Management | For | Voted - For |
1.8 | Elect Director John E. Sununu | Management | For | Voted - For |
1.9 | Elect Director Ellen M. Zane | Management | For | Voted - For |
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Report on Non-Management Employee Representation on | |||
the Board of Directors | Shareholder | Against | Voted - Against | |
BRISTOL-MYERS SQUIBB COMPANY | ||||
Security ID: 110122108 Ticker: BMY | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director Peter J. Arduini | Management | For | Voted - For |
1.2 | Elect Director Michael W. Bonney | Management | For | Voted - For |
1.3 | Elect Director Giovanni Caforio | Management | For | Voted - For |
1.4 | Elect Director Julia A. Haller | Management | For | Voted - For |
1.5 | Elect Director Paula A. Price | Management | For | Voted - For |
1.6 | Elect Director Derica W. Rice | Management | For | Voted - For |
1.7 | Elect Director Theodore R. Samuels | Management | For | Voted - For |
1.8 | Elect Director Gerald L. Storch | Management | For | Voted - For |
1.9 | Elect Director Karen H. Vousden | Management | For | Voted - For |
1.10 | Elect Director Phyllis R. Yale | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
5 | Reduce Ownership Threshold for Special Shareholder | |||
Meetings to 15% | Management | For | Voted - For | |
6 | Require Independent Board Chair | Shareholder | Against | Voted - For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
8 | Reduce Ownership Threshold for Special Shareholder | |||
Meetings to 10% | Shareholder | Against | Voted - For | |
BUNGE LIMITED | ||||
Security ID: G16962105 Ticker: BG | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director Sheila Bair | Management | For | Voted - For |
1.2 | Elect Director Carol M. Browner | Management | For | Voted - For |
1.3 | Elect Director Paul Fribourg | Management | For | Voted - For |
1.4 | Elect Director J. Erik Fyrwald | Management | For | Voted - For |
1.5 | Elect Director Gregory A. Heckman | Management | For | Voted - For |
1.6 | Elect Director Bernardo Hees | Management | For | Voted - For |
1.7 | Elect Director Kathleen Hyle | Management | For | Voted - For |
1.8 | Elect Director Henry W. (Jay) Winship | Management | For | Voted - For |
1.9 | Elect Director Mark N. Zenuk | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Deloitte & Touche LLP as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Voted - For |
5 | Report on the Soy Supply Chain | Shareholder | For | Voted - For |
6 | Adopt Simple Majority Vote | Shareholder | Against | Voted - For |
CAMPBELL SOUP COMPANY | ||||
Security ID: 134429109 Ticker: CPB | ||||
Meeting Date: 18-Nov-20 | ||||
1.1 | Elect Director Fabiola R. Arredondo | Management | For | Voted - For |
1.2 | Elect Director Howard M. Averill | Management | For | Voted - For |
1.3 | Elect Director John P. (JP) Bilbrey | Management | For | Voted - For |
1.4 | Elect Director Mark A. Clouse | Management | For | Voted - For |
1.5 | Elect Director Bennett Dorrance | Management | For | Voted - For |
1.6 | Elect Director Maria Teresa (Tessa) Hilado | Management | For | Voted - For |
1.7 | Elect Director Sarah Hofstetter | Management | For | Voted - For |
1.8 | Elect Director Marc B. Lautenbach | Management | For | Voted - For |
1.9 | Elect Director Mary Alice Dorrance Malone | Management | For | Voted - For |
1.10 | Elect Director Keith R. McLoughlin | Management | For | Voted - For |
1.11 | Elect Director Kurt T. Schmidt | Management | For | Voted - For |
1.12 | Elect Director Archbold D. van Beuren | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
CARDINAL HEALTH, INC. | ||||
Security ID: 14149Y108 Ticker: CAH | ||||
Meeting Date: 04-Nov-20 | ||||
1.1 | Elect Director Carrie S. Cox | Management | For | Voted - For |
1.2 | Elect Director Calvin Darden | Management | For | Voted - For |
1.3 | Elect Director Bruce L. Downey | Management | For | Voted - For |
1.4 | Elect Director Sheri H. Edison | Management | For | Voted - For |
1.5 | Elect Director David C. Evans | Management | For | Voted - For |
1.6 | Elect Director Patricia A. Hemingway Hall | Management | For | Voted - For |
1.7 | Elect Director Akhil Johri | Management | For | Voted - For |
1.8 | Elect Director Michael C. Kaufmann | Management | For | Voted - For |
1.9 | Elect Director Gregory B. Kenny | Management | For | Voted - For |
1.10 | Elect Director Nancy Killefer | Management | For | Voted - For |
1.11 | Elect Director J. Michael Losh | Management | For | Voted - For |
1.12 | Elect Director Dean A. Scarborough | Management | For | Voted - For |
1.13 | Elect Director John H. Weiland | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Management | For | Voted - For | |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For |
18
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Require Independent Board Chair | Shareholder | Against | Voted - For |
CARRIER GLOBAL CORP. | ||||
Security ID: 14448C104 Ticker: CARR | ||||
Meeting Date: 19-Apr-21 | ||||
1.1 | Elect Director John V. Faraci | Management | For | Voted - For |
1.2 | Elect Director Jean-Pierre Garnier | Management | For | Voted - For |
1.3 | Elect Director David Gitlin | Management | For | Voted - For |
1.4 | Elect Director John J. Greisch | Management | For | Voted - For |
1.5 | Elect Director Charles M. Holley, Jr. | Management | For | Voted - For |
1.6 | Elect Director Michael M. McNamara | Management | For | Voted - For |
1.7 | Elect Director Michael A. Todman | Management | For | Voted - For |
1.8 | Elect Director Virginia M. Wilson | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
CF INDUSTRIES HOLDINGS, INC. | ||||
Security ID: 125269100 Ticker: CF | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director Javed Ahmed | Management | For | Voted - For |
1.2 | Elect Director Robert C. Arzbaecher | Management | For | Voted - For |
1.3 | Elect Director Deborah L. DeHaas | Management | For | Voted - For |
1.4 | Elect Director John W. Eaves | Management | For | Voted - For |
1.5 | Elect Director Stephen A. Furbacher | Management | For | Voted - For |
1.6 | Elect Director Stephen J. Hagge | Management | For | Voted - For |
1.7 | Elect Director Anne P. Noonan | Management | For | Voted - For |
1.8 | Elect Director Michael J. Toelle | Management | For | Voted - For |
1.9 | Elect Director Theresa E. Wagler | Management | For | Voted - For |
1.10 | Elect Director Celso L. White | Management | For | Voted - For |
1.11 | Elect Director W. Anthony Will | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Adopt the Jurisdiction of Incorporation as the | |||
Exclusive Forum for Certain Disputes | Management | For | Voted - For | |
4 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
CIGNA CORPORATION | ||||
Security ID: 125523100 Ticker: CI | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Director David M. Cordani | Management | For | Voted - For |
19
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Director William J. DeLaney | Management | For | Voted - For |
1.3 | Elect Director Eric J. Foss | Management | For | Voted - For |
1.4 | Elect Director Elder Granger | Management | For | Voted - For |
1.5 | Elect Director Isaiah Harris, Jr. | Management | For | Voted - For |
1.6 | Elect Director George Kurian | Management | For | Voted - For |
1.7 | Elect Director Kathleen M. Mazzarella | Management | For | Voted - For |
1.8 | Elect Director Mark B. McClellan | Management | For | Voted - For |
1.9 | Elect Director John M. Partridge | Management | For | Voted - For |
1.10 | Elect Director Kimberly A. Ross | Management | For | Voted - For |
1.11 | Elect Director Eric C. Wiseman | Management | For | Voted - For |
1.12 | Elect Director Donna F. Zarcone | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
6 | Report on Gender Pay Gap | Shareholder | Against | Voted - For |
7 | Disclose Board Matrix Including Ideological | |||
Perspectives | Shareholder | Against | Voted - For | |
CINTAS CORPORATION | ||||
Security ID: 172908105 Ticker: CTAS | ||||
Meeting Date: 27-Oct-20 | ||||
1.1 | Elect Director Gerald S. Adolph | Management | For | Voted - For |
1.2 | Elect Director John F. Barrett | Management | For | Voted - For |
1.3 | Elect Director Melanie W. Barstad | Management | For | Voted - For |
1.4 | Elect Director Karen L. Carnahan | Management | For | Voted - For |
1.5 | Elect Director Robert E. Coletti | Management | For | Voted - For |
1.6 | Elect Director Scott D. Farmer | Management | For | Voted - For |
1.7 | Elect Director Joseph Scaminace | Management | For | Voted - For |
1.8 | Elect Director Ronald W. Tysoe | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Report on Political Contributions Disclosure | Shareholder | Against | Voted - For |
CISCO SYSTEMS, INC. | ||||
Security ID: 17275R102 Ticker: CSCO | ||||
Meeting Date: 10-Dec-20 | ||||
1.1 | Elect Director M. Michele Burns | Management | For | Voted - For |
1.2 | Elect Director Wesley G. Bush | Management | For | Voted - For |
1.3 | Elect Director Michael D. Capellas | Management | For | Voted - For |
1.4 | Elect Director Mark Garrett | Management | For | Voted - For |
1.5 | Elect Director Kristina M. Johnson | Management | For | Voted - For |
1.6 | Elect Director Roderick C. McGeary | Management | For | Voted - For |
20
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Elect Director Charles H. Robbins | Management | For | Voted - For |
1.8 | Elect Director Arun Sarin - Withdrawn | Management | For | Non-Voting |
1.9 | Elect Director Brenton L. Saunders | Management | For | Voted - For |
1.10 | Elect Director Lisa T. Su | Management | For | Voted - For |
2 | Change State of Incorporation from California to | |||
Delaware | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
6 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
CITIGROUP INC. | ||||
Security ID: 172967424 Ticker: C | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Director Ellen M. Costello | Management | For | Voted - For |
1.2 | Elect Director Grace E. Dailey | Management | For | Voted - For |
1.3 | Elect Director Barbara J. Desoer | Management | For | Voted - For |
1.4 | Elect Director John C. Dugan | Management | For | Voted - For |
1.5 | Elect Director Jane N. Fraser | Management | For | Voted - For |
1.6 | Elect Director Duncan P. Hennes | Management | For | Voted - For |
1.7 | Elect Director Peter B. Henry | Management | For | Voted - For |
1.8 | Elect Director S. Leslie Ireland | Management | For | Voted - For |
1.9 | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | Voted - For |
1.10 | Elect Director Renee J. James | Management | For | Voted - For |
1.11 | Elect Director Gary M. Reiner | Management | For | Voted - For |
1.12 | Elect Director Diana L. Taylor | Management | For | Voted - For |
1.13 | Elect Director James S. Turley | Management | For | Voted - For |
1.14 | Elect Director Deborah C. Wright | Management | For | Voted - For |
1.15 | Elect Director Alexander R. Wynaendts | Management | For | Voted - For |
1.16 | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
6 | Require Independent Board Chair | Shareholder | Against | Voted - For |
7 | Adopt a Policy to Include Non-Management Employees | |||
as Prospective Director Candidates | Shareholder | Against | Voted - Against | |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
9 | Report on Racial Equity Audit | Shareholder | Against | Voted - For |
10 | Amend Certificate of Incorporation to Become a | |||
Public Benefit Corporation | Shareholder | Against | Voted - Against |
21
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CMS ENERGY CORPORATION | ||||
Security ID: 125896100 Ticker: CMS | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Director Jon E. Barfield | Management | For | Voted - For |
1.2 | Elect Director Deborah H. Butler | Management | For | Voted - For |
1.3 | Elect Director Kurt L. Darrow | Management | For | Voted - For |
1.4 | Elect Director William D. Harvey | Management | For | Voted - For |
1.5 | Elect Director Garrick J. Rochow | Management | For | Voted - For |
1.6 | Elect Director John G. Russell | Management | For | Voted - For |
1.7 | Elect Director Suzanne F. Shank | Management | For | Voted - For |
1.8 | Elect Director Myrna M. Soto | Management | For | Voted - For |
1.9 | Elect Director John G. Sznewajs | Management | For | Voted - For |
1.10 | Elect Director Ronald J. Tanski | Management | For | Voted - For |
1.11 | Elect Director Laura H. Wright | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Report on Costs and Benefits of Environmental | |||
Related Expenditures | Shareholder | Against | Voted - For | |
CONSOLIDATED EDISON, INC. | ||||
Security ID: 209115104 Ticker: ED | ||||
Meeting Date: 17-May-21 | ||||
1.1 | Elect Director Timothy P. Cawley | Management | For | Voted - For |
1.2 | Elect Director Ellen V. Futter | Management | For | Voted - For |
1.3 | Elect Director John F. Killian | Management | For | Voted - For |
1.4 | Elect Director Karol V. Mason | Management | For | Voted - For |
1.5 | Elect Director John McAvoy | Management | For | Voted - For |
1.6 | Elect Director Dwight A. McBride | Management | For | Voted - For |
1.7 | Elect Director William J. Mulrow | Management | For | Voted - For |
1.8 | Elect Director Armando J. Olivera | Management | For | Voted - For |
1.9 | Elect Director Michael W. Ranger | Management | For | Voted - For |
1.10 | Elect Director Linda S. Sanford | Management | For | Voted - For |
1.11 | Elect Director Deirdre Stanley | Management | For | Voted - For |
1.12 | Elect Director L. Frederick Sutherland | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
CROWN CASTLE INTERNATIONAL CORP. | ||||
Security ID: 22822V101 Ticker: CCI | ||||
Meeting Date: 21-May-21 | ||||
1.1 | Elect Director P. Robert Bartolo | Management | For | Voted - For |
22
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Director Jay A. Brown | Management | For | Voted - For |
1.3 | Elect Director Cindy Christy | Management | For | Voted - For |
1.4 | Elect Director Ari Q. Fitzgerald | Management | For | Voted - For |
1.5 | Elect Director Andrea J. Goldsmith | Management | For | Voted - For |
1.6 | Elect Director Lee W. Hogan | Management | For | Voted - For |
1.7 | Elect Director Tammy K. Jones | Management | For | Voted - For |
1.8 | Elect Director J. Landis Martin | Management | For | Voted - For |
1.9 | Elect Director Anthony J. Melone | Management | For | Voted - For |
1.10 | Elect Director W. Benjamin Moreland | Management | For | Voted - For |
1.11 | Elect Director Kevin A. Stephens | Management | For | Voted - For |
1.12 | Elect Director Matthew Thornton, III | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
CSX CORPORATION | ||||
Security ID: 126408103 Ticker: CSX | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Director Donna M. Alvarado | Management | For | Voted - For |
1.2 | Elect Director Thomas P. Bostick | Management | For | Voted - For |
1.3 | Elect Director James M. Foote | Management | For | Voted - For |
1.4 | Elect Director Steven T. Halverson | Management | For | Voted - For |
1.5 | Elect Director Paul C. Hilal | Management | For | Voted - For |
1.6 | Elect Director David M. Moffett | Management | For | Voted - For |
1.7 | Elect Director Linda H. Riefler | Management | For | Voted - For |
1.8 | Elect Director Suzanne M. Vautrinot | Management | For | Voted - For |
1.9 | Elect Director James L. Wainscott | Management | For | Voted - For |
1.10 | Elect Director J. Steven Whisler | Management | For | Voted - For |
1.11 | Elect Director John J. Zillmer | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
CUMMINS INC. | ||||
Security ID: 231021106 Ticker: CMI | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Director N. Thomas Linebarger | Management | For | Voted - For |
1.2 | Elect Director Robert J. Bernhard | Management | For | Voted - For |
1.3 | Elect Director Franklin R. Chang Diaz | Management | For | Voted - For |
1.4 | Elect Director Bruno V. Di Leo Allen | Management | For | Voted - For |
1.5 | Elect Director Stephen B. Dobbs | Management | For | Voted - For |
1.6 | Elect Director Carla A. Harris | Management | For | Voted - For |
1.7 | Elect Director Robert K. Herdman | Management | For | Voted - For |
1.8 | Elect Director Alexis M. Herman | Management | For | Voted - For |
23
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Elect Director Thomas J. Lynch | Management | For | Voted - For |
1.10 | Elect Director William I. Miller | Management | For | Voted - For |
1.11 | Elect Director Georgia R. Nelson | Management | For | Voted - For |
1.12 | Elect Director Kimberly A. Nelson | Management | For | Voted - For |
1.13 | Elect Director Karen H. Quintos | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
4 | Abolish Professional Services Allowance | Shareholder | Against | Voted - For |
CVS HEALTH CORPORATION | ||||
Security ID: 126650100 Ticker: CVS | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Director Fernando Aguirre | Management | For | Voted - For |
1.2 | Elect Director C. David Brown, II | Management | For | Voted - For |
1.3 | Elect Director Alecia A. DeCoudreaux | Management | For | Voted - For |
1.4 | Elect Director Nancy-Ann M. DeParle | Management | For | Voted - For |
1.5 | Elect Director David W. Dorman | Management | For | Voted - For |
1.6 | Elect Director Roger N. Farah | Management | For | Voted - For |
1.7 | Elect Director Anne M. Finucane | Management | For | Voted - For |
1.8 | Elect Director Edward J. Ludwig | Management | For | Voted - For |
1.9 | Elect Director Karen S. Lynch | Management | For | Voted - For |
1.10 | Elect Director Jean-Pierre Millon | Management | For | Voted - For |
1.11 | Elect Director Mary L. Schapiro | Management | For | Voted - For |
1.12 | Elect Director William C. Weldon | Management | For | Voted - For |
1.13 | Elect Director Tony L. White | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to | |||
Request Action by Written Consent | Shareholder | Against | Voted - For | |
5 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
DEERE & COMPANY | ||||
Security ID: 244199105 Ticker: DE | ||||
Meeting Date: 24-Feb-21 | ||||
1.1 | Elect Director Tamra A. Erwin | Management | For | Voted - For |
1.2 | Elect Director Alan C. Heuberger | Management | For | Voted - For |
1.3 | Elect Director Charles O. Holliday, Jr. | Management | For | Voted - For |
1.4 | Elect Director Dipak C. Jain | Management | For | Voted - For |
1.5 | Elect Director Michael O. Johanns | Management | For | Voted - For |
1.6 | Elect Director Clayton M. Jones | Management | For | Voted - For |
1.7 | Elect Director John C. May | Management | For | Voted - For |
1.8 | Elect Director Gregory R. Page | Management | For | Voted - For |
1.9 | Elect Director Sherry M. Smith | Management | For | Voted - For |
24
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Director Dmitri L. Stockton | Management | For | Voted - For |
1.11 | Elect Director Sheila G. Talton | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
DELL TECHNOLOGIES INC. | ||||
Security ID: 24703L202 Ticker: DELL | ||||
Meeting Date: 22-Jun-21 | ||||
1.1 | Elect Director Michael S. Dell | Management | For | Voted - Withheld |
1.2 | Elect Director David W. Dorman | Management | For | Voted - Withheld |
1.3 | Elect Director Egon Durban | Management | For | Voted - Withheld |
1.4 | Elect Director William D. Green | Management | For | Voted - Withheld |
1.5 | Elect Director Simon Patterson | Management | For | Voted - Withheld |
1.6 | Elect Director Lynn M. Vojvodich | Management | For | Voted - Withheld |
1.7 | Elect Director Ellen J. Kullman | Management | For | Voted - Withheld |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
DELTA AIR LINES, INC. | ||||
Security ID: 247361702 Ticker: DAL | ||||
Meeting Date: 17-Jun-21 | ||||
1.1 | Elect Director Edward H. Bastian | Management | For | Voted - For |
1.2 | Elect Director Francis S. Blake | Management | For | Voted - For |
1.3 | Elect Director Ashton B. Carter | Management | For | Voted - For |
1.4 | Elect Director David G. DeWalt | Management | For | Voted - For |
1.5 | Elect Director William H. Easter, III | Management | For | Voted - For |
1.6 | Elect Director Christopher A. Hazleton | Management | For | Voted - For |
1.7 | Elect Director Michael P. Huerta | Management | For | Voted - For |
1.8 | Elect Director Jeanne P. Jackson | Management | For | Voted - For |
1.9 | Elect Director George N. Mattson | Management | For | Voted - For |
1.10 | Elect Director Sergio A.L. Rial | Management | For | Voted - For |
1.11 | Elect Director David S. Taylor | Management | For | Voted - For |
1.12 | Elect Director Kathy N. Waller | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Report on Climate Lobbying | Shareholder | Against | Voted - For |
25
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
DOLLAR TREE, INC. | ||||
Security ID: 256746108 Ticker: DLTR | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Director Arnold S. Barron | Management | For | Voted - For |
1.2 | Elect Director Gregory M. Bridgeford | Management | For | Voted - For |
1.3 | Elect Director Thomas W. Dickson | Management | For | Voted - For |
1.4 | Elect Director Lemuel E. Lewis | Management | For | Voted - For |
1.5 | Elect Director Jeffrey G. Naylor | Management | For | Voted - For |
1.6 | Elect Director Winnie Y. Park | Management | For | Voted - For |
1.7 | Elect Director Bob Sasser | Management | For | Voted - For |
1.8 | Elect Director Stephanie P. Stahl | Management | For | Voted - For |
1.9 | Elect Director Carrie A. Wheeler | Management | For | Voted - For |
1.10 | Elect Director Thomas E. Whiddon | Management | For | Voted - For |
1.11 | Elect Director Michael A. Witynski | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
DOMINION ENERGY, INC. | ||||
Security ID: 25746U109 Ticker: D | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director James A. Bennett | Management | For | Voted - For |
1.2 | Elect Director Robert M. Blue | Management | For | Voted - For |
1.3 | Elect Director Helen E. Dragas | Management | For | Voted - For |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | Voted - For |
1.5 | Elect Director D. Maybank Hagood | Management | For | Voted - For |
1.6 | Elect Director Ronald W. Jibson | Management | For | Voted - For |
1.7 | Elect Director Mark J. Kington | Management | For | Voted - For |
1.8 | Elect Director Joseph M. Rigby | Management | For | Voted - For |
1.9 | Elect Director Pamela J. Royal | Management | For | Voted - For |
1.10 | Elect Director Robert H. Spilman, Jr. | Management | For | Voted - For |
1.11 | Elect Director Susan N. Story | Management | For | Voted - For |
1.12 | Elect Director Michael E. Szymanczyk | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
6 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
26
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
DTE ENERGY COMPANY | ||||
Security ID: 233331107 Ticker: DTE | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Gerard M. Anderson | Management | For | Voted - For |
1.2 | Elect Director David A. Brandon | Management | For | Voted - For |
1.3 | Elect Director Charles G. McClure, Jr. | Management | For | Voted - For |
1.4 | Elect Director Gail J. McGovern | Management | For | Voted - For |
1.5 | Elect Director Mark A. Murray | Management | For | Voted - For |
1.6 | Elect Director Gerardo Norcia | Management | For | Voted - For |
1.7 | Elect Director Ruth G. Shaw | Management | For | Voted - For |
1.8 | Elect Director Robert C. Skaggs, Jr. | Management | For | Voted - For |
1.9 | Elect Director David A. Thomas | Management | For | Voted - For |
1.10 | Elect Director Gary H. Torgow | Management | For | Voted - For |
1.11 | Elect Director James H. Vandenberghe | Management | For | Voted - For |
1.12 | Elect Director Valerie M. Williams | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Report on Political Contributions | Shareholder | Against | Voted - For |
6 | Report on Costs and Benefits of Environmental | |||
Related Expenditures | Shareholder | Against | Voted - For | |
DUKE ENERGY CORPORATION | ||||
Security ID: 26441C204 Ticker: DUK | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Director Michael G. Browning | Management | For | Voted - For |
1.2 | Elect Director Annette K. Clayton | Management | For | Voted - For |
1.3 | Elect Director Theodore F. Craver, Jr. | Management | For | Voted - For |
1.4 | Elect Director Robert M. Davis | Management | For | Voted - For |
1.5 | Elect Director Caroline Dorsa | Management | For | Voted - For |
1.6 | Elect Director W. Roy Dunbar | Management | For | Voted - For |
1.7 | Elect Director Nicholas C. Fanandakis | Management | For | Voted - For |
1.8 | Elect Director Lynn J. Good | Management | For | Voted - For |
1.9 | Elect Director John T. Herron | Management | For | Voted - For |
1.10 | Elect Director E. Marie McKee | Management | For | Voted - For |
1.11 | Elect Director Michael J. Pacilio | Management | For | Voted - For |
1.12 | Elect Director Thomas E. Skains | Management | For | Voted - For |
1.13 | Elect Director William E. Webster, Jr. | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
6 | Report on Political Contributions and Expenditures | Shareholder | Against | Voted - For |
27
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
DUPONT DE NEMOURS, INC. | ||||
Security ID: 26614N102 Ticker: DD | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Director Amy G. Brady | Management | For | Voted - For |
1.2 | Elect Director Edward D. Breen | Management | For | Voted - For |
1.3 | Elect Director Ruby R. Chandy | Management | For | Voted - For |
1.4 | Elect Director Franklin K. Clyburn, Jr. | Management | For | Voted - For |
1.5 | Elect Director Terrence R. Curtin | Management | For | Voted - For |
1.6 | Elect Director Alexander M. Cutler | Management | For | Voted - For |
1.7 | Elect Director Eleuthere I. du Pont | Management | For | Voted - For |
1.8 | Elect Director Luther C. Kissam | Management | For | Voted - For |
1.9 | Elect Director Frederick M. Lowery | Management | For | Voted - For |
1.10 | Elect Director Raymond J. Milchovich | Management | For | Voted - For |
1.11 | Elect Director Deanna M. Mulligan | Management | For | Voted - For |
1.12 | Elect Director Steven M. Sterin | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Management | For | Voted - For | |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
6 | Adopt Policy to Annually Disclose EEO-1 Data | Shareholder | Against | Voted - For |
7 | Report on Plastic Pollution | Shareholder | Against | Voted - For |
DXC TECHNOLOGY COMPANY | ||||
Security ID: 23355L106 Ticker: DXC | ||||
Meeting Date: 13-Aug-20 | ||||
1.1 | Elect Director Mukesh Aghi | Management | For | Voted - For |
1.2 | Elect Director Amy E. Alving | Management | For | Voted - For |
1.3 | Elect Director David A. Barnes | Management | For | Voted - For |
1.4 | Elect Director Raul J. Fernandez | Management | For | Voted - For |
1.5 | Elect Director David L. Herzog | Management | For | Voted - For |
1.6 | Elect Director Mary L. Krakauer | Management | For | Voted - For |
1.7 | Elect Director Ian C. Read | Management | For | Voted - For |
1.8 | Elect Director Michael J. Salvino | Management | For | Voted - For |
1.9 | Elect Director Manoj P. Singh | Management | For | Voted - For |
1.10 | Elect Director Robert F. Woods | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
5 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Voted - For |
28
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EASTMAN CHEMICAL COMPANY | ||||
Security ID: 277432100 Ticker: EMN | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Director Humberto P. Alfonso | Management | For | Voted - For |
1.2 | Elect Director Vanessa L. Allen Sutherland | Management | For | Voted - For |
1.3 | Elect Director Brett D. Begemann | Management | For | Voted - For |
1.4 | Elect Director Mark J. Costa | Management | For | Voted - For |
1.5 | Elect Director Edward L. Doheny, II | Management | For | Voted - For |
1.6 | Elect Director Julie F. Holder | Management | For | Voted - For |
1.7 | Elect Director Renee J. Hornbaker | Management | For | Voted - For |
1.8 | Elect Director Kim Ann Mink | Management | For | Voted - For |
1.9 | Elect Director James J. O'Brien | Management | For | Voted - For |
1.10 | Elect Director David W. Raisbeck | Management | For | Voted - For |
1.11 | Elect Director Charles K. Stevens, III | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
EATON CORPORATION PLC | ||||
Security ID: G29183103 Ticker: ETN | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Director Craig Arnold | Management | For | Voted - For |
1.2 | Elect Director Christopher M. Connor | Management | For | Voted - For |
1.3 | Elect Director Olivier Leonetti | Management | For | Voted - For |
1.4 | Elect Director Deborah L. McCoy | Management | For | Voted - For |
1.5 | Elect Director Silvio Napoli | Management | For | Voted - For |
1.6 | Elect Director Gregory R. Page | Management | For | Voted - For |
1.7 | Elect Director Sandra Pianalto | Management | For | Voted - For |
1.8 | Elect Director Lori J. Ryerkerk | Management | For | Voted - For |
1.9 | Elect Director Gerald B. Smith | Management | For | Voted - For |
1.10 | Elect Director Dorothy C. Thompson | Management | For | Voted - For |
2 | Approve Ernst & Young LLP as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | Voted - For |
5 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
6 | Authorize Share Repurchase of Issued Share Capital | Management | For | Voted - For |
29
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EBAY INC. | ||||
Security ID: 278642103 Ticker: EBAY | ||||
Meeting Date: 15-Jun-21 | ||||
1.1 | Elect Director Anthony J. Bates | Management | For | Voted - For |
1.2 | Elect Director Adriane M. Brown | Management | For | Voted - For |
1.3 | Elect Director Diana Farrell | Management | For | Voted - For |
1.4 | Elect Director Logan D. Green | Management | For | Voted - For |
1.5 | Elect Director Bonnie S. Hammer | Management | For | Voted - For |
1.6 | Elect Director E. Carol Hayles | Management | For | Voted - For |
1.7 | Elect Director Jamie Iannone | Management | For | Voted - For |
1.8 | Elect Director Kathleen C. Mitic | Management | For | Voted - For |
1.9 | Elect Director Matthew J. Murphy | Management | For | Voted - For |
1.10 | Elect Director Paul S. Pressler | Management | For | Voted - For |
1.11 | Elect Director Mohak Shroff | Management | For | Voted - For |
1.12 | Elect Director Robert H. Swan | Management | For | Voted - For |
1.13 | Elect Director Perry M. Traquina | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Improve Principles of Executive Compensation Program | Shareholder | Against | Voted - Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
ECOLAB INC. | ||||
Security ID: 278865100 Ticker: ECL | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | Voted - For |
1.2 | Elect Director Shari L. Ballard | Management | For | Voted - For |
1.3 | Elect Director Barbara J. Beck | Management | For | Voted - For |
1.4 | Elect Director Christophe Beck | Management | For | Voted - For |
1.5 | Elect Director Jeffrey M. Ettinger | Management | For | Voted - For |
1.6 | Elect Director Arthur J. Higgins | Management | For | Voted - For |
1.7 | Elect Director Michael Larson | Management | For | Voted - For |
1.8 | Elect Director David W. MacLennan | Management | For | Voted - For |
1.9 | Elect Director Tracy B. McKibben | Management | For | Voted - For |
1.10 | Elect Director Lionel L. Nowell, III | Management | For | Voted - For |
1.11 | Elect Director Victoria J. Reich | Management | For | Voted - For |
1.12 | Elect Director Suzanne M. Vautrinot | Management | For | Voted - For |
1.13 | Elect Director John J. Zillmer | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
30
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EDISON INTERNATIONAL | ||||
Security ID: 281020107 Ticker: EIX | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Director Jeanne Beliveau-Dunn | Management | For | Voted - For |
1.2 | Elect Director Michael C. Camunez | Management | For | Voted - For |
1.3 | Elect Director Vanessa C.L. Chang | Management | For | Voted - For |
1.4 | Elect Director James T. Morris | Management | For | Voted - For |
1.5 | Elect Director Timothy T. O'Toole | Management | For | Voted - For |
1.6 | Elect Director Pedro J. Pizarro | Management | For | Voted - For |
1.7 | Elect Director Carey A. Smith | Management | For | Voted - For |
1.8 | Elect Director Linda G. Stuntz | Management | For | Voted - For |
1.9 | Elect Director William P. Sullivan | Management | For | Voted - For |
1.10 | Elect Director Peter J. Taylor | Management | For | Voted - For |
1.11 | Elect Director Keith Trent | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
EDWARDS LIFESCIENCES CORPORATION | ||||
Security ID: 28176E108 Ticker: EW | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director Kieran T. Gallahue | Management | For | Voted - For |
1.2 | Elect Director Leslie S. Heisz | Management | For | Voted - For |
1.3 | Elect Director Paul A. LaViolette | Management | For | Voted - For |
1.4 | Elect Director Steven R. Loranger | Management | For | Voted - For |
1.5 | Elect Director Martha H. Marsh | Management | For | Voted - For |
1.6 | Elect Director Michael A. Mussallem | Management | For | Voted - For |
1.7 | Elect Director Ramona Sequeira | Management | For | Voted - For |
1.8 | Elect Director Nicholas J. Valeriani | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - Against |
7 | Adopt a Policy to Include Non-Management Employees | |||
as Prospective Director Candidates | Shareholder | Against | Voted - Against |
31
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EMERSON ELECTRIC CO. | ||||
Security ID: 291011104 Ticker: EMR | ||||
Meeting Date: 02-Feb-21 | ||||
1.1 | Elect Director Mark A. Blinn | Management | For | Voted - For |
1.2 | Elect Director Arthur F. Golden | Management | For | Voted - For |
1.3 | Elect Director Candace Kendle | Management | For | Voted - For |
1.4 | Elect Director James S. Turley | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
ENPHASE ENERGY, INC. | ||||
Security ID: 29355A107 Ticker: ENPH | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Director Badrinarayanan Kothandaraman | Management | For | Voted - For |
1.2 | Elect Director Joseph Malchow | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Increase Authorized Common Stock | Management | For | Voted - For |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
ENTERGY CORPORATION | ||||
Security ID: 29364G103 Ticker: ETR | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Director John R. Burbank | Management | For | Voted - For |
1.2 | Elect Director Patrick J. Condon | Management | For | Voted - For |
1.3 | Elect Director Leo P. Denault | Management | For | Voted - For |
1.4 | Elect Director Kirkland H. Donald | Management | For | Voted - For |
1.5 | Elect Director Brian W. Ellis | Management | For | Voted - For |
1.6 | Elect Director Philip L. Frederickson | Management | For | Voted - For |
1.7 | Elect Director Alexis M. Herman | Management | For | Voted - For |
1.8 | Elect Director M. Elise Hyland | Management | For | Voted - For |
1.9 | Elect Director Stuart L. Levenick | Management | For | Voted - For |
1.10 | Elect Director Blanche Lambert Lincoln | Management | For | Voted - For |
1.11 | Elect Director Karen A. Puckett | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Authorize New Class of Preferred Stock | Management | For | Voted - For |
32
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EQUINIX, INC. | ||||
Security ID: 29444U700 Ticker: EQIX | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Director Thomas Bartlett | Management | For | Voted - For |
1.2 | Elect Director Nanci Caldwell | Management | For | Voted - For |
1.3 | Elect Director Adaire Fox-Martin | Management | For | Voted - For |
1.4 | Elect Director Gary Hromadko | Management | For | Voted - For |
1.5 | Elect Director Irving Lyons, III | Management | For | Voted - For |
1.6 | Elect Director Charles Meyers | Management | For | Voted - For |
1.7 | Elect Director Christopher Paisley | Management | For | Voted - For |
1.8 | Elect Director Sandra Rivera | Management | For | Voted - For |
1.9 | Elect Director Peter Van Camp | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Reduce Ownership Threshold for Shareholders to | |||
Request Action by Written Consent | Shareholder | Against | Voted - For | |
EQUITY RESIDENTIAL | ||||
Security ID: 29476L107 Ticker: EQR | ||||
Meeting Date: 17-Jun-21 | ||||
1.1 | Elect Director Angela M. Aman | Management | For | Voted - For |
1.2 | Elect Director Raymond Bennett | Management | For | Voted - For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | Voted - For |
1.4 | Elect Director Connie K. Duckworth | Management | For | Voted - For |
1.5 | Elect Director Mary Kay Haben | Management | For | Voted - For |
1.6 | Elect Director Tahsinul Zia Huque | Management | For | Voted - For |
1.7 | Elect Director John E. Neal | Management | For | Voted - For |
1.8 | Elect Director David J. Neithercut | Management | For | Voted - For |
1.9 | Elect Director Mark J. Parrell | Management | For | Voted - For |
1.10 | Elect Director Mark S. Shapiro | Management | For | Voted - For |
1.11 | Elect Director Stephen E. Sterrett | Management | For | Voted - For |
1.12 | Elect Director Samuel Zell | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
EVERSOURCE ENERGY | ||||
Security ID: 30040W108 Ticker: ES | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director Cotton M. Cleveland | Management | For | Voted - For |
1.2 | Elect Director James S. DiStasio | Management | For | Voted - For |
1.3 | Elect Director Francis A. Doyle | Management | For | Voted - For |
33
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Director Linda Dorcena Forry | Management | For | Voted - For |
1.5 | Elect Director Gregory M. Jones | Management | For | Voted - For |
1.6 | Elect Director James J. Judge | Management | For | Voted - For |
1.7 | Elect Director John Y. Kim | Management | For | Voted - For |
1.8 | Elect Director Kenneth R. Leibler | Management | For | Voted - For |
1.9 | Elect Director David H. Long | Management | For | Voted - For |
1.10 | Elect Director William C. Van Faasen | Management | For | Voted - For |
1.11 | Elect Director Frederica M. Williams | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche as Auditors | Management | For | Voted - For |
EXELON CORPORATION | ||||
Security ID: 30161N101 Ticker: EXC | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Director Anthony Anderson | Management | For | Voted - For |
1.2 | Elect Director Ann Berzin | Management | For | Voted - For |
1.3 | Elect Director Laurie Brlas | Management | For | Voted - For |
1.4 | Elect Director Marjorie Rodgers Cheshire | Management | For | Voted - For |
1.5 | Elect Director Christopher Crane | Management | For | Voted - For |
1.6 | Elect Director Yves de Balmann | Management | For | Voted - For |
1.7 | Elect Director Linda Jojo | Management | For | Voted - For |
1.8 | Elect Director Paul Joskow | Management | For | Voted - For |
1.9 | Elect Director Robert Lawless | Management | For | Voted - For |
1.10 | Elect Director John Richardson | Management | For | Voted - For |
1.11 | Elect Director Mayo Shattuck, III | Management | For | Voted - For |
1.12 | Elect Director John Young | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Report on Child Labor Audit | Shareholder | Against | Voted - For |
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. | ||||
Security ID: 302130109 Ticker: EXPD | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director Robert R. Wright | Management | For | Voted - For |
1.2 | Elect Director Glenn M. Alger | Management | For | Voted - For |
1.3 | Elect Director Robert P. Carlile | Management | For | Voted - For |
1.4 | Elect Director James M. DuBois | Management | For | Voted - For |
1.5 | Elect Director Mark A. Emmert | Management | For | Voted - For |
1.6 | Elect Director Diane H. Gulyas | Management | For | Voted - For |
1.7 | Elect Director Jeffrey S. Musser | Management | For | Voted - For |
1.8 | Elect Director Liane J. Pelletier | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
34
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
FACEBOOK, INC. | ||||
Security ID: 30303M102 Ticker: FB | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Director Peggy Alford | Management | For | Voted - For |
1.2 | Elect Director Marc L. Andreessen | Management | For | Voted - Withheld |
1.3 | Elect Director Andrew W. Houston | Management | For | Voted - Withheld |
1.4 | Elect Director Nancy Killefer | Management | For | Voted - For |
1.5 | Elect Director Robert M. Kimmitt | Management | For | Voted - For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | Voted - For |
1.7 | Elect Director Peter A. Thiel | Management | For | Voted - Withheld |
1.8 | Elect Director Tracey T. Travis | Management | For | Voted - For |
1.9 | Elect Director Mark Zuckerberg | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Amend Non-Employee Director Compensation Policy | Management | For | Voted - Against |
4 | Approve Recapitalization Plan for all Stock to Have | |||
One-vote per Share | Shareholder | Against | Voted - For | |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
6 | Report on Online Child Sexual Exploitation | Shareholder | Against | Voted - For |
7 | Require Independent Director Nominee with Human | |||
and/or Civil Rights Experience | Shareholder | Against | Voted - For | |
8 | Report on Platform Misuse | Shareholder | Against | Voted - For |
9 | Amend Certificate of Incorporation to Become a | |||
Public Benefit Corporation | Shareholder | Against | Voted - Against | |
FEDEX CORPORATION | ||||
Security ID: 31428X106 Ticker: FDX | ||||
Meeting Date: 21-Sep-20 | ||||
1.1 | Elect Director Marvin R. Ellison | Management | For | Voted - For |
1.2 | Elect Director Susan Patricia Griffith | Management | For | Voted - For |
1.3 | Elect Director John C. (Chris) Inglis | Management | For | Voted - For |
1.4 | Elect Director Kimberly A. Jabal | Management | For | Voted - For |
1.5 | Elect Director Shirley Ann Jackson | Management | For | Voted - For |
1.6 | Elect Director R. Brad Martin | Management | For | Voted - For |
1.7 | Elect Director Joshua Cooper Ramo | Management | For | Voted - For |
1.8 | Elect Director Susan C. Schwab | Management | For | Voted - For |
1.9 | Elect Director Frederick W. Smith | Management | For | Voted - For |
1.10 | Elect Director David P. Steiner | Management | For | Voted - For |
1.11 | Elect Director Rajesh Subramaniam | Management | For | Voted - For |
1.12 | Elect Director Paul S. Walsh | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst &Young LLP as Auditors | Management | For | Voted - For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
5 | Report on Political Contributions Disclosure | Shareholder | Against | Voted - For |
35
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Report on Employee Representation on the Board of | |||
Directors | Shareholder | Against | Voted - For | |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
8 | Report on Integrating ESG Metrics Into Executive | |||
Compensation Program | Shareholder | Against | Voted - For | |
FIRST SOLAR, INC. | ||||
Security ID: 336433107 Ticker: FSLR | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director Michael J. Ahearn | Management | For | Voted - For |
1.2 | Elect Director Sharon L. Allen | Management | For | Voted - For |
1.3 | Elect Director Richard D. Chapman | Management | For | Voted - For |
1.4 | Elect Director George A. Hambro | Management | For | Voted - For |
1.5 | Elect Director Kathryn A. Hollister | Management | For | Voted - For |
1.6 | Elect Director Molly E. Joseph | Management | For | Voted - For |
1.7 | Elect Director Craig Kennedy | Management | For | Voted - For |
1.8 | Elect Director William J. Post | Management | For | Voted - For |
1.9 | Elect Director Paul H. Stebbins | Management | For | Voted - For |
1.10 | Elect Director Michael Sweeney | Management | For | Voted - For |
1.11 | Elect Director Mark R. Widmar | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Report on Board Diversity | Shareholder | Against | Voted - For |
FIRSTENERGY CORP. | ||||
Security ID: 337932107 Ticker: FE | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Director Michael J. Anderson | Management | For | Voted - For |
1.2 | Elect Director Steven J. Demetriou | Management | For | Voted - For |
1.3 | Elect Director Julia L. Johnson | Management | For | Voted - For |
1.4 | Elect Director Jesse A. Lynn | Management | For | Voted - For |
1.5 | Elect Director Donald T. Misheff | Management | For | Voted - For |
1.6 | Elect Director Thomas N. Mitchell | Management | For | Voted - For |
1.7 | Elect Director James F. O'Neil, III | Management | For | Voted - For |
1.8 | Elect Director Christopher D. Pappas | Management | For | Voted - For |
1.9 | Elect Director Luis A. Reyes | Management | For | Voted - For |
1.10 | Elect Director John W. Somerhalder, II | Management | For | Voted - For |
1.11 | Elect Director Steven E. Strah | Management | For | Voted - For |
1.12 | Elect Director Andrew Teno | Management | For | Voted - For |
1.13 | Elect Director Leslie M. Turner | Management | For | Voted - For |
1.14 | Elect Director Melvin Williams | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
36
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
FLOOR & DECOR HOLDINGS, INC. | ||||
Security ID: 339750101 Ticker: FND | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director Norman H. Axelrod | Management | For | Voted - For |
1.2 | Elect Director Ryan Marshall | Management | For | Voted - For |
1.3 | Elect Director Richard L. Sullivan | Management | For | Voted - For |
1.4 | Elect Director Felicia D. Thornton | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Declassify the Board of Directors | Management | For | Voted - For |
5 | Eliminate Supermajority Vote Requirements | Management | For | Voted - For |
FMC CORPORATION | ||||
Security ID: 302491303 Ticker: FMC | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Director Pierre Brondeau | Management | For | Voted - For |
1.2 | Elect Director Eduardo E. Cordeiro | Management | For | Voted - For |
1.3 | Elect Director Carol Anthony (John) Davidson | Management | For | Voted - For |
1.4 | Elect Director Mark Douglas | Management | For | Voted - For |
1.5 | Elect Director C. Scott Greer | Management | For | Voted - For |
1.6 | Elect Director K'Lynne Johnson | Management | For | Voted - For |
1.7 | Elect Director Dirk A. Kempthorne | Management | For | Voted - For |
1.8 | Elect Director Paul J. Norris | Management | For | Voted - For |
1.9 | Elect Director Margareth Ovrum | Management | For | Voted - For |
1.10 | Elect Director Robert C. Pallash | Management | For | Voted - For |
1.11 | Elect Director Vincent R. Volpe, Jr. | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
FORD MOTOR COMPANY | ||||
Security ID: 345370860 Ticker: F | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Director Kimberly A. Casiano | Management | For | Voted - For |
1.2 | Elect Director Anthony F. Earley, Jr. | Management | For | Voted - For |
1.3 | Elect Director Alexandra Ford English | Management | For | Voted - For |
1.4 | Elect Director James D. Farley, Jr. | Management | For | Voted - For |
1.5 | Elect Director Henry Ford, III | Management | For | Voted - For |
1.6 | Elect Director William Clay Ford, Jr. | Management | For | Voted - For |
1.7 | Elect Director William W. Helman, IV | Management | For | Voted - For |
1.8 | Elect Director Jon M. Huntsman, Jr. | Management | For | Voted - For |
1.9 | Elect Director William E. Kennard | Management | For | Voted - For |
37
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Director Beth E. Mooney | Management | For | Voted - For |
1.11 | Elect Director John L. Thornton | Management | For | Voted - For |
1.12 | Elect Director John B. Veihmeyer | Management | For | Voted - For |
1.13 | Elect Director Lynn M. Vojvodich | Management | For | Voted - For |
1.14 | Elect Director John S. Weinberg | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Recapitalization Plan for all Stock to Have | |||
One-vote per Share | Shareholder | Against | Voted - For | |
FREEPORT-MCMORAN INC. | ||||
Security ID: 35671D857 Ticker: FCX | ||||
Meeting Date: 08-Jun-21 | ||||
1.1 | Elect Director David P. Abney | Management | For | Voted - For |
1.2 | Elect Director Richard C. Adkerson | Management | For | Voted - For |
1.3 | Elect Director Robert W. Dudley | Management | For | Voted - For |
1.4 | Elect Director Lydia H. Kennard | Management | For | Voted - For |
1.5 | Elect Director Dustan E. McCoy | Management | For | Voted - For |
1.6 | Elect Director John J. Stephens | Management | For | Voted - For |
1.7 | Elect Director Frances Fragos Townsend | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
GENERAL ELECTRIC COMPANY | ||||
Security ID: 369604103 Ticker: GE | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director Sebastien Bazin | Management | For | Voted - For |
1.2 | Elect Director Ashton Carter | Management | For | Voted - For |
1.3 | Elect Director H. Lawrence Culp, Jr. | Management | For | Voted - For |
1.4 | Elect Director Francisco D'Souza | Management | For | Voted - For |
1.5 | Elect Director Edward Garden | Management | For | Voted - For |
1.6 | Elect Director Thomas Horton | Management | For | Voted - For |
1.7 | Elect Director Risa Lavizzo-Mourey | Management | For | Voted - For |
1.8 | Elect Director Catherine Lesjak | Management | For | Voted - For |
1.9 | Elect Director Paula Rosput Reynolds | Management | For | Voted - For |
1.10 | Elect Director Leslie Seidman | Management | For | Voted - For |
1.11 | Elect Director James Tisch | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Approve Reverse Stock Split | Management | For | Voted - For |
5 | Require More Director Nominations Than Open Seats | Shareholder | Against | Voted - Against |
6 | Require Independent Board Chair | Shareholder | Against | Voted - For |
38
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Report on Meeting the Criteria of the Net Zero | |||
Indicator | Shareholder | For | Voted - For | |
GENERAL MILLS, INC. | ||||
Security ID: 370334104 Ticker: GIS | ||||
Meeting Date: 22-Sep-20 | ||||
1.1 | Elect Director R. Kerry Clark | Management | For | Voted - For |
1.2 | Elect Director David M. Cordani | Management | For | Voted - For |
1.3 | Elect Director Roger W. Ferguson, Jr. | Management | For | Voted - For |
1.4 | Elect Director Jeffrey L. Harmening | Management | For | Voted - For |
1.5 | Elect Director Maria G. Henry | Management | For | Voted - For |
1.6 | Elect Director Jo Ann Jenkins | Management | For | Voted - For |
1.7 | Elect Director Elizabeth C. Lempres | Management | For | Voted - For |
1.8 | Elect Director Diane L. Neal | Management | For | Voted - For |
1.9 | Elect Director Steve Odland | Management | For | Voted - For |
1.10 | Elect Director Maria A. Sastre | Management | For | Voted - For |
1.11 | Elect Director Eric D. Sprunk | Management | For | Voted - For |
1.12 | Elect Director Jorge A. Uribe | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
GENERAL MOTORS COMPANY | ||||
Security ID: 37045V100 Ticker: GM | ||||
Meeting Date: 14-Jun-21 | ||||
1.1 | Elect Director Mary T. Barra | Management | For | Voted - For |
1.2 | Elect Director Wesley G. Bush | Management | For | Voted - For |
1.3 | Elect Director Linda R. Gooden | Management | For | Voted - For |
1.4 | Elect Director Joseph Jimenez | Management | For | Voted - For |
1.5 | Elect Director Jane L. Mendillo | Management | For | Voted - For |
1.6 | Elect Director Judith A. Miscik | Management | For | Voted - For |
1.7 | Elect Director Patricia F. Russo | Management | For | Voted - For |
1.8 | Elect Director Thomas M. Schoewe | Management | For | Voted - For |
1.9 | Elect Director Carol M. Stephenson | Management | For | Voted - For |
1.10 | Elect Director Mark A. Tatum | Management | For | Voted - For |
1.11 | Elect Director Devin N. Wenig | Management | For | Voted - For |
1.12 | Elect Director Margaret C. Whitman | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Link Executive Pay to Social Criteria | Shareholder | Against | Voted - For |
39
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
GILEAD SCIENCES, INC. | ||||
Security ID: 375558103 Ticker: GILD | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director Jacqueline K. Barton | Management | For | Voted - For |
1.2 | Elect Director Jeffrey A. Bluestone | Management | For | Voted - For |
1.3 | Elect Director Sandra J. Horning | Management | For | Voted - For |
1.4 | Elect Director Kelly A. Kramer | Management | For | Voted - For |
1.5 | Elect Director Kevin E. Lofton | Management | For | Voted - For |
1.6 | Elect Director Harish Manwani | Management | For | Voted - For |
1.7 | Elect Director Daniel P. O'Day | Management | For | Voted - For |
1.8 | Elect Director Javier J. Rodriguez | Management | For | Voted - For |
1.9 | Elect Director Anthony Welters | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. | ||||
Security ID: 41068X100 Ticker: HASI | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Director Jeffrey W. Eckel | Management | For | Voted - For |
1.2 | Elect Director Clarence D. Armbrister | Management | For | Voted - For |
1.3 | Elect Director Teresa M. Brenner | Management | For | Voted - Against |
1.4 | Elect Director Michael T. Eckhart | Management | For | Voted - Against |
1.5 | Elect Director Nancy C. Floyd | Management | For | Voted - For |
1.6 | Elect Director Simone F. Lagomarsino | Management | For | Voted - For |
1.7 | Elect Director Charles M. O'Neil | Management | For | Voted - Against |
1.8 | Elect Director Richard J. Osborne | Management | For | Voted - For |
1.9 | Elect Director Steven G. Osgood | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
HEALTHPEAK PROPERTIES, INC. | ||||
Security ID: 42250P103 Ticker: PEAK | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Director Brian G. Cartwright | Management | For | Voted - For |
1.2 | Elect Director Christine N. Garvey | Management | For | Voted - For |
1.3 | Elect Director R. Kent Griffin, Jr. | Management | For | Voted - For |
1.4 | Elect Director David B. Henry | Management | For | Voted - For |
1.5 | Elect Director Thomas M. Herzog | Management | For | Voted - For |
1.6 | Elect Director Lydia H. Kennard | Management | For | Voted - For |
1.7 | Elect Director Sara G. Lewis | Management | For | Voted - For |
40
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Director Katherine M. Sandstrom | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
HILTON WORLDWIDE HOLDINGS INC. | ||||
Security ID: 43300A203 Ticker: HLT | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Director Christopher J. Nassetta | Management | For | Voted - For |
1.2 | Elect Director Jonathan D. Gray | Management | For | Voted - For |
1.3 | Elect Director Charlene T. Begley | Management | For | Voted - For |
1.4 | Elect Director Chris Carr | Management | For | Voted - For |
1.5 | Elect Director Melanie L. Healey | Management | For | Voted - For |
1.6 | Elect Director Raymond E. Mabus, Jr. | Management | For | Voted - For |
1.7 | Elect Director Judith A. McHale | Management | For | Voted - For |
1.8 | Elect Director John G. Schreiber | Management | For | Voted - For |
1.9 | Elect Director Elizabeth A. Smith | Management | For | Voted - For |
1.10 | Elect Director Douglas M. Steenland | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
HONEYWELL INTERNATIONAL INC. | ||||
Security ID: 438516106 Ticker: HON | ||||
Meeting Date: 21-May-21 | ||||
1.1 | Elect Director Darius Adamczyk | Management | For | Voted - For |
1.2 | Elect Director Duncan B. Angove | Management | For | Voted - For |
1.3 | Elect Director William S. Ayer | Management | For | Voted - For |
1.4 | Elect Director Kevin Burke | Management | For | Voted - For |
1.5 | Elect Director D. Scott Davis | Management | For | Voted - For |
1.6 | Elect Director Deborah Flint | Management | For | Voted - For |
1.7 | Elect Director Judd Gregg | Management | For | Voted - For |
1.8 | Elect Director Grace D. Lieblein | Management | For | Voted - For |
1.9 | Elect Director Raymond T. Odierno | Management | For | Voted - For |
1.10 | Elect Director George Paz | Management | For | Voted - For |
1.11 | Elect Director Robin L. Washington | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
41
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
HORMEL FOODS CORPORATION | ||||
Security ID: 440452100 Ticker: HRL | ||||
Meeting Date: 26-Jan-21 | ||||
1.1 | Elect Director Prama Bhatt | Management | For | Voted - For |
1.2 | Elect Director Gary C. Bhojwani | Management | For | Voted - For |
1.3 | Elect Director Terrell K. Crews | Management | For | Voted - For |
1.4 | Elect Director Stephen M. Lacy | Management | For | Voted - For |
1.5 | Elect Director Elsa A. Murano | Management | For | Voted - For |
1.6 | Elect Director Susan K. Nestegard | Management | For | Voted - For |
1.7 | Elect Director William A. Newlands | Management | For | Voted - For |
1.8 | Elect Director Christopher J. Policinski | Management | For | Voted - For |
1.9 | Elect Director Jose Luis Prado | Management | For | Voted - For |
1.10 | Elect Director Sally J. Smith | Management | For | Voted - For |
1.11 | Elect Director James P. Snee | Management | For | Voted - For |
1.12 | Elect Director Steven A. White | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
HOWMET AEROSPACE INC. | ||||
Security ID: 443201108 Ticker: HWM | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Director James F. Albaugh | Management | For | Voted - For |
1.2 | Elect Director Amy E. Alving | Management | For | Voted - For |
1.3 | Elect Director Sharon R. Barner | Management | For | Voted - For |
1.4 | Elect Director Joseph S. Cantie | Management | For | Voted - For |
1.5 | Elect Director Robert F. Leduc | Management | For | Voted - For |
1.6 | Elect Director David J. Miller | Management | For | Voted - For |
1.7 | Elect Director Jody G. Miller | Management | For | Voted - For |
1.8 | Elect Director Tolga I. Oal | Management | For | Voted - For |
1.9 | Elect Director Nicole W. Piasecki | Management | For | Voted - For |
1.10 | Elect Director John C. Plant | Management | For | Voted - For |
1.11 | Elect Director Ulrich R. Schmidt | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Require Independent Board Chair | Shareholder | Against | Voted - For |
HP INC. | ||||
Security ID: 40434L105 Ticker: HPQ | ||||
Meeting Date: 13-Apr-21 | ||||
1.1 | Elect Director Aida M. Alvarez | Management | For | Voted - For |
1.2 | Elect Director Shumeet Banerji | Management | For | Voted - For |
42
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Director Robert R. Bennett | Management | For | Voted - For |
1.4 | Elect Director Charles "Chip" V. Bergh | Management | For | Voted - For |
1.5 | Elect Director Stacy Brown-Philpot | Management | For | Voted - For |
1.6 | Elect Director Stephanie A. Burns | Management | For | Voted - For |
1.7 | Elect Director Mary Anne Citrino | Management | For | Voted - For |
1.8 | Elect Director Richard L. Clemmer | Management | For | Voted - For |
1.9 | Elect Director Enrique J. Lores | Management | For | Voted - For |
1.10 | Elect Director Judith "Jami" Miscik | Management | For | Voted - For |
1.11 | Elect Director Subra Suresh | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
HUNTINGTON BANCSHARES INCORPORATED | ||||
Security ID: 446150104 Ticker: HBAN | ||||
Meeting Date: 25-Mar-21 | ||||
1 | Issue Shares in Connection with Merger | Management | For | Voted - For |
2 | Increase Authorized Common Stock | Management | For | Voted - For |
3 | Adjourn Meeting | Management | For | Voted - For |
Meeting Date: 21-Apr-21 | ||||
1.1 | Elect Director Lizabeth Ardisana | Management | For | Voted - For |
1.2 | Elect Director Alanna Y. Cotton | Management | For | Voted - For |
1.3 | Elect Director Ann B. (Tanny) Crane | Management | For | Voted - For |
1.4 | Elect Director Robert S. Cubbin | Management | For | Voted - For |
1.5 | Elect Director Steven G. Elliott | Management | For | Voted - For |
1.6 | Elect Director Gina D. France | Management | For | Voted - For |
1.7 | Elect Director J. Michael Hochschwender | Management | For | Voted - For |
1.8 | Elect Director John C. (Chris) Inglis | Management | For | Voted - For |
1.9 | Elect Director Katherine M. A. (Allie) Kline | Management | For | Voted - For |
1.10 | Elect Director Richard W. Neu | Management | For | Voted - For |
1.11 | Elect Director Kenneth J. Phelan | Management | For | Voted - For |
1.12 | Elect Director David L. Porteous | Management | For | Voted - For |
1.13 | Elect Director Stephen D. Steinour | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
IHS MARKIT LTD. | ||||
Security ID: G47567105 Ticker: INFO | ||||
Meeting Date: 11-Mar-21 | ||||
1 | Approve Merger Agreement | Management | For | Voted - For |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - Against |
43
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director Lance Uggla | Management | For | Voted - For |
1.2 | Elect Director John Browne | Management | For | Voted - For |
1.3 | Elect Director Dinyar S. Devitre | Management | For | Voted - For |
1.4 | Elect Director Ruann F. Ernst | Management | For | Voted - For |
1.5 | Elect Director Jacques Esculier | Management | For | Voted - For |
1.6 | Elect Director Gay Huey Evans | Management | For | Voted - For |
1.7 | Elect Director William E. Ford | Management | For | Voted - For |
1.8 | Elect Director Nicoletta Giadrossi | Management | For | Voted - For |
1.9 | Elect Director Robert P. Kelly | Management | For | Voted - For |
1.10 | Elect Director Deborah Doyle McWhinney | Management | For | Voted - For |
1.11 | Elect Director Jean-Paul L. Montupet | Management | For | Voted - For |
1.12 | Elect Director Deborah K. Orida | Management | For | Voted - For |
1.13 | Elect Director James A. Rosenthal | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Ernst & Young LLP as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
ILLINOIS TOOL WORKS INC. | ||||
Security ID: 452308109 Ticker: ITW | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Director Daniel J. Brutto | Management | For | Voted - For |
1.2 | Elect Director Susan Crown | Management | For | Voted - For |
1.3 | Elect Director Darrell L. Ford | Management | For | Voted - For |
1.4 | Elect Director James W. Griffith | Management | For | Voted - For |
1.5 | Elect Director Jay L. Henderson | Management | For | Voted - For |
1.6 | Elect Director Richard H. Lenny | Management | For | Voted - For |
1.7 | Elect Director E. Scott Santi | Management | For | Voted - For |
1.8 | Elect Director David B. Smith, Jr. | Management | For | Voted - For |
1.9 | Elect Director Pamela B. Strobel | Management | For | Voted - For |
1.10 | Elect Director Anre D. Williams | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
ILLUMINA, INC. | ||||
Security ID: 452327109 Ticker: ILMN | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Director Caroline D. Dorsa | Management | For | Voted - For |
1.2 | Elect Director Robert S. Epstein | Management | For | Voted - For |
1.3 | Elect Director Scott Gottlieb | Management | For | Voted - For |
1.4 | Elect Director Gary S. Guthart | Management | For | Voted - For |
1.5 | Elect Director Philip W. Schiller | Management | For | Voted - For |
44
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Director John W. Thompson | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
INTEL CORPORATION | ||||
Security ID: 458140100 Ticker: INTC | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Director Patrick P. Gelsinger | Management | For | Voted - For |
1.2 | Elect Director James J. Goetz | Management | For | Voted - For |
1.3 | Elect Director Alyssa Henry | Management | For | Voted - For |
1.4 | Elect Director Omar Ishrak | Management | For | Voted - For |
1.5 | Elect Director Risa Lavizzo-Mourey | Management | For | Voted - For |
1.6 | Elect Director Tsu-Jae King Liu | Management | For | Voted - For |
1.7 | Elect Director Gregory D. Smith | Management | For | Voted - For |
1.8 | Elect Director Dion J. Weisler | Management | For | Voted - For |
1.9 | Elect Director Frank D. Yeary | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
6 | Report on Whether Written Policies or Unwritten | |||
Norms Reinforce Racism in Company Culture | Shareholder | Against | Voted - For | |
INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||
Security ID: 459506101 Ticker: IFF | ||||
Meeting Date: 27-Aug-20 | ||||
1 | Issue Shares in Connection with Merger | Management | For | Voted - For |
2 | Adjourn Meeting | Management | For | Voted - For |
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director Kathryn J. Boor | Management | For | Voted - For |
1.2 | Elect Director Edward D. Breen | Management | For | Voted - Against |
1.3 | Elect Director Carol Anthony Davidson | Management | For | Voted - For |
1.4 | Elect Director Michael L. Ducker | Management | For | Voted - For |
1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | Voted - For |
1.6 | Elect Director John F. Ferraro | Management | For | Voted - For |
1.7 | Elect Director Andreas Fibig | Management | For | Voted - For |
1.8 | Elect Director Christina Gold | Management | For | Voted - For |
1.9 | Elect Director Ilene Gordon | Management | For | Voted - For |
1.10 | Elect Director Matthias J. Heinzel | Management | For | Voted - For |
1.11 | Elect Director Dale F. Morrison | Management | For | Voted - For |
1.12 | Elect Director Kare Schultz | Management | For | Voted - For |
1.13 | Elect Director Stephen Williamson | Management | For | Voted - For |
45
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
IRON MOUNTAIN INCORPORATED | ||||
Security ID: 46284V101 Ticker: IRM | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director Jennifer Allerton | Management | For | Voted - For |
1.2 | Elect Director Pamela M. Arway | Management | For | Voted - For |
1.3 | Elect Director Clarke H. Bailey | Management | For | Voted - For |
1.4 | Elect Director Kent P. Dauten | Management | For | Voted - For |
1.5 | Elect Director Monte Ford | Management | For | Voted - For |
1.6 | Elect Director Per-Kristian Halvorsen | Management | For | Voted - For |
1.7 | Elect Director Robin L. Matlock | Management | For | Voted - For |
1.8 | Elect Director William L. Meaney | Management | For | Voted - For |
1.9 | Elect Director Wendy J. Murdock | Management | For | Voted - For |
1.10 | Elect Director Walter C. Rakowich | Management | For | Voted - For |
1.11 | Elect Director Doyle R. Simons | Management | For | Voted - For |
1.12 | Elect Director Alfred J. Verrecchia | Management | For | Voted - For |
2 | Amend Omnibus Stock Plan | Management | For | Voted - For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
J.B. HUNT TRANSPORT SERVICES, INC. | ||||
Security ID: 445658107 Ticker: JBHT | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Director Douglas G. Duncan | Management | For | Voted - For |
1.2 | Elect Director Francesca M. Edwardson | Management | For | Voted - For |
1.3 | Elect Director Wayne Garrison | Management | For | Voted - For |
1.4 | Elect Director Sharilyn S. Gasaway | Management | For | Voted - For |
1.5 | Elect Director Gary C. George | Management | For | Voted - For |
1.6 | Elect Director Thad Hill | Management | For | Voted - For |
1.7 | Elect Director J. Bryan Hunt, Jr. | Management | For | Voted - For |
1.8 | Elect Director Gale V. King | Management | For | Voted - For |
1.9 | Elect Director John N. Roberts, III | Management | For | Voted - For |
1.10 | Elect Director James L. Robo | Management | For | Voted - For |
1.11 | Elect Director Kirk Thompson | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
46
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
JAZZ PHARMACEUTICALS PLC | ||||
Security ID: G50871105 Ticker: JAZZ | ||||
Meeting Date: 30-Jul-20 | ||||
1.1 | Elect Director Bruce C. Cozadd | Management | For | Voted - For |
1.2 | Elect Director Heather Ann McSharry | Management | For | Voted - For |
1.3 | Elect Director Anne O'Riordan | Management | For | Voted - For |
1.4 | Elect Director Rick E Winningham | Management | For | Voted - For |
2 | Approve KPMG, Dublin as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Voted - For |
5 | Approve Reduction in Capital and Creation of | |||
Distributable Reserves | Management | For | Voted - For | |
JOHNSON CONTROLS INTERNATIONAL PLC | ||||
Security ID: G51502105 Ticker: JCI | ||||
Meeting Date: 10-Mar-21 | ||||
1.1 | Elect Director Jean Blackwell | Management | For | Voted - For |
1.2 | Elect Director Pierre Cohade | Management | For | Voted - For |
1.3 | Elect Director Michael E. Daniels | Management | For | Voted - For |
1.4 | Elect Director Juan Pablo del Valle Perochena | Management | For | Voted - For |
1.5 | Elect Director W. Roy Dunbar | Management | For | Voted - For |
1.6 | Elect Director Gretchen R. Haggerty | Management | For | Voted - For |
1.7 | Elect Director Simone Menne | Management | For | Voted - For |
1.8 | Elect Director George R. Oliver | Management | For | Voted - For |
1.9 | Elect Director Jurgen Tinggren | Management | For | Voted - For |
1.10 | Elect Director Mark Vergnano | Management | For | Voted - For |
1.11 | Elect Director R. David Yost | Management | For | Voted - For |
1.12 | Elect Director John D. Young | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | Voted - For |
4 | Authorize Market Purchases of Company Shares | Management | For | Voted - For |
5 | Determine Price Range for Reissuance of Treasury | |||
Shares | Management | For | Voted - For | |
6 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
7 | Approve Omnibus Stock Plan | Management | For | Voted - For |
8 | Approve the Directors' Authority to Allot Shares | Management | For | Voted - For |
9 | Approve the Disapplication of Statutory Pre-Emption | |||
Rights | Management | For | Voted - For |
47
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
JPMORGAN CHASE & CO. | ||||
Security ID: 46625H100 Ticker: JPM | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Director Linda B. Bammann | Management | For | Voted - For |
1.2 | Elect Director Stephen B. Burke | Management | For | Voted - For |
1.3 | Elect Director Todd A. Combs | Management | For | Voted - For |
1.4 | Elect Director James S. Crown | Management | For | Voted - For |
1.5 | Elect Director James Dimon | Management | For | Voted - For |
1.6 | Elect Director Timothy P. Flynn | Management | For | Voted - For |
1.7 | Elect Director Mellody Hobson | Management | For | Voted - For |
1.8 | Elect Director Michael A. Neal | Management | For | Voted - For |
1.9 | Elect Director Phebe N. Novakovic | Management | For | Voted - For |
1.10 | Elect Director Virginia M. Rometty | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to | |||
Request Action by Written Consent | Shareholder | Against | Voted - For | |
6 | Report on Racial Equity Audit | Shareholder | Against | Voted - For |
7 | Require Independent Board Chair | Shareholder | Against | Voted - For |
8 | Report on Congruency Political Analysis and | |||
Electioneering Expenditures | Shareholder | Against | Voted - For | |
KANSAS CITY SOUTHERN | ||||
Security ID: 485170302 Ticker: KSU | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Lydia I. Beebe | Management | For | Voted - For |
1.2 | Elect Director Lu M. Cordova | Management | For | Voted - For |
1.3 | Elect Director Robert J. Druten | Management | For | Voted - For |
1.4 | Elect Director Antonio O. Garza, Jr. | Management | For | Voted - For |
1.5 | Elect Director David Garza-Santos | Management | For | Voted - For |
1.6 | Elect Director Janet H. Kennedy | Management | For | Voted - For |
1.7 | Elect Director Mitchell J. Krebs | Management | For | Voted - For |
1.8 | Elect Director Henry J. Maier | Management | For | Voted - For |
1.9 | Elect Director Thomas A. McDonnell | Management | For | Voted - For |
1.10 | Elect Director Patrick J. Ottensmeyer | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against |
48
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
KELLOGG COMPANY | ||||
Security ID: 487836108 Ticker: K | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Director Carter Cast | Management | For | Voted - For |
1.2 | Elect Director Zack Gund | Management | For | Voted - For |
1.3 | Elect Director Don Knauss | Management | For | Voted - For |
1.4 | Elect Director Mike Schlotman | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Reduce Supermajority Vote Requirement | Management | For | Voted - For |
5 | Provide Right to Call A Special Meeting | Shareholder | For | Voted - For |
KIMBERLY-CLARK CORPORATION | ||||
Security ID: 494368103 Ticker: KMB | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Director John W. Culver | Management | For | Voted - For |
1.2 | Elect Director Robert W. Decherd | Management | For | Voted - For |
1.3 | Elect Director Michael D. Hsu | Management | For | Voted - For |
1.4 | Elect Director Mae C. Jemison | Management | For | Voted - For |
1.5 | Elect Director S. Todd Maclin | Management | For | Voted - For |
1.6 | Elect Director Sherilyn S. McCoy | Management | For | Voted - For |
1.7 | Elect Director Christa S. Quarles | Management | For | Voted - For |
1.8 | Elect Director Ian C. Read | Management | For | Voted - For |
1.9 | Elect Director Dunia A. Shive | Management | For | Voted - For |
1.10 | Elect Director Mark T. Smucker | Management | For | Voted - For |
1.11 | Elect Director Michael D. White | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Voted - For |
6 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Management | For | Voted - For | |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
LABORATORY CORPORATION OF AMERICA HOLDINGS | ||||
Security ID: 50540R409 Ticker: LH | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director Kerrii B. Anderson | Management | For | Voted - For |
1.2 | Elect Director Jean-Luc Belingard | Management | For | Voted - For |
1.3 | Elect Director Jeffrey A. Davis | Management | For | Voted - For |
1.4 | Elect Director D. Gary Gilliland | Management | For | Voted - For |
49
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Director Garheng Kong | Management | For | Voted - For |
1.6 | Elect Director Peter M. Neupert | Management | For | Voted - For |
1.7 | Elect Director Richelle P. Parham | Management | For | Voted - For |
1.8 | Elect Director Adam H. Schechter | Management | For | Voted - For |
1.9 | Elect Director Kathryn E. Wengel | Management | For | Voted - For |
1.10 | Elect Director R. Sanders Williams | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
LAS VEGAS SANDS CORP. | ||||
Security ID: 517834107 Ticker: LVS | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Director Irwin Chafetz | Management | For | Voted - For |
1.2 | Elect Director Micheline Chau | Management | For | Voted - Withheld |
1.3 | Elect Director Patrick Dumont | Management | For | Voted - For |
1.4 | Elect Director Charles D. Forman | Management | For | Voted - For |
1.5 | Elect Director Robert G. Goldstein | Management | For | Voted - For |
1.6 | Elect Director George Jamieson | Management | For | Voted - For |
1.7 | Elect Director Nora M. Jordan | Management | For | Voted - For |
1.8 | Elect Director Charles A. Koppelman | Management | For | Voted - Withheld |
1.9 | Elect Director Lewis Kramer | Management | For | Voted - For |
1.10 | Elect Director David F. Levi | Management | For | Voted - Withheld |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
LEAR CORPORATION | ||||
Security ID: 521865204 Ticker: LEA | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Mei-Wei Cheng | Management | For | Voted - For |
1.2 | Elect Director Jonathan F. Foster | Management | For | Voted - For |
1.3 | Elect Director Bradley M. Halverson | Management | For | Voted - For |
1.4 | Elect Director Mary Lou Jepsen | Management | For | Voted - For |
1.5 | Elect Director Roger A. Krone | Management | For | Voted - For |
1.6 | Elect Director Patricia L. Lewis | Management | For | Voted - For |
1.7 | Elect Director Kathleen A. Ligocki | Management | For | Voted - For |
1.8 | Elect Director Conrad L. Mallett, Jr. | Management | For | Voted - For |
1.9 | Elect Director Raymond E. Scott | Management | For | Voted - For |
1.10 | Elect Director Gregory C. Smith | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
50
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
LOWE'S COMPANIES, INC. | ||||
Security ID: 548661107 Ticker: LOW | ||||
Meeting Date: 28-May-21 | ||||
1.1 | Elect Director Raul Alvarez | Management | For | Voted - For |
1.2 | Elect Director David H. Batchelder | Management | For | Voted - For |
1.3 | Elect Director Angela F. Braly | Management | For | Voted - For |
1.4 | Elect Director Sandra B. Cochran | Management | For | Voted - For |
1.5 | Elect Director Laurie Z. Douglas | Management | For | Voted - For |
1.6 | Elect Director Richard W. Dreiling | Management | For | Voted - For |
1.7 | Elect Director Marvin R. Ellison | Management | For | Voted - For |
1.8 | Elect Director Daniel J. Heinrich | Management | For | Voted - For |
1.9 | Elect Director Brian C. Rogers | Management | For | Voted - For |
1.10 | Elect Director Bertram L. Scott | Management | For | Voted - For |
1.11 | Elect Director Mary Beth West | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | Voted - For |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
MARRIOTT INTERNATIONAL, INC. | ||||
Security ID: 571903202 Ticker: MAR | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Director J.W. Marriott, Jr. | Management | For | Voted - For |
1.2 | Elect Director Anthony G. Capuano | Management | For | Voted - For |
1.3 | Elect Director Deborah Marriott Harrison | Management | For | Voted - For |
1.4 | Elect Director Frederick A. 'Fritz' Henderson | Management | For | Voted - For |
1.5 | Elect Director Eric Hippeau | Management | For | Voted - For |
1.6 | Elect Director Lawrence W. Kellner | Management | For | Voted - For |
1.7 | Elect Director Debra L. Lee | Management | For | Voted - For |
1.8 | Elect Director Aylwin B. Lewis | Management | For | Voted - For |
1.9 | Elect Director David S. Marriott | Management | For | Voted - For |
1.10 | Elect Director Margaret M. McCarthy | Management | For | Voted - For |
1.11 | Elect Director George Munoz | Management | For | Voted - For |
1.12 | Elect Director Horacio D. Rozanski | Management | For | Voted - For |
1.13 | Elect Director Susan C. Schwab | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Eliminate Supermajority Vote Requirement for | |||
Removal of Directors | Management | For | Voted - For | |
5 | Eliminate Supermajority Vote Requirement to Amend | |||
Certificate of Incorporation | Management | For | Voted - For | |
6 | Eliminate Supermajority Vote Requirement to Amend | |||
Certain Bylaws Provisions | Management | For | Voted - For | |
7 | Eliminate Supermajority Vote Requirement for | |||
Certain Transactions | Management | For | Voted - For |
51
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
8 | Eliminate Supermajority Vote Requirement for | |||
Certain Business Combinations | Management | For | Voted - For | |
MARTIN MARIETTA MATERIALS, INC. | ||||
Security ID: 573284106 Ticker: MLM | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Director Dorothy M. Ables | Management | For | Voted - For |
1.2 | Elect Director Sue W. Cole | Management | For | Voted - For |
1.3 | Elect Director Smith W. Davis | Management | For | Voted - For |
1.4 | Elect Director Anthony R. Foxx | Management | For | Voted - For |
1.5 | Elect Director John J. Koraleski | Management | For | Voted - For |
1.6 | Elect Director C. Howard Nye | Management | For | Voted - For |
1.7 | Elect Director Laree E. Perez | Management | For | Voted - For |
1.8 | Elect Director Thomas H. Pike | Management | For | Voted - For |
1.9 | Elect Director Michael J. Quillen | Management | For | Voted - For |
1.10 | Elect Director Donald W. Slager | Management | For | Voted - For |
1.11 | Elect Director David C. Wajsgras | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
MASTERCARD INCORPORATED | ||||
Security ID: 57636Q104 Ticker: MA | ||||
Meeting Date: 22-Jun-21 | ||||
1.1 | Elect Director Ajay Banga | Management | For | Voted - For |
1.2 | Elect Director Merit E. Janow | Management | For | Voted - For |
1.3 | Elect Director Richard K. Davis | Management | For | Voted - For |
1.4 | Elect Director Steven J. Freiberg | Management | For | Voted - For |
1.5 | Elect Director Julius Genachowski | Management | For | Voted - For |
1.6 | Elect Director Choon Phong Goh | Management | For | Voted - For |
1.7 | Elect Director Oki Matsumoto | Management | For | Voted - For |
1.8 | Elect Director Michael Miebach | Management | For | Voted - For |
1.9 | Elect Director Youngme Moon | Management | For | Voted - For |
1.10 | Elect Director Rima Qureshi | Management | For | Voted - For |
1.11 | Elect Director Jose Octavio Reyes Lagunes | Management | For | Voted - For |
1.12 | Elect Director Gabrielle Sulzberger | Management | For | Voted - For |
1.13 | Elect Director Jackson Tai | Management | For | Voted - For |
1.14 | Elect Director Lance Uggla | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Voted - For |
6 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For |
52
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MCDONALD'S CORPORATION | ||||
Security ID: 580135101 Ticker: MCD | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Lloyd Dean | Management | For | Voted - For |
1.2 | Elect Director Robert Eckert | Management | For | Voted - For |
1.3 | Elect Director Catherine Engelbert | Management | For | Voted - For |
1.4 | Elect Director Margaret Georgiadis | Management | For | Voted - For |
1.5 | Elect Director Enrique Hernandez, Jr. | Management | For | Voted - For |
1.6 | Elect Director Christopher Kempczinski | Management | For | Voted - For |
1.7 | Elect Director Richard Lenny | Management | For | Voted - For |
1.8 | Elect Director John Mulligan | Management | For | Voted - For |
1.9 | Elect Director Sheila Penrose | Management | For | Voted - For |
1.10 | Elect Director John Rogers, Jr. | Management | For | Voted - For |
1.11 | Elect Director Paul Walsh | Management | For | Voted - For |
1.12 | Elect Director Miles White | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Report on Sugar and Public Health | Shareholder | Against | Voted - For |
5 | Report on Antibiotics and Public Health Costs | Shareholder | Against | Voted - For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
MERCADOLIBRE, INC. | ||||
Security ID: 58733R102 Ticker: MELI | ||||
Meeting Date: 08-Jun-21 | ||||
1.1 | Elect Director Nicolas Galperin | Management | For | Voted - For |
1.2 | Elect Director Henrique Dubugras | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Co. S.A as Auditors | Management | For | Voted - For |
MERCK & CO., INC. | ||||
Security ID: 58933Y105 Ticker: MRK | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Director Leslie A. Brun | Management | For | Voted - For |
1.2 | Elect Director Mary Ellen Coe | Management | For | Voted - For |
1.3 | Elect Director Pamela J. Craig | Management | For | Voted - For |
1.4 | Elect Director Kenneth C. Frazier | Management | For | Voted - For |
1.5 | Elect Director Thomas H. Glocer | Management | For | Voted - For |
1.6 | Elect Director Risa J. Lavizzo-Mourey | Management | For | Voted - For |
1.7 | Elect Director Stephen L. Mayo | Management | For | Voted - For |
1.8 | Elect Director Paul B. Rothman | Management | For | Voted - For |
1.9 | Elect Director Patricia F. Russo | Management | For | Voted - For |
53
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Director Christine E. Seidman | Management | For | Voted - For |
1.11 | Elect Director Inge G. Thulin | Management | For | Voted - For |
1.12 | Elect Director Kathy J. Warden | Management | For | Voted - For |
1.13 | Elect Director Peter C. Wendell | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Report on Access to COVID-19 Products | Shareholder | Against | Voted - For |
METLIFE, INC. | ||||
Security ID: 59156R108 Ticker: MET | ||||
Meeting Date: 15-Jun-21 | ||||
1.1 | Elect Director Cheryl W. Grise | Management | For | Voted - For |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | Voted - For |
1.3 | Elect Director Gerald L. Hassell | Management | For | Voted - For |
1.4 | Elect Director David L. Herzog | Management | For | Voted - For |
1.5 | Elect Director R. Glenn Hubbard | Management | For | Voted - For |
1.6 | Elect Director Edward J. Kelly, III | Management | For | Voted - For |
1.7 | Elect Director William E. Kennard | Management | For | Voted - For |
1.8 | Elect Director Michel A. Khalaf | Management | For | Voted - For |
1.9 | Elect Director Catherine R. Kinney | Management | For | Voted - For |
1.10 | Elect Director Diana L. McKenzie | Management | For | Voted - For |
1.11 | Elect Director Denise M. Morrison | Management | For | Voted - For |
1.12 | Elect Director Mark A. Weinberger | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
MICROSOFT CORPORATION | ||||
Security ID: 594918104 Ticker: MSFT | ||||
Meeting Date: 02-Dec-20 | ||||
1.1 | Elect Director Reid G. Hoffman | Management | For | Voted - For |
1.2 | Elect Director Hugh F. Johnston | Management | For | Voted - For |
1.3 | Elect Director Teri L. List-Stoll | Management | For | Voted - For |
1.4 | Elect Director Satya Nadella | Management | For | Voted - For |
1.5 | Elect Director Sandra E. Peterson | Management | For | Voted - For |
1.6 | Elect Director Penny S. Pritzker | Management | For | Voted - For |
1.7 | Elect Director Charles W. Scharf | Management | For | Voted - For |
1.8 | Elect Director Arne M. Sorenson | Management | For | Voted - For |
1.9 | Elect Director John W. Stanton | Management | For | Voted - For |
1.10 | Elect Director John W. Thompson | Management | For | Voted - For |
1.11 | Elect Director Emma N. Walmsley | Management | For | Voted - For |
1.12 | Elect Director Padmasree Warrior | Management | For | Voted - For |
54
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Report on Employee Representation on the Board of | |||
Directors | Shareholder | Against | Voted - Against | |
MOLSON COORS BEVERAGE COMPANY | ||||
Security ID: 60871R209 Ticker: TAP | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Director Roger G. Eaton | Management | For | Voted - For |
1.2 | Elect Director Charles M. Herington | Management | For | Voted - For |
1.3 | Elect Director H. Sanford Riley | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
MONDELEZ INTERNATIONAL, INC. | ||||
Security ID: 609207105 Ticker: MDLZ | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Director Lewis W.K. Booth | Management | For | Voted - For |
1.2 | Elect Director Charles E. Bunch | Management | For | Voted - For |
1.3 | Elect Director Lois D. Juliber | Management | For | Voted - For |
1.4 | Elect Director Peter W. May | Management | For | Voted - For |
1.5 | Elect Director Jorge S. Mesquita | Management | For | Voted - For |
1.6 | Elect Director Jane Hamilton Nielsen | Management | For | Voted - For |
1.7 | Elect Director Fredric G. Reynolds | Management | For | Voted - For |
1.8 | Elect Director Christiana S. Shi | Management | For | Voted - For |
1.9 | Elect Director Patrick T. Siewert | Management | For | Voted - For |
1.10 | Elect Director Michael A. Todman | Management | For | Voted - For |
1.11 | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | Voted - For |
1.12 | Elect Director Dirk Van de Put | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Consider Pay Disparity Between Executives and Other | |||
Employees | Shareholder | Against | Voted - For | |
MOODY'S CORPORATION | ||||
Security ID: 615369105 Ticker: MCO | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Director Jorge A. Bermudez | Management | For | Voted - For |
1.2 | Elect Director Therese Esperdy | Management | For | Voted - For |
1.3 | Elect Director Robert Fauber | Management | For | Voted - For |
1.4 | Elect Director Vincent A. Forlenza | Management | For | Voted - For |
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Director Kathryn M. Hill | Management | For | Voted - For |
1.6 | Elect Director Lloyd W. Howell, Jr. | Management | For | Voted - For |
1.7 | Elect Director Raymond W. McDaniel, Jr. | Management | For | Voted - For |
1.8 | Elect Director Leslie F. Seidman | Management | For | Voted - For |
1.9 | Elect Director Bruce Van Saun | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve 2020 Decarbonization Plan | Management | For | Voted - For |
MORGAN STANLEY | ||||
Security ID: 617446448 Ticker: MS | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Elizabeth Corley | Management | For | Voted - For |
1.2 | Elect Director Alistair Darling | Management | For | Voted - For |
1.3 | Elect Director Thomas H. Glocer | Management | For | Voted - For |
1.4 | Elect Director James P. Gorman | Management | For | Voted - For |
1.5 | Elect Director Robert H. Herz | Management | For | Voted - For |
1.6 | Elect Director Nobuyuki Hirano | Management | For | Voted - For |
1.7 | Elect Director Hironori Kamezawa | Management | For | Voted - For |
1.8 | Elect Director Shelley B. Leibowitz | Management | For | Voted - For |
1.9 | Elect Director Stephen J. Luczo | Management | For | Voted - For |
1.10 | Elect Director Jami Miscik | Management | For | Voted - For |
1.11 | Elect Director Dennis M. Nally | Management | For | Voted - For |
1.12 | Elect Director Mary L. Schapiro | Management | For | Voted - For |
1.13 | Elect Director Perry M. Traquina | Management | For | Voted - For |
1.14 | Elect Director Rayford Wilkins, Jr. | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
NASDAQ, INC. | ||||
Security ID: 631103108 Ticker: NDAQ | ||||
Meeting Date: 15-Jun-21 | ||||
1.1 | Elect Director Melissa M. Arnoldi | Management | For | Voted - For |
1.2 | Elect Director Charlene T. Begley | Management | For | Voted - For |
1.3 | Elect Director Steven D. Black | Management | For | Voted - For |
1.4 | Elect Director Adena T. Friedman | Management | For | Voted - For |
1.5 | Elect Director Essa Kazim | Management | For | Voted - For |
1.6 | Elect Director Thomas A. Kloet | Management | For | Voted - For |
1.7 | Elect Director John D. Rainey | Management | For | Voted - For |
1.8 | Elect Director Michael R. Splinter | Management | For | Voted - For |
1.9 | Elect Director Jacob Wallenberg | Management | For | Voted - For |
1.10 | Elect Director Alfred W. Zollar | Management | For | Voted - For |
56
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
NEWMONT CORPORATION | ||||
Security ID: 651639106 Ticker: NEM | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Director Patrick G. Awuah, Jr. | Management | For | Voted - For |
1.2 | Elect Director Gregory H. Boyce | Management | For | Voted - For |
1.3 | Elect Director Bruce R. Brook | Management | For | Voted - For |
1.4 | Elect Director Maura Clark | Management | For | Voted - For |
1.5 | Elect Director Matthew Coon Come | Management | For | Voted - For |
1.6 | Elect Director Jose Manuel Madero | Management | For | Voted - For |
1.7 | Elect Director Rene Medori | Management | For | Voted - For |
1.8 | Elect Director Jane Nelson | Management | For | Voted - For |
1.9 | Elect Director Thomas Palmer | Management | For | Voted - For |
1.10 | Elect Director Julio M. Quintana | Management | For | Voted - For |
1.11 | Elect Director Susan N. Story | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
NEXTERA ENERGY, INC. | ||||
Security ID: 65339F101 Ticker: NEE | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Sherry S. Barrat | Management | For | Voted - For |
1.2 | Elect Director James L. Camaren | Management | For | Voted - For |
1.3 | Elect Director Kenneth B. Dunn | Management | For | Voted - For |
1.4 | Elect Director Naren K. Gursahaney | Management | For | Voted - For |
1.5 | Elect Director Kirk S. Hachigian | Management | For | Voted - For |
1.6 | Elect Director Amy B. Lane | Management | For | Voted - For |
1.7 | Elect Director David L. Porges | Management | For | Voted - For |
1.8 | Elect Director James L. Robo | Management | For | Voted - For |
1.9 | Elect Director Rudy E. Schupp | Management | For | Voted - For |
1.10 | Elect Director John L. Skolds | Management | For | Voted - For |
1.11 | Elect Director Lynn M. Utter | Management | For | Voted - For |
1.12 | Elect Director Darryl L. Wilson | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
57
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
NIELSEN HOLDINGS PLC | ||||
Security ID: G6518L108 Ticker: NLSN | ||||
Meeting Date: 11-Feb-21 | ||||
1 | Approve Sale of the Global Connect Business | Management | For | Voted - For |
NISOURCE INC. | ||||
Security ID: 65473P105 Ticker: NI | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Director Peter A. Altabef | Management | For | Voted - For |
1.2 | Elect Director Theodore H. Bunting, Jr. | Management | For | Voted - For |
1.3 | Elect Director Eric L. Butler | Management | For | Voted - For |
1.4 | Elect Director Aristides S. Candris | Management | For | Voted - For |
1.5 | Elect Director Wayne S. DeVeydt | Management | For | Voted - For |
1.6 | Elect Director Joseph Hamrock | Management | For | Voted - For |
1.7 | Elect Director Deborah A. Henretta | Management | For | Voted - For |
1.8 | Elect Director Deborah A. P. Hersman | Management | For | Voted - For |
1.9 | Elect Director Michael E. Jesanis | Management | For | Voted - For |
1.10 | Elect Director Kevin T. Kabat | Management | For | Voted - For |
1.11 | Elect Director Carolyn Y. Woo | Management | For | Voted - For |
1.12 | Elect Director Lloyd M. Yates | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
NORTONLIFELOCK INC. | ||||
Security ID: 668771108 Ticker: NLOK | ||||
Meeting Date: 08-Sep-20 | ||||
1.1 | Elect Director Sue Barsamian | Management | For | Voted - For |
1.2 | Elect Director Eric K. Brandt | Management | For | Voted - For |
1.3 | Elect Director Frank E. Dangeard | Management | For | Voted - For |
1.4 | Elect Director Nora M. Denzel | Management | For | Voted - For |
1.5 | Elect Director Peter A. Feld | Management | For | Voted - For |
1.6 | Elect Director Kenneth Y. Hao | Management | For | Voted - For |
1.7 | Elect Director David W. Humphrey | Management | For | Voted - For |
1.8 | Elect Director Vincent Pilette | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Report on Political Contributions and Expenditures | Shareholder | Against | Voted - For |
58
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
NRG ENERGY, INC. | ||||
Security ID: 629377508 Ticker: NRG | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Director E. Spencer Abraham | Management | For | Voted - For |
1.2 | Elect Director Antonio Carrillo | Management | For | Voted - For |
1.3 | Elect Director Matthew Carter, Jr. | Management | For | Voted - For |
1.4 | Elect Director Lawrence S. Coben | Management | For | Voted - For |
1.5 | Elect Director Heather Cox | Management | For | Voted - For |
1.6 | Elect Director Elisabeth B. Donohue | Management | For | Voted - For |
1.7 | Elect Director Mauricio Gutierrez | Management | For | Voted - For |
1.8 | Elect Director Paul W. Hobby | Management | For | Voted - For |
1.9 | Elect Director Alexandra Pruner | Management | For | Voted - For |
1.10 | Elect Director Anne C. Schaumburg | Management | For | Voted - For |
1.11 | Elect Director Thomas H. Weidemeyer | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
NVIDIA CORPORATION | ||||
Security ID: 67066G104 Ticker: NVDA | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Director Robert K. Burgess | Management | For | Voted - For |
1.2 | Elect Director Tench Coxe | Management | For | Voted - For |
1.3 | Elect Director John O. Dabiri | Management | For | Voted - For |
1.4 | Elect Director Persis S. Drell | Management | For | Voted - For |
1.5 | Elect Director Jen-Hsun Huang | Management | For | Voted - For |
1.6 | Elect Director Dawn Hudson | Management | For | Voted - For |
1.7 | Elect Director Harvey C. Jones | Management | For | Voted - For |
1.8 | Elect Director Michael G. McCaffery | Management | For | Voted - For |
1.9 | Elect Director Stephen C. Neal | Management | For | Voted - For |
1.10 | Elect Director Mark L. Perry | Management | For | Voted - For |
1.11 | Elect Director A. Brooke Seawell | Management | For | Voted - For |
1.12 | Elect Director Aarti Shah | Management | For | Voted - For |
1.13 | Elect Director Mark A. Stevens | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Increase Authorized Common Stock | Management | For | Voted - For |
NVR, INC. | ||||
Security ID: 62944T105 Ticker: NVR | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director Dwight C. Schar | Management | For | Voted - For |
59
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Director C. E. Andrews | Management | For | Voted - For |
1.3 | Elect Director Sallie B. Bailey | Management | For | Voted - For |
1.4 | Elect Director Thomas D. Eckert | Management | For | Voted - Against |
1.5 | Elect Director Alfred E. Festa | Management | For | Voted - For |
1.6 | Elect Director Manuel H. Johnson | Management | For | Voted - For |
1.7 | Elect Director Alexandra A. Jung | Management | For | Voted - For |
1.8 | Elect Director Mel Martinez | Management | For | Voted - For |
1.9 | Elect Director William A. Moran | Management | For | Voted - For |
1.10 | Elect Director David A. Preiser | Management | For | Voted - Against |
1.11 | Elect Director W. Grady Rosier | Management | For | Voted - Against |
1.12 | Elect Director Susan Williamson Ross | Management | For | Voted - Against |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
OGE ENERGY CORP. | ||||
Security ID: 670837103 Ticker: OGE | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Frank A. Bozich | Management | For | Voted - For |
1.2 | Elect Director Peter D. Clarke | Management | For | Voted - For |
1.3 | Elect Director Luke R. Corbett | Management | For | Voted - For |
1.4 | Elect Director David L. Hauser | Management | For | Voted - For |
1.5 | Elect Director Luther (Luke) C. Kissam, IV | Management | For | Voted - For |
1.6 | Elect Director Judy R. McReynolds | Management | For | Voted - For |
1.7 | Elect Director David E. Rainbolt | Management | For | Voted - For |
1.8 | Elect Director J. Michael Sanner | Management | For | Voted - For |
1.9 | Elect Director Sheila G. Talton | Management | For | Voted - For |
1.10 | Elect Director Sean Trauschke | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Management | For | Voted - For |
5 | Adopt Simple Majority Vote | Shareholder | Against | Voted - For |
ORACLE CORPORATION | ||||
Security ID: 68389X105 Ticker: ORCL | ||||
Meeting Date: 04-Nov-20 | ||||
1.1 | Elect Director Jeffrey S. Berg | Management | For | Voted - Withheld |
1.2 | Elect Director Michael J. Boskin | Management | For | Voted - For |
1.3 | Elect Director Safra A. Catz | Management | For | Voted - For |
1.4 | Elect Director Bruce R. Chizen | Management | For | Voted - Withheld |
1.5 | Elect Director George H. Conrades | Management | For | Voted - For |
1.6 | Elect Director Lawrence J. Ellison | Management | For | Voted - For |
1.7 | Elect Director Rona A. Fairhead | Management | For | Voted - For |
1.8 | Elect Director Jeffrey O. Henley | Management | For | Voted - For |
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Elect Director Renee J. James | Management | For | Voted - For |
1.10 | Elect Director Charles W. Moorman, IV | Management | For | Voted - For |
1.11 | Elect Director Leon E. Panetta | Management | For | Voted - Withheld |
1.12 | Elect Director William G. Parrett | Management | For | Voted - Withheld |
1.13 | Elect Director Naomi O. Seligman | Management | For | Voted - For |
1.14 | Elect Director Vishal Sikka | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
5 | Report on Gender Pay Gap | Shareholder | Against | Voted - For |
6 | Require Independent Board Chair | Shareholder | Against | Voted - For |
OSHKOSH CORPORATION | ||||
Security ID: 688239201 Ticker: OSK | ||||
Meeting Date: 02-Feb-21 | ||||
1.1 | Elect Director Keith J. Allman | Management | For | Voted - For |
1.2 | Elect Director Wilson R. Jones | Management | For | Voted - For |
1.3 | Elect Director Tyrone M. Jordan | Management | For | Voted - For |
1.4 | Elect Director Kimberley Metcalf-Kupres | Management | For | Voted - For |
1.5 | Elect Director Stephen D. Newlin | Management | For | Voted - For |
1.6 | Elect Director Raymond T. Odierno | Management | For | Voted - For |
1.7 | Elect Director Craig P. Omtvedt | Management | For | Voted - For |
1.8 | Elect Director Duncan J. Palmer | Management | For | Voted - For |
1.9 | Elect Director Sandra E. Rowland | Management | For | Voted - For |
1.10 | Elect Director John S. Shiely | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Proxy Access Bylaw Amendment | Shareholder | Against | Voted - For |
PAYPAL HOLDINGS, INC. | ||||
Security ID: 70450Y103 Ticker: PYPL | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Director Rodney C. Adkins | Management | For | Voted - For |
1.2 | Elect Director Jonathan Christodoro | Management | For | Voted - For |
1.3 | Elect Director John J. Donahoe | Management | For | Voted - For |
1.4 | Elect Director David W. Dorman | Management | For | Voted - For |
1.5 | Elect Director Belinda J. Johnson | Management | For | Voted - For |
1.6 | Elect Director Gail J. McGovern | Management | For | Voted - For |
1.7 | Elect Director Deborah M. Messemer | Management | For | Voted - For |
1.8 | Elect Director David M. Moffett | Management | For | Voted - For |
1.9 | Elect Director Ann M. Sarnoff | Management | For | Voted - For |
1.10 | Elect Director Daniel H. Schulman | Management | For | Voted - For |
1.11 | Elect Director Frank D. Yeary | Management | For | Voted - For |
61
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Report on Whether Written Policies or Unwritten | |||
Norms Reinforce Racism in Company Culture | Shareholder | Against | Voted - For | |
PEPSICO, INC. | ||||
Security ID: 713448108 Ticker: PEP | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director Segun Agbaje | Management | For | Voted - For |
1.2 | Elect Director Shona L. Brown | Management | For | Voted - For |
1.3 | Elect Director Cesar Conde | Management | For | Voted - For |
1.4 | Elect Director Ian Cook | Management | For | Voted - For |
1.5 | Elect Director Dina Dublon | Management | For | Voted - For |
1.6 | Elect Director Michelle Gass | Management | For | Voted - For |
1.7 | Elect Director Ramon L. Laguarta | Management | For | Voted - For |
1.8 | Elect Director Dave Lewis | Management | For | Voted - For |
1.9 | Elect Director David C. Page | Management | For | Voted - For |
1.10 | Elect Director Robert C. Pohlad | Management | For | Voted - For |
1.11 | Elect Director Daniel Vasella | Management | For | Voted - For |
1.12 | Elect Director Darren Walker | Management | For | Voted - For |
1.13 | Elect Director Alberto Weisser | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
5 | Report on Sugar and Public Health | Shareholder | Against | Voted - For |
6 | Report on External Public Health Costs | Shareholder | Against | Voted - For |
PERRIGO COMPANY PLC | ||||
Security ID: G97822103 Ticker: PRGO | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director Bradley A. Alford | Management | For | Voted - For |
1.2 | Elect Director Orlando D. Ashford | Management | For | Voted - For |
1.3 | Elect Director Rolf A. Classon | Management | For | Voted - For |
1.4 | Elect Director Katherine C. Doyle | Management | For | Voted - For |
1.5 | Elect Director Adriana Karaboutis | Management | For | Voted - For |
1.6 | Elect Director Murray S. Kessler | Management | For | Voted - For |
1.7 | Elect Director Jeffrey B. Kindler | Management | For | Voted - For |
1.8 | Elect Director Erica L. Mann | Management | For | Voted - For |
1.9 | Elect Director Donal O'Connor | Management | For | Voted - For |
1.10 | Elect Director Geoffrey M. Parker | Management | For | Voted - For |
1.11 | Elect Director Theodore R. Samuels | Management | For | Voted - For |
62
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Approve Ernst & Young LLP as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Authorize Issue of Equity | Management | For | Voted - For |
5 | Authorize Issuance of Equity without Preemptive | |||
Rights | Management | For | Voted - For | |
PFIZER INC. | ||||
Security ID: 717081103 Ticker: PFE | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Director Ronald E. Blaylock | Management | For | Voted - For |
1.2 | Elect Director Albert Bourla | Management | For | Voted - For |
1.3 | Elect Director Susan Desmond-Hellmann | Management | For | Voted - For |
1.4 | Elect Director Joseph J. Echevarria | Management | For | Voted - For |
1.5 | Elect Director Scott Gottlieb | Management | For | Voted - For |
1.6 | Elect Director Helen H. Hobbs | Management | For | Voted - For |
1.7 | Elect Director Susan Hockfield | Management | For | Voted - For |
1.8 | Elect Director Dan R. Littman | Management | For | Voted - For |
1.9 | Elect Director Shantanu Narayen | Management | For | Voted - For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | Voted - For |
1.11 | Elect Director James Quincey | Management | For | Voted - For |
1.12 | Elect Director James C. Smith | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chair | Shareholder | Against | Voted - For |
5 | Report on Political Contributions and Expenditures | Shareholder | Against | Voted - For |
6 | Report on Access to COVID-19 Products | Shareholder | Against | Voted - For |
PPG INDUSTRIES, INC. | ||||
Security ID: 693506107 Ticker: PPG | ||||
Meeting Date: 15-Apr-21 | ||||
1.1 | Elect Director Steven A. Davis | Management | For | Voted - For |
1.2 | Elect Director Michael W. Lamach | Management | For | Voted - For |
1.3 | Elect Director Michael T. Nally | Management | For | Voted - For |
1.4 | Elect Director Guillermo Novo | Management | For | Voted - For |
1.5 | Elect Director Martin H. Richenhagen | Management | For | Voted - For |
1.6 | Elect Director Catherine R. Smith | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Declassify the Board of Directors | Management | For | Voted - For |
4 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For |
5 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
6 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
63
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
PPL CORPORATION | ||||
Security ID: 69351T106 Ticker: PPL | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Director Arthur P. Beattie | Management | For | Voted - For |
1.2 | Elect Director Steven G. Elliott | Management | For | Voted - For |
1.3 | Elect Director Raja Rajamannar | Management | For | Voted - For |
1.4 | Elect Director Craig A. Rogerson | Management | For | Voted - For |
1.5 | Elect Director Vincent Sorgi | Management | For | Voted - For |
1.6 | Elect Director Natica von Althann | Management | For | Voted - For |
1.7 | Elect Director Keith H. Williamson | Management | For | Voted - For |
1.8 | Elect Director Phoebe A. Wood | Management | For | Voted - For |
1.9 | Elect Director Armando Zagalo de Lima | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
PRUDENTIAL FINANCIAL, INC. | ||||
Security ID: 744320102 Ticker: PRU | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | Voted - For |
1.2 | Elect Director Gilbert F. Casellas | Management | For | Voted - For |
1.3 | Elect Director Robert M. Falzon | Management | For | Voted - For |
1.4 | Elect Director Martina Hund-Mejean | Management | For | Voted - For |
1.5 | Elect Director Wendy E. Jones | Management | For | Voted - For |
1.6 | Elect Director Karl J. Krapek | Management | For | Voted - For |
1.7 | Elect Director Peter R. Lighte | Management | For | Voted - For |
1.8 | Elect Director Charles F. Lowrey | Management | For | Voted - For |
1.9 | Elect Director George Paz | Management | For | Voted - For |
1.10 | Elect Director Sandra Pianalto | Management | For | Voted - For |
1.11 | Elect Director Christine A. Poon | Management | For | Voted - For |
1.12 | Elect Director Douglas A. Scovanner | Management | For | Voted - For |
1.13 | Elect Director Michael A. Todman | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED | ||||
Security ID: 744573106 Ticker: PEG | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Director Ralph Izzo | Management | For | Voted - For |
1.2 | Elect Director Shirley Ann Jackson | Management | For | Voted - For |
64
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Director Willie A. Deese | Management | For | Voted - For |
1.4 | Elect Director David Lilley | Management | For | Voted - For |
1.5 | Elect Director Barry H. Ostrowsky | Management | For | Voted - For |
1.6 | Elect Director Scott G. Stephenson | Management | For | Voted - For |
1.7 | Elect Director Laura A. Sugg | Management | For | Voted - For |
1.8 | Elect Director John P. Surma | Management | For | Voted - For |
1.9 | Elect Director Susan Tomasky | Management | For | Voted - For |
1.10 | Elect Director Alfred W. Zollar | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Approve Non-Employee Director Restricted Stock Plan | Management | For | Voted - For |
5 | Approve Omnibus Stock Plan | Management | For | Voted - For |
QUALCOMM INCORPORATED | ||||
Security ID: 747525103 Ticker: QCOM | ||||
Meeting Date: 10-Mar-21 | ||||
1.1 | Elect Director Sylvia Acevedo | Management | For | Voted - For |
1.2 | Elect Director Mark Fields | Management | For | Voted - For |
1.3 | Elect Director Jeffrey W. Henderson | Management | For | Voted - For |
1.4 | Elect Director Gregory N. Johnson | Management | For | Voted - For |
1.5 | Elect Director Ann M. Livermore | Management | For | Voted - For |
1.6 | Elect Director Harish Manwani | Management | For | Voted - For |
1.7 | Elect Director Mark D. McLaughlin | Management | For | Voted - For |
1.8 | Elect Director Jamie S. Miller | Management | For | Voted - For |
1.9 | Elect Director Steve Mollenkopf | Management | For | Voted - For |
1.10 | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | Voted - For |
1.11 | Elect Director Irene B. Rosenfeld | Management | For | Voted - For |
1.12 | Elect Director Kornelis "Neil" Smit | Management | For | Voted - For |
1.13 | Elect Director Jean-Pascal Tricoire | Management | For | Voted - For |
1.14 | Elect Director Anthony J. Vinciquerra | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
QUEST DIAGNOSTICS INCORPORATED | ||||
Security ID: 74834L100 Ticker: DGX | ||||
Meeting Date: 21-May-21 | ||||
1.1 | Elect Director Vicky B. Gregg | Management | For | Voted - For |
1.2 | Elect Director Wright L. Lassiter, III | Management | For | Voted - For |
1.3 | Elect Director Timothy L. Main | Management | For | Voted - For |
1.4 | Elect Director Denise M. Morrison | Management | For | Voted - For |
1.5 | Elect Director Gary M. Pfeiffer | Management | For | Voted - For |
1.6 | Elect Director Timothy M. Ring | Management | For | Voted - For |
1.7 | Elect Director Stephen H. Rusckowski | Management | For | Voted - For |
65
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Director Helen I. Torley | Management | For | Voted - For |
1.9 | Elect Director Gail R. Wilensky | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
REGENCY CENTERS CORPORATION | ||||
Security ID: 758849103 Ticker: REG | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director Martin E. Stein, Jr. | Management | For | Voted - For |
1.2 | Elect Director Joseph F. Azrack | Management | For | Voted - For |
1.3 | Elect Director Bryce Blair | Management | For | Voted - For |
1.4 | Elect Director C. Ronald Blankenship | Management | For | Voted - For |
1.5 | Elect Director Deirdre J. Evens | Management | For | Voted - For |
1.6 | Elect Director Thomas W. Furphy | Management | For | Voted - For |
1.7 | Elect Director Karin M. Klein | Management | For | Voted - For |
1.8 | Elect Director Peter D. Linneman | Management | For | Voted - For |
1.9 | Elect Director David P. O'Connor | Management | For | Voted - For |
1.10 | Elect Director Lisa Palmer | Management | For | Voted - For |
1.11 | Elect Director Thomas G. Wattles | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
REGIONS FINANCIAL CORPORATION | ||||
Security ID: 7591EP100 Ticker: RF | ||||
Meeting Date: 21-Apr-21 | ||||
1.1 | Elect Director Carolyn H. Byrd | Management | For | Voted - For |
1.2 | Elect Director Don DeFosset | Management | For | Voted - For |
1.3 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | Voted - For |
1.4 | Elect Director Zhanna Golodryga | Management | For | Voted - For |
1.5 | Elect Director John D. Johns | Management | For | Voted - For |
1.6 | Elect Director Ruth Ann Marshall | Management | For | Voted - For |
1.7 | Elect Director Charles D. McCrary | Management | For | Voted - For |
1.8 | Elect Director James T. Prokopanko | Management | For | Voted - For |
1.9 | Elect Director Lee J. Styslinger, III | Management | For | Voted - For |
1.10 | Elect Director Jose S. Suquet | Management | For | Voted - For |
1.11 | Elect Director John M. Turner, Jr. | Management | For | Voted - For |
1.12 | Elect Director Timothy Vines | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against |
66
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
RESMED INC. | ||||
Security ID: 761152107 Ticker: RMD | ||||
Meeting Date: 19-Nov-20 | ||||
1.1 | Elect Director Karen Drexler | Management | For | Voted - For |
1.2 | Elect Director Michael Farrell | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
ROCKWELL AUTOMATION, INC. | ||||
Security ID: 773903109 Ticker: ROK | ||||
Meeting Date: 02-Feb-21 | ||||
1.1 | Elect Director William P. Gipson | Management | For | Voted - For |
1.2 | Elect Director J. Phillip Holloman | Management | For | Voted - For |
1.3 | Elect Director Steven R. Kalmanson | Management | For | Voted - For |
1.4 | Elect Director Lawrence D. Kingsley | Management | For | Voted - For |
1.5 | Elect Director Lisa A. Payne | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
ROYAL CARIBBEAN CRUISES LTD. | ||||
Security ID: V7780T103 Ticker: RCL | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Director John F. Brock | Management | For | Voted - For |
1.2 | Elect Director Richard D. Fain | Management | For | Voted - For |
1.3 | Elect Director Stephen R. Howe, Jr. | Management | For | Voted - For |
1.4 | Elect Director William L. Kimsey | Management | For | Voted - For |
1.5 | Elect Director Amy McPherson | Management | For | Voted - For |
1.6 | Elect Director Maritza G. Montiel | Management | For | Voted - For |
1.7 | Elect Director Ann S. Moore | Management | For | Voted - For |
1.8 | Elect Director Eyal M. Ofer | Management | For | Voted - For |
1.9 | Elect Director William K. Reilly | Management | For | Voted - For |
1.10 | Elect Director Vagn O. Sorensen | Management | For | Voted - For |
1.11 | Elect Director Donald Thompson | Management | For | Voted - For |
1.12 | Elect Director Arne Alexander Wilhelmsen | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
5 | Report on Political Contributions Disclosure | Shareholder | Against | Voted - For |
67
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
S&P GLOBAL INC. | ||||
Security ID: 78409V104 Ticker: SPGI | ||||
Meeting Date: 11-Mar-21 | ||||
1 | Issue Shares in Connection with Merger | Management | For | Voted - For |
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director Marco Alvera | Management | For | Voted - For |
1.2 | Elect Director William J. Amelio | Management | For | Voted - For |
1.3 | Elect Director William D. Green | Management | For | Voted - For |
1.4 | Elect Director Stephanie C. Hill | Management | For | Voted - For |
1.5 | Elect Director Rebecca J. Jacoby | Management | For | Voted - For |
1.6 | Elect Director Monique F. Leroux | Management | For | Voted - For |
1.7 | Elect Director Ian P. Livingston | Management | For | Voted - For |
1.8 | Elect Director Maria R. Morris | Management | For | Voted - For |
1.9 | Elect Director Douglas L. Peterson | Management | For | Voted - For |
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | Voted - For |
1.11 | Elect Director Kurt L. Schmoke | Management | For | Voted - For |
1.12 | Elect Director Richard E. Thornburgh | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Approve Greenhouse Gas (GHG) Emissions Reduction | |||
Plan | Management | For | Voted - For | |
5 | Amend Certificate of Incorporation to Become a | |||
Public Benefit Corporation | Shareholder | Against | Voted - Against | |
SALESFORCE.COM, INC. | ||||
Security ID: 79466L302 Ticker: CRM | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Director Marc Benioff | Management | For | Voted - For |
1.2 | Elect Director Craig Conway | Management | For | Voted - For |
1.3 | Elect Director Parker Harris | Management | For | Voted - For |
1.4 | Elect Director Alan Hassenfeld | Management | For | Voted - For |
1.5 | Elect Director Neelie Kroes | Management | For | Voted - For |
1.6 | Elect Director Colin Powell | Management | For | Voted - For |
1.7 | Elect Director Sanford Robertson | Management | For | Voted - For |
1.8 | Elect Director John V. Roos | Management | For | Voted - For |
1.9 | Elect Director Robin Washington | Management | For | Voted - For |
1.10 | Elect Director Maynard Webb | Management | For | Voted - For |
1.11 | Elect Director Susan Wojcicki | Management | For | Voted - For |
2 | Amend Omnibus Stock Plan | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
68
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Amend Certificate of Incorporation to Become a | |||
Public Benefit Corporation | Shareholder | Against | Voted - Against | |
SEMPRA ENERGY | ||||
Security ID: 816851109 Ticker: SRE | ||||
Meeting Date: 14-May-21 | ||||
1.1 | Elect Director Alan L. Boeckmann | Management | For | Voted - For |
1.2 | Elect Director Andres Conesa | Management | For | Voted - For |
1.3 | Elect Director Maria Contreras-Sweet | Management | For | Voted - For |
1.4 | Elect Director Pablo A. Ferrero | Management | For | Voted - For |
1.5 | Elect Director William D. Jones | Management | For | Voted - For |
1.6 | Elect Director Jeffrey W. Martin | Management | For | Voted - For |
1.7 | Elect Director Bethany J. Mayer | Management | For | Voted - For |
1.8 | Elect Director Michael N. Mears | Management | For | Voted - For |
1.9 | Elect Director Jack T. Taylor | Management | For | Voted - For |
1.10 | Elect Director Cynthia L. Walker | Management | For | Voted - For |
1.11 | Elect Director Cynthia J. Warner | Management | For | Voted - For |
1.12 | Elect Director James C. Yardley | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
5 | Report on Corporate Climate Lobbying Aligned with | |||
Paris Agreement | Shareholder | Against | Voted - For | |
SOLAREDGE TECHNOLOGIES, INC. | ||||
Security ID: 83417M104 Ticker: SEDG | ||||
Meeting Date: 01-Jun-21 | ||||
1.1 | Elect Director Nadav Zafrir | Management | For | Voted - Against |
1.2 | Elect Director Avery More | Management | For | Voted - Against |
1.3 | Elect Director Zivi Lando | Management | For | Voted - Against |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
SOUTHWEST AIRLINES CO. | ||||
Security ID: 844741108 Ticker: LUV | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Director David W. Biegler | Management | For | Voted - For |
1.2 | Elect Director J. Veronica Biggins | Management | For | Voted - For |
1.3 | Elect Director Douglas H. Brooks | Management | For | Voted - For |
1.4 | Elect Director William H. Cunningham | Management | For | Voted - For |
1.5 | Elect Director John G. Denison | Management | For | Voted - For |
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Director Thomas W. Gilligan | Management | For | Voted - For |
1.7 | Elect Director Gary C. Kelly | Management | For | Voted - For |
1.8 | Elect Director Grace D. Lieblein | Management | For | Voted - For |
1.9 | Elect Director Nancy B. Loeffler | Management | For | Voted - For |
1.10 | Elect Director John T. Montford | Management | For | Voted - For |
1.11 | Elect Director Ron Ricks | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - Against |
5 | Adopt Majority Vote Cast to Remove Directors With | |||
or Without Cause | Shareholder | Against | Voted - For | |
STANLEY BLACK & DECKER, INC. | ||||
Security ID: 854502101 Ticker: SWK | ||||
Meeting Date: 10-May-21 | ||||
1.1 | Elect Director Andrea J. Ayers | Management | For | Voted - For |
1.2 | Elect Director George W. Buckley | Management | For | Voted - For |
1.3 | Elect Director Patrick D. Campbell | Management | For | Voted - For |
1.4 | Elect Director Carlos M. Cardoso | Management | For | Voted - For |
1.5 | Elect Director Robert B. Coutts | Management | For | Voted - For |
1.6 | Elect Director Debra A. Crew | Management | For | Voted - For |
1.7 | Elect Director Michael D. Hankin | Management | For | Voted - For |
1.8 | Elect Director James M. Loree | Management | For | Voted - For |
1.9 | Elect Director Jane M. Palmieri | Management | For | Voted - For |
1.10 | Elect Director Mojdeh Poul | Management | For | Voted - For |
1.11 | Elect Director Dmitri L. Stockton | Management | For | Voted - For |
1.12 | Elect Director Irving Tan | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Management | For | Voted - For |
5 | Eliminate Supermajority Vote Requirement Applicable | |||
Under the Connecticut Business Corporation Act | Management | For | Voted - For | |
6 | Eliminate Supermajority Vote Requirement to Approve | |||
Certain Business Combinations | Management | For | Voted - For | |
7 | Adopt Majority Voting for Uncontested Election of | |||
Directors | Management | For | Voted - For | |
STARBUCKS CORPORATION | ||||
Security ID: 855244109 Ticker: SBUX | ||||
Meeting Date: 17-Mar-21 | ||||
1.1 | Elect Director Richard E. Allison, Jr. | Management | For | Voted - For |
1.2 | Elect Director Rosalind G. Brewer *Withdrawn | |||
Resolution* | Management | For | Non-Voting | |
1.3 | Elect Director Andrew Campion | Management | For | Voted - For |
70
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Director Mary N. Dillon | Management | For | Voted - For |
1.5 | Elect Director Isabel Ge Mahe | Management | For | Voted - For |
1.6 | Elect Director Mellody Hobson | Management | For | Voted - For |
1.7 | Elect Director Kevin R. Johnson | Management | For | Voted - For |
1.8 | Elect Director Jorgen Vig Knudstorp | Management | For | Voted - For |
1.9 | Elect Director Satya Nadella | Management | For | Voted - For |
1.10 | Elect Director Joshua Cooper Ramo | Management | For | Voted - For |
1.11 | Elect Director Clara Shih | Management | For | Voted - For |
1.12 | Elect Director Javier G. Teruel | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Adopt a Policy to Include Non-Management Employees | |||
as Prospective Director Candidates | Shareholder | Against | Voted - Against | |
SYNCHRONY FINANCIAL | ||||
Security ID: 87165B103 Ticker: SYF | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Margaret M. Keane | Management | For | Voted - For |
1.2 | Elect Director Fernando Aguirre | Management | For | Voted - For |
1.3 | Elect Director Paget L. Alves | Management | For | Voted - For |
1.4 | Elect Director Arthur W. Coviello, Jr. | Management | For | Voted - For |
1.5 | Elect Director Brian D. Doubles | Management | For | Voted - For |
1.6 | Elect Director William W. Graylin | Management | For | Voted - For |
1.7 | Elect Director Roy A. Guthrie | Management | For | Voted - For |
1.8 | Elect Director Jeffrey G. Naylor | Management | For | Voted - For |
1.9 | Elect Director P.W. "Bill" Parker | Management | For | Voted - For |
1.10 | Elect Director Laurel J. Richie | Management | For | Voted - For |
1.11 | Elect Director Olympia J. Snowe | Management | For | Voted - For |
1.12 | Elect Director Ellen M. Zane | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
SYSCO CORPORATION | ||||
Security ID: 871829107 Ticker: SYY | ||||
Meeting Date: 20-Nov-20 | ||||
1.1 | Elect Director Daniel J. Brutto | Management | For | Voted - For |
1.2 | Elect Director John M. Cassaday | Management | For | Voted - For |
1.3 | Elect Director Joshua D. Frank | Management | For | Voted - For |
1.4 | Elect Director Larry C. Glasscock | Management | For | Voted - For |
1.5 | Elect Director Bradley M. Halverson | Management | For | Voted - For |
1.6 | Elect Director John M. Hinshaw | Management | For | Voted - For |
1.7 | Elect Director Kevin P. Hourican | Management | For | Voted - For |
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Director Hans-Joachim Koerber | Management | For | Voted - For |
1.9 | Elect Director Stephanie A. Lundquist | Management | For | Voted - For |
1.10 | Elect Director Nelson Peltz | Management | For | Voted - For |
1.11 | Elect Director Edward D. Shirley | Management | For | Voted - For |
1.12 | Elect Director Sheila G. Talton | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
TARGET CORPORATION | ||||
Security ID: 87612E106 Ticker: TGT | ||||
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | Voted - For |
1.2 | Elect Director George S. Barrett | Management | For | Voted - For |
1.3 | Elect Director Brian C. Cornell | Management | For | Voted - For |
1.4 | Elect Director Robert L. Edwards | Management | For | Voted - For |
1.5 | Elect Director Melanie L. Healey | Management | For | Voted - For |
1.6 | Elect Director Donald R. Knauss | Management | For | Voted - For |
1.7 | Elect Director Christine A. Leahy | Management | For | Voted - For |
1.8 | Elect Director Monica C. Lozano | Management | For | Voted - For |
1.9 | Elect Director Mary E. Minnick | Management | For | Voted - For |
1.10 | Elect Director Derica W. Rice | Management | For | Voted - For |
1.11 | Elect Director Kenneth L. Salazar | Management | For | Voted - For |
1.12 | Elect Director Dmitri L. Stockton | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
TELEFLEX INCORPORATED | ||||
Security ID: 879369106 Ticker: TFX | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Director Candace H. Duncan | Management | For | Voted - For |
1.2 | Elect Director Stephen K. Klasko | Management | For | Voted - For |
1.3 | Elect Director Stuart A. Randle | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Declassify the Board of Directors | Shareholder | For | Voted - For |
72
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
TERRAFORM POWER, INC. | ||||
Security ID: 88104R209 Ticker: TERP | ||||
Meeting Date: 29-Jul-20 | ||||
1.1 | Elect Director Brian Lawson | Management | For | Voted - Against |
1.2 | Elect Director Carolyn Burke | Management | For | Voted - For |
1.3 | Elect Director Christian S. Fong | Management | For | Voted - For |
1.4 | Elect Director Harry Goldgut | Management | For | Voted - Against |
1.5 | Elect Director Richard Legault | Management | For | Voted - Against |
1.6 | Elect Director Mark McFarland | Management | For | Voted - For |
1.7 | Elect Director Sachin Shah | Management | For | Voted - Against |
2 | Approve Merger Agreement | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
5 | Adjourn Meeting | Management | For | Voted - For |
THE AES CORPORATION | ||||
Security ID: 00130H105 Ticker: AES | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Director Janet G. Davidson | Management | For | Voted - For |
1.2 | Elect Director Andres R. Gluski | Management | For | Voted - For |
1.3 | Elect Director Tarun Khanna | Management | For | Voted - For |
1.4 | Elect Director Holly K. Koeppel | Management | For | Voted - For |
1.5 | Elect Director Julia M. Laulis | Management | For | Voted - For |
1.6 | Elect Director James H. Miller | Management | For | Voted - For |
1.7 | Elect Director Alain Monie | Management | For | Voted - For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | Voted - For |
1.9 | Elect Director Moises Naim | Management | For | Voted - For |
1.10 | Elect Director Teresa M. Sebastian | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Require Shareholder Approval of Bylaw and Charter | |||
Amendments Adopted by the Board of Directors | Shareholder | Against | Voted - Against | |
THE BANK OF NEW YORK MELLON CORPORATION | ||||
Security ID: 064058100 Ticker: BK | ||||
Meeting Date: 13-Apr-21 | ||||
1.1 | Elect Director Linda Z. Cook | Management | For | Voted - For |
1.2 | Elect Director Joseph J. Echevarria | Management | For | Voted - For |
1.3 | Elect Director Thomas P. "Todd" Gibbons | Management | For | Voted - For |
1.4 | Elect Director M. Amy Gilliland | Management | For | Voted - For |
1.5 | Elect Director Jeffrey A. Goldstein | Management | For | Voted - For |
73
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Director K. Guru Gowrappan | Management | For | Voted - For |
1.7 | Elect Director Ralph Izzo | Management | For | Voted - For |
1.8 | Elect Director Edmund F. "Ted" Kelly | Management | For | Voted - For |
1.9 | Elect Director Elizabeth E. Robinson | Management | For | Voted - For |
1.10 | Elect Director Samuel C. Scott, III | Management | For | Voted - For |
1.11 | Elect Director Frederick O. Terrell | Management | For | Voted - For |
1.12 | Elect Director Alfred W. "AI" Zollar | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Reduce Ownership Threshold for Shareholders to | |||
Request Action by Written Consent | Shareholder | Against | Voted - For | |
THE BOEING COMPANY | ||||
Security ID: 097023105 Ticker: BA | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Director Robert A. Bradway | Management | For | Voted - For |
1.2 | Elect Director David L. Calhoun | Management | For | Voted - For |
1.3 | Elect Director Lynne M. Doughtie | Management | For | Voted - For |
1.4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | Voted - For |
1.5 | Elect Director Lynn J. Good | Management | For | Voted - For |
1.6 | Elect Director Akhil Johri | Management | For | Voted - For |
1.7 | Elect Director Lawrence W. Kellner | Management | For | Voted - For |
1.8 | Elect Director Steven M. Mollenkopf | Management | For | Voted - For |
1.9 | Elect Director John M. Richardson | Management | For | Voted - For |
1.10 | Elect Director Ronald A. Williams | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
THE CHARLES SCHWAB CORPORATION | ||||
Security ID: 808513105 Ticker: SCHW | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Director Walter W. Bettinger, II | Management | For | Voted - For |
1.2 | Elect Director Joan T. Dea | Management | For | Voted - For |
1.3 | Elect Director Christopher V. Dodds | Management | For | Voted - For |
1.4 | Elect Director Mark A. Goldfarb | Management | For | Voted - Against |
1.5 | Elect Director Bharat B. Masrani | Management | For | Voted - For |
1.6 | Elect Director Charles A. Ruffel | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
5 | Declassify the Board of Directors | Shareholder | Against | Voted - For |
74
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE CLOROX COMPANY | ||||
Security ID: 189054109 Ticker: CLX | ||||
Meeting Date: 18-Nov-20 | ||||
1.1 | Elect Director Amy Banse | Management | For | Voted - For |
1.2 | Elect Director Richard H. Carmona | Management | For | Voted - For |
1.3 | Elect Director Benno Dorer | Management | For | Voted - For |
1.4 | Elect Director Spencer C. Fleischer | Management | For | Voted - For |
1.5 | Elect Director Esther Lee | Management | For | Voted - For |
1.6 | Elect Director A.D. David Mackay | Management | For | Voted - For |
1.7 | Elect Director Paul Parker | Management | For | Voted - For |
1.8 | Elect Director Linda Rendle | Management | For | Voted - For |
1.9 | Elect Director Matthew J. Shattock | Management | For | Voted - For |
1.10 | Elect Director Kathryn Tesija | Management | For | Voted - For |
1.11 | Elect Director Pamela Thomas-Graham | Management | For | Voted - For |
1.12 | Elect Director Russell J. Weiner | Management | For | Voted - For |
1.13 | Elect Director Christopher J. Williams | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Eliminate Supermajority Vote Requirement to Approve | |||
Certain Business Combinations | Management | For | Voted - For | |
THE COCA-COLA COMPANY | ||||
Security ID: 191216100 Ticker: KO | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Director Herbert A. Allen | Management | For | Voted - For |
1.2 | Elect Director Marc Bolland | Management | For | Voted - For |
1.3 | Elect Director Ana Botin | Management | For | Voted - For |
1.4 | Elect Director Christopher C. Davis | Management | For | Voted - For |
1.5 | Elect Director Barry Diller | Management | For | Voted - For |
1.6 | Elect Director Helene D. Gayle | Management | For | Voted - For |
1.7 | Elect Director Alexis M. Herman | Management | For | Voted - For |
1.8 | Elect Director Robert A. Kotick | Management | For | Voted - For |
1.9 | Elect Director Maria Elena Lagomasino | Management | For | Voted - For |
1.10 | Elect Director James Quincey | Management | For | Voted - For |
1.11 | Elect Director Caroline J. Tsay | Management | For | Voted - For |
1.12 | Elect Director David B. Weinberg | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
4 | Report on Sugar and Public Health | Shareholder | Against | Voted - For |
75
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE ESTEE LAUDER COMPANIES INC. | ||||
Security ID: 518439104 Ticker: EL | ||||
Meeting Date: 10-Nov-20 | ||||
1.1 | Elect Director Charlene Barshefsky | Management | For | Voted - For |
1.2 | Elect Director Wei Sun Christianson | Management | For | Voted - For |
1.3 | Elect Director Fabrizio Freda | Management | For | Voted - For |
1.4 | Elect Director Jane Lauder | Management | For | Voted - For |
1.5 | Elect Director Leonard A. Lauder | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
THE GAP, INC. | ||||
Security ID: 364760108 Ticker: GPS | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Director John J. Fisher | Management | For | Voted - For |
1.2 | Elect Director Robert J. Fisher | Management | For | Voted - Against |
1.3 | Elect Director William S. Fisher | Management | For | Voted - For |
1.4 | Elect Director Tracy Gardner | Management | For | Voted - For |
1.5 | Elect Director Isabella D. Goren | Management | For | Voted - For |
1.6 | Elect Director Bob L. Martin | Management | For | Voted - For |
1.7 | Elect Director Amy Miles | Management | For | Voted - For |
1.8 | Elect Director Jorge P. Montoya | Management | For | Voted - For |
1.9 | Elect Director Chris O'Neill | Management | For | Voted - For |
1.10 | Elect Director Mayo A. Shattuck, III | Management | For | Voted - For |
1.11 | Elect Director Elizabeth A. Smith | Management | For | Voted - For |
1.12 | Elect Director Salaam Coleman Smith | Management | For | Voted - For |
1.13 | Elect Director Sonia Syngal | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
THE HOME DEPOT, INC. | ||||
Security ID: 437076102 Ticker: HD | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Gerard J. Arpey | Management | For | Voted - For |
1.2 | Elect Director Ari Bousbib | Management | For | Voted - For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | Voted - For |
1.4 | Elect Director Gregory D. Brenneman | Management | For | Voted - For |
1.5 | Elect Director J. Frank Brown | Management | For | Voted - For |
1.6 | Elect Director Albert P. Carey | Management | For | Voted - For |
76
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Elect Director Helena B. Foulkes | Management | For | Voted - For |
1.8 | Elect Director Linda R. Gooden | Management | For | Voted - For |
1.9 | Elect Director Wayne M. Hewett | Management | For | Voted - For |
1.10 | Elect Director Manuel Kadre | Management | For | Voted - For |
1.11 | Elect Director Stephanie C. Linnartz | Management | For | Voted - For |
1.12 | Elect Director Craig A. Menear | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Voted - For |
5 | Report on Political Contributions Congruency | |||
Analysis | Shareholder | Against | Voted - For | |
6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Voted - For |
THE KRAFT HEINZ COMPANY | ||||
Security ID: 500754106 Ticker: KHC | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Director Gregory E. Abel | Management | For | Voted - For |
1.2 | Elect Director Alexandre Behring | Management | For | Voted - For |
1.3 | Elect Director John T. Cahill | Management | For | Voted - For |
1.4 | Elect Director Joao M. Castro-Neves | Management | For | Voted - For |
1.5 | Elect Director Lori Dickerson Fouche | Management | For | Voted - For |
1.6 | Elect Director Timothy Kenesey | Management | For | Voted - For |
1.7 | Elect Director Elio Leoni Sceti | Management | For | Voted - For |
1.8 | Elect Director Susan Mulder | Management | For | Voted - For |
1.9 | Elect Director Miguel Patricio | Management | For | Voted - For |
1.10 | Elect Director John C. Pope | Management | For | Voted - For |
1.11 | Elect Director Alexandre Van Damme | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
THE KROGER CO. | ||||
Security ID: 501044101 Ticker: KR | ||||
Meeting Date: 24-Jun-21 | ||||
1.1 | Elect Director Nora A. Aufreiter | Management | For | Voted - For |
1.2 | Elect Director Kevin M. Brown | Management | For | Voted - For |
1.3 | Elect Director Anne Gates | Management | For | Voted - For |
1.4 | Elect Director Karen M. Hoguet | Management | For | Voted - For |
1.5 | Elect Director W. Rodney McMullen | Management | For | Voted - For |
1.6 | Elect Director Clyde R. Moore | Management | For | Voted - For |
1.7 | Elect Director Ronald L. Sargent | Management | For | Voted - For |
1.8 | Elect Director J. Amanda Sourry Knox (Amanda Sourry) | Management | For | Voted - For |
1.9 | Elect Director Mark S. Sutton | Management | For | Voted - For |
1.10 | Elect Director Ashok Vemuri | Management | For | Voted - For |
77
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLC as Auditor | Management | For | Voted - For |
4 | Assess Environmental Impact of Non-Recyclable | |||
Packaging | Shareholder | Against | Voted - For | |
THE MOSAIC COMPANY | ||||
Security ID: 61945C103 Ticker: MOS | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Cheryl K. Beebe | Management | For | Voted - For |
1.2 | Elect Director Oscar P. Bernardes | Management | For | Voted - For |
1.3 | Elect Director Gregory L. Ebel | Management | For | Voted - For |
1.4 | Elect Director Timothy S. Gitzel | Management | For | Voted - For |
1.5 | Elect Director Denise C. Johnson | Management | For | Voted - For |
1.6 | Elect Director Emery N. Koenig | Management | For | Voted - For |
1.7 | Elect Director James 'Joc' C. O'Rourke | Management | For | Voted - For |
1.8 | Elect Director David T. Seaton | Management | For | Voted - For |
1.9 | Elect Director Steven M. Seibert | Management | For | Voted - For |
1.10 | Elect Director Luciano Siani Pires | Management | For | Voted - For |
1.11 | Elect Director Gretchen H. Watkins | Management | For | Voted - For |
1.12 | Elect Director Kelvin R. Westbrook | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
THE PROCTER & GAMBLE COMPANY | ||||
Security ID: 742718109 Ticker: PG | ||||
Meeting Date: 13-Oct-20 | ||||
1.1 | Elect Director Francis S. Blake | Management | For | Voted - For |
1.2 | Elect Director Angela F. Braly | Management | For | Voted - For |
1.3 | Elect Director Amy L. Chang | Management | For | Voted - For |
1.4 | Elect Director Joseph Jimenez | Management | For | Voted - For |
1.5 | Elect Director Debra L. Lee | Management | For | Voted - For |
1.6 | Elect Director Terry J. Lundgren | Management | For | Voted - For |
1.7 | Elect Director Christine M. McCarthy | Management | For | Voted - For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | Voted - For |
1.9 | Elect Director Nelson Peltz | Management | For | Voted - For |
1.10 | Elect Director David S. Taylor | Management | For | Voted - For |
1.11 | Elect Director Margaret C. Whitman | Management | For | Voted - For |
1.12 | Elect Director Patricia A. Woertz | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Report on Efforts to Eliminate Deforestation | Shareholder | Against | Voted - For |
78
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Publish Annually a Report Assessing Diversity and | |||
Inclusion Efforts | Shareholder | Against | Voted - For | |
THE SOUTHERN COMPANY | ||||
Security ID: 842587107 Ticker: SO | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Director Janaki Akella | Management | For | Voted - For |
1.2 | Elect Director Juanita Powell Baranco | Management | For | Voted - For |
1.3 | Elect Director Henry A. Clark, III | Management | For | Voted - For |
1.4 | Elect Director Anthony F. Earley, Jr. | Management | For | Voted - For |
1.5 | Elect Director Thomas A. Fanning | Management | For | Voted - For |
1.6 | Elect Director David J. Grain | Management | For | Voted - For |
1.7 | Elect Director Colette D. Honorable | Management | For | Voted - For |
1.8 | Elect Director Donald M. James | Management | For | Voted - For |
1.9 | Elect Director John D. Johns | Management | For | Voted - For |
1.10 | Elect Director Dale E. Klein | Management | For | Voted - For |
1.11 | Elect Director Ernest J. Moniz | Management | For | Voted - For |
1.12 | Elect Director William G. Smith, Jr. | Management | For | Voted - For |
1.13 | Elect Director E. Jenner Wood, III | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
5 | Reduce Supermajority Vote Requirement | Management | For | Voted - For |
THE TJX COMPANIES, INC. | ||||
Security ID: 872540109 Ticker: TJX | ||||
Meeting Date: 08-Jun-21 | ||||
1.1 | Elect Director Zein Abdalla | Management | For | Voted - For |
1.2 | Elect Director Jose B. Alvarez | Management | For | Voted - For |
1.3 | Elect Director Alan M. Bennett | Management | For | Voted - For |
1.4 | Elect Director Rosemary T. Berkery | Management | For | Voted - For |
1.5 | Elect Director David T. Ching | Management | For | Voted - For |
1.6 | Elect Director C. Kim Goodwin | Management | For | Voted - For |
1.7 | Elect Director Ernie Herrman | Management | For | Voted - For |
1.8 | Elect Director Michael F. Hines | Management | For | Voted - For |
1.9 | Elect Director Amy B. Lane | Management | For | Voted - For |
1.10 | Elect Director Carol Meyrowitz | Management | For | Voted - For |
1.11 | Elect Director Jackwyn L. Nemerov | Management | For | Voted - For |
1.12 | Elect Director John F. O'Brien | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Report on Animal Welfare | Shareholder | Against | Voted - For |
5 | Report on Pay Disparity | Shareholder | Against | Voted - For |
79
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE TRAVELERS COMPANIES, INC. | ||||
Security ID: 89417E109 Ticker: TRV | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Alan L. Beller | Management | For | Voted - For |
1.2 | Elect Director Janet M. Dolan | Management | For | Voted - For |
1.3 | Elect Director Patricia L. Higgins | Management | For | Voted - For |
1.4 | Elect Director William J. Kane | Management | For | Voted - For |
1.5 | Elect Director Thomas B. Leonardi | Management | For | Voted - For |
1.6 | Elect Director Clarence Otis, Jr. | Management | For | Voted - For |
1.7 | Elect Director Elizabeth E. Robinson | Management | For | Voted - For |
1.8 | Elect Director Philip T. (Pete) Ruegger, III | Management | For | Voted - For |
1.9 | Elect Director Todd C. Schermerhorn | Management | For | Voted - For |
1.10 | Elect Director Alan D. Schnitzer | Management | For | Voted - For |
1.11 | Elect Director Laurie J. Thomsen | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
THE WALT DISNEY COMPANY | ||||
Security ID: 254687106 Ticker: DIS | ||||
Meeting Date: 09-Mar-21 | ||||
1.1 | Elect Director Susan E. Arnold | Management | For | Voted - For |
1.2 | Elect Director Mary T. Barra | Management | For | Voted - For |
1.3 | Elect Director Safra A. Catz | Management | For | Voted - For |
1.4 | Elect Director Robert A. Chapek | Management | For | Voted - For |
1.5 | Elect Director Francis A. deSouza | Management | For | Voted - For |
1.6 | Elect Director Michael B.G. Froman | Management | For | Voted - For |
1.7 | Elect Director Robert A. Iger | Management | For | Voted - For |
1.8 | Elect Director Maria Elena Lagomasino | Management | For | Voted - For |
1.9 | Elect Director Mark G. Parker | Management | For | Voted - For |
1.10 | Elect Director Derica W. Rice | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
5 | Adopt a Policy to Include Non-Management Employees | |||
as Prospective Director Candidates | Shareholder | Against | Voted - For | |
THERMO FISHER SCIENTIFIC INC. | ||||
Security ID: 883556102 Ticker: TMO | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Director Marc N. Casper | Management | For | Voted - For |
80
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Director Nelson J. Chai | Management | For | Voted - For |
1.3 | Elect Director C. Martin Harris | Management | For | Voted - For |
1.4 | Elect Director Tyler Jacks | Management | For | Voted - For |
1.5 | Elect Director R. Alexandra Keith | Management | For | Voted - For |
1.6 | Elect Director Thomas J. Lynch | Management | For | Voted - For |
1.7 | Elect Director Jim P. Manzi | Management | For | Voted - For |
1.8 | Elect Director James C. Mullen | Management | For | Voted - For |
1.9 | Elect Director Lars R. Sorensen | Management | For | Voted - For |
1.10 | Elect Director Debora L. Spar | Management | For | Voted - For |
1.11 | Elect Director Scott M. Sperling | Management | For | Voted - For |
1.12 | Elect Director Dion J. Weisler | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
4 | Provide Right to Call A Special Meeting | Shareholder | Against | Voted - For |
TWITTER, INC. | ||||
Security ID: 90184L102 Ticker: TWTR | ||||
Meeting Date: 24-Jun-21 | ||||
1.1 | Elect Director Jesse Cohn | Management | For | Voted - For |
1.2 | Elect Director Martha Lane Fox | Management | For | Voted - For |
1.3 | Elect Director Fei-Fei Li | Management | For | Voted - For |
1.4 | Elect Director David Rosenblatt | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
5 | Declassify the Board of Directors | Management | For | Voted - For |
6 | Report on Climate Change *Withdrawn Resolution* | Shareholder | Against | Non-Voting |
7 | Require Independent Director Nominee with Human | |||
and/or Civil Rights Experience | Shareholder | Against | Voted - For | |
TYSON FOODS, INC. | ||||
Security ID: 902494103 Ticker: TSN | ||||
Meeting Date: 11-Feb-21 | ||||
1.1 | Elect Director John Tyson | Management | For | Voted - For |
1.2 | Elect Director Les R. Baledge | Management | For | Voted - For |
1.3 | Elect Director Gaurdie E. Banister, Jr. | Management | For | Voted - For |
1.4 | Elect Director Dean Banks | Management | For | Voted - For |
1.5 | Elect Director Mike Beebe | Management | For | Voted - For |
1.6 | Elect Director Maria Claudia Borras | Management | For | Voted - For |
1.7 | Elect Director David J. Bronczek | Management | For | Voted - For |
1.8 | Elect Director Mikel A. Durham | Management | For | Voted - For |
1.9 | Elect Director Jonathan D. Mariner | Management | For | Voted - For |
1.10 | Elect Director Kevin M. McNamara | Management | For | Voted - For |
81
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Elect Director Cheryl S. Miller | Management | For | Voted - For |
1.12 | Elect Director Jeffrey K. Schomburger | Management | For | Voted - For |
1.13 | Elect Director Robert Thurber | Management | For | Voted - For |
1.14 | Elect Director Barbara A. Tyson | Management | For | Voted - For |
1.15 | Elect Director Noel White | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Report on Human Rights Due Diligence | Shareholder | Against | Voted - For |
5 | Approve Recapitalization Plan for all Stock to Have | |||
One-vote per Share | Shareholder | Against | Voted - For | |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
UBER TECHNOLOGIES, INC. | ||||
Security ID: 90353T100 Ticker: UBER | ||||
Meeting Date: 10-May-21 | ||||
1.1 | Elect Director Ronald Sugar | Management | For | Voted - For |
1.2 | Elect Director Revathi Advaithi | Management | For | Voted - For |
1.3 | Elect Director Ursula Burns | Management | For | Voted - For |
1.4 | Elect Director Robert Eckert | Management | For | Voted - For |
1.5 | Elect Director Amanda Ginsberg | Management | For | Voted - For |
1.6 | Elect Director Dara Khosrowshahi | Management | For | Voted - For |
1.7 | Elect Director Wan Ling Martello | Management | For | Voted - For |
1.8 | Elect Director Yasir Al-Rumayyan | Management | For | Voted - For |
1.9 | Elect Director John Thain | Management | For | Voted - For |
1.10 | Elect Director David I. Trujillo | Management | For | Voted - For |
1.11 | Elect Director Alexander Wynaendts | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
UNION PACIFIC CORPORATION | ||||
Security ID: 907818108 Ticker: UNP | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | Voted - For |
1.2 | Elect Director William J. DeLaney | Management | For | Voted - For |
1.3 | Elect Director David B. Dillon | Management | For | Voted - For |
1.4 | Elect Director Lance M. Fritz | Management | For | Voted - For |
1.5 | Elect Director Deborah C. Hopkins | Management | For | Voted - For |
1.6 | Elect Director Jane H. Lute | Management | For | Voted - For |
1.7 | Elect Director Michael R. McCarthy | Management | For | Voted - For |
1.8 | Elect Director Thomas F. McLarty, III | Management | For | Voted - For |
1.9 | Elect Director Jose H. Villarreal | Management | For | Voted - For |
1.10 | Elect Director Christopher J. Williams | Management | For | Voted - For |
82
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Voted - For |
6 | Report on EEO | Shareholder | Against | Voted - For |
7 | Publish Annually a Report Assessing Diversity and | |||
Inclusion Efforts | Shareholder | Against | Voted - For | |
8 | Annual Vote and Report on Climate Change | Shareholder | Against | Voted - For |
UNITED AIRLINES HOLDINGS, INC. | ||||
Security ID: 910047109 Ticker: UAL | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Director Carolyn Corvi | Management | For | Voted - For |
1.2 | Elect Director Barney Harford | Management | For | Voted - For |
1.3 | Elect Director Michele J. Hooper | Management | For | Voted - For |
1.4 | Elect Director Walter Isaacson | Management | For | Voted - For |
1.5 | Elect Director James A. C. Kennedy | Management | For | Voted - For |
1.6 | Elect Director J. Scott Kirby | Management | For | Voted - For |
1.7 | Elect Director Edward M. Philip | Management | For | Voted - For |
1.8 | Elect Director Edward L. Shapiro | Management | For | Voted - For |
1.9 | Elect Director David J. Vitale | Management | For | Voted - For |
1.10 | Elect Director Laysha Ward | Management | For | Voted - For |
1.11 | Elect Director James M. Whitehurst | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Approve Securities Transfer Restrictions | Management | For | Voted - For |
6 | Approve Tax Benefits Preservation Plan | Management | For | Voted - For |
7 | Report on Political Contributions and Expenditures | Shareholder | Against | Voted - For |
8 | Report on Global Warming-Related Lobbying Activities | Shareholder | Against | Voted - For |
UNITED PARCEL SERVICE, INC. | ||||
Security ID: 911312106 Ticker: UPS | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Director Carol B. Tome | Management | For | Voted - For |
1.2 | Elect Director Rodney C. Adkins | Management | For | Voted - For |
1.3 | Elect Director Eva C. Boratto | Management | For | Voted - For |
1.4 | Elect Director Michael J. Burns | Management | For | Voted - For |
1.5 | Elect Director Wayne M. Hewett | Management | For | Voted - For |
1.6 | Elect Director Angela Hwang | Management | For | Voted - For |
1.7 | Elect Director Kate E. Johnson | Management | For | Voted - For |
1.8 | Elect Director William R. Johnson | Management | For | Voted - For |
1.9 | Elect Director Ann M. Livermore | Management | For | Voted - For |
83
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Director Franck J. Moison | Management | For | Voted - For |
1.11 | Elect Director Christiana Smith Shi | Management | For | Voted - For |
1.12 | Elect Director Russell Stokes | Management | For | Voted - For |
1.13 | Elect Director Kevin Warsh | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
6 | Approve Recapitalization Plan for all Stock to Have | |||
One-vote per Share | Shareholder | Against | Voted - For | |
7 | Report on Climate Change | Shareholder | Against | Voted - For |
8 | Amend Certificate of Incorporation to Become a | |||
Public Benefit Corporation | Shareholder | Against | Voted - Against | |
9 | Publish Annually a Report Assessing Diversity and | |||
Inclusion Efforts | Shareholder | Against | Voted - For | |
UNITED RENTALS, INC. | ||||
Security ID: 911363109 Ticker: URI | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Director Jose B. Alvarez | Management | For | Voted - For |
1.2 | Elect Director Marc A. Bruno | Management | For | Voted - For |
1.3 | Elect Director Matthew J. Flannery | Management | For | Voted - For |
1.4 | Elect Director Bobby J. Griffin | Management | For | Voted - For |
1.5 | Elect Director Kim Harris Jones | Management | For | Voted - For |
1.6 | Elect Director Terri L. Kelly | Management | For | Voted - For |
1.7 | Elect Director Michael J. Kneeland | Management | For | Voted - For |
1.8 | Elect Director Gracia C. Martore | Management | For | Voted - For |
1.9 | Elect Director Filippo Passerini | Management | For | Voted - For |
1.10 | Elect Director Donald C. Roof | Management | For | Voted - For |
1.11 | Elect Director Shiv Singh | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to | |||
Request Action by Written Consent | Shareholder | Against | Voted - For | |
UNITEDHEALTH GROUP INCORPORATED | ||||
Security ID: 91324P102 Ticker: UNH | ||||
Meeting Date: 07-Jun-21 | ||||
1.1 | Elect Director Richard T. Burke | Management | For | Voted - For |
1.2 | Elect Director Timothy P. Flynn | Management | For | Voted - For |
1.3 | Elect Director Stephen J. Hemsley | Management | For | Voted - For |
1.4 | Elect Director Michele J. Hooper | Management | For | Voted - For |
1.5 | Elect Director F. William McNabb, III | Management | For | Voted - For |
1.6 | Elect Director Valerie C. Montgomery Rice | Management | For | Voted - For |
84
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Elect Director John H. Noseworthy | Management | For | Voted - For |
1.8 | Elect Director Gail R. Wilensky | Management | For | Voted - For |
1.9 | Elect Director Andrew Witty | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
VENTAS, INC. | ||||
Security ID: 92276F100 Ticker: VTR | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Director Melody C. Barnes | Management | For | Voted - For |
1.2 | Elect Director Debra A. Cafaro | Management | For | Voted - For |
1.3 | Elect Director Jay M. Gellert | Management | For | Voted - For |
1.4 | Elect Director Matthew J. Lustig | Management | For | Voted - For |
1.5 | Elect Director Roxanne M. Martino | Management | For | Voted - For |
1.6 | Elect Director Marguerite M. Nader | Management | For | Voted - For |
1.7 | Elect Director Sean P. Nolan | Management | For | Voted - For |
1.8 | Elect Director Walter C. Rakowich | Management | For | Voted - For |
1.9 | Elect Director Robert D. Reed | Management | For | Voted - For |
1.10 | Elect Director James D. Shelton | Management | For | Voted - For |
1.11 | Elect Director Maurice S. Smith | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
VERIZON COMMUNICATIONS INC. | ||||
Security ID: 92343V104 Ticker: VZ | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Director Shellye L. Archambeau | Management | For | Voted - For |
1.2 | Elect Director Roxanne S. Austin | Management | For | Voted - For |
1.3 | Elect Director Mark T. Bertolini | Management | For | Voted - For |
1.4 | Elect Director Melanie L. Healey | Management | For | Voted - For |
1.5 | Elect Director Clarence Otis, Jr. | Management | For | Voted - For |
1.6 | Elect Director Daniel H. Schulman | Management | For | Voted - For |
1.7 | Elect Director Rodney E. Slater | Management | For | Voted - For |
1.8 | Elect Director Hans E. Vestberg | Management | For | Voted - For |
1.9 | Elect Director Gregory G. Weaver | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Lower Ownership Threshold for Action by Written | |||
Consent | Shareholder | Against | Voted - For | |
5 | Amend Senior Executive Compensation Clawback Policy | Shareholder | Against | Voted - For |
85
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Submit Severance Agreement (Change-in-Control) to | |||
Shareholder Vote | Shareholder | Against | Voted - For | |
VISA INC. | ||||
Security ID: 92826C839 Ticker: V | ||||
Meeting Date: 26-Jan-21 | ||||
1.1 | Elect Director Lloyd A. Carney | Management | For | Voted - For |
1.2 | Elect Director Mary B. Cranston | Management | For | Voted - For |
1.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Voted - For |
1.4 | Elect Director Alfred F. Kelly, Jr. | Management | For | Voted - For |
1.5 | Elect Director Ramon Laguarta | Management | For | Voted - For |
1.6 | Elect Director John F. Lundgren | Management | For | Voted - For |
1.7 | Elect Director Robert W. Matschullat | Management | For | Voted - For |
1.8 | Elect Director Denise M. Morrison | Management | For | Voted - For |
1.9 | Elect Director Suzanne Nora Johnson | Management | For | Voted - For |
1.10 | Elect Director Linda J. Rendle | Management | For | Voted - For |
1.11 | Elect Director John A. C. Swainson | Management | For | Voted - For |
1.12 | Elect Director Maynard G. Webb, Jr. | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Provide Holders of At Least 15% Class A Common | |||
Stock Right to Call Special Meeting | Management | For | Voted - For | |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Voted - Against |
VULCAN MATERIALS COMPANY | ||||
Security ID: 929160109 Ticker: VMC | ||||
Meeting Date: 14-May-21 | ||||
1.1 | Elect Director Thomas A. Fanning | Management | For | Voted - For |
1.2 | Elect Director J. Thomas Hill | Management | For | Voted - For |
1.3 | Elect Director Cynthia L. Hostetler | Management | For | Voted - For |
1.4 | Elect Director Richard T. O'Brien | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
W.W. GRAINGER, INC. | ||||
Security ID: 384802104 Ticker: GWW | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Director Rodney C. Adkins | Management | For | Voted - For |
1.2 | Elect Director Brian P. Anderson | Management | For | Voted - For |
86
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Director V. Ann Hailey | Management | For | Voted - For |
1.4 | Elect Director Katherine D. Jaspon | Management | For | Voted - For |
1.5 | Elect Director Stuart L. Levenick | Management | For | Voted - For |
1.6 | Elect Director D.G. Macpherson | Management | For | Voted - For |
1.7 | Elect Director Neil S. Novich | Management | For | Voted - For |
1.8 | Elect Director Beatriz R. Perez | Management | For | Voted - For |
1.9 | Elect Director Michael J. Roberts | Management | For | Voted - For |
1.10 | Elect Director E. Scott Santi | Management | For | Voted - For |
1.11 | Elect Director Susan Slavik Williams | Management | For | Voted - For |
1.12 | Elect Director Lucas E. Watson | Management | For | Voted - For |
1.13 | Elect Director Steven A. White | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
WALGREENS BOOTS ALLIANCE, INC. | ||||
Security ID: 931427108 Ticker: WBA | ||||
Meeting Date: 28-Jan-21 | ||||
1.1 | Elect Director Jose E. Almeida | Management | For | Voted - For |
1.2 | Elect Director Janice M. Babiak | Management | For | Voted - For |
1.3 | Elect Director David J. Brailer | Management | For | Voted - For |
1.4 | Elect Director William C. Foote | Management | For | Voted - For |
1.5 | Elect Director Ginger L. Graham | Management | For | Voted - For |
1.6 | Elect Director Valerie B. Jarrett | Management | For | Voted - For |
1.7 | Elect Director John A. Lederer | Management | For | Voted - For |
1.8 | Elect Director Dominic P. Murphy | Management | For | Voted - For |
1.9 | Elect Director Stefano Pessina | Management | For | Voted - For |
1.10 | Elect Director Nancy M. Schlichting | Management | For | Voted - For |
1.11 | Elect Director James A. Skinner | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
6 | Report on Health Risks of Continued In-Store | |||
Tobacco Sales in the Age of COVID 2021 | Shareholder | Against | Voted - For | |
WEC ENERGY GROUP, INC. | ||||
Security ID: 92939U106 Ticker: WEC | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Director Curt S. Culver | Management | For | Voted - For |
1.2 | Elect Director Danny L. Cunningham | Management | For | Voted - For |
1.3 | Elect Director William M. Farrow, III | Management | For | Voted - For |
1.4 | Elect Director J. Kevin Fletcher | Management | For | Voted - For |
1.5 | Elect Director Cristina A. Garcia-Thomas | Management | For | Voted - For |
87
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Director Maria C. Green | Management | For | Voted - For |
1.7 | Elect Director Gale E. Klappa | Management | For | Voted - For |
1.8 | Elect Director Thomas K. Lane | Management | For | Voted - For |
1.9 | Elect Director Ulice Payne, Jr. | Management | For | Voted - For |
1.10 | Elect Director Mary Ellen Stanek | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
WELLTOWER INC. | ||||
Security ID: 95040Q104 Ticker: WELL | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Director Kenneth J. Bacon | Management | For | Voted - For |
1.2 | Elect Director Karen B. DeSalvo | Management | For | Voted - For |
1.3 | Elect Director Jeffrey H. Donahue | Management | For | Voted - For |
1.4 | Elect Director Philip L. Hawkins | Management | For | Voted - For |
1.5 | Elect Director Dennis G. Lopez | Management | For | Voted - For |
1.6 | Elect Director Shankh Mitra | Management | For | Voted - For |
1.7 | Elect Director Ade J. Patton | Management | For | Voted - For |
1.8 | Elect Director Diana W. Reid | Management | For | Voted - For |
1.9 | Elect Director Sergio D. Rivera | Management | For | Voted - For |
1.10 | Elect Director Johnese M. Spisso | Management | For | Voted - For |
1.11 | Elect Director Kathryn M. Sullivan | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
WORKDAY, INC. | ||||
Security ID: 98138H101 Ticker: WDAY | ||||
Meeting Date: 08-Jun-21 | ||||
1.1 | Elect Director Aneel Bhusri | Management | For | Voted - For |
1.2 | Elect Director Ann-Marie Campbell | Management | For | Voted - For |
1.3 | Elect Director David A. Duffield | Management | For | Voted - For |
1.4 | Elect Director Lee J. Styslinger, III | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
88
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
XCEL ENERGY INC. | ||||
Security ID: 98389B100 Ticker: XEL | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Director Lynn Casey | Management | For | Voted - For |
1.2 | Elect Director Ben Fowke | Management | For | Voted - For |
1.3 | Elect Director Robert Frenzel | Management | For | Voted - For |
1.4 | Elect Director Netha Johnson | Management | For | Voted - For |
1.5 | Elect Director Patricia Kampling | Management | For | Voted - For |
1.6 | Elect Director George Kehl | Management | For | Voted - For |
1.7 | Elect Director Richard O'Brien | Management | For | Voted - For |
1.8 | Elect Director Charles Pardee | Management | For | Voted - For |
1.9 | Elect Director Christopher Policinski | Management | For | Voted - For |
1.10 | Elect Director James Prokopanko | Management | For | Voted - For |
1.11 | Elect Director David Westerlund | Management | For | Voted - For |
1.12 | Elect Director Kim Williams | Management | For | Voted - For |
1.13 | Elect Director Timothy Wolf | Management | For | Voted - For |
1.14 | Elect Director Daniel Yohannes | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Report on Costs and Benefits of Climate-Related | |||
Activities | Shareholder | Against | Voted - For | |
XYLEM INC. | ||||
Security ID: 98419M100 Ticker: XYL | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director Jeanne Beliveau-Dunn | Management | For | Voted - For |
1.2 | Elect Director Patrick K. Decker | Management | For | Voted - For |
1.3 | Elect Director Robert F. Friel | Management | For | Voted - For |
1.4 | Elect Director Jorge M. Gomez | Management | For | Voted - For |
1.5 | Elect Director Victoria D. Harker | Management | For | Voted - For |
1.6 | Elect Director Steven R. Loranger | Management | For | Voted - For |
1.7 | Elect Director Surya N. Mohapatra | Management | For | Voted - For |
1.8 | Elect Director Jerome A. Peribere | Management | For | Voted - For |
1.9 | Elect Director Markos I. Tambakeras | Management | For | Voted - For |
1.10 | Elect Director Lila Tretikov | Management | For | Voted - For |
1.11 | Elect Director Uday Yadav | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
89
Impact Shares NAACP Minority Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
YUM! BRANDS, INC. | ||||
Security ID: 988498101 Ticker: YUM | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Director Paget L. Alves | Management | For | Voted - For |
1.2 | Elect Director Keith Barr | Management | For | Voted - For |
1.3 | Elect Director Christopher M. Connor | Management | For | Voted - For |
1.4 | Elect Director Brian C. Cornell | Management | For | Voted - For |
1.5 | Elect Director Tanya L. Domier | Management | For | Voted - For |
1.6 | Elect Director David W. Gibbs | Management | For | Voted - For |
1.7 | Elect Director Mirian M. Graddick-Weir | Management | For | Voted - For |
1.8 | Elect Director Lauren R. Hobart | Management | For | Voted - For |
1.9 | Elect Director Thomas C. Nelson | Management | For | Voted - For |
1.10 | Elect Director P. Justin Skala | Management | For | Voted - For |
1.11 | Elect Director Elane B. Stock | Management | For | Voted - For |
1.12 | Elect Director Annie Young-Scrivner | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
90
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3M COMPANY | ||||
Security ID: 88579Y101 Ticker: MMM | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Director Thomas "Tony" K. Brown | Management | For | Voted - For |
1.2 | Elect Director Pamela J. Craig | Management | For | Voted - For |
1.3 | Elect Director David B. Dillon | Management | For | Voted - For |
1.4 | Elect Director Michael L. Eskew | Management | For | Voted - For |
1.5 | Elect Director James R. Fitterling | Management | For | Voted - For |
1.6 | Elect Director Herbert L. Henkel | Management | For | Voted - For |
1.7 | Elect Director Amy E. Hood | Management | For | Voted - For |
1.8 | Elect Director Muhtar Kent | Management | For | Voted - For |
1.9 | Elect Director Dambisa F. Moyo | Management | For | Voted - For |
1.10 | Elect Director Gregory R. Page | Management | For | Voted - For |
1.11 | Elect Director Michael F. Roman | Management | For | Voted - For |
1.12 | Elect Director Patricia A. Woertz | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Consider Pay Disparity Between Executives and Other | |||
Employees | Shareholder | Against | Voted - For | |
6 | Amend Certificate of Incorporation to Become a | |||
Public Benefit Corporation | Shareholder | Against | Voted - Against | |
ABBVIE INC. | ||||
Security ID: 00287Y109 Ticker: ABBV | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Director Roxanne S. Austin | Management | For | Voted - For |
1.2 | Elect Director Richard A. Gonzalez | Management | For | Voted - For |
1.3 | Elect Director Rebecca B. Roberts | Management | For | Voted - For |
1.4 | Elect Director Glenn F. Tilton | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Voted - For |
6 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
8 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
91
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ABN AMRO BANK NV | ||||
Security ID: N0162C102 Ticker: ABN | ||||
Meeting Date: 15-Dec-20 | ||||
1.1 | Elect Mariken Tannemaat to Supervisory Board | Management | For | Voted - For |
2 | Open Meeting and Announcements | Management | For | Non-Voting |
3 | Announce Supervisory Board's Nomination for | |||
Appointment | Management | For | Non-Voting | |
4 | Receive Explanation and Motivation by Mariken | |||
Tannemaat | Management | For | Non-Voting | |
5 | Close Meeting | Management | For | Non-Voting |
Meeting Date: 21-Apr-21 | ||||
1 | Open Meeting | Management | For | Non-Voting |
2 | Receive Report of Management Board (Non-Voting) | Management | For | Non-Voting |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | For | Non-Voting |
4 | Receive Announcements from the Chairman of the | |||
Employee Council | Management | For | Non-Voting | |
5 | Discussion on Company's Corporate Governance | |||
Structure | Management | For | Non-Voting | |
6 | Approve Remuneration Report | Management | For | Voted - For |
7 | Opportunity to Ask Questions to the External | |||
Auditor (Non-Voting) | Management | For | Non-Voting | |
8 | Adopt Financial Statements and Statutory Reports | Management | For | Voted - For |
9 | Receive Explanation on Company's Dividend Policy | Management | For | Non-Voting |
10 | Approve Discharge of Management Board | Management | For | Voted - For |
11 | Approve Discharge of Supervisory Board | Management | For | Voted - For |
12 | Receive Auditor's Report (Non-Voting) | Management | For | Non-Voting |
13 | Ratify Ernst & Young Accountants LLP as Auditors | |||
for FY 2022 and 2023 | Management | For | Voted - For | |
14 | Announce Intention to Reappoint Tanja Cuppen as | |||
Member of the Management Board | Management | For | Non-Voting | |
15 | Announce Intention to Reappoint Christian Bornfeld | |||
as Member of the Management Board | Management | For | Non-Voting | |
16 | Discuss Introduction of Lars Kramer as Member of | |||
the Management Board | Management | For | Non-Voting | |
17 | Grant Board Authority to Issue Shares Up to 10 | |||
Percent of Issued Capital | Management | For | Voted - For | |
18 | Authorize Board to Exclude Preemptive Rights from | |||
Share Issuances | Management | For | Voted - For | |
19 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
20 | Authorize Cancellation of Repurchased Shares | Management | For | Voted - For |
21 | Close Meeting | Management | For | Non-Voting |
92
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ADIDAS AG | ||||
Security ID: D0066B185 Ticker: ADS | ||||
Meeting Date: 11-Aug-20 | ||||
1.1 | Elect Christian Klein to the Supervisory Board | Management | For | Voted - For |
2 | Receive Financial Statements and Statutory Reports | |||
for Fiscal 2019 (Non-Voting) | Management | For | Non-Voting | |
3 | Approve Allocation of Income and Omission of | |||
Dividends | Management | For | Voted - For | |
4 | Approve Discharge of Management Board for Fiscal | |||
2019 | Management | For | Voted - For | |
5 | Approve Discharge of Supervisory Board for Fiscal | |||
2019 | Management | For | Voted - For | |
6 | Amend Articles Re: Electronic Participation | Management | For | Voted - For |
7 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | Voted - For |
AKZO NOBEL NV | ||||
Security ID: N01803308 Ticker: AKZA | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Reelect T.F.J. Vanlancker to Management Board | Management | For | Voted - For |
1.2 | Reelect P.W. Thomas to Supervisory Board | Management | For | Voted - For |
2 | Open Meeting | Management | For | Non-Voting |
3 | Receive Report of Management Board (Non-Voting) | Management | For | Non-Voting |
4 | Adopt Financial Statements | Management | For | Voted - For |
5 | Discuss on the Company's Dividend Policy | Management | For | Non-Voting |
6 | Approve Dividends of EUR 1.95 Per Share | Management | For | Voted - For |
7 | Approve Remuneration Report | Management | For | Voted - Against |
8 | Approve Discharge of Management Board | Management | For | Voted - For |
9 | Approve Discharge of Supervisory Board | Management | For | Voted - For |
10 | Amend Remuneration Policy for Management Board | Management | For | Voted - For |
11 | Amend Remuneration Policy for Supervisory Board | Management | For | Voted - For |
12 | Grant Board Authority to Issue Shares Up to 10 | |||
Percent of Issued Capital | Management | For | Voted - For | |
13 | Authorize Board to Exclude Preemptive Rights from | |||
Share Issuances | Management | For | Voted - For | |
14 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
15 | Authorize Cancellation of Repurchased Shares | Management | For | Voted - For |
16 | Close Meeting | Management | For | Non-Voting |
ANGLO AMERICAN PLATINUM LTD. | ||||
Security ID: S9122P108 Ticker: AMS | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Re-elect Nombulelo Moholi as Director | Management | For | Voted - For |
93
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Re-elect Stephen Pearce as Director | Management | For | Voted - For |
1.3 | Elect Thabi Leoka as Director | Management | For | Voted - For |
1.4 | Elect Roger Dixon as Director | Management | For | Voted - For |
1.5 | Re-elect Peter Mageza as Member of the Audit and | |||
Risk Committee | Management | For | Voted - For | |
1.6 | Re-elect John Vice as Member of the Audit and Risk | |||
Committee | Management | For | Voted - For | |
1.7 | Re-elect Daisy Naidoo as Member of the Audit and | |||
Risk Committee | Management | For | Voted - For | |
2 | Reappoint PricewaterhouseCoopers (PwC) as Auditors | |||
with JFM Kotze as Individual Designated Auditor | Management | For | Voted - For | |
3 | Place Authorised but Unissued Shares under Control | |||
of Directors | Management | For | Voted - For | |
4 | Authorise Ratification of Approved Resolutions | Management | For | Voted - For |
5 | Approve Remuneration Policy | Management | For | Voted - For |
6 | Approve Remuneration Implementation Report | Management | For | Voted - Against |
7 | Approve Non-executive Directors' Fees | Management | For | Voted - For |
8 | Approve Financial Assistance in Terms of Sections | |||
44 and 45 of the Companies Act | Management | For | Voted - For | |
9 | Authorise Repurchase of Issued Share Capital | Management | For | Voted - For |
ANGLOGOLD ASHANTI LTD. | ||||
Security ID: S04255196 Ticker: ANG | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Re-elect Alan Ferguson as Director | Management | For | Voted - For |
1.2 | Re-elect Christine Ramon as Director | Management | For | Voted - For |
1.3 | Re-elect Jochen Tilk as Director | Management | For | Voted - For |
1.4 | Elect Dr Kojo Busia as Director | Management | For | Voted - For |
1.5 | Re-elect Alan Ferguson as Member of the Audit and | |||
Risk Committee | Management | For | Voted - For | |
1.6 | Re-elect Rhidwaan Gasant as Member of the Audit and | |||
Risk Committee | Management | For | Voted - For | |
1.7 | Elect Nelisiwe Magubane as Member of the Audit and | |||
Risk Committee | Management | For | Voted - For | |
1.8 | Re-elect Maria Richter as Member of the Audit and | |||
Risk Committee | Management | For | Voted - For | |
1.9 | Re-elect Jochen Tilk as Member of the Audit and | |||
Risk Committee | Management | For | Voted - For | |
2 | Reappoint Ernst & Young Inc. as Auditors | Management | For | Voted - For |
3 | Place Authorised but Unissued Shares under Control | |||
of Directors | Management | For | Voted - For | |
4 | Approve Remuneration Policy | Management | For | Voted - For |
5 | Approve Implementation Report | Management | For | Voted - For |
6 | Approve Remuneration of Non-Executive Directors | Management | For | Voted - For |
7 | Authorise Repurchase of Issued Share Capital | Management | For | Voted - For |
8 | Authorise Board to Issue Shares for Cash | Management | For | Voted - For |
9 | Approve Financial Assistance in Terms of Sections | |||
44 and 45 of the Companies Act | Management | For | Voted - For | |
10 | Authorise Ratification of Approved Resolutions | Management | For | Voted - For |
94
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ASSA ABLOY AB | ||||
Security ID: W0817X204 Ticker: ASSA.B | ||||
Meeting Date: 24-Nov-20 | ||||
1.1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Open Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Axel Martensson as Inspector of Minutes | |||
of Meeting | Management | For | Did Not Vote | |
6 | Designate Marianne Nilsson as Inspector of Minutes | |||
of Meeting | Management | For | Did Not Vote | |
7 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
8 | Approve Extra Dividends of SEK 1.85 Per Share | Management | For | Did Not Vote |
9 | Close Meeting | Management | For | Did Not Vote |
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | ||||
Security ID: G0751N103 Ticker: AY | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director Michael Woollcombe | Management | For | Voted - For |
1.2 | Elect Director Michael Forsayeth | Management | For | Voted - For |
1.3 | Elect Director William Aziz | Management | For | Voted - For |
1.4 | Elect Director Brenda Eprile | Management | For | Voted - For |
1.5 | Elect Director Debora Del Favero | Management | For | Voted - For |
1.6 | Elect Director Arun Banskota | Management | For | Voted - For |
1.7 | Elect Director George Trisic | Management | For | Voted - For |
1.8 | Elect Director Santiago Seage | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Approve Remuneration Policy | Management | For | Voted - For |
5 | Reappoint Ernst & Young LLP and Ernst & Young S.L. | |||
as Auditors | Management | For | Voted - For | |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For |
7 | Authorise Issue of Equity | Management | For | Voted - For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
9 | Authorise Issue of Equity without Pre-emptive | |||
Rights (Additional Authority) | Management | For | Voted - Against | |
10 | Approve Reduction of the Share Premium Account | Management | For | Voted - For |
ATLAS COPCO AB | ||||
Security ID: W1R924161 Ticker: ATCO.A | ||||
Meeting Date: 26-Nov-20 | ||||
1.1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
1.2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
95
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Approve Special Dividends of SEK 3.50 Per Share | Management | For | Did Not Vote |
7 | Amend Articles Re: Editorial Changes; Collection of | |||
Proxies and Postal Voting | Management | For | Did Not Vote | |
8 | Close Meeting | Management | For | Did Not Vote |
9 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
10 | Approve Agenda of Meeting | Management | For | Did Not Vote |
11 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
12 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
13 | Approve Special Dividends of SEK 3.50 Per Share | Management | For | Did Not Vote |
14 | Amend Articles Re: Editorial Changes; Collection of | |||
Proxies and Postal Voting | Management | For | Did Not Vote | |
15 | Close Meeting | Management | For | Did Not Vote |
AUSTRALIA & NEW ZEALAND BANKING GROUP LIMITED | ||||
Security ID: Q09504137 Ticker: ANZ | ||||
Meeting Date: 16-Dec-20 | ||||
1.1 | Elect Ilana Rachel Atlas as Director | Management | For | Voted - For |
1.2 | Elect John Thomas Macfarlane as Director | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve Grant of Performance Rights to Shayne C | |||
Elliot | Management | For | Voted - For | |
4 | Approve the Amendments to the Company's Constitution | Shareholder | Against | Voted - Against |
5 | Approve Transition Planning Disclosure | Shareholder | Against | Voted - Against |
AVERY DENNISON CORPORATION | ||||
Security ID: 053611109 Ticker: AVY | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Director Bradley A. Alford | Management | For | Voted - For |
1.2 | Elect Director Anthony K. Anderson | Management | For | Voted - For |
1.3 | Elect Director Mark J. Barrenechea | Management | For | Voted - For |
1.4 | Elect Director Mitchell R. Butier | Management | For | Voted - For |
1.5 | Elect Director Ken C. Hicks | Management | For | Voted - For |
1.6 | Elect Director Andres A. Lopez | Management | For | Voted - For |
1.7 | Elect Director Patrick T. Siewert | Management | For | Voted - For |
1.8 | Elect Director Julia A. Stewart | Management | For | Voted - For |
1.9 | Elect Director Martha N. Sullivan | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
96
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AXA SA | ||||
Security ID: F06106102 Ticker: CS | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Reelect Ramon de Oliveira as Director | Management | For | Voted - For |
1.2 | Elect Guillaume Faury as Director | Management | For | Voted - For |
1.3 | Elect Ramon Fernandez as Director | Management | For | Voted - For |
2 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
4 | Approve Allocation of Income and Dividends of EUR | |||
1.43 per Share | Management | For | Voted - For | |
5 | Approve Compensation Report of Corporate Officers | Management | For | Voted - For |
6 | Approve Compensation of Denis Duverne, Chairman of | |||
the Board | Management | For | Voted - For | |
7 | Approve Compensation of Thomas Buberl, CEO | Management | For | Voted - Against |
8 | Approve Amendment of Remuneration Policy of CEO Re: | |||
GM 2019 and 2020 | Management | For | Voted - For | |
9 | Approve Remuneration Policy of CEO | Management | For | Voted - For |
10 | Approve Remuneration Policy of Chairman of the Board | Management | For | Voted - For |
11 | Approve Remuneration Policy of Directors | Management | For | Voted - For |
12 | Approve Auditors' Special Report on Related-Party | |||
Transactions Mentioning the Absence of New | ||||
Transactions | Management | For | Voted - For | |
13 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
14 | Authorize Capitalization of Reserves of Up to EUR 1 | |||
Billion for Bonus Issue or Increase in Par Value | Management | For | Voted - For | |
15 | Authorize Issuance of Equity or Equity-Linked | |||
Securities with Preemptive Rights up to Aggregate | ||||
Nominal Amount of EUR 2 Billions | Management | For | Voted - For | |
16 | Authorize Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights up to | ||||
Aggregate Nominal Amount of EUR 550 Million | Management | For | Voted - For | |
17 | Approve Issuance of Equity or Equity-Linked | |||
Securities for Private Placements, up to Aggregate | ||||
Nominal Amount of EUR 550 Million | Management | For | Voted - For | |
18 | Authorize Board to Set Issue Price for 10 Percent | |||
Per Year of Issued Capital Pursuant to Issue | ||||
Authority without Preemptive Rights | Management | For | Voted - For | |
19 | Authorize Capital Increase of Up to EUR 550 Million | |||
for Future Exchange Offers | Management | For | Voted - For | |
20 | Authorize Capital Increase of up to 10 Percent of | |||
Issued Capital for Contributions in Kind | Management | For | Voted - For | |
21 | Authorize Issuance of Equity Upon Conversion of a | |||
Subsidiary's Equity-Linked Securities without | ||||
Preemptive Rights for Up to EUR 550 Million | Management | For | Voted - For | |
22 | Authorize Issuance of Equity Upon Conversion of a | |||
Subsidiary's Equity-Linked Securities with | ||||
Preemptive Rights for Up to EUR 2 Billion | Management | For | Voted - For |
97
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
23 | Authorize Capital Issuances for Use in Employee | |||
Stock Purchase Plans | Management | For | Voted - For | |
24 | Authorize Capital Issuances for Use in Employee | |||
Stock Purchase Plans Reserved for Employees of | ||||
International Subsidiaries | Management | For | Voted - For | |
25 | Authorize Decrease in Share Capital via | |||
Cancellation of Repurchased Shares | Management | For | Voted - For | |
26 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For | |
AYALA CORPORATION | ||||
Security ID: Y0486V115 Ticker: AC | ||||
Meeting Date: 23-Apr-21 | ||||
1.1 | Elect Jaime Augusto Zobel de Ayala as Director | Management | For | Voted - For |
1.2 | Elect Fernando Zobel de Ayala as Director | Management | For | Voted - Against |
1.3 | Elect Cezar P. Consing as Director | Management | For | Voted - Against |
1.4 | Elect Delfin L. Lazaro as Director | Management | For | Voted - Against |
1.5 | Elect Keiichi Matsunaga as Director | Management | For | Voted - Against |
1.6 | Elect Rizalina G. Mantaring as Director | Management | For | Voted - For |
1.7 | Elect Antonio Jose U. Periquet as Director | Management | For | Voted - For |
1.8 | Elect SyCip Gorres Velayo & Co. as External Auditor | |||
and Fix Its Remuneration | Management | For | Voted - For | |
2 | Approve Minutes of Previous Meeting | Management | For | Voted - For |
3 | Approve Annual Report | Management | For | Voted - For |
4 | Ratify Acts of the Board of Directors and Officers | Management | For | Voted - For |
5 | Approve Other Matters | Management | For | Voted - Against |
B2GOLD CORP. | ||||
Security ID: 11777Q209 Ticker: BTO | ||||
Meeting Date: 11-Jun-21 | ||||
1.1 | Elect Director Kevin Bullock | Management | For | Voted - For |
1.2 | Elect Director Robert Cross | Management | For | Voted - For |
1.3 | Elect Director Robert Gayton | Management | For | Voted - For |
1.4 | Elect Director Clive Johnson | Management | For | Voted - For |
1.5 | Elect Director George Johnson | Management | For | Voted - For |
1.6 | Elect Director Liane Kelly | Management | For | Voted - For |
1.7 | Elect Director Jerry Korpan | Management | For | Voted - For |
1.8 | Elect Director Bongani Mtshisi | Management | For | Voted - For |
1.9 | Elect Director Robin Weisman | Management | For | Voted - For |
2 | Fix Number of Directors at Nine | Management | For | Voted - For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
4 | Amend Advance Notice Requirement | Management | For | Voted - For |
5 | Re-approve Stock Option Plan | Management | For | Voted - For |
6 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
98
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BAIDU, INC. | ||||
Security ID: 056752108 Ticker: BIDU | ||||
Meeting Date: 01-Mar-21 | ||||
1 | Approve One-to-Eighty Stock Split | Management | For | Voted - For |
BANK OF AMERICA CORPORATION | ||||
Security ID: 060505104 Ticker: BAC | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Director Sharon L. Allen | Management | For | Voted - For |
1.2 | Elect Director Susan S. Bies | Management | For | Voted - For |
1.3 | Elect Director Frank P. Bramble, Sr. | Management | For | Voted - For |
1.4 | Elect Director Pierre J.P. de Weck | Management | For | Voted - For |
1.5 | Elect Director Arnold W. Donald | Management | For | Voted - For |
1.6 | Elect Director Linda P. Hudson | Management | For | Voted - For |
1.7 | Elect Director Monica C. Lozano | Management | For | Voted - For |
1.8 | Elect Director Thomas J. May | Management | For | Voted - For |
1.9 | Elect Director Brian T. Moynihan | Management | For | Voted - For |
1.10 | Elect Director Lionel L. Nowell, III | Management | For | Voted - For |
1.11 | Elect Director Denise L. Ramos | Management | For | Voted - For |
1.12 | Elect Director Clayton S. Rose | Management | For | Voted - For |
1.13 | Elect Director Michael D. White | Management | For | Voted - For |
1.14 | Elect Director Thomas D. Woods | Management | For | Voted - For |
1.15 | Elect Director R. David Yost | Management | For | Voted - For |
1.16 | Elect Director Maria T. Zuber | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
7 | Approve Change in Organizational Form | Shareholder | Against | Voted - Against |
8 | Request on Racial Equity Audit | Shareholder | Against | Voted - For |
BANK OF MONTREAL | ||||
Security ID: 063671101 Ticker: BMO | ||||
Meeting Date: 07-Apr-21 | ||||
1.1 | Elect Director Janice M. Babiak | Management | For | Voted - For |
1.2 | Elect Director Sophie Brochu | Management | For | Voted - For |
1.3 | Elect Director Craig W. Broderick | Management | For | Voted - For |
1.4 | Elect Director George A. Cope | Management | For | Voted - For |
1.5 | Elect Director Stephen Dent | Management | For | Voted - For |
1.6 | Elect Director Christine A. Edwards | Management | For | Voted - For |
1.7 | Elect Director Martin S. Eichenbaum | Management | For | Voted - For |
99
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Director David E. Harquail | Management | For | Voted - For |
1.9 | Elect Director Linda S. Huber | Management | For | Voted - For |
1.10 | Elect Director Eric R. La Fleche | Management | For | Voted - For |
1.11 | Elect Director Lorraine Mitchelmore | Management | For | Voted - For |
1.12 | Elect Director Madhu Ranganathan | Management | For | Voted - For |
1.13 | Elect Director Darryl White | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Approve Advisory Vote on Executive Compensation | |||
Approach | Management | For | Voted - For | |
4 | Issue a Report Describing a Clear Plan to Make the | |||
Greenhouse Gas Footprint of the Company, Including | ||||
the Portfolio on Lending Practices, Carbon Neutral | Shareholder | Against | Voted - For | |
BAYERISCHE MOTOREN WERKE AG | ||||
Security ID: D12096109 Ticker: BMW | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Marc Bitzer to the Supervisory Board | Management | For | Voted - For |
1.2 | Elect Rachel Empey to the Supervisory Board | Management | For | Voted - For |
1.3 | Elect Christoph Schmidt to the Supervisory Board | Management | For | Voted - For |
2 | Receive Financial Statements and Statutory Reports | |||
for Fiscal Year 2020 (Non-Voting) | Management | For | Non-Voting | |
3 | Approve Allocation of Income and Dividends of EUR | |||
1.90 per Ordinary Share and EUR 1.92 per Preferred | ||||
Share | Management | For | Voted - For | |
4 | Approve Discharge of Management Board for Fiscal | |||
Year 2020 | Management | For | Voted - For | |
5 | Approve Discharge of Supervisory Board for Fiscal | |||
Year 2020 | Management | For | Voted - For | |
6 | Ratify PricewaterhouseCoopers GmbH as Auditors for | |||
Fiscal Year 2021 | Management | For | Voted - For | |
7 | Approve Remuneration Policy | Management | For | Voted - For |
8 | Approve Remuneration of Supervisory Board | Management | For | Voted - For |
9 | Amend Articles Re: Participation of Supervisory | |||
Board Members in the Annual General Meeting by | ||||
Means of Audio and Video Transmission | Management | For | Voted - For | |
10 | Amend Articles Re: Proof of Entitlement | Management | For | Voted - For |
11 | Amend Articles Re: Participation and Voting Rights | Management | For | Voted - For |
12 | Amend Affiliation Agreement with BMW Bank GmbH | Management | For | Voted - For |
BNP PARIBAS SA | ||||
Security ID: F1058Q238 Ticker: BNP | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Reelect Pierre Andre de Chalendar as Director | Management | For | Voted - For |
1.2 | Reelect Rajna Gibson Brandon as Director | Management | For | Voted - For |
1.3 | Elect Christian Noyer as Director | Management | For | Voted - For |
1.4 | Elect Juliette Brisac as Representative of Employee | |||
Shareholders to the Board | Management | For | Voted - For |
100
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Isabelle Coron as Representative of Employee | |||
Shareholders to the Board | Management | Against | Voted - Against | |
1.6 | Elect Cecile Besse Advani as Representative of | |||
Employee Shareholders to the Board | Management | Against | Voted - Against | |
1.7 | Elect Dominique Potier as Representative of | |||
Employee Shareholders to the Board | Management | Against | Voted - Against | |
2 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
4 | Approve Allocation of Income and Dividends of EUR | |||
1.11 per Share | Management | For | Voted - For | |
5 | Approve Auditors' Special Report on Related-Party | |||
Transactions | Management | For | Voted - For | |
6 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
7 | Approve Remuneration Policy of Directors | Management | For | Voted - For |
8 | Approve Remuneration Policy of Chairman of the Board | Management | For | Voted - For |
9 | Approve Remuneration Policy of CEO and Vice-CEO | Management | For | Voted - For |
10 | Approve Compensation of Corporate Officers | Management | For | Voted - For |
11 | Approve Compensation of Jean Lemierre, Chairman of | |||
the Board | Management | For | Voted - For | |
12 | Approve Compensation of Jean-Laurent Bonnafe, CEO | Management | For | Voted - For |
13 | Approve Compensation of Philippe Bordenave, Vice-CEO | Management | For | Voted - For |
14 | Approve the Overall Envelope of Compensation of | |||
Certain Senior Management, Responsible Officers and | ||||
the Risk-takers | Management | For | Voted - For | |
15 | Approve Remuneration of Directors in the Aggregate | |||
Amount of EUR 1.4 Million | Management | For | Voted - For | |
16 | Set Limit for the Variable Remuneration of | |||
Executives and Specific Employees | Management | For | Voted - For | |
17 | Authorize Decrease in Share Capital via | |||
Cancellation of Repurchased Shares | Management | For | Voted - For | |
18 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For | |
BRAMBLES LIMITED | ||||
Security ID: Q6634U106 Ticker: BXB | ||||
Meeting Date: 08-Oct-20 | ||||
1.1 | Elect John Patrick Mullen as Director | Management | For | Voted - For |
1.2 | Elect Nora Lia Scheinkestel as Director | Management | For | Voted - For |
1.3 | Elect Kenneth Stanley McCall as Director | Management | For | Voted - For |
1.4 | Elect Tahira Hassan as Director | Management | For | Voted - For |
1.5 | Elect Nessa O'Sullivan as Director | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve Brambles Limited MyShare Plan | Management | For | Voted - For |
4 | Approve Participation of Graham Chipchase in the | |||
Performance Share Plan | Management | For | Voted - For | |
5 | Approve Participation of Nessa O'Sullivan in the | |||
Performance Share Plan | Management | For | Voted - For |
101
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Approve Participation of Nessa O'Sullivan in the | |||
MyShare Plan | Management | For | Voted - For | |
7 | Approve Extension of On-Market Share Buy-Backs | Management | For | Voted - For |
BROOKFIELD RENEWABLE CORPORATION | ||||
Security ID: 11284V105 Ticker: BEPC | ||||
Meeting Date: 22-Jun-21 | ||||
1.1 | Elect Director Jeffrey Blidner | Management | For | Voted - Withheld |
1.2 | Elect Director Scott Cutler | Management | For | Voted - For |
1.3 | Elect Director Eleazar de Carvalho Filho | Management | For | Voted - For |
1.4 | Elect Director Nancy Dorn | Management | For | Voted - For |
1.5 | Elect Director David Mann | Management | For | Voted - For |
1.6 | Elect Director Lou Maroun | Management | For | Voted - For |
1.7 | Elect Director Sachin Shah | Management | For | Voted - For |
1.8 | Elect Director Stephen Westwell | Management | For | Voted - For |
1.9 | Elect Director Patricia Zuccotti | Management | For | Voted - For |
2 | Approve Ernst & Young LLP as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
BYD COMPANY LIMITED | ||||
Security ID: Y1023R104 Ticker: 1211 | ||||
Meeting Date: 08-Sep-20 | ||||
1.1 | Elect Wang Chuan-Fu as Director | Management | For | Voted - For |
1.2 | Elect Lv Xiang-Yang as Director | Management | For | Voted - For |
1.3 | Elect Xia Zuo-Quan as Director | Management | For | Voted - For |
1.4 | Elect Cai Hong-Ping as Director | Management | For | Voted - For |
1.5 | Elect Jiang Yan-Bo as Director | Management | For | Voted - For |
1.6 | Elect Zhang Min as Director | Management | For | Voted - For |
1.7 | Elect Dong Jun-Ging as Supervisor | Management | For | Voted - For |
1.8 | Elect Li Yong-Zhao as Supervisor | Management | For | Voted - For |
1.9 | Elect Huang Jiang-Feng as Supervisor | Management | For | Voted - For |
2 | Authorize Board to Enter into a Service Contract | |||
with Wang Zhen and Yang Dong-Sheng | Management | For | Voted - For | |
3 | Approve Remuneration of Directors | Management | For | Voted - For |
4 | Approve Remuneration of Supervisors | Management | For | Voted - For |
Meeting Date: 10-Dec-20 | ||||
1 | Approve Increase of Shareholders' Deposits Limit | Management | For | Voted - For |
102
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CAE INC. | ||||
Security ID: 124765108 Ticker: CAE | ||||
Meeting Date: 12-Aug-20 | ||||
1.1 | Elect Director Margaret S. (Peg) Billson | Management | For | Voted - For |
1.2 | Elect Director Michael M. Fortier | Management | For | Voted - For |
1.3 | Elect Director Marianne Harrison | Management | For | Voted - For |
1.4 | Elect Director Alan N. MacGibbon | Management | For | Voted - For |
1.5 | Elect Director John P. Manley | Management | For | Voted - For |
1.6 | Elect Director Francois Olivier | Management | For | Voted - For |
1.7 | Elect Director Marc Parent | Management | For | Voted - For |
1.8 | Elect Director David G. Perkins | Management | For | Voted - For |
1.9 | Elect Director Michael E. Roach | Management | For | Voted - For |
1.10 | Elect Director Andrew J. Stevens | Management | For | Voted - For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
CEMEX SAB DE CV | ||||
Security ID: P2253T133 Ticker: CEMEXCPO | ||||
Meeting Date: 25-Mar-21 | ||||
1.1 | Elect Directors, Chairman and Secretary of Board, | |||
Members and Chairmen of Audit, Corporate Practices | ||||
and Finance, and Sustainability Committees | Management | For | Voted - Against | |
2 | Amend Article 2 Re: Corporate Purpose | Management | For | Voted - For |
3 | Authorize Board to Ratify and Execute Approved | |||
Resolutions | Management | For | Voted - For | |
4 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
5 | Approve Allocation of Income | Management | For | Voted - For |
6 | Present Share Repurchase Report | Management | For | Voted - For |
7 | Set Maximum Amount of Share Repurchase Reserve | Management | For | Voted - For |
8 | Approve Reduction in Variable Portion of Capital | |||
via Cancellation of Repurchased Shares Which were | ||||
Acquired Through Repurchase Program in 2020 | Management | For | Voted - For | |
9 | Approve Reduction in Variable Portion of Capital | |||
via Cancellation of Treasury Shares Authorized to | ||||
Support New Issuance of Convertible Notes or for | ||||
Placement of Such Shares in Public Offering or | ||||
Private Subscription | Management | For | Voted - For | |
10 | Approve Remuneration of Directors and Members of | |||
Audit, Corporate Practices and Finance, and | ||||
Sustainability Committees | Management | For | Voted - For | |
11 | Authorize Board to Ratify and Execute Approved | |||
Resolutions | Management | For | Voted - For |
103
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CHINA EVERBRIGHT INTERNATIONAL LIMITED | ||||
Security ID: Y14226107 Ticker: 257 | ||||
Meeting Date: 14-Aug-20 | ||||
1 | Approve Change of English Name and Chinese Name of | |||
the Company | Management | For | Voted - For | |
CHINA MOBILE LIMITED | ||||
Security ID: Y14965100 Ticker: 941 | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Yang Jie as Director | Management | For | Voted - For |
1.2 | Elect Dong Xin as Director | Management | For | Voted - For |
1.3 | Elect Li Ronghua as Director | Management | For | Voted - For |
1.4 | Elect Yang Qiang as Director | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Final Dividend | Management | For | Voted - For |
4 | Approve KPMG and KPMG Huazhen LLP as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
5 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
6 | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights | Management | For | Voted - Against | |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
8 | Adopt New Articles of Association | Management | For | Voted - For |
COLGATE-PALMOLIVE COMPANY | ||||
Security ID: 194162103 Ticker: CL | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Director John P. Bilbrey | Management | For | Voted - For |
1.2 | Elect Director John T. Cahill | Management | For | Voted - For |
1.3 | Elect Director Lisa M. Edwards | Management | For | Voted - For |
1.4 | Elect Director C. Martin Harris | Management | For | Voted - For |
1.5 | Elect Director Martina Hund-Mejean | Management | For | Voted - For |
1.6 | Elect Director Kimberly A. Nelson | Management | For | Voted - For |
1.7 | Elect Director Lorrie M. Norrington | Management | For | Voted - For |
1.8 | Elect Director Michael B. Polk | Management | For | Voted - For |
1.9 | Elect Director Stephen I. Sadove | Management | For | Voted - For |
1.10 | Elect Director Noel R. Wallace | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chair | Shareholder | Against | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For |
104
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
COLOPLAST A/S | ||||
Security ID: K16018192 Ticker: COLO.B | ||||
Meeting Date: 03-Dec-20 | ||||
1.1 | Reelect Lars Soren Rasmussen as Director | Management | For | Voted - For |
1.2 | Reelect Niels Peter Louis-Hansen as Director | Management | For | Voted - For |
1.3 | Reelect Birgitte Nielsen as Director | Management | For | Voted - For |
1.4 | Reelect Carsten Hellmann as Director | Management | For | Voted - For |
1.5 | Reelect Jette Nygaard-Andersen as Director | Management | For | Voted - For |
1.6 | Elect Marianne Wiinholt as New Director | Management | For | Voted - For |
2 | Receive Report of Board | Management | For | Non-Voting |
3 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
4 | Approve Allocation of Income | Management | For | Voted - For |
5 | Approve Remuneration Report | Management | For | Voted - For |
6 | Approve Remuneration of Directors in the Amount of | |||
DKK 1.35 Million for Chairman, DKK 787,500 for | ||||
Deputy Chairman, and DKK 450,000 for Other | ||||
Directors; Approve Remuneration for Committee Work | Management | For | Voted - For | |
7 | Approve Update of the Company's Overall Guidelines | |||
for Incentive Pay to the Executive Management | Management | For | Voted - For | |
8 | Amend Corporate Purpose | Management | For | Voted - For |
9 | Amend Articles Re: Electronic General Meetings | Management | For | Voted - Against |
10 | Instruct Board to Complete an Assessment of the | |||
Ability of the Company toPublish Country-by-Country | ||||
Tax Reporting in line with the Global Reporting | ||||
Initiative'sStandard (GRI 207: Tax 2019) starting | ||||
from Financial Year 2021/22 | Shareholder | For | Voted - For | |
11 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
12 | Other Business | Management | For | Non-Voting |
COMMERZBANK AG | ||||
Security ID: D172W1279 Ticker: CBK | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Helmut Gottschalk to the Supervisory Board | Management | For | Voted - For |
1.2 | Elect Burkhard Keese to the Supervisory Board | Management | For | Voted - For |
1.3 | Elect Daniela Mattheus to the Supervisory Board | Management | For | Voted - For |
1.4 | Elect Caroline Seifert to the Supervisory Board | Management | For | Voted - For |
1.5 | Elect Frank Westhoff to the Supervisory Board | Management | For | Voted - For |
2 | Receive Financial Statements and Statutory Reports | |||
for Fiscal Year 2020 (Non-Voting) | Management | For | Non-Voting | |
3 | Approve Discharge of Management Board for Fiscal | |||
Year 2020 | Management | For | Voted - For | |
4 | Approve Discharge of Supervisory Board for Fiscal | |||
Year 2020 | Management | For | Voted - For | |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal | |||
Year 2021 | Management | For | Voted - For | |
6 | Ratify KPMG AG as Auditors for the 2022 Interim | |||
Financial Statements until the 2022 AGM | Management | For | Voted - For |
105
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Approve Affiliation Agreement with CommerzVentures | |||
GmbH | Management | For | Voted - For | |
CONOCOPHILLIPS | ||||
Security ID: 20825C104 Ticker: COP | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Director Charles E. Bunch | Management | For | Voted - For |
1.2 | Elect Director Caroline Maury Devine | Management | For | Voted - For |
1.3 | Elect Director John V. Faraci | Management | For | Voted - For |
1.4 | Elect Director Jody Freeman | Management | For | Voted - For |
1.5 | Elect Director Gay Huey Evans | Management | For | Voted - For |
1.6 | Elect Director Jeffrey A. Joerres | Management | For | Voted - For |
1.7 | Elect Director Ryan M. Lance | Management | For | Voted - For |
1.8 | Elect Director Timothy A. Leach | Management | For | Voted - For |
1.9 | Elect Director William H. McRaven | Management | For | Voted - For |
1.10 | Elect Director Sharmila Mulligan | Management | For | Voted - For |
1.11 | Elect Director Eric D. Mullins | Management | For | Voted - For |
1.12 | Elect Director Arjun N. Murti | Management | For | Voted - For |
1.13 | Elect Director Robert A. Niblock | Management | For | Voted - For |
1.14 | Elect Director David T. Seaton | Management | For | Voted - For |
1.15 | Elect Director R.A. Walker | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Adopt Simple Majority Vote | Shareholder | For | Voted - For |
5 | Emission Reduction Targets | Shareholder | Against | Voted - For |
COVESTRO AG | ||||
Security ID: D15349109 Ticker: 1COV | ||||
Meeting Date: 30-Jul-20 | ||||
1.1 | Elect Christine Bortenlaenger to the Supervisory | |||
Board | Management | For | Voted - For | |
1.2 | Elect Rolf Nonnenmacher to the Supervisory Board | Management | For | Voted - For |
1.3 | Elect Richard Pott to the Supervisory Board | Management | For | Voted - For |
1.4 | Elect Regine Stachelhaus to the Supervisory Board | Management | For | Voted - For |
1.5 | Elect Patrick Thomas to the Supervisory Board | Management | For | Voted - For |
1.6 | Elect Ferdinando Falco Beccalli to the Supervisory | |||
Board | Management | For | Voted - For | |
2 | Receive Financial Statements and Statutory Reports | |||
for Fiscal 2019 (Non-Voting) | Management | For | Non-Voting | |
3 | Approve Allocation of Income and Dividends of EUR | |||
1.20 per Share | Management | For | Voted - For | |
4 | Approve Discharge of Management Board for Fiscal | |||
2019 | Management | For | Voted - For | |
5 | Approve Discharge of Supervisory Board for Fiscal | |||
2019 | Management | For | Voted - For |
106
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | Voted - For |
7 | Approve Creation of EUR 73.2 Million Pool of | |||
Capital with Partial Exclusion of Preemptive Rights | Management | For | Voted - For | |
8 | Approve Issuance of Warrants/Bonds with Warrants | |||
Attached/Convertible Bonds with Partial Exclusion | ||||
of Preemptive Rights up to Aggregate Nominal Amount | ||||
of EUR 2 Billion; Approve Creation of EUR 18.3 | ||||
Million Pool of Capital to Guarantee Conversion | ||||
Rights | Management | For | Voted - For | |
9 | Amend Articles Re: Fiscal Year, Announcements, | |||
Transmission of Information, Place of Jurisdiction; | ||||
AGM Convocation; Proof of Entitlement | Management | For | Voted - For | |
10 | Amend Articles Re: Passing Supervisory Board | |||
Resolutions by Electronic Means of Communication | Management | For | Voted - For | |
Meeting Date: 16-Apr-21 | ||||
1.1 | Elect Lise Kingo to the Supervisory Board | Management | For | Voted - For |
2 | Receive Financial Statements and Statutory Reports | |||
for Fiscal Year 2020 (Non-Voting) | Management | For | Non-Voting | |
3 | Approve Allocation of Income and Dividends of EUR | |||
1.30 per Share | Management | For | Voted - For | |
4 | Approve Discharge of Management Board for Fiscal | |||
Year 2020 | Management | For | Voted - For | |
5 | Approve Discharge of Supervisory Board for Fiscal | |||
Year 2020 | Management | For | Voted - For | |
6 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | Voted - For |
7 | Approve Creation of EUR 58 Million Pool of Capital | |||
with Partial Exclusion of Preemptive Rights | Management | For | Voted - For | |
8 | Approve Remuneration Policy | Management | For | Voted - For |
9 | Approve Remuneration of Supervisory Board | Management | For | Voted - For |
DELL TECHNOLOGIES INC. | ||||
Security ID: 24703L202 Ticker: DELL | ||||
Meeting Date: 22-Jun-21 | ||||
1.1 | Elect Director Michael S. Dell | Management | For | Voted - Withheld |
1.2 | Elect Director David W. Dorman | Management | For | Voted - Withheld |
1.3 | Elect Director Egon Durban | Management | For | Voted - Withheld |
1.4 | Elect Director William D. Green | Management | For | Voted - Withheld |
1.5 | Elect Director Simon Patterson | Management | For | Voted - Withheld |
1.6 | Elect Director Lynn M. Vojvodich | Management | For | Voted - Withheld |
1.7 | Elect Director Ellen J. Kullman | Management | For | Voted - Withheld |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
107
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
DEXUS | ||||
Security ID: Q3190P134 Ticker: DXS | ||||
Meeting Date: 23-Oct-20 | ||||
1.1 | Elect Patrick Allaway as Director | Management | For | Voted - For |
1.2 | Elect Richard Sheppard as Director | Management | For | Voted - For |
1.3 | Elect Peter St George as Director | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve Grant of Performance Rights to Darren | |||
Steinberg | Management | For | Voted - For | |
Meeting Date: 22-Apr-21 | ||||
1 | Approve Unstapling of the Units in DXO, DDF, DIT | |||
and DOT Pursuant to Each of Their Constitutions | Management | For | Voted - For | |
2 | Approve Amendments to the Constitutions | Management | For | Voted - For |
3 | Approve Simplification for All Purposes | Management | For | Voted - For |
DNB ASA | ||||
Security ID: R1640U124 Ticker: DNB | ||||
Meeting Date: 30-Nov-20 | ||||
1.1 | Elect Chairman of Meeting | Management | For | Do Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Do Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Do Not Vote |
4 | Approve Merger Agreement with DNB Bank ASA | Management | For | Do Not Vote |
5 | Authorize Board to Distribute Dividends up to NOK | |||
9.00 Per Share | Management | For | Do Not Vote | |
6 | Authorize Share Repurchase Program and Reissuance | |||
or Cancellation of Repurchased Shares | Management | For | Do Not Vote | |
ENPHASE ENERGY, INC. | ||||
Security ID: 29355A107 Ticker: ENPH | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Director Badrinarayanan Kothandaraman | Management | For | Voted - For |
1.2 | Elect Director Joseph Malchow | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Increase Authorized Common Stock | Management | For | Voted - For |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
108
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EXXON MOBIL CORPORATION | ||||
Security ID: 30231G102 Ticker: XOM | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Director Michael J. Angelakis | Management | For | Do Not Vote |
1.2 | Elect Director Susan K. Avery | Management | For | Do Not Vote |
1.3 | Elect Director Angela F. Braly | Management | For | Do Not Vote |
1.4 | Elect Director Ursula M. Burns | Management | For | Do Not Vote |
1.5 | Elect Director Kenneth C. Frazier | Management | For | Do Not Vote |
1.6 | Elect Director Joseph L. Hooley | Management | For | Do Not Vote |
1.7 | Elect Director Steven A. Kandarian | Management | For | Do Not Vote |
1.8 | Elect Director Douglas R. Oberhelman | Management | For | Do Not Vote |
1.9 | Elect Director Samuel J. Palmisano | Management | For | Do Not Vote |
1.10 | Elect Director Jeffrey W. Ubben | Management | For | Do Not Vote |
1.11 | Elect Director Darren W. Woods | Management | For | Do Not Vote |
1.12 | Elect Director Wan Zulkiflee | Management | For | Do Not Vote |
1.13 | Elect Director Gregory J. Goff | Shareholder | For | Voted - For |
1.14 | Elect Director Kaisa Hietala | Shareholder | For | Voted - For |
1.15 | Elect Director Alexander A. Karsner | Shareholder | For | Voted - For |
1.16 | Elect Director Anders Runevad | Shareholder | Against | Voted - Withheld |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Do Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Do Not Vote | |
4 | Require Independent Board Chair | Shareholder | Against | Do Not Vote |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Do Not Vote | |
6 | Issue Audited Report on Financial Impacts of IEA's | |||
Net Zero 2050 Scenario | Shareholder | Against | Do Not Vote | |
7 | Report on Costs and Benefits of | |||
Environmental-Related Expenditures | Shareholder | Against | Do Not Vote | |
8 | Report on Political Contributions | Shareholder | Against | Do Not Vote |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Do Not Vote |
10 | Report on Corporate Climate Lobbying Aligned with | |||
Paris Agreement | Shareholder | Against | Do Not Vote | |
11 | Management Nominee Michael J. Angelakis | Shareholder | For | Voted - For |
12 | Management Nominee Susan K. Avery | Shareholder | For | Voted - For |
13 | Management Nominee Angela F. Braly | Shareholder | For | Voted - For |
14 | Management Nominee Ursula M. Burns | Shareholder | For | Voted - For |
15 | Management Nominee Kenneth C. Frazier | Shareholder | For | Voted - For |
16 | Management Nominee Joseph L. Hooley | Shareholder | For | Voted - For |
17 | Management Nominee Jeffrey W. Ubben | Shareholder | For | Voted - For |
18 | Management Nominee Darren W. Woods | Shareholder | For | Voted - For |
19 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
20 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | Against | Voted - For | |
21 | Require Independent Board Chair | Shareholder | For | Voted - For |
22 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | For | Voted - For |
109
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
23 | Issue Audited Report on Financial Impacts of IEA's | |||
Net Zero 2050 Scenario | Shareholder | For | Voted - For | |
24 | Report on Costs and Benefits of | |||
Environmental-Related Expenditures | Shareholder | For | Voted - For | |
25 | Report on Political Contributions | Shareholder | For | Voted - For |
26 | Report on Lobbying Payments and Policy | Shareholder | For | Voted - For |
27 | Report on Corporate Climate Lobbying Aligned with | |||
Paris Agreement | Shareholder | For | Voted - For | |
FAST RETAILING CO., LTD. | ||||
Security ID: J1346E100 Ticker: 9983 | ||||
Meeting Date: 26-Nov-20 | ||||
1.1 | Elect Director Yanai, Tadashi | Management | For | Voted - For |
1.2 | Elect Director Hambayashi, Toru | Management | For | Voted - For |
1.3 | Elect Director Hattori, Nobumichi | Management | For | Voted - For |
1.4 | Elect Director Shintaku, Masaaki | Management | For | Voted - For |
1.5 | Elect Director Nawa, Takashi | Management | For | Voted - For |
1.6 | Elect Director Ono, Naotake | Management | For | Voted - For |
1.7 | Elect Director Okazaki, Takeshi | Management | For | Voted - For |
1.8 | Elect Director Yanai, Kazumi | Management | For | Voted - For |
1.9 | Elect Director Yanai, Koji | Management | For | Voted - For |
2 | Amend Articles to Amend Business Lines | Management | For | Voted - For |
3 | Appoint Statutory Auditor Shinjo, Masaaki | Management | For | Voted - For |
4 | Appoint Statutory Auditor Kaneko, Keiko | Management | For | Voted - For |
5 | Appoint Statutory Auditor Mori, Masakatsu | Management | For | Voted - Against |
FIRST SOLAR, INC. | ||||
Security ID: 336433107 Ticker: FSLR | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director Michael J. Ahearn | Management | For | Voted - For |
1.2 | Elect Director Sharon L. Allen | Management | For | Voted - For |
1.3 | Elect Director Richard D. Chapman | Management | For | Voted - For |
1.4 | Elect Director George A. Hambro | Management | For | Voted - For |
1.5 | Elect Director Kathryn A. Hollister | Management | For | Voted - For |
1.6 | Elect Director Molly E. Joseph | Management | For | Voted - For |
1.7 | Elect Director Craig Kennedy | Management | For | Voted - For |
1.8 | Elect Director William J. Post | Management | For | Voted - For |
1.9 | Elect Director Paul H. Stebbins | Management | For | Voted - For |
1.10 | Elect Director Michael Sweeney | Management | For | Voted - For |
1.11 | Elect Director Mark R. Widmar | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Report on Board Diversity | Shareholder | Against | Voted - For |
110
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
FORD MOTOR COMPANY | ||||
Security ID: 345370860 Ticker: F | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Director Kimberly A. Casiano | Management | For | Voted - For |
1.2 | Elect Director Anthony F. Earley, Jr. | Management | For | Voted - For |
1.3 | Elect Director Alexandra Ford English | Management | For | Voted - For |
1.4 | Elect Director James D. Farley, Jr. | Management | For | Voted - For |
1.5 | Elect Director Henry Ford, III | Management | For | Voted - For |
1.6 | Elect Director William Clay Ford, Jr. | Management | For | Voted - For |
1.7 | Elect Director William W. Helman, IV | Management | For | Voted - For |
1.8 | Elect Director Jon M. Huntsman, Jr. | Management | For | Voted - For |
1.9 | Elect Director William E. Kennard | Management | For | Voted - For |
1.10 | Elect Director Beth E. Mooney | Management | For | Voted - For |
1.11 | Elect Director John L. Thornton | Management | For | Voted - For |
1.12 | Elect Director John B. Veihmeyer | Management | For | Voted - For |
1.13 | Elect Director Lynn M. Vojvodich | Management | For | Voted - For |
1.14 | Elect Director John S. Weinberg | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Recapitalization Plan for all Stock to Have | |||
One-vote per Share | Shareholder | Against | Voted - For | |
FORTESCUE METALS GROUP LTD. | ||||
Security ID: Q39360104 Ticker: FMG | ||||
Meeting Date: 11-Nov-20 | ||||
1.1 | Elect Andrew Forrest as Director | Management | For | Voted - For |
1.2 | Elect Mark Barnaba as Director | Management | For | Voted - For |
1.3 | Elect Penny Bingham-Hall as Director | Management | For | Voted - For |
1.4 | Elect Jennifer Morris as Director | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve Grant of Performance Rights to Elizabeth | |||
Gaines | Management | For | Voted - Against | |
4 | Approve Renewal of Proportional Takeover Approval | |||
Provisions | Management | For | Voted - For | |
GENERAL MOTORS COMPANY | ||||
Security ID: 37045V100 Ticker: GM | ||||
Meeting Date: 14-Jun-21 | ||||
1.1 | Elect Director Mary T. Barra | Management | For | Voted - For |
1.2 | Elect Director Wesley G. Bush | Management | For | Voted - For |
1.3 | Elect Director Linda R. Gooden | Management | For | Voted - For |
1.4 | Elect Director Joseph Jimenez | Management | For | Voted - For |
111
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Director Jane L. Mendillo | Management | For | Voted - For |
1.6 | Elect Director Judith A. Miscik | Management | For | Voted - For |
1.7 | Elect Director Patricia F. Russo | Management | For | Voted - For |
1.8 | Elect Director Thomas M. Schoewe | Management | For | Voted - For |
1.9 | Elect Director Carol M. Stephenson | Management | For | Voted - For |
1.10 | Elect Director Mark A. Tatum | Management | For | Voted - For |
1.11 | Elect Director Devin N. Wenig | Management | For | Voted - For |
1.12 | Elect Director Margaret C. Whitman | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Link Executive Pay to Social Criteria | Shareholder | Against | Voted - For |
GILDAN ACTIVEWEAR INC. | ||||
Security ID: 375916103 Ticker: GIL | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Director Donald C. Berg | Management | For | Voted - For |
1.2 | Elect Director Maryse Bertrand | Management | For | Voted - For |
1.3 | Elect Director Marc Caira | Management | For | Voted - For |
1.4 | Elect Director Glenn J. Chamandy | Management | For | Voted - For |
1.5 | Elect Director Shirley E. Cunningham | Management | For | Voted - For |
1.6 | Elect Director Russell Goodman | Management | For | Voted - For |
1.7 | Elect Director Charles M. Herington | Management | For | Voted - For |
1.8 | Elect Director Luc Jobin | Management | For | Voted - For |
1.9 | Elect Director Craig A. Leavitt | Management | For | Voted - For |
1.10 | Elect Director Anne Martin-Vachon | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - Against |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
GLAXOSMITHKLINE PLC | ||||
Security ID: G3910J112 Ticker: GSK | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Re-elect Sir Jonathan Symonds as Director | Management | For | Voted - For |
1.2 | Re-elect Dame Emma Walmsley as Director | Management | For | Voted - For |
1.3 | Re-elect Charles Bancroft as Director | Management | For | Voted - For |
1.4 | Re-elect Vindi Banga as Director | Management | For | Voted - For |
1.5 | Re-elect Dr Hal Barron as Director | Management | For | Voted - For |
1.6 | Re-elect Dr Vivienne Cox as Director | Management | For | Voted - For |
1.7 | Re-elect Lynn Elsenhans as Director | Management | For | Voted - For |
1.8 | Re-elect Dr Laurie Glimcher as Director | Management | For | Voted - For |
1.9 | Re-elect Dr Jesse Goodman as Director | Management | For | Voted - For |
1.10 | Re-elect Iain Mackay as Director | Management | For | Voted - For |
1.11 | Re-elect Urs Rohner as Director | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
112
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Reappoint Deloitte LLP as Auditors | Management | For | Voted - For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For |
6 | Authorise UK Political Donations and Expenditure | Management | For | Voted - For |
7 | Authorise Issue of Equity | Management | For | Voted - For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
9 | Authorise Issue of Equity without Pre-emptive | |||
Rights in Connection with an Acquisition or Other | ||||
Capital Investment | Management | For | Voted - For | |
10 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
11 | Approve the Exemption from Statement of the Name of | |||
the Senior Statutory Auditor in Published Copies of | ||||
the Auditors' Reports | Management | For | Voted - For | |
12 | Authorise the Company to Call General Meeting with | |||
Two Weeks' Notice | Management | For | Voted - For | |
GN STORE NORD A/S | ||||
Security ID: K4001S214 Ticker: GN | ||||
Meeting Date: 17-Mar-21 | ||||
1.1 | Reelect Per Wold-Olsen as Director | Management | For | Voted - For |
1.2 | Reelect Jukka Pekka Pertola as Director | Management | For | Voted - Abstain |
1.3 | Reelect Helene Barnekow as Director | Management | For | Voted - For |
1.4 | Reelect Montserrat Maresch Pascual as Director | Management | For | Voted - For |
1.5 | Reelect Wolfgang Reim as Director | Management | For | Voted - For |
1.6 | Reelect Ronica Wang as Director | Management | For | Voted - For |
1.7 | Reelect Anette Weber as New Director | Management | For | Voted - For |
2 | Receive Report of Board | Management | For | Non-Voting |
3 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
4 | Approve Discharge of Management and Board | Management | For | Voted - For |
5 | Approve Allocation of Income and Dividends of DKK | |||
1.45 Per Share | Management | For | Voted - For | |
6 | Approve Remuneration Report (Advisory Vote) | Management | For | Voted - For |
7 | Approve Remuneration of Directors in the Amount of | |||
DKK 870,000 for Chairman, DKK 580,000 for Vice | ||||
Chairman, and DKK 290,000 for Other Members; | ||||
Approve Remuneration for Committee Work; Approve | ||||
Meeting Fees | Management | For | Voted - For | |
8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
9 | Authorize Share Repurchase Program | Management | For | Voted - For |
10 | Approve DKK 16.4 Million Reduction in Share Capital | |||
via Share Cancellation | Management | For | Voted - For | |
11 | Allow Shareholder Meetings to be Held Partially or | |||
Fully by Electronic Means | Management | For | Voted - For | |
12 | Amend Articles Re: Company Calendar | Management | For | Voted - For |
13 | Instruct Board to Complete an Assessment of the | |||
Ability of GN Store Nord to Publish Corporate | ||||
Country-by-Country Tax Reporting in Line with the | ||||
Global Reporting Initiative's Standard (GRI 207: | ||||
Tax 2019) | Shareholder | Against | Voted - For |
113
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
14 | Other Business (Non-Voting) | Management | For | Non-Voting |
GOLD FIELDS LTD. | ||||
Security ID: S31755101 Ticker: GFI | ||||
Meeting Date: 20-Aug-20 | ||||
1.1 | Re-elect Terence Goodlace as Director | Management | For | Voted - For |
1.2 | Re-elect Nick Holland as Director | Management | For | Voted - For |
1.3 | Re-elect Richard Menell as Director | Management | For | Voted - For |
1.4 | Re-elect Yunus Suleman as Director | Management | For | Voted - For |
1.5 | Re-elect Yunus Suleman as Chairperson of the Audit | |||
Committee | Management | For | Voted - For | |
1.6 | Re-elect Alhassan Andani as Member of the Audit | |||
Committee | Management | For | Voted - For | |
1.7 | Re-elect Peter Bacchus as Member of the Audit | |||
Committee | Management | For | Voted - For | |
1.8 | Re-elect Richard Menell as Member of the Audit | |||
Committee | Management | For | Voted - For | |
2 | Reappoint PricewaterhouseCoopers Inc as Auditors of | |||
the Company | Management | For | Voted - For | |
3 | Place Authorised but Unissued Shares under Control | |||
of Directors | Management | For | Voted - For | |
4 | Authorise Board to Issue Shares for Cash | Management | For | Voted - For |
5 | Approve Remuneration Policy | Management | For | Voted - For |
6 | Approve Remuneration Implementation Report | Management | For | Voted - For |
7 | Approve Remuneration of Non-Executive Directors | Management | For | Voted - For |
8 | Approve Financial Assistance in Terms of Sections | |||
44 and 45 of the Companies Act | Management | For | Voted - For | |
9 | Authorise Repurchase of Issued Share Capital | Management | For | Voted - For |
Meeting Date: 06-May-21 | ||||
1.1 | Elect Chris Griffith as Director | Management | For | Voted - For |
1.2 | Elect Philisiwe Sibiya as Director | Management | For | Voted - For |
1.3 | Re-elect Cheryl Carolus as Director | Management | For | Voted - For |
1.4 | Re-elect Steven Reid as Director | Management | For | Voted - For |
1.5 | Re-elect Carmen Letton as Director | Management | For | Voted - For |
1.6 | Re-elect Yunus Suleman as Chairperson of the Audit | |||
Committee | Management | For | Voted - For | |
1.7 | Re-elect Alhassan Andani as Member of the Audit | |||
Committee | Management | For | Voted - For | |
1.8 | Re-elect Peter Bacchus as Member of the Audit | |||
Committee | Management | For | Voted - For | |
1.9 | Elect Philisiwe Sibiya as Member of the Audit | |||
Committee | Management | For | Voted - For | |
2 | Reappoint PricewaterhouseCoopers Inc as Auditors of | |||
the Company | Management | For | Voted - For | |
3 | Place Authorised but Unissued Shares under Control | |||
of Directors | Management | For | Voted - For | |
4 | Authorise Board to Issue Shares for Cash | Management | For | Voted - For |
114
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Approve Remuneration Policy | Management | For | Voted - For |
6 | Approve Remuneration Implementation Report | Management | For | Voted - For |
7 | Approve Remuneration of Non-Executive Directors | Management | For | Voted - For |
8 | Approve Financial Assistance in Terms of Sections | |||
44 and 45 of the Companies Act | Management | For | Voted - For | |
9 | Authorise Repurchase of Issued Share Capital | Management | For | Voted - For |
GRUPO FINANCIERO BANORTE SAB DE CV | ||||
Security ID: P49501201 Ticker: GFNORTEO | ||||
Meeting Date: 23-Apr-21 | ||||
1.1 | Elect Carlos Hank Gonzalez as Board Chairman | Management | For | Voted - For |
1.2 | Elect Juan Antonio Gonzalez Moreno as Director | Management | For | Voted - For |
1.3 | Elect David Juan Villarreal Montemayor as Director | Management | For | Voted - For |
1.4 | Elect Jose Marcos Ramirez Miguel as Director | Management | For | Voted - For |
1.5 | Elect Carlos de la Isla Corry as Director | Management | For | Voted - For |
1.6 | Elect Everardo Elizondo Almaguer as Director | Management | For | Voted - For |
1.7 | Elect Carmen Patricia Armendariz Guerra as Director | Management | For | Voted - For |
1.8 | Elect Clemente Ismael Reyes Retana Valdes as | |||
Director | Management | For | Voted - For | |
1.9 | Elect Alfredo Elias Ayub as Director | Management | For | Voted - For |
1.10 | Elect Adrian Sada Cueva as Director | Management | For | Voted - Against |
1.11 | Elect David Penaloza Alanis as Director | Management | For | Voted - For |
1.12 | Elect Jose Antonio Chedraui Eguia as Director | Management | For | Voted - For |
1.13 | Elect Alfonso de Angoitia Noriega as Director | Management | For | Voted - Against |
1.14 | Elect Thomas Stanley Heather Rodriguez as Director | Management | For | Voted - For |
1.15 | Elect Graciela Gonzalez Moreno as Alternate Director | Management | For | Voted - For |
1.16 | Elect Juan Antonio Gonzalez Marcos as Alternate | |||
Director | Management | For | Voted - For | |
1.17 | Elect Alberto Halabe Hamui as Alternate Director | Management | For | Voted - For |
1.18 | Elect Gerardo Salazar Viezca as Alternate Director | Management | For | Voted - For |
1.19 | Elect Alberto Perez-Jacome Friscione as Alternate | |||
Director | Management | For | Voted - For | |
1.20 | Elect Diego Martinez Rueda-Chapital as Alternate | |||
Director | Management | For | Voted - For | |
1.21 | Elect Roberto Kelleher Vales as Alternate Director | Management | For | Voted - For |
1.22 | Elect Cecilia Goya de Riviello Meade as Alternate | |||
Director | Management | For | Voted - For | |
1.23 | Elect Isaac Becker Kabacnik as Alternate Director | Management | For | Voted - For |
1.24 | Elect Jose Maria Garza Trevino as Alternate Director | Management | For | Voted - For |
1.25 | Elect Carlos Cesarman Kolteniuk as Alternate | |||
Director | Management | For | Voted - For | |
1.26 | Elect Humberto Tafolla Nunez as Alternate Director | Management | For | Voted - For |
1.27 | Elect Guadalupe Phillips Margain as Alternate | |||
Director | Management | For | Voted - For | |
1.28 | Elect Ricardo Maldonado Yanez as Alternate Director | Management | For | Voted - For |
1.29 | Elect Hector Avila Flores (Non-Member) as Board | |||
Secretary | Management | For | Voted - For | |
1.30 | Elect Thomas Stanley Heather Rodriguez as Chairman | |||
of Audit and Corporate Practices Committee | Management | For | Voted - For |
115
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Approve CEO's Report on Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
3 | Approve Board's Report on Policies and Accounting | |||
Information and Criteria Followed in Preparation of | ||||
Financial Information | Management | For | Voted - For | |
4 | Approve Board's Report on Operations and Activities | |||
Undertaken by Board | Management | For | Voted - For | |
5 | Approve Report on Activities of Audit and Corporate | |||
Practices Committee | Management | For | Voted - For | |
6 | Approve All Operations Carried out by Company and | |||
Ratify Actions Carried out by Board, CEO and Audit | ||||
and Corporate Practices Committee | Management | For | Voted - For | |
7 | Approve Allocation of Income | Management | For | Voted - For |
8 | Receive Auditor's Report on Tax Position of Company | Management | For | Non-Voting |
9 | Approve Directors Liability and Indemnification | Management | For | Voted - For |
10 | Approve Remuneration of Directors | Management | For | Voted - For |
11 | Approve Report on Share Repurchase | Management | For | Voted - For |
12 | Set Aggregate Nominal Amount of Share Repurchase | |||
Reserve | Management | For | Voted - For | |
13 | Authorize Board to Ratify and Execute Approved | |||
Resolutions | Management | For | Voted - For | |
14 | Amend Article 2; Approve Certification of the | |||
Company's Bylaws | Management | For | Voted - For | |
15 | Approve Modifications of Sole Responsibility | |||
Agreement | Management | For | Voted - For | |
16 | Authorize Board to Ratify and Execute Approved | |||
Resolutions | Management | For | Voted - For | |
HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. | ||||
Security ID: 41068X100 Ticker: HASI | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Director Jeffrey W. Eckel | Management | For | Voted - For |
1.2 | Elect Director Clarence D. Armbrister | Management | For | Voted - For |
1.3 | Elect Director Teresa M. Brenner | Management | For | Voted - Against |
1.4 | Elect Director Michael T. Eckhart | Management | For | Voted - Against |
1.5 | Elect Director Nancy C. Floyd | Management | For | Voted - For |
1.6 | Elect Director Simone F. Lagomarsino | Management | For | Voted - For |
1.7 | Elect Director Charles M. O'Neil | Management | For | Voted - Against |
1.8 | Elect Director Richard J. Osborne | Management | For | Voted - For |
1.9 | Elect Director Steven G. Osgood | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
116
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
HENKEL AG & CO. KGAA | ||||
Security ID: D3207M102 Ticker: HEN | ||||
Meeting Date: 16-Apr-21 | ||||
1.1 | Elect James Rowan to the Shareholders' Committee | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Allocation of Income and Dividends of EUR | |||
1.83 per Ordinary Share and EUR 1.85 per Preferred | ||||
Share | Management | For | Voted - For | |
4 | Approve Discharge of Personally Liable Partner for | |||
Fiscal Year 2020 | Management | For | Voted - For | |
5 | Approve Discharge of Supervisory Board for Fiscal | |||
Year 2020 | Management | For | Voted - For | |
6 | Approve Discharge of Shareholders' Committee for | |||
Fiscal Year 2020 | Management | For | Voted - For | |
7 | Ratify PricewaterhouseCoopers GmbH as Auditors for | |||
Fiscal Year 2021 | Management | For | Voted - For | |
8 | Approve Remuneration Policy | Management | For | Voted - For |
9 | Amend Articles Re: Remuneration of Supervisory | |||
Board and Shareholders' Committee | Management | For | Voted - For | |
10 | Approve Remuneration of Supervisory Board and | |||
Shareholders' Committee | Management | For | Voted - For | |
11 | Amend Articles Re: Electronic Participation in the | |||
General Meeting | Management | For | Voted - For | |
HESS CORPORATION | ||||
Security ID: 42809H107 Ticker: HES | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Director Terrence J. Checki | Management | For | Voted - For |
1.2 | Elect Director Leonard S. Coleman, Jr. | Management | For | Voted - For |
1.3 | Elect Director Joaquin Duato | Management | For | Voted - For |
1.4 | Elect Director John B. Hess | Management | For | Voted - For |
1.5 | Elect Director Edith E. Holiday | Management | For | Voted - For |
1.6 | Elect Director Marc S. Lipschultz | Management | For | Voted - For |
1.7 | Elect Director David McManus | Management | For | Voted - For |
1.8 | Elect Director Kevin O. Meyers | Management | For | Voted - For |
1.9 | Elect Director Karyn F. Ovelmen | Management | For | Voted - For |
1.10 | Elect Director James H. Quigley | Management | For | Voted - For |
1.11 | Elect Director William G. Schrader | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
117
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
HP INC. | ||||
Security ID: 40434L105 Ticker: HPQ | ||||
Meeting Date: 13-Apr-21 | ||||
1.1 | Elect Director Aida M. Alvarez | Management | For | Voted - For |
1.2 | Elect Director Shumeet Banerji | Management | For | Voted - For |
1.3 | Elect Director Robert R. Bennett | Management | For | Voted - For |
1.4 | Elect Director Charles "Chip" V. Bergh | Management | For | Voted - For |
1.5 | Elect Director Stacy Brown-Philpot | Management | For | Voted - For |
1.6 | Elect Director Stephanie A. Burns | Management | For | Voted - For |
1.7 | Elect Director Mary Anne Citrino | Management | For | Voted - For |
1.8 | Elect Director Richard L. Clemmer | Management | For | Voted - For |
1.9 | Elect Director Enrique J. Lores | Management | For | Voted - For |
1.10 | Elect Director Judith "Jami" Miscik | Management | For | Voted - For |
1.11 | Elect Director Subra Suresh | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV | ||||
Security ID: P5R19K107 Ticker: IENOVA | ||||
Meeting Date: 30-Nov-20 | ||||
1 | Authorize Cancellation of Repurchased Shares | |||
and | Consequently Reduction in Variable Portion of | |||
Capital | Management | For | Voted - For | |
2 | Approve Increase in Board Size; Elect or Ratify | |||
Directors, Provisional Directors and Members of | ||||
Corporate Practices Committee | Management | For | Voted - For | |
3 | Approve Granting of Powers | Management | For | Voted - For |
4 | Authorize Board to Ratify and Execute Approved | |||
Resolutions | Management | For | Voted - For | |
INVESTEC PLC | ||||
Security ID: G49188116 Ticker: INVP | ||||
Meeting Date: 06-Aug-20 | ||||
1.1 | Re-elect Zarina Bassa as Director | Management | For | Voted - For |
1.2 | Re-elect Peregrine Crosthwaite as Director | Management | For | Voted - For |
1.3 | Re-elect David Friedland as Director | Management | For | Voted - For |
1.4 | Re-elect Philip Hourquebie as Director | Management | For | Voted - For |
1.5 | Re-elect Charles Jacobs as Director | Management | For | Voted - For |
1.6 | Re-elect Lord Malloch-Brown as Director | Management | For | Voted - For |
1.7 | Re-elect Nishlan Samujh as Director | Management | For | Voted - For |
1.8 | Re-elect Khumo Shuenyane as Director | Management | For | Voted - For |
118
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Re-elect Fani Titi as Director | Management | For | Voted - For |
1.10 | Elect Henrietta Baldock as Director | Management | For | Voted - For |
1.11 | Elect Philisiwe Sibiya as Director | Management | For | Voted - For |
1.12 | Elect Ciaran Whelan as Director | Management | For | Voted - For |
2 | Approve Remuneration Report including | |||
Implementation Report | Management | For | Voted - For | |
3 | Approve Remuneration Policy | Management | For | Voted - For |
4 | Authorise the Investec Group's Climate Change | |||
Resolution | Management | For | Voted - For | |
5 | Authorise Ratification of Approved Resolutions | Management | For | Voted - For |
6 | Present the Financial Statements and Statutory | |||
Reports for the Year Ended 31 March 2020 | Management | For | Non-Voting | |
7 | Sanction the Interim Dividend on the Ordinary Shares | Management | For | Voted - For |
8 | Sanction the Interim Dividend on the Dividend | |||
Access (South African Resident) Redeemable | ||||
Preference Share | Management | For | Voted - For | |
9 | Reappoint Ernst & Young Inc as Joint Auditors | Management | For | Voted - For |
10 | Reappoint KPMG Inc as Joint Auditors | Management | For | Voted - For |
11 | Place Unissued Variable Rate, Cumulative, | |||
Redeemable Preference Shares and Unissued | ||||
Non-Redeemable, Non-Cumulative, Non-Participating | ||||
Preference Shares Under Control of Directors | Management | For | Voted - For | |
12 | Place Unissued Special Convertible Redeemable | |||
Preference Shares Under Control of Directors | Management | For | Voted - For | |
13 | Authorise Repurchase of Issued Ordinary Shares | Management | For | Voted - For |
14 | Authorise Repurchase of Any Redeemable, | |||
Non-Participating Preference Shares and | ||||
Non-Redeemable, Non-Cumulative, Non-Participating | ||||
Preference Shares | Management | For | Voted - For | |
15 | Approve Financial Assistance to Subsidiaries and | |||
Directors | Management | For | Voted - For | |
16 | Approve Non-executive Directors' Remuneration | Management | For | Voted - For |
17 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
18 | Sanction the Interim Dividend on the Ordinary Shares | Management | For | Voted - For |
19 | Reappoint Ernst & Young LLP as Auditors | Management | For | Voted - For |
20 | Authorise the Audit Committee to Fix Remuneration | |||
of Auditors | Management | For | Voted - For | |
21 | Authorise Issue of Equity | Management | For | Voted - For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
23 | Authorise Market Purchase of Preference Shares | Management | For | Voted - For |
24 | Authorise EU Political Donations and Expenditure | Management | For | Voted - For |
IOI CORPORATION BERHAD | ||||
Security ID: Y41763106 Ticker: 1961 | ||||
Meeting Date: 30-Oct-20 | ||||
1.1 | Elect Rahamat Bivi binti Yusoff as Director | Management | For | Voted - For |
1.2 | Elect Lee Yeow Chor as Director | Management | For | Voted - For |
2 | Approve Directors' Fees (Inclusive of Board | |||
Committees' Fees) | Management | For | Voted - For |
119
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Approve Directors' Benefits (Other than Directors' | |||
Fees) | Management | For | Voted - For | |
4 | Approve BDO PLT as Auditors and Authorize Audit and | |||
Risk Management Committee to Fix Their Remuneration | Management | For | Voted - For | |
5 | Approve Karownakaran @ Karunakaran a/l Ramasamy to | |||
Continue Office as Independent Non-Executive | ||||
Director | Management | For | Voted - For | |
6 | Approve Cheah Tek Kuang to Continue Office as | |||
Independent Non-Executive Director | Management | For | Voted - For | |
7 | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights | Management | For | Voted - For | |
8 | Authorize Share Repurchase Program | Management | For | Voted - For |
9 | Approve Implementation of Shareholders' Mandate for | |||
Recurrent Related Party Transactions | Management | For | Voted - For | |
ISS A/S | ||||
Security ID: K5591Y107 Ticker: ISS | ||||
Meeting Date: 13-Apr-21 | ||||
1.1 | Reelect Valerie Beaulieu as Director | Management | For | Voted - For |
1.2 | Reelect Henrik Poulsen as Director | Management | For | Voted - For |
1.3 | Elect Niels Smedegaard as New Director | Management | For | Voted - For |
1.4 | Reelect Soren Thorup Sorensen as Director | Management | For | Voted - For |
1.5 | Reelect Ben Stevens as Director | Management | For | Voted - For |
1.6 | Reelect Cynthia Mary Trudell as Director | Management | For | Voted - For |
1.7 | Elect Kelly Kuhn as New Director | Management | For | Voted - For |
2 | Receive Report of Board | Management | For | Non-Voting |
3 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
4 | Approve Treatment of Net Loss | Management | For | Voted - For |
5 | Approve Discharge of Management and Board | Management | For | Voted - For |
6 | Authorize Share Repurchase Program | Management | For | Voted - For |
7 | Approve Remuneration Report (Advisory Vote) | Management | For | Voted - Against |
8 | Approve Remuneration of Directors in the Amount of | |||
DKK 1.3 Million for Chair, DKK 694,500 for Vice | ||||
Chair and DKK 436,000 for Other Directors; Approve | ||||
Remuneration for Committee Work; Approve | ||||
Remuneration for Auditors | Management | For | Voted - For | |
9 | Ratify Ernst & Young as Auditors | Management | For | Voted - For |
10 | Allow Shareholder Meetings to be Held by Electronic | |||
Means Only | Management | For | Voted - Against | |
11 | Amend Articles Re: Editorial Changes for Agenda | Management | For | Voted - For |
12 | Amend Articles Re: Participation at General Meetings | Management | For | Voted - For |
13 | Amend Articles Re: Differentiation of Votes | Management | For | Voted - For |
14 | Other Business | Management | For | Non-Voting |
120
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ITV PLC | ||||
Security ID: G4984A110 Ticker: ITV | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Re-elect Salman Amin as Director | Management | For | Voted - For |
1.2 | Re-elect Peter Bazalgette as Director | Management | For | Voted - For |
1.3 | Re-elect Edward Bonham Carter as Director | Management | For | Voted - For |
1.4 | Elect Graham Cooke as Director | Management | For | Voted - For |
1.5 | Re-elect Margaret Ewing as Director | Management | For | Voted - For |
1.6 | Re-elect Mary Harris as Director | Management | For | Voted - For |
1.7 | Re-elect Chris Kennedy as Director | Management | For | Voted - For |
1.8 | Re-elect Anna Manz as Director | Management | For | Voted - For |
1.9 | Re-elect Carolyn McCall as Director | Management | For | Voted - For |
1.10 | Elect Sharmila Nebhrajani as Director | Management | For | Voted - For |
1.11 | Re-elect Duncan Painter as Director | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Approve Remuneration Policy | Management | For | Voted - For |
5 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For |
7 | Authorise UK Political Donations and Expenditure | Management | For | Voted - For |
8 | Authorise Issue of Equity | Management | For | Voted - For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
10 | Authorise Issue of Equity without Pre-emptive | |||
Rights in Connection with an Acquisition or Other | ||||
Capital Investment | Management | For | Voted - For | |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
12 | Authorise the Company to Call General Meeting with | |||
Two Weeks' Notice | Management | For | Voted - For | |
13 | Adopt New Articles of Association | Management | For | Voted - For |
14 | Approve Executive Share Plan | Management | For | Voted - For |
JOHNSON CONTROLS INTERNATIONAL PLC | ||||
Security ID: G51502105 Ticker: JCI | ||||
Meeting Date: 10-Mar-21 | ||||
1.1 | Elect Director Jean Blackwell | Management | For | Voted - For |
1.2 | Elect Director Pierre Cohade | Management | For | Voted - For |
1.3 | Elect Director Michael E. Daniels | Management | For | Voted - For |
1.4 | Elect Director Juan Pablo del Valle Perochena | Management | For | Voted - For |
1.5 | Elect Director W. Roy Dunbar | Management | For | Voted - For |
1.6 | Elect Director Gretchen R. Haggerty | Management | For | Voted - For |
1.7 | Elect Director Simone Menne | Management | For | Voted - For |
1.8 | Elect Director George R. Oliver | Management | For | Voted - For |
1.9 | Elect Director Jurgen Tinggren | Management | For | Voted - For |
1.10 | Elect Director Mark Vergnano | Management | For | Voted - For |
1.11 | Elect Director R. David Yost | Management | For | Voted - For |
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Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.12 | Elect Director John D. Young | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | Voted - For |
4 | Authorize Market Purchases of Company Shares | Management | For | Voted - For |
5 | Determine Price Range for Reissuance of Treasury | |||
Shares | Management | For | Voted - For | |
6 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
7 | Approve Omnibus Stock Plan | Management | For | Voted - For |
8 | Approve the Directors' Authority to Allot Shares | Management | For | Voted - For |
9 | Approve the Disapplication of Statutory Pre-Emption | |||
Rights | Management | For | Voted - For | |
JPMORGAN CHASE & CO. | ||||
Security ID: 46625H100 Ticker: JPM | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Director Linda B. Bammann | Management | For | Voted - For |
1.2 | Elect Director Stephen B. Burke | Management | For | Voted - For |
1.3 | Elect Director Todd A. Combs | Management | For | Voted - For |
1.4 | Elect Director James S. Crown | Management | For | Voted - For |
1.5 | Elect Director James Dimon | Management | For | Voted - For |
1.6 | Elect Director Timothy P. Flynn | Management | For | Voted - For |
1.7 | Elect Director Mellody Hobson | Management | For | Voted - For |
1.8 | Elect Director Michael A. Neal | Management | For | Voted - For |
1.9 | Elect Director Phebe N. Novakovic | Management | For | Voted - For |
1.10 | Elect Director Virginia M. Rometty | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to | |||
Request Action by Written Consent | Shareholder | Against | Voted - For | |
6 | Report on Racial Equity Audit | Shareholder | Against | Voted - For |
7 | Require Independent Board Chair | Shareholder | Against | Voted - For |
8 | Report on Congruency Political Analysis and | |||
Electioneering Expenditures | Shareholder | Against | Voted - For | |
KERING SA | ||||
Security ID: F5433L103 Ticker: KER | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Reelect Francois-Henri Pinault as Director | Management | For | Voted - Against |
1.2 | Reelect Jean-Francois Palus as Director | Management | For | Voted - Against |
1.3 | Reelect Financiere Pinault as Director | Management | For | Voted - For |
1.4 | Reelect Baudouin Prot as Director | Management | For | Voted - For |
2 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
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Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
4 | Approve Allocation of Income and Dividends of EUR 8 | |||
per Share | Management | For | Voted - For | |
5 | Approve Compensation of Corporate Officers | Management | For | Voted - For |
6 | Approve Compensation of Francois-Henri Pinault, | |||
Chairman and CEO | Management | For | Voted - For | |
7 | Approve Compensation of Jean-Francois Palus, | |||
Vice-CEO | Management | For | Voted - For | |
8 | Approve Remuneration Policy of Executive Corporate | |||
Officers | Management | For | Voted - For | |
9 | Approve Remuneration Policy of Corporate Officers | Management | For | Voted - For |
10 | Approve Remuneration of Directors in the Aggregate | |||
Amount of EUR 1.4 Million | Management | For | Voted - For | |
11 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
12 | Authorize Decrease in Share Capital via | |||
Cancellation of Repurchased Shares | Management | For | Voted - For | |
13 | Authorize Issuance of Equity or Equity-Linked | |||
Securities with Preemptive Rights up to Aggregate | ||||
Nominal Amount of EUR 200 Million | Management | For | Voted - For | |
14 | Authorize Capitalization of Reserves of Up to EUR | |||
200 Million for Bonus Issue or Increase in Par Value | Management | For | Voted - For | |
15 | Authorize Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights up to | ||||
Aggregate Nominal Amount of EUR 50 Million | Management | For | Voted - For | |
16 | Approve Issuance of Equity or Equity-Linked | |||
Securities Reserved for Qualified Investors or | ||||
Restricted Number of Investors, up to Aggregate | ||||
Nominal Amount of EUR 50 Million | Management | For | Voted - For | |
17 | Authorize Board to Set Issue Price for 5 Percent | |||
Per Year of Issued Capital Pursuant to Issue | ||||
Authority without Preemptive Rights Under Items 18 | ||||
and 19 | Management | For | Voted - For | |
18 | Authorize Board to Increase Capital in the Event of | |||
Additional Demand Related to Delegation Submitted | ||||
to Shareholder Vote Under Items 16, 18 and 19 | Management | For | Voted - For | |
19 | Authorize Capital Increase of up to 10 Percent of | |||
Issued Capital for Contributions in Kind | Management | For | Voted - For | |
20 | Authorize Capital Issuances for Use in Employee | |||
Stock Purchase Plans | Management | For | Voted - For | |
21 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For | |
KINROSS GOLD CORPORATION | ||||
Security ID: 496902404 Ticker: K | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director Ian Atkinson | Management | For | Voted - For |
1.2 | Elect Director Kerry D. Dyte | Management | For | Voted - For |
1.3 | Elect Director Glenn A. Ives | Management | For | Voted - For |
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Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Director Ave G. Lethbridge | Management | For | Voted - For |
1.5 | Elect Director Elizabeth D. McGregor | Management | For | Voted - For |
1.6 | Elect Director Catherine McLeod-Seltzer | Management | For | Voted - For |
1.7 | Elect Director Kelly J. Osborne | Management | For | Voted - For |
1.8 | Elect Director J. Paul Rollinson | Management | For | Voted - For |
1.9 | Elect Director David A. Scott | Management | For | Voted - For |
2 | Approve KPMG LLP as Auditors and Authorize Board to | |||
Fix Their Remuneration | Management | For | Voted - For | |
3 | Approve Shareholder Rights Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
LANXESS AG | ||||
Security ID: D5032B102 Ticker: LXS | ||||
Meeting Date: 27-Aug-20 | ||||
1.1 | Elect Matthias Wolfgruber to the Supervisory Board | Management | For | Voted - For |
1.2 | Elect Lawrence Rosen to the Supervisory Board | Management | For | Voted - For |
1.3 | Elect Hans Van Bylen to the Supervisory Board | Management | For | Voted - For |
1.4 | Elect Theo Walthie to the Supervisory Board | Management | For | Voted - For |
2 | Receive Financial Statements and Statutory Reports | |||
for Fiscal 2019 (Non-Voting) | Management | For | Non-Voting | |
3 | Approve Allocation of Income and Dividends of EUR | |||
0.95 per Share | Management | For | Voted - For | |
4 | Approve Discharge of Management Board Member | |||
Matthias Zachert for Fiscal 2019 | Management | For | Voted - For | |
5 | Approve Discharge of Management Board Member Anno | |||
Borkowsky for Fiscal 2019 | Management | For | Voted - For | |
6 | Approve Discharge of Management Board Member Hubert | |||
Fink for Fiscal 2019 | Management | For | Voted - For | |
7 | Approve Discharge of Management Board Member | |||
Michael Pontzen for Fiscal 2019 | Management | For | Voted - For | |
8 | Approve Discharge of Management Board Member | |||
Rainier van Roessel for Fiscal 2019 | Management | For | Voted - For | |
9 | Approve Discharge of Supervisory Board Member | |||
Matthias Wolfgruber for Fiscal 2019 | Management | For | Voted - For | |
10 | Approve Discharge of Supervisory Board Member | |||
Birgit Bierther for Fiscal 2019 | Management | For | Voted - For | |
11 | Approve Discharge of Supervisory Board Member | |||
Werner Czaplik for Fiscal 2019 | Management | For | Voted - For | |
12 | Approve Discharge of Supervisory Board Member | |||
Hans-Dieter Gerriets for Fiscal 2019 | Management | For | Voted - For | |
13 | Approve Discharge of Supervisory Board Member Heike | |||
Hanagarth for Fiscal 2019 | Management | For | Voted - For | |
14 | Approve Discharge of Supervisory Board Member | |||
Friedrich Janssen for Fiscal 2019 | Management | For | Voted - For | |
15 | Approve Discharge of Supervisory Board Member | |||
Pamela Knapp for Fiscal 2019 | Management | For | Voted - For | |
16 | Approve Discharge of Supervisory Board Member | |||
Thomas Meiers for Fiscal 2019 | Management | For | Voted - For | |
17 | Approve Discharge of Supervisory Board Member | |||
Lawrence Rosen for Fiscal 2019 | Management | For | Voted - For |
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Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
18 | Approve Discharge of Supervisory Board Member Ralf | |||
Sikorski for Fiscal 2019 | Management | For | Voted - For | |
19 | Approve Discharge of Supervisory Board Member | |||
Manuela Strauch for Fiscal 2019 | Management | For | Voted - For | |
20 | Approve Discharge of Supervisory Board Member Theo | |||
Walthie for Fiscal 2019 | Management | For | Voted - For | |
21 | Ratify PricewaterhouseCoopers GmbH as Auditors for | |||
Fiscal 2020 | Management | For | Voted - For | |
22 | Approve Remuneration of Supervisory Board | Management | For | Voted - For |
23 | Amend Articles Re: Proof of Entitlement | Management | For | Voted - For |
LENOVO GROUP LIMITED | ||||
Security ID: Y5257Y107 Ticker: 992 | ||||
Meeting Date: 09-Jul-20 | ||||
1.1 | Elect Yang Yuanqing as Director | Management | For | Voted - For |
1.2 | Elect William O. Grabe as Director | Management | For | Voted - For |
1.3 | Elect William Tudor Brown as Director | Management | For | Voted - For |
1.4 | Elect Yang Lan as Director | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Final Dividend | Management | For | Voted - For |
4 | Authorize Board Not to Fill Up Vacated Office | |||
Resulting From Retirement of Nobuyuki Idei as | ||||
Director | Management | For | Voted - For | |
5 | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For |
6 | Approve PricewaterhouseCoopers as Auditor and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
7 | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights | Management | For | Voted - Against | |
8 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
9 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
Meeting Date: 04-Feb-21 | ||||
1 | Approve Proposed Issuance and Admission of Chinese | |||
Depositary Receipts ("CDRs") and the Specific | ||||
Mandate | Management | For | Voted - For | |
2 | Authorize Board and Its Authorized Persons to Deal | |||
With All Matters in Relation to the Proposed | ||||
Issuance and Admission of CDRs | Management | For | Voted - For | |
3 | Approve Plan for Distribution of Profits | |||
Accumulated and Undistributed Before the Proposed | ||||
Issuance and Admission of CDRs | Management | For | Voted - For | |
4 | Approve Price Stabilization Plan of CDRs for Three | |||
Years After the Proposed Issuanceand Admission of | ||||
CDRs | Management | For | Voted - For | |
5 | Approve Dividend Return Plan for Shareholders for | |||
Three Years After the ProposedIssuance and | ||||
Admission of CDRs | Management | For | Voted - For | |
6 | Approve Use of Proceeds from the Proposed Issuance | |||
and Admission of CDRs | Management | For | Voted - For |
125
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Approve Risk Alert Regarding Dilution of Immediate | |||
Return by the Public Offering ofCDRs and Relevant | ||||
Recovery Measures | Management | For | Voted - For | |
8 | Approve Binding Measures on Non-Performance of | |||
Relevant Undertakings in Connectionwith the | ||||
Proposed Issuance and Admission of CDRs | Management | For | Voted - For | |
9 | Adopt Rules and Procedures Regarding General | |||
Meetings of Shareholders | Management | For | Voted - For | |
10 | Adopt Rules and Procedures Regarding Meetings of | |||
Board of Directors | Management | For | Voted - For | |
11 | Amend Articles of Association and Adopt Amended and | |||
Restated Articles of Association | Management | For | Voted - For | |
LLOYDS BANKING GROUP PLC | ||||
Security ID: G5533W248 Ticker: LLOY | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Robin Budenberg as Director | Management | For | Voted - For |
1.2 | Re-elect William Chalmers as Director | Management | For | Voted - For |
1.3 | Re-elect Alan Dickinson as Director | Management | For | Voted - For |
1.4 | Re-elect Sarah Legg as Director | Management | For | Voted - For |
1.5 | Re-elect Lord Lupton as Director | Management | For | Voted - For |
1.6 | Re-elect Amanda Mackenzie as Director | Management | For | Voted - For |
1.7 | Re-elect Nick Prettejohn as Director | Management | For | Voted - For |
1.8 | Re-elect Stuart Sinclair as Director | Management | For | Voted - For |
1.9 | Re-elect Catherine Woods as Director | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Approve Final Dividend | Management | For | Voted - For |
5 | Appoint Deloitte LLP as Auditors | Management | For | Voted - For |
6 | Authorise the Audit Committee to Fix Remuneration | |||
of Auditors | Management | For | Voted - For | |
7 | Approve Deferred Bonus Plan | Management | For | Voted - For |
8 | Authorise EU Political Donations and Expenditure | Management | For | Voted - For |
9 | Authorise Issue of Equity | Management | For | Voted - For |
10 | Authorise Issue of Equity in Relation to the Issue | |||
of Regulatory Capital Convertible Instruments | Management | For | Voted - For | |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
12 | Authorise Issue of Equity without Pre-emptive | |||
Rights in Connection with an Acquisition or Other | ||||
Capital Investment | Management | For | Voted - For | |
13 | Authorise Issue of Equity without Pre-Emptive | |||
Rights in Relation to the Issue of Regulatory | ||||
Capital Convertible Instruments | Management | For | Voted - For | |
14 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
15 | Authorise Market Purchase of Preference Shares | Management | For | Voted - For |
16 | Adopt New Articles of Association | Management | For | Voted - For |
17 | Authorise the Company to Call General Meeting with | |||
Two Weeks' Notice | Management | For | Voted - For |
126
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MALAYAN BANKING BERHAD | ||||
Security ID: Y54671105 Ticker: 1155 | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Abdul Farid Alias as Director | Management | For | Voted - For |
1.2 | Elect R. Karunakaran as Director | Management | For | Voted - For |
1.3 | Elect Edwin Gerungan as Director | Management | For | Voted - For |
1.4 | Elect Che Zakiah Che Din as Director | Management | For | Voted - For |
1.5 | Elect Zamzamzairani Mohd Isa as Director | Management | For | Voted - For |
2 | Approve Final Dividend | Management | For | Voted - For |
3 | Approve Directors' Fees | Management | For | Voted - For |
4 | Approve Directors' Benefits | Management | For | Voted - For |
5 | Approve Ernst & Young PLT as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
6 | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights | Management | For | Voted - For | |
7 | Approve Issuance of New Ordinary Shares Under the | |||
Recurrent and Optional Dividend Reinvestment Plan | Management | For | Voted - For | |
MANPOWERGROUP INC. | ||||
Security ID: 56418H100 Ticker: MAN | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Director Gina R. Boswell | Management | For | Voted - For |
1.2 | Elect Director Jean-Philippe Courtois | Management | For | Voted - For |
1.3 | Elect Director William Downe | Management | For | Voted - For |
1.4 | Elect Director John F. Ferraro | Management | For | Voted - For |
1.5 | Elect Director William P. Gipson | Management | For | Voted - For |
1.6 | Elect Director Patricia Hemingway Hall | Management | For | Voted - For |
1.7 | Elect Director Julie M. Howard | Management | For | Voted - For |
1.8 | Elect Director Ulice Payne, Jr. | Management | For | Voted - For |
1.9 | Elect Director Jonas Prising | Management | For | Voted - For |
1.10 | Elect Director Paul Read | Management | For | Voted - For |
1.11 | Elect Director Elizabeth P. Sartain | Management | For | Voted - For |
1.12 | Elect Director Michael J. Van Handel | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
MERCK & CO., INC. | ||||
Security ID: 58933Y105 Ticker: MRK | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Director Leslie A. Brun | Management | For | Voted - For |
1.2 | Elect Director Mary Ellen Coe | Management | For | Voted - For |
1.3 | Elect Director Pamela J. Craig | Management | For | Voted - For |
127
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Director Kenneth C. Frazier | Management | For | Voted - For |
1.5 | Elect Director Thomas H. Glocer | Management | For | Voted - For |
1.6 | Elect Director Risa J. Lavizzo-Mourey | Management | For | Voted - For |
1.7 | Elect Director Stephen L. Mayo | Management | For | Voted - For |
1.8 | Elect Director Paul B. Rothman | Management | For | Voted - For |
1.9 | Elect Director Patricia F. Russo | Management | For | Voted - For |
1.10 | Elect Director Christine E. Seidman | Management | For | Voted - For |
1.11 | Elect Director Inge G. Thulin | Management | For | Voted - For |
1.12 | Elect Director Kathy J. Warden | Management | For | Voted - For |
1.13 | Elect Director Peter C. Wendell | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Report on Access to COVID-19 Products | Shareholder | Against | Voted - For |
MICROSOFT CORPORATION | ||||
Security ID: 594918104 Ticker: MSFT | ||||
Meeting Date: 02-Dec-20 | ||||
1.1 | Elect Director Reid G. Hoffman | Management | For | Voted - For |
1.2 | Elect Director Hugh F. Johnston | Management | For | Voted - For |
1.3 | Elect Director Teri L. List-Stoll | Management | For | Voted - For |
1.4 | Elect Director Satya Nadella | Management | For | Voted - For |
1.5 | Elect Director Sandra E. Peterson | Management | For | Voted - For |
1.6 | Elect Director Penny S. Pritzker | Management | For | Voted - For |
1.7 | Elect Director Charles W. Scharf | Management | For | Voted - For |
1.8 | Elect Director Arne M. Sorenson | Management | For | Voted - For |
1.9 | Elect Director John W. Stanton | Management | For | Voted - For |
1.10 | Elect Director John W. Thompson | Management | For | Voted - For |
1.11 | Elect Director Emma N. Walmsley | Management | For | Voted - For |
1.12 | Elect Director Padmasree Warrior | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Report on Employee Representation on the Board of | |||
Directors | Shareholder | Against | Voted - Against | |
MIRVAC GROUP | ||||
Security ID: Q62377108 Ticker: MGR | ||||
Meeting Date: 19-Nov-20 | ||||
1.1 | Elect Christine Nildra Bartlett as Director | Management | For | Voted - For |
1.2 | Elect Samantha Joy Mostyn as Director | Management | For | Voted - For |
1.3 | Elect Alan Robert Harold Sindel as Director | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve the Participation of Susan Lloyd-Hurwitz in | |||
the Mirvac Group Long Term Performance Plan | Management | For | Voted - For |
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Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Approve the Amendments to the Constitution of | |||
Mirvac Property Trust | Management | For | Voted - Against | |
MONDI PLC | ||||
Security ID: G6258S107 Ticker: MNDI | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Svein Richard Brandtzaeg as Director | Management | For | Voted - For |
1.2 | Elect Sue Clark as Director | Management | For | Voted - For |
1.3 | Elect Mike Powell as Director | Management | For | Voted - For |
1.4 | Elect Angela Strank as Director | Management | For | Voted - For |
1.5 | Re-elect Tanya Fratto as Director | Management | For | Voted - For |
1.6 | Re-elect Enoch Godongwana as Director | Management | For | Voted - For |
1.7 | Re-elect Andrew King as Director | Management | For | Voted - For |
1.8 | Re-elect Dominique Reiniche as Director | Management | For | Voted - For |
1.9 | Re-elect Philip Yea as Director | Management | For | Voted - For |
1.10 | Re-elect Stephen Young as Director | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Approve Final Dividend | Management | For | Voted - For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
6 | Authorise the Audit Committee to Fix Remuneration | |||
of Auditors | Management | For | Voted - For | |
7 | Authorise Issue of Equity | Management | For | Voted - For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
9 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
10 | Adopt New Articles of Association | Management | For | Voted - For |
11 | Authorise the Company to Call General Meeting with | |||
Two Weeks' Notice | Management | For | Voted - For | |
MORGAN STANLEY | ||||
Security ID: 617446448 Ticker: MS | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Elizabeth Corley | Management | For | Voted - For |
1.2 | Elect Director Alistair Darling | Management | For | Voted - For |
1.3 | Elect Director Thomas H. Glocer | Management | For | Voted - For |
1.4 | Elect Director James P. Gorman | Management | For | Voted - For |
1.5 | Elect Director Robert H. Herz | Management | For | Voted - For |
1.6 | Elect Director Nobuyuki Hirano | Management | For | Voted - For |
1.7 | Elect Director Hironori Kamezawa | Management | For | Voted - For |
1.8 | Elect Director Shelley B. Leibowitz | Management | For | Voted - For |
1.9 | Elect Director Stephen J. Luczo | Management | For | Voted - For |
1.10 | Elect Director Jami Miscik | Management | For | Voted - For |
1.11 | Elect Director Dennis M. Nally | Management | For | Voted - For |
1.12 | Elect Director Mary L. Schapiro | Management | For | Voted - For |
1.13 | Elect Director Perry M. Traquina | Management | For | Voted - For |
129
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.14 | Elect Director Rayford Wilkins, Jr. | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
NATIONAL AUSTRALIA BANK LIMITED | ||||
Security ID: Q65336119 Ticker: NAB | ||||
Meeting Date: 18-Dec-20 | ||||
1.1 | Elect David Armstrong as Director | Management | For | Voted - For |
1.2 | Elect Peeyush Gupta as Director | Management | For | Voted - For |
1.3 | Elect Ann Sherry as Director | Management | For | Voted - For |
1.4 | Elect Simon McKeon as Director | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve Grant of Performance Rights to Ross McEwan | Management | For | Voted - For |
4 | Approve Selective Buy-Back of 20 Million Preference | |||
Shares Associated with the National Income | ||||
Securities (NIS Buy-back Scheme) | Management | For | Voted - For | |
5 | Approve the Amendments to the Company's Constitution | Shareholder | Against | Voted - Against |
6 | Approve Transition Planning Disclosure | Shareholder | Against | Voted - Against |
NATWEST GROUP PLC | ||||
Security ID: G6422B105 Ticker: NWG | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Re-elect Howard Davies as Director | Management | For | Voted - For |
1.2 | Re-elect Alison Rose-Slade as Director | Management | For | Voted - For |
1.3 | Re-elect Katie Murray as Director | Management | For | Voted - For |
1.4 | Re-elect Frank Dangeard as Director | Management | For | Voted - For |
1.5 | Re-elect Patrick Flynn as Director | Management | For | Voted - For |
1.6 | Re-elect Morten Friis as Director | Management | For | Voted - For |
1.7 | Re-elect Robert Gillespie as Director | Management | For | Voted - For |
1.8 | Re-elect Yasmin Jetha as Director | Management | For | Voted - For |
1.9 | Re-elect Mike Rogers as Director | Management | For | Voted - For |
1.10 | Re-elect Mark Seligman as Director | Management | For | Voted - For |
1.11 | Re-elect Lena Wilson as Director | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Approve Final Dividend | Management | For | Voted - For |
5 | Reappoint Ernst & Young LLP as Auditors | Management | For | Voted - For |
6 | Authorise the Group Audit Committee to Fix | |||
Remuneration of Auditors | Management | For | Voted - For | |
7 | Authorise Issue of Equity | Management | For | Voted - For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
9 | Authorise Issue of Equity without Pre-emptive | |||
Rights in Connection with an Acquisition or Other | ||||
Capital Investment | Management | For | Voted - For |
130
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
10 | Authorise Issue of Equity in Connection with Equity | |||
Convertible Notes | Management | For | Voted - For | |
11 | Authorise Issue of Equity without Pre-emptive | |||
Rights in Connection with Equity Convertible Notes | Management | For | Voted - For | |
12 | Authorise the Company to Call General Meeting with | |||
Two Weeks' Notice | Management | For | Voted - For | |
13 | Authorise UK Political Donations and Expenditure | Management | For | Voted - For |
14 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
15 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | Voted - For |
16 | Authorise Off-Market Purchase of Preference Shares | Management | For | Voted - For |
17 | Adopt New Articles of Association | Management | For | Voted - For |
18 | Authorise Board to Offer Scrip Dividend | Management | For | Voted - For |
NEDBANK GROUP LTD. | ||||
Security ID: S5518R104 Ticker: NED | ||||
Meeting Date: 28-May-21 | ||||
1.1 | Elect Iain Williamson as Director | Management | For | Voted - Abstain |
1.2 | Elect Mike Davis as Director | Management | For | Voted - For |
1.3 | Re-elect Mpho Makwana as Director | Management | For | Voted - For |
1.4 | Re-elect Neo Dongwana as Director | Management | For | Voted - For |
1.5 | Re-elect Mfundo Nkuhlu as Director | Management | For | Voted - For |
1.6 | Re-elect Stanley Subramoney as Member of the Group | |||
Audit Committee | Management | For | Voted - For | |
1.7 | Re-elect Hubert Brody as Member of the Group Audit | |||
Committee | Management | For | Voted - For | |
1.8 | Re-elect Neo Dongwana as Member of the Group Audit | |||
Committee | Management | For | Voted - For | |
1.9 | Re-elect Errol Kruger as Member of the Group Audit | |||
Committee | Management | For | Voted - For | |
2 | Reappoint Deloitte & Touche as Auditors with L | |||
Nunes as the Designated Registered Auditor | Management | For | Voted - For | |
3 | Reappoint Ernst & Young as Auditors with F Mohideen | |||
as the Designated Registered Auditor | Management | For | Voted - For | |
4 | Place Authorised but Unissued Shares under Control | |||
of Directors | Management | For | Voted - For | |
5 | Approve Remuneration Policy | Management | For | Voted - Against |
6 | Approve Remuneration Implementation Report | Management | For | Voted - Against |
7 | Approve Fees for the Chairman | Management | For | Voted - For |
8 | Approve Fees for the Lead Independent Director | Management | For | Voted - For |
9 | Approve Fees for the Board Member | Management | For | Voted - For |
10 | Approve Fees for the Group Audit Committee Members | Management | For | Voted - For |
11 | Approve Fees for the Group Credit Committee Members | Management | For | Voted - For |
12 | Approve Fees for the Group Directors' Affairs | |||
Committee Members | Management | For | Voted - For | |
13 | Approve Fees for the Group Information Technology | |||
Committee Members | Management | For | Voted - For | |
14 | Approve Fees for the Group Related Party | |||
Transactions Committee Members | Management | For | Voted - For |
131
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
15 | Approve Fees for the Group Remuneration Committee | |||
Members | Management | For | Voted - For | |
16 | Approve Fees for the Group Risk and Capital | |||
Management Committee Members | Management | For | Voted - For | |
17 | Approve Fees for the Group Transformation, Social | |||
and Ethics Committee Members | Management | For | Voted - For | |
18 | Approve Fees for the Group Climate Resilience | |||
Committee Members | Management | For | Voted - For | |
19 | Approve Fees for the Acting Group Chairman | Management | For | Voted - For |
20 | Approve Fees for the Acting Lead Independent | |||
Director | Management | For | Voted - For | |
21 | Approve Fees for the Acting Committee Chair | Management | For | Voted - For |
22 | Authorise Repurchase of Issued Share Capital | Management | For | Voted - For |
23 | Approve Financial Assistance in Terms of Sections | |||
44 and 45 of the Companies Act | Management | For | Voted - For | |
24 | Amend the Share Option, Matched-share and | |||
Restricted-share Schemes | Management | For | Voted - For | |
NESTE CORP. | ||||
Security ID: X5688A109 Ticker: NESTE | ||||
Meeting Date: 30-Mar-21 | ||||
1.1 | Reelect Matti Kahkonen (Chair), Sonat Burman | |||
Olsson, Nick Elmslie, Martina Floel, Jean-Baptiste | ||||
Renard, Jari Rosendal, Johanna Soderstrom and Marco | ||||
Wiren (Vice Chair) as Directors; Elect John Abbott | ||||
as New Director | Management | For | Voted - For | |
2 | Open Meeting | Management | For | Non-Voting |
3 | Call the Meeting to Order | Management | For | Non-Voting |
4 | Designate Inspector or Shareholder | |||
Representative(s) of Minutes of Meeting | Management | For | Non-Voting | |
5 | Acknowledge Proper Convening of Meeting | Management | For | Non-Voting |
6 | Prepare and Approve List of Shareholders | Management | For | Non-Voting |
7 | Receive Financial Statements and Statutory Reports; | |||
Receive Board's Report; Receive Auditor's Report | Management | For | Non-Voting | |
8 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
9 | Approve Allocation of Income and Dividends of EUR | |||
0.80 Per Share | Management | For | Voted - For | |
10 | Approve Discharge of Board and President | Management | For | Voted - For |
11 | Approve Remuneration Report (Advisory Vote) | Management | For | Voted - For |
12 | Approve Remuneration of Directors in the Amount of | |||
EUR 67,900 for Chairman, EUR 49,600 for Vice | ||||
Chairman, and EUR 35,700 for Other Directors; | ||||
Approve Remuneration for Committee Work; Approve | ||||
Meeting Fees | Shareholder | For | Voted - For | |
13 | Fix Number of Directors at Nine | Management | For | Voted - For |
14 | Approve Remuneration of Auditors | Management | For | Voted - For |
15 | Ratify KPMG as Auditors | Management | For | Voted - For |
16 | Authorize Share Repurchase Program | Management | For | Voted - For |
132
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
17 | Amend Articles Re: Number of Directors; Auditors; | |||
Notice of General Meeting; Remuneration Policy and | ||||
Report on the Agenda of AGMs | Management | For | Voted - For | |
18 | Close Meeting | Management | For | Non-Voting |
NESTLE SA | ||||
Security ID: H57312649 Ticker: NESN | ||||
Meeting Date: 15-Apr-21 | ||||
1.1 | Reelect Paul Bulcke as Director and Board Chairman | Management | For | Voted - For |
1.2 | Reelect Ulf Schneider as Director | Management | For | Voted - For |
1.3 | Reelect Henri de Castries as Director | Management | For | Voted - For |
1.4 | Reelect Renato Fassbind as Director | Management | For | Voted - For |
1.5 | Reelect Pablo Isla as Director | Management | For | Voted - For |
1.6 | Reelect Ann Veneman as Director | Management | For | Voted - For |
1.7 | Reelect Eva Cheng as Director | Management | For | Voted - For |
1.8 | Reelect Patrick Aebischer as Director | Management | For | Voted - For |
1.9 | Reelect Kasper Rorsted as Director | Management | For | Voted - For |
1.10 | Reelect Kimberly Ross as Director | Management | For | Voted - For |
1.11 | Reelect Dick Boer as Director | Management | For | Voted - For |
1.12 | Reelect Dinesh Paliwal as Director | Management | For | Voted - For |
1.13 | Reelect Hanne Jimenez de Mora as Director | Management | For | Voted - For |
1.14 | Elect Lindiwe Sibanda as Director | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Approve Discharge of Board and Senior Management | Management | For | Voted - For |
5 | Approve Allocation of Income and Dividends of CHF | |||
2.75 per Share | Management | For | Voted - For | |
6 | Appoint Pablo Isla as Member of the Compensation | |||
Committee | Management | For | Voted - For | |
7 | Appoint Patrick Aebischer as Member of the | |||
Compensation Committee | Management | For | Voted - For | |
8 | Appoint Dick Boer as Member of the Compensation | |||
Committee | Management | For | Voted - For | |
9 | Appoint Kasper Rorsted as Member of the | |||
Compensation Committee | Management | For | Voted - For | |
10 | Ratify Ernst & Young AG as Auditors | Management | For | Voted - For |
11 | Designate Hartmann Dreyer as Independent Proxy | Management | For | Voted - For |
12 | Approve Remuneration of Directors in the Amount of | |||
CHF 10 Million | Management | For | Voted - For | |
13 | Approve Remuneration of Executive Committee in the | |||
Amount of CHF 57.5 Million | Management | For | Voted - For | |
14 | Approve CHF 6.6 Million Reduction in Share Capital | |||
as Part of the Share Buyback Program via | ||||
Cancellation of Repurchased Shares | Management | For | Voted - For | |
15 | Approve Climate Action Plan | Management | For | Voted - For |
16 | Transact Other Business (Voting) | Management | Against | Voted - Against |
133
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
NEW WORLD DEVELOPMENT COMPANY LIMITED | ||||
Security ID: Y6266R109 Ticker: 17 | ||||
Meeting Date: 26-Nov-20 | ||||
1.1 | Elect Cheng Kar-Shun, Henry as Director | Management | For | Voted - For |
1.2 | Elect Doo Wai-Hoi, William as Director | Management | For | Voted - For |
1.3 | Elect Cheng Kar-Shing, Peter as Director | Management | For | Voted - For |
1.4 | Elect Liang Cheung-Biu, Thomas as Director | Management | For | Voted - For |
1.5 | Elect Cheng Chi-Man, Sonia as Director | Management | For | Voted - For |
1.6 | Elect Huang Shaomei, Echo as Director | Management | For | Voted - For |
1.7 | Elect Chiu Wai-Han, Jenny as Director | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Final Dividend | Management | For | Voted - For |
4 | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For |
5 | Approve PricewaterhouseCoopers as Auditor and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
6 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
7 | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights | Management | For | Voted - Against | |
8 | Approve Grant of Options Under the Share Option | |||
Scheme | Management | For | Voted - Against | |
9 | Adopt New Articles of Association | Management | For | Voted - For |
NEWMONT CORPORATION | ||||
Security ID: 651639106 Ticker: NEM | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Director Patrick G. Awuah, Jr. | Management | For | Voted - For |
1.2 | Elect Director Gregory H. Boyce | Management | For | Voted - For |
1.3 | Elect Director Bruce R. Brook | Management | For | Voted - For |
1.4 | Elect Director Maura Clark | Management | For | Voted - For |
1.5 | Elect Director Matthew Coon Come | Management | For | Voted - For |
1.6 | Elect Director Jose Manuel Madero | Management | For | Voted - For |
1.7 | Elect Director Rene Medori | Management | For | Voted - For |
1.8 | Elect Director Jane Nelson | Management | For | Voted - For |
1.9 | Elect Director Thomas Palmer | Management | For | Voted - For |
1.10 | Elect Director Julio M. Quintana | Management | For | Voted - For |
1.11 | Elect Director Susan N. Story | Management | For | Voted - For |
1.12 | Elect Director Patrick G. Awuah, Jr. | Management | For | Voted - For |
1.13 | Elect Director Gregory H. Boyce | Management | For | Voted - For |
1.14 | Elect Director Bruce R. Brook | Management | For | Voted - For |
1.15 | Elect Director Maura Clark | Management | For | Voted - For |
1.16 | Elect Director Matthew Coon Come | Management | For | Voted - For |
1.17 | Elect Director Jose Manuel Madero | Management | For | Voted - For |
1.18 | Elect Director Rene Medori | Management | For | Voted - For |
1.19 | Elect Director Jane Nelson | Management | For | Voted - For |
1.20 | Elect Director Thomas Palmer | Management | For | Voted - For |
134
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.21 | Elect Director Julio M. Quintana | Management | For | Voted - For |
1.22 | Elect Director Susan N. Story | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
NIELSEN HOLDINGS PLC | ||||
Security ID: G6518L108 Ticker: NLSN | ||||
Meeting Date: 11-Feb-21 | ||||
1 | Approve Sale of the Global Connect Business | Management | For | Voted - For |
Meeting Date: 25-May-21 | ||||
1.1 | Elect Director James A. Attwood, Jr. | Management | For | Voted - For |
1.2 | Elect Director Thomas H. Castro | Management | For | Voted - For |
1.3 | Elect Director Guerrino De Luca | Management | For | Voted - For |
1.4 | Elect Director Karen M. Hoguet | Management | For | Voted - For |
1.5 | Elect Director David Kenny | Management | For | Voted - For |
1.6 | Elect Director Janice Marinelli Mazza | Management | For | Voted - For |
1.7 | Elect Director Jonathan Miller | Management | For | Voted - For |
1.8 | Elect Director Stephanie Plaines | Management | For | Voted - For |
1.9 | Elect Director Nancy Tellem | Management | For | Voted - For |
1.10 | Elect Director Lauren Zalaznick | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Reappoint Ernst & Young LLP as UK Statutory Auditors | Management | For | Voted - For |
4 | Authorize the Audit Committee to Fix Remuneration | |||
of UK Statutory Auditor | Management | For | Voted - For | |
5 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
6 | Approve Remuneration Report | Management | For | Voted - For |
7 | Approve Remuneration Policy | Management | For | Voted - For |
8 | Authorise Issue of Equity | Management | For | Voted - For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
10 | Approve Issuance of Shares for a Private Placement | Management | For | Voted - For |
11 | Approve Share Repurchase Contracts and Repurchase | |||
Counterparties | Management | For | Voted - For | |
NIKE, INC. | ||||
Security ID: 654106103 Ticker: NKE | ||||
Meeting Date: 17-Sep-20 | ||||
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | Voted - For |
1.2 | Elect Director Peter B. Henry | Management | For | Voted - For |
1.3 | Elect Director Michelle A. Peluso | Management | For | Voted - For |
135
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Report on Political Contributions Disclosure | Shareholder | Against | Voted - For |
NIKON CORP. | ||||
Security ID: 654111103 Ticker: 7731 | ||||
Meeting Date: 29-Jun-21 | ||||
1.1 | Elect Director Ushida, Kazuo | Management | For | Voted - For |
1.2 | Elect Director Umatate, Toshikazu | Management | For | Voted - For |
1.3 | Elect Director Odajima, Takumi | Management | For | Voted - For |
1.4 | Elect Director Tokunari, Muneaki | Management | For | Voted - For |
1.5 | Elect Director Negishi, Akio | Management | For | Voted - For |
1.6 | Elect Director Murayama, Shigeru | Management | For | Voted - For |
1.7 | Elect Director and Audit Committee Member Hagiwara, | |||
Satoshi | Management | For | Voted - For | |
2 | Approve Allocation of Income, with a Final Dividend | |||
of JPY 10 | Management | For | Voted - For | |
3 | Approve Compensation Ceiling for Directors Who Are | |||
Not Audit Committee Members and Deep Discount Stock | ||||
Option Plan | Management | For | Voted - For | |
NINETY ONE PLC | ||||
Security ID: G6524E106 Ticker: N91 | ||||
Meeting Date: 03-Sep-20 | ||||
1.1 | Elect Gareth Penny as Director | Management | For | Voted - For |
1.2 | Elect Colin Keogh as Director | Management | For | Voted - For |
1.3 | Elect Idoya Aranda as Director | Management | For | Voted - For |
1.4 | Elect Victoria Cochrane as Director | Management | For | Voted - For |
1.5 | Elect Busisiwe Mabuza as Director | Management | For | Voted - For |
1.6 | Elect Fani Titi as Director | Management | For | Voted - For |
1.7 | Elect Hendrik du Toit as Director | Management | For | Voted - For |
1.8 | Elect Kim McFarland as Director | Management | For | Voted - For |
1.9 | Elect Victoria Cochrane as Member of the Audit and | |||
Risk Committee | Management | For | Voted - For | |
1.10 | Elect Idoya Aranda as Member of the Audit and Risk | |||
Committee | Management | For | Voted - For | |
1.11 | Elect Colin Keogh as Member of the Audit and Risk | |||
Committee | Management | For | Voted - For | |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve Remuneration Policy | Management | For | Voted - For |
4 | Authorise Ratification of Approved Resolutions | Management | For | Voted - For |
5 | Approve Executive Incentive Plan | Management | For | Voted - For |
6 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
7 | Appoint KPMG LLP as Auditors | Management | For | Voted - For |
136
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
8 | Authorise the Audit and Risk Committee to Fix | |||
Remuneration of Auditors | Management | For | Voted - For | |
9 | Authorise Issue of Equity | Management | For | Voted - For |
10 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
11 | Authorise the Company to Call General Meeting with | |||
Two Weeks' Notice | Management | For | Voted - For | |
12 | Present Financial Statements and Statutory Reports | |||
for the Year Ended 31 March 2020 | Management | For | Non-Voting | |
13 | Appoint KPMG Inc as Auditors | Management | For | Voted - For |
14 | Place Authorised but Unissued Ordinary Shares and | |||
Special Converting Shares under Control of Directors | Management | For | Voted - For | |
15 | Authorise Board to Issue Shares for Cash | Management | For | Voted - For |
16 | Authorise Repurchase of Issued Share Capital | Management | For | Voted - For |
17 | Approve Financial Assistance to Related or | |||
Inter-related Company and Directors | Management | For | Voted - For | |
18 | Approve Non-Executive Directors' Remuneration | Management | For | Voted - For |
NOVO NORDISK A/S | ||||
Security ID: K72807132 Ticker: NOVO.B | ||||
Meeting Date: 25-Mar-21 | ||||
1.1 | Reelect Helge Lund as Director and Board Chairman | Management | For | Voted - For |
1.2 | Reelect Jeppe Christiansen as Director and Vice | |||
Chairman | Management | For | Voted - For | |
1.3 | Reelect Laurence Debroux as Director | Management | For | Voted - For |
1.4 | Reelect Andreas Fibig as Director | Management | For | Voted - For |
1.5 | Reelect Sylvie Gregoire as Director | Management | For | Voted - For |
1.6 | Reelect Kasim Kutay as Director | Management | For | Voted - For |
1.7 | Reelect Martin Mackay as Director | Management | For | Voted - For |
1.8 | Elect Henrik Poulsen as New Director | Management | For | Voted - For |
2 | Receive Report of Board | Management | For | Non-Voting |
3 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
4 | Approve Allocation of Income and Dividends of DKK | |||
5.85 Per Share | Management | For | Voted - For | |
5 | Approve Remuneration Report (Advisory Vote) | Management | For | Voted - For |
6 | Approve Remuneration of Directors for 2020 in the | |||
Aggregate Amount of DKK 17 Million | Management | For | Voted - For | |
7 | Approve Remuneration of Directors for 2021 in the | |||
Amount of DKK 2.2 Million for the Chairman, DKK | ||||
1.47 Million for the Vice Chairman, and DKK 736,000 | ||||
for Other Directors; Approve Remuneration for | ||||
Committee Work | Management | For | Voted - For | |
8 | Ratify Deloitte as Auditors | Management | For | Voted - For |
9 | Approve DKK 8 Million Reduction in Share Capital | |||
via B Share Cancellation | Management | For | Voted - For | |
10 | Authorize Share Repurchase Program | Management | For | Voted - For |
11 | Amend Articles Re: Delete Authorization to Increase | |||
Share Capital | Management | For | Voted - For | |
12 | Approve Creation of DKK 46.2 Million Pool of | |||
Capital with Preemptive Rights; Approve Creation of |
137
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
DKK 46.2 Million Pool of Capital without Preemptive | ||||
Rights; Maximum Increase in Share Capital under | ||||
Both Authorizations up to DKK 46.2 Million | Management | For | Voted - For | |
13 | Approve Indemnification of Members of the Board of | |||
Directors | Management | For | Voted - For | |
14 | Approve Indemnification of Members of Executive | |||
Management | Management | For | Voted - For | |
15 | Amend Guidelines for Incentive-Based Compensation | |||
for Executive Management and Board | Management | For | Voted - For | |
16 | Allow Shareholder Meetings to be Held Partially or | |||
Fully by Electronic Means | Management | For | Voted - Against | |
17 | Allow Electronic Distribution of Company | |||
Communication | Management | For | Voted - For | |
18 | Amend Articles Re: Differentiation of Votes | Management | For | Voted - For |
19 | Initiate Plan for Changed Ownership | Shareholder | Against | Voted - Against |
20 | Other Business | Management | For | Non-Voting |
OCCIDENTAL PETROLEUM CORPORATION | ||||
Security ID: 674599105 Ticker: OXY | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Director Stephen I. Chazen | Management | For | Voted - For |
1.2 | Elect Director Andrew Gould | Management | For | Voted - For |
1.3 | Elect Director Carlos M. Gutierrez | Management | For | Voted - For |
1.4 | Elect Director Vicki Hollub | Management | For | Voted - For |
1.5 | Elect Director Gary Hu | Management | For | Voted - For |
1.6 | Elect Director William R. Klesse | Management | For | Voted - For |
1.7 | Elect Director Andrew N. Langham | Management | For | Voted - For |
1.8 | Elect Director Jack B. Moore | Management | For | Voted - For |
1.9 | Elect Director Margarita Palau-Hernandez | Management | For | Voted - For |
1.10 | Elect Director Avedick B. Poladian | Management | For | Voted - For |
1.11 | Elect Director Robert M. Shearer | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
OZ MINERALS LTD. | ||||
Security ID: Q7161P122 Ticker: OZL | ||||
Meeting Date: 01-Apr-21 | ||||
1.1 | Elect Peter Wasow as Director | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve Long Term Incentive Grant of Performance | |||
Rights to Andrew Cole | Management | For | Voted - For | |
4 | Approve Short Term Incentive Grant of Performance | |||
Rights to Andrew Cole | Management | For | Voted - For |
138
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
PEARSON PLC | ||||
Security ID: G69651100 Ticker: PSON | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Andy Bird as Director | Management | For | Voted - For |
1.2 | Re-elect Elizabeth Corley as Director | Management | For | Voted - For |
1.3 | Re-elect Sherry Coutu as Director | Management | For | Voted - For |
1.4 | Re-elect Sally Johnson as Director | Management | For | Voted - For |
1.5 | Re-elect Linda Lorimer as Director | Management | For | Voted - For |
1.6 | Re-elect Graeme Pitkethly as Director | Management | For | Voted - For |
1.7 | Re-elect Tim Score as Director | Management | For | Voted - For |
1.8 | Re-elect Sidney Taurel as Director | Management | For | Voted - For |
1.9 | Re-elect Lincoln Wallen as Director | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Final Dividend | Management | For | Voted - For |
4 | Approve Remuneration Report | Management | For | Voted - Against |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
6 | Authorise the Audit Committee to Fix Remuneration | |||
of Auditors | Management | For | Voted - For | |
7 | Authorise Issue of Equity | Management | For | Voted - For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
9 | Authorise Issue of Equity without Pre-emptive | |||
Rights in Connection with an Acquisition or Other | ||||
Capital Investment | Management | For | Voted - For | |
10 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
11 | Authorise the Company to Call General Meeting with | |||
Two Weeks' Notice | Management | For | Voted - Against | |
12 | Adopt New Articles of Association | Management | For | Voted - For |
PENNON GROUP PLC | ||||
Security ID: G8295T213 Ticker: PNN | ||||
Meeting Date: 28-Jun-21 | ||||
1 | Approve Special Dividend | Management | For | Voted - For |
2 | Approve Share Consolidation | Management | For | Voted - For |
3 | Authorise Issue of Equity | Management | For | Voted - For |
4 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
5 | Authorise Issue of Equity without Pre-emptive | |||
Rights in Connection with an Acquisition or Other | ||||
Capital Investment | Management | For | Voted - For | |
6 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
7 | Adopt New Articles of Association | Management | For | Voted - For |
139
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
PEUGEOT SA | ||||
Security ID: N82405106 Ticker: UG | ||||
Meeting Date: 04-Jan-21 | ||||
1 | Approve Merger by Absorption of Peugeot by Fiat | |||
Chrysler Automobiles | Management | For | Voted - For | |
2 | Remove Double-Voting Rights for Long-Term | |||
Registered Shareholders | Management | For | Voted - For | |
3 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For | |
PFIZER INC. | ||||
Security ID: 717081103 Ticker: PFE | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Director Ronald E. Blaylock | Management | For | Voted - For |
1.2 | Elect Director Albert Bourla | Management | For | Voted - For |
1.3 | Elect Director Susan Desmond-Hellmann | Management | For | Voted - For |
1.4 | Elect Director Joseph J. Echevarria | Management | For | Voted - For |
1.5 | Elect Director Scott Gottlieb | Management | For | Voted - For |
1.6 | Elect Director Helen H. Hobbs | Management | For | Voted - For |
1.7 | Elect Director Susan Hockfield | Management | For | Voted - For |
1.8 | Elect Director Dan R. Littman | Management | For | Voted - For |
1.9 | Elect Director Shantanu Narayen | Management | For | Voted - For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | Voted - For |
1.11 | Elect Director James Quincey | Management | For | Voted - For |
1.12 | Elect Director James C. Smith | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chair | Shareholder | Against | Voted - For |
5 | Report on Political Contributions and Expenditures | Shareholder | Against | Voted - For |
6 | Report on Access to COVID-19 Products | Shareholder | Against | Voted - For |
QANTAS AIRWAYS LIMITED | ||||
Security ID: Q77974550 Ticker: QAN | ||||
Meeting Date: 23-Oct-20 | ||||
1.1 | Elect Maxine Brenner as Director | Management | For | Voted - For |
1.2 | Elect Jacqueline Hey as Director | Management | For | Voted - For |
1.3 | Elect Michael L'Estrange as Director | Management | For | Voted - For |
2 | Approve Participation of Alan Joyce in the Long | |||
Term Incentive Plan | Management | For | Voted - Against | |
3 | Approve Remuneration Report | Management | For | Voted - Against |
4 | Ratify Past Issuance of Shares to Existing and New | |||
Institutional Investors | Management | For | Voted - For |
140
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
QBE INSURANCE GROUP LIMITED | ||||
Security ID: Q78063114 Ticker: QBE | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Stephen Fitzgerald as Director | Management | For | Voted - For |
1.2 | Elect Brian Pomeroy as Director | Management | For | Voted - For |
1.3 | Elect Jann Skinner as Director | Management | For | Voted - For |
1.4 | Elect Tan Le as Director | Management | For | Voted - For |
1.5 | Elect Eric Smith as Director | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve the Amendments to the Company's Constitution | Shareholder | Against | Voted - Against |
4 | Approve Exposure Reduction Targets | Shareholder | Against | Voted - Against |
REPSOL SA | ||||
Security ID: E8471S130 Ticker: REP | ||||
Meeting Date: 25-Mar-21 | ||||
1.1 | Reelect Manuel Manrique Cecilia as Director | Management | For | Voted - For |
1.2 | Reelect Mariano Marzo Carpio as Director | Management | For | Voted - For |
1.3 | Reelect Isabel Torremocha Ferrezuelo as Director | Management | For | Voted - For |
1.4 | Reelect Luis Suarez de Lezo Mantilla as Director | Management | For | Voted - For |
1.5 | Elect Aurora Cata Sala as Director | Management | For | Voted - For |
2 | Approve Consolidated and Standalone Financial | |||
Statements | Management | For | Voted - For | |
3 | Approve Allocation of Income and Dividends | Management | For | Voted - For |
4 | Approve Non-Financial Information Statement | Management | For | Voted - For |
5 | Approve Discharge of Board | Management | For | Voted - For |
6 | Renew Appointment of PricewaterhouseCoopers as | |||
Auditor | Management | For | Voted - For | |
7 | Approve Dividends Charged Against Reserves | Management | For | Voted - For |
8 | Approve Reduction in Share Capital via Amortization | |||
of Treasury Shares | Management | For | Voted - For | |
9 | Authorize Issuance of Non-Convertible and/or | |||
Convertible Bonds, Debentures, Warrants, and Other | ||||
Debt Securities up to EUR 8.4 Billion with | ||||
Exclusion of Preemptive Rights up to 10 Percent of | ||||
Capital | Management | For | Voted - For | |
10 | Ratify Appointment of and Elect Rene Dahan as | |||
Director | Management | For | Voted - For | |
11 | Amend Articles | Management | For | Voted - For |
12 | Amend Articles of General Meeting Regulations | Management | For | Voted - For |
13 | Advisory Vote on Remuneration Report | Management | For | Voted - For |
14 | Approve Remuneration Policy | Management | For | Voted - For |
15 | Authorize Board to Ratify and Execute Approved | |||
Resolutions | Management | For | Voted - For |
141
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ROCHE HOLDING AG | ||||
Security ID: H69293217 Ticker: ROG | ||||
Meeting Date: 16-Mar-21 | ||||
1.1 | Reelect Christoph Franz as Director and Board | |||
Chairman | Management | For | Do Not Vote | |
1.2 | Reelect Andre Hoffmann as Director | Management | For | Do Not Vote |
1.3 | Reelect Julie Brown as Director | Management | For | Do Not Vote |
1.4 | Reelect Paul Bulcke as Director | Management | For | Do Not Vote |
1.5 | Reelect Hans Clevers as Director | Management | For | Do Not Vote |
1.6 | Reelect Joerg Duschmale as Director | Management | For | Do Not Vote |
1.7 | Reelect Patrick Frost as Director | Management | For | Do Not Vote |
1.8 | Reelect Anita Hauser as Director | Management | For | Do Not Vote |
1.9 | Reelect Richard Lifton as Director | Management | For | Do Not Vote |
1.10 | Reelect Bernard Poussot as Director | Management | For | Do Not Vote |
1.11 | Reelect Severin Schwan as Director | Management | For | Do Not Vote |
1.12 | Reelect Claudia Dyckerhoff as Director | Management | For | Do Not Vote |
2 | Accept Financial Statements and Statutory Reports | Management | For | Do Not Vote |
3 | Approve CHF 10 Million in Bonuses to the Corporate | |||
Executive Committee for Fiscal Year 2020 | Management | For | Do Not Vote | |
4 | Approve CHF 837,585 Share Bonus for the Chairman of | |||
the Board of Directors for Fiscal Year 2020 | Management | For | Do Not Vote | |
5 | Approve Discharge of Board of Directors | Management | For | Do Not Vote |
6 | Approve Allocation of Income and Dividends of CHF | |||
9.10 per Share | Management | For | Do Not Vote | |
7 | Reappoint Christoph Franz as Member of the | |||
Compensation Committee | Management | For | Do Not Vote | |
8 | Reappoint Andre Hoffmann as Member of the | |||
Compensation Committee | Management | For | Do Not Vote | |
9 | Reappoint Richard Lifton as Member of the | |||
Compensation Committee | Management | For | Do Not Vote | |
10 | Reappoint Bernard Poussot as Member of the | |||
Compensation Committee | Management | For | Do Not Vote | |
11 | Approve Remuneration of Directors in the Amount of | |||
CHF 10 Million | Management | For | Do Not Vote | |
12 | Approve Remuneration of Executive Committee in the | |||
Amount of CHF 36 Million | Management | For | Do Not Vote | |
13 | Designate Testaris AG as Independent Proxy | Management | For | Do Not Vote |
14 | Ratify KPMG AG as Auditors | Management | For | Do Not Vote |
15 | Transact Other Business (Voting) | Management | For | Do Not Vote |
ROCKWELL AUTOMATION, INC. | ||||
Security ID: 773903109 Ticker: ROK | ||||
Meeting Date: 02-Feb-21 | ||||
1.1 | Elect Director William P. Gipson | Management | For | Voted - For |
1.2 | Elect Director J. Phillip Holloman | Management | For | Voted - For |
1.3 | Elect Director Steven R. Kalmanson | Management | For | Voted - For |
142
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Director Lawrence D. Kingsley | Management | For | Voted - For |
1.5 | Elect Director Lisa A. Payne | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
SALESFORCE.COM, INC. | ||||
Security ID: 79466L302 Ticker: CRM | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Director Marc Benioff | Management | For | Voted - For |
1.2 | Elect Director Craig Conway | Management | For | Voted - For |
1.3 | Elect Director Parker Harris | Management | For | Voted - For |
1.4 | Elect Director Alan Hassenfeld | Management | For | Voted - For |
1.5 | Elect Director Neelie Kroes | Management | For | Voted - For |
1.6 | Elect Director Colin Powell | Management | For | Voted - For |
1.7 | Elect Director Sanford Robertson | Management | For | Voted - For |
1.8 | Elect Director John V. Roos | Management | For | Voted - For |
1.9 | Elect Director Robin Washington | Management | For | Voted - For |
1.10 | Elect Director Maynard Webb | Management | For | Voted - For |
1.11 | Elect Director Susan Wojcicki | Management | For | Voted - For |
2 | Amend Omnibus Stock Plan | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
5 | Amend Certificate of Incorporation to Become a | |||
Public Benefit Corporation | Shareholder | Against | Voted - Against | |
SAP SE | ||||
Security ID: D66992104 Ticker: SAP | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Qi Lu to the Supervisory Board | Management | For | Voted - For |
1.2 | Elect Rouven Westphal to the Supervisory Board | Management | For | Voted - For |
2 | Receive Financial Statements and Statutory Reports | |||
for Fiscal Year 2020 (Non-Voting) | Management | For | Non-Voting | |
3 | Approve Allocation of Income and Dividends of EUR | |||
1.85 per Share | Management | For | Voted - For | |
4 | Approve Discharge of Management Board for Fiscal | |||
Year 2020 | Management | For | Voted - For | |
5 | Approve Discharge of Supervisory Board for Fiscal | |||
Year 2020 | Management | For | Voted - For | |
6 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | Voted - For |
7 | Approve Issuance of Warrants/Bonds with Warrants | |||
Attached/Convertible Bonds without Preemptive | ||||
Rights up to Aggregate Nominal Amount of EUR 10 | ||||
Billion; Approve Creation of EUR 100 Million Pool | ||||
of Capital to Guarantee Conversion Rights | Management | For | Voted - For |
143
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
8 | Amend Corporate Purpose | Management | For | Voted - For |
9 | Amend Articles Re: Proof of Entitlement | Management | For | Voted - For |
SASOL LTD. | ||||
Security ID: 803866102 Ticker: SOL | ||||
Meeting Date: 20-Nov-20 | ||||
1.1 | Re-elect Colin Beggs as Director | Management | For | Voted - For |
1.2 | Re-elect Nomgando Matyumza as Director | Management | For | Voted - For |
1.3 | Re-elect Moses Mkhize as Director | Management | For | Voted - For |
1.4 | Re-elect Mpho Nkeli as Director | Management | For | Voted - For |
1.5 | Re-elect Stephen Westwell as Director | Management | For | Voted - Against |
1.6 | Elect Kathy Harper as Director | Management | For | Voted - For |
1.7 | Re-elect Colin Beggs as Member of the Audit | |||
Committee | Management | For | Voted - For | |
1.8 | Elect Kathy Harper as Member of the Audit Committee | Management | For | Voted - For |
1.9 | Re-elect Trix Kennealy as Member of the Audit | |||
Committee | Management | For | Voted - For | |
1.10 | Re-elect Nomgando Matyumza as Member of the Audit | |||
Committee | Management | For | Voted - For | |
1.11 | Re-elect Stephen Westwell as Member of the Audit | |||
Committee | Management | For | Voted - For | |
2 | Reappoint PricewaterhouseCoopers Inc. as Auditors | Management | For | Voted - For |
3 | Approve Remuneration Policy | Management | For | Voted - For |
4 | Approve Implementation Report of the Remuneration | |||
Policy | Management | For | Voted - Against | |
5 | Approve Remuneration of Non-Executive Directors | Management | For | Voted - For |
6 | Approve Financial Assistance in Terms of Sections | |||
44 and 45 of the Companies Act | Management | For | Voted - For | |
7 | Approve Matters Relating to the Transaction | |||
Material Agreements as a Category 1 Transaction in | ||||
Terms of the JSE Listings Requirements | Management | For | Voted - For | |
8 | Authorise Ratification of Approved Resolutions | Management | For | Voted - For |
SEMBCORP INDUSTRIES LTD. | ||||
Security ID: Y79711159 Ticker: U96 | ||||
Meeting Date: 11-Aug-20 | ||||
1 | Approve Proposed Distribution of Dividend-in-Specie | Management | For | Voted - For |
SGS SA | ||||
Security ID: H7485A108 Ticker: SGSN | ||||
Meeting Date: 23-Mar-21 | ||||
1.1 | Reelect Calvin Grieder as Director | Management | For | Voted - For |
1.2 | Reelect Sami Atiya as Director | Management | For | Voted - For |
1.3 | Reelect Paul Desmarais as Director | Management | For | Voted - For |
144
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Reelect Ian Gallienne as Director | Management | For | Voted - For |
1.5 | Reelect Shelby du Pasquier as Director | Management | For | Voted - For |
1.6 | Reelect Kory Sorenson as Director | Management | For | Voted - For |
1.7 | Reelect Tobias Hartmann as Director | Management | For | Voted - For |
1.8 | Elect Janet Vergis as Director | Management | For | Voted - For |
1.9 | Reelect Calvin Grieder as Board Chairman | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Remuneration Report (Non-Binding) | Management | For | Voted - For |
4 | Approve Discharge of Board and Senior Management | Management | For | Voted - For |
5 | Approve Allocation of Income and Dividends of CHF | |||
80.00 per Share | Management | For | Voted - For | |
6 | Reappoint Ian Gallienne as Member of the | |||
Compensation Committee | Management | For | Voted - Against | |
7 | Reappoint Shelby du Pasquier as Member of the | |||
Compensation Committee | Management | For | Voted - Against | |
8 | Reappoint Kory Sorenson as Member of the | |||
Compensation Committee | Management | For | Voted - For | |
9 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | Voted - For |
10 | Designate Jeandin & Defacqz as Independent Proxy | Management | For | Voted - For |
11 | Approve Remuneration of Directors in the Amount of | |||
CHF 2.3 Million | Management | For | Voted - For | |
12 | Approve Fixed Remuneration of Executive Committee | |||
in the Amount of CHF 14 Million | Management | For | Voted - For | |
13 | Approve Variable Remuneration of Executive | |||
Committee in the Amount of CHF 3.1 Million | Management | For | Voted - For | |
14 | Approve Long Term Incentive Plan for Executive | |||
Committee in the Amount of CHF 26 Million | Management | For | Voted - For | |
15 | Approve CHF 70,700 Reduction in Share Capital via | |||
Cancellation of Repurchased Shares | Management | For | Voted - For | |
16 | Approve Creation of CHF 500,000 Pool of Capital | |||
without Preemptive Rights | Management | For | Voted - For | |
17 | Transact Other Business (Voting) | Management | For | Voted - Against |
SIME DARBY BERHAD | ||||
Security ID: Y7962G108 Ticker: 4197 | ||||
Meeting Date: 12-Nov-20 | ||||
1.1 | Elect Nirmala Menon as Director | Management | For | Voted - For |
1.2 | Elect Ahmad Badri Mohd Zahir as Director | Management | For | Voted - For |
1.3 | Elect Ahmad Pardas Senin as Director | Management | For | Voted - For |
1.4 | Elect Thayaparan Sangarapillai as Director | Management | For | Voted - For |
1.5 | Elect Jeffri Salim Davidson as Director | Management | For | Voted - For |
2 | Approve Directors' Fees | Management | For | Voted - For |
3 | Approve Directors' Benefits | Management | For | Voted - For |
4 | Approve PricewaterhouseCoopers PLT as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
5 | Authorize Share Repurchase Program | Management | For | Voted - For |
6 | Approve Implementation of Shareholders' Mandate for | |||
Recurrent Related Party Transactions with Related |
145
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Parties Involving Interest of AmanahRaya Trustee | ||||
Berhad - Amanah Saham Bumiputera | Management | For | Voted - For | |
7 | Approve Implementation of Shareholders' Mandate for | |||
Recurrent Related Party Transactions with Related | ||||
Parties Involving Interest of Bermaz Auto Berhad | Management | For | Voted - For | |
SKF AB | ||||
Security ID: W84237143 Ticker: SKF.B | ||||
Meeting Date: 25-Mar-21 | ||||
1.1 | Elect Chairman of Meeting | Management | For | Voted - For |
1.2 | Reelect Hans Straberg as Director | Management | For | Voted - For |
1.3 | Reelect Hock Goh as Director | Management | For | Voted - For |
1.4 | Reelect Barb Samardzich as Director | Management | For | Voted - For |
1.5 | Reelect Colleen Repplier as Director | Management | For | Voted - For |
1.6 | Reelect Geert Follens as Director | Management | For | Voted - For |
1.7 | Reelect Hakan Buskhe as Director | Management | For | Voted - Against |
1.8 | Reelect Susanna Schneeberger as Director | Management | For | Voted - For |
1.9 | Elect Rickard Gustafson as New Director | Management | For | Voted - For |
1.10 | Elect Hans Straberg as Board Chairman | Management | For | Voted - For |
2 | Open Meeting | Management | For | Non-Voting |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Voted - For |
4 | Prepare and Approve List of Shareholders | Management | For | Voted - For |
5 | Approve Agenda of Meeting | Management | For | Voted - For |
6 | Acknowledge Proper Convening of Meeting | Management | For | Voted - For |
7 | Receive Financial Statements and Statutory Reports | Management | For | Non-Voting |
8 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
9 | Approve Allocation of Income and Dividends of SEK | |||
6.50 Per Share | Management | For | Voted - For | |
10 | Approve Discharge of Board Member Hans Straberg | Management | For | Voted - For |
11 | Approve Discharge of Board Member Hock Goh | Management | For | Voted - For |
12 | Approve Discharge of Board Member Alrik Danielson | Management | For | Voted - For |
13 | Approve Discharge of Board Member Ronnie Leten | Management | For | Voted - For |
14 | Approve Discharge of Board Member Barb Samardzich | Management | For | Voted - For |
15 | Approve Discharge of Board Member Colleen Repplier | Management | For | Voted - For |
16 | Approve Discharge of Board Member Hakan Buskhe | Management | For | Voted - For |
17 | Approve Discharge of Board Member Susanna | |||
Schneeberger | Management | For | Voted - For | |
18 | Approve Discharge of Board Member Lars Wedenborn | Management | For | Voted - For |
19 | Approve Discharge of Board Member Jonny Hilbert | Management | For | Voted - For |
20 | Approve Discharge of Board Member Zarko Djurovic | Management | For | Voted - For |
21 | Approve Discharge of Board Member Kennet Carlsson | Management | For | Voted - For |
22 | Approve Discharge of Board Member Claes Palm | Management | For | Voted - For |
23 | Approve Discharge of CEO Alrik Danielson | Management | For | Voted - For |
24 | Determine Number of Members (8) and Deputy Members | |||
(0) of Board | Management | For | Voted - For | |
25 | Approve Remuneration of Directors in the Amount of | |||
SEK 2.3 Million for Chairman and SEK 750,000 for |
146
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Other Directors; Approve Remuneration for Committee | ||||
Work | Management | For | Voted - For | |
26 | Determine Number of Auditors (1) and Deputy | |||
Auditors (0) | Management | For | Voted - For | |
27 | Approve Remuneration of Auditors | Management | For | Voted - For |
28 | Ratify Deloitte as Auditors | Management | For | Voted - For |
29 | Amend Articles of Association Re: Collecting of | |||
Proxies; Advanced Voting; Editorial Changes | Management | For | Voted - For | |
30 | Approve Remuneration Report | Management | For | Voted - For |
31 | Approve 2021 Performance Share Program | Management | For | Voted - Against |
SOCIETE GENERALE SA | ||||
Security ID: F8591M517 Ticker: GLE | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Reelect William Connelly as Director | Management | For | Voted - For |
1.2 | Reelect Lubomira Rochet as Director | Management | For | Voted - For |
1.3 | Reelect Alexandra Schaapveld as Director | Management | For | Voted - For |
1.4 | Elect Henri Poupart-Lafarge as Director | Management | For | Voted - For |
1.5 | Elect Helene Crinquant as Representative of | |||
Employee Shareholders to the Board | Management | Against | Voted - Against | |
1.6 | Elect Sebastien Wetter as Representative of | |||
Employee Shareholders to the Board | Management | For | Voted - For | |
1.7 | Reelect William Connelly as Director | Management | For | Voted - For |
1.8 | Reelect Lubomira Rochet as Director | Management | For | Voted - For |
1.9 | Reelect Alexandra Schaapveld as Director | Management | For | Voted - For |
1.10 | Elect Henri Poupart-Lafarge as Director | Management | For | Voted - For |
1.11 | Elect Helene Crinquant as Representative of | |||
Employee Shareholders to the Board | Management | Against | Voted - Against | |
1.12 | Elect Sebastien Wetter as Representative of | |||
Employee Shareholders to the Board | Management | For | Voted - For | |
2 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
3 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
4 | Approve Treatment of Losses and Dividends of EUR | |||
0.55 per Share | Management | For | Voted - For | |
5 | Approve Auditors' Special Report on Related-Party | |||
Transactions Mentioning the Absence of New | ||||
Transactions | Management | For | Voted - For | |
6 | Approve Remuneration Policy of Chairman of the Board | Management | For | Voted - For |
7 | Approve Remuneration Policy of CEO and Vice-CEOs | Management | For | Voted - For |
8 | Approve Remuneration Policy of Directors | Management | For | Voted - For |
9 | Approve Compensation Report of Corporate Officers | Management | For | Voted - For |
10 | Approve Compensation of Lorenzo Bini Smaghi, | |||
Chairman of the Board | Management | For | Voted - For | |
11 | Approve Compensation of Frederic Oudea, CEO | Management | For | Voted - For |
12 | Approve Compensation of Philippe Aymerich, Vice-CEO | Management | For | Voted - For |
13 | Approve Compensation of Severin Cabannes, Vice-CEO | Management | For | Voted - For |
14 | Approve Compensation of Philippe Heim, Vice-CEO | Management | For | Voted - For |
15 | Approve Compensation of Diony Lebot, Vice-CEO | Management | For | Voted - For |
147
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
16 | Approve the Aggregate Remuneration Granted in 2020 | |||
to Certain Senior Management, Responsible Officers, | ||||
and Risk-Takers | Management | For | Voted - For | |
17 | Authorize Repurchase of Up to 5 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
18 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For | |
19 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
20 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
21 | Approve Treatment of Losses and Dividends of EUR | |||
0.55 per Share | Management | For | Voted - For | |
22 | Approve Auditors' Special Report on Related-Party | |||
Transactions Mentioning the Absence of New | ||||
Transactions | Management | For | Voted - For | |
23 | Approve Remuneration Policy of Chairman of the Board | Management | For | Voted - For |
24 | Approve Remuneration Policy of CEO and Vice-CEOs | Management | For | Voted - For |
25 | Approve Remuneration Policy of Directors | Management | For | Voted - For |
26 | Approve Compensation Report of Corporate Officers | Management | For | Voted - For |
27 | Approve Compensation of Lorenzo Bini Smaghi, | |||
Chairman of the Board | Management | For | Voted - For | |
28 | Approve Compensation of Frederic Oudea, CEO | Management | For | Voted - For |
29 | Approve Compensation of Philippe Aymerich, Vice-CEO | Management | For | Voted - For |
30 | Approve Compensation of Severin Cabannes, Vice-CEO | Management | For | Voted - For |
31 | Approve Compensation of Philippe Heim, Vice-CEO | Management | For | Voted - For |
32 | Approve Compensation of Diony Lebot, Vice-CEO | Management | For | Voted - For |
33 | Approve the Aggregate Remuneration Granted in 2020 | |||
to Certain Senior Management, Responsible Officers, | ||||
and Risk-Takers | Management | For | Voted - For | |
34 | Authorize Repurchase of Up to 5 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
35 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For | |
SOLAREDGE TECHNOLOGIES, INC. | ||||
Security ID: 83417M104 Ticker: SEDG | ||||
Meeting Date: 01-Jun-21 | ||||
1.1 | Elect Director Nadav Zafrir | Management | For | Voted - Against |
1.2 | Elect Director Avery More | Management | For | Voted - Against |
1.3 | Elect Director Zivi Lando | Management | For | Voted - Against |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
148
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SONOVA HOLDING AG | ||||
Security ID: H8024W106 Ticker: SOON | ||||
Meeting Date: 15-Jun-21 | ||||
1.1 | Reelect Robert Spoerry as Director and Board | |||
Chairman | Management | For | Voted - For | |
1.2 | Reelect Lynn Bleil as Director | Management | For | Voted - For |
1.3 | Reelect Lukas Braunschweiler as Director | Management | For | Voted - For |
1.4 | Reelect Stacy Seng as Director | Management | For | Voted - For |
1.5 | Reelect Ronald van der Vis as Director | Management | For | Voted - For |
1.6 | Reelect Jinlong Wang as Director | Management | For | Voted - For |
1.7 | Reelect Adrian Widmer as Director | Management | For | Voted - For |
1.8 | Elect Gregory Behar as Director | Management | For | Voted - Against |
1.9 | Elect Roland Diggelmann as Director | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Remuneration Report (Non-Binding) | Management | For | Voted - For |
4 | Approve Allocation of Income and Dividends of CHF | |||
3.20 per Share | Management | For | Voted - For | |
5 | Approve Discharge of Board and Senior Management | Management | For | Voted - For |
6 | Reappoint Stacy Seng as Member of the Nomination | |||
and Compensation Committee | Management | For | Voted - For | |
7 | Appoint Lukas Braunschweiler as Member of the | |||
Nomination and Compensation Committee | Management | For | Voted - For | |
8 | Appoint Roland Diggelmann as Member of the | |||
Nomination and Compensation Committee | Management | For | Voted - For | |
9 | Ratify Ernst & Young AG as Auditors | Management | For | Voted - For |
10 | Designate Keller KLG as Independent Proxy | Management | For | Voted - For |
11 | Approve Remuneration of Directors in the Amount of | |||
CHF 3.1 Million | Management | For | Voted - For | |
12 | Approve Remuneration of Executive Committee in the | |||
Amount of CHF 15.8 Million | Management | For | Voted - For | |
13 | Approve CHF 61,299 Reduction in Share Capital as | |||
Part of the Share Buyback Program via Cancellation | ||||
of Repurchased Shares | Management | For | Voted - For | |
14 | Transact Other Business (Voting) | Management | For | Voted - Against |
SOUTH32 LTD. | ||||
Security ID: Q86668102 Ticker: S32 | ||||
Meeting Date: 29-Oct-20 | ||||
1.1 | Elect Frank Cooper as Director | Management | For | Voted - For |
1.2 | Elect Xiaoling Liu as Director | Management | For | Voted - For |
1.3 | Elect Ntombifuthi (Futhi) Mtoba as Director | Management | For | Voted - For |
1.4 | Elect Karen Wood as Director | Management | For | Voted - For |
1.5 | Elect Guy Lansdown as Director | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - Against |
3 | Approve Grant of Rights to Graham Kerr | Management | For | Voted - Against |
4 | Approve Renewal of Proportional Takeover Provisions | Management | For | Voted - For |
149
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
STANDARD BANK GROUP LTD. | ||||
Security ID: S80605140 Ticker: SBK | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect Paul Cook as Director | Management | For | Voted - For |
1.2 | Re-elect Thulani Gcabashe as Director | Management | For | Voted - Against |
1.3 | Elect Xueqing Guan as Director | Management | For | Voted - For |
1.4 | Re-elect Kgomotso Moroka as Director | Management | For | Voted - For |
1.5 | Re-elect Atedo Peterside as Director | Management | For | Voted - For |
1.6 | Re-elect Myles Ruck as Director | Management | For | Voted - For |
1.7 | Re-elect Lubin Wang as Director | Management | For | Voted - For |
2 | Reappoint KPMG Inc as Auditors | Management | For | Voted - For |
3 | Reappoint PricewaterhouseCoopers Inc as Auditors | Management | For | Voted - For |
4 | Place Authorised but Unissued Ordinary Shares under | |||
Control of Directors | Management | For | Voted - For | |
5 | Place Authorised but Unissued Non-redeemable | |||
Preference Shares under Control of Directors | Management | For | Voted - For | |
6 | Approve Remuneration Policy | Management | For | Voted - For |
7 | Approve Remuneration Implementation Report | Management | For | Voted - For |
8 | Authorise Repurchase of Issued Ordinary Share | |||
Capital | Management | For | Voted - For | |
9 | Authorise Repurchase of Issued Preference Share | |||
Capital | Management | For | Voted - For | |
10 | Approve Financial Assistance in Terms of Section 45 | |||
of the Companies Act | Management | For | Voted - For | |
STARBUCKS CORPORATION | ||||
Security ID: 855244109 Ticker: SBUX | ||||
Meeting Date: 17-Mar-21 | ||||
1.1 | Elect Director Richard E. Allison, Jr. | Management | For | Voted - For |
1.2 | Elect Director Rosalind G. Brewer *Withdrawn | |||
Resolution* | Management | For | Non-Voting | |
1.3 | Elect Director Andrew Campion | Management | For | Voted - For |
1.4 | Elect Director Mary N. Dillon | Management | For | Voted - For |
1.5 | Elect Director Isabel Ge Mahe | Management | For | Voted - For |
1.6 | Elect Director Mellody Hobson | Management | For | Voted - For |
1.7 | Elect Director Kevin R. Johnson | Management | For | Voted - For |
1.8 | Elect Director Jorgen Vig Knudstorp | Management | For | Voted - For |
1.9 | Elect Director Satya Nadella | Management | For | Voted - For |
1.10 | Elect Director Joshua Cooper Ramo | Management | For | Voted - For |
1.11 | Elect Director Clara Shih | Management | For | Voted - For |
1.12 | Elect Director Javier G. Teruel | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Adopt a Policy to Include Non-Management Employees | |||
as Prospective Director Candidates | Shareholder | Against | Voted - Against |
150
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
STELLANTIS NV | ||||
Security ID: N82405106 Ticker: STLA | ||||
Meeting Date: 08-Mar-21 | ||||
1 | Open Meeting | Management | For | Non-Voting |
2 | Approve Faurecia Distribution | Management | For | Voted - For |
3 | Close Meeting | Management | For | Non-Voting |
Meeting Date: 15-Apr-21 | ||||
1 | Open Meeting | Management | For | Non-Voting |
2 | Receive Report of Management Board (Non-Voting) | Management | For | Non-Voting |
3 | Receive Explanation on Company's Reserves and | |||
Dividend Policy | Management | For | Non-Voting | |
4 | Approve Remuneration Report | Management | For | Voted - Against |
5 | Adopt Financial Statements and Statutory Reports | Management | For | Voted - For |
6 | Approve Capital Distribution of EUR 0.32 per Share | Management | For | Voted - For |
7 | Approve Discharge of Directors | Management | For | Voted - For |
8 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | Voted - For |
9 | Amend Remuneration Policy | Management | For | Voted - For |
10 | Approve Equity Incentive Plan and Grant Board | |||
Authority to Issue Shares and Exclude Preemptive | ||||
Rights in Connection with Equity Incentive Plan | Management | For | Voted - Against | |
11 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
12 | Approve Cancellation of Class B Special Voting | |||
Shares | Management | For | Voted - For | |
13 | Close Meeting | Management | For | Non-Voting |
STOCKLAND | ||||
Security ID: Q8773B105 Ticker: SGP | ||||
Meeting Date: 20-Oct-20 | ||||
1.1 | Elect Kate McKenzie as Director | Management | For | Voted - For |
1.2 | Elect Tom Pockett as Director | Management | For | Voted - For |
1.3 | Elect Andrew Stevens as Director | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve Renewal of Termination Benefits Framework | Management | For | Voted - For |
SUNCOR ENERGY INC. | ||||
Security ID: 867224107 Ticker: SU | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director Patricia M. Bedient | Management | For | Voted - For |
1.2 | Elect Director John D. Gass | Management | For | Voted - For |
1.3 | Elect Director Russell (Russ) K. Girling | Management | For | Voted - For |
151
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Director Jean Paul (JP) Gladu | Management | For | Voted - For |
1.5 | Elect Director Dennis M. Houston | Management | For | Voted - For |
1.6 | Elect Director Mark S. Little | Management | For | Voted - For |
1.7 | Elect Director Brian P. MacDonald | Management | For | Voted - For |
1.8 | Elect Director Maureen McCaw | Management | For | Voted - For |
1.9 | Elect Director Lorraine Mitchelmore | Management | For | Voted - For |
1.10 | Elect Director Eira M. Thomas | Management | For | Voted - For |
1.11 | Elect Director Michael M. Wilson | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Amend Stock Option Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
SYDNEY AIRPORT | ||||
Security ID: Q8808P103 Ticker: SYD | ||||
Meeting Date: 21-May-21 | ||||
1.1 | Elect Grant Fenn as Director | Management | For | Voted - For |
1.2 | Elect Abi Cleland as Director | Management | For | Voted - For |
1.3 | Elect Russell Balding as Director | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve Grant of 407,727 Rights to Geoff Culbert | Management | For | Voted - For |
4 | Approve Grant of 182,927 Rights to Geoff Culbert | Management | For | Voted - For |
TAKEDA PHARMACEUTICAL CO., LTD. | ||||
Security ID: J8129E108 Ticker: 4502 | ||||
Meeting Date: 29-Jun-21 | ||||
1.1 | Elect Director Christophe Weber | Management | For | Voted - For |
1.2 | Elect Director Iwasaki, Masato | Management | For | Voted - For |
1.3 | Elect Director Andrew Plump | Management | For | Voted - For |
1.4 | Elect Director Constantine Saroukos | Management | For | Voted - For |
1.5 | Elect Director Sakane, Masahiro | Management | For | Voted - For |
1.6 | Elect Director Olivier Bohuon | Management | For | Voted - For |
1.7 | Elect Director Jean-Luc Butel | Management | For | Voted - For |
1.8 | Elect Director Ian Clark | Management | For | Voted - For |
1.9 | Elect Director Fujimori, Yoshiaki | Management | For | Voted - For |
1.10 | Elect Director Steven Gillis | Management | For | Voted - For |
1.11 | Elect Director Kuniya, Shiro | Management | For | Voted - For |
1.12 | Elect Director Shiga, Toshiyuki | Management | For | Voted - For |
1.13 | Elect Director and Audit Committee Member Iijima, | |||
Masami | Management | For | Voted - For | |
2 | Approve Allocation of Income, with a Final Dividend | |||
of JPY 90 | Management | For | Voted - For | |
3 | Amend Articles to Allow Virtual Only Shareholder | |||
Meetings | Management | For | Voted - For | |
4 | Approve Annual Bonus | Management | For | Voted - For |
152
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
TECK RESOURCES LIMITED | ||||
Security ID: 878742204 Ticker: TECK.B | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Director Mayank M. Ashar | Management | For | Voted - For |
1.2 | Elect Director Quan Chong | Management | For | Voted - For |
1.3 | Elect Director Edward C. Dowling | Management | For | Voted - For |
1.4 | Elect Director Eiichi Fukuda | Management | For | Voted - For |
1.5 | Elect Director Toru Higo | Management | For | Voted - For |
1.6 | Elect Director Norman B. Keevil, III | Management | For | Voted - For |
1.7 | Elect Director Donald R. Lindsay | Management | For | Voted - For |
1.8 | Elect Director Sheila A. Murray | Management | For | Voted - For |
1.9 | Elect Director Tracey L. McVicar | Management | For | Voted - For |
1.10 | Elect Director Kenneth W. Pickering | Management | For | Voted - For |
1.11 | Elect Director Una M. Power | Management | For | Voted - For |
1.12 | Elect Director Timothy R. Snider | Management | For | Voted - For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - Against |
4 | Amend General By-law No. 1 | Management | For | Voted - For |
TELEFONAKTIEBOLAGET LM ERICSSON | ||||
Security ID: W26049119 Ticker: ERIC.B | ||||
Meeting Date: 30-Mar-21 | ||||
1.1 | Elect Chairman of Meeting | Management | For | Voted - For |
1.2 | Reelect Jon Fredrik Baksaas as Director | Management | For | Voted - For |
1.3 | Reelect Jan Carlson as Director | Management | For | Voted - Against |
1.4 | Reelect Nora Denzel as Director | Management | For | Voted - For |
1.5 | Reelect Borje Ekholm as Director | Management | For | Voted - For |
1.6 | Reelect Eric A. Elzvik as Director | Management | For | Voted - For |
1.7 | Reelect Kurt Jofs as Director | Management | For | Voted - For |
1.8 | Reelect Ronnie Leten as Director | Management | For | Voted - For |
1.9 | Reelect Kristin S. Rinne as Director | Management | For | Voted - For |
1.10 | Reelect Helena Stjernholm as Director | Management | For | Voted - For |
1.11 | Reelect Jacob Wallenberg as Director | Management | For | Voted - For |
1.12 | Reelect Ronnie Leten as Board Chair | Management | For | Voted - For |
1.13 | Elect Chairman of Meeting | Management | For | Voted - For |
1.14 | Reelect Jon Fredrik Baksaas as Director | Management | For | Voted - For |
1.15 | Reelect Jan Carlson as Director | Management | For | Voted - Against |
1.16 | Reelect Nora Denzel as Director | Management | For | Voted - For |
1.17 | Reelect Borje Ekholm as Director | Management | For | Voted - For |
1.18 | Reelect Eric A. Elzvik as Director | Management | For | Voted - For |
1.19 | Reelect Kurt Jofs as Director | Management | For | Voted - For |
1.20 | Reelect Ronnie Leten as Director | Management | For | Voted - For |
1.21 | Reelect Kristin S. Rinne as Director | Management | For | Voted - For |
1.22 | Reelect Helena Stjernholm as Director | Management | For | Voted - For |
153
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.23 | Reelect Jacob Wallenberg as Director | Management | For | Voted - For |
1.24 | Reelect Ronnie Leten as Board Chair | Management | For | Voted - For |
2 | Designate Inspector(s) of Minutes of Meeting | Management | For | Voted - For |
3 | Prepare and Approve List of Shareholders | Management | For | Voted - For |
4 | Approve Agenda of Meeting | Management | For | Voted - For |
5 | Acknowledge Proper Convening of Meeting | Management | For | Voted - For |
6 | Receive Financial Statements and Statutory Reports | Management | For | Non-Voting |
7 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
8 | Approve Remuneration Report | Management | For | Voted - For |
9 | Approve Discharge of Board Chairman Ronnie Leten | Management | For | Voted - For |
10 | Approve Discharge of Board Member Helena Stjernholm | Management | For | Voted - For |
11 | Approve Discharge of Board Member Jacob Wallenberg | Management | For | Voted - For |
12 | Approve Discharge of Board Member Jon Fredrik | |||
Baksaas | Management | For | Voted - For | |
13 | Approve Discharge of Board Member Jan Carlson | Management | For | Voted - For |
14 | Approve Discharge of Board Member Nora Denzel | Management | For | Voted - For |
15 | Approve Discharge of Board Member Borje Ekholm | Management | For | Voted - For |
16 | Approve Discharge of Board Member Eric A. Elzvik | Management | For | Voted - For |
17 | Approve Discharge of Board Member Kurt Jofs | Management | For | Voted - For |
18 | Approve Discharge of Board Member Kristin S. Rinne | Management | For | Voted - For |
19 | Approve Discharge of Employee Representative | |||
Torbjorn Nyman | Management | For | Voted - For | |
20 | Approve Discharge of Employee Representative | |||
Kjell-Ake Soting | Management | For | Voted - For | |
21 | Approve Discharge of Employee Representative Roger | |||
Svensson | Management | For | Voted - For | |
22 | Approve Discharge of Deputy Employee Representative | |||
Per Holmberg | Management | For | Voted - For | |
23 | Approve Discharge of Deputy Employee Representative | |||
Anders Ripa | Management | For | Voted - For | |
24 | Approve Discharge of Deputy Employee Representative | |||
Loredana Roslund | Management | For | Voted - For | |
25 | Approve Discharge of President Borje Ekholm | Management | For | Voted - For |
26 | Approve Allocation of Income and Dividends of SEK 2 | |||
Per Share | Management | For | Voted - For | |
27 | Determine Number of Directors (10) and Deputy | |||
Directors (0) of Board | Management | For | Voted - For | |
28 | Approve Remuneration of Directors in the Amount of | |||
SEK 4.2 Million for Chairman and SEK 1.06 Million | ||||
for Other Directors, Approve Remuneration for | ||||
Committee Work | Management | For | Voted - For | |
29 | Determine Number of Auditors (1) and Deputy | |||
Auditors (0) | Management | For | Voted - For | |
30 | Approve Remuneration of Auditors | Management | For | Voted - For |
31 | Ratify Deloitte as Auditors | Management | For | Voted - For |
32 | Amend Articles Re: Editorial Changes; Collecting of | |||
Proxies and Postal Voting; Participation at General | ||||
Meetings | Management | For | Voted - For | |
33 | Approve Long-Term Variable Compensation Program | |||
2021 (LTV 2021) | Management | For | Voted - Against | |
34 | Approve Equity Plan Financing of LTV 2021 | Management | For | Voted - Against |
154
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
35 | Approve Alternative Equity Plan Financing of LTV | |||
2021, if Item 16.2 is Not Approved | Management | For | Voted - Against | |
36 | Approve Equity Plan Financing of LTV 2020 | Management | For | Voted - For |
37 | Approve Equity Plan Financing of LTV 2018 and 2019 | Management | For | Voted - For |
38 | Designate Inspector(s) of Minutes of Meeting | Management | For | Voted - For |
39 | Prepare and Approve List of Shareholders | Management | For | Voted - For |
40 | Approve Agenda of Meeting | Management | For | Voted - For |
41 | Acknowledge Proper Convening of Meeting | Management | For | Voted - For |
42 | Receive Financial Statements and Statutory Reports | Management | For | Non-Voting |
43 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
44 | Approve Remuneration Report | Management | For | Voted - For |
45 | Approve Discharge of Board Chairman Ronnie Leten | Management | For | Voted - For |
46 | Approve Discharge of Board Member Helena Stjernholm | Management | For | Voted - For |
47 | Approve Discharge of Board Member Jacob Wallenberg | Management | For | Voted - For |
48 | Approve Discharge of Board Member Jon Fredrik | |||
Baksaas | Management | For | Voted - For | |
49 | Approve Discharge of Board Member Jan Carlson | Management | For | Voted - For |
50 | Approve Discharge of Board Member Nora Denzel | Management | For | Voted - For |
51 | Approve Discharge of Board Member Borje Ekholm | Management | For | Voted - For |
52 | Approve Discharge of Board Member Eric A. Elzvik | Management | For | Voted - For |
53 | Approve Discharge of Board Member Kurt Jofs | Management | For | Voted - For |
54 | Approve Discharge of Board Member Kristin S. Rinne | Management | For | Voted - For |
55 | Approve Discharge of Employee Representative | |||
Torbjorn Nyman | Management | For | Voted - For | |
56 | Approve Discharge of Employee Representative | |||
Kjell-Ake Soting | Management | For | Voted - For | |
57 | Approve Discharge of Employee Representative Roger | |||
Svensson | Management | For | Voted - For | |
58 | Approve Discharge of Deputy Employee Representative | |||
Per Holmberg | Management | For | Voted - For | |
59 | Approve Discharge of Deputy Employee Representative | |||
Anders Ripa | Management | For | Voted - For | |
60 | Approve Discharge of Deputy Employee Representative | |||
Loredana Roslund | Management | For | Voted - For | |
61 | Approve Discharge of President Borje Ekholm | Management | For | Voted - For |
62 | Approve Allocation of Income and Dividends of SEK 2 | |||
Per Share | Management | For | Voted - For | |
63 | Determine Number of Directors (10) and Deputy | |||
Directors (0) of Board | Management | For | Voted - For | |
64 | Approve Remuneration of Directors in the Amount of | |||
SEK 4.2 Million for Chairman and SEK 1.06 Million | ||||
for Other Directors, Approve Remuneration for | ||||
Committee Work | Management | For | Voted - For | |
65 | Determine Number of Auditors (1) and Deputy | |||
Auditors (0) | Management | For | Voted - For | |
66 | Approve Remuneration of Auditors | Management | For | Voted - For |
67 | Ratify Deloitte as Auditors | Management | For | Voted - For |
68 | Amend Articles Re: Editorial Changes; Collecting of | |||
Proxies and Postal Voting; Participation at General | ||||
Meetings | Management | For | Voted - For | |
69 | Approve Long-Term Variable Compensation Program | |||
2021 (LTV 2021) | Management | For | Voted - Against |
155
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
70 | Approve Equity Plan Financing of LTV 2021 | Management | For | Voted - Against |
71 | Approve Alternative Equity Plan Financing of LTV | |||
2021, if Item 16.2 is Not Approved | Management | For | Voted - Against | |
72 | Approve Equity Plan Financing of LTV 2020 | Management | For | Voted - For |
73 | Approve Equity Plan Financing of LTV 2018 and 2019 | Management | For | Voted - For |
TELSTRA CORPORATION LIMITED | ||||
Security ID: Q8975N105 Ticker: TLS | ||||
Meeting Date: 13-Oct-20 | ||||
1.1 | Elect Peter R Hearl as Director | Management | For | Voted - For |
1.2 | Elect Bridget Loudon as Director | Management | For | Voted - For |
1.3 | Elect John P Mullen as Director | Management | For | Voted - For |
1.4 | Elect Elana Rubin as Director | Management | For | Voted - For |
2 | Adopt New Constitution | Management | For | Voted - For |
3 | Approve Grant of Restricted Shares to Andrew Penn | Management | For | Voted - For |
4 | Approve Grant of Performance Rights to Andrew Penn | Management | For | Voted - For |
5 | Approve Remuneration Report | Management | For | Voted - For |
TERRAFORM POWER, INC. | ||||
Security ID: 88104R209 Ticker: TERP | ||||
Meeting Date: 29-Jul-20 | ||||
1.1 | Elect Director Brian Lawson | Management | For | Voted - Against |
1.2 | Elect Director Carolyn Burke | Management | For | Voted - For |
1.3 | Elect Director Christian S. Fong | Management | For | Voted - For |
1.4 | Elect Director Harry Goldgut | Management | For | Voted - Against |
1.5 | Elect Director Richard Legault | Management | For | Voted - Against |
1.6 | Elect Director Mark McFarland | Management | For | Voted - For |
1.7 | Elect Director Sachin Shah | Management | For | Voted - Against |
2 | Approve Merger Agreement | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
5 | Adjourn Meeting | Management | For | Voted - For |
TEVA PHARMACEUTICAL INDUSTRIES LIMITED | ||||
Security ID: M8769Q102 Ticker: TEVA | ||||
Meeting Date: 14-Jun-21 | ||||
1.1 | Elect Director Rosemary A. Crane | Management | For | Voted - For |
1.2 | Elect Director Abbas Hussain | Management | For | Voted - For |
1.3 | Elect Director Gerald M. Lieberman | Management | For | Voted - For |
1.4 | Elect Director Ronit Satchi-Fainaro | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
156
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Ratify Kesselman & Kesselman as Auditors | Management | For | Voted - For |
THE AES CORPORATION | ||||
Security ID: 00130H105 Ticker: AES | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Director Janet G. Davidson | Management | For | Voted - For |
1.2 | Elect Director Andres R. Gluski | Management | For | Voted - For |
1.3 | Elect Director Tarun Khanna | Management | For | Voted - For |
1.4 | Elect Director Holly K. Koeppel | Management | For | Voted - For |
1.5 | Elect Director Julia M. Laulis | Management | For | Voted - For |
1.6 | Elect Director James H. Miller | Management | For | Voted - For |
1.7 | Elect Director Alain Monie | Management | For | Voted - For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | Voted - For |
1.9 | Elect Director Moises Naim | Management | For | Voted - For |
1.10 | Elect Director Teresa M. Sebastian | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Require Shareholder Approval of Bylaw and Charter | |||
Amendments Adopted by the Board of Directors | Shareholder | Against | Voted - Against | |
THE GAP, INC. | ||||
Security ID: 364760108 Ticker: GPS | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Director John J. Fisher | Management | For | Voted - For |
1.2 | Elect Director Robert J. Fisher | Management | For | Voted - Against |
1.3 | Elect Director William S. Fisher | Management | For | Voted - For |
1.4 | Elect Director Tracy Gardner | Management | For | Voted - For |
1.5 | Elect Director Isabella D. Goren | Management | For | Voted - For |
1.6 | Elect Director Bob L. Martin | Management | For | Voted - For |
1.7 | Elect Director Amy Miles | Management | For | Voted - For |
1.8 | Elect Director Jorge P. Montoya | Management | For | Voted - For |
1.9 | Elect Director Chris O'Neill | Management | For | Voted - For |
1.10 | Elect Director Mayo A. Shattuck, III | Management | For | Voted - For |
1.11 | Elect Director Elizabeth A. Smith | Management | For | Voted - For |
1.12 | Elect Director Salaam Coleman Smith | Management | For | Voted - For |
1.13 | Elect Director Sonia Syngal | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
157
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE PROCTER & GAMBLE COMPANY | ||||
Security ID: 742718109 Ticker: PG | ||||
Meeting Date: 13-Oct-20 | ||||
1.1 | Elect Director Francis S. Blake | Management | For | Voted - For |
1.2 | Elect Director Angela F. Braly | Management | For | Voted - For |
1.3 | Elect Director Amy L. Chang | Management | For | Voted - For |
1.4 | Elect Director Joseph Jimenez | Management | For | Voted - For |
1.5 | Elect Director Debra L. Lee | Management | For | Voted - For |
1.6 | Elect Director Terry J. Lundgren | Management | For | Voted - For |
1.7 | Elect Director Christine M. McCarthy | Management | For | Voted - For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | Voted - For |
1.9 | Elect Director Nelson Peltz | Management | For | Voted - For |
1.10 | Elect Director David S. Taylor | Management | For | Voted - For |
1.11 | Elect Director Margaret C. Whitman | Management | For | Voted - For |
1.12 | Elect Director Patricia A. Woertz | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Report on Efforts to Eliminate Deforestation | Shareholder | Against | Voted - For |
6 | Publish Annually a Report Assessing Diversity and | |||
Inclusion Efforts | Shareholder | Against | Voted - For | |
THE WALT DISNEY COMPANY | ||||
Security ID: 254687106 Ticker: DIS | ||||
Meeting Date: 09-Mar-21 | ||||
1.1 | Elect Director Susan E. Arnold | Management | For | Voted - For |
1.2 | Elect Director Mary T. Barra | Management | For | Voted - For |
1.3 | Elect Director Safra A. Catz | Management | For | Voted - For |
1.4 | Elect Director Robert A. Chapek | Management | For | Voted - For |
1.5 | Elect Director Francis A. deSouza | Management | For | Voted - For |
1.6 | Elect Director Michael B.G. Froman | Management | For | Voted - For |
1.7 | Elect Director Robert A. Iger | Management | For | Voted - For |
1.8 | Elect Director Maria Elena Lagomasino | Management | For | Voted - For |
1.9 | Elect Director Mark G. Parker | Management | For | Voted - For |
1.10 | Elect Director Derica W. Rice | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
5 | Adopt a Policy to Include Non-Management Employees | |||
as Prospective Director Candidates | Shareholder | Against | Voted - For |
158
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THOMSON REUTERS CORPORATION | ||||
Security ID: 884903709 Ticker: TRI | ||||
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect Director David Thomson | Management | For | Voted - For |
1.2 | Elect Director Steve Hasker | Management | For | Voted - For |
1.3 | Elect Director Kirk E. Arnold | Management | For | Voted - For |
1.4 | Elect Director David W. Binet | Management | For | Voted - For |
1.5 | Elect Director W. Edmund Clark | Management | For | Voted - For |
1.6 | Elect Director Michael E. Daniels | Management | For | Voted - For |
1.7 | Elect Director Kirk Koenigsbauer | Management | For | Voted - For |
1.8 | Elect Director Deanna Oppenheimer | Management | For | Voted - For |
1.9 | Elect Director Vance K. Opperman | Management | For | Voted - For |
1.10 | Elect Director Simon Paris | Management | For | Voted - For |
1.11 | Elect Director Kim M. Rivera | Management | For | Voted - For |
1.12 | Elect Director Barry Salzberg | Management | For | Voted - For |
1.13 | Elect Director Peter J. Thomson | Management | For | Voted - For |
1.14 | Elect Director Wulf von Schimmelmann | Management | For | Voted - For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
4 | SP 1: Produce a Human Rights Risk Report | Shareholder | Against | Voted - For |
UNILEVER NV | ||||
Security ID: N8981F289 Ticker: UNA | ||||
Meeting Date: 21-Sep-20 | ||||
1 | Amend Articles Re: Unification | Management | For | Voted - For |
2 | Approve Unification | Management | For | Voted - For |
3 | Approve Discharge of Executive Directors | Management | For | Voted - For |
4 | Approve Discharge of Non-Executive Directors | Management | For | Voted - For |
UNILEVER PLC | ||||
Security ID: G92087165 Ticker: ULVR | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Re-elect Nils Andersen as Director | Management | For | Voted - For |
1.2 | Re-elect Laura Cha as Director | Management | For | Voted - For |
1.3 | Re-elect Dr Judith Hartmann as Director | Management | For | Voted - For |
1.4 | Re-elect Alan Jope as Director | Management | For | Voted - For |
1.5 | Re-elect Andrea Jung as Director | Management | For | Voted - For |
1.6 | Re-elect Susan Kilsby as Director | Management | For | Voted - For |
1.7 | Re-elect Strive Masiyiwa as Director | Management | For | Voted - For |
1.8 | Re-elect Youngme Moon as Director | Management | For | Voted - For |
1.9 | Re-elect Graeme Pitkethly as Director | Management | For | Voted - For |
1.10 | Re-elect John Rishton as Director | Management | For | Voted - For |
159
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Re-elect Feike Sijbesma as Director | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Approve Remuneration Policy | Management | For | Voted - For |
5 | Approve Climate Transition Action Plan | Management | For | Voted - For |
6 | Reappoint KPMG LLP as Auditors | Management | For | Voted - For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For |
8 | Authorise UK Political Donations and Expenditure | Management | For | Voted - For |
9 | Approve SHARES Plan | Management | For | Voted - For |
10 | Authorise Issue of Equity | Management | For | Voted - For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
12 | Authorise Issue of Equity without Pre-emptive | |||
Rights in Connection with an Acquisition or Other | ||||
Capital Investment | Management | For | Voted - For | |
13 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
14 | Authorise the Company to Call General Meeting with | |||
Two Weeks' Notice | Management | For | Voted - For | |
15 | Adopt New Articles of Association | Management | For | Voted - For |
16 | Approve Reduction of the Share Premium Account | Management | For | Voted - For |
VALEO SA | ||||
Security ID: F96221340 Ticker: FR | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Reelect Caroline Maury Devine as Director | Management | For | Voted - For |
1.2 | Reelect Mari-Noelle Jego-Laveissiere as Director | Management | For | Voted - For |
1.3 | Reelect Veronique Weill as Director | Management | For | Voted - For |
1.4 | Elect Christophe Perillat as Director | Management | For | Voted - For |
2 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
4 | Approve Allocation of Income and Dividends of EUR | |||
0.30 per Share | Management | For | Voted - For | |
5 | Approve Auditors' Special Report on Related-Party | |||
Transactions Mentioning the Absence of New | ||||
Transactions | Management | For | Voted - For | |
6 | Approve Compensation Report of Corporate Officers | Management | For | Voted - For |
7 | Approve Compensation of Jacques Aschenbroich, | |||
Chairman and CEO | Management | For | Voted - For | |
8 | Approve Remuneration Policy of Directors | Management | For | Voted - For |
9 | Approve Remuneration Policy of Chairman and CEO | Management | For | Voted - For |
10 | Approve Remuneration Policy of Christophe Perillat, | |||
Vice CEO | Management | For | Voted - For | |
11 | Approve Remuneration Policy of Christophe Perillat, | |||
CEO | Management | For | Voted - For | |
12 | Approve Remuneration Policy of Jacques | |||
Aschenbroich, Chairman of the Board | Management | For | Voted - For | |
13 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For |
160
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
14 | Authorize Issuance of Equity or Equity-Linked | |||
Securities with Preemptive Rights up to Aggregate | ||||
Nominal Amount of EUR 70 Million | Management | For | Voted - For | |
15 | Authorize Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights up to | ||||
Aggregate Nominal Amount of EUR 23 Million | Management | For | Voted - For | |
16 | Approve Issuance of Equity or Equity-Linked | |||
Securities for Private Placements, up to Aggregate | ||||
Nominal Amount of EUR 23 Million | Management | For | Voted - For | |
17 | Authorize Board to Set Issue Price for 10 Percent | |||
Per Year of Issued Capital Pursuant to Issue | ||||
Authority without Preemptive Rights | Management | For | Voted - For | |
18 | Authorize Board to Increase Capital in the Event of | |||
Additional Demand Related to Delegation Submitted | ||||
to Shareholder Vote Under Items 17-19 | Management | For | Voted - For | |
19 | Authorize Capitalization of Reserves of Up to EUR | |||
30 Million for Bonus Issue or Increase in Par Value | Management | For | Voted - For | |
20 | Authorize Capital Increase of up to 9.52 Percent of | |||
Issued Capital for Contributions in Kind | Management | For | Voted - For | |
21 | Authorize Capital Issuances for Use in Employee | |||
Stock Purchase Plans | Management | For | Voted - For | |
22 | Authorize up to 1.86 Percent of Issued Capital for | |||
Use in Restricted Stock Plans | Management | For | Voted - For | |
23 | Authorize Decrease in Share Capital via | |||
Cancellation of Repurchased Shares | Management | For | Voted - For | |
24 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For | |
VESTAS WIND SYSTEMS A/S | ||||
Security ID: K9773J201 Ticker: VWS | ||||
Meeting Date: 08-Apr-21 | ||||
1.1 | Reelect Anders Runevad as Director | Management | For | Voted - For |
1.2 | Reelect Bert Nordberg as Director | Management | For | Voted - For |
1.3 | Reelect Bruce Grant as Director | Management | For | Voted - For |
1.4 | Reelect Eva Merete Sofelde Berneke as Director | Management | For | Voted - For |
1.5 | Reelect Helle Thorning-Schmidt as Director | Management | For | Voted - For |
1.6 | Reelect Karl-Henrik Sundstrom as Director | Management | For | Voted - For |
1.7 | Reelect Lars Josefsson as Director | Management | For | Voted - For |
1.8 | Elect Kentaro Hosomi as New Director | Management | For | Voted - For |
2 | Receive Report of Board | Management | For | Non-Voting |
3 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
4 | Approve Allocation of Income and Dividends of DKK | |||
8.45 Per Share | Management | For | Voted - For | |
5 | Approve Remuneration Report (Advisory Vote) | Management | For | Voted - For |
6 | Approve Remuneration of Directors in the Amount of | |||
DKK 1.3 Million for Chairman, DKK 892,500 for Vice | ||||
Chairman and DKK 446,250 for Other Directors; | ||||
Approve Remuneration for Committee Work | Management | For | Voted - For | |
7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
161
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
8 | Approve Guidelines for Incentive-Based Compensation | |||
for Executive Management and Board | Management | For | Voted - For | |
9 | Amend Articles Re: Change Par Value from DKK 1 to | |||
DKK 0.01 or Multiples Thereof | Management | For | Voted - For | |
10 | Approve Creation of DKK 20.2 Million Pool of | |||
Capital with Preemptive Rights; Approve Creation of | ||||
DKK 20.2 Million Pool of Capital without Preemptive | ||||
Rights; Maximum Increase in Share Capital under | ||||
Both Authorizations up to DKK 20.2 Million | Management | For | Voted - For | |
11 | Allow Shareholder Meetings to be Held by Electronic | |||
Means Only | Management | For | Voted - For | |
12 | Allow Electronic Distribution of Company | |||
Communication | Management | For | Voted - For | |
13 | Authorize Board to Decide on the Distribution of | |||
Extraordinary Dividends | Management | For | Voted - For | |
14 | Authorize Share Repurchase Program | Management | For | Voted - For |
15 | Authorize Editorial Changes to Adopted Resolutions | |||
in Connection with Registration with Danish | ||||
Authorities | Management | For | Voted - For | |
16 | Other Business | Management | For | Non-Voting |
VICINITY CENTRES | ||||
Security ID: Q9395F102 Ticker: VCX | ||||
Meeting Date: 12-Nov-20 | ||||
1.1 | Elect Peter Kahan as Director | Management | For | Voted - Against |
1.2 | Elect Karen Penrose as Director | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve Grant of Performance Rights and Restricted | |||
Rights to Grant Kelley | Management | For | Voted - Against | |
4 | Ratify Past Issuance of Stapled Securities to | |||
Institutional Investors and Retail Securityholders | Management | For | Voted - For | |
VODACOM GROUP LTD. | ||||
Security ID: S9453B108 Ticker: VOD | ||||
Meeting Date: 21-Jul-20 | ||||
1.1 | Elect Khumo Shuenyane as Director | Management | For | Voted - For |
1.2 | Elect Leanne Wood as Director | Management | For | Voted - Against |
1.3 | Elect Pierre Klotz as Director | Management | For | Voted - Against |
1.4 | Elect Clive Thomson as Director | Management | For | Voted - For |
1.5 | Re-elect Vivek Badrinath as Director | Management | For | Voted - Against |
1.6 | Re-elect Shameel Aziz Joosub as Director | Management | For | Voted - For |
1.7 | Re-elect David Brown as Member of the Audit, Risk | |||
and Compliance Committee | Management | For | Voted - For | |
1.8 | Elect Clive Thomson as Member of the Audit, Risk | |||
and Compliance Committee | Management | For | Voted - For | |
1.9 | Elect Khumo Shuenyane as Member of the Audit, Risk | |||
and Compliance Committee | Management | For | Voted - For |
162
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Nomkhita Ngweni as Member of the Audit, Risk | |||
and Compliance Committee | Management | For | Voted - For | |
2 | Accept Financial Statements and Statutory Reports | |||
for the Year Ended 31 March 2020 | Management | For | Voted - For | |
3 | Reappoint Ernst & Young Inc. as Auditors with | |||
Vinodhan Pillay as the Individual Registered Auditor | Management | For | Voted - For | |
4 | Approve Remuneration Policy | Management | For | Voted - For |
5 | Approve Implementation of the Remuneration Policy | Management | For | Voted - For |
6 | Authorise Repurchase of Issued Share Capital | Management | For | Voted - For |
7 | Approve Increase in Non-Executive Directors' Fees | Management | For | Voted - For |
WESTPAC BANKING CORP. | ||||
Security ID: Q97417101 Ticker: WBC | ||||
Meeting Date: 11-Dec-20 | ||||
1.1 | Elect Peter Nash as Director | Management | For | Voted - For |
1.2 | Elect John McFarlane as Director | Management | For | Voted - For |
1.3 | Elect Christopher Lynch as Director | Management | For | Voted - For |
1.4 | Elect Michael Hawker as Director | Management | For | Voted - For |
1.5 | Elect Noel Davis as Director | Shareholder | Against | Voted - Against |
1.6 | Elect Paul Whitehead as Director | Shareholder | Against | Voted - Against |
2 | Approve Grant of Performance Share Rights to Peter | |||
King | Management | For | Voted - For | |
3 | Approve Remuneration Report | Management | For | Voted - For |
WOODSIDE PETROLEUM LTD. | ||||
Security ID: 980228100 Ticker: WPL | ||||
Meeting Date: 15-Apr-21 | ||||
1.1 | Elect Christopher Haynes as Director | Management | For | Voted - For |
1.2 | Elect Richard Goyder as Director | Management | For | Voted - For |
1.3 | Elect Gene Tilbrook Goh as Director | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve Grant of Performance Rights to Peter Coleman | Management | For | Voted - For |
4 | Approve the Amendments to the Company's | |||
Constitution Proposed by Market Forces | Shareholder | Against | Voted - Against | |
5 | Approve Capital Protection | Shareholder | Against | Voted - Against |
6 | ***Withdrawn Resolution*** Approve the Amendments | |||
to the Company's Constitution Proposed by the | ||||
Australasian Centre for Corporate Responsibility | ||||
(ACCR) | Shareholder | Against | Non-Voting | |
XYLEM INC. | ||||
Security ID: 98419M100 Ticker: XYL | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director Jeanne Beliveau-Dunn | Management | For | Voted - For |
163
Impact Shares Sustainable Development Goals Global Equity ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Director Patrick K. Decker | Management | For | Voted - For |
1.3 | Elect Director Robert F. Friel | Management | For | Voted - For |
1.4 | Elect Director Jorge M. Gomez | Management | For | Voted - For |
1.5 | Elect Director Victoria D. Harker | Management | For | Voted - For |
1.6 | Elect Director Steven R. Loranger | Management | For | Voted - For |
1.7 | Elect Director Surya N. Mohapatra | Management | For | Voted - For |
1.8 | Elect Director Jerome A. Peribere | Management | For | Voted - For |
1.9 | Elect Director Markos I. Tambakeras | Management | For | Voted - For |
1.10 | Elect Director Lila Tretikov | Management | For | Voted - For |
1.11 | Elect Director Uday Yadav | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
164
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3M COMPANY | ||||
Security ID: 88579Y101 Ticker: MMM | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Director Thomas "Tony" K. Brown | Management | For | Voted - For |
1.2 | Elect Director Pamela J. Craig | Management | For | Voted - For |
1.3 | Elect Director David B. Dillon | Management | For | Voted - For |
1.4 | Elect Director Michael L. Eskew | Management | For | Voted - For |
1.5 | Elect Director James R. Fitterling | Management | For | Voted - For |
1.6 | Elect Director Herbert L. Henkel | Management | For | Voted - For |
1.7 | Elect Director Amy E. Hood | Management | For | Voted - For |
1.8 | Elect Director Muhtar Kent | Management | For | Voted - For |
1.9 | Elect Director Dambisa F. Moyo | Management | For | Voted - For |
1.10 | Elect Director Gregory R. Page | Management | For | Voted - For |
1.11 | Elect Director Michael F. Roman | Management | For | Voted - For |
1.12 | Elect Director Patricia A. Woertz | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Consider Pay Disparity Between Executives and Other | |||
Employees | Shareholder | Against | Voted - For | |
6 | Amend Certificate of Incorporation to Become a | |||
Public Benefit Corporation | Shareholder | Against | Voted - Against | |
ABBOTT LABORATORIES | ||||
Security ID: 002824100 Ticker: ABT | ||||
Meeting Date: 23-Apr-21 | ||||
1.1 | Elect Director Robert J. Alpern | Management | For | Voted - For |
1.2 | Elect Director Roxanne S. Austin | Management | For | Voted - For |
1.3 | Elect Director Sally E. Blount | Management | For | Voted - For |
1.4 | Elect Director Robert B. Ford | Management | For | Voted - For |
1.5 | Elect Director Michelle A. Kumbier | Management | For | Voted - For |
1.6 | Elect Director Darren W. McDew | Management | For | Voted - For |
1.7 | Elect Director Nancy McKinstry | Management | For | Voted - For |
1.8 | Elect Director William A. Osborn | Management | For | Voted - For |
1.9 | Elect Director Michael F. Roman | Management | For | Voted - For |
1.10 | Elect Director Daniel J. Starks | Management | For | Voted - For |
1.11 | Elect Director John G. Stratton | Management | For | Voted - For |
1.12 | Elect Director Glenn F. Tilton | Management | For | Voted - For |
1.13 | Elect Director Miles D. White | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
165
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Adopt Majority Voting Standard for Amendments of | |||
the Articles of Incorporation and Effect Other | ||||
Ministerial Changes | Management | For | Voted - For | |
5 | Adopt Majority Voting Standard for Certain | |||
Extraordinary Transactions | Management | For | Voted - For | |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
7 | Report on Racial Justice | Shareholder | Against | Voted - For |
8 | Require Independent Board Chair | Shareholder | Against | Voted - For |
ABBVIE INC. | ||||
Security ID: 00287Y109 Ticker: ABBV | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Director Roxanne S. Austin | Management | For | Voted - For |
1.2 | Elect Director Richard A. Gonzalez | Management | For | Voted - For |
1.3 | Elect Director Rebecca B. Roberts | Management | For | Voted - For |
1.4 | Elect Director Glenn F. Tilton | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Voted - For |
6 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
8 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
ACCENTURE PLC | ||||
Security ID: G1151C101 Ticker: ACN | ||||
Meeting Date: 03-Feb-21 | ||||
1.1 | Elect Director Jaime Ardila | Management | For | Voted - For |
1.2 | Elect Director Herbert Hainer | Management | For | Voted - For |
1.3 | Elect Director Nancy McKinstry | Management | For | Voted - For |
1.4 | Elect Director Beth E. Mooney | Management | For | Voted - For |
1.5 | Elect Director Gilles C. Pelisson | Management | For | Voted - For |
1.6 | Elect Director Paula A. Price | Management | For | Voted - For |
1.7 | Elect Director Venkata (Murthy) Renduchintala | Management | For | Voted - For |
1.8 | Elect Director David Rowland | Management | For | Voted - For |
1.9 | Elect Director Arun Sarin | Management | For | Voted - For |
1.10 | Elect Director Julie Sweet | Management | For | Voted - For |
1.11 | Elect Director Frank K. Tang | Management | For | Voted - For |
1.12 | Elect Director Tracey T. Travis | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve KPMG LLP as Auditors and Authorize Board to | |||
Fix Their Remuneration | Management | For | Voted - For | |
4 | Renew the Board's Authority to Issue Shares Under | |||
Irish Law | Management | For | Voted - For |
166
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Authorize Board to Opt-Out of Statutory Pre-Emption | |||
Rights | Management | For | Voted - For | |
6 | Determine Price Range for Reissuance of Treasury | |||
Shares | Management | For | Voted - For | |
ADOBE INC. | ||||
Security ID: 00724F101 Ticker: ADBE | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Director Amy Banse | Management | For | Voted - For |
1.2 | Elect Director Melanie Boulden | Management | For | Voted - For |
1.3 | Elect Director Frank Calderoni | Management | For | Voted - For |
1.4 | Elect Director James Daley | Management | For | Voted - For |
1.5 | Elect Director Laura Desmond | Management | For | Voted - For |
1.6 | Elect Director Shantanu Narayen | Management | For | Voted - For |
1.7 | Elect Director Kathleen Oberg | Management | For | Voted - For |
1.8 | Elect Director Dheeraj Pandey | Management | For | Voted - For |
1.9 | Elect Director David Ricks | Management | For | Voted - For |
1.10 | Elect Director Daniel Rosensweig | Management | For | Voted - For |
1.11 | Elect Director John Warnock | Management | For | Voted - For |
2 | Amend Omnibus Stock Plan | Management | For | Voted - For |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
AFLAC INCORPORATED | ||||
Security ID: 001055102 Ticker: AFL | ||||
Meeting Date: 03-May-21 | ||||
1.1 | Elect Director Daniel P. Amos | Management | For | Voted - For |
1.2 | Elect Director W. Paul Bowers | Management | For | Voted - For |
1.3 | Elect Director Toshihiko Fukuzawa | Management | For | Voted - For |
1.4 | Elect Director Thomas J. Kenny | Management | For | Voted - For |
1.5 | Elect Director Georgette D. Kiser | Management | For | Voted - For |
1.6 | Elect Director Karole F. Lloyd | Management | For | Voted - For |
1.7 | Elect Director Nobuchika Mori | Management | For | Voted - For |
1.8 | Elect Director Joseph L. Moskowitz | Management | For | Voted - For |
1.9 | Elect Director Barbara K. Rimer | Management | For | Voted - For |
1.10 | Elect Director Katherine T. Rohrer | Management | For | Voted - For |
1.11 | Elect Director Melvin T. Stith | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
167
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AGILENT TECHNOLOGIES, INC. | ||||
Security ID: 00846U101 Ticker: A | ||||
Meeting Date: 17-Mar-21 | ||||
1.1 | Elect Director Mala Anand | Management | For | Voted - For |
1.2 | Elect Director Koh Boon Hwee | Management | For | Voted - For |
1.3 | Elect Director Michael R. McMullen | Management | For | Voted - For |
1.4 | Elect Director Daniel K. Podolsky | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
AIR PRODUCTS AND CHEMICALS, INC. | ||||
Security ID: 009158106 Ticker: APD | ||||
Meeting Date: 28-Jan-21 | ||||
1.1 | Elect Director Susan K. Carter | Management | For | Voted - For |
1.2 | Elect Director Charles I. Cogut | Management | For | Voted - For |
1.3 | Elect Director Lisa A. Davis | Management | For | Voted - For |
1.4 | Elect Director Chadwick C. Deaton | Management | For | Voted - For |
1.5 | Elect Director Seifollah (Seifi) Ghasemi | Management | For | Voted - For |
1.6 | Elect Director David H. Y. Ho | Management | For | Voted - For |
1.7 | Elect Director Edward L. Monser | Management | For | Voted - For |
1.8 | Elect Director Matthew H. Paull | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
ALASKA AIR GROUP, INC. | ||||
Security ID: 011659109 Ticker: ALK | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Director Patricia M. Bedient | Management | For | Voted - For |
1.2 | Elect Director James A. Beer | Management | For | Voted - For |
1.3 | Elect Director Raymond L. Conner | Management | For | Voted - For |
1.4 | Elect Director Daniel K. Elwell | Management | For | Voted - For |
1.5 | Elect Director Dhiren R. Fonseca | Management | For | Voted - For |
1.6 | Elect Director Kathleen T. Hogan | Management | For | Voted - For |
1.7 | Elect Director Jessie J. Knight, Jr. | Management | For | Voted - For |
1.8 | Elect Director Susan J. Li | Management | For | Voted - For |
1.9 | Elect Director Benito Minicucci | Management | For | Voted - For |
1.10 | Elect Director Helvi K. Sandvik | Management | For | Voted - For |
1.11 | Elect Director J. Kenneth Thompson | Management | For | Voted - For |
1.12 | Elect Director Bradley D. Tilden | Management | For | Voted - For |
1.13 | Elect Director Eric K. Yeaman | Management | For | Voted - For |
168
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
ALLY FINANCIAL INC. | ||||
Security ID: 02005N100 Ticker: ALLY | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director Franklin W. Hobbs | Management | For | Voted - For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | Voted - For |
1.3 | Elect Director Katryn (Trynka) Shineman Blake | Management | For | Voted - For |
1.4 | Elect Director Maureen A. Breakiron-Evans | Management | For | Voted - For |
1.5 | Elect Director William H. Cary | Management | For | Voted - For |
1.6 | Elect Director Mayree C. Clark | Management | For | Voted - For |
1.7 | Elect Director Kim S. Fennebresque | Management | For | Voted - For |
1.8 | Elect Director Marjorie Magner | Management | For | Voted - For |
1.9 | Elect Director Brian H. Sharples | Management | For | Voted - For |
1.10 | Elect Director John J. Stack | Management | For | Voted - For |
1.11 | Elect Director Michael F. Steib | Management | For | Voted - For |
1.12 | Elect Director Jeffrey J. Brown | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Voted - For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
7 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
ALPHABET INC. | ||||
Security ID: 02079K305 Ticker: GOOGL | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Director Larry Page | Management | For | Voted - For |
1.2 | Elect Director Sergey Brin | Management | For | Voted - For |
1.3 | Elect Director Sundar Pichai | Management | For | Voted - For |
1.4 | Elect Director John L. Hennessy | Management | For | Voted - For |
1.5 | Elect Director Frances H. Arnold | Management | For | Voted - For |
1.6 | Elect Director L. John Doerr | Management | For | Voted - Against |
1.7 | Elect Director Roger W. Ferguson, Jr. | Management | For | Voted - For |
1.8 | Elect Director Ann Mather | Management | For | Voted - Against |
1.9 | Elect Director Alan R. Mulally | Management | For | Voted - For |
1.10 | Elect Director K. Ram Shriram | Management | For | Voted - Against |
1.11 | Elect Director Robin L. Washington | Management | For | Voted - Against |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Approve Omnibus Stock Plan | Management | For | Voted - Against |
169
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Approve Recapitalization Plan for all Stock to Have | |||
One-vote per Share | Shareholder | Against | Voted - For | |
5 | Require Independent Director Nominee with Human | |||
and/or Civil Rights Experience | Shareholder | Against | Voted - For | |
6 | Assess Feasibility of Including Sustainability as a | |||
Performance Measure for Senior Executive | ||||
Compensation | Shareholder | Against | Voted - For | |
7 | Report on Takedown Requests | Shareholder | Against | Voted - For |
8 | Report on Whistleblower Policies and Practices | Shareholder | Against | Voted - For |
9 | Report on Charitable Contributions | Shareholder | Against | Voted - For |
10 | Report on Risks Related to Anticompetitive Practices | Shareholder | Against | Voted - For |
11 | Amend Certificate of Incorporation to Become a | |||
Public Benefit Corporation | Shareholder | Against | Voted - Against | |
AMAZON.COM, INC. | ||||
Security ID: 023135106 Ticker: AMZN | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Director Jeffrey P. Bezos | Management | For | Voted - For |
1.2 | Elect Director Keith B. Alexander | Management | For | Voted - For |
1.3 | Elect Director Jamie S. Gorelick | Management | For | Voted - For |
1.4 | Elect Director Daniel P. Huttenlocher | Management | For | Voted - For |
1.5 | Elect Director Judith A. McGrath | Management | For | Voted - For |
1.6 | Elect Director Indra K. Nooyi | Management | For | Voted - For |
1.7 | Elect Director Jonathan J. Rubinstein | Management | For | Voted - For |
1.8 | Elect Director Thomas O. Ryder | Management | For | Voted - For |
1.9 | Elect Director Patricia Q. Stonesifer | Management | For | Voted - For |
1.10 | Elect Director Wendell P. Weeks | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Report on Customers' Use of its Surveillance and | |||
Computer Vision Products Capabilities or Cloud | ||||
Products Contribute to Human Rights Violations | Shareholder | Against | Voted - For | |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
6 | Report on Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
7 | Report on Promotion Data | Shareholder | Against | Voted - For |
8 | Report on the Impacts of Plastic Packaging | Shareholder | Against | Voted - For |
9 | Oversee and Report on a Civil Rights, Equity, | |||
Diversity and Inclusion Audit | Shareholder | Against | Voted - For | |
10 | Adopt a Policy to Include Hourly Employees as | |||
Director Candidates | Shareholder | Against | Voted - For | |
11 | Report on Board Oversight of Risks Related to | |||
Anti-Competitive Practices | Shareholder | Against | Voted - For | |
12 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
13 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
14 | Report on Potential Human Rights Impacts of | |||
Customers' Use of Rekognition | Shareholder | Against | Voted - For |
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AMERICAN EXPRESS COMPANY | ||||
Security ID: 025816109 Ticker: AXP | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director Thomas J. Baltimore | Management | For | Voted - For |
1.2 | Elect Director Charlene Barshefsky | Management | For | Voted - For |
1.3 | Elect Director John J. Brennan | Management | For | Voted - For |
1.4 | Elect Director Peter Chernin | Management | For | Voted - For |
1.5 | Elect Director Ralph de la Vega | Management | For | Voted - For |
1.6 | Elect Director Michael O. Leavitt | Management | For | Voted - For |
1.7 | Elect Director Theodore J. Leonsis | Management | For | Voted - For |
1.8 | Elect Director Karen L. Parkhill | Management | For | Voted - For |
1.9 | Elect Director Charles E. Phillips | Management | For | Voted - For |
1.10 | Elect Director Lynn A. Pike | Management | For | Voted - For |
1.11 | Elect Director Stephen J. Squeri | Management | For | Voted - For |
1.12 | Elect Director Daniel L. Vasella | Management | For | Voted - For |
1.13 | Elect Director Lisa W. Wardell | Management | For | Voted - For |
1.14 | Elect Director Ronald A. Williams | Management | For | Voted - For |
1.15 | Elect Director Christopher D. Young | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Publish Annually a Report Assessing Diversity, | |||
Equity, and Inclusion Efforts | Shareholder | Against | Voted - For | |
AMERICAN INTERNATIONAL GROUP, INC. | ||||
Security ID: 026874784 Ticker: AIG | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director James Cole, Jr. | Management | For | Voted - For |
1.2 | Elect Director W. Don Cornwell | Management | For | Voted - For |
1.3 | Elect Director Brian Duperreault | Management | For | Voted - For |
1.4 | Elect Director John H. Fitzpatrick | Management | For | Voted - For |
1.5 | Elect Director William G. Jurgensen | Management | For | Voted - For |
1.6 | Elect Director Christopher S. Lynch | Management | For | Voted - For |
1.7 | Elect Director Linda A. Mills | Management | For | Voted - For |
1.8 | Elect Director Thomas F. Motamed | Management | For | Voted - For |
1.9 | Elect Director Peter R. Porrino | Management | For | Voted - For |
1.10 | Elect Director Amy L. Schioldager | Management | For | Voted - For |
1.11 | Elect Director Douglas M. Steenland | Management | For | Voted - For |
1.12 | Elect Director Therese M. Vaughan | Management | For | Voted - For |
1.13 | Elect Director Peter S. Zaffino | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
171
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
AMERICAN WATER WORKS COMPANY, INC. | ||||
Security ID: 030420103 Ticker: AWK | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director Jeffrey N. Edwards | Management | For | Voted - For |
1.2 | Elect Director Martha Clark Goss | Management | For | Voted - For |
1.3 | Elect Director Veronica M. Hagen | Management | For | Voted - For |
1.4 | Elect Director Kimberly J. Harris | Management | For | Voted - For |
1.5 | Elect Director Julia L. Johnson | Management | For | Voted - For |
1.6 | Elect Director Patricia L. Kampling | Management | For | Voted - For |
1.7 | Elect Director Karl F. Kurz | Management | For | Voted - For |
1.8 | Elect Director Walter J. Lynch | Management | For | Voted - For |
1.9 | Elect Director George MacKenzie | Management | For | Voted - For |
1.10 | Elect Director James G. Stavridis | Management | For | Voted - For |
1.11 | Elect Director Lloyd M. Yates | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
AMERIPRISE FINANCIAL, INC. | ||||
Security ID: 03076C106 Ticker: AMP | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Director James M. Cracchiolo | Management | For | Voted - For |
1.2 | Elect Director Dianne Neal Blixt | Management | For | Voted - For |
1.3 | Elect Director Amy DiGeso | Management | For | Voted - For |
1.4 | Elect Director Lon R. Greenberg | Management | For | Voted - For |
1.5 | Elect Director Jeffrey Noddle | Management | For | Voted - For |
1.6 | Elect Director Robert F. Sharpe, Jr. | Management | For | Voted - For |
1.7 | Elect Director Brian T. Shea | Management | For | Voted - For |
1.8 | Elect Director W. Edward Walter, III | Management | For | Voted - For |
1.9 | Elect Director Christopher J. Williams | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
AMGEN INC. | ||||
Security ID: 031162100 Ticker: AMGN | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Director Wanda M. Austin | Management | For | Voted - For |
1.2 | Elect Director Robert A. Bradway | Management | For | Voted - For |
1.3 | Elect Director Brian J. Druker | Management | For | Voted - For |
172
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Director Robert A. Eckert | Management | For | Voted - For |
1.5 | Elect Director Greg C. Garland | Management | For | Voted - For |
1.6 | Elect Director Charles M. Holley, Jr. | Management | For | Voted - For |
1.7 | Elect Director Tyler Jacks | Management | For | Voted - For |
1.8 | Elect Director Ellen J. Kullman | Management | For | Voted - For |
1.9 | Elect Director Amy E. Miles | Management | For | Voted - For |
1.10 | Elect Director Ronald D. Sugar | Management | For | Voted - For |
1.11 | Elect Director R. Sanders Williams | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
ANTHEM, INC. | ||||
Security ID: 036752103 Ticker: ANTM | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Director Lewis Hay, III | Management | For | Voted - For |
1.2 | Elect Director Antonio F. Neri | Management | For | Voted - For |
1.3 | Elect Director Ramiro G. Peru | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
APPLE INC. | ||||
Security ID: 037833100 Ticker: AAPL | ||||
Meeting Date: 23-Feb-21 | ||||
1.1 | Elect Director James Bell | Management | For | Voted - For |
1.2 | Elect Director Tim Cook | Management | For | Voted - For |
1.3 | Elect Director Al Gore | Management | For | Voted - For |
1.4 | Elect Director Andrea Jung | Management | For | Voted - For |
1.5 | Elect Director Art Levinson | Management | For | Voted - For |
1.6 | Elect Director Monica Lozano | Management | For | Voted - For |
1.7 | Elect Director Ron Sugar | Management | For | Voted - For |
1.8 | Elect Director Sue Wagner | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Proxy Access Amendments | Shareholder | Against | Voted - For |
5 | Improve Principles of Executive Compensation Program | Shareholder | Against | Voted - Against |
APTIV PLC | ||||
Security ID: G6095L109 Ticker: APTV | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Director Kevin P. Clark | Management | For | Voted - For |
173
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Director Richard L. Clemmer | Management | For | Voted - For |
1.3 | Elect Director Nancy E. Cooper | Management | For | Voted - For |
1.4 | Elect Director Nicholas M. Donofrio | Management | For | Voted - For |
1.5 | Elect Director Rajiv L. Gupta | Management | For | Voted - For |
1.6 | Elect Director Joseph L. Hooley | Management | For | Voted - For |
1.7 | Elect Director Merit E. Janow | Management | For | Voted - For |
1.8 | Elect Director Sean O. Mahoney | Management | For | Voted - For |
1.9 | Elect Director Paul M. Meister | Management | For | Voted - For |
1.10 | Elect Director Robert K. Ortberg | Management | For | Voted - For |
1.11 | Elect Director Colin J. Parris | Management | For | Voted - For |
1.12 | Elect Director Ana G. Pinczuk | Management | For | Voted - For |
2 | Approve Ernst & Young LLP as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
ARCHER-DANIELS-MIDLAND COMPANY | ||||
Security ID: 039483102 Ticker: ADM | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Director Michael S. Burke | Management | For | Voted - For |
1.2 | Elect Director Theodore Colbert | Management | For | Voted - For |
1.3 | Elect Director Terrell K. Crews | Management | For | Voted - For |
1.4 | Elect Director Pierre Dufour | Management | For | Voted - For |
1.5 | Elect Director Donald E. Felsinger | Management | For | Voted - For |
1.6 | Elect Director Suzan F. Harrison | Management | For | Voted - For |
1.7 | Elect Director Juan R. Luciano | Management | For | Voted - For |
1.8 | Elect Director Patrick J. Moore | Management | For | Voted - For |
1.9 | Elect Director Francisco J. Sanchez | Management | For | Voted - For |
1.10 | Elect Director Debra A. Sandler | Management | For | Voted - For |
1.11 | Elect Director Lei Z. Schlitz | Management | For | Voted - For |
1.12 | Elect Director Kelvin R. Westbrook | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
AT&T INC. | ||||
Security ID: 00206R102 Ticker: T | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Director William E. Kennard | Management | For | Voted - For |
1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | Voted - For |
1.3 | Elect Director Scott T. Ford | Management | For | Voted - For |
1.4 | Elect Director Glenn H. Hutchins | Management | For | Voted - For |
1.5 | Elect Director Debra L. Lee | Management | For | Voted - For |
1.6 | Elect Director Stephen J. Luczo | Management | For | Voted - For |
174
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Elect Director Michael B. McCallister | Management | For | Voted - For |
1.8 | Elect Director Beth E. Mooney | Management | For | Voted - For |
1.9 | Elect Director Matthew K. Rose | Management | For | Voted - For |
1.10 | Elect Director John T. Stankey | Management | For | Voted - For |
1.11 | Elect Director Cynthia B. Taylor | Management | For | Voted - For |
1.12 | Elect Director Geoffrey Y. Yang | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Lower Ownership Threshold for Action by Written | |||
Consent | Shareholder | Against | Voted - For | |
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | ||||
Security ID: G0751N103 Ticker: AY | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director Michael Woollcombe | Management | For | Voted - For |
1.2 | Elect Director Michael Forsayeth | Management | For | Voted - For |
1.3 | Elect Director William Aziz | Management | For | Voted - For |
1.4 | Elect Director Brenda Eprile | Management | For | Voted - For |
1.5 | Elect Director Debora Del Favero | Management | For | Voted - For |
1.6 | Elect Director Arun Banskota | Management | For | Voted - For |
1.7 | Elect Director George Trisic | Management | For | Voted - For |
1.8 | Elect Director Santiago Seage | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Approve Remuneration Policy | Management | For | Voted - For |
5 | Reappoint Ernst & Young LLP and Ernst & Young S.L. | |||
as Auditors | Management | For | Voted - For | |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For |
7 | Authorise Issue of Equity | Management | For | Voted - For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
9 | Authorise Issue of Equity without Pre-emptive | |||
Rights (Additional Authority) | Management | For | Voted - Against | |
10 | Approve Reduction of the Share Premium Account | Management | For | Voted - For |
AUTODESK, INC. | ||||
Security ID: 052769106 Ticker: ADSK | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Elect Director Andrew Anagnost | Management | For | Voted - For |
1.2 | Elect Director Karen Blasing | Management | For | Voted - For |
1.3 | Elect Director Reid French | Management | For | Voted - For |
1.4 | Elect Director Ayanna Howard | Management | For | Voted - For |
1.5 | Elect Director Blake Irving | Management | For | Voted - For |
1.6 | Elect Director Mary T. McDowell | Management | For | Voted - For |
1.7 | Elect Director Stephen Milligan | Management | For | Voted - For |
1.8 | Elect Director Lorrie M. Norrington | Management | For | Voted - For |
175
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Elect Director Elizabeth (Betsy) Rafael | Management | For | Voted - For |
1.10 | Elect Director Stacy J. Smith | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
AUTOLIV, INC. | ||||
Security ID: 052800109 Ticker: ALV | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director Mikael Bratt | Management | For | Voted - For |
1.2 | Elect Director Laurie Brlas | Management | For | Voted - For |
1.3 | Elect Director Jan Carlson | Management | For | Voted - For |
1.4 | Elect Director Hasse Johansson | Management | For | Voted - For |
1.5 | Elect Director Leif Johansson | Management | For | Voted - For |
1.6 | Elect Director Franz-Josef Kortum | Management | For | Voted - For |
1.7 | Elect Director Frederic Lissalde | Management | For | Voted - For |
1.8 | Elect Director Min Liu | Management | For | Voted - For |
1.9 | Elect Director Xiaozhi Liu | Management | For | Voted - For |
1.10 | Elect Director Martin Lundstedt | Management | For | Voted - For |
1.11 | Elect Director Thaddeus J. "Ted" Senko | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young AB as Auditor | Management | For | Voted - For |
AVALONBAY COMMUNITIES, INC. | ||||
Security ID: 053484101 Ticker: AVB | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Glyn F. Aeppel | Management | For | Voted - For |
1.2 | Elect Director Terry S. Brown | Management | For | Voted - For |
1.3 | Elect Director Alan B. Buckelew | Management | For | Voted - For |
1.4 | Elect Director Ronald L. Havner, Jr. | Management | For | Voted - For |
1.5 | Elect Director Stephen P. Hills | Management | For | Voted - For |
1.6 | Elect Director Christopher B. Howard | Management | For | Voted - For |
1.7 | Elect Director Richard J. Lieb | Management | For | Voted - For |
1.8 | Elect Director Nnenna Lynch | Management | For | Voted - For |
1.9 | Elect Director Timothy J. Naughton | Management | For | Voted - For |
1.10 | Elect Director Benjamin W. Schall | Management | For | Voted - For |
1.11 | Elect Director Susan Swanezy | Management | For | Voted - For |
1.12 | Elect Director W. Edward Walter | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
176
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AVERY DENNISON CORPORATION | ||||
Security ID: 053611109 Ticker: AVY | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Director Bradley A. Alford | Management | For | Voted - For |
1.2 | Elect Director Anthony K. Anderson | Management | For | Voted - For |
1.3 | Elect Director Mark J. Barrenechea | Management | For | Voted - For |
1.4 | Elect Director Mitchell R. Butier | Management | For | Voted - For |
1.5 | Elect Director Ken C. Hicks | Management | For | Voted - For |
1.6 | Elect Director Andres A. Lopez | Management | For | Voted - For |
1.7 | Elect Director Patrick T. Siewert | Management | For | Voted - For |
1.8 | Elect Director Julia A. Stewart | Management | For | Voted - For |
1.9 | Elect Director Martha N. Sullivan | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
BANK OF AMERICA CORPORATION | ||||
Security ID: 060505104 Ticker: BAC | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Director Sharon L. Allen | Management | For | Voted - For |
1.2 | Elect Director Susan S. Bies | Management | For | Voted - For |
1.3 | Elect Director Frank P. Bramble, Sr. | Management | For | Voted - For |
1.4 | Elect Director Pierre J.P. de Weck | Management | For | Voted - For |
1.5 | Elect Director Arnold W. Donald | Management | For | Voted - For |
1.6 | Elect Director Linda P. Hudson | Management | For | Voted - For |
1.7 | Elect Director Monica C. Lozano | Management | For | Voted - For |
1.8 | Elect Director Thomas J. May | Management | For | Voted - For |
1.9 | Elect Director Brian T. Moynihan | Management | For | Voted - For |
1.10 | Elect Director Lionel L. Nowell, III | Management | For | Voted - For |
1.11 | Elect Director Denise L. Ramos | Management | For | Voted - For |
1.12 | Elect Director Clayton S. Rose | Management | For | Voted - For |
1.13 | Elect Director Michael D. White | Management | For | Voted - For |
1.14 | Elect Director Thomas D. Woods | Management | For | Voted - For |
1.15 | Elect Director R. David Yost | Management | For | Voted - For |
1.16 | Elect Director Maria T. Zuber | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
7 | Approve Change in Organizational Form | Shareholder | Against | Voted - Against |
8 | Request on Racial Equity Audit | Shareholder | Against | Voted - For |
177
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BAXTER INTERNATIONAL INC. | ||||
Security ID: 071813109 Ticker: BAX | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director Jose (Joe) E. Almeida | Management | For | Voted - For |
1.2 | Elect Director Thomas F. Chen | Management | For | Voted - For |
1.3 | Elect Director John D. Forsyth | Management | For | Voted - For |
1.4 | Elect Director Peter S. Hellman | Management | For | Voted - For |
1.5 | Elect Director Michael F. Mahoney | Management | For | Voted - For |
1.6 | Elect Director Patricia B. Morrison | Management | For | Voted - For |
1.7 | Elect Director Stephen N. Oesterle | Management | For | Voted - For |
1.8 | Elect Director Cathy R. Smith | Management | For | Voted - For |
1.9 | Elect Director Thomas T. Stallkamp | Management | For | Voted - For |
1.10 | Elect Director Albert P.L. Stroucken | Management | For | Voted - For |
1.11 | Elect Director Amy A. Wendell | Management | For | Voted - For |
1.12 | Elect Director David S. Wilkes | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
7 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
BECTON, DICKINSON AND COMPANY | ||||
Security ID: 075887109 Ticker: BDX | ||||
Meeting Date: 26-Jan-21 | ||||
1.1 | Elect Director Catherine M. Burzik | Management | For | Voted - For |
1.2 | Elect Director R. Andrew Eckert | Management | For | Voted - For |
1.3 | Elect Director Vincent A. Forlenza | Management | For | Voted - For |
1.4 | Elect Director Claire M. Fraser | Management | For | Voted - For |
1.5 | Elect Director Jeffrey W. Henderson | Management | For | Voted - For |
1.6 | Elect Director Christopher Jones | Management | For | Voted - For |
1.7 | Elect Director Marshall O. Larsen | Management | For | Voted - For |
1.8 | Elect Director David F. Melcher | Management | For | Voted - For |
1.9 | Elect Director Thomas E. Polen | Management | For | Voted - For |
1.10 | Elect Director Claire Pomeroy | Management | For | Voted - For |
1.11 | Elect Director Rebecca W. Rimel | Management | For | Voted - For |
1.12 | Elect Director Timothy M. Ring | Management | For | Voted - For |
1.13 | Elect Director Bertram L. Scott | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For |
178
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BEST BUY CO., INC. | ||||
Security ID: 086516101 Ticker: BBY | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Elect Director Corie S. Barry | Management | For | Voted - For |
1.2 | Elect Director Lisa M. Caputo | Management | For | Voted - For |
1.3 | Elect Director J. Patrick Doyle | Management | For | Voted - For |
1.4 | Elect Director David W. Kenny | Management | For | Voted - For |
1.5 | Elect Director Mario J. Marte | Management | For | Voted - For |
1.6 | Elect Director Karen A. McLoughlin | Management | For | Voted - For |
1.7 | Elect Director Thomas L. "Tommy" Millner | Management | For | Voted - For |
1.8 | Elect Director Claudia F. Munce | Management | For | Voted - For |
1.9 | Elect Director Richelle P. Parham | Management | For | Voted - For |
1.10 | Elect Director Steven E. Rendle | Management | For | Voted - For |
1.11 | Elect Director Eugene A. Woods | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
BIOGEN INC. | ||||
Security ID: 09062X103 Ticker: BIIB | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Director Alexander J. Denner | Management | For | Voted - For |
1.2 | Elect Director Caroline D. Dorsa | Management | For | Voted - For |
1.3 | Elect Director Maria C. Freire | Management | For | Voted - For |
1.4 | Elect Director William A. Hawkins | Management | For | Voted - For |
1.5 | Elect Director William D. Jones | Management | For | Voted - For |
1.6 | Elect Director Nancy L. Leaming | Management | For | Voted - For |
1.7 | Elect Director Jesus B. Mantas | Management | For | Voted - For |
1.8 | Elect Director Richard C. Mulligan | Management | For | Voted - For |
1.9 | Elect Director Stelios Papadopoulos | Management | For | Voted - For |
1.10 | Elect Director Brian S. Posner | Management | For | Voted - For |
1.11 | Elect Director Eric K. Rowinsky | Management | For | Voted - For |
1.12 | Elect Director Stephen A. Sherwin | Management | For | Voted - For |
1.13 | Elect Director Michel Vounatsos | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Amend Certificate of Incorporation to Add Federal | |||
Forum Selection Provision | Management | For | Voted - For | |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
6 | Report on Gender Pay Gap | Shareholder | Against | Voted - For |
179
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BIOMARIN PHARMACEUTICAL INC. | ||||
Security ID: 09061G101 Ticker: BMRN | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | Voted - For |
1.2 | Elect Director Elizabeth McKee Anderson | Management | For | Voted - For |
1.3 | Elect Director Willard Dere | Management | For | Voted - For |
1.4 | Elect Director Michael Grey | Management | For | Voted - Withheld |
1.5 | Elect Director Elaine J. Heron | Management | For | Voted - For |
1.6 | Elect Director Maykin Ho | Management | For | Voted - For |
1.7 | Elect Director Robert J. Hombach | Management | For | Voted - For |
1.8 | Elect Director V. Bryan Lawlis | Management | For | Voted - For |
1.9 | Elect Director Richard A. Meier | Management | For | Voted - For |
1.10 | Elect Director David E.I. Pyott | Management | For | Voted - For |
1.11 | Elect Director Dennis J. Slamon | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
BLACKROCK, INC. | ||||
Security ID: 09247X101 Ticker: BLK | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Director Bader M. Alsaad | Management | For | Voted - For |
1.2 | Elect Director Pamela Daley | Management | For | Voted - For |
1.3 | Elect Director Jessica P. Einhorn | Management | For | Voted - For |
1.4 | Elect Director Laurence D. Fink | Management | For | Voted - For |
1.5 | Elect Director William E. Ford | Management | For | Voted - For |
1.6 | Elect Director Fabrizio Freda | Management | For | Voted - For |
1.7 | Elect Director Murry S. Gerber | Management | For | Voted - For |
1.8 | Elect Director Margaret 'Peggy' L. Johnson | Management | For | Voted - For |
1.9 | Elect Director Robert S. Kapito | Management | For | Voted - For |
1.10 | Elect Director Cheryl D. Mills | Management | For | Voted - For |
1.11 | Elect Director Gordon M. Nixon | Management | For | Voted - For |
1.12 | Elect Director Charles H. Robbins | Management | For | Voted - For |
1.13 | Elect Director Marco Antonio Slim Domit | Management | For | Voted - For |
1.14 | Elect Director Hans E. Vestberg | Management | For | Voted - For |
1.15 | Elect Director Susan L. Wagner | Management | For | Voted - For |
1.16 | Elect Director Mark Wilson | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Call Special Meeting | Management | For | Voted - For |
5 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For |
6 | Amend Charter to Eliminate Provisions that are No | |||
Longer Applicable and Make Other Technical Revisions | Management | For | Voted - For |
180
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Amend Certificate of Incorporation to Become a | |||
Public Benefit Corporation | Shareholder | Against | Voted - Against | |
BRISTOL-MYERS SQUIBB COMPANY | ||||
Security ID: 110122108 Ticker: BMY | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director Peter J. Arduini | Management | For | Voted - For |
1.2 | Elect Director Michael W. Bonney | Management | For | Voted - For |
1.3 | Elect Director Giovanni Caforio | Management | For | Voted - For |
1.4 | Elect Director Julia A. Haller | Management | For | Voted - For |
1.5 | Elect Director Paula A. Price | Management | For | Voted - For |
1.6 | Elect Director Derica W. Rice | Management | For | Voted - For |
1.7 | Elect Director Theodore R. Samuels | Management | For | Voted - For |
1.8 | Elect Director Gerald L. Storch | Management | For | Voted - For |
1.9 | Elect Director Karen H. Vousden | Management | For | Voted - For |
1.10 | Elect Director Phyllis R. Yale | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
5 | Reduce Ownership Threshold for Special Shareholder | |||
Meetings to 15% | Management | For | Voted - For | |
6 | Require Independent Board Chair | Shareholder | Against | Voted - For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
8 | Reduce Ownership Threshold for Special Shareholder | |||
Meetings to 10% | Shareholder | Against | Voted - For | |
BROOKFIELD RENEWABLE CORPORATION | ||||
Security ID: 11284V105 Ticker: BEPC | ||||
Meeting Date: 22-Jun-21 | ||||
1.1 | Elect Director Jeffrey Blidner | Management | For | Voted - Withheld |
1.2 | Elect Director Scott Cutler | Management | For | Voted - For |
1.3 | Elect Director Eleazar de Carvalho Filho | Management | For | Voted - For |
1.4 | Elect Director Nancy Dorn | Management | For | Voted - For |
1.5 | Elect Director David Mann | Management | For | Voted - For |
1.6 | Elect Director Lou Maroun | Management | For | Voted - For |
1.7 | Elect Director Sachin Shah | Management | For | Voted - For |
1.8 | Elect Director Stephen Westwell | Management | For | Voted - For |
1.9 | Elect Director Patricia Zuccotti | Management | For | Voted - For |
2 | Approve Ernst & Young LLP as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For |
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CAMPBELL SOUP COMPANY | ||||
Security ID: 134429109 Ticker: CPB | ||||
Meeting Date: 18-Nov-20 | ||||
1.1 | Elect Director Fabiola R. Arredondo | Management | For | Voted - For |
1.2 | Elect Director Howard M. Averill | Management | For | Voted - For |
1.3 | Elect Director John P. (JP) Bilbrey | Management | For | Voted - For |
1.4 | Elect Director Mark A. Clouse | Management | For | Voted - For |
1.5 | Elect Director Bennett Dorrance | Management | For | Voted - For |
1.6 | Elect Director Maria Teresa (Tessa) Hilado | Management | For | Voted - For |
1.7 | Elect Director Sarah Hofstetter | Management | For | Voted - For |
1.8 | Elect Director Marc B. Lautenbach | Management | For | Voted - For |
1.9 | Elect Director Mary Alice Dorrance Malone | Management | For | Voted - For |
1.10 | Elect Director Keith R. McLoughlin | Management | For | Voted - For |
1.11 | Elect Director Kurt T. Schmidt | Management | For | Voted - For |
1.12 | Elect Director Archbold D. van Beuren | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
CAPITAL ONE FINANCIAL CORPORATION | ||||
Security ID: 14040H105 Ticker: COF | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Director Richard D. Fairbank | Management | For | Voted - For |
1.2 | Elect Director Ime Archibong | Management | For | Voted - For |
1.3 | Elect Director Ann Fritz Hackett | Management | For | Voted - For |
1.4 | Elect Director Peter Thomas Killalea | Management | For | Voted - For |
1.5 | Elect Director Cornelis "Eli" Leenaars | Management | For | Voted - For |
1.6 | Elect Director Francois Locoh-Donou | Management | For | Voted - For |
1.7 | Elect Director Peter E. Raskind | Management | For | Voted - For |
1.8 | Elect Director Eileen Serra | Management | For | Voted - For |
1.9 | Elect Director Mayo A. Shattuck, III | Management | For | Voted - For |
1.10 | Elect Director Bradford H. Warner | Management | For | Voted - For |
1.11 | Elect Director Catherine G. West | Management | For | Voted - For |
1.12 | Elect Director Craig Anthony Williams | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
CARDINAL HEALTH, INC. | ||||
Security ID: 14149Y108 Ticker: CAH | ||||
Meeting Date: 04-Nov-20 | ||||
1.1 | Elect Director Carrie S. Cox | Management | For | Voted - For |
182
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Director Calvin Darden | Management | For | Voted - For |
1.3 | Elect Director Bruce L. Downey | Management | For | Voted - For |
1.4 | Elect Director Sheri H. Edison | Management | For | Voted - For |
1.5 | Elect Director David C. Evans | Management | For | Voted - For |
1.6 | Elect Director Patricia A. Hemingway Hall | Management | For | Voted - For |
1.7 | Elect Director Akhil Johri | Management | For | Voted - For |
1.8 | Elect Director Michael C. Kaufmann | Management | For | Voted - For |
1.9 | Elect Director Gregory B. Kenny | Management | For | Voted - For |
1.10 | Elect Director Nancy Killefer | Management | For | Voted - For |
1.11 | Elect Director J. Michael Losh | Management | For | Voted - For |
1.12 | Elect Director Dean A. Scarborough | Management | For | Voted - For |
1.13 | Elect Director John H. Weiland | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Management | For | Voted - For | |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
6 | Require Independent Board Chair | Shareholder | Against | Voted - For |
CARNIVAL CORPORATION | ||||
Security ID: 143658300 Ticker: CCL | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Re-elect Micky Arison as a Director of Carnival | |||
Corporation and as a Director of Carnival plc. | Management | For | Voted - For | |
1.2 | Re-elect Jonathon Band as a Director of Carnival | |||
Corporation and as a Director of Carnival plc. | Management | For | Voted - For | |
1.3 | Re-elect Jason Glen Cahilly as a Director of | |||
Carnival Corporation and as a Director of Carnival | ||||
plc. | Management | For | Voted - For | |
1.4 | Re-elect Helen Deeble as a Director of Carnival | |||
Corporation and as a Director of Carnival plc. | Management | For | Voted - For | |
1.5 | Re-elect Arnold W. Donald as a Director of Carnival | |||
Corporation and as a Director of Carnival plc. | Management | For | Voted - For | |
1.6 | Re-elect Jeffrey J. Gearhart as a Director of | |||
Carnival Corporation and as a Director of Carnival | ||||
plc. | Management | For | Voted - For | |
1.7 | Re-elect Richard J. Glasier as a Director of | |||
Carnival Corporation and as a Director of Carnival | ||||
plc. | Management | For | Voted - For | |
1.8 | Re-elect Katie Lahey as a Director of Carnival | |||
Corporation and as a Director of Carnival plc. | Management | For | Voted - For | |
1.9 | Re-elect John Parker as a Director of Carnival | |||
Corporation and as a Director of Carnival plc. | Management | For | Voted - For | |
1.10 | Re-elect Stuart Subotnick as a Director of Carnival | |||
Corporation and as a Director of Carnival plc. | Management | For | Voted - For | |
1.11 | Re-elect Laura Weil as a Director of Carnival | |||
Corporation and as a Director of Carnival plc. | Management | For | Voted - For |
183
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.12 | Re-elect Randall J. Weisenburger as a Director of | |||
Carnival Corporation and as a Director of Carnival | ||||
plc. | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Directors' Remuneration Report (in | |||
accordance with legal requirements applicable to UK | ||||
companies) | Management | For | Voted - For | |
4 | Reappoint PricewaterhouseCoopers LLP as Independent | |||
Auditors of Carnival plc; Ratify the Selection of | ||||
the U.S. Firm of PricewaterhouseCoopers LLP as the | ||||
Independent Registered Certified Public Accounting | ||||
Firm of Carnival Corporation | Management | For | Voted - For | |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | Voted - For |
6 | Receive the UK Accounts and Reports of the | |||
Directors and Auditors of Carnival plc for the year | ||||
ended November 30, 2020 (in accordance with legal | ||||
requirements applicable to UK companies). | Management | For | Voted - For | |
7 | Approve Issuance of Equity | Management | For | Voted - For |
8 | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights | Management | For | Voted - For | |
9 | Authorize Share Repurchase Program | Management | For | Voted - For |
10 | Amend Omnibus Stock Plan | Management | For | Voted - For |
CATERPILLAR INC. | ||||
Security ID: 149123101 Ticker: CAT | ||||
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect Director Kelly A. Ayotte | Management | For | Voted - For |
1.2 | Elect Director David L. Calhoun | Management | For | Voted - For |
1.3 | Elect Director Daniel M. Dickinson | Management | For | Voted - For |
1.4 | Elect Director Gerald Johnson | Management | For | Voted - For |
1.5 | Elect Director David W. MacLennan | Management | For | Voted - For |
1.6 | Elect Director Debra L. Reed-Klages | Management | For | Voted - For |
1.7 | Elect Director Edward B. Rust, Jr. | Management | For | Voted - For |
1.8 | Elect Director Susan C. Schwab | Management | For | Voted - For |
1.9 | Elect Director D. James Umpleby, III | Management | For | Voted - For |
1.10 | Elect Director Miles D. White | Management | For | Voted - For |
1.11 | Elect Director Rayford Wilkins, Jr. | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Report on Climate Policy | Shareholder | Against | Voted - For |
5 | Report on Diversity and Inclusion Efforts | Shareholder | Against | Voted - For |
6 | Amend Certificate of Incorporate to become Public | |||
Benefit Corporation | Shareholder | Against | Voted - Against | |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
184
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CBRE GROUP, INC. | ||||
Security ID: 12504L109 Ticker: CBRE | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Director Brandon B. Boze | Management | For | Voted - For |
1.2 | Elect Director Beth F. Cobert | Management | For | Voted - For |
1.3 | Elect Director Reginald H. Gilyard | Management | For | Voted - For |
1.4 | Elect Director Shira D. Goodman | Management | For | Voted - For |
1.5 | Elect Director Christopher T. Jenny | Management | For | Voted - For |
1.6 | Elect Director Gerardo I. Lopez | Management | For | Voted - For |
1.7 | Elect Director Oscar Munoz | Management | For | Voted - For |
1.8 | Elect Director Robert E. Sulentic | Management | For | Voted - For |
1.9 | Elect Director Laura D. Tyson | Management | For | Voted - For |
1.10 | Elect Director Sanjiv Yajnik | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
CELANESE CORPORATION | ||||
Security ID: 150870103 Ticker: CE | ||||
Meeting Date: 15-Apr-21 | ||||
1.1 | Elect Director Jean S. Blackwell | Management | For | Voted - For |
1.2 | Elect Director William M. Brown | Management | For | Voted - For |
1.3 | Elect Director Edward G. Galante | Management | For | Voted - For |
1.4 | Elect Director Kathryn M. Hill | Management | For | Voted - For |
1.5 | Elect Director David F. Hoffmeister | Management | For | Voted - For |
1.6 | Elect Director Jay V. Ihlenfeld | Management | For | Voted - For |
1.7 | Elect Director Deborah J. Kissire | Management | For | Voted - For |
1.8 | Elect Director Kim K. W. Rucker | Management | For | Voted - For |
1.9 | Elect Director Lori J. Ryerkerk | Management | For | Voted - For |
1.10 | Elect Director John K. Wulff | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
CENTERPOINT ENERGY, INC. | ||||
Security ID: 15189T107 Ticker: CNP | ||||
Meeting Date: 23-Apr-21 | ||||
1.1 | Elect Director Leslie D. Biddle | Management | For | Voted - For |
1.2 | Elect Director Milton Carroll | Management | For | Voted - For |
1.3 | Elect Director Wendy Montoya Cloonan | Management | For | Voted - For |
1.4 | Elect Director Earl M. Cummings | Management | For | Voted - For |
185
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Director David J. Lesar | Management | For | Voted - For |
1.6 | Elect Director Martin H. Nesbitt | Management | For | Voted - For |
1.7 | Elect Director Theodore F. Pound | Management | For | Voted - For |
1.8 | Elect Director Phillip R. Smith | Management | For | Voted - For |
1.9 | Elect Director Barry T. Smitherman | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
CHURCH & DWIGHT CO., INC. | ||||
Security ID: 171340102 Ticker: CHD | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Director James R. Craigie | Management | For | Voted - For |
1.2 | Elect Director Matthew T. Farrell | Management | For | Voted - For |
1.3 | Elect Director Bradley C. Irwin | Management | For | Voted - For |
1.4 | Elect Director Penry W. Price | Management | For | Voted - For |
1.5 | Elect Director Susan G. Saideman | Management | For | Voted - For |
1.6 | Elect Director Ravichandra K. Saligram | Management | For | Voted - For |
1.7 | Elect Director Robert K. Shearer | Management | For | Voted - For |
1.8 | Elect Director Janet S. Vergis | Management | For | Voted - For |
1.9 | Elect Director Arthur B. Winkleblack | Management | For | Voted - For |
1.10 | Elect Director Laurie J. Yoler | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Eliminate Supermajority Vote Requirement to Fill | |||
Board Vacancies | Management | For | Voted - For | |
4 | Eliminate Supermajority Vote Requirement to Approve | |||
Certain Mergers, Consolidations or Dispositions of | ||||
Substantial Assets | Management | For | Voted - For | |
5 | Amend Articles of Incorporation to Remove | |||
Provisions Relating to Classified Board | Management | For | Voted - For | |
6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
CIGNA CORPORATION | ||||
Security ID: 125523100 Ticker: CI | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Director David M. Cordani | Management | For | Voted - For |
1.2 | Elect Director William J. DeLaney | Management | For | Voted - For |
1.3 | Elect Director Eric J. Foss | Management | For | Voted - For |
1.4 | Elect Director Elder Granger | Management | For | Voted - For |
1.5 | Elect Director Isaiah Harris, Jr. | Management | For | Voted - For |
1.6 | Elect Director George Kurian | Management | For | Voted - For |
1.7 | Elect Director Kathleen M. Mazzarella | Management | For | Voted - For |
1.8 | Elect Director Mark B. McClellan | Management | For | Voted - For |
1.9 | Elect Director John M. Partridge | Management | For | Voted - For |
1.10 | Elect Director Kimberly A. Ross | Management | For | Voted - For |
186
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Elect Director Eric C. Wiseman | Management | For | Voted - For |
1.12 | Elect Director Donna F. Zarcone | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
6 | Report on Gender Pay Gap | Shareholder | Against | Voted - For |
7 | Disclose Board Matrix Including Ideological | |||
Perspectives | Shareholder | Against | Voted - For | |
CITIGROUP INC. | ||||
Security ID: 172967424 Ticker: C | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Director Ellen M. Costello | Management | For | Voted - For |
1.2 | Elect Director Grace E. Dailey | Management | For | Voted - For |
1.3 | Elect Director Barbara J. Desoer | Management | For | Voted - For |
1.4 | Elect Director John C. Dugan | Management | For | Voted - For |
1.5 | Elect Director Jane N. Fraser | Management | For | Voted - For |
1.6 | Elect Director Duncan P. Hennes | Management | For | Voted - For |
1.7 | Elect Director Peter B. Henry | Management | For | Voted - For |
1.8 | Elect Director S. Leslie Ireland | Management | For | Voted - For |
1.9 | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | Voted - For |
1.10 | Elect Director Renee J. James | Management | For | Voted - For |
1.11 | Elect Director Gary M. Reiner | Management | For | Voted - For |
1.12 | Elect Director Diana L. Taylor | Management | For | Voted - For |
1.13 | Elect Director James S. Turley | Management | For | Voted - For |
1.14 | Elect Director Deborah C. Wright | Management | For | Voted - For |
1.15 | Elect Director Alexander R. Wynaendts | Management | For | Voted - For |
1.16 | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
6 | Require Independent Board Chair | Shareholder | Against | Voted - For |
7 | Adopt a Policy to Include Non-Management Employees | |||
as Prospective Director Candidates | Shareholder | Against | Voted - Against | |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
9 | Report on Racial Equity Audit | Shareholder | Against | Voted - For |
10 | Amend Certificate of Incorporation to Become a | |||
Public Benefit Corporation | Shareholder | Against | Voted - Against |
187
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CMS ENERGY CORPORATION | ||||
Security ID: 125896100 Ticker: CMS | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Director Jon E. Barfield | Management | For | Voted - For |
1.2 | Elect Director Deborah H. Butler | Management | For | Voted - For |
1.3 | Elect Director Kurt L. Darrow | Management | For | Voted - For |
1.4 | Elect Director William D. Harvey | Management | For | Voted - For |
1.5 | Elect Director Garrick J. Rochow | Management | For | Voted - For |
1.6 | Elect Director John G. Russell | Management | For | Voted - For |
1.7 | Elect Director Suzanne F. Shank | Management | For | Voted - For |
1.8 | Elect Director Myrna M. Soto | Management | For | Voted - For |
1.9 | Elect Director John G. Sznewajs | Management | For | Voted - For |
1.10 | Elect Director Ronald J. Tanski | Management | For | Voted - For |
1.11 | Elect Director Laura H. Wright | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Report on Costs and Benefits of Environmental | |||
Related Expenditures | Shareholder | Against | Voted - For | |
COLGATE-PALMOLIVE COMPANY | ||||
Security ID: 194162103 Ticker: CL | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Director John P. Bilbrey | Management | For | Voted - For |
1.2 | Elect Director John T. Cahill | Management | For | Voted - For |
1.3 | Elect Director Lisa M. Edwards | Management | For | Voted - For |
1.4 | Elect Director C. Martin Harris | Management | For | Voted - For |
1.5 | Elect Director Martina Hund-Mejean | Management | For | Voted - For |
1.6 | Elect Director Kimberly A. Nelson | Management | For | Voted - For |
1.7 | Elect Director Lorrie M. Norrington | Management | For | Voted - For |
1.8 | Elect Director Michael B. Polk | Management | For | Voted - For |
1.9 | Elect Director Stephen I. Sadove | Management | For | Voted - For |
1.10 | Elect Director Noel R. Wallace | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chair | Shareholder | Against | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For |
188
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
COMCAST CORPORATION | ||||
Security ID: 20030N101 Ticker: CMCSA | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Director Kenneth J. Bacon | Management | For | Voted - For |
1.2 | Elect Director Madeline S. Bell | Management | For | Voted - For |
1.3 | Elect Director Naomi M. Bergman | Management | For | Voted - For |
1.4 | Elect Director Edward D. Breen | Management | For | Voted - For |
1.5 | Elect Director Gerald L. Hassell | Management | For | Voted - For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | Voted - For |
1.7 | Elect Director Maritza G. Montiel | Management | For | Voted - For |
1.8 | Elect Director Asuka Nakahara | Management | For | Voted - For |
1.9 | Elect Director David C. Novak | Management | For | Voted - For |
1.10 | Elect Director Brian L. Roberts | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Report on Risks Posed by the Failing to Prevent | |||
Workplace Sexual Harassment | Shareholder | Against | Voted - Against | |
COMERICA INCORPORATED | ||||
Security ID: 200340107 Ticker: CMA | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Director Michael E. Collins | Management | For | Voted - For |
1.2 | Elect Director Roger A. Cregg | Management | For | Voted - For |
1.3 | Elect Director T. Kevin DeNicola | Management | For | Voted - For |
1.4 | Elect Director Curtis C. Farmer | Management | For | Voted - For |
1.5 | Elect Director Jacqueline P. Kane | Management | For | Voted - For |
1.6 | Elect Director Richard G. Lindner | Management | For | Voted - For |
1.7 | Elect Director Barbara R. Smith | Management | For | Voted - For |
1.8 | Elect Director Robert S. Taubman | Management | For | Voted - For |
1.9 | Elect Director Reginald M. Turner, Jr. | Management | For | Voted - For |
1.10 | Elect Director Nina G. Vaca | Management | For | Voted - For |
1.11 | Elect Director Michael G. Van de Ven | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Voted - For |
CONAGRA BRANDS, INC. | ||||
Security ID: 205887102 Ticker: CAG | ||||
Meeting Date: 23-Sep-20 | ||||
1.1 | Elect Director Anil Arora | Management | For | Voted - For |
189
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Director Thomas "Tony" K. Brown | Management | For | Voted - For |
1.3 | Elect Director Sean M. Connolly | Management | For | Voted - For |
1.4 | Elect Director Joie A. Gregor | Management | For | Voted - For |
1.5 | Elect Director Rajive Johri | Management | For | Voted - For |
1.6 | Elect Director Richard H. Lenny | Management | For | Voted - For |
1.7 | Elect Director Melissa Lora | Management | For | Voted - For |
1.8 | Elect Director Ruth Ann Marshall | Management | For | Voted - For |
1.9 | Elect Director Craig P. Omtvedt | Management | For | Voted - For |
1.10 | Elect Director Scott Ostfeld | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
CONSOLIDATED EDISON, INC. | ||||
Security ID: 209115104 Ticker: ED | ||||
Meeting Date: 17-May-21 | ||||
1.1 | Elect Director Timothy P. Cawley | Management | For | Voted - For |
1.2 | Elect Director Ellen V. Futter | Management | For | Voted - For |
1.3 | Elect Director John F. Killian | Management | For | Voted - For |
1.4 | Elect Director Karol V. Mason | Management | For | Voted - For |
1.5 | Elect Director John McAvoy | Management | For | Voted - For |
1.6 | Elect Director Dwight A. McBride | Management | For | Voted - For |
1.7 | Elect Director William J. Mulrow | Management | For | Voted - For |
1.8 | Elect Director Armando J. Olivera | Management | For | Voted - For |
1.9 | Elect Director Michael W. Ranger | Management | For | Voted - For |
1.10 | Elect Director Linda S. Sanford | Management | For | Voted - For |
1.11 | Elect Director Deirdre Stanley | Management | For | Voted - For |
1.12 | Elect Director L. Frederick Sutherland | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
CSX CORPORATION | ||||
Security ID: 126408103 Ticker: CSX | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Director Donna M. Alvarado | Management | For | Voted - For |
1.2 | Elect Director Thomas P. Bostick | Management | For | Voted - For |
1.3 | Elect Director James M. Foote | Management | For | Voted - For |
1.4 | Elect Director Steven T. Halverson | Management | For | Voted - For |
1.5 | Elect Director Paul C. Hilal | Management | For | Voted - For |
1.6 | Elect Director David M. Moffett | Management | For | Voted - For |
1.7 | Elect Director Linda H. Riefler | Management | For | Voted - For |
1.8 | Elect Director Suzanne M. Vautrinot | Management | For | Voted - For |
1.9 | Elect Director James L. Wainscott | Management | For | Voted - For |
1.10 | Elect Director J. Steven Whisler | Management | For | Voted - For |
190
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Elect Director John J. Zillmer | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
CUMMINS INC. | ||||
Security ID: 231021106 Ticker: CMI | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Director N. Thomas Linebarger | Management | For | Voted - For |
1.2 | Elect Director Robert J. Bernhard | Management | For | Voted - For |
1.3 | Elect Director Franklin R. Chang Diaz | Management | For | Voted - For |
1.4 | Elect Director Bruno V. Di Leo Allen | Management | For | Voted - For |
1.5 | Elect Director Stephen B. Dobbs | Management | For | Voted - For |
1.6 | Elect Director Carla A. Harris | Management | For | Voted - For |
1.7 | Elect Director Robert K. Herdman | Management | For | Voted - For |
1.8 | Elect Director Alexis M. Herman | Management | For | Voted - For |
1.9 | Elect Director Thomas J. Lynch | Management | For | Voted - For |
1.10 | Elect Director William I. Miller | Management | For | Voted - For |
1.11 | Elect Director Georgia R. Nelson | Management | For | Voted - For |
1.12 | Elect Director Kimberly A. Nelson | Management | For | Voted - For |
1.13 | Elect Director Karen H. Quintos | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
4 | Abolish Professional Services Allowance | Shareholder | Against | Voted - For |
CVS HEALTH CORPORATION | ||||
Security ID: 126650100 Ticker: CVS | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Director Fernando Aguirre | Management | For | Voted - For |
1.2 | Elect Director C. David Brown, II | Management | For | Voted - For |
1.3 | Elect Director Alecia A. DeCoudreaux | Management | For | Voted - For |
1.4 | Elect Director Nancy-Ann M. DeParle | Management | For | Voted - For |
1.5 | Elect Director David W. Dorman | Management | For | Voted - For |
1.6 | Elect Director Roger N. Farah | Management | For | Voted - For |
1.7 | Elect Director Anne M. Finucane | Management | For | Voted - For |
1.8 | Elect Director Edward J. Ludwig | Management | For | Voted - For |
1.9 | Elect Director Karen S. Lynch | Management | For | Voted - For |
1.10 | Elect Director Jean-Pierre Millon | Management | For | Voted - For |
1.11 | Elect Director Mary L. Schapiro | Management | For | Voted - For |
1.12 | Elect Director William C. Weldon | Management | For | Voted - For |
1.13 | Elect Director Tony L. White | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
191
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Reduce Ownership Threshold for Shareholders to | |||
Request Action by Written Consent | Shareholder | Against | Voted - For | |
5 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
DELTA AIR LINES, INC. | ||||
Security ID: 247361702 Ticker: DAL | ||||
Meeting Date: 17-Jun-21 | ||||
1.1 | Elect Director Edward H. Bastian | Management | For | Voted - For |
1.2 | Elect Director Francis S. Blake | Management | For | Voted - For |
1.3 | Elect Director Ashton B. Carter | Management | For | Voted - For |
1.4 | Elect Director David G. DeWalt | Management | For | Voted - For |
1.5 | Elect Director William H. Easter, III | Management | For | Voted - For |
1.6 | Elect Director Christopher A. Hazleton | Management | For | Voted - For |
1.7 | Elect Director Michael P. Huerta | Management | For | Voted - For |
1.8 | Elect Director Jeanne P. Jackson | Management | For | Voted - For |
1.9 | Elect Director George N. Mattson | Management | For | Voted - For |
1.10 | Elect Director Sergio A.L. Rial | Management | For | Voted - For |
1.11 | Elect Director David S. Taylor | Management | For | Voted - For |
1.12 | Elect Director Kathy N. Waller | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Report on Climate Lobbying | Shareholder | Against | Voted - For |
DISCOVER FINANCIAL SERVICES | ||||
Security ID: 254709108 Ticker: DFS | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director Jeffrey S. Aronin | Management | For | Voted - For |
1.2 | Elect Director Mary K. Bush | Management | For | Voted - For |
1.3 | Elect Director Gregory C. Case | Management | For | Voted - For |
1.4 | Elect Director Candace H. Duncan | Management | For | Voted - For |
1.5 | Elect Director Joseph F. Eazor | Management | For | Voted - For |
1.6 | Elect Director Cynthia A. Glassman | Management | For | Voted - For |
1.7 | Elect Director Roger C. Hochschild | Management | For | Voted - For |
1.8 | Elect Director Thomas G. Maheras | Management | For | Voted - For |
1.9 | Elect Director Michael H. Moskow | Management | For | Voted - For |
1.10 | Elect Director David L. Rawlinson, II | Management | For | Voted - For |
1.11 | Elect Director Mark A. Thierer | Management | For | Voted - For |
1.12 | Elect Director Jennifer L. Wong | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
DOMINION ENERGY, INC. | ||||
Security ID: 25746U109 Ticker: D | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director James A. Bennett | Management | For | Voted - For |
1.2 | Elect Director Robert M. Blue | Management | For | Voted - For |
1.3 | Elect Director Helen E. Dragas | Management | For | Voted - For |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | Voted - For |
1.5 | Elect Director D. Maybank Hagood | Management | For | Voted - For |
1.6 | Elect Director Ronald W. Jibson | Management | For | Voted - For |
1.7 | Elect Director Mark J. Kington | Management | For | Voted - For |
1.8 | Elect Director Joseph M. Rigby | Management | For | Voted - For |
1.9 | Elect Director Pamela J. Royal | Management | For | Voted - For |
1.10 | Elect Director Robert H. Spilman, Jr. | Management | For | Voted - For |
1.11 | Elect Director Susan N. Story | Management | For | Voted - For |
1.12 | Elect Director Michael E. Szymanczyk | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
6 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
DOW INC. | ||||
Security ID: 260557103 Ticker: DOW | ||||
Meeting Date: 15-Apr-21 | ||||
1.1 | Elect Director Samuel R. Allen | Management | For | Voted - For |
1.2 | Elect Director Gaurdie Banister, Jr. | Management | For | Voted - For |
1.3 | Elect Director Wesley G. Bush | Management | For | Voted - For |
1.4 | Elect Director Richard K. Davis | Management | For | Voted - For |
1.5 | Elect Director Debra L. Dial | Management | For | Voted - For |
1.6 | Elect Director Jeff M. Fettig | Management | For | Voted - For |
1.7 | Elect Director Jim Fitterling | Management | For | Voted - For |
1.8 | Elect Director Jacqueline C. Hinman | Management | For | Voted - For |
1.9 | Elect Director Luis A. Moreno | Management | For | Voted - For |
1.10 | Elect Director Jill S. Wyant | Management | For | Voted - For |
1.11 | Elect Director Daniel W. Yohannes | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
193
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EASTMAN CHEMICAL COMPANY | ||||
Security ID: 277432100 Ticker: EMN | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Director Humberto P. Alfonso | Management | For | Voted - For |
1.2 | Elect Director Vanessa L. Allen Sutherland | Management | For | Voted - For |
1.3 | Elect Director Brett D. Begemann | Management | For | Voted - For |
1.4 | Elect Director Mark J. Costa | Management | For | Voted - For |
1.5 | Elect Director Edward L. Doheny, II | Management | For | Voted - For |
1.6 | Elect Director Julie F. Holder | Management | For | Voted - For |
1.7 | Elect Director Renee J. Hornbaker | Management | For | Voted - For |
1.8 | Elect Director Kim Ann Mink | Management | For | Voted - For |
1.9 | Elect Director James J. O'Brien | Management | For | Voted - For |
1.10 | Elect Director David W. Raisbeck | Management | For | Voted - For |
1.11 | Elect Director Charles K. Stevens, III | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
EATON CORPORATION PLC | ||||
Security ID: G29183103 Ticker: ETN | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Director Craig Arnold | Management | For | Voted - For |
1.2 | Elect Director Christopher M. Connor | Management | For | Voted - For |
1.3 | Elect Director Olivier Leonetti | Management | For | Voted - For |
1.4 | Elect Director Deborah L. McCoy | Management | For | Voted - For |
1.5 | Elect Director Silvio Napoli | Management | For | Voted - For |
1.6 | Elect Director Gregory R. Page | Management | For | Voted - For |
1.7 | Elect Director Sandra Pianalto | Management | For | Voted - For |
1.8 | Elect Director Lori J. Ryerkerk | Management | For | Voted - For |
1.9 | Elect Director Gerald B. Smith | Management | For | Voted - For |
1.10 | Elect Director Dorothy C. Thompson | Management | For | Voted - For |
2 | Approve Ernst & Young LLP as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | Voted - For |
5 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
6 | Authorize Share Repurchase of Issued Share Capital | Management | For | Voted - For |
194
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EBAY INC. | ||||
Security ID: 278642103 Ticker: EBAY | ||||
Meeting Date: 15-Jun-21 | ||||
1.1 | Elect Director Anthony J. Bates | Management | For | Voted - For |
1.2 | Elect Director Adriane M. Brown | Management | For | Voted - For |
1.3 | Elect Director Diana Farrell | Management | For | Voted - For |
1.4 | Elect Director Logan D. Green | Management | For | Voted - For |
1.5 | Elect Director Bonnie S. Hammer | Management | For | Voted - For |
1.6 | Elect Director E. Carol Hayles | Management | For | Voted - For |
1.7 | Elect Director Jamie Iannone | Management | For | Voted - For |
1.8 | Elect Director Kathleen C. Mitic | Management | For | Voted - For |
1.9 | Elect Director Matthew J. Murphy | Management | For | Voted - For |
1.10 | Elect Director Paul S. Pressler | Management | For | Voted - For |
1.11 | Elect Director Mohak Shroff | Management | For | Voted - For |
1.12 | Elect Director Robert H. Swan | Management | For | Voted - For |
1.13 | Elect Director Perry M. Traquina | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Improve Principles of Executive Compensation Program | Shareholder | Against | Voted - Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
ECOLAB INC. | ||||
Security ID: 278865100 Ticker: ECL | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | Voted - For |
1.2 | Elect Director Shari L. Ballard | Management | For | Voted - For |
1.3 | Elect Director Barbara J. Beck | Management | For | Voted - For |
1.4 | Elect Director Christophe Beck | Management | For | Voted - For |
1.5 | Elect Director Jeffrey M. Ettinger | Management | For | Voted - For |
1.6 | Elect Director Arthur J. Higgins | Management | For | Voted - For |
1.7 | Elect Director Michael Larson | Management | For | Voted - For |
1.8 | Elect Director David W. MacLennan | Management | For | Voted - For |
1.9 | Elect Director Tracy B. McKibben | Management | For | Voted - For |
1.10 | Elect Director Lionel L. Nowell, III | Management | For | Voted - For |
1.11 | Elect Director Victoria J. Reich | Management | For | Voted - For |
1.12 | Elect Director Suzanne M. Vautrinot | Management | For | Voted - For |
1.13 | Elect Director John J. Zillmer | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
195
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EDISON INTERNATIONAL | ||||
Security ID: 281020107 Ticker: EIX | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Director Jeanne Beliveau-Dunn | Management | For | Voted - For |
1.2 | Elect Director Michael C. Camunez | Management | For | Voted - For |
1.3 | Elect Director Vanessa C.L. Chang | Management | For | Voted - For |
1.4 | Elect Director James T. Morris | Management | For | Voted - For |
1.5 | Elect Director Timothy T. O'Toole | Management | For | Voted - For |
1.6 | Elect Director Pedro J. Pizarro | Management | For | Voted - For |
1.7 | Elect Director Carey A. Smith | Management | For | Voted - For |
1.8 | Elect Director Linda G. Stuntz | Management | For | Voted - For |
1.9 | Elect Director William P. Sullivan | Management | For | Voted - For |
1.10 | Elect Director Peter J. Taylor | Management | For | Voted - For |
1.11 | Elect Director Keith Trent | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
EDWARDS LIFESCIENCES CORPORATION | ||||
Security ID: 28176E108 Ticker: EW | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director Kieran T. Gallahue | Management | For | Voted - For |
1.2 | Elect Director Leslie S. Heisz | Management | For | Voted - For |
1.3 | Elect Director Paul A. LaViolette | Management | For | Voted - For |
1.4 | Elect Director Steven R. Loranger | Management | For | Voted - For |
1.5 | Elect Director Martha H. Marsh | Management | For | Voted - For |
1.6 | Elect Director Michael A. Mussallem | Management | For | Voted - For |
1.7 | Elect Director Ramona Sequeira | Management | For | Voted - For |
1.8 | Elect Director Nicholas J. Valeriani | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - Against |
7 | Adopt a Policy to Include Non-Management Employees | |||
as Prospective Director Candidates | Shareholder | Against | Voted - Against |
196
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ELI LILLY AND COMPANY | ||||
Security ID: 532457108 Ticker: LLY | ||||
Meeting Date: 03-May-21 | ||||
1.1 | Elect Director Katherine Baicker | Management | For | Voted - For |
1.2 | Elect Director J. Erik Fyrwald | Management | For | Voted - For |
1.3 | Elect Director Jamere Jackson | Management | For | Voted - For |
1.4 | Elect Director Gabrielle Sulzberger | Management | For | Voted - For |
1.5 | Elect Director Jackson P. Tai | Management | For | Voted - Against |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Declassify the Board of Directors | Management | For | Voted - For |
5 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
7 | Require Independent Board Chair | Shareholder | Against | Voted - For |
8 | Adopt Policy on Bonus Banking | Shareholder | Against | Voted - For |
9 | Clawback Disclosure of Recoupment Activity from | |||
Senior Officers | Shareholder | Against | Voted - For | |
EMERSON ELECTRIC CO. | ||||
Security ID: 291011104 Ticker: EMR | ||||
Meeting Date: 02-Feb-21 | ||||
1.1 | Elect Director Mark A. Blinn | Management | For | Voted - For |
1.2 | Elect Director Arthur F. Golden | Management | For | Voted - For |
1.3 | Elect Director Candace Kendle | Management | For | Voted - For |
1.4 | Elect Director James S. Turley | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
ENPHASE ENERGY, INC. | ||||
Security ID: 29355A107 Ticker: ENPH | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Director Badrinarayanan Kothandaraman | Management | For | Voted - For |
1.2 | Elect Director Joseph Malchow | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Increase Authorized Common Stock | Management | For | Voted - For |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
197
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ENTERGY CORPORATION | ||||
Security ID: 29364G103 Ticker: ETR | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Director John R. Burbank | Management | For | Voted - For |
1.2 | Elect Director Patrick J. Condon | Management | For | Voted - For |
1.3 | Elect Director Leo P. Denault | Management | For | Voted - For |
1.4 | Elect Director Kirkland H. Donald | Management | For | Voted - For |
1.5 | Elect Director Brian W. Ellis | Management | For | Voted - For |
1.6 | Elect Director Philip L. Frederickson | Management | For | Voted - For |
1.7 | Elect Director Alexis M. Herman | Management | For | Voted - For |
1.8 | Elect Director M. Elise Hyland | Management | For | Voted - For |
1.9 | Elect Director Stuart L. Levenick | Management | For | Voted - For |
1.10 | Elect Director Blanche Lambert Lincoln | Management | For | Voted - For |
1.11 | Elect Director Karen A. Puckett | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Authorize New Class of Preferred Stock | Management | For | Voted - For |
EQUINIX, INC. | ||||
Security ID: 29444U700 Ticker: EQIX | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Director Thomas Bartlett | Management | For | Voted - For |
1.2 | Elect Director Nanci Caldwell | Management | For | Voted - For |
1.3 | Elect Director Adaire Fox-Martin | Management | For | Voted - For |
1.4 | Elect Director Gary Hromadko | Management | For | Voted - For |
1.5 | Elect Director Irving Lyons, III | Management | For | Voted - For |
1.6 | Elect Director Charles Meyers | Management | For | Voted - For |
1.7 | Elect Director Christopher Paisley | Management | For | Voted - For |
1.8 | Elect Director Sandra Rivera | Management | For | Voted - For |
1.9 | Elect Director Peter Van Camp | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Reduce Ownership Threshold for Shareholders to | |||
Request Action by Written Consent | Shareholder | Against | Voted - For | |
EQUITY LIFESTYLE PROPERTIES, INC. | ||||
Security ID: 29472R108 Ticker: ELS | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Director Andrew Berkenfield | Management | For | Voted - For |
1.2 | Elect Director Derrick Burks | Management | For | Voted - For |
1.3 | Elect Director Philip Calian | Management | For | Voted - For |
198
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Director David Contis | Management | For | Voted - For |
1.5 | Elect Director Constance Freedman | Management | For | Voted - For |
1.6 | Elect Director Thomas Heneghan | Management | For | Voted - For |
1.7 | Elect Director Marguerite Nader | Management | For | Voted - For |
1.8 | Elect Director Scott Peppet | Management | For | Voted - For |
1.9 | Elect Director Sheli Rosenberg | Management | For | Voted - For |
1.10 | Elect Director Samuel Zell | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
ESSENTIAL UTILITIES, INC. | ||||
Security ID: 29670G102 Ticker: WTRG | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director Elizabeth B. Amato | Management | For | Voted - For |
1.2 | Elect Director Christopher H. Franklin | Management | For | Voted - For |
1.3 | Elect Director Daniel J. Hilferty | Management | For | Voted - For |
1.4 | Elect Director Francis O. Idehen | Management | For | Voted - For |
1.5 | Elect Director Edwina Kelly | Management | For | Voted - For |
1.6 | Elect Director Ellen T. Ruff | Management | For | Voted - For |
1.7 | Elect Director Lee C. Stewart | Management | For | Voted - For |
1.8 | Elect Director Christopher C. Womack | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Proxy Access Right | Management | For | Voted - For |
EVERSOURCE ENERGY | ||||
Security ID: 30040W108 Ticker: ES | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director Cotton M. Cleveland | Management | For | Voted - For |
1.2 | Elect Director James S. DiStasio | Management | For | Voted - For |
1.3 | Elect Director Francis A. Doyle | Management | For | Voted - For |
1.4 | Elect Director Linda Dorcena Forry | Management | For | Voted - For |
1.5 | Elect Director Gregory M. Jones | Management | For | Voted - For |
1.6 | Elect Director James J. Judge | Management | For | Voted - For |
1.7 | Elect Director John Y. Kim | Management | For | Voted - For |
1.8 | Elect Director Kenneth R. Leibler | Management | For | Voted - For |
1.9 | Elect Director David H. Long | Management | For | Voted - For |
1.10 | Elect Director William C. Van Faasen | Management | For | Voted - For |
1.11 | Elect Director Frederica M. Williams | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche as Auditors | Management | For | Voted - For |
199
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EXELON CORPORATION | ||||
Security ID: 30161N101 Ticker: EXC | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Director Anthony Anderson | Management | For | Voted - For |
1.2 | Elect Director Ann Berzin | Management | For | Voted - For |
1.3 | Elect Director Laurie Brlas | Management | For | Voted - For |
1.4 | Elect Director Marjorie Rodgers Cheshire | Management | For | Voted - For |
1.5 | Elect Director Christopher Crane | Management | For | Voted - For |
1.6 | Elect Director Yves de Balmann | Management | For | Voted - For |
1.7 | Elect Director Linda Jojo | Management | For | Voted - For |
1.8 | Elect Director Paul Joskow | Management | For | Voted - For |
1.9 | Elect Director Robert Lawless | Management | For | Voted - For |
1.10 | Elect Director John Richardson | Management | For | Voted - For |
1.11 | Elect Director Mayo Shattuck, III | Management | For | Voted - For |
1.12 | Elect Director John Young | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Report on Child Labor Audit | Shareholder | Against | Voted - For |
EXPEDIA GROUP, INC. | ||||
Security ID: 30212P303 Ticker: EXPE | ||||
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect Director Samuel Altman | Management | For | Voted - For |
1.2 | Elect Director Beverly Anderson | Management | For | Voted - For |
1.3 | Elect Director Susan Athey | Management | For | Voted - For |
1.4 | Elect Director Chelsea Clinton | Management | For | Voted - Withheld |
1.5 | Elect Director Barry Diller | Management | For | Voted - For |
1.6 | Elect Director Jon Gieselman - Withdrawn | Management | For | Non-Voting |
1.7 | Elect Director Craig Jacobson | Management | For | Voted - Withheld |
1.8 | Elect Director Peter Kern | Management | For | Voted - For |
1.9 | Elect Director Dara Khosrowshahi | Management | For | Voted - For |
1.10 | Elect Director Patricia Menendez-Cambo | Management | For | Voted - For |
1.11 | Elect Director Greg Mondre | Management | For | Voted - For |
1.12 | Elect Director David Sambur - Withdrawn | Management | For | Non-Voting |
1.13 | Elect Director Alex von Furstenberg | Management | For | Voted - For |
1.14 | Elect Director Julie Whalen | Management | For | Voted - For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Report on Political Contributions and Expenditures | Shareholder | Against | Voted - For |
200
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
FACEBOOK, INC. | ||||
Security ID: 30303M102 Ticker: FB | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Director Peggy Alford | Management | For | Voted - For |
1.2 | Elect Director Marc L. Andreessen | Management | For | Voted - Withheld |
1.3 | Elect Director Andrew W. Houston | Management | For | Voted - Withheld |
1.4 | Elect Director Nancy Killefer | Management | For | Voted - For |
1.5 | Elect Director Robert M. Kimmitt | Management | For | Voted - For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | Voted - For |
1.7 | Elect Director Peter A. Thiel | Management | For | Voted - Withheld |
1.8 | Elect Director Tracey T. Travis | Management | For | Voted - For |
1.9 | Elect Director Mark Zuckerberg | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Amend Non-Employee Director Compensation Policy | Management | For | Voted - Against |
4 | Approve Recapitalization Plan for all Stock to Have | |||
One-vote per Share | Shareholder | Against | Voted - For | |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
6 | Report on Online Child Sexual Exploitation | Shareholder | Against | Voted - For |
7 | Require Independent Director Nominee with Human | |||
and/or Civil Rights Experience | Shareholder | Against | Voted - For | |
8 | Report on Platform Misuse | Shareholder | Against | Voted - For |
9 | Amend Certificate of Incorporation to Become a | |||
Public Benefit Corporation | Shareholder | Against | Voted - Against | |
FEDEX CORPORATION | ||||
Security ID: 31428X106 Ticker: FDX | ||||
Meeting Date: 21-Sep-20 | ||||
1.1 | Elect Director Marvin R. Ellison | Management | For | Voted - For |
1.2 | Elect Director Susan Patricia Griffith | Management | For | Voted - For |
1.3 | Elect Director John C. (Chris) Inglis | Management | For | Voted - For |
1.4 | Elect Director Kimberly A. Jabal | Management | For | Voted - For |
1.5 | Elect Director Shirley Ann Jackson | Management | For | Voted - For |
1.6 | Elect Director R. Brad Martin | Management | For | Voted - For |
1.7 | Elect Director Joshua Cooper Ramo | Management | For | Voted - For |
1.8 | Elect Director Susan C. Schwab | Management | For | Voted - For |
1.9 | Elect Director Frederick W. Smith | Management | For | Voted - For |
1.10 | Elect Director David P. Steiner | Management | For | Voted - For |
1.11 | Elect Director Rajesh Subramaniam | Management | For | Voted - For |
1.12 | Elect Director Paul S. Walsh | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst &Young LLP as Auditors | Management | For | Voted - For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
5 | Report on Political Contributions Disclosure | Shareholder | Against | Voted - For |
201
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Report on Employee Representation on the Board of | |||
Directors | Shareholder | Against | Voted - For | |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
8 | Report on Integrating ESG Metrics Into Executive | |||
Compensation Program | Shareholder | Against | Voted - For | |
FIFTH THIRD BANCORP | ||||
Security ID: 316773100 Ticker: FITB | ||||
Meeting Date: 13-Apr-21 | ||||
1.1 | Elect Director Nicholas K. Akins | Management | For | Voted - For |
1.2 | Elect Director B. Evan Bayh, III | Management | For | Voted - For |
1.3 | Elect Director Jorge L. Benitez | Management | For | Voted - For |
1.4 | Elect Director Katherine B. Blackburn | Management | For | Voted - For |
1.5 | Elect Director Emerson L. Brumback | Management | For | Voted - For |
1.6 | Elect Director Greg D. Carmichael | Management | For | Voted - For |
1.7 | Elect Director Linda W. Clement-Holmes | Management | For | Voted - For |
1.8 | Elect Director C. Bryan Daniels | Management | For | Voted - For |
1.9 | Elect Director Mitchell S. Feiger | Management | For | Voted - For |
1.10 | Elect Director Thomas H. Harvey | Management | For | Voted - For |
1.11 | Elect Director Gary R. Heminger | Management | For | Voted - For |
1.12 | Elect Director Jewell D. Hoover | Management | For | Voted - For |
1.13 | Elect Director Eileen A. Mallesch | Management | For | Voted - For |
1.14 | Elect Director Michael B. McCallister | Management | For | Voted - For |
1.15 | Elect Director Marsha C. Williams | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
5 | Approve Omnibus Stock Plan | Management | For | Voted - For |
6 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For |
7 | Eliminate Cumulative Voting | Management | For | Voted - For |
FIRST REPUBLIC BANK | ||||
Security ID: 33616C100 Ticker: FRC | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director James H. Herbert, II | Management | For | Voted - For |
1.2 | Elect Director Katherine August-deWilde | Management | For | Voted - For |
1.3 | Elect Director Hafize Gaye Erkan | Management | For | Voted - For |
1.4 | Elect Director Frank J. Fahrenkopf, Jr. | Management | For | Voted - For |
1.5 | Elect Director Boris Groysberg | Management | For | Voted - For |
1.6 | Elect Director Sandra R. Hernandez | Management | For | Voted - For |
1.7 | Elect Director Pamela J. Joyner | Management | For | Voted - For |
1.8 | Elect Director Reynold Levy | Management | For | Voted - For |
1.9 | Elect Director Duncan L. Niederauer | Management | For | Voted - For |
1.10 | Elect Director George G.C. Parker | Management | For | Voted - For |
202
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
FIRST SOLAR, INC. | ||||
Security ID: 336433107 Ticker: FSLR | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director Michael J. Ahearn | Management | For | Voted - For |
1.2 | Elect Director Sharon L. Allen | Management | For | Voted - For |
1.3 | Elect Director Richard D. Chapman | Management | For | Voted - For |
1.4 | Elect Director George A. Hambro | Management | For | Voted - For |
1.5 | Elect Director Kathryn A. Hollister | Management | For | Voted - For |
1.6 | Elect Director Molly E. Joseph | Management | For | Voted - For |
1.7 | Elect Director Craig Kennedy | Management | For | Voted - For |
1.8 | Elect Director William J. Post | Management | For | Voted - For |
1.9 | Elect Director Paul H. Stebbins | Management | For | Voted - For |
1.10 | Elect Director Michael Sweeney | Management | For | Voted - For |
1.11 | Elect Director Mark R. Widmar | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Report on Board Diversity | Shareholder | Against | Voted - For |
FORD MOTOR COMPANY | ||||
Security ID: 345370860 Ticker: F | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Director Kimberly A. Casiano | Management | For | Voted - For |
1.2 | Elect Director Anthony F. Earley, Jr. | Management | For | Voted - For |
1.3 | Elect Director Alexandra Ford English | Management | For | Voted - For |
1.4 | Elect Director James D. Farley, Jr. | Management | For | Voted - For |
1.5 | Elect Director Henry Ford, III | Management | For | Voted - For |
1.6 | Elect Director William Clay Ford, Jr. | Management | For | Voted - For |
1.7 | Elect Director William W. Helman, IV | Management | For | Voted - For |
1.8 | Elect Director Jon M. Huntsman, Jr. | Management | For | Voted - For |
1.9 | Elect Director William E. Kennard | Management | For | Voted - For |
1.10 | Elect Director Beth E. Mooney | Management | For | Voted - For |
1.11 | Elect Director John L. Thornton | Management | For | Voted - For |
1.12 | Elect Director John B. Veihmeyer | Management | For | Voted - For |
1.13 | Elect Director Lynn M. Vojvodich | Management | For | Voted - For |
1.14 | Elect Director John S. Weinberg | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Recapitalization Plan for all Stock to Have | |||
One-vote per Share | Shareholder | Against | Voted - For |
203
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
GENERAL ELECTRIC COMPANY | ||||
Security ID: 369604103 Ticker: GE | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director Sebastien Bazin | Management | For | Voted - For |
1.2 | Elect Director Ashton Carter | Management | For | Voted - For |
1.3 | Elect Director H. Lawrence Culp, Jr. | Management | For | Voted - For |
1.4 | Elect Director Francisco D'Souza | Management | For | Voted - For |
1.5 | Elect Director Edward Garden | Management | For | Voted - For |
1.6 | Elect Director Thomas Horton | Management | For | Voted - For |
1.7 | Elect Director Risa Lavizzo-Mourey | Management | For | Voted - For |
1.8 | Elect Director Catherine Lesjak | Management | For | Voted - For |
1.9 | Elect Director Paula Rosput Reynolds | Management | For | Voted - For |
1.10 | Elect Director Leslie Seidman | Management | For | Voted - For |
1.11 | Elect Director James Tisch | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Approve Reverse Stock Split | Management | For | Voted - For |
5 | Require More Director Nominations Than Open Seats | Shareholder | Against | Voted - Against |
6 | Require Independent Board Chair | Shareholder | Against | Voted - For |
7 | Report on Meeting the Criteria of the Net Zero | |||
Indicator | Shareholder | For | Voted - For | |
GENERAL MOTORS COMPANY | ||||
Security ID: 37045V100 Ticker: GM | ||||
Meeting Date: 14-Jun-21 | ||||
1.1 | Elect Director Mary T. Barra | Management | For | Voted - For |
1.2 | Elect Director Wesley G. Bush | Management | For | Voted - For |
1.3 | Elect Director Linda R. Gooden | Management | For | Voted - For |
1.4 | Elect Director Joseph Jimenez | Management | For | Voted - For |
1.5 | Elect Director Jane L. Mendillo | Management | For | Voted - For |
1.6 | Elect Director Judith A. Miscik | Management | For | Voted - For |
1.7 | Elect Director Patricia F. Russo | Management | For | Voted - For |
1.8 | Elect Director Thomas M. Schoewe | Management | For | Voted - For |
1.9 | Elect Director Carol M. Stephenson | Management | For | Voted - For |
1.10 | Elect Director Mark A. Tatum | Management | For | Voted - For |
1.11 | Elect Director Devin N. Wenig | Management | For | Voted - For |
1.12 | Elect Director Margaret C. Whitman | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Link Executive Pay to Social Criteria | Shareholder | Against | Voted - For |
204
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
GILEAD SCIENCES, INC. | ||||
Security ID: 375558103 Ticker: GILD | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director Jacqueline K. Barton | Management | For | Voted - For |
1.2 | Elect Director Jeffrey A. Bluestone | Management | For | Voted - For |
1.3 | Elect Director Sandra J. Horning | Management | For | Voted - For |
1.4 | Elect Director Kelly A. Kramer | Management | For | Voted - For |
1.5 | Elect Director Kevin E. Lofton | Management | For | Voted - For |
1.6 | Elect Director Harish Manwani | Management | For | Voted - For |
1.7 | Elect Director Daniel P. O'Day | Management | For | Voted - For |
1.8 | Elect Director Javier J. Rodriguez | Management | For | Voted - For |
1.9 | Elect Director Anthony Welters | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. | ||||
Security ID: 41068X100 Ticker: HASI | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Director Jeffrey W. Eckel | Management | For | Voted - For |
1.2 | Elect Director Clarence D. Armbrister | Management | For | Voted - For |
1.3 | Elect Director Teresa M. Brenner | Management | For | Voted - Against |
1.4 | Elect Director Michael T. Eckhart | Management | For | Voted - Against |
1.5 | Elect Director Nancy C. Floyd | Management | For | Voted - For |
1.6 | Elect Director Simone F. Lagomarsino | Management | For | Voted - For |
1.7 | Elect Director Charles M. O'Neil | Management | For | Voted - Against |
1.8 | Elect Director Richard J. Osborne | Management | For | Voted - For |
1.9 | Elect Director Steven G. Osgood | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
HASBRO, INC. | ||||
Security ID: 418056107 Ticker: HAS | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Kenneth A. Bronfin | Management | For | Voted - For |
1.2 | Elect Director Michael R. Burns | Management | For | Voted - For |
1.3 | Elect Director Hope F. Cochran | Management | For | Voted - For |
1.4 | Elect Director Lisa Gersh | Management | For | Voted - For |
1.5 | Elect Director Brian D. Goldner | Management | For | Voted - For |
1.6 | Elect Director Tracy A. Leinbach | Management | For | Voted - For |
1.7 | Elect Director Edward M. Philip | Management | For | Voted - For |
205
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Director Laurel J. Richie | Management | For | Voted - For |
1.9 | Elect Director Richard S. Stoddart | Management | For | Voted - For |
1.10 | Elect Director Mary Beth West | Management | For | Voted - For |
1.11 | Elect Director Linda K. Zecher | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditor | Management | For | Voted - For |
HEALTHPEAK PROPERTIES, INC. | ||||
Security ID: 42250P103 Ticker: PEAK | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Director Brian G. Cartwright | Management | For | Voted - For |
1.2 | Elect Director Christine N. Garvey | Management | For | Voted - For |
1.3 | Elect Director R. Kent Griffin, Jr. | Management | For | Voted - For |
1.4 | Elect Director David B. Henry | Management | For | Voted - For |
1.5 | Elect Director Thomas M. Herzog | Management | For | Voted - For |
1.6 | Elect Director Lydia H. Kennard | Management | For | Voted - For |
1.7 | Elect Director Sara G. Lewis | Management | For | Voted - For |
1.8 | Elect Director Katherine M. Sandstrom | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
HILTON WORLDWIDE HOLDINGS INC. | ||||
Security ID: 43300A203 Ticker: HLT | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Director Christopher J. Nassetta | Management | For | Voted - For |
1.2 | Elect Director Jonathan D. Gray | Management | For | Voted - For |
1.3 | Elect Director Charlene T. Begley | Management | For | Voted - For |
1.4 | Elect Director Chris Carr | Management | For | Voted - For |
1.5 | Elect Director Melanie L. Healey | Management | For | Voted - For |
1.6 | Elect Director Raymond E. Mabus, Jr. | Management | For | Voted - For |
1.7 | Elect Director Judith A. McHale | Management | For | Voted - For |
1.8 | Elect Director John G. Schreiber | Management | For | Voted - For |
1.9 | Elect Director Elizabeth A. Smith | Management | For | Voted - For |
1.10 | Elect Director Douglas M. Steenland | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against |
206
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
HOST HOTELS & RESORTS, INC. | ||||
Security ID: 44107P104 Ticker: HST | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Mary L. Baglivo | Management | For | Voted - For |
1.2 | Elect Director Richard E. Marriott | Management | For | Voted - For |
1.3 | Elect Director Sandeep L. Mathrani | Management | For | Voted - For |
1.4 | Elect Director John B. Morse, Jr. | Management | For | Voted - For |
1.5 | Elect Director Mary Hogan Preusse | Management | For | Voted - For |
1.6 | Elect Director Walter C. Rakowich | Management | For | Voted - For |
1.7 | Elect Director James F. Risoleo | Management | For | Voted - For |
1.8 | Elect Director Gordon H. Smith | Management | For | Voted - For |
1.9 | Elect Director A. William Stein | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
HP INC. | ||||
Security ID: 40434L105 Ticker: HPQ | ||||
Meeting Date: 13-Apr-21 | ||||
1.1 | Elect Director Aida M. Alvarez | Management | For | Voted - For |
1.2 | Elect Director Shumeet Banerji | Management | For | Voted - For |
1.3 | Elect Director Robert R. Bennett | Management | For | Voted - For |
1.4 | Elect Director Charles "Chip" V. Bergh | Management | For | Voted - For |
1.5 | Elect Director Stacy Brown-Philpot | Management | For | Voted - For |
1.6 | Elect Director Stephanie A. Burns | Management | For | Voted - For |
1.7 | Elect Director Mary Anne Citrino | Management | For | Voted - For |
1.8 | Elect Director Richard L. Clemmer | Management | For | Voted - For |
1.9 | Elect Director Enrique J. Lores | Management | For | Voted - For |
1.10 | Elect Director Judith "Jami" Miscik | Management | For | Voted - For |
1.11 | Elect Director Subra Suresh | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
HUNTINGTON BANCSHARES INCORPORATED | ||||
Security ID: 446150104 Ticker: HBAN | ||||
Meeting Date: 25-Mar-21 | ||||
1 | Issue Shares in Connection with Merger | Management | For | Voted - For |
2 | Increase Authorized Common Stock | Management | For | Voted - For |
3 | Adjourn Meeting | Management | For | Voted - For |
207
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Meeting Date: 21-Apr-21 | ||||
1.1 | Elect Director Lizabeth Ardisana | Management | For | Voted - For |
1.2 | Elect Director Alanna Y. Cotton | Management | For | Voted - For |
1.3 | Elect Director Ann B. (Tanny) Crane | Management | For | Voted - For |
1.4 | Elect Director Robert S. Cubbin | Management | For | Voted - For |
1.5 | Elect Director Steven G. Elliott | Management | For | Voted - For |
1.6 | Elect Director Gina D. France | Management | For | Voted - For |
1.7 | Elect Director J. Michael Hochschwender | Management | For | Voted - For |
1.8 | Elect Director John C. (Chris) Inglis | Management | For | Voted - For |
1.9 | Elect Director Katherine M. A. (Allie) Kline | Management | For | Voted - For |
1.10 | Elect Director Richard W. Neu | Management | For | Voted - For |
1.11 | Elect Director Kenneth J. Phelan | Management | For | Voted - For |
1.12 | Elect Director David L. Porteous | Management | For | Voted - For |
1.13 | Elect Director Stephen D. Steinour | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
IHS MARKIT LTD. | ||||
Security ID: G47567105 Ticker: INFO | ||||
Meeting Date: 11-Mar-21 | ||||
1 | Approve Merger Agreement | Management | For | Voted - For |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - Against |
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director Lance Uggla | Management | For | Voted - For |
1.2 | Elect Director John Browne | Management | For | Voted - For |
1.3 | Elect Director Dinyar S. Devitre | Management | For | Voted - For |
1.4 | Elect Director Ruann F. Ernst | Management | For | Voted - For |
1.5 | Elect Director Jacques Esculier | Management | For | Voted - For |
1.6 | Elect Director Gay Huey Evans | Management | For | Voted - For |
1.7 | Elect Director William E. Ford | Management | For | Voted - For |
1.8 | Elect Director Nicoletta Giadrossi | Management | For | Voted - For |
1.9 | Elect Director Robert P. Kelly | Management | For | Voted - For |
1.10 | Elect Director Deborah Doyle McWhinney | Management | For | Voted - For |
1.11 | Elect Director Jean-Paul L. Montupet | Management | For | Voted - For |
1.12 | Elect Director Deborah K. Orida | Management | For | Voted - For |
1.13 | Elect Director James A. Rosenthal | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Ernst & Young LLP as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For |
208
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ILLINOIS TOOL WORKS INC. | ||||
Security ID: 452308109 Ticker: ITW | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Director Daniel J. Brutto | Management | For | Voted - For |
1.2 | Elect Director Susan Crown | Management | For | Voted - For |
1.3 | Elect Director Darrell L. Ford | Management | For | Voted - For |
1.4 | Elect Director James W. Griffith | Management | For | Voted - For |
1.5 | Elect Director Jay L. Henderson | Management | For | Voted - For |
1.6 | Elect Director Richard H. Lenny | Management | For | Voted - For |
1.7 | Elect Director E. Scott Santi | Management | For | Voted - For |
1.8 | Elect Director David B. Smith, Jr. | Management | For | Voted - For |
1.9 | Elect Director Pamela B. Strobel | Management | For | Voted - For |
1.10 | Elect Director Anre D. Williams | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
INTEL CORPORATION | ||||
Security ID: 458140100 Ticker: INTC | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Director Patrick P. Gelsinger | Management | For | Voted - For |
1.2 | Elect Director James J. Goetz | Management | For | Voted - For |
1.3 | Elect Director Alyssa Henry | Management | For | Voted - For |
1.4 | Elect Director Omar Ishrak | Management | For | Voted - For |
1.5 | Elect Director Risa Lavizzo-Mourey | Management | For | Voted - For |
1.6 | Elect Director Tsu-Jae King Liu | Management | For | Voted - For |
1.7 | Elect Director Gregory D. Smith | Management | For | Voted - For |
1.8 | Elect Director Dion J. Weisler | Management | For | Voted - For |
1.9 | Elect Director Frank D. Yeary | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
6 | Report on Whether Written Policies or Unwritten | |||
Norms Reinforce Racism in Company Culture | Shareholder | Against | Voted - For | |
INTERNATIONAL BUSINESS MACHINES CORPORATION | ||||
Security ID: 459200101 Ticker: IBM | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Director Thomas Buberl | Management | For | Voted - For |
1.2 | Elect Director Michael L. Eskew | Management | For | Voted - For |
209
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Director David N. Farr | Management | For | Voted - For |
1.4 | Elect Director Alex Gorsky | Management | For | Voted - For |
1.5 | Elect Director Michelle J. Howard | Management | For | Voted - For |
1.6 | Elect Director Arvind Krishna | Management | For | Voted - For |
1.7 | Elect Director Andrew N. Liveris | Management | For | Voted - For |
1.8 | Elect Director Frederick William McNabb, III | Management | For | Voted - For |
1.9 | Elect Director Martha E. Pollack | Management | For | Voted - For |
1.10 | Elect Director Joseph R. Swedish | Management | For | Voted - For |
1.11 | Elect Director Peter R. Voser | Management | For | Voted - For |
1.12 | Elect Director Frederick H. Waddell | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Require Independent Board Chair | Shareholder | Against | Voted - For |
5 | Lower Ownership Threshold for Action by Written | |||
Consent | Shareholder | Against | Voted - For | |
6 | Publish Annually a Report Assessing Diversity, | |||
Equity, and Inclusion Efforts | Shareholder | For | Voted - For | |
INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||
Security ID: 459506101 Ticker: IFF | ||||
Meeting Date: 27-Aug-20 | ||||
1 | Issue Shares in Connection with Merger | Management | For | Voted - For |
2 | Adjourn Meeting | Management | For | Voted - For |
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director Kathryn J. Boor | Management | For | Voted - For |
1.2 | Elect Director Edward D. Breen | Management | For | Voted - Against |
1.3 | Elect Director Carol Anthony Davidson | Management | For | Voted - For |
1.4 | Elect Director Michael L. Ducker | Management | For | Voted - For |
1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | Voted - For |
1.6 | Elect Director John F. Ferraro | Management | For | Voted - For |
1.7 | Elect Director Andreas Fibig | Management | For | Voted - For |
1.8 | Elect Director Christina Gold | Management | For | Voted - For |
1.9 | Elect Director Ilene Gordon | Management | For | Voted - For |
1.10 | Elect Director Matthias J. Heinzel | Management | For | Voted - For |
1.11 | Elect Director Dale F. Morrison | Management | For | Voted - For |
1.12 | Elect Director Kare Schultz | Management | For | Voted - For |
1.13 | Elect Director Stephen Williamson | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
210
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
INTERNATIONAL PAPER COMPANY | ||||
Security ID: 460146103 Ticker: IP | ||||
Meeting Date: 10-May-21 | ||||
1.1 | Elect Director Christopher M. Connor | Management | For | Voted - For |
1.2 | Elect Director Ahmet C. Dorduncu | Management | For | Voted - For |
1.3 | Elect Director Ilene S. Gordon | Management | For | Voted - For |
1.4 | Elect Director Anders Gustafsson | Management | For | Voted - For |
1.5 | Elect Director Jacqueline C. Hinman | Management | For | Voted - For |
1.6 | Elect Director Clinton A. Lewis, Jr. | Management | For | Voted - For |
1.7 | Elect Director DG Macpherson | Management | For | Voted - For |
1.8 | Elect Director Kathryn D. Sullivan | Management | For | Voted - For |
1.9 | Elect Director Mark S. Sutton | Management | For | Voted - For |
1.10 | Elect Director Anton V. Vincent | Management | For | Voted - For |
1.11 | Elect Director Ray G. Young | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to | |||
Request Action by Written Consent | Shareholder | Against | Voted - For | |
INTUIT INC. | ||||
Security ID: 461202103 Ticker: INTU | ||||
Meeting Date: 21-Jan-21 | ||||
1.1 | Elect Director Eve Burton | Management | For | Voted - For |
1.2 | Elect Director Scott D. Cook | Management | For | Voted - For |
1.3 | Elect Director Richard L. Dalzell | Management | For | Voted - For |
1.4 | Elect Director Sasan K. Goodarzi | Management | For | Voted - For |
1.5 | Elect Director Deborah Liu | Management | For | Voted - For |
1.6 | Elect Director Tekedra Mawakana | Management | For | Voted - For |
1.7 | Elect Director Suzanne Nora Johnson | Management | For | Voted - For |
1.8 | Elect Director Dennis D. Powell | Management | For | Voted - For |
1.9 | Elect Director Brad D. Smith | Management | For | Voted - For |
1.10 | Elect Director Thomas Szkutak | Management | For | Voted - For |
1.11 | Elect Director Raul Vazquez | Management | For | Voted - For |
1.12 | Elect Director Jeff Weiner | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
IRON MOUNTAIN INCORPORATED | ||||
Security ID: 46284V101 Ticker: IRM | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director Jennifer Allerton | Management | For | Voted - For |
211
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Director Pamela M. Arway | Management | For | Voted - For |
1.3 | Elect Director Clarke H. Bailey | Management | For | Voted - For |
1.4 | Elect Director Kent P. Dauten | Management | For | Voted - For |
1.5 | Elect Director Monte Ford | Management | For | Voted - For |
1.6 | Elect Director Per-Kristian Halvorsen | Management | For | Voted - For |
1.7 | Elect Director Robin L. Matlock | Management | For | Voted - For |
1.8 | Elect Director William L. Meaney | Management | For | Voted - For |
1.9 | Elect Director Wendy J. Murdock | Management | For | Voted - For |
1.10 | Elect Director Walter C. Rakowich | Management | For | Voted - For |
1.11 | Elect Director Doyle R. Simons | Management | For | Voted - For |
1.12 | Elect Director Alfred J. Verrecchia | Management | For | Voted - For |
2 | Amend Omnibus Stock Plan | Management | For | Voted - For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
JOHNSON & JOHNSON | ||||
Security ID: 478160104 Ticker: JNJ | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Director Mary C. Beckerle | Management | For | Voted - For |
1.2 | Elect Director D. Scott Davis | Management | For | Voted - For |
1.3 | Elect Director Ian E. L. Davis | Management | For | Voted - For |
1.4 | Elect Director Jennifer A. Doudna | Management | For | Voted - For |
1.5 | Elect Director Alex Gorsky | Management | For | Voted - For |
1.6 | Elect Director Marillyn A. Hewson | Management | For | Voted - For |
1.7 | Elect Director Hubert Joly | Management | For | Voted - For |
1.8 | Elect Director Mark B. McClellan | Management | For | Voted - For |
1.9 | Elect Director Anne M. Mulcahy | Management | For | Voted - For |
1.10 | Elect Director Charles Prince | Management | For | Voted - For |
1.11 | Elect Director A. Eugene Washington | Management | For | Voted - For |
1.12 | Elect Director Mark A. Weinberger | Management | For | Voted - For |
1.13 | Elect Director Nadja Y. West | Management | For | Voted - For |
1.14 | Elect Director Ronald A. Williams | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Report on Government Financial Support and Access | |||
to COVID-19 Vaccines and Therapeutics | Shareholder | Against | Voted - For | |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
6 | Report on Civil Rights Audit | Shareholder | Against | Voted - For |
7 | Adopt Policy on Bonus Banking | Shareholder | Against | Voted - Against |
212
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
JOHNSON CONTROLS INTERNATIONAL PLC | ||||
Security ID: G51502105 Ticker: JCI | ||||
Meeting Date: 10-Mar-21 | ||||
1.1 | Elect Director Jean Blackwell | Management | For | Voted - For |
1.2 | Elect Director Pierre Cohade | Management | For | Voted - For |
1.3 | Elect Director Michael E. Daniels | Management | For | Voted - For |
1.4 | Elect Director Juan Pablo del Valle Perochena | Management | For | Voted - For |
1.5 | Elect Director W. Roy Dunbar | Management | For | Voted - For |
1.6 | Elect Director Gretchen R. Haggerty | Management | For | Voted - For |
1.7 | Elect Director Simone Menne | Management | For | Voted - For |
1.8 | Elect Director George R. Oliver | Management | For | Voted - For |
1.9 | Elect Director Jurgen Tinggren | Management | For | Voted - For |
1.10 | Elect Director Mark Vergnano | Management | For | Voted - For |
1.11 | Elect Director R. David Yost | Management | For | Voted - For |
1.12 | Elect Director John D. Young | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | Voted - For |
4 | Authorize Market Purchases of Company Shares | Management | For | Voted - For |
5 | Determine Price Range for Reissuance of Treasury | |||
Shares | Management | For | Voted - For | |
6 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
7 | Approve Omnibus Stock Plan | Management | For | Voted - For |
8 | Approve the Directors' Authority to Allot Shares | Management | For | Voted - For |
9 | Approve the Disapplication of Statutory Pre-Emption | |||
Rights | Management | For | Voted - For | |
JONES LANG LASALLE INCORPORATED | ||||
Security ID: 48020Q107 Ticker: JLL | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect Director Hugo Bague | Management | For | Voted - For |
1.2 | Elect Director Matthew Carter, Jr. | Management | For | Voted - For |
1.3 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | Voted - For |
1.4 | Elect Director Tina Ju | Management | For | Voted - For |
1.5 | Elect Director Bridget Macaskill | Management | For | Voted - For |
1.6 | Elect Director Deborah H. McAneny | Management | For | Voted - For |
1.7 | Elect Director Siddharth (Bobby) Mehta | Management | For | Voted - For |
1.8 | Elect Director Jeetendra (Jeetu) I. Patel | Management | For | Voted - For |
1.9 | Elect Director Sheila A. Penrose | Management | For | Voted - For |
1.10 | Elect Director Ann Marie Petach | Management | For | Voted - For |
1.11 | Elect Director Christian Ulbrich | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
213
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
KELLOGG COMPANY | ||||
Security ID: 487836108 Ticker: K | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Director Carter Cast | Management | For | Voted - For |
1.2 | Elect Director Zack Gund | Management | For | Voted - For |
1.3 | Elect Director Don Knauss | Management | For | Voted - For |
1.4 | Elect Director Mike Schlotman | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Reduce Supermajority Vote Requirement | Management | For | Voted - For |
5 | Provide Right to Call A Special Meeting | Shareholder | For | Voted - For |
KEYCORP | ||||
Security ID: 493267108 Ticker: KEY | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Director Bruce D. Broussard | Management | For | Voted - For |
1.2 | Elect Director Alexander M. Cutler | Management | For | Voted - For |
1.3 | Elect Director H. James Dallas | Management | For | Voted - For |
1.4 | Elect Director Elizabeth R. Gile | Management | For | Voted - For |
1.5 | Elect Director Ruth Ann M. Gillis | Management | For | Voted - For |
1.6 | Elect Director Christopher M. Gorman | Management | For | Voted - For |
1.7 | Elect Director Robin N. Hayes | Management | For | Voted - For |
1.8 | Elect Director Carlton L. Highsmith | Management | For | Voted - For |
1.9 | Elect Director Richard J. Hipple | Management | For | Voted - For |
1.10 | Elect Director Devina A. Rankin | Management | For | Voted - For |
1.11 | Elect Director Barbara R. Snyder | Management | For | Voted - For |
1.12 | Elect Director Todd J. Vasos | Management | For | Voted - For |
1.13 | Elect Director David K. Wilson | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Management | For | Voted - For | |
KIMBERLY-CLARK CORPORATION | ||||
Security ID: 494368103 Ticker: KMB | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Director John W. Culver | Management | For | Voted - For |
1.2 | Elect Director Robert W. Decherd | Management | For | Voted - For |
1.3 | Elect Director Michael D. Hsu | Management | For | Voted - For |
1.4 | Elect Director Mae C. Jemison | Management | For | Voted - For |
214
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Director S. Todd Maclin | Management | For | Voted - For |
1.6 | Elect Director Sherilyn S. McCoy | Management | For | Voted - For |
1.7 | Elect Director Christa S. Quarles | Management | For | Voted - For |
1.8 | Elect Director Ian C. Read | Management | For | Voted - For |
1.9 | Elect Director Dunia A. Shive | Management | For | Voted - For |
1.10 | Elect Director Mark T. Smucker | Management | For | Voted - For |
1.11 | Elect Director Michael D. White | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Voted - For |
6 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Management | For | Voted - For | |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
KIMCO REALTY CORPORATION | ||||
Security ID: 49446R109 Ticker: KIM | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Director Milton Cooper | Management | For | Voted - For |
1.2 | Elect Director Philip E. Coviello | Management | For | Voted - For |
1.3 | Elect Director Conor C. Flynn | Management | For | Voted - For |
1.4 | Elect Director Frank Lourenso | Management | For | Voted - For |
1.5 | Elect Director Henry Moniz | Management | For | Voted - For |
1.6 | Elect Director Mary Hogan Preusse | Management | For | Voted - For |
1.7 | Elect Director Valerie Richardson | Management | For | Voted - For |
1.8 | Elect Director Richard B. Saltzman | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
LINCOLN NATIONAL CORPORATION | ||||
Security ID: 534187109 Ticker: LNC | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Director Deirdre P. Connelly | Management | For | Voted - For |
1.2 | Elect Director William H. Cunningham | Management | For | Voted - For |
1.3 | Elect Director Reginald E. Davis | Management | For | Voted - For |
1.4 | Elect Director Dennis R. Glass | Management | For | Voted - For |
1.5 | Elect Director George W. Henderson, III | Management | For | Voted - For |
1.6 | Elect Director Eric G. Johnson | Management | For | Voted - For |
1.7 | Elect Director Gary C. Kelly | Management | For | Voted - For |
1.8 | Elect Director M. Leanne Lachman | Management | For | Voted - For |
1.9 | Elect Director Michael F. Mee | Management | For | Voted - For |
1.10 | Elect Director Patrick S. Pittard | Management | For | Voted - For |
1.11 | Elect Director Lynn M. Utter | Management | For | Voted - For |
215
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Special Meeting Right Provisions | Shareholder | Against | Voted - Against |
5 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
LULULEMON ATHLETICA INC. | ||||
Security ID: 550021109 Ticker: LULU | ||||
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect Director Calvin McDonald | Management | For | Voted - For |
1.2 | Elect Director Martha Morfitt | Management | For | Voted - For |
1.3 | Elect Director Emily White | Management | For | Voted - For |
1.4 | Elect Director Kourtney Gibson | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
LUMEN TECHNOLOGIES, INC. | ||||
Security ID: 550241103 Ticker: LUMN | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Director Quincy L. Allen | Management | For | Voted - For |
1.2 | Elect Director Martha Helena Bejar | Management | For | Voted - For |
1.3 | Elect Director Peter C. Brown | Management | For | Voted - For |
1.4 | Elect Director Kevin P. Chilton | Management | For | Voted - For |
1.5 | Elect Director Steven T. "Terry" Clontz | Management | For | Voted - For |
1.6 | Elect Director T. Michael Glenn | Management | For | Voted - For |
1.7 | Elect Director W. Bruce Hanks | Management | For | Voted - For |
1.8 | Elect Director Hal Stanley Jones | Management | For | Voted - For |
1.9 | Elect Director Michael Roberts | Management | For | Voted - For |
1.10 | Elect Director Laurie Siegel | Management | For | Voted - For |
1.11 | Elect Director Jeffrey K. Storey | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Ratify NOL Rights Plan (NOL Pill) | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
M&T BANK CORPORATION | ||||
Security ID: 55261F104 Ticker: MTB | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Director C. Angela Bontempo | Management | For | Voted - For |
1.2 | Elect Director Robert T. Brady | Management | For | Voted - For |
1.3 | Elect Director Calvin G. Butler, Jr. | Management | For | Voted - For |
1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | Voted - For |
216
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Director Gary N. Geisel | Management | For | Voted - For |
1.6 | Elect Director Leslie V. Godridge | Management | For | Voted - For |
1.7 | Elect Director Richard S. Gold | Management | For | Voted - For |
1.8 | Elect Director Richard A. Grossi | Management | For | Voted - For |
1.9 | Elect Director Rene F. Jones | Management | For | Voted - For |
1.10 | Elect Director Richard H. Ledgett, Jr. | Management | For | Voted - For |
1.11 | Elect Director Newton P.S. Merrill | Management | For | Voted - For |
1.12 | Elect Director Kevin J. Pearson | Management | For | Voted - For |
1.13 | Elect Director Melinda R. Rich | Management | For | Voted - For |
1.14 | Elect Director Robert E. Sadler, Jr. | Management | For | Voted - For |
1.15 | Elect Director Denis J. Salamone | Management | For | Voted - For |
1.16 | Elect Director John R. Scannell | Management | For | Voted - For |
1.17 | Elect Director David S. Scharfstein | Management | For | Voted - For |
1.18 | Elect Director Rudina Seseri | Management | For | Voted - For |
1.19 | Elect Director Herbert L. Washington | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
MARRIOTT INTERNATIONAL, INC. | ||||
Security ID: 571903202 Ticker: MAR | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Director J.W. Marriott, Jr. | Management | For | Voted - For |
1.2 | Elect Director Anthony G. Capuano | Management | For | Voted - For |
1.3 | Elect Director Deborah Marriott Harrison | Management | For | Voted - For |
1.4 | Elect Director Frederick A. 'Fritz' Henderson | Management | For | Voted - For |
1.5 | Elect Director Eric Hippeau | Management | For | Voted - For |
1.6 | Elect Director Lawrence W. Kellner | Management | For | Voted - For |
1.7 | Elect Director Debra L. Lee | Management | For | Voted - For |
1.8 | Elect Director Aylwin B. Lewis | Management | For | Voted - For |
1.9 | Elect Director David S. Marriott | Management | For | Voted - For |
1.10 | Elect Director Margaret M. McCarthy | Management | For | Voted - For |
1.11 | Elect Director George Munoz | Management | For | Voted - For |
1.12 | Elect Director Horacio D. Rozanski | Management | For | Voted - For |
1.13 | Elect Director Susan C. Schwab | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Eliminate Supermajority Vote Requirement for | |||
Removal of Directors | Management | For | Voted - For | |
5 | Eliminate Supermajority Vote Requirement to Amend | |||
Certificate of Incorporation | Management | For | Voted - For | |
6 | Eliminate Supermajority Vote Requirement to Amend | |||
Certain Bylaws Provisions | Management | For | Voted - For | |
7 | Eliminate Supermajority Vote Requirement for | |||
Certain Transactions | Management | For | Voted - For | |
8 | Eliminate Supermajority Vote Requirement for | |||
Certain Business Combinations | Management | For | Voted - For |
217
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MASTERCARD INCORPORATED | ||||
Security ID: 57636Q104 Ticker: MA | ||||
Meeting Date: 22-Jun-21 | ||||
1.1 | Elect Director Ajay Banga | Management | For | Voted - For |
1.2 | Elect Director Merit E. Janow | Management | For | Voted - For |
1.3 | Elect Director Richard K. Davis | Management | For | Voted - For |
1.4 | Elect Director Steven J. Freiberg | Management | For | Voted - For |
1.5 | Elect Director Julius Genachowski | Management | For | Voted - For |
1.6 | Elect Director Choon Phong Goh | Management | For | Voted - For |
1.7 | Elect Director Oki Matsumoto | Management | For | Voted - For |
1.8 | Elect Director Michael Miebach | Management | For | Voted - For |
1.9 | Elect Director Youngme Moon | Management | For | Voted - For |
1.10 | Elect Director Rima Qureshi | Management | For | Voted - For |
1.11 | Elect Director Jose Octavio Reyes Lagunes | Management | For | Voted - For |
1.12 | Elect Director Gabrielle Sulzberger | Management | For | Voted - For |
1.13 | Elect Director Jackson Tai | Management | For | Voted - For |
1.14 | Elect Director Lance Uggla | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Voted - For |
6 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For |
MCDONALD'S CORPORATION | ||||
Security ID: 580135101 Ticker: MCD | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Lloyd Dean | Management | For | Voted - For |
1.2 | Elect Director Robert Eckert | Management | For | Voted - For |
1.3 | Elect Director Catherine Engelbert | Management | For | Voted - For |
1.4 | Elect Director Margaret Georgiadis | Management | For | Voted - For |
1.5 | Elect Director Enrique Hernandez, Jr. | Management | For | Voted - For |
1.6 | Elect Director Christopher Kempczinski | Management | For | Voted - For |
1.7 | Elect Director Richard Lenny | Management | For | Voted - For |
1.8 | Elect Director John Mulligan | Management | For | Voted - For |
1.9 | Elect Director Sheila Penrose | Management | For | Voted - For |
1.10 | Elect Director John Rogers, Jr. | Management | For | Voted - For |
1.11 | Elect Director Paul Walsh | Management | For | Voted - For |
1.12 | Elect Director Miles White | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Report on Sugar and Public Health | Shareholder | Against | Voted - For |
5 | Report on Antibiotics and Public Health Costs | Shareholder | Against | Voted - For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
218
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MCKESSON CORPORATION | ||||
Security ID: 58155Q103 Ticker: MCK | ||||
Meeting Date: 29-Jul-20 | ||||
1.1 | Elect Director Dominic J. Caruso | Management | For | Voted - For |
1.2 | Elect Director N. Anthony Coles | Management | For | Voted - For |
1.3 | Elect Director M. Christine Jacobs | Management | For | Voted - For |
1.4 | Elect Director Donald R. Knauss | Management | For | Voted - For |
1.5 | Elect Director Marie L. Knowles | Management | For | Voted - For |
1.6 | Elect Director Bradley E. Lerman | Management | For | Voted - For |
1.7 | Elect Director Maria Martinez | Management | For | Voted - For |
1.8 | Elect Director Edward A. Mueller | Management | For | Voted - For |
1.9 | Elect Director Susan R. Salka | Management | For | Voted - For |
1.10 | Elect Director Brian S. Tyler | Management | For | Voted - For |
1.11 | Elect Director Kenneth E. Washington | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
6 | Report on the Statement on the Purpose of a | |||
Corporation | Shareholder | Against | Voted - Against | |
MEDTRONIC PLC | ||||
Security ID: G5960L103 Ticker: MDT | ||||
Meeting Date: 11-Dec-20 | ||||
1.1 | Elect Director Richard H. Anderson | Management | For | Voted - For |
1.2 | Elect Director Craig Arnold | Management | For | Voted - For |
1.3 | Elect Director Scott C. Donnelly | Management | For | Voted - For |
1.4 | Elect Director Andrea J. Goldsmith | Management | For | Voted - For |
1.5 | Elect Director Randall J. Hogan, III | Management | For | Voted - For |
1.6 | Elect Director Michael O. Leavitt | Management | For | Voted - For |
1.7 | Elect Director James T. Lenehan | Management | For | Voted - For |
1.8 | Elect Director Kevin E. Lofton | Management | For | Voted - For |
1.9 | Elect Director Geoffrey S. Martha | Management | For | Voted - For |
1.10 | Elect Director Elizabeth G. Nabel | Management | For | Voted - For |
1.11 | Elect Director Denise M. O'Leary | Management | For | Voted - For |
1.12 | Elect Director Kendall J. Powell | Management | For | Voted - For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Renew the Board's Authority to Issue Shares Under | |||
Irish Law | Management | For | Voted - For | |
5 | Renew the Board's Authority to Opt-Out of Statutory | |||
Pre-Emptions Rights Under Irish Law | Management | For | Voted - For |
219
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Authorize Overseas Market Purchases of Ordinary | |||
Shares | Management | For | Voted - For | |
MERCK & CO., INC. | ||||
Security ID: 58933Y105 Ticker: MRK | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Director Leslie A. Brun | Management | For | Voted - For |
1.2 | Elect Director Mary Ellen Coe | Management | For | Voted - For |
1.3 | Elect Director Pamela J. Craig | Management | For | Voted - For |
1.4 | Elect Director Kenneth C. Frazier | Management | For | Voted - For |
1.5 | Elect Director Thomas H. Glocer | Management | For | Voted - For |
1.6 | Elect Director Risa J. Lavizzo-Mourey | Management | For | Voted - For |
1.7 | Elect Director Stephen L. Mayo | Management | For | Voted - For |
1.8 | Elect Director Paul B. Rothman | Management | For | Voted - For |
1.9 | Elect Director Patricia F. Russo | Management | For | Voted - For |
1.10 | Elect Director Christine E. Seidman | Management | For | Voted - For |
1.11 | Elect Director Inge G. Thulin | Management | For | Voted - For |
1.12 | Elect Director Kathy J. Warden | Management | For | Voted - For |
1.13 | Elect Director Peter C. Wendell | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Report on Access to COVID-19 Products | Shareholder | Against | Voted - For |
METLIFE, INC. | ||||
Security ID: 59156R108 Ticker: MET | ||||
Meeting Date: 15-Jun-21 | ||||
1.1 | Elect Director Cheryl W. Grise | Management | For | Voted - For |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | Voted - For |
1.3 | Elect Director Gerald L. Hassell | Management | For | Voted - For |
1.4 | Elect Director David L. Herzog | Management | For | Voted - For |
1.5 | Elect Director R. Glenn Hubbard | Management | For | Voted - For |
1.6 | Elect Director Edward J. Kelly, III | Management | For | Voted - For |
1.7 | Elect Director William E. Kennard | Management | For | Voted - For |
1.8 | Elect Director Michel A. Khalaf | Management | For | Voted - For |
1.9 | Elect Director Catherine R. Kinney | Management | For | Voted - For |
1.10 | Elect Director Diana L. McKenzie | Management | For | Voted - For |
1.11 | Elect Director Denise M. Morrison | Management | For | Voted - For |
1.12 | Elect Director Mark A. Weinberger | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
220
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MICROSOFT CORPORATION | ||||
Security ID: 594918104 Ticker: MSFT | ||||
Meeting Date: 02-Dec-20 | ||||
1.1 | Elect Director Reid G. Hoffman | Management | For | Voted - For |
1.2 | Elect Director Hugh F. Johnston | Management | For | Voted - For |
1.3 | Elect Director Teri L. List-Stoll | Management | For | Voted - For |
1.4 | Elect Director Satya Nadella | Management | For | Voted - For |
1.5 | Elect Director Sandra E. Peterson | Management | For | Voted - For |
1.6 | Elect Director Penny S. Pritzker | Management | For | Voted - For |
1.7 | Elect Director Charles W. Scharf | Management | For | Voted - For |
1.8 | Elect Director Arne M. Sorenson | Management | For | Voted - For |
1.9 | Elect Director John W. Stanton | Management | For | Voted - For |
1.10 | Elect Director John W. Thompson | Management | For | Voted - For |
1.11 | Elect Director Emma N. Walmsley | Management | For | Voted - For |
1.12 | Elect Director Padmasree Warrior | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Report on Employee Representation on the Board of | |||
Directors | Shareholder | Against | Voted - Against | |
MOLSON COORS BEVERAGE COMPANY | ||||
Security ID: 60871R209 Ticker: TAP | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Director Roger G. Eaton | Management | For | Voted - For |
1.2 | Elect Director Charles M. Herington | Management | For | Voted - For |
1.3 | Elect Director H. Sanford Riley | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
MOODY'S CORPORATION | ||||
Security ID: 615369105 Ticker: MCO | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Director Jorge A. Bermudez | Management | For | Voted - For |
1.2 | Elect Director Therese Esperdy | Management | For | Voted - For |
1.3 | Elect Director Robert Fauber | Management | For | Voted - For |
1.4 | Elect Director Vincent A. Forlenza | Management | For | Voted - For |
1.5 | Elect Director Kathryn M. Hill | Management | For | Voted - For |
1.6 | Elect Director Lloyd W. Howell, Jr. | Management | For | Voted - For |
1.7 | Elect Director Raymond W. McDaniel, Jr. | Management | For | Voted - For |
1.8 | Elect Director Leslie F. Seidman | Management | For | Voted - For |
1.9 | Elect Director Bruce Van Saun | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
221
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve 2020 Decarbonization Plan | Management | For | Voted - For |
MORGAN STANLEY | ||||
Security ID: 617446448 Ticker: MS | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Elizabeth Corley | Management | For | Voted - For |
1.2 | Elect Director Alistair Darling | Management | For | Voted - For |
1.3 | Elect Director Thomas H. Glocer | Management | For | Voted - For |
1.4 | Elect Director James P. Gorman | Management | For | Voted - For |
1.5 | Elect Director Robert H. Herz | Management | For | Voted - For |
1.6 | Elect Director Nobuyuki Hirano | Management | For | Voted - For |
1.7 | Elect Director Hironori Kamezawa | Management | For | Voted - For |
1.8 | Elect Director Shelley B. Leibowitz | Management | For | Voted - For |
1.9 | Elect Director Stephen J. Luczo | Management | For | Voted - For |
1.10 | Elect Director Jami Miscik | Management | For | Voted - For |
1.11 | Elect Director Dennis M. Nally | Management | For | Voted - For |
1.12 | Elect Director Mary L. Schapiro | Management | For | Voted - For |
1.13 | Elect Director Perry M. Traquina | Management | For | Voted - For |
1.14 | Elect Director Rayford Wilkins, Jr. | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
MOTOROLA SOLUTIONS, INC. | ||||
Security ID: 620076307 Ticker: MSI | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Director Gregory Q. Brown | Management | For | Voted - For |
1.2 | Elect Director Kenneth D. Denman | Management | For | Voted - For |
1.3 | Elect Director Egon P. Durban | Management | For | Voted - Against |
1.4 | Elect Director Clayton M. Jones | Management | For | Voted - For |
1.5 | Elect Director Judy C. Lewent | Management | For | Voted - For |
1.6 | Elect Director Gregory K. Mondre | Management | For | Voted - Against |
1.7 | Elect Director Joseph M. Tucci | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
222
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
NEWMONT CORPORATION | ||||
Security ID: 651639106 Ticker: NEM | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Director Patrick G. Awuah, Jr. | Management | For | Voted - For |
1.2 | Elect Director Gregory H. Boyce | Management | For | Voted - For |
1.3 | Elect Director Bruce R. Brook | Management | For | Voted - For |
1.4 | Elect Director Maura Clark | Management | For | Voted - For |
1.5 | Elect Director Matthew Coon Come | Management | For | Voted - For |
1.6 | Elect Director Jose Manuel Madero | Management | For | Voted - For |
1.7 | Elect Director Rene Medori | Management | For | Voted - For |
1.8 | Elect Director Jane Nelson | Management | For | Voted - For |
1.9 | Elect Director Thomas Palmer | Management | For | Voted - For |
1.10 | Elect Director Julio M. Quintana | Management | For | Voted - For |
1.11 | Elect Director Susan N. Story | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
NIELSEN HOLDINGS PLC | ||||
Security ID: G6518L108 Ticker: NLSN | ||||
Meeting Date: 11-Feb-21 | ||||
1 | Approve Sale of the Global Connect Business | Management | For | Voted - For |
Meeting Date: 25-May-21 | ||||
1.1 | Elect Director James A. Attwood, Jr. | Management | For | Voted - For |
1.2 | Elect Director Thomas H. Castro | Management | For | Voted - For |
1.3 | Elect Director Guerrino De Luca | Management | For | Voted - For |
1.4 | Elect Director Karen M. Hoguet | Management | For | Voted - For |
1.5 | Elect Director David Kenny | Management | For | Voted - For |
1.6 | Elect Director Janice Marinelli Mazza | Management | For | Voted - For |
1.7 | Elect Director Jonathan Miller | Management | For | Voted - For |
1.8 | Elect Director Stephanie Plaines | Management | For | Voted - For |
1.9 | Elect Director Nancy Tellem | Management | For | Voted - For |
1.10 | Elect Director Lauren Zalaznick | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Reappoint Ernst & Young LLP as UK Statutory Auditors | Management | For | Voted - For |
4 | Authorize the Audit Committee to Fix Remuneration | |||
of UK Statutory Auditor | Management | For | Voted - For | |
5 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
6 | Approve Remuneration Report | Management | For | Voted - For |
7 | Approve Remuneration Policy | Management | For | Voted - For |
8 | Authorise Issue of Equity | Management | For | Voted - For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
223
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
10 | Approve Issuance of Shares for a Private Placement | Management | For | Voted - For |
11 | Approve Share Repurchase Contracts and Repurchase | |||
Counterparties | Management | For | Voted - For | |
NIKE, INC. | ||||
Security ID: 654106103 Ticker: NKE | ||||
Meeting Date: 17-Sep-20 | ||||
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | Voted - For |
1.2 | Elect Director Peter B. Henry | Management | For | Voted - For |
1.3 | Elect Director Michelle A. Peluso | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Report on Political Contributions Disclosure | Shareholder | Against | Voted - For |
NISOURCE INC. | ||||
Security ID: 65473P105 Ticker: NI | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Director Peter A. Altabef | Management | For | Voted - For |
1.2 | Elect Director Theodore H. Bunting, Jr. | Management | For | Voted - For |
1.3 | Elect Director Eric L. Butler | Management | For | Voted - For |
1.4 | Elect Director Aristides S. Candris | Management | For | Voted - For |
1.5 | Elect Director Wayne S. DeVeydt | Management | For | Voted - For |
1.6 | Elect Director Joseph Hamrock | Management | For | Voted - For |
1.7 | Elect Director Deborah A. Henretta | Management | For | Voted - For |
1.8 | Elect Director Deborah A. P. Hersman | Management | For | Voted - For |
1.9 | Elect Director Michael E. Jesanis | Management | For | Voted - For |
1.10 | Elect Director Kevin T. Kabat | Management | For | Voted - For |
1.11 | Elect Director Carolyn Y. Woo | Management | For | Voted - For |
1.12 | Elect Director Lloyd M. Yates | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
NORFOLK SOUTHERN CORPORATION | ||||
Security ID: 655844108 Ticker: NSC | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Director Thomas D. Bell, Jr. | Management | For | Voted - For |
1.2 | Elect Director Mitchell E. Daniels, Jr. | Management | For | Voted - For |
1.3 | Elect Director Marcela E. Donadio | Management | For | Voted - For |
1.4 | Elect Director John C. Huffard, Jr. | Management | For | Voted - For |
224
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Director Christopher T. Jones | Management | For | Voted - For |
1.6 | Elect Director Thomas C. Kelleher | Management | For | Voted - For |
1.7 | Elect Director Steven F. Leer | Management | For | Voted - For |
1.8 | Elect Director Michael D. Lockhart | Management | For | Voted - For |
1.9 | Elect Director Amy E. Miles | Management | For | Voted - For |
1.10 | Elect Director Claude Mongeau | Management | For | Voted - For |
1.11 | Elect Director Jennifer F. Scanlon | Management | For | Voted - For |
1.12 | Elect Director James A. Squires | Management | For | Voted - For |
1.13 | Elect Director John R. Thompson | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
5 | Report on Corporate Climate Lobbying Aligned with | |||
Paris Agreement | Shareholder | Against | Voted - For | |
NORTHERN TRUST CORPORATION | ||||
Security ID: 665859104 Ticker: NTRS | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Director Linda Walker Bynoe | Management | For | Voted - For |
1.2 | Elect Director Susan Crown | Management | For | Voted - For |
1.3 | Elect Director Dean M. Harrison | Management | For | Voted - For |
1.4 | Elect Director Jay L. Henderson | Management | For | Voted - For |
1.5 | Elect Director Marcy S. Klevorn | Management | For | Voted - For |
1.6 | Elect Director Siddharth N. (Bobby) Mehta | Management | For | Voted - For |
1.7 | Elect Director Michael G. O'Grady | Management | For | Voted - For |
1.8 | Elect Director Jose Luis Prado | Management | For | Voted - For |
1.9 | Elect Director Thomas E. Richards | Management | For | Voted - For |
1.10 | Elect Director Martin P. Slark | Management | For | Voted - For |
1.11 | Elect Director David H. B. Smith, Jr. | Management | For | Voted - For |
1.12 | Elect Director Donald Thompson | Management | For | Voted - For |
1.13 | Elect Director Charles A. Tribbett, III | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
NVIDIA CORPORATION | ||||
Security ID: 67066G104 Ticker: NVDA | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Director Robert K. Burgess | Management | For | Voted - For |
1.2 | Elect Director Tench Coxe | Management | For | Voted - For |
1.3 | Elect Director John O. Dabiri | Management | For | Voted - For |
1.4 | Elect Director Persis S. Drell | Management | For | Voted - For |
1.5 | Elect Director Jen-Hsun Huang | Management | For | Voted - For |
1.6 | Elect Director Dawn Hudson | Management | For | Voted - For |
225
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Elect Director Harvey C. Jones | Management | For | Voted - For |
1.8 | Elect Director Michael G. McCaffery | Management | For | Voted - For |
1.9 | Elect Director Stephen C. Neal | Management | For | Voted - For |
1.10 | Elect Director Mark L. Perry | Management | For | Voted - For |
1.11 | Elect Director A. Brooke Seawell | Management | For | Voted - For |
1.12 | Elect Director Aarti Shah | Management | For | Voted - For |
1.13 | Elect Director Mark A. Stevens | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Increase Authorized Common Stock | Management | For | Voted - For |
OWENS CORNING | ||||
Security ID: 690742101 Ticker: OC | ||||
Meeting Date: 15-Apr-21 | ||||
1.1 | Elect Director Brian D. Chambers | Management | For | Voted - For |
1.2 | Elect Director Eduardo E. Cordeiro | Management | For | Voted - For |
1.3 | Elect Director Adrienne D. Elsner | Management | For | Voted - For |
1.4 | Elect Director Alfred E. Festa | Management | For | Voted - For |
1.5 | Elect Director Edward F. Lonergan | Management | For | Voted - For |
1.6 | Elect Director Maryann T. Mannen | Management | For | Voted - For |
1.7 | Elect Director Paul E. Martin | Management | For | Voted - For |
1.8 | Elect Director W. Howard Morris | Management | For | Voted - For |
1.9 | Elect Director Suzanne P. Nimocks | Management | For | Voted - For |
1.10 | Elect Director John D. Williams | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
PAYPAL HOLDINGS, INC. | ||||
Security ID: 70450Y103 Ticker: PYPL | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Director Rodney C. Adkins | Management | For | Voted - For |
1.2 | Elect Director Jonathan Christodoro | Management | For | Voted - For |
1.3 | Elect Director John J. Donahoe | Management | For | Voted - For |
1.4 | Elect Director David W. Dorman | Management | For | Voted - For |
1.5 | Elect Director Belinda J. Johnson | Management | For | Voted - For |
1.6 | Elect Director Gail J. McGovern | Management | For | Voted - For |
1.7 | Elect Director Deborah M. Messemer | Management | For | Voted - For |
1.8 | Elect Director David M. Moffett | Management | For | Voted - For |
1.9 | Elect Director Ann M. Sarnoff | Management | For | Voted - For |
1.10 | Elect Director Daniel H. Schulman | Management | For | Voted - For |
1.11 | Elect Director Frank D. Yeary | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
226
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
5 | Report on Whether Written Policies or Unwritten | |||
Norms Reinforce Racism in Company Culture | Shareholder | Against | Voted - For | |
PENTAIR PLC | ||||
Security ID: G7S00T104 Ticker: PNR | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director Mona Abutaleb Stephenson | Management | For | Voted - For |
1.2 | Elect Director Glynis A. Bryan | Management | For | Voted - For |
1.3 | Elect Director T. Michael Glenn | Management | For | Voted - For |
1.4 | Elect Director Theodore L. Harris | Management | For | Voted - For |
1.5 | Elect Director Gregory E. Knight | Management | For | Voted - For |
1.6 | Elect Director David A. Jones | Management | For | Voted - For |
1.7 | Elect Director Michael T. Speetzen | Management | For | Voted - For |
1.8 | Elect Director John L. Stauch | Management | For | Voted - For |
1.9 | Elect Director Billie I. Williamson | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Deloitte & Touche LLP as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
4 | Amend Non-Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Renew the Board's Authority to Issue Shares Under | |||
Irish Law | Management | For | Voted - For | |
6 | Authorize Board to Opt-Out of Statutory Pre-Emption | |||
Rights | Management | For | Voted - For | |
7 | Determine Price Range for Reissuance of Treasury | |||
Shares | Management | For | Voted - For | |
PEPSICO, INC. | ||||
Security ID: 713448108 Ticker: PEP | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director Segun Agbaje | Management | For | Voted - For |
1.2 | Elect Director Shona L. Brown | Management | For | Voted - For |
1.3 | Elect Director Cesar Conde | Management | For | Voted - For |
1.4 | Elect Director Ian Cook | Management | For | Voted - For |
1.5 | Elect Director Dina Dublon | Management | For | Voted - For |
1.6 | Elect Director Michelle Gass | Management | For | Voted - For |
1.7 | Elect Director Ramon L. Laguarta | Management | For | Voted - For |
1.8 | Elect Director Dave Lewis | Management | For | Voted - For |
1.9 | Elect Director David C. Page | Management | For | Voted - For |
1.10 | Elect Director Robert C. Pohlad | Management | For | Voted - For |
1.11 | Elect Director Daniel Vasella | Management | For | Voted - For |
1.12 | Elect Director Darren Walker | Management | For | Voted - For |
1.13 | Elect Director Alberto Weisser | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
227
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
5 | Report on Sugar and Public Health | Shareholder | Against | Voted - For |
6 | Report on External Public Health Costs | Shareholder | Against | Voted - For |
PERRIGO COMPANY PLC | ||||
Security ID: G97822103 Ticker: PRGO | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director Bradley A. Alford | Management | For | Voted - For |
1.2 | Elect Director Orlando D. Ashford | Management | For | Voted - For |
1.3 | Elect Director Rolf A. Classon | Management | For | Voted - For |
1.4 | Elect Director Katherine C. Doyle | Management | For | Voted - For |
1.5 | Elect Director Adriana Karaboutis | Management | For | Voted - For |
1.6 | Elect Director Murray S. Kessler | Management | For | Voted - For |
1.7 | Elect Director Jeffrey B. Kindler | Management | For | Voted - For |
1.8 | Elect Director Erica L. Mann | Management | For | Voted - For |
1.9 | Elect Director Donal O'Connor | Management | For | Voted - For |
1.10 | Elect Director Geoffrey M. Parker | Management | For | Voted - For |
1.11 | Elect Director Theodore R. Samuels | Management | For | Voted - For |
2 | Approve Ernst & Young LLP as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Authorize Issue of Equity | Management | For | Voted - For |
5 | Authorize Issuance of Equity without Preemptive | |||
Rights | Management | For | Voted - For | |
PFIZER INC. | ||||
Security ID: 717081103 Ticker: PFE | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Director Ronald E. Blaylock | Management | For | Voted - For |
1.2 | Elect Director Albert Bourla | Management | For | Voted - For |
1.3 | Elect Director Susan Desmond-Hellmann | Management | For | Voted - For |
1.4 | Elect Director Joseph J. Echevarria | Management | For | Voted - For |
1.5 | Elect Director Scott Gottlieb | Management | For | Voted - For |
1.6 | Elect Director Helen H. Hobbs | Management | For | Voted - For |
1.7 | Elect Director Susan Hockfield | Management | For | Voted - For |
1.8 | Elect Director Dan R. Littman | Management | For | Voted - For |
1.9 | Elect Director Shantanu Narayen | Management | For | Voted - For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | Voted - For |
1.11 | Elect Director James Quincey | Management | For | Voted - For |
1.12 | Elect Director James C. Smith | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditor | Management | For | Voted - For |
228
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chair | Shareholder | Against | Voted - For |
5 | Report on Political Contributions and Expenditures | Shareholder | Against | Voted - For |
6 | Report on Access to COVID-19 Products | Shareholder | Against | Voted - For |
PG&E CORPORATION | ||||
Security ID: 69331C108 Ticker: PCG | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Cheryl F. Campbell | Management | For | Voted - For |
1.2 | Elect Director Kerry W. Cooper | Management | For | Voted - For |
1.3 | Elect Director Arno L. Harris | Management | For | Voted - For |
1.4 | Elect Director Michael R. Niggli | Management | For | Voted - For |
1.5 | Elect Director Oluwadara (Dara) J. Treseder | Management | For | Voted - For |
1.6 | Elect Director Benjamin F. Wilson | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
PPG INDUSTRIES, INC. | ||||
Security ID: 693506107 Ticker: PPG | ||||
Meeting Date: 15-Apr-21 | ||||
1.1 | Elect Director Steven A. Davis | Management | For | Voted - For |
1.2 | Elect Director Michael W. Lamach | Management | For | Voted - For |
1.3 | Elect Director Michael T. Nally | Management | For | Voted - For |
1.4 | Elect Director Guillermo Novo | Management | For | Voted - For |
1.5 | Elect Director Martin H. Richenhagen | Management | For | Voted - For |
1.6 | Elect Director Catherine R. Smith | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Declassify the Board of Directors | Management | For | Voted - For |
4 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For |
5 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
6 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
PPL CORPORATION | ||||
Security ID: 69351T106 Ticker: PPL | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Director Arthur P. Beattie | Management | For | Voted - For |
1.2 | Elect Director Steven G. Elliott | Management | For | Voted - For |
1.3 | Elect Director Raja Rajamannar | Management | For | Voted - For |
1.4 | Elect Director Craig A. Rogerson | Management | For | Voted - For |
229
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Director Vincent Sorgi | Management | For | Voted - For |
1.6 | Elect Director Natica von Althann | Management | For | Voted - For |
1.7 | Elect Director Keith H. Williamson | Management | For | Voted - For |
1.8 | Elect Director Phoebe A. Wood | Management | For | Voted - For |
1.9 | Elect Director Armando Zagalo de Lima | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
PRINCIPAL FINANCIAL GROUP, INC. | ||||
Security ID: 74251V102 Ticker: PFG | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Director Roger C. Hochschild | Management | For | Voted - For |
1.2 | Elect Director Daniel J. Houston | Management | For | Voted - For |
1.3 | Elect Director Diane C. Nordin | Management | For | Voted - For |
1.4 | Elect Director Alfredo Rivera | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
PROLOGIS, INC. | ||||
Security ID: 74340W103 Ticker: PLD | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Director Hamid R. Moghadam | Management | For | Voted - For |
1.2 | Elect Director Cristina G. Bita | Management | For | Voted - For |
1.3 | Elect Director George L. Fotiades | Management | For | Voted - For |
1.4 | Elect Director Lydia H. Kennard | Management | For | Voted - For |
1.5 | Elect Director Irving F. Lyons, III | Management | For | Voted - For |
1.6 | Elect Director Avid Modjtabai | Management | For | Voted - For |
1.7 | Elect Director David P. O'Connor | Management | For | Voted - For |
1.8 | Elect Director Olivier Piani | Management | For | Voted - For |
1.9 | Elect Director Jeffrey L. Skelton | Management | For | Voted - For |
1.10 | Elect Director Carl B. Webb | Management | For | Voted - For |
1.11 | Elect Director William D. Zollars | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
PRUDENTIAL FINANCIAL, INC. | ||||
Security ID: 744320102 Ticker: PRU | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | Voted - For |
230
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Director Gilbert F. Casellas | Management | For | Voted - For |
1.3 | Elect Director Robert M. Falzon | Management | For | Voted - For |
1.4 | Elect Director Martina Hund-Mejean | Management | For | Voted - For |
1.5 | Elect Director Wendy E. Jones | Management | For | Voted - For |
1.6 | Elect Director Karl J. Krapek | Management | For | Voted - For |
1.7 | Elect Director Peter R. Lighte | Management | For | Voted - For |
1.8 | Elect Director Charles F. Lowrey | Management | For | Voted - For |
1.9 | Elect Director George Paz | Management | For | Voted - For |
1.10 | Elect Director Sandra Pianalto | Management | For | Voted - For |
1.11 | Elect Director Christine A. Poon | Management | For | Voted - For |
1.12 | Elect Director Douglas A. Scovanner | Management | For | Voted - For |
1.13 | Elect Director Michael A. Todman | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
QUEST DIAGNOSTICS INCORPORATED | ||||
Security ID: 74834L100 Ticker: DGX | ||||
Meeting Date: 21-May-21 | ||||
1.1 | Elect Director Vicky B. Gregg | Management | For | Voted - For |
1.2 | Elect Director Wright L. Lassiter, III | Management | For | Voted - For |
1.3 | Elect Director Timothy L. Main | Management | For | Voted - For |
1.4 | Elect Director Denise M. Morrison | Management | For | Voted - For |
1.5 | Elect Director Gary M. Pfeiffer | Management | For | Voted - For |
1.6 | Elect Director Timothy M. Ring | Management | For | Voted - For |
1.7 | Elect Director Stephen H. Rusckowski | Management | For | Voted - For |
1.8 | Elect Director Helen I. Torley | Management | For | Voted - For |
1.9 | Elect Director Gail R. Wilensky | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
REGENERON PHARMACEUTICALS, INC. | ||||
Security ID: 75886F107 Ticker: REGN | ||||
Meeting Date: 11-Jun-21 | ||||
1.1 | Elect Director N. Anthony Coles | Management | For | Voted - For |
1.2 | Elect Director Arthur F. Ryan | Management | For | Voted - For |
1.3 | Elect Director George L. Sing | Management | For | Voted - Against |
1.4 | Elect Director Marc Tessier-Lavigne | Management | For | Voted - Against |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
231
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
REGIONS FINANCIAL CORPORATION | ||||
Security ID: 7591EP100 Ticker: RF | ||||
Meeting Date: 21-Apr-21 | ||||
1.1 | Elect Director Carolyn H. Byrd | Management | For | Voted - For |
1.2 | Elect Director Don DeFosset | Management | For | Voted - For |
1.3 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | Voted - For |
1.4 | Elect Director Zhanna Golodryga | Management | For | Voted - For |
1.5 | Elect Director John D. Johns | Management | For | Voted - For |
1.6 | Elect Director Ruth Ann Marshall | Management | For | Voted - For |
1.7 | Elect Director Charles D. McCrary | Management | For | Voted - For |
1.8 | Elect Director James T. Prokopanko | Management | For | Voted - For |
1.9 | Elect Director Lee J. Styslinger, III | Management | For | Voted - For |
1.10 | Elect Director Jose S. Suquet | Management | For | Voted - For |
1.11 | Elect Director John M. Turner, Jr. | Management | For | Voted - For |
1.12 | Elect Director Timothy Vines | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
RESMED INC. | ||||
Security ID: 761152107 Ticker: RMD | ||||
Meeting Date: 19-Nov-20 | ||||
1.1 | Elect Director Karen Drexler | Management | For | Voted - For |
1.2 | Elect Director Michael Farrell | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
ROCKWELL AUTOMATION, INC. | ||||
Security ID: 773903109 Ticker: ROK | ||||
Meeting Date: 02-Feb-21 | ||||
1.1 | Elect Director William P. Gipson | Management | For | Voted - For |
1.2 | Elect Director J. Phillip Holloman | Management | For | Voted - For |
1.3 | Elect Director Steven R. Kalmanson | Management | For | Voted - For |
1.4 | Elect Director Lawrence D. Kingsley | Management | For | Voted - For |
1.5 | Elect Director Lisa A. Payne | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
232
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ROYAL CARIBBEAN CRUISES LTD. | ||||
Security ID: V7780T103 Ticker: RCL | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Director John F. Brock | Management | For | Voted - For |
1.2 | Elect Director Richard D. Fain | Management | For | Voted - For |
1.3 | Elect Director Stephen R. Howe, Jr. | Management | For | Voted - For |
1.4 | Elect Director William L. Kimsey | Management | For | Voted - For |
1.5 | Elect Director Amy McPherson | Management | For | Voted - For |
1.6 | Elect Director Maritza G. Montiel | Management | For | Voted - For |
1.7 | Elect Director Ann S. Moore | Management | For | Voted - For |
1.8 | Elect Director Eyal M. Ofer | Management | For | Voted - For |
1.9 | Elect Director William K. Reilly | Management | For | Voted - For |
1.10 | Elect Director Vagn O. Sorensen | Management | For | Voted - For |
1.11 | Elect Director Donald Thompson | Management | For | Voted - For |
1.12 | Elect Director Arne Alexander Wilhelmsen | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
5 | Report on Political Contributions Disclosure | Shareholder | Against | Voted - For |
S&P GLOBAL INC. | ||||
Security ID: 78409V104 Ticker: SPGI | ||||
Meeting Date: 11-Mar-21 | ||||
1 | Issue Shares in Connection with Merger | Management | For | Voted - For |
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director Marco Alvera | Management | For | Voted - For |
1.2 | Elect Director William J. Amelio | Management | For | Voted - For |
1.3 | Elect Director William D. Green | Management | For | Voted - For |
1.4 | Elect Director Stephanie C. Hill | Management | For | Voted - For |
1.5 | Elect Director Rebecca J. Jacoby | Management | For | Voted - For |
1.6 | Elect Director Monique F. Leroux | Management | For | Voted - For |
1.7 | Elect Director Ian P. Livingston | Management | For | Voted - For |
1.8 | Elect Director Maria R. Morris | Management | For | Voted - For |
1.9 | Elect Director Douglas L. Peterson | Management | For | Voted - For |
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | Voted - For |
1.11 | Elect Director Kurt L. Schmoke | Management | For | Voted - For |
1.12 | Elect Director Richard E. Thornburgh | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Approve Greenhouse Gas (GHG) Emissions Reduction | |||
Plan | Management | For | Voted - For |
233
Impact Shares YWCA Women’s Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Amend Certificate of Incorporation to Become a | |||
Public Benefit Corporation | Shareholder | Against | Voted - Against | |
SALESFORCE.COM, INC. | ||||
Security ID: 79466L302 Ticker: CRM | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Director Marc Benioff | Management | For | Voted - For |
1.2 | Elect Director Craig Conway | Management | For | Voted - For |
1.3 | Elect Director Parker Harris | Management | For | Voted - For |
1.4 | Elect Director Alan Hassenfeld | Management | For | Voted - For |
1.5 | Elect Director Neelie Kroes | Management | For | Voted - For |
1.6 | Elect Director Colin Powell | Management | For | Voted - For |
1.7 | Elect Director Sanford Robertson | Management | For | Voted - For |
1.8 | Elect Director John V. Roos | Management | For | Voted - For |
1.9 | Elect Director Robin Washington | Management | For | Voted - For |
1.10 | Elect Director Maynard Webb | Management | For | Voted - For |
1.11 | Elect Director Susan Wojcicki | Management | For | Voted - For |
2 | Amend Omnibus Stock Plan | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
5 | Amend Certificate of Incorporation to Become a | |||
Public Benefit Corporation | Shareholder | Against | Voted - Against | |
SEMPRA ENERGY | ||||
Security ID: 816851109 Ticker: SRE | ||||
Meeting Date: 14-May-21 | ||||
1.1 | Elect Director Alan L. Boeckmann | Management | For | Voted - For |
1.2 | Elect Director Andres Conesa | Management | For | Voted - For |
1.3 | Elect Director Maria Contreras-Sweet | Management | For | Voted - For |
1.4 | Elect Director Pablo A. Ferrero | Management | For | Voted - For |
1.5 | Elect Director William D. Jones | Management | For | Voted - For |
1.6 | Elect Director Jeffrey W. Martin | Management | For | Voted - For |
1.7 | Elect Director Bethany J. Mayer | Management | For | Voted - For |
1.8 | Elect Director Michael N. Mears | Management | For | Voted - For |
1.9 | Elect Director Jack T. Taylor | Management | For | Voted - For |
1.10 | Elect Director Cynthia L. Walker | Management | For | Voted - For |
1.11 | Elect Director Cynthia J. Warner | Management | For | Voted - For |
1.12 | Elect Director James C. Yardley | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
5 | Report on Corporate Climate Lobbying Aligned with | |||
Paris Agreement | Shareholder | Against | Voted - For |
234
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SOLAREDGE TECHNOLOGIES, INC. | ||||
Security ID: 83417M104 Ticker: SEDG | ||||
Meeting Date: 01-Jun-21 | ||||
1.1 | Elect Director Nadav Zafrir | Management | For | Voted - Against |
1.2 | Elect Director Avery More | Management | For | Voted - Against |
1.3 | Elect Director Zivi Lando | Management | For | Voted - Against |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
SOUTHWEST AIRLINES CO. | ||||
Security ID: 844741108 Ticker: LUV | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Director David W. Biegler | Management | For | Voted - For |
1.2 | Elect Director J. Veronica Biggins | Management | For | Voted - For |
1.3 | Elect Director Douglas H. Brooks | Management | For | Voted - For |
1.4 | Elect Director William H. Cunningham | Management | For | Voted - For |
1.5 | Elect Director John G. Denison | Management | For | Voted - For |
1.6 | Elect Director Thomas W. Gilligan | Management | For | Voted - For |
1.7 | Elect Director Gary C. Kelly | Management | For | Voted - For |
1.8 | Elect Director Grace D. Lieblein | Management | For | Voted - For |
1.9 | Elect Director Nancy B. Loeffler | Management | For | Voted - For |
1.10 | Elect Director John T. Montford | Management | For | Voted - For |
1.11 | Elect Director Ron Ricks | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - Against |
5 | Adopt Majority Vote Cast to Remove Directors With | |||
or Without Cause | Shareholder | Against | Voted - For | |
STARBUCKS CORPORATION | ||||
Security ID: 855244109 Ticker: SBUX | ||||
Meeting Date: 17-Mar-21 | ||||
1.1 | Elect Director Richard E. Allison, Jr. | Management | For | Voted - For |
1.2 | Elect Director Rosalind G. Brewer *Withdrawn | |||
Resolution* | Management | For | Non-Voting | |
1.3 | Elect Director Andrew Campion | Management | For | Voted - For |
1.4 | Elect Director Mary N. Dillon | Management | For | Voted - For |
1.5 | Elect Director Isabel Ge Mahe | Management | For | Voted - For |
1.6 | Elect Director Mellody Hobson | Management | For | Voted - For |
1.7 | Elect Director Kevin R. Johnson | Management | For | Voted - For |
1.8 | Elect Director Jorgen Vig Knudstorp | Management | For | Voted - For |
235
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Elect Director Satya Nadella | Management | For | Voted - For |
1.10 | Elect Director Joshua Cooper Ramo | Management | For | Voted - For |
1.11 | Elect Director Clara Shih | Management | For | Voted - For |
1.12 | Elect Director Javier G. Teruel | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Adopt a Policy to Include Non-Management Employees | |||
as Prospective Director Candidates | Shareholder | Against | Voted - Against | |
STATE STREET CORPORATION | ||||
Security ID: 857477103 Ticker: STT | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Director Patrick de Saint-Aignan | Management | For | Voted - For |
1.2 | Elect Director Marie A. Chandoha | Management | For | Voted - For |
1.3 | Elect Director Amelia C. Fawcett | Management | For | Voted - For |
1.4 | Elect Director William C. Freda | Management | For | Voted - For |
1.5 | Elect Director Sara Mathew | Management | For | Voted - For |
1.6 | Elect Director William L. Meaney | Management | For | Voted - For |
1.7 | Elect Director Ronald P. O'Hanley | Management | For | Voted - For |
1.8 | Elect Director Sean O'Sullivan | Management | For | Voted - For |
1.9 | Elect Director Julio A. Portalatin | Management | For | Voted - For |
1.10 | Elect Director John B. Rhea | Management | For | Voted - For |
1.11 | Elect Director Richard P. Sergel | Management | For | Voted - For |
1.12 | Elect Director Gregory L. Summe | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Report on Racial Equity Audit | Shareholder | Against | Voted - For |
T. ROWE PRICE GROUP, INC. | ||||
Security ID: 74144T108 Ticker: TROW | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Director Mark S. Bartlett | Management | For | Voted - For |
1.2 | Elect Director Mary K. Bush | Management | For | Voted - For |
1.3 | Elect Director Dina Dublon | Management | For | Voted - For |
1.4 | Elect Director Freeman A. Hrabowski, III | Management | For | Voted - For |
1.5 | Elect Director Robert F. MacLellan | Management | For | Voted - For |
1.6 | Elect Director Olympia J. Snowe | Management | For | Voted - For |
1.7 | Elect Director Robert J. Stevens | Management | For | Voted - For |
1.8 | Elect Director William J. Stromberg | Management | For | Voted - For |
1.9 | Elect Director Richard R. Verma | Management | For | Voted - For |
1.10 | Elect Director Sandra S. Wijnberg | Management | For | Voted - For |
1.11 | Elect Director Alan D. Wilson | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
236
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Report on and Assess Proxy Voting Policies in | |||
Relation to Climate Change Position | Shareholder | Against | Voted - For | |
TAPESTRY, INC. | ||||
Security ID: 876030107 Ticker: TPR | ||||
Meeting Date: 05-Nov-20 | ||||
1.1 | Elect Director John P. Bilbrey | Management | For | Voted - For |
1.2 | Elect Director Darrell Cavens | Management | For | Voted - For |
1.3 | Elect Director David Denton | Management | For | Voted - For |
1.4 | Elect Director Anne Gates | Management | For | Voted - For |
1.5 | Elect Director Susan Kropf | Management | For | Voted - For |
1.6 | Elect Director Annabelle Yu Long | Management | For | Voted - For |
1.7 | Elect Director Ivan Menezes | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
TARGET CORPORATION | ||||
Security ID: 87612E106 Ticker: TGT | ||||
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | Voted - For |
1.2 | Elect Director George S. Barrett | Management | For | Voted - For |
1.3 | Elect Director Brian C. Cornell | Management | For | Voted - For |
1.4 | Elect Director Robert L. Edwards | Management | For | Voted - For |
1.5 | Elect Director Melanie L. Healey | Management | For | Voted - For |
1.6 | Elect Director Donald R. Knauss | Management | For | Voted - For |
1.7 | Elect Director Christine A. Leahy | Management | For | Voted - For |
1.8 | Elect Director Monica C. Lozano | Management | For | Voted - For |
1.9 | Elect Director Mary E. Minnick | Management | For | Voted - For |
1.10 | Elect Director Derica W. Rice | Management | For | Voted - For |
1.11 | Elect Director Kenneth L. Salazar | Management | For | Voted - For |
1.12 | Elect Director Dmitri L. Stockton | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
TE CONNECTIVITY LTD. | ||||
Security ID: H84989104 Ticker: TEL | ||||
Meeting Date: 10-Mar-21 | ||||
1.1 | Elect Director Pierre R. Brondeau | Management | For | Voted - For |
237
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Director Terrence R. Curtin | Management | For | Voted - For |
1.3 | Elect Director Carol A. (John) Davidson | Management | For | Voted - For |
1.4 | Elect Director Lynn A. Dugle | Management | For | Voted - For |
1.5 | Elect Director William A. Jeffrey | Management | For | Voted - For |
1.6 | Elect Director David M. Kerko *Withdrawn Resolution* | Management | For | Non-Voting |
1.7 | Elect Director Thomas J. Lynch | Management | For | Voted - For |
1.8 | Elect Director Heath A. Mitts | Management | For | Voted - For |
1.9 | Elect Director Yong Nam | Management | For | Voted - For |
1.10 | Elect Director Daniel J. Phelan | Management | For | Voted - For |
1.11 | Elect Director Abhijit Y. Talwalkar | Management | For | Voted - For |
1.12 | Elect Director Mark C. Trudeau | Management | For | Voted - For |
1.13 | Elect Director Dawn C. Willoughby | Management | For | Voted - For |
1.14 | Elect Director Laura H. Wright | Management | For | Voted - For |
1.15 | Elect Board Chairman Thomas J. Lynch | Management | For | Voted - For |
1.16 | Elect Daniel J. Phelan as Member of Management | |||
Development and Compensation Committee | Management | For | Voted - For | |
1.17 | Elect Abhijit Y. Talwalkar as Member of Management | |||
Development and Compensation Committee | Management | For | Voted - For | |
1.18 | Elect Mark C. Trudeau as Member of Management | |||
Development and Compensation Committee | Management | For | Voted - For | |
1.19 | Elect Dawn C. Willoughby as Member of Management | |||
Development and Compensation Committee | Management | For | Voted - For | |
2 | Designate Rene Schwarzenbach as Independent Proxy | Management | For | Voted - For |
3 | Accept Annual Report for Fiscal Year Ended | |||
September 25, 2020 | Management | For | Voted - For | |
4 | Accept Statutory Financial Statements for Fiscal | |||
Year Ended September 25, 2020 | Management | For | Voted - For | |
5 | Approve Consolidated Financial Statements for | |||
Fiscal Year Ended September 25, 2020 | Management | For | Voted - For | |
6 | Approve Discharge of Board and Senior Management | Management | For | Voted - For |
7 | Ratify Deloitte & Touche LLP as Independent | |||
Registered Public Accounting Firm for Fiscal Year | ||||
2021 | Management | For | Voted - For | |
8 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | Voted - For |
9 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | Voted - For |
10 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
11 | Approve the Increase in Maximum Aggregate | |||
Remuneration of Executive Management | Management | For | Voted - For | |
12 | Approve Maximum Aggregate Remuneration of Board of | |||
Directors | Management | For | Voted - For | |
13 | Approve Allocation of Available Earnings at | |||
September 25, 2020 | Management | For | Voted - For | |
14 | Approve Declaration of Dividend | Management | For | Voted - For |
15 | Approve Reduction in Share Capital via Cancelation | |||
of Shares | Management | For | Voted - For | |
16 | Amend Non-Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
17 | Amend Omnibus Stock Plan | Management | For | Voted - For |
18 | Adjourn Meeting | Management | For | Voted - For |
238
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
TERRAFORM POWER, INC. | ||||
Security ID: 88104R209 Ticker: TERP | ||||
Meeting Date: 29-Jul-20 | ||||
1.1 | Elect Director Brian Lawson | Management | For | Voted - Against |
1.2 | Elect Director Carolyn Burke | Management | For | Voted - For |
1.3 | Elect Director Christian S. Fong | Management | For | Voted - For |
1.4 | Elect Director Harry Goldgut | Management | For | Voted - Against |
1.5 | Elect Director Richard Legault | Management | For | Voted - Against |
1.6 | Elect Director Mark McFarland | Management | For | Voted - For |
1.7 | Elect Director Sachin Shah | Management | For | Voted - Against |
2 | Approve Merger Agreement | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
5 | Adjourn Meeting | Management | For | Voted - For |
TEXAS INSTRUMENTS INCORPORATED | ||||
Security ID: 882508104 Ticker: TXN | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Director Mark A. Blinn | Management | For | Voted - For |
1.2 | Elect Director Todd M. Bluedorn | Management | For | Voted - For |
1.3 | Elect Director Janet F. Clark | Management | For | Voted - For |
1.4 | Elect Director Carrie S. Cox | Management | For | Voted - For |
1.5 | Elect Director Martin S. Craighead | Management | For | Voted - For |
1.6 | Elect Director Jean M. Hobby | Management | For | Voted - For |
1.7 | Elect Director Michael D. Hsu | Management | For | Voted - For |
1.8 | Elect Director Ronald Kirk | Management | For | Voted - For |
1.9 | Elect Director Pamela H. Patsley | Management | For | Voted - For |
1.10 | Elect Director Robert E. Sanchez | Management | For | Voted - For |
1.11 | Elect Director Richard K. Templeton | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
THE ALLSTATE CORPORATION | ||||
Security ID: 020002101 Ticker: ALL | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Director Donald E. Brown | Management | For | Voted - For |
1.2 | Elect Director Kermit R. Crawford | Management | For | Voted - For |
1.3 | Elect Director Michael L. Eskew | Management | For | Voted - For |
1.4 | Elect Director Richard T. Hume | Management | For | Voted - For |
1.5 | Elect Director Margaret M. Keane | Management | For | Voted - For |
239
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Director Siddharth N. (Bobby) Mehta | Management | For | Voted - For |
1.7 | Elect Director Jacques P. Perold | Management | For | Voted - For |
1.8 | Elect Director Andrea Redmond | Management | For | Voted - For |
1.9 | Elect Director Gregg M. Sherrill | Management | For | Voted - For |
1.10 | Elect Director Judith A. Sprieser | Management | For | Voted - For |
1.11 | Elect Director Perry M. Traquina | Management | For | Voted - For |
1.12 | Elect Director Thomas J. Wilson | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
THE BANK OF NEW YORK MELLON CORPORATION | ||||
Security ID: 064058100 Ticker: BK | ||||
Meeting Date: 13-Apr-21 | ||||
1.1 | Elect Director Linda Z. Cook | Management | For | Voted - For |
1.2 | Elect Director Joseph J. Echevarria | Management | For | Voted - For |
1.3 | Elect Director Thomas P. "Todd" Gibbons | Management | For | Voted - For |
1.4 | Elect Director M. Amy Gilliland | Management | For | Voted - For |
1.5 | Elect Director Jeffrey A. Goldstein | Management | For | Voted - For |
1.6 | Elect Director K. Guru Gowrappan | Management | For | Voted - For |
1.7 | Elect Director Ralph Izzo | Management | For | Voted - For |
1.8 | Elect Director Edmund F. "Ted" Kelly | Management | For | Voted - For |
1.9 | Elect Director Elizabeth E. Robinson | Management | For | Voted - For |
1.10 | Elect Director Samuel C. Scott, III | Management | For | Voted - For |
1.11 | Elect Director Frederick O. Terrell | Management | For | Voted - For |
1.12 | Elect Director Alfred W. "AI" Zollar | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Reduce Ownership Threshold for Shareholders to | |||
Request Action by Written Consent | Shareholder | Against | Voted - For | |
THE CLOROX COMPANY | ||||
Security ID: 189054109 Ticker: CLX | ||||
Meeting Date: 18-Nov-20 | ||||
1.1 | Elect Director Amy Banse | Management | For | Voted - For |
1.2 | Elect Director Richard H. Carmona | Management | For | Voted - For |
1.3 | Elect Director Benno Dorer | Management | For | Voted - For |
1.4 | Elect Director Spencer C. Fleischer | Management | For | Voted - For |
1.5 | Elect Director Esther Lee | Management | For | Voted - For |
1.6 | Elect Director A.D. David Mackay | Management | For | Voted - For |
1.7 | Elect Director Paul Parker | Management | For | Voted - For |
1.8 | Elect Director Linda Rendle | Management | For | Voted - For |
1.9 | Elect Director Matthew J. Shattock | Management | For | Voted - For |
240
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Director Kathryn Tesija | Management | For | Voted - For |
1.11 | Elect Director Pamela Thomas-Graham | Management | For | Voted - For |
1.12 | Elect Director Russell J. Weiner | Management | For | Voted - For |
1.13 | Elect Director Christopher J. Williams | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Eliminate Supermajority Vote Requirement to Approve | |||
Certain Business Combinations | Management | For | Voted - For | |
THE COCA-COLA COMPANY | ||||
Security ID: 191216100 Ticker: KO | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Director Herbert A. Allen | Management | For | Voted - For |
1.2 | Elect Director Marc Bolland | Management | For | Voted - For |
1.3 | Elect Director Ana Botin | Management | For | Voted - For |
1.4 | Elect Director Christopher C. Davis | Management | For | Voted - For |
1.5 | Elect Director Barry Diller | Management | For | Voted - For |
1.6 | Elect Director Helene D. Gayle | Management | For | Voted - For |
1.7 | Elect Director Alexis M. Herman | Management | For | Voted - For |
1.8 | Elect Director Robert A. Kotick | Management | For | Voted - For |
1.9 | Elect Director Maria Elena Lagomasino | Management | For | Voted - For |
1.10 | Elect Director James Quincey | Management | For | Voted - For |
1.11 | Elect Director Caroline J. Tsay | Management | For | Voted - For |
1.12 | Elect Director David B. Weinberg | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
4 | Report on Sugar and Public Health | Shareholder | Against | Voted - For |
THE ESTEE LAUDER COMPANIES INC. | ||||
Security ID: 518439104 Ticker: EL | ||||
Meeting Date: 10-Nov-20 | ||||
1.1 | Elect Director Charlene Barshefsky | Management | For | Voted - For |
1.2 | Elect Director Wei Sun Christianson | Management | For | Voted - For |
1.3 | Elect Director Fabrizio Freda | Management | For | Voted - For |
1.4 | Elect Director Jane Lauder | Management | For | Voted - For |
1.5 | Elect Director Leonard A. Lauder | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
241
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE GAP, INC. | ||||
Security ID: 364760108 Ticker: GPS | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Director John J. Fisher | Management | For | Voted - For |
1.2 | Elect Director Robert J. Fisher | Management | For | Voted - Against |
1.3 | Elect Director William S. Fisher | Management | For | Voted - For |
1.4 | Elect Director Tracy Gardner | Management | For | Voted - For |
1.5 | Elect Director Isabella D. Goren | Management | For | Voted - For |
1.6 | Elect Director Bob L. Martin | Management | For | Voted - For |
1.7 | Elect Director Amy Miles | Management | For | Voted - For |
1.8 | Elect Director Jorge P. Montoya | Management | For | Voted - For |
1.9 | Elect Director Chris O'Neill | Management | For | Voted - For |
1.10 | Elect Director Mayo A. Shattuck, III | Management | For | Voted - For |
1.11 | Elect Director Elizabeth A. Smith | Management | For | Voted - For |
1.12 | Elect Director Salaam Coleman Smith | Management | For | Voted - For |
1.13 | Elect Director Sonia Syngal | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
THE GOLDMAN SACHS GROUP, INC. | ||||
Security ID: 38141G104 Ticker: GS | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Director M. Michele Burns | Management | For | Voted - For |
1.2 | Elect Director Drew G. Faust | Management | For | Voted - For |
1.3 | Elect Director Mark A. Flaherty | Management | For | Voted - For |
1.4 | Elect Director Ellen J. Kullman | Management | For | Voted - For |
1.5 | Elect Director Lakshmi N. Mittal | Management | For | Voted - For |
1.6 | Elect Director Adebayo O. Ogunlesi | Management | For | Voted - For |
1.7 | Elect Director Peter Oppenheimer | Management | For | Voted - For |
1.8 | Elect Director David M. Solomon | Management | For | Voted - For |
1.9 | Elect Director Jan E. Tighe | Management | For | Voted - For |
1.10 | Elect Director Jessica R. Uhl | Management | For | Voted - For |
1.11 | Elect Director David A. Viniar | Management | For | Voted - For |
1.12 | Elect Director Mark O. Winkelman | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
6 | Report on the Impacts of Using Mandatory Arbitration | Shareholder | Against | Voted - For |
7 | Amend Certificate of Incorporation to Become a | |||
Public Benefit Corporation | Shareholder | Against | Voted - Against |
242
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
8 | Report on Racial Equity Audit | Shareholder | Against | Voted - For |
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | ||||
Security ID: 416515104 Ticker: HIG | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Director Robert B. Allardice, III | Management | For | Voted - For |
1.2 | Elect Director Larry D. De Shon | Management | For | Voted - For |
1.3 | Elect Director Carlos Dominguez | Management | For | Voted - For |
1.4 | Elect Director Trevor Fetter | Management | For | Voted - For |
1.5 | Elect Director Donna James | Management | For | Voted - For |
1.6 | Elect Director Kathryn A. Mikells | Management | For | Voted - For |
1.7 | Elect Director Michael G. Morris | Management | For | Voted - For |
1.8 | Elect Director Teresa W. Roseborough | Management | For | Voted - For |
1.9 | Elect Director Virginia P. Ruesterholz | Management | For | Voted - For |
1.10 | Elect Director Christopher J. Swift | Management | For | Voted - For |
1.11 | Elect Director Matthew E. Winter | Management | For | Voted - For |
1.12 | Elect Director Greig Woodring | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
THE HERSHEY COMPANY | ||||
Security ID: 427866108 Ticker: HSY | ||||
Meeting Date: 17-May-21 | ||||
1.1 | Elect Director Pamela M. Arway | Management | For | Voted - For |
1.2 | Elect Director James W. Brown | Management | For | Voted - For |
1.3 | Elect Director Michele G. Buck | Management | For | Voted - For |
1.4 | Elect Director Victor L. Crawford | Management | For | Voted - For |
1.5 | Elect Director Robert M. Dutkowsky | Management | For | Voted - For |
1.6 | Elect Director Mary Kay Haben | Management | For | Voted - For |
1.7 | Elect Director James C. Katzman | Management | For | Voted - For |
1.8 | Elect Director M. Diane Koken | Management | For | Voted - For |
1.9 | Elect Director Robert M. Malcolm | Management | For | Voted - For |
1.10 | Elect Director Anthony J. Palmer | Management | For | Voted - For |
1.11 | Elect Director Juan R. Perez | Management | For | Voted - For |
1.12 | Elect Director Wendy L. Schoppert | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
243
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE INTERPUBLIC GROUP OF COMPANIES, INC. | ||||
Security ID: 460690100 Ticker: IPG | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect Director Joceyln Carter-Miller | Management | For | Voted - For |
1.2 | Elect Director Mary J. Steele Guilfoile | Management | For | Voted - For |
1.3 | Elect Director Dawn Hudson | Management | For | Voted - For |
1.4 | Elect Director Philippe Krakowsky | Management | For | Voted - For |
1.5 | Elect Director Jonathan F. Miller | Management | For | Voted - For |
1.6 | Elect Director Patrick Q. Moore | Management | For | Voted - For |
1.7 | Elect Director Michael I. Roth | Management | For | Voted - For |
1.8 | Elect Director Linda S. Sanford | Management | For | Voted - For |
1.9 | Elect Director David M. Thomas | Management | For | Voted - For |
1.10 | Elect Director E. Lee Wyatt, Jr. | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
THE J. M. SMUCKER COMPANY | ||||
Security ID: 832696405 Ticker: SJM | ||||
Meeting Date: 19-Aug-20 | ||||
1.1 | Elect Director Susan E. Chapman-Hughes | Management | For | Voted - For |
1.2 | Elect Director Paul J. Dolan | Management | For | Voted - For |
1.3 | Elect Director Jay L. Henderson | Management | For | Voted - For |
1.4 | Elect Director Kirk L. Perry | Management | For | Voted - For |
1.5 | Elect Director Sandra Pianalto | Management | For | Voted - For |
1.6 | Elect Director Nancy Lopez Russell | Management | For | Voted - For |
1.7 | Elect Director Alex Shumate | Management | For | Voted - For |
1.8 | Elect Director Mark T. Smucker | Management | For | Voted - For |
1.9 | Elect Director Richard K. Smucker | Management | For | Voted - For |
1.10 | Elect Director Timothy P. Smucker | Management | For | Voted - For |
1.11 | Elect Director Jodi L. Taylor | Management | For | Voted - For |
1.12 | Elect Director Dawn C. Willoughby | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
THE KRAFT HEINZ COMPANY | ||||
Security ID: 500754106 Ticker: KHC | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Director Gregory E. Abel | Management | For | Voted - For |
244
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Director Alexandre Behring | Management | For | Voted - For |
1.3 | Elect Director John T. Cahill | Management | For | Voted - For |
1.4 | Elect Director Joao M. Castro-Neves | Management | For | Voted - For |
1.5 | Elect Director Lori Dickerson Fouche | Management | For | Voted - For |
1.6 | Elect Director Timothy Kenesey | Management | For | Voted - For |
1.7 | Elect Director Elio Leoni Sceti | Management | For | Voted - For |
1.8 | Elect Director Susan Mulder | Management | For | Voted - For |
1.9 | Elect Director Miguel Patricio | Management | For | Voted - For |
1.10 | Elect Director John C. Pope | Management | For | Voted - For |
1.11 | Elect Director Alexandre Van Damme | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
THE KROGER CO. | ||||
Security ID: 501044101 Ticker: KR | ||||
Meeting Date: 24-Jun-21 | ||||
1.1 | Elect Director Nora A. Aufreiter | Management | For | Voted - For |
1.2 | Elect Director Kevin M. Brown | Management | For | Voted - For |
1.3 | Elect Director Anne Gates | Management | For | Voted - For |
1.4 | Elect Director Karen M. Hoguet | Management | For | Voted - For |
1.5 | Elect Director W. Rodney McMullen | Management | For | Voted - For |
1.6 | Elect Director Clyde R. Moore | Management | For | Voted - For |
1.7 | Elect Director Ronald L. Sargent | Management | For | Voted - For |
1.8 | Elect Director J. Amanda Sourry Knox (Amanda Sourry) | Management | For | Voted - For |
1.9 | Elect Director Mark S. Sutton | Management | For | Voted - For |
1.10 | Elect Director Ashok Vemuri | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLC as Auditor | Management | For | Voted - For |
4 | Assess Environmental Impact of Non-Recyclable | |||
Packaging | Shareholder | Against | Voted - For | |
THE MOSAIC COMPANY | ||||
Security ID: 61945C103 Ticker: MOS | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director Cheryl K. Beebe | Management | For | Voted - For |
1.2 | Elect Director Oscar P. Bernardes | Management | For | Voted - For |
1.3 | Elect Director Gregory L. Ebel | Management | For | Voted - For |
1.4 | Elect Director Timothy S. Gitzel | Management | For | Voted - For |
1.5 | Elect Director Denise C. Johnson | Management | For | Voted - For |
1.6 | Elect Director Emery N. Koenig | Management | For | Voted - For |
1.7 | Elect Director James 'Joc' C. O'Rourke | Management | For | Voted - For |
1.8 | Elect Director David T. Seaton | Management | For | Voted - For |
1.9 | Elect Director Steven M. Seibert | Management | For | Voted - For |
245
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Director Luciano Siani Pires | Management | For | Voted - For |
1.11 | Elect Director Gretchen H. Watkins | Management | For | Voted - For |
1.12 | Elect Director Kelvin R. Westbrook | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||
Security ID: 693475105 Ticker: PNC | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Director Joseph Alvarado | Management | For | Voted - For |
1.2 | Elect Director Charles E. Bunch | Management | For | Voted - For |
1.3 | Elect Director Debra A. Cafaro | Management | For | Voted - For |
1.4 | Elect Director Marjorie Rodgers Cheshire | Management | For | Voted - For |
1.5 | Elect Director David L. Cohen | Management | For | Voted - For |
1.6 | Elect Director William S. Demchak | Management | For | Voted - For |
1.7 | Elect Director Andrew T. Feldstein | Management | For | Voted - For |
1.8 | Elect Director Richard J. Harshman | Management | For | Voted - For |
1.9 | Elect Director Daniel R. Hesse | Management | For | Voted - For |
1.10 | Elect Director Linda R. Medler | Management | For | Voted - For |
1.11 | Elect Director Martin Pfinsgraff | Management | For | Voted - For |
1.12 | Elect Director Toni Townes-Whitley | Management | For | Voted - For |
1.13 | Elect Director Michael J. Ward | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Report on Risk Management and Nuclear Weapon | |||
Industry | Shareholder | Against | Voted - For | |
THE PROCTER & GAMBLE COMPANY | ||||
Security ID: 742718109 Ticker: PG | ||||
Meeting Date: 13-Oct-20 | ||||
1.1 | Elect Director Francis S. Blake | Management | For | Voted - For |
1.2 | Elect Director Angela F. Braly | Management | For | Voted - For |
1.3 | Elect Director Amy L. Chang | Management | For | Voted - For |
1.4 | Elect Director Joseph Jimenez | Management | For | Voted - For |
1.5 | Elect Director Debra L. Lee | Management | For | Voted - For |
1.6 | Elect Director Terry J. Lundgren | Management | For | Voted - For |
1.7 | Elect Director Christine M. McCarthy | Management | For | Voted - For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | Voted - For |
1.9 | Elect Director Nelson Peltz | Management | For | Voted - For |
1.10 | Elect Director David S. Taylor | Management | For | Voted - For |
1.11 | Elect Director Margaret C. Whitman | Management | For | Voted - For |
1.12 | Elect Director Patricia A. Woertz | Management | For | Voted - For |
246
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Report on Efforts to Eliminate Deforestation | Shareholder | Against | Voted - For |
6 | Publish Annually a Report Assessing Diversity and | |||
Inclusion Efforts | Shareholder | Against | Voted - For | |
THE PROGRESSIVE CORPORATION | ||||
Security ID: 743315103 Ticker: PGR | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Director Philip Bleser | Management | For | Voted - For |
1.2 | Elect Director Stuart B. Burgdoerfer | Management | For | Voted - For |
1.3 | Elect Director Pamela J. Craig | Management | For | Voted - For |
1.4 | Elect Director Charles A. Davis | Management | For | Voted - For |
1.5 | Elect Director Roger N. Farah | Management | For | Voted - For |
1.6 | Elect Director Lawton W. Fitt | Management | For | Voted - For |
1.7 | Elect Director Susan Patricia Griffith | Management | For | Voted - For |
1.8 | Elect Director Devin C. Johnson | Management | For | Voted - For |
1.9 | Elect Director Jeffrey D. Kelly | Management | For | Voted - For |
1.10 | Elect Director Barbara R. Snyder | Management | For | Voted - For |
1.11 | Elect Director Jan E. Tighe | Management | For | Voted - For |
1.12 | Elect Director Kahina Van Dyke | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
THE TJX COMPANIES, INC. | ||||
Security ID: 872540109 Ticker: TJX | ||||
Meeting Date: 08-Jun-21 | ||||
1.1 | Elect Director Zein Abdalla | Management | For | Voted - For |
1.2 | Elect Director Jose B. Alvarez | Management | For | Voted - For |
1.3 | Elect Director Alan M. Bennett | Management | For | Voted - For |
1.4 | Elect Director Rosemary T. Berkery | Management | For | Voted - For |
1.5 | Elect Director David T. Ching | Management | For | Voted - For |
1.6 | Elect Director C. Kim Goodwin | Management | For | Voted - For |
1.7 | Elect Director Ernie Herrman | Management | For | Voted - For |
1.8 | Elect Director Michael F. Hines | Management | For | Voted - For |
1.9 | Elect Director Amy B. Lane | Management | For | Voted - For |
1.10 | Elect Director Carol Meyrowitz | Management | For | Voted - For |
1.11 | Elect Director Jackwyn L. Nemerov | Management | For | Voted - For |
1.12 | Elect Director John F. O'Brien | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Report on Animal Welfare | Shareholder | Against | Voted - For |
247
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Report on Pay Disparity | Shareholder | Against | Voted - For |
THE WALT DISNEY COMPANY | ||||
Security ID: 254687106 Ticker: DIS | ||||
Meeting Date: 09-Mar-21 | ||||
1.1 | Elect Director Susan E. Arnold | Management | For | Voted - For |
1.2 | Elect Director Mary T. Barra | Management | For | Voted - For |
1.3 | Elect Director Safra A. Catz | Management | For | Voted - For |
1.4 | Elect Director Robert A. Chapek | Management | For | Voted - For |
1.5 | Elect Director Francis A. deSouza | Management | For | Voted - For |
1.6 | Elect Director Michael B.G. Froman | Management | For | Voted - For |
1.7 | Elect Director Robert A. Iger | Management | For | Voted - For |
1.8 | Elect Director Maria Elena Lagomasino | Management | For | Voted - For |
1.9 | Elect Director Mark G. Parker | Management | For | Voted - For |
1.10 | Elect Director Derica W. Rice | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
5 | Adopt a Policy to Include Non-Management Employees | |||
as Prospective Director Candidates | Shareholder | Against | Voted - For | |
TIFFANY & CO. | ||||
Security ID: 886547108 Ticker: TIF | ||||
Meeting Date: 30-Dec-20 | ||||
1 | Approve Merger Agreement | Management | For | Voted - For |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - Against |
3 | Adjourn Meeting | Management | For | Voted - For |
TRANSUNION | ||||
Security ID: 89400J107 Ticker: TRU | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Director William P. (Billy) Bosworth | Management | For | Voted - For |
1.2 | Elect Director Suzanne P. Clark | Management | For | Voted - For |
1.3 | Elect Director Kermit R. Crawford | Management | For | Voted - For |
1.4 | Elect Director Russell P. Fradin | Management | For | Voted - For |
1.5 | Elect Director Pamela A. Joseph | Management | For | Voted - For |
1.6 | Elect Director Thomas L. Monahan, III | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
248
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
TREX COMPANY, INC. | ||||
Security ID: 89531P105 Ticker: TREX | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Director James E. Cline | Management | For | Voted - For |
1.2 | Elect Director Bryan H. Fairbanks | Management | For | Voted - For |
1.3 | Elect Director Gena C. Lovett | Management | For | Voted - For |
1.4 | Elect Director Patricia B. Robinson | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
TYSON FOODS, INC. | ||||
Security ID: 902494103 Ticker: TSN | ||||
Meeting Date: 11-Feb-21 | ||||
1.1 | Elect Director John Tyson | Management | For | Voted - For |
1.2 | Elect Director Les R. Baledge | Management | For | Voted - For |
1.3 | Elect Director Gaurdie E. Banister, Jr. | Management | For | Voted - For |
1.4 | Elect Director Dean Banks | Management | For | Voted - For |
1.5 | Elect Director Mike Beebe | Management | For | Voted - For |
1.6 | Elect Director Maria Claudia Borras | Management | For | Voted - For |
1.7 | Elect Director David J. Bronczek | Management | For | Voted - For |
1.8 | Elect Director Mikel A. Durham | Management | For | Voted - For |
1.9 | Elect Director Jonathan D. Mariner | Management | For | Voted - For |
1.10 | Elect Director Kevin M. McNamara | Management | For | Voted - For |
1.11 | Elect Director Cheryl S. Miller | Management | For | Voted - For |
1.12 | Elect Director Jeffrey K. Schomburger | Management | For | Voted - For |
1.13 | Elect Director Robert Thurber | Management | For | Voted - For |
1.14 | Elect Director Barbara A. Tyson | Management | For | Voted - For |
1.15 | Elect Director Noel White | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Report on Human Rights Due Diligence | Shareholder | Against | Voted - For |
5 | Approve Recapitalization Plan for all Stock to Have | |||
One-vote per Share | Shareholder | Against | Voted - For | |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
U.S. BANCORP | ||||
Security ID: 902973304 Ticker: USB | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Director Warner L. Baxter | Management | For | Voted - For |
1.2 | Elect Director Dorothy J. Bridges | Management | For | Voted - For |
1.3 | Elect Director Elizabeth L. Buse | Management | For | Voted - For |
1.4 | Elect Director Andrew Cecere | Management | For | Voted - For |
249
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Director Kimberly N. Ellison-Taylor | Management | For | Voted - For |
1.6 | Elect Director Kimberly J. Harris | Management | For | Voted - For |
1.7 | Elect Director Roland A. Hernandez | Management | For | Voted - For |
1.8 | Elect Director Olivia F. Kirtley | Management | For | Voted - For |
1.9 | Elect Director Karen S. Lynch | Management | For | Voted - For |
1.10 | Elect Director Richard P. McKenney | Management | For | Voted - For |
1.11 | Elect Director Yusuf I. Mehdi | Management | For | Voted - For |
1.12 | Elect Director John P. Wiehoff | Management | For | Voted - For |
1.13 | Elect Director Scott W. Wine | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
UNION PACIFIC CORPORATION | ||||
Security ID: 907818108 Ticker: UNP | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | Voted - For |
1.2 | Elect Director William J. DeLaney | Management | For | Voted - For |
1.3 | Elect Director David B. Dillon | Management | For | Voted - For |
1.4 | Elect Director Lance M. Fritz | Management | For | Voted - For |
1.5 | Elect Director Deborah C. Hopkins | Management | For | Voted - For |
1.6 | Elect Director Jane H. Lute | Management | For | Voted - For |
1.7 | Elect Director Michael R. McCarthy | Management | For | Voted - For |
1.8 | Elect Director Thomas F. McLarty, III | Management | For | Voted - For |
1.9 | Elect Director Jose H. Villarreal | Management | For | Voted - For |
1.10 | Elect Director Christopher J. Williams | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Voted - For |
6 | Report on EEO | Shareholder | Against | Voted - For |
7 | Publish Annually a Report Assessing Diversity and | |||
Inclusion Efforts | Shareholder | Against | Voted - For | |
8 | Annual Vote and Report on Climate Change | Shareholder | Against | Voted - For |
UNITED PARCEL SERVICE, INC. | ||||
Security ID: 911312106 Ticker: UPS | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Director Carol B. Tome | Management | For | Voted - For |
1.2 | Elect Director Rodney C. Adkins | Management | For | Voted - For |
1.3 | Elect Director Eva C. Boratto | Management | For | Voted - For |
1.4 | Elect Director Michael J. Burns | Management | For | Voted - For |
1.5 | Elect Director Wayne M. Hewett | Management | For | Voted - For |
1.6 | Elect Director Angela Hwang | Management | For | Voted - For |
250
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Elect Director Kate E. Johnson | Management | For | Voted - For |
1.8 | Elect Director William R. Johnson | Management | For | Voted - For |
1.9 | Elect Director Ann M. Livermore | Management | For | Voted - For |
1.10 | Elect Director Franck J. Moison | Management | For | Voted - For |
1.11 | Elect Director Christiana Smith Shi | Management | For | Voted - For |
1.12 | Elect Director Russell Stokes | Management | For | Voted - For |
1.13 | Elect Director Kevin Warsh | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
6 | Approve Recapitalization Plan for all Stock to Have | |||
One-vote per Share | Shareholder | Against | Voted - For | |
7 | Report on Climate Change | Shareholder | Against | Voted - For |
8 | Amend Certificate of Incorporation to Become a | |||
Public Benefit Corporation | Shareholder | Against | Voted - Against | |
9 | Publish Annually a Report Assessing Diversity and | |||
Inclusion Efforts | Shareholder | Against | Voted - For | |
UNITEDHEALTH GROUP INCORPORATED | ||||
Security ID: 91324P102 Ticker: UNH | ||||
Meeting Date: 07-Jun-21 | ||||
1.1 | Elect Director Richard T. Burke | Management | For | Voted - For |
1.2 | Elect Director Timothy P. Flynn | Management | For | Voted - For |
1.3 | Elect Director Stephen J. Hemsley | Management | For | Voted - For |
1.4 | Elect Director Michele J. Hooper | Management | For | Voted - For |
1.5 | Elect Director F. William McNabb, III | Management | For | Voted - For |
1.6 | Elect Director Valerie C. Montgomery Rice | Management | For | Voted - For |
1.7 | Elect Director John H. Noseworthy | Management | For | Voted - For |
1.8 | Elect Director Gail R. Wilensky | Management | For | Voted - For |
1.9 | Elect Director Andrew Witty | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
VENTAS, INC. | ||||
Security ID: 92276F100 Ticker: VTR | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Director Melody C. Barnes | Management | For | Voted - For |
1.2 | Elect Director Debra A. Cafaro | Management | For | Voted - For |
1.3 | Elect Director Jay M. Gellert | Management | For | Voted - For |
1.4 | Elect Director Matthew J. Lustig | Management | For | Voted - For |
251
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Director Roxanne M. Martino | Management | For | Voted - For |
1.6 | Elect Director Marguerite M. Nader | Management | For | Voted - For |
1.7 | Elect Director Sean P. Nolan | Management | For | Voted - For |
1.8 | Elect Director Walter C. Rakowich | Management | For | Voted - For |
1.9 | Elect Director Robert D. Reed | Management | For | Voted - For |
1.10 | Elect Director James D. Shelton | Management | For | Voted - For |
1.11 | Elect Director Maurice S. Smith | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
VEREIT, INC. | ||||
Security ID: 92339V308 Ticker: VER | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Director Glenn J. Rufrano | Management | For | Voted - For |
1.2 | Elect Director Hugh R. Frater | Management | For | Voted - For |
1.3 | Elect Director Priscilla Almodovar | Management | For | Voted - For |
1.4 | Elect Director David B. Henry | Management | For | Voted - Against |
1.5 | Elect Director Mary Hogan Preusse | Management | For | Voted - For |
1.6 | Elect Director Richard J. Lieb | Management | For | Voted - For |
1.7 | Elect Director Eugene A. Pinover | Management | For | Voted - For |
1.8 | Elect Director Julie G. Richardson | Management | For | Voted - For |
1.9 | Elect Director Susan E. Skerritt | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Charter to Allow Shareholders to Amend Bylaws | Management | For | Voted - For |
VERISK ANALYTICS, INC. | ||||
Security ID: 92345Y106 Ticker: VRSK | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Director Samuel G. Liss | Management | For | Voted - For |
1.2 | Elect Director Bruce E. Hansen | Management | For | Voted - For |
1.3 | Elect Director Therese M. Vaughan | Management | For | Voted - For |
1.4 | Elect Director Kathleen A. Hogenson | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
252
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
VERIZON COMMUNICATIONS INC. | ||||
Security ID: 92343V104 Ticker: VZ | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Director Shellye L. Archambeau | Management | For | Voted - For |
1.2 | Elect Director Roxanne S. Austin | Management | For | Voted - For |
1.3 | Elect Director Mark T. Bertolini | Management | For | Voted - For |
1.4 | Elect Director Melanie L. Healey | Management | For | Voted - For |
1.5 | Elect Director Clarence Otis, Jr. | Management | For | Voted - For |
1.6 | Elect Director Daniel H. Schulman | Management | For | Voted - For |
1.7 | Elect Director Rodney E. Slater | Management | For | Voted - For |
1.8 | Elect Director Hans E. Vestberg | Management | For | Voted - For |
1.9 | Elect Director Gregory G. Weaver | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Lower Ownership Threshold for Action by Written | |||
Consent | Shareholder | Against | Voted - For | |
5 | Amend Senior Executive Compensation Clawback Policy | Shareholder | Against | Voted - For |
6 | Submit Severance Agreement (Change-in-Control) to | |||
Shareholder Vote | Shareholder | Against | Voted - For | |
VERTEX PHARMACEUTICALS INCORPORATED | ||||
Security ID: 92532F100 Ticker: VRTX | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Director Sangeeta Bhatia | Management | For | Voted - For |
1.2 | Elect Director Lloyd Carney | Management | For | Voted - For |
1.3 | Elect Director Alan Garber | Management | For | Voted - For |
1.4 | Elect Director Terrence Kearney | Management | For | Voted - For |
1.5 | Elect Director Reshma Kewalramani | Management | For | Voted - For |
1.6 | Elect Director Yuchun Lee | Management | For | Voted - For |
1.7 | Elect Director Jeffrey Leiden | Management | For | Voted - For |
1.8 | Elect Director Margaret McGlynn | Management | For | Voted - For |
1.9 | Elect Director Diana McKenzie | Management | For | Voted - For |
1.10 | Elect Director Bruce Sachs | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
5 | Report on Political Contributions and Expenditures | Shareholder | Against | Voted - For |
253
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
VF CORPORATION | ||||
Security ID: 918204108 Ticker: VFC | ||||
Meeting Date: 28-Jul-20 | ||||
1.1 | Elect Director Richard T. Carucci | Management | For | Voted - For |
1.2 | Elect Director Juliana L. Chugg | Management | For | Voted - For |
1.3 | Elect Director Benno Dorer | Management | For | Voted - For |
1.4 | Elect Director Mark S. Hoplamazian | Management | For | Voted - For |
1.5 | Elect Director Laura W. Lang | Management | For | Voted - For |
1.6 | Elect Director W. Alan McCollough | Management | For | Voted - For |
1.7 | Elect Director W. Rodney McMullen | Management | For | Voted - For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | Voted - For |
1.9 | Elect Director Steven E. Rendle | Management | For | Voted - For |
1.10 | Elect Director Carol L. Roberts | Management | For | Voted - For |
1.11 | Elect Director Matthew J. Shattock | Management | For | Voted - For |
1.12 | Elect Director Veronica B. Wu | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
VISA INC. | ||||
Security ID: 92826C839 Ticker: V | ||||
Meeting Date: 26-Jan-21 | ||||
1.1 | Elect Director Lloyd A. Carney | Management | For | Voted - For |
1.2 | Elect Director Mary B. Cranston | Management | For | Voted - For |
1.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Voted - For |
1.4 | Elect Director Alfred F. Kelly, Jr. | Management | For | Voted - For |
1.5 | Elect Director Ramon Laguarta | Management | For | Voted - For |
1.6 | Elect Director John F. Lundgren | Management | For | Voted - For |
1.7 | Elect Director Robert W. Matschullat | Management | For | Voted - For |
1.8 | Elect Director Denise M. Morrison | Management | For | Voted - For |
1.9 | Elect Director Suzanne Nora Johnson | Management | For | Voted - For |
1.10 | Elect Director Linda J. Rendle | Management | For | Voted - For |
1.11 | Elect Director John A. C. Swainson | Management | For | Voted - For |
1.12 | Elect Director Maynard G. Webb, Jr. | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Provide Holders of At Least 15% Class A Common | |||
Stock Right to Call Special Meeting | Management | For | Voted - For | |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Voted - Against |
254
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
VISTRA CORP. | ||||
Security ID: 92840M102 Ticker: VST | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Director Scott B. Helm | Management | For | Voted - For |
1.2 | Elect Director Hilary E. Ackermann | Management | For | Voted - For |
1.3 | Elect Director Arcilia C. Acosta | Management | For | Voted - For |
1.4 | Elect Director Gavin R. Baiera | Management | For | Voted - For |
1.5 | Elect Director Paul M. Barbas | Management | For | Voted - For |
1.6 | Elect Director Lisa Crutchfield | Management | For | Voted - For |
1.7 | Elect Director Brian K. Ferraioli | Management | For | Voted - For |
1.8 | Elect Director Jeff D. Hunter | Management | For | Voted - For |
1.9 | Elect Director Curtis A. Morgan | Management | For | Voted - For |
1.10 | Elect Director John R. Sult | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
VMWARE, INC. | ||||
Security ID: 928563402 Ticker: VMW | ||||
Meeting Date: 15-Jul-20 | ||||
1.1 | Elect Director Anthony Bates | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
VOYA FINANCIAL, INC. | ||||
Security ID: 929089100 Ticker: VOYA | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect Director Yvette S. Butler | Management | For | Voted - For |
1.2 | Elect Director Jane P. Chwick | Management | For | Voted - For |
1.3 | Elect Director Kathleen DeRose | Management | For | Voted - For |
1.4 | Elect Director Ruth Ann M. Gillis | Management | For | Voted - For |
1.5 | Elect Director Aylwin B. Lewis | Management | For | Voted - For |
1.6 | Elect Director Rodney O. Martin, Jr. | Management | For | Voted - For |
1.7 | Elect Director Byron H. Pollitt, Jr. | Management | For | Voted - For |
1.8 | Elect Director Joseph V. Tripodi | Management | For | Voted - For |
1.9 | Elect Director David Zwiener | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
255
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
W. P. CAREY INC. | ||||
Security ID: 92936U109 Ticker: WPC | ||||
Meeting Date: 17-Jun-21 | ||||
1.1 | Elect Director Mark A. Alexander | Management | For | Voted - For |
1.2 | Elect Director Tonit M. Calaway | Management | For | Voted - For |
1.3 | Elect Director Peter J. Farrell | Management | For | Voted - For |
1.4 | Elect Director Robert J. Flanagan | Management | For | Voted - For |
1.5 | Elect Director Jason E. Fox | Management | For | Voted - For |
1.6 | Elect Director Axel K.A. Hansing | Management | For | Voted - For |
1.7 | Elect Director Jean Hoysradt | Management | For | Voted - For |
1.8 | Elect Director Margaret G. Lewis | Management | For | Voted - For |
1.9 | Elect Director Christopher J. Niehaus | Management | For | Voted - For |
1.10 | Elect Director Nick J.M. van Ommen | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
W.W. GRAINGER, INC. | ||||
Security ID: 384802104 Ticker: GWW | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Director Rodney C. Adkins | Management | For | Voted - For |
1.2 | Elect Director Brian P. Anderson | Management | For | Voted - For |
1.3 | Elect Director V. Ann Hailey | Management | For | Voted - For |
1.4 | Elect Director Katherine D. Jaspon | Management | For | Voted - For |
1.5 | Elect Director Stuart L. Levenick | Management | For | Voted - For |
1.6 | Elect Director D.G. Macpherson | Management | For | Voted - For |
1.7 | Elect Director Neil S. Novich | Management | For | Voted - For |
1.8 | Elect Director Beatriz R. Perez | Management | For | Voted - For |
1.9 | Elect Director Michael J. Roberts | Management | For | Voted - For |
1.10 | Elect Director E. Scott Santi | Management | For | Voted - For |
1.11 | Elect Director Susan Slavik Williams | Management | For | Voted - For |
1.12 | Elect Director Lucas E. Watson | Management | For | Voted - For |
1.13 | Elect Director Steven A. White | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
WALGREENS BOOTS ALLIANCE, INC. | ||||
Security ID: 931427108 Ticker: WBA | ||||
Meeting Date: 28-Jan-21 | ||||
1.1 | Elect Director Jose E. Almeida | Management | For | Voted - For |
1.2 | Elect Director Janice M. Babiak | Management | For | Voted - For |
1.3 | Elect Director David J. Brailer | Management | For | Voted - For |
256
Impact Shares YWCA Women’s Empowerment ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Director William C. Foote | Management | For | Voted - For |
1.5 | Elect Director Ginger L. Graham | Management | For | Voted - For |
1.6 | Elect Director Valerie B. Jarrett | Management | For | Voted - For |
1.7 | Elect Director John A. Lederer | Management | For | Voted - For |
1.8 | Elect Director Dominic P. Murphy | Management | For | Voted - For |
1.9 | Elect Director Stefano Pessina | Management | For | Voted - For |
1.10 | Elect Director Nancy M. Schlichting | Management | For | Voted - For |
1.11 | Elect Director James A. Skinner | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
6 | Report on Health Risks of Continued In-Store | |||
Tobacco Sales in the Age of COVID 2021 | Shareholder | Against | Voted - For | |
WASTE MANAGEMENT, INC. | ||||
Security ID: 94106L109 Ticker: WM | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Director James C. Fish, Jr. | Management | For | Voted - For |
1.2 | Elect Director Andres R. Gluski | Management | For | Voted - For |
1.3 | Elect Director Victoria M. Holt | Management | For | Voted - For |
1.4 | Elect Director Kathleen M. Mazzarella | Management | For | Voted - For |
1.5 | Elect Director Sean E. Menke | Management | For | Voted - For |
1.6 | Elect Director William B. Plummer | Management | For | Voted - For |
1.7 | Elect Director John C. Pope | Management | For | Voted - For |
1.8 | Elect Director Maryrose T. Sylvester | Management | For | Voted - For |
1.9 | Elect Director Thomas H. Weidemeyer | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
WELLS FARGO & COMPANY | ||||
Security ID: 949746101 Ticker: WFC | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Director Steven D. Black | Management | For | Voted - For |
1.2 | Elect Director Mark A. Chancy | Management | For | Voted - For |
1.3 | Elect Director Celeste A. Clark | Management | For | Voted - For |
1.4 | Elect Director Theodore F. Craver, Jr. | Management | For | Voted - For |
1.5 | Elect Director Wayne M. Hewett | Management | For | Voted - For |
1.6 | Elect Director Maria R. Morris | Management | For | Voted - For |
1.7 | Elect Director Charles H. Noski | Management | For | Voted - For |
1.8 | Elect Director Richard B. Payne, Jr. | Management | For | Voted - For |
1.9 | Elect Director Juan A. Pujadas | Management | For | Voted - For |
1.10 | Elect Director Ronald L. Sargent | Management | For | Voted - For |
257
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Elect Director Charles W. Scharf | Management | For | Voted - For |
1.12 | Elect Director Suzanne M. Vautrinot | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
5 | Amend Certificate of Incorporation to Become a | |||
Delaware Public Benefit Corporation | Shareholder | Against | Voted - Against | |
6 | Report on Incentive-Based Compensation and Risks of | |||
Material Losses | Shareholder | Against | Voted - For | |
7 | Report on Racial Equity Audit | Shareholder | Against | Voted - For |
WELLTOWER INC. | ||||
Security ID: 95040Q104 Ticker: WELL | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Director Kenneth J. Bacon | Management | For | Voted - For |
1.2 | Elect Director Karen B. DeSalvo | Management | For | Voted - For |
1.3 | Elect Director Jeffrey H. Donahue | Management | For | Voted - For |
1.4 | Elect Director Philip L. Hawkins | Management | For | Voted - For |
1.5 | Elect Director Dennis G. Lopez | Management | For | Voted - For |
1.6 | Elect Director Shankh Mitra | Management | For | Voted - For |
1.7 | Elect Director Ade J. Patton | Management | For | Voted - For |
1.8 | Elect Director Diana W. Reid | Management | For | Voted - For |
1.9 | Elect Director Sergio D. Rivera | Management | For | Voted - For |
1.10 | Elect Director Johnese M. Spisso | Management | For | Voted - For |
1.11 | Elect Director Kathryn M. Sullivan | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
WEYERHAEUSER COMPANY | ||||
Security ID: 962166104 Ticker: WY | ||||
Meeting Date: 14-May-21 | ||||
1.1 | Elect Director Mark A. Emmert | Management | For | Voted - For |
1.2 | Elect Director Rick R. Holley | Management | For | Voted - For |
1.3 | Elect Director Sara Grootwassink Lewis | Management | For | Voted - For |
1.4 | Elect Director Deidra C. Merriwether | Management | For | Voted - For |
1.5 | Elect Director Al Monaco | Management | For | Voted - For |
1.6 | Elect Director Nicole W. Piasecki | Management | For | Voted - For |
1.7 | Elect Director Lawrence A. Selzer | Management | For | Voted - For |
1.8 | Elect Director Devin W. Stockfish | Management | For | Voted - For |
1.9 | Elect Director Kim Williams | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
WORKDAY, INC. | ||||
Security ID: 98138H101 Ticker: WDAY | ||||
Meeting Date: 08-Jun-21 | ||||
1.1 | Elect Director Aneel Bhusri | Management | For | Voted - For |
1.2 | Elect Director Ann-Marie Campbell | Management | For | Voted - For |
1.3 | Elect Director David A. Duffield | Management | For | Voted - For |
1.4 | Elect Director Lee J. Styslinger, III | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
XYLEM INC. | ||||
Security ID: 98419M100 Ticker: XYL | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director Jeanne Beliveau-Dunn | Management | For | Voted - For |
1.2 | Elect Director Patrick K. Decker | Management | For | Voted - For |
1.3 | Elect Director Robert F. Friel | Management | For | Voted - For |
1.4 | Elect Director Jorge M. Gomez | Management | For | Voted - For |
1.5 | Elect Director Victoria D. Harker | Management | For | Voted - For |
1.6 | Elect Director Steven R. Loranger | Management | For | Voted - For |
1.7 | Elect Director Surya N. Mohapatra | Management | For | Voted - For |
1.8 | Elect Director Jerome A. Peribere | Management | For | Voted - For |
1.9 | Elect Director Markos I. Tambakeras | Management | For | Voted - For |
1.10 | Elect Director Lila Tretikov | Management | For | Voted - For |
1.11 | Elect Director Uday Yadav | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
YUM! BRANDS, INC. | ||||
Security ID: 988498101 Ticker: YUM | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Director Paget L. Alves | Management | For | Voted - For |
1.2 | Elect Director Keith Barr | Management | For | Voted - For |
1.3 | Elect Director Christopher M. Connor | Management | For | Voted - For |
1.4 | Elect Director Brian C. Cornell | Management | For | Voted - For |
1.5 | Elect Director Tanya L. Domier | Management | For | Voted - For |
1.6 | Elect Director David W. Gibbs | Management | For | Voted - For |
1.7 | Elect Director Mirian M. Graddick-Weir | Management | For | Voted - For |
1.8 | Elect Director Lauren R. Hobart | Management | For | Voted - For |
1.9 | Elect Director Thomas C. Nelson | Management | For | Voted - For |
259
Impact Shares YWCA Women’s Empowerment ETF
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Director P. Justin Skala | Management | For | Voted - For |
1.11 | Elect Director Elane B. Stock | Management | For | Voted - For |
1.12 | Elect Director Annie Young-Scrivner | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
260
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Impact Shares Trust I
By: /s/ Ethan Powell
Ethan Powell
President & Principal Executive Officer
Date: August 23, 2021
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