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Six Circles Trust

Filed: 13 Mar 20, 4:04pm
X0201

N-CEN: Filer Information

Submission Contact Information

Name
Phone
E-Mail Address

Notification Information

Notify via Filing Website only?Checkbox not checked

N-CEN:Series/Class (Contract) Information

All?Checkbox checked

N-CEN:Part A: General Information

Item A.1. Reporting period covered.

a. Report for period ending:
2019-12-31
b. Does this report cover a period of less than 12 months?Radio button not checked Yes Radio button checked No

N-CEN:Part B: Information About the Registrant


Item B.1. Background information.

a. Full name of Registrant
Six Circles Trust
b. Investment Company Act file number ( e.g., 811-)
811-23325
c. CIK
0001724826
d. LEI
549300NG19QZK8S0N704

Item B.2. Address and telephone number of Registrant.

a. Street 1
383 Madison Avenue
Street 2
b. City
New York
c. State, if applicable
NEW YORK
d. Foreign country, if applicable
UNITED STATES OF AMERICA
e. Zip code and zip code extension, or foreign postal code
10179-0001
f. Telephone number (including country code if foreign)
212-270-6000
g. Public Website, if any
www.sixcirclesfunds.com

Item B.3. Location of books and records.

Instruction. Provide the requested information for each person maintaining physical possession of each account, book, or other document required to be maintained by section 31(a) of the Act (15 U.S.C. 80a-30(a)) and the rules under that section.
Location books Record: 1
a. Name of person (e.g., a custodian of records)
Brown Brothers Harriman & Co
b. Street 1
50 Post Office Square
Street 2
c. City
Boston
d. State, if applicable
MASSACHUSETTS
e. Foreign country, if applicable
UNITED STATES OF AMERICA
f. Zip code and zip code extension, or foreign postal code
02210-1548
g. Telephone number (including country code if foreign)
617-772-1818
h. Briefly describe the books and records kept at this location:
Books and records of portfolio transactions

Item B.4. Initial of final filings.

Instruction. Respond "yes" to Item B.4.b only if the Registrant has filed an application to deregister or will file an application to deregister before its next required filing on this form.
a. Is this the first filing on this form by the Registrant? Radio button not checked Yes Radio button checked No
b. Is this the last filing on this form by the Registrant? Radio button not checked Yes Radio button checked No

Item B.5. Family of investment companies.

Instruction. "Family of investment companies" means, except for insurance company separate accounts, any two or more registered investment companies that (i) share the same investment adviser or principal underwriter; and (ii) hold themselves out to investors as related companies for purposes of investment and investor services.In responding to this item, all Registrants in the family of investment companies should report the name of the family of investment companies identically.
Insurance company separate accounts that may not hold themselves out to investors as related companies (products) for purposes of investment and investor services should consider themselves part of the same family if the operational or accounting or control systems under which these entities function are substantially similar.
a. Is the Registrant part of a family of investment companies? Radio button checked Yes Radio button not checked No
i. Full name of family of investment companies
Six Circles Funds

Item B.6. Organization.

Instruction. For Item B.6.a.i., the Registrant should include all Series that have been established by the Registrant and have shares outstanding (other than shares issued in connection with an initial investment to satisfy section 14(a) of the Act).
Indicate the classification of the Registrant by checking the applicable item below.
Checkbox checked a. Open-end management investment company registered under the Act on Form N-1A
Checkbox not checked b. Closed-end management investment company registered under the Act on Form N-2
Checkbox not checked c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3
Checkbox not checked d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4
Checkbox not checked e. Small business investment company registered under the Act on Form N-5
Checkbox not checked f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6
Checkbox not checked g. Unit investment trust registered under the Act on Form N-8B-2
i. Total number of Series of the Registrant
6

Item B.7. Securities Act registration.

Is the Registrant the issuer of a class of securities registered under the Securities Act of 1933 ("Securities Act")? Radio button checked Yes Radio button not checked No

Item B.8. Directors.

Provide the information requested below about each person serving as director of the Registrant (management investment companies only):
Director Record: 1
a. Full Name
James P. Donovan
b. CRD number, if any
N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
N/A
Director Record: 2
a. Full Name
Neil Medugno
b. CRD number, if any
N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
N/A
Director Record: 3
a. Full Name
Mary E. Savino
b. CRD number, if any
001534950
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button checked Yes Radio button not checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
N/A
Director Record: 4
a. Full Name
Kevin M. Klingert
b. CRD number, if any
001477924
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
N/A
Director Record: 5
a. Full Name
Lauren K. Stack
b. CRD number, if any
N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
N/A
Director Record: 6
a. Full Name
Lisa M. Borders
b. CRD number, if any
N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
N/A

Item B.9. Chief compliance officer.

Provide the information requested below about each person serving as chief compliance officer of the Registrant for purposes of rule 38a-1 (17 CFR 270.38a- 1):
Chief compliance officer Record: 1
a. Full Name
Michael Choi
b. CRD Number, if any
N/A
c. Street Address 1
277 Park Avenue
Street Address 2
d. City
New York
e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Zip code and zip code extension, or foreign postal code
10172-7924
h. Telephone number (including country code if foreign)
XXXXXX
i. Has the chief compliance officer changed since the last filing? Radio button not checked Yes Radio button checked No
If the chief compliance officer is compensated or employed by any person other than the Registrant, or an affiliated person of the Registrant, for providing chief compliance officer services, provide:
CCO employer Record: 1
i. Name of the person
N/A
ii. Person's IRS Employer Identification Number
N/A

Item B.10. Matters for security holder vote.

Instruction. Registrants registered on Forms N-3, N-4 or N-6, should respond "yes" to this Item only if security holder votes were solicited on contract-level matters.
Were any matters submitted by the Registrant for its security holders' vote during the reporting period? Radio button not checked Yes Radio button checked No

Item B.11. Legal proceeding.

Instruction. For purposes of this Item, the following proceedings should be described: (1) any bankruptcy, receivership or similar proceeding with respect to the Registrant or any of its significant subsidiaries; (2) any proceeding to which any director, officer or other affiliated person of the Registrant is a party adverse to the Registrant or any of its subsidiaries; and (3) any proceeding involving the revocation or suspension of the right of the Registrant to sell securities.
a. Have there been any material legal proceedings, other than routine litigation incidental to the business, to which the Registrant or any of its subsidiaries was a party or of which any of their property was the subject during the reporting period? Radio button not checked Yes Radio button checked No
b. Has any proceeding previously reported been terminated? Radio button not checked Yes Radio button checked No

Item B.12. Fidelity bond and insurance (management investment companies only).

a. Were any claims with respect to the Registrant filed under a fidelity bond (including, but not limited to, the fidelity insuring agreement of the bond) during the reporting period? Radio button not checked Yes Radio button checked No

Item B.13. Directors and officers/errors and omissions insurance (management investment companies only).

a. Are the Registrant's officers or directors covered in their capacities as officers or directors under any directors and officers/errors and omissions insurance policy owned by the Registrant or anyone else? Radio button checked Yes Radio button not checked No
i. If yes, were any claims filed under the policy during the reporting period with respect to the Registrant? Radio button not checked Yes Radio button checked No

Item B.14. Provision of financial support.

Instruction. For purposes of this Item, a provision of financial support includes any (1) capital contribution, (2) purchase of a security from a Money Market Fund in reliance on rule 17a-9 under the Act (17 CFR 270.17a-9), (3) purchase of any defaulted or devalued security at fair value reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio, (4) execution of letter of credit or letter of indemnity, (5) capital support agreement (whether or not the Registrant ultimately received support), (6) performance guarantee, or (7) other similar action reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio. Provision of financial support does not include any (1) routine waiver of fees or reimbursement of Registrant's expenses, (2) routine inter-fund lending, (3) routine inter-fund purchases of Registrant's shares, or (4) action that would qualify as financial support as defined above, that the board of directors has otherwise determined not to be reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio.
Did an affiliated person, promoter, or principal underwriter of the Registrant, or an affiliated person of such a person, provide any form of financial support to the Registrant during the reporting period? Radio button not checked Yes Radio button checked No

Item B.15. Exemptive orders.

a. During the reporting period, did the Registrant rely on any orders from the Commission granting an exemption from one or more provisions of the Act, Securities Act or Exchange Act? Radio button checked Yes Radio button not checked No
Release number Record: 1
i. If yes, provide below the release number for each order
IC-27396

Item B.16. Principal underwriters.

a. Provide the information requested below about each principal underwriter:
Principal underwriter Record: 1
i. Full name
Foreside Fund Services, LLC
ii. SEC file number (e.g., 8-)
8-51293
iii. CRD number
000046106
iv. LEI, if any
N/A
v. State, if applicable
MAINE
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor? Radio button not checked Yes Radio button checked No
b. Have any principal underwriters been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item B.17. Independent public accountant.

Provide the following information about eachthe independent public accountant:
Public accountant Record: 1
a. Full Name
PriceWaterhouseCoopers LLP
b. PCAOB Number
238
c. LEI, if any
5493002GVO7EO8RNNS37
d. State, if applicable
NEW YORK
e. Foreign country, if applicable
UNITED STATES OF AMERICA
f. Has the independent public accountant changed since the last filing?Radio button not checked Yes Radio button checked No

Item B.18. Report on internal control (management investment companies only).

Instruction. Small business investment companies are not required to respond to this item.
For the reporting period, did an independent public accountant's report on internal control note any material weaknesses? Radio button not checked Yes Radio button checked No

Item B.19. Audit opinion.

For the reporting period, did an independent public accountant issue an opinion other than an unqualified opinion with respect to its audit of the Registrant's financial statements? Radio button not checked Yes Radio button checked No

Item B.20. Change in valuation methods.

Instruction. Responses to this item need not include changes to valuation techniques used for individual securities (e.g., changing from market approach to income approach for a private equity security). In responding to Item B.20.c., provide the applicable "asset type" category specified in Item C.4.a. of Form N-PORT. In responding to Item B.20.d., provide a brief description of the type of investments involved. If the change in valuation methods applies only to certain sub-asset types included in the response to Item B.20.c., please provide the sub-asset types in the response to Item B.20.d. The responses to Item B.20.c. and Item B.20.d. should be identical only if the change in valuation methods applies to all assets within that category.
Have there been material changes in the method of valuation (e.g., change from use of bid price to mid price for fixed income securities or change in trigger threshold for use of fair value factors on international equity securities) of the Registrant's assets during the reporting period? Radio button not checked Yes Radio button checked No

Item B.21. Change in accounting principles and practices.

Have there been any changes in accounting principles or practices, or any change in the method of applying any such accounting principles or practices, which will materially affect the financial statements filed or to be filed for the current year with the Commission and which has not been previously reported? Radio button not checked Yes Radio button checked No

Item B.22. Net asset value error corrections (open-end management investment companies only).

a. During the reporting period, were any payments made to shareholders or shareholder accounts reprocessed as a result of an error in calculating the Registrant's net asset value (or net asset value per share)? Radio button not checked Yes Radio button checked No

Item B.23. Rule 19a-1 notice (management investment companies only).

During the reporting period, did the Registrant pay any dividend or make any distribution in the nature of a dividend payment, required to be accompanied by a written statement pursuant to section 19(a) of the Act (15 U.S.C. 80a-19(a)) and rule 19a-1 thereunder (17 CFR 270.19a-1)? Radio button not checked Yes Radio button checked No

N-CEN:Part C: Additional Questions for Management Investment Companies

General Instruction.

Management investment companies that offer multiple series must complete Part C as to each series separately, even if some information is the same for two or more series. To begin this section or add an additional series(s), click on the bar labeled "Add a New Series" below.
Management Investment Record: 1

Item C.1. Background information.

a. Full Name of the Fund

Six Circles Ultra Short Duration Fund

b. Series identication number, if any

S000061650

c. LEI

549300S8JT7W7MNUHF13

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

1

b. How many new Classes of shares of the Fund were added during the reporting period?

0

c. How many Classes of shares of the Fund were terminated during the reporting period?

0

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Six Circles Ultra Short Duration Fund
ii. Class identification number, if any

C000199642

iii. Ticker symbol, if any

CUSDX


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund
i. Checkbox not checked Exchange-Traded Fund
ii. Checkbox not checked Exchange-Traded Managed Fund
b. Checkbox not checked Index Fund

c. Checkbox not checked Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark
d. Checkbox not checked Interval Fund
e. Checkbox not checked Fund of Funds
f. Checkbox not checked Master-Feeder Fund
g. Checkbox not checked Money Market Fund
h. Checkbox not checked Target Date Fund
i. Checkbox not checked Underlying fund to a variable annuity or variable life insurance contract
Checkbox checked N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked i. Revenue sharing split
Checkbox not checked ii. Non-revenue sharing split (other than administrative fee)
Checkbox not checked iii. Administrative fee
Checkbox not checked iv. Cash collateral reinvestment fee
Checkbox not checked v. Indemnification fee
Checkbox not checked vi. Other
Checkbox checked N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A

g. Provide the net income from securities lending activities

N/A


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked a. Rule 10f-3 (17 CFR 270.10f-3)
Checkbox not checked b. Rule 12d1-1 (17 CFR 270.12d1-1)
Checkbox not checked c. Rule 15a-4 (17 CFR 270.15a-4)
Checkbox not checked d. Rule 17a-6 (17 CFR 270.17a-6)
Checkbox not checked e. Rule 17a-7 (17 CFR 270.17a-7)
Checkbox not checked f. Rule 17a-8 (17 CFR 270.17a-8)
Checkbox not checked g. Rule 17e-1 (17 CFR 270.17e-1)
Checkbox not checked h. Rule 22d-1 (17 CFR 270.22d-1)
Checkbox not checked i. Rule 23c-1 (17 CFR 270.23c-1)
Checkbox not checked j. Rule 32a-4 (17 CFR 270.32a-4)
Checkbox checked N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button checked Yes Radio button not checked No
d. Were any expenses previously waived recouped during the period? Radio button checked Yes Radio button not checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Private Investments Inc.
ii. SEC file number ( e.g., 801- )

801-41088

iii.CRD number
000110186
iv. LEI, if any

549300JJOCEDFCUF5Y75

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
ii. SEC file number ( e.g., 801- )

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
ii. SEC file number ( e.g., 801- ), if applicable

801-48187

iii. CRD number
000104559
iv. LEI, if any

549300KGPYQZXGMYYN38

v. State, if applicable
CALIFORNIA
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
Sub Advisors Record: 2
i. Full name
BLACKROCK INVESTMENT MANAGEMENT, LLC
ii. SEC file number ( e.g., 801- ), if applicable

801-56972

iii. CRD number
000108928
iv. LEI, if any

5493006MRTEZZ4S4CQ20

v. State, if applicable
NEW JERSEY
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
Sub Advisors Record: 3
i. Full name
GOLDMAN SACHS ASSET MANAGEMENT, L.P.
ii. SEC file number ( e.g., 801- ), if applicable

801-37591

iii. CRD number
000107738
iv. LEI, if any

CF5M58QA35CFPUX70H17

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
ii. SEC file number ( e.g., 801- )

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )

084-00896

iii. LEI, if any

N/A

iv. State, if applicable
MASSACHUSETTS
v. Foreign country, if applicable
UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
LCH Ltd.
ii. LEI, if any, or provide and describe other identifying number

F226TOH6YD6XJB17KS62

Description of other identifying number

iii. State, if applicable
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bear Stearns
ii. LEI, if any, or provide and describe other identifying number

549300L8HTN2UIEXSQ93

Description of other identifying number

iii. State, if applicable
NEW YORK
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
IHS Markit Group Holdings Limited
ii. LEI, if any, or provide and describe other identifying number

2138005LTLTVZ4WMEX25

Description of other identifying number

iii. State, if applicable
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Bloomberg Professional Services
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12

Description of other identifying number

iii. State, if applicable
NEW YORK
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Intercontinental Exchange, Inc.
ii. LEI, if any, or provide and describe other identifying number

5493000F4ZO33MV32P92

Description of other identifying number

iii. State, if applicable
GEORGIA
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 6
i. Full name
Thomson Reuters Pricing Service
ii. LEI, if any, or provide and describe other identifying number

N/A

Description of other identifying number

iii. State, if applicable
NEW YORK
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA (RBC)
ii. LEI, if any

5493002MUOV04NSPT571

iii. State, if applicable
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
STANDARD CHARTERED BANK (HONG KONG) LIMITED FOR STANDARD CHARTERED BANK
ii. LEI, if any

X5AV1MBDXGRPX5UGMX13

iii. State, if applicable
iv. Foreign country, if applicable
HONG KONG
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
CITITRUST COLOMBIA S.A., SOCIEDAD FIDUCIARIA FOR CITIBANK, N.A.
ii. LEI, if any

549300242J3IJCOSGI49

iii. State, if applicable
iv. Foreign country, if applicable
COLOMBIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
CITIBANK, N.A., SAO PAULO
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
BRAZIL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
CITIBANK EUROPE PLC, DUBLIN, SUCURSALA ROMANIA FOR CITIBANK N.A.
ii. LEI, if any

N1FBEDJ5J41VKZLO2475

iii. State, if applicable
iv. Foreign country, if applicable
ROMANIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
CITIBANK, N.A., ISRAEL BRANCH
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
ISRAEL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
CITIBANK EUROPE PLC, HUNGARIAN BRANCH OFFICE FOR CITIBANK, N.A.
ii. LEI, if any

N1FBEDJ5J41VKZLO2475

iii. State, if applicable
iv. Foreign country, if applicable
HUNGARY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
CITIBANK, N.A., LONDON BRANCH
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
CITIBANK DEL PERU S.A. FOR CITIBANK, N.A.
ii. LEI, if any

MYTK5NHHP1G8TVFGT193

iii. State, if applicable
iv. Foreign country, if applicable
PERU
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
HSBC BANK MALAYSIA BERHAD (HBMB) FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09

iii. State, if applicable
iv. Foreign country, if applicable
MALAYSIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
STANDARD CHARTERED BANK KENYA LIMITED FOR STANDARD CHARTERED BANK
ii. LEI, if any

549300RBHWW5EJIRG629

iii. State, if applicable
iv. Foreign country, if applicable
KENYA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
STANDARD CHARTERED BANK, JOHANNESBURG BRANCH
ii. LEI, if any

RILFO74KP1CM8P6PCT96

iii. State, if applicable
iv. Foreign country, if applicable
SOUTH AFRICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
BNP PARIBAS SECURITIES SERVICES - MILAN BRANCH
ii. LEI, if any

549300WCGB70D06XZS54

iii. State, if applicable
iv. Foreign country, if applicable
ITALY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
HSBC BANK AUSTRALIA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
ii. LEI, if any

DY9DBNI4W8J63Z298033

iii. State, if applicable
iv. Foreign country, if applicable
AUSTRALIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
BANCO NACIONAL DE MEXICO, SA (BANAMEX) FOR CITIBANK, N.A.
ii. LEI, if any

2SFFM4FUIE05S37WFU55

iii. State, if applicable
iv. Foreign country, if applicable
MEXICO
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), DANMARK BRANCH
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86

iii. State, if applicable
iv. Foreign country, if applicable
DENMARK
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
BANCO DE CHILE FOR CITIBANK, N.A.
ii. LEI, if any

8B4EZFY8IHJC44TT2K84

iii. State, if applicable
iv. Foreign country, if applicable
CHILE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
MIZUHO BANK LTD.
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02

iii. State, if applicable
iv. Foreign country, if applicable
JAPAN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - PHILIPPINE BRANCH
ii. LEI, if any

2HI3YI5320L3RW6NJ957

iii. State, if applicable
iv. Foreign country, if applicable
PHILIPPINES
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
CITIBANK ANONIM SIRKETI FOR CITIBANK, N.A.
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31

iii. State, if applicable
iv. Foreign country, if applicable
TURKEY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
DEUTSCHE BANK AG, AMSTERDAM BRANCH
ii. LEI, if any

7LTWFZYICNSX8D621K86

iii. State, if applicable
iv. Foreign country, if applicable
NETHERLANDS
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
NORDEA BANK ABP, FILIAL I SVERIGE
ii. LEI, if any

N/A

iii. State, if applicable
iv. Foreign country, if applicable
SWEDEN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
DEUTSCHE BANK AG, AMSTERDAM BRANCH
ii. LEI, if any

7LTWFZYICNSX8D621K86

iii. State, if applicable
iv. Foreign country, if applicable
FRANCE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
CITIBANK, N.A., LONDON BRANCH
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
SOCIETE GENERALE SUCURSAL EN ESPANA
ii. LEI, if any

O2RNE8IBXP4R0TD8PU41

iii. State, if applicable
iv. Foreign country, if applicable
SPAIN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Deutsche Bank AG
ii. LEI, if any

7LTWFZYICNSX8D621K86

iii. State, if applicable
iv. Foreign country, if applicable
AUSTRIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
DEUTSCHE BANK AG, AMSTERDAM BRANCH
ii. LEI, if any

7LTWFZYICNSX8D621K86

iii. State, if applicable
iv. Foreign country, if applicable
BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
EUROCLEAR BK SA NV
ii. LEI, if any

549300OZ46BRLZ8Y6F65

iii. State, if applicable
iv. Foreign country, if applicable
BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
BNP PARIBAS SECURITIES SERVICES - FRANKFURT BRANCH
ii. LEI, if any

549300WCGB70D06XZS54

iii. State, if applicable
iv. Foreign country, if applicable
GERMANY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
BANK HANDLOWY W WARSZAWIE SA (BHW) FOR CITIBANK NA
ii. LEI, if any

XLEZHWWOI4HFQDGL4793

iii. State, if applicable
iv. Foreign country, if applicable
POLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), OSLO BRANCH
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86

iii. State, if applicable
iv. Foreign country, if applicable
NORWAY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
BNP PARIBAS SECURITIES SERVICES
ii. LEI, if any

549300WCGB70D06XZS54

iii. State, if applicable
iv. Foreign country, if applicable
PORTUGAL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), HELSINKI BRANCH
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86

iii. State, if applicable
iv. Foreign country, if applicable
FINLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
CITIBANK KOREA INC. FOR CITIBANK, N.A.
ii. LEI, if any

745P3MMS7E8CUVXDRJ82

iii. State, if applicable
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - THAILAND BRANCH
ii. LEI, if any

2HI3YI5320L3RW6NJ957

iii. State, if applicable
iv. Foreign country, if applicable
THAILAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
Brown Brothers Harriman & Co.
ii. LEI, if any

5493006KMX1VFTPYPW14

iii. State, if applicable
MASSACHUSETTS
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
UBS SWITZERLAND AG
ii. LEI, if any

549300WOIFUSNYH0FL22

iii. State, if applicable
iv. Foreign country, if applicable
SWITZERLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
BANCO ITAU URUGUAY S.A. FOR BANCO ITAU URUGUAY S.A. AND ITAU UNIBANCO S.A.
ii. LEI, if any

549300HU8OQS1VTVXN55

iii. State, if applicable
iv. Foreign country, if applicable
URUGUAY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - NEW ZEALAND BRANCH
ii. LEI, if any

2HI3YI5320L3RW6NJ957

iii. State, if applicable
iv. Foreign country, if applicable
NEW ZEALAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
CITIBANK, N.A., JAKARTA BRANCH
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
INDONESIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
AO CITIBANK FOR CITIBANK, N.A.
ii. LEI, if any

CHSQDSVI1UI96Y2SW097

iii. State, if applicable
iv. Foreign country, if applicable
RUSSIAN FEDERATION
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - SINGAPORE BRANCH
ii. LEI, if any

2HI3YI5320L3RW6NJ957

iii. State, if applicable
iv. Foreign country, if applicable
SINGAPORE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
i. Full name
ii. LEI, if any, or provide and describe other identifying number

Description of other identifying number

iii. State, if applicable
iv. Foreign country, if applicable
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Brown Brothers Harriman & Co.
ii. LEI, if any, or other identifying number

5493006KMX1VFTPYPW14

Description of other identifying number

iii. State, if applicable
MASSACHUSETTS
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Equilend Europe Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800BUOJT8E71MBB36

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 2
a. Full name
J.P. MORGAN PRIVATE INVESTMENTS INC.
b. SEC file number

N/A

c. CRD number
000110186
d. LEI, if any

549300JJOCEDFCUF5Y75

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 3
a. Full name
Banco J.P. Morgan S.A., Institucion de Banca Multiple, J.P. Morgan Grupo Financiero
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300OA79DKM2EKBT58

e. State, if applicable
f. Foreign country, if applicable
MEXICO
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 4
a. Full name
Ord Minnett Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

2617008FV86BTKAECX26

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 5
a. Full name
J.P. Morgan Broking (Hong Kong) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300UDYFQABX57QF97

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 6
a. Full name
J.P. Morgan Futures Co., Limited - Shanghai Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

300300E3004544000004

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 7
a. Full name
EquiLend LLC
b. SEC file number

008-53738

c. CRD number
000119107
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 8
a. Full name
Beijing Equity Investment Development Management Co., LTD.
b. SEC file number

N/A

c. CRD number
000162933
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 9
a. Full name
J.P. Morgan Markets Australia Pty Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

54930057JVGVG3VGH820

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 10
a. Full name
Equilend Holdings LLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 11
a. Full name
J.P. Morgan Securities (Asia Pacific) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

871JPXVZ0Z8I863B6V34

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 12
a. Full name
J.P. Morgan Funds Limited
b. SEC file number

N/A

c. CRD number
000172045
d. LEI, if any

549300AV3Y6VMWJUXJ60

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 13
a. Full name
J.P. Morgan Securities (Far East) Limited - Seoul Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300PH8W6E9DMTQ364

e. State, if applicable
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 14
a. Full name
J.P. Morgan Securities South Africa Proprietary Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300AC4BZFPGVSDO69

e. State, if applicable
f. Foreign country, if applicable
SOUTH AFRICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 15
a. Full name
Bear Stearns Capital Markets Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

Q5S5PCS7DDGG8XJSFE86

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 16
a. Full name
J.P. Morgan Securities plc, Sucursal en Espana
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

K6Q0W1PS1L1O4IQL9C32

e. State, if applicable
f. Foreign country, if applicable
SPAIN
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 17
a. Full name
iSwap US Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 18
a. Full name
MTS Spa
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800ZMKPUV1VKLCT69

e. State, if applicable
f. Foreign country, if applicable
ITALY
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 19
a. Full name
J.P. Morgan Chase Bank, National Association
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
OHIO
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 20
a. Full name
J.P. MORGAN CHASE BANK, N.A. - Hong Kong
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 21
a. Full name
J.P. Morgan India Private Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493003NTMEZM4AYVW24

e. State, if applicable
f. Foreign country, if applicable
INDIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 22
a. Full name
J.P. Morgan First Capital Securities Co. Ltd.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 23
a. Full name
J.P. Morgan Securities (Far East) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300PH8W6E9DMTQ364

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 24
a. Full name
Fx Global Clear
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 25
a. Full name
JPMorgan JPM-X ATS
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 26
a. Full name
PT J.P. Morgan Sekuritas Indonesia
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493007LXG64XO75DS75

e. State, if applicable
f. Foreign country, if applicable
INDONESIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 27
a. Full name
J.P. Morgan (Suisse) SA
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

VNJ8GUF91FD6KSMJCG78

e. State, if applicable
f. Foreign country, if applicable
SWITZERLAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 28
a. Full name
JPB-X
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 29
a. Full name
J.P. MORGAN MARKETS LIMITED
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493002SLHKGT77FYU25

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 30
a. Full name
J.P. Morgan Equities South Africa Proprietary Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300R3H5XXNLWIOY79

e. State, if applicable
f. Foreign country, if applicable
SOUTH AFRICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 31
a. Full name
J.P. MORGAN SECURITIES PLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

K6Q0W1PS1L1O4IQL9C32

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 32
a. Full name
J.P. Morgan Asset Management (Japan) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300TNMIIYQ6ZC4520

e. State, if applicable
f. Foreign country, if applicable
JAPAN
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 33
a. Full name
J.P. Morgan Chase Bank, N.A. - Manila Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
f. Foreign country, if applicable
PHILIPPINES
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 34
a. Full name
Yieldbroker Pty Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300QRJM24CLE17N18

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 35
a. Full name
Volbroker.Com Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800OZOBI9F5C4QH60

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 36
a. Full name
J.P. Morgan Chase Bank Berhad
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300J3OSVP1WT8DW93

e. State, if applicable
f. Foreign country, if applicable
MALAYSIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 37
a. Full name
J.P. Morgan AG
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300ZK53CNGEEI6A29

e. State, if applicable
f. Foreign country, if applicable
GERMANY
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 38
a. Full name
J.P. Morgan Securities (Taiwan) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300411SG58OR0YJ50

e. State, if applicable
f. Foreign country, if applicable
TAIWAN (PROVINCE OF CHINA)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 39
a. Full name
J.P. Morgan Asset Management Real Assets (Singapore) PTE LTD
b. SEC file number

N/A

c. CRD number
000166619
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
SINGAPORE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 40
a. Full name
J.P. Morgan Chase Bank, N.A. - Mumbai Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
f. Foreign country, if applicable
INDIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 41
a. Full name
J.P. Morgan Asset Management (Singapore) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

54930044NM2YHCOS4R30

e. State, if applicable
f. Foreign country, if applicable
SINGAPORE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 42
a. Full name
J.P. Morgan Chase Bank, N.A. - New Zealand Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
f. Foreign country, if applicable
NEW ZEALAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 43
a. Full name
J.P. MORGAN ASSET MANAGEMENT (TAIWAN) LIMITED
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493007XKH607S1KJV92

e. State, if applicable
f. Foreign country, if applicable
TAIWAN (PROVINCE OF CHINA)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 44
a. Full name
Bridge Trust Company Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 45
a. Full name
J.P. Morgan Securities of Texas, Inc.
b. SEC file number

008-34953

c. CRD number
000017116
d. LEI, if any

N/A

e. State, if applicable
TEXAS
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 46
a. Full name
J.P. Morgan Markets Australia Pty Limited - New Zealand Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

54930057JVGVG3VGH820

e. State, if applicable
f. Foreign country, if applicable
NEW ZEALAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 47
a. Full name
J.P. Morgan Securities LLC
b. SEC file number

008-35008

c. CRD number
000000079
d. LEI, if any

ZBUT11V806EZRVTWT807

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 48
a. Full name
Security Capital Research & Management Incorporated
b. SEC file number

N/A

c. CRD number
000106201
d. LEI, if any

N/A

e. State, if applicable
ILLINOIS
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 49
a. Full name
JF International Management Inc.
b. SEC file number

N/A

c. CRD number
000107081
d. LEI, if any

54930022LDJP2VPX1604

e. State, if applicable
f. Foreign country, if applicable
VIRGIN ISLANDS (BRITISH)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 50
a. Full name
J.P. Morgan Corredores de Bolsa SpA
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CHILE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 51
a. Full name
J.P. Morgan Futures Co., Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

300300E3004544000004

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 52
a. Full name
Otcderiv Ltd
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800AJVXMIB2FPEM07

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 53
a. Full name
J.P. Morgan Securities Asia Private Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300JC6II4Z5801517

e. State, if applicable
f. Foreign country, if applicable
SINGAPORE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 54
a. Full name
J.P. Morgan Distribution Services, Inc.
b. SEC file number

008-52700

c. CRD number
000104234
d. LEI, if any

N/A

e. State, if applicable
OHIO
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 55
a. Full name
J.P. Morgan Futures Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 56
a. Full name
J.P. Morgan Funds (Taiwan) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
TAIWAN (PROVINCE OF CHINA)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 57
a. Full name
CB "J.P. Morgan Bank International" (LLC)
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300B831LSRSI6RA15

e. State, if applicable
f. Foreign country, if applicable
RUSSIAN FEDERATION
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 58
a. Full name
J.P. Morgan Securities Canada Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300F310BOLPDDZ813

e. State, if applicable
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 59
a. Full name
Chase Mortgage Trust 2016-1
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 60
a. Full name
J.P. Morgan Securities Australia Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300Z0AVQF0QSFQV15

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 61
a. Full name
J.P. Morgan Securities Inc. (heritage JPMC JPMSI entity)
b. SEC file number

008-36950

c. CRD number
000018718
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 62
a. Full name
Ice US Holding Company L.P. (formerly, Ice Clear Credit LLC)
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

T33OE4AS4QXXS2TT7X50

e. State, if applicable
ILLINOIS
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 63
a. Full name
Equilend Asia (1)
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 64
a. Full name
LiquidityMatch LLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 65
a. Full name
Ord Minnett Holdings Pty Ltd
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 66
a. Full name
Fx Spotstream LLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493001N6DM40ZPSHW89

e. State, if applicable
NEW JERSEY
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 67
a. Full name
J.P. Morgan Argentina Sociedad de Bolsa S.A.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
ARGENTINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 68
a. Full name
J.P. Morgan Alternative Asset Management
b. SEC file number

008-38613

c. CRD number
000020989
d. LEI, if any

54930033JJHPUBPLHG91

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 69
a. Full name
Equilend Clearing LLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 70
a. Full name
J.P. Morgan S.A. Distribuidora de Titulos e Valores Mobiliarios
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493001LS7J56NZZ3G07

e. State, if applicable
f. Foreign country, if applicable
BRAZIL
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 71
a. Full name
JPM Corretora de Cambio, Titulos e Valores Mobiliarios S.A.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493005CBZDLX481ZM09

e. State, if applicable
f. Foreign country, if applicable
BRAZIL
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 72
a. Full name
J.P. Morgan Securities Philippines, Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
PHILIPPINES
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 73
a. Full name
BIDS Holdings L.P.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 74
a. Full name
J.P. Morgan Securities plc - Zurich Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

K6Q0W1PS1L1O4IQL9C32

e. State, if applicable
f. Foreign country, if applicable
SWITZERLAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 75
a. Full name
J.P. Morgan Corretora de Cambio e Valores Mobiliarios S.A.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493005CBZDLX481ZM09

e. State, if applicable
f. Foreign country, if applicable
BRAZIL
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 76
a. Full name
China United Sme Guarantee Corp
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 77
a. Full name
J.P. Morgan Chase Bank, N.A. - Singapore Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
f. Foreign country, if applicable
SINGAPORE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 78
a. Full name
J.P. Morgan Menkul Degerler A.S.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
TURKEY
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 79
a. Full name
J.P. Morgan Securities (Malaysia) Sdn. Bhd.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300LKHWFX99UJ3515

e. State, if applicable
f. Foreign country, if applicable
MALAYSIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 80
a. Full name
J.P. Morgan Securities Singapore Private Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

R4JP3Q69EBZT5QTDBY11

e. State, if applicable
f. Foreign country, if applicable
SINGAPORE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 81
a. Full name
J.P. Morgan Casa de Bolsa, S.A. de C.V., J.P. Morgan Grupo Financiero
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300D0VOPDC30K3K08

e. State, if applicable
f. Foreign country, if applicable
MEXICO
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 82
a. Full name
MTS Markets International, Inc.
b. SEC file number

008-50451

c. CRD number
000043875
d. LEI, if any

213800QOW94YDEADDF52

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 83
a. Full name
J.P. Morgan Asset Management (UK) Limited
b. SEC file number

N/A

c. CRD number
000135960
d. LEI, if any

20FULDKQMC7ZL80LYR79

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 84
a. Full name
J.P. Morgan Securities (Thailand) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300DW8IRT0GVC9N77

e. State, if applicable
f. Foreign country, if applicable
THAILAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 85
a. Full name
J.P.Morgan Prime Inc.
b. SEC file number

008-69703

c. CRD number
000282107
d. LEI, if any

549300PM7NK3Z8KR6913

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 86
a. Full name
LiquidityMatch Technologies LLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW JERSEY
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 87
a. Full name
Banco J.P. Morgan S.A.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

BMSV765KS3ZUWB7LXV33

e. State, if applicable
f. Foreign country, if applicable
BRAZIL
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 88
a. Full name
J.P. Morgan Asset Management (Canada) Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300TFMOIXJFABEP26

e. State, if applicable
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 89
a. Full name
iSwap Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800CHG2XKP74RJQ39

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 90
a. Full name
Bear Stearns Asset Management Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 91
a. Full name
Amber Partners Ltd
b. SEC file number

N/A

c. CRD number
000137086
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
BERMUDA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 92
a. Full name
Equilend Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800MQRAFTKJ551M22

e. State, if applicable
f. Foreign country, if applicable
IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 93
a. Full name
Inversiones J.P. Morgan Limitada
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300OYBJ8GSYT44596

e. State, if applicable
f. Foreign country, if applicable
CHILE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 94
a. Full name
J.P. Morgan Chase Trading S.A.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
ARGENTINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 95
a. Full name
J.P. Morgan Securities Japan Co., Ltd.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493006PWI2H6PX25403

e. State, if applicable
f. Foreign country, if applicable
JAPAN
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 96
a. Full name
J.P. Morgan Institutional Investments Inc.
b. SEC file number

008-52182

c. CRD number
000102920
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 97
a. Full name
Equilend Canada Corp
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 98
a. Full name
JPMorgan Asset Management (Asia Pacific) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493006DKST2MXVG4R57

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 99
a. Full name
J.P. Morgan Australia Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300SFYOCEFSJJLX08

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 100
a. Full name
J.P. Morgan Securities plc - Frankfurt Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

K6Q0W1PS1L1O4IQL9C32

e. State, if applicable
f. Foreign country, if applicable
GERMANY
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 101
a. Full name
Acadiasoft Inc
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 102
a. Full name
J.P. MORGAN CHASE BANK, N.A. - LONDON BRANCH
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 103
a. Full name
Highbridge Capital Management
b. SEC file number

N/A

c. CRD number
000134776
d. LEI, if any

SK6WG1E6ZYO1H0HHS346

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 104
a. Full name
J.P. Morgan Australia Pty Limited (formerly, J.P. Morgan Australia Limited)
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300SFYOCEFSJJLX08

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 105
a. Full name
Argencontrol SA
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
ARGENTINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 106
a. Full name
Automated Equity Finance Markets, Inc
b. SEC file number

008-67941

c. CRD number
000147941
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 107
a. Full name
J.P. Morgan Broker-Dealer Holdings Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

54930069AMWJE53ZEK40

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 108
a. Full name
J.P. Morgan Funds (Asia) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

54930038LF43WPERUD37

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
CREDIT SUISSE SECURITIES (USA) LLC
ii. SEC file number

008-00422

iii. CRD number
000000816
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

416622040.05

Principal Transactions Record: 2
i. Full name of dealer
BARCLAYS PLC
ii. SEC file number

N/A

iii. CRD number
000019714
iv. LEI, if any

213800LBQA1Y9L22JB70

v. State, if applicable
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

97500991.22

Principal Transactions Record: 3
i. Full name of dealer
Citigroup Global Markets Inc.
ii. SEC file number

008-08177

iii. CRD number
000007059
iv. LEI, if any

MBNUM2BPBDO7JBLYG310

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

19110894952.75

Principal Transactions Record: 4
i. Full name of dealer
BNP Paribas Securities Corp.
ii. SEC file number

008-32682

iii. CRD number
000015794
iv. LEI, if any

RCNB6OTYUAMMP879YW96

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

17722987707.56

Principal Transactions Record: 5
i. Full name of dealer
Morgan Stanley & Co
ii. SEC file number

008-15869

iii. CRD number
000008209
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

8153564105.76

Principal Transactions Record: 6
i. Full name of dealer
Wells Fargo Securities LLC
ii. SEC file number

008-65876

iii. CRD number
000126292
iv. LEI, if any

VYVVCKR63DVZZN70PB21

v. State, if applicable
NORTH CAROLINA
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

158436505.53

Principal Transactions Record: 7
i. Full name of dealer
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
ii. SEC file number

008-07221

iii. CRD number
000007691
iv. LEI, if any

8NAV47T0Y26Q87Y0QP81

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

17312060243.06

Principal Transactions Record: 8
i. Full name of dealer
Nomura Holdings Inc.
ii. SEC file number

N/A

iii. CRD number
000110814
iv. LEI, if any

549300B3CEAHYG7K8164

v. State, if applicable
vi. Foreign country, if applicable
JAPAN
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

306165971

Principal Transactions Record: 9
i. Full name of dealer
Goldman Sachs & Co, LLC
ii. SEC file number

008-00129

iii. CRD number
000000361
iv. LEI, if any

FOR8UP27PHTHYVLBNG30

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

375070311.68

Principal Transactions Record: 10
i. Full name of dealer
BNY MELLON CAPITAL MARKETS, LLC
ii. SEC file number

008-35255

iii. CRD number
000017454
iv. LEI, if any

VJW2DOOHGDT6PR0ZRO63

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

174583051.63

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

64225098967.48


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1123321138.38

b. Provide the money market fund's daily average net assets during the reporting period


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button not checked Yes Radio button checked No

b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 2

Item C.1. Background information.

a. Full Name of the Fund

Six Circles Managed Equity Portfolio International Unconstrained Fund

b. Series identication number, if any

S000063725

c. LEI

549300DNC6WXIV9NDL95

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

1

b. How many new Classes of shares of the Fund were added during the reporting period?

1

c. How many Classes of shares of the Fund were terminated during the reporting period?

0

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Six Circles Managed Equity Portfolio International Unconstrained Fund
ii. Class identification number, if any

C000206546

iii. Ticker symbol, if any

CMIUX


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund
i. Checkbox not checked Exchange-Traded Fund
ii. Checkbox not checked Exchange-Traded Managed Fund
b. Checkbox not checked Index Fund

c. Checkbox not checked Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark
d. Checkbox not checked Interval Fund
e. Checkbox not checked Fund of Funds
f. Checkbox not checked Master-Feeder Fund
g. Checkbox not checked Money Market Fund
h. Checkbox not checked Target Date Fund
i. Checkbox not checked Underlying fund to a variable annuity or variable life insurance contract
Checkbox checked N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked i. Revenue sharing split
Checkbox not checked ii. Non-revenue sharing split (other than administrative fee)
Checkbox not checked iii. Administrative fee
Checkbox not checked iv. Cash collateral reinvestment fee
Checkbox not checked v. Indemnification fee
Checkbox not checked vi. Other
Checkbox checked N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A

g. Provide the net income from securities lending activities

N/A


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked a. Rule 10f-3 (17 CFR 270.10f-3)
Checkbox not checked b. Rule 12d1-1 (17 CFR 270.12d1-1)
Checkbox not checked c. Rule 15a-4 (17 CFR 270.15a-4)
Checkbox not checked d. Rule 17a-6 (17 CFR 270.17a-6)
Checkbox not checked e. Rule 17a-7 (17 CFR 270.17a-7)
Checkbox not checked f. Rule 17a-8 (17 CFR 270.17a-8)
Checkbox not checked g. Rule 17e-1 (17 CFR 270.17e-1)
Checkbox not checked h. Rule 22d-1 (17 CFR 270.22d-1)
Checkbox not checked i. Rule 23c-1 (17 CFR 270.23c-1)
Checkbox not checked j. Rule 32a-4 (17 CFR 270.32a-4)
Checkbox checked N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button checked Yes Radio button not checked No
d. Were any expenses previously waived recouped during the period? Radio button checked Yes Radio button not checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Private Investments Inc.
ii. SEC file number ( e.g., 801- )

801-41088

iii.CRD number
000110186
iv. LEI, if any

549300JJOCEDFCUF5Y75

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period? Radio button checked Yes Radio button not checked No
1. If the investment adviser was hired during the reporting period, indicate the investment adviser's start date:

2019-04-10

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
ii. SEC file number ( e.g., 801- )

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
BlackRock investment Management, LLC
ii. SEC file number ( e.g., 801- ), if applicable

801-56972

iii. CRD number
000108928
iv. LEI, if any

5493006MRTEZZ4S4CQ20

v. State, if applicable
NEW JERSEY
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button checked Yes Radio button not checked No
1. If the sub-adviser was hired during the period, indicate the sub-adviser's start date:

2019-04-10

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
ii. SEC file number ( e.g., 801- )

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )

084-00896

iii. LEI, if any

N/A

iv. State, if applicable
MASSACHUSETTS
v. Foreign country, if applicable
UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button checked Yes Radio button not checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Pricing Service
ii. LEI, if any, or provide and describe other identifying number

N/A

Description of other identifying number

N/A

iii. State, if applicable
NEW YORK
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button checked Yes Radio button not checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
CITIBANK, N.A., SAO PAULO
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
BRAZIL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
HSBC BANK AUSTRALIA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
ii. LEI, if any

DY9DBNI4W8J63Z298033

iii. State, if applicable
iv. Foreign country, if applicable
AUSTRALIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
MIZUHO BANK LTD.
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02

iii. State, if applicable
iv. Foreign country, if applicable
JAPAN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
CITIBANK, N.A., LONDON BRANCH
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
NORDEA BANK ABP, FILIAL I SVERIGE
ii. LEI, if any

529900ODI3047E2LIV03

iii. State, if applicable
iv. Foreign country, if applicable
SWEDEN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA (RBC)
ii. LEI, if any

5493002MUOV04NSPT571

iii. State, if applicable
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), DANMARK BRANCH
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86

iii. State, if applicable
iv. Foreign country, if applicable
DENMARK
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
HSBC FRANCE, ATHENS BRANCH FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
ii. LEI, if any

F0HUI1NY1AZMJMD8LP67

iii. State, if applicable
iv. Foreign country, if applicable
GREECE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
ii. LEI, if any

2HI3YI5320L3RW6NJ957

iii. State, if applicable
iv. Foreign country, if applicable
HONG KONG
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
UBS SWITZERLAND AG
ii. LEI, if any

549300WOIFUSNYH0FL22

iii. State, if applicable
iv. Foreign country, if applicable
SWITZERLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
AO CITIBANK FOR CITIBANK, N.A.
ii. LEI, if any

CHSQDSVI1UI96Y2SW097

iii. State, if applicable
iv. Foreign country, if applicable
RUSSIAN FEDERATION
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
BANCO DE CHILE FOR CITIBANK, N.A.
ii. LEI, if any

8B4EZFY8IHJC44TT2K84

iii. State, if applicable
iv. Foreign country, if applicable
CHILE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - NEW ZEALAND BRANCH
ii. LEI, if any

2HI3YI5320L3RW6NJ957

iii. State, if applicable
iv. Foreign country, if applicable
NEW ZEALAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
CITIBANK KOREA INC. FOR CITIBANK, N.A.
ii. LEI, if any

745P3MMS7E8CUVXDRJ82

iii. State, if applicable
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
DEUTSCHE BANK AG, AMSTERDAM BRANCH
ii. LEI, if any

7LTWFZYICNSX8D621K86

iii. State, if applicable
iv. Foreign country, if applicable
BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
BNP PARIBAS SECURITIES SERVICES - FRANKFURT BRANCH
ii. LEI, if any

549300WCGB70D06XZS54

iii. State, if applicable
iv. Foreign country, if applicable
GERMANY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
CITIBANK EUROPE PLC, ORGANIZACNI SLOZKA FOR CITIBANK, N.A.
ii. LEI, if any

N1FBEDJ5J41VKZLO2475

iii. State, if applicable
iv. Foreign country, if applicable
CZECHIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
CITIBANK, N.A., ISRAEL BRANCH
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
ISRAEL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
STANDARD CHARTERED BANK (CHINA) LIMITED FOR STANDARD CHARTERED BANK
ii. LEI, if any

549300VGE7QN15BPTZ72

iii. State, if applicable
iv. Foreign country, if applicable
CHINA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
STANDARD CHARTERED BANK, JOHANNESBURG BRANCH
ii. LEI, if any

RILFO74KP1CM8P6PCT96

iii. State, if applicable
iv. Foreign country, if applicable
SOUTH AFRICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - PHILIPPINE BRANCH
ii. LEI, if any

2HI3YI5320L3RW6NJ957

iii. State, if applicable
iv. Foreign country, if applicable
PHILIPPINES
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
BNP PARIBAS SECURITIES SERVICES - MILAN BRANCH
ii. LEI, if any

549300WCGB70D06XZS54

iii. State, if applicable
iv. Foreign country, if applicable
ITALY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
BANCO NACIONAL DE MEXICO, SA (BANAMEX) FOR CITIBANK, N.A.
ii. LEI, if any

2SFFM4FUIE05S37WFU55

iii. State, if applicable
iv. Foreign country, if applicable
MEXICO
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
BNP PARIBAS SECURITIES SERVICES
ii. LEI, if any

549300WCGB70D06XZS54

iii. State, if applicable
iv. Foreign country, if applicable
PORTUGAL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
CITIBANK, N.A., LONDON BRANCH
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
HSBC SAUDI ARABIA AND THE SAUDI BRITISH BANK (SABB) FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
ii. LEI, if any

558600MV09XWUB38H245

iii. State, if applicable
iv. Foreign country, if applicable
SAUDI ARABIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
CITIBANK DEL PERU S.A. FOR CITIBANK, N.A.
ii. LEI, if any

MYTK5NHHP1G8TVFGT193

iii. State, if applicable
iv. Foreign country, if applicable
PERU
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
STANDARD CHARTERED BANK (HONG KONG) LIMITED FOR STANDARD CHARTERED BANK
ii. LEI, if any

X5AV1MBDXGRPX5UGMX13

iii. State, if applicable
iv. Foreign country, if applicable
HONG KONG
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
STANDARD CHARTERED BANK (PAKISTAN) LIMITED FOR STANDARD CHARTERED BANK
ii. LEI, if any

549300YTOMKUNPUTB551

iii. State, if applicable
iv. Foreign country, if applicable
PAKISTAN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
HSBC BANK MALAYSIA BERHAD (HBMB) FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09

iii. State, if applicable
iv. Foreign country, if applicable
MALAYSIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
CITIBANK, N.A., MUMBAI BRANCH
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
INDIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
CITIBANK, N.A., JAKARTA BRANCH
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
INDONESIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
HSBC BANK MIDDLE EAST LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
ii. LEI, if any

549300F99IL9YJDWH369

iii. State, if applicable
iv. Foreign country, if applicable
UNITED ARAB EMIRATES
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
Brown Brothers Harriman & Co.
ii. LEI, if any

5493006KMX1VFTPYPW14

iii. State, if applicable
MASSACHUSETTS
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
CITIBANK EUROPE PLC, HUNGARIAN BRANCH OFFICE FOR CITIBANK, N.A.
ii. LEI, if any

N1FBEDJ5J41VKZLO2475

iii. State, if applicable
iv. Foreign country, if applicable
HUNGARY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
BANK HANDLOWY W WARSZAWIE SA (BHW) FOR CITIBANK NA
ii. LEI, if any

XLEZHWWOI4HFQDGL4793

iii. State, if applicable
iv. Foreign country, if applicable
POLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), HELSINKI BRANCH
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86

iii. State, if applicable
iv. Foreign country, if applicable
FINLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), OSLO BRANCH
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86

iii. State, if applicable
iv. Foreign country, if applicable
NORWAY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
DEUTSCHE BANK AG, AMSTERDAM BRANCH
ii. LEI, if any

7LTWFZYICNSX8D621K86

iii. State, if applicable
iv. Foreign country, if applicable
FRANCE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
CITIBANK ANONIM SIRKETI FOR CITIBANK, N.A.
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31

iii. State, if applicable
iv. Foreign country, if applicable
TURKEY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
CITIBANK, N.A., CAIRO BRANCH
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
EGYPT
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
SOCIETE GENERALE SUCURSAL EN ESPANA
ii. LEI, if any

O2RNE8IBXP4R0TD8PU41

iii. State, if applicable
iv. Foreign country, if applicable
SPAIN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
HSBC BANK MIDDLE EAST LTD - QATAR BRANCH FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
ii. LEI, if any

549300F99IL9YJDWH369

iii. State, if applicable
iv. Foreign country, if applicable
QATAR
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 44
i. Full name
DEUTSCHE BANK AG, AMSTERDAM BRANCH
ii. LEI, if any

7LTWFZYICNSX8D621K86

iii. State, if applicable
iv. Foreign country, if applicable
NETHERLANDS
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 45
i. Full name
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - SINGAPORE BRANCH
ii. LEI, if any

2HI3YI5320L3RW6NJ957

iii. State, if applicable
iv. Foreign country, if applicable
SINGAPORE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 46
i. Full name
CITITRUST COLOMBIA S.A., SOCIEDAD FIDUCIARIA FOR CITIBANK, N.A.
ii. LEI, if any

549300242J3IJCOSGI49

iii. State, if applicable
iv. Foreign country, if applicable
COLOMBIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 47
i. Full name
STANDARD CHARTERED BANK (TAIWAN) LTD FOR STANDARD CHARTERED BANK
ii. LEI, if any

549300QJEO1B92LSHZ06

iii. State, if applicable
iv. Foreign country, if applicable
TAIWAN (PROVINCE OF CHINA)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 48
i. Full name
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - THAILAND BRANCH
ii. LEI, if any

2HI3YI5320L3RW6NJ957

iii. State, if applicable
iv. Foreign country, if applicable
THAILAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 49
i. Full name
Deutsche Bank AG
ii. LEI, if any

7LTWFZYICNSX8D621K86

iii. State, if applicable
iv. Foreign country, if applicable
AUSTRIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
i. Full name
ii. LEI, if any, or provide and describe other identifying number

Description of other identifying number

iii. State, if applicable
iv. Foreign country, if applicable
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
BROWN BROTHERS HARRIMAN & CO.
ii. LEI, if any, or other identifying number

5493006KMX1VFTPYPW14

Description of other identifying number

iii. State, if applicable
MASSACHUSETTS
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button checked Yes Radio button not checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
J.P. MORGAN PRIVATE INVESTMENTS INC.
b. SEC file number

N/A

c. CRD number
000110186
d. LEI, if any

549300JJOCEDFCUF5Y75

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 2
a. Full name
J.P. Morgan Securities (Far East) Limited - Seoul Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300PH8W6E9DMTQ364

e. State, if applicable
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 3
a. Full name
J.P. Morgan Securities plc, Sucursal en Espana
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

K6Q0W1PS1L1O4IQL9C32

e. State, if applicable
f. Foreign country, if applicable
SPAIN
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 4
a. Full name
J.P. Morgan Asset Management (Japan) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300TNMIIYQ6ZC4520

e. State, if applicable
f. Foreign country, if applicable
JAPAN
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 5
a. Full name
PT J.P. Morgan Sekuritas Indonesia
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493007LXG64XO75DS75

e. State, if applicable
f. Foreign country, if applicable
INDONESIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 6
a. Full name
China United Sme Guarantee Corp
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 7
a. Full name
Chase Mortgage Trust 2016-1
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 8
a. Full name
J.P. Morgan Funds (Asia) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

54930038LF43WPERUD37

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 9
a. Full name
J.P. MORGAN CHASE BANK, N.A. - Hong Kong
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 10
a. Full name
J.P. Morgan Broker-Dealer Holdings Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

54930069AMWJE53ZEK40

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 11
a. Full name
J.P. Morgan Funds Limited
b. SEC file number

N/A

c. CRD number
000172045
d. LEI, if any

549300AV3Y6VMWJUXJ60

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 12
a. Full name
J.P. Morgan AG
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300ZK53CNGEEI6A29

e. State, if applicable
f. Foreign country, if applicable
GERMANY
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 13
a. Full name
J.P. Morgan Chase Bank, N.A. - Mumbai Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
f. Foreign country, if applicable
INDIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 14
a. Full name
Volbroker.Com Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800OZOBI9F5C4QH60

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 15
a. Full name
Inversiones J.P. Morgan Limitada
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300OYBJ8GSYT44596

e. State, if applicable
f. Foreign country, if applicable
CHILE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 16
a. Full name
J.P. Morgan Australia Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300SFYOCEFSJJLX08

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 17
a. Full name
J.P. Morgan Equities South Africa Proprietary Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300R3H5XXNLWIOY79

e. State, if applicable
f. Foreign country, if applicable
SOUTH AFRICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 18
a. Full name
J.P. Morgan Securities Philippines, Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
PHILIPPINES
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 19
a. Full name
MTS Spa
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800ZMKPUV1VKLCT69

e. State, if applicable
f. Foreign country, if applicable
ITALY
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 20
a. Full name
J.P. Morgan First Capital Securities Co. Ltd.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 21
a. Full name
Security Capital Research & Management Incorporated
b. SEC file number

N/A

c. CRD number
000106201
d. LEI, if any

N/A

e. State, if applicable
ILLINOIS
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 22
a. Full name
Acadiasoft Inc
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 23
a. Full name
J.P. Morgan India Private Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493003NTMEZM4AYVW24

e. State, if applicable
f. Foreign country, if applicable
INDIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 24
a. Full name
Argencontrol SA
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
ARGENTINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 25
a. Full name
J.P. Morgan Chase Trading S.A.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
ARGENTINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 26
a. Full name
J.P. Morgan Securities Australia Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300Z0AVQF0QSFQV15

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 27
a. Full name
J.P. MORGAN MARKETS LIMITED
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493002SLHKGT77FYU25

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 28
a. Full name
J.P. Morgan Securities Japan Co., Ltd.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493006PWI2H6PX25403

e. State, if applicable
f. Foreign country, if applicable
JAPAN
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 29
a. Full name
J.P. Morgan Securities Singapore Private Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

R4JP3Q69EBZT5QTDBY11

e. State, if applicable
f. Foreign country, if applicable
SINGAPORE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 30
a. Full name
CB "J.P. Morgan Bank International" (LLC)
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300B831LSRSI6RA15

e. State, if applicable
f. Foreign country, if applicable
RUSSIAN FEDERATION
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 31
a. Full name
J.P. Morgan Broking (Hong Kong) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300UDYFQABX57QF97

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 32
a. Full name
J.P. Morgan S.A. Distribuidora de Titulos e Valores Mobiliarios
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493001LS7J56NZZ3G07

e. State, if applicable
f. Foreign country, if applicable
BRAZIL
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 33
a. Full name
LiquidityMatch Technologies LLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW JERSEY
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 34
a. Full name
Amber Partners Ltd
b. SEC file number

N/A

c. CRD number
000137086
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
BERMUDA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 35
a. Full name
J.P. Morgan Funds (Taiwan) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
TAIWAN (PROVINCE OF CHINA)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 36
a. Full name
J.P. Morgan Futures Co., Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

300300E3004544000004

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 37
a. Full name
JPM Corretora de Cambio, Titulos e Valores Mobiliarios S.A.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493005CBZDLX481ZM09

e. State, if applicable
f. Foreign country, if applicable
BRAZIL
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 38
a. Full name
J.P. Morgan Argentina Sociedad de Bolsa S.A.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
ARGENTINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 39
a. Full name
JPMorgan JPM-X ATS
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 40
a. Full name
J.P. Morgan Futures Co., Limited - Shanghai Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

300300E3004544000004

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 41
a. Full name
J.P. Morgan Menkul Degerler A.S.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
TURKEY
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 42
a. Full name
Ice US Holding Company L.P. (formerly, Ice Clear Credit LLC)
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

T33OE4AS4QXXS2TT7X50

e. State, if applicable
ILLINOIS
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 43
a. Full name
J.P. Morgan Asset Management Real Assets (Singapore) PTE LTD
b. SEC file number

N/A

c. CRD number
000166619
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
SINGAPORE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 44
a. Full name
J.P. Morgan Securities Asia Private Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300JC6II4Z5801517

e. State, if applicable
f. Foreign country, if applicable
SINGAPORE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 45
a. Full name
JF International Management Inc.
b. SEC file number

N/A

c. CRD number
000107081
d. LEI, if any

54930022LDJP2VPX1604

e. State, if applicable
f. Foreign country, if applicable
VIRGIN ISLANDS (BRITISH)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 46
a. Full name
Highbridge Capital Management
b. SEC file number

N/A

c. CRD number
000134776
d. LEI, if any

SK6WG1E6ZYO1H0HHS346

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 47
a. Full name
J.P. Morgan Securities plc - Frankfurt Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

K6Q0W1PS1L1O4IQL9C32

e. State, if applicable
f. Foreign country, if applicable
GERMANY
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 48
a. Full name
J.P. Morgan Corredores de Bolsa SpA
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CHILE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 49
a. Full name
J.P. Morgan Asset Management (UK) Limited
b. SEC file number

N/A

c. CRD number
000135960
d. LEI, if any

20FULDKQMC7ZL80LYR79

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 50
a. Full name
Ord Minnett Holdings Pty Ltd
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 51
a. Full name
J.P. Morgan Chase Bank, N.A. - New Zealand Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
f. Foreign country, if applicable
NEW ZEALAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 52
a. Full name
iSwap US Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 53
a. Full name
J.P. Morgan Securities of Texas, Inc.
b. SEC file number

008-34953

c. CRD number
000017116
d. LEI, if any

N/A

e. State, if applicable
TEXAS
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 54
a. Full name
Bear Stearns Capital Markets Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

Q5S5PCS7DDGG8XJSFE86

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 55
a. Full name
J.P. Morgan Chase Bank, N.A. - Singapore Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
f. Foreign country, if applicable
SINGAPORE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 56
a. Full name
J.P. Morgan Chase Bank, National Association
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
OHIO
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 57
a. Full name
Equilend Asia (1)
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 58
a. Full name
J.P. Morgan Securities South Africa Proprietary Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300AC4BZFPGVSDO69

e. State, if applicable
f. Foreign country, if applicable
SOUTH AFRICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 59
a. Full name
J.P. Morgan Asset Management (Singapore) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

54930044NM2YHCOS4R30

e. State, if applicable
f. Foreign country, if applicable
SINGAPORE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 60
a. Full name
J.P. Morgan Securities LLC
b. SEC file number

008-35008

c. CRD number
000000079
d. LEI, if any

ZBUT11V806EZRVTWT807

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 61
a. Full name
Otcderiv Ltd
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800AJVXMIB2FPEM07

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 62
a. Full name
J.P. Morgan Institutional Investments Inc.
b. SEC file number

008-52182

c. CRD number
000102920
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 63
a. Full name
J.P.Morgan Prime Inc.
b. SEC file number

008-69703

c. CRD number
000282107
d. LEI, if any

549300PM7NK3Z8KR6913

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 64
a. Full name
J.P. Morgan Corretora de Cambio e Valores Mobiliarios S.A.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493005CBZDLX481ZM09

e. State, if applicable
f. Foreign country, if applicable
BRAZIL
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 65
a. Full name
J.P. Morgan Australia Pty Limited (formerly, J.P. Morgan Australia Limited)
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300SFYOCEFSJJLX08

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 66
a. Full name
J.P. Morgan Markets Australia Pty Limited - New Zealand Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

54930057JVGVG3VGH820

e. State, if applicable
f. Foreign country, if applicable
NEW ZEALAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 67
a. Full name
Bear Stearns Asset Management Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 68
a. Full name
J.P. MORGAN SECURITIES PLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

K6Q0W1PS1L1O4IQL9C32

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 69
a. Full name
BIDS Holdings L.P.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 70
a. Full name
J.P. Morgan (Suisse) SA
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

VNJ8GUF91FD6KSMJCG78

e. State, if applicable
f. Foreign country, if applicable
SWITZERLAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 71
a. Full name
J.P. MORGAN CHASE BANK, N.A. - LONDON BRANCH
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 72
a. Full name
J.P. Morgan Securities Inc. (heritage JPMC JPMSI entity)
b. SEC file number

008-36950

c. CRD number
000018718
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 73
a. Full name
Equilend Canada Corp
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 74
a. Full name
J.P. Morgan Securities (Far East) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300PH8W6E9DMTQ364

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 75
a. Full name
J.P. Morgan Securities Canada Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300F310BOLPDDZ813

e. State, if applicable
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 76
a. Full name
LiquidityMatch LLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 77
a. Full name
J.P. Morgan Alternative Asset Management
b. SEC file number

008-38613

c. CRD number
000020989
d. LEI, if any

54930033JJHPUBPLHG91

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 78
a. Full name
J.P. Morgan Distribution Services, Inc.
b. SEC file number

008-52700

c. CRD number
000104234
d. LEI, if any

N/A

e. State, if applicable
OHIO
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 79
a. Full name
Equilend Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800MQRAFTKJ551M22

e. State, if applicable
f. Foreign country, if applicable
IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 80
a. Full name
J.P. Morgan Securities (Thailand) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300DW8IRT0GVC9N77

e. State, if applicable
f. Foreign country, if applicable
THAILAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 81
a. Full name
Automated Equity Finance Markets, Inc
b. SEC file number

008-67941

c. CRD number
000147941
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 82
a. Full name
Bridge Trust Company Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 83
a. Full name
Ord Minnett Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

2617008FV86BTKAECX26

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 84
a. Full name
J.P. Morgan Asset Management (Canada) Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300TFMOIXJFABEP26

e. State, if applicable
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 85
a. Full name
J.P. MORGAN ASSET MANAGEMENT (TAIWAN) LIMITED
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493007XKH607S1KJV92

e. State, if applicable
f. Foreign country, if applicable
TAIWAN (PROVINCE OF CHINA)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 86
a. Full name
Equilend Clearing LLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 87
a. Full name
J.P. Morgan Securities plc - Zurich Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

K6Q0W1PS1L1O4IQL9C32

e. State, if applicable
f. Foreign country, if applicable
SWITZERLAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 88
a. Full name
J.P. Morgan Chase Bank Berhad
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300J3OSVP1WT8DW93

e. State, if applicable
f. Foreign country, if applicable
MALAYSIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 89
a. Full name
JPMorgan Asset Management (Asia Pacific) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493006DKST2MXVG4R57

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 90
a. Full name
Equilend Holdings LLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 91
a. Full name
Equilend Europe Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800BUOJT8E71MBB36

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 92
a. Full name
J.P. Morgan Securities (Asia Pacific) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

871JPXVZ0Z8I863B6V34

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 93
a. Full name
iSwap Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800CHG2XKP74RJQ39

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 94
a. Full name
MTS Markets International, Inc.
b. SEC file number

008-50451

c. CRD number
000043875
d. LEI, if any

213800QOW94YDEADDF52

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 95
a. Full name
J.P. Morgan Casa de Bolsa, S.A. de C.V., J.P. Morgan Grupo Financiero
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300D0VOPDC30K3K08

e. State, if applicable
f. Foreign country, if applicable
MEXICO
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 96
a. Full name
Banco J.P. Morgan S.A., Institucion de Banca Multiple, J.P. Morgan Grupo Financiero
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300OA79DKM2EKBT58

e. State, if applicable
f. Foreign country, if applicable
MEXICO
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 97
a. Full name
J.P. Morgan Markets Australia Pty Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

54930057JVGVG3VGH820

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 98
a. Full name
Fx Global Clear
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 99
a. Full name
J.P. Morgan Securities (Taiwan) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300411SG58OR0YJ50

e. State, if applicable
f. Foreign country, if applicable
TAIWAN (PROVINCE OF CHINA)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 100
a. Full name
Banco J.P. Morgan S.A.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

BMSV765KS3ZUWB7LXV33

e. State, if applicable
f. Foreign country, if applicable
BRAZIL
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 101
a. Full name
Yieldbroker Pty Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300QRJM24CLE17N18

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 102
a. Full name
J.P. Morgan Futures Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 103
a. Full name
JPB-X
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 104
a. Full name
J.P. Morgan Securities (Malaysia) Sdn. Bhd.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300LKHWFX99UJ3515

e. State, if applicable
f. Foreign country, if applicable
MALAYSIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 105
a. Full name
Fx Spotstream LLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493001N6DM40ZPSHW89

e. State, if applicable
NEW JERSEY
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 106
a. Full name
EquiLend LLC
b. SEC file number

008-53738

c. CRD number
000119107
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 107
a. Full name
Beijing Equity Investment Development Management Co., LTD.
b. SEC file number

N/A

c. CRD number
000162933
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 108
a. Full name
J.P. Morgan Chase Bank, N.A. - Manila Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
f. Foreign country, if applicable
PHILIPPINES
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
INSTINET, LLC
ii. SEC file number

008-23669

iii. CRD number
000007897
iv. LEI, if any

549300MGMN3RKMU8FT57

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period

13529.22

Brokers Record: 2
i. Full name of broker
CREDIT LYONNAIS
ii. SEC file number

N/A

iii. CRD number
N/A
iv. LEI, if any

9695009F5UPB9IITI298

v. State, if applicable
vi. Foreign country, if applicable
FRANCE
vii. Gross commissions paid by the Fund for the reporting period

22955.96

Brokers Record: 3
i. Full name of broker
Goldman Sachs & Co, LLC
ii. SEC file number

008-00129

iii. CRD number
000000361
iv. LEI, if any

FOR8UP27PHTHYVLBNG30

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period

16647.77

Brokers Record: 4
i. Full name of broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
ii. SEC file number

008-07221

iii. CRD number
000007691
iv. LEI, if any

8NAV47T0Y26Q87Y0QP81

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period

121734.22

Brokers Record: 5
i. Full name of broker
Morgan Stanley & Co
ii. SEC file number

008-15869

iii. CRD number
000008209
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period

21775.57

Brokers Record: 6
i. Full name of broker
CREDIT SUISSE SECURITIES (USA) LLC
ii. SEC file number

008-00422

iii. CRD number
000000816
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period

18887.16999999

Brokers Record: 7
i. Full name of broker
Citigroup Global Markets Inc.
ii. SEC file number

008-08177

iii. CRD number
000007059
iv. LEI, if any

MBNUM2BPBDO7JBLYG310

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period

20203.87

Brokers Record: 8
i. Full name of broker
HSBC SECURITIES (USA) INC.
ii. SEC file number

008-41562

iii. CRD number
000019585
iv. LEI, if any

CYYGQCGNHMHPSMRL3R97

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period

33256.9

Brokers Record: 9
i. Full name of broker
UBS Securities LLC
ii. SEC file number

008-22651

iii. CRD number
000007654
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period

37079.23

Brokers Record: 10
i. Full name of broker
ITG Inc.
ii. SEC file number

008-44218

iii. CRD number
000029299
iv. LEI, if any

549300S41SMIODVIT266

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period

23153

b. Aggregate brokerage commissions paid by Fund during the reporting period:

375370.41


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

640497963.44

b. Provide the money market fund's daily average net assets during the reporting period


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button not checked Yes Radio button checked No

b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 3

Item C.1. Background information.

a. Full Name of the Fund

Six Circles Tax Aware Ultra Short Duration Fund

b. Series identication number, if any

S000061648

c. LEI

549300JM9VEQKW8WTZ21

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

1

b. How many new Classes of shares of the Fund were added during the reporting period?

0

c. How many Classes of shares of the Fund were terminated during the reporting period?

0

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Six Circles Tax Aware Ultra Short Duration Fund
ii. Class identification number, if any

C000199640

iii. Ticker symbol, if any

CUTAX


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund
i. Checkbox not checked Exchange-Traded Fund
ii. Checkbox not checked Exchange-Traded Managed Fund
b. Checkbox not checked Index Fund

c. Checkbox not checked Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark
d. Checkbox not checked Interval Fund
e. Checkbox not checked Fund of Funds
f. Checkbox not checked Master-Feeder Fund
g. Checkbox not checked Money Market Fund
h. Checkbox not checked Target Date Fund
i. Checkbox not checked Underlying fund to a variable annuity or variable life insurance contract
Checkbox checked N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked i. Revenue sharing split
Checkbox not checked ii. Non-revenue sharing split (other than administrative fee)
Checkbox not checked iii. Administrative fee
Checkbox not checked iv. Cash collateral reinvestment fee
Checkbox not checked v. Indemnification fee
Checkbox not checked vi. Other
Checkbox checked N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A

g. Provide the net income from securities lending activities

N/A


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked a. Rule 10f-3 (17 CFR 270.10f-3)
Checkbox not checked b. Rule 12d1-1 (17 CFR 270.12d1-1)
Checkbox not checked c. Rule 15a-4 (17 CFR 270.15a-4)
Checkbox not checked d. Rule 17a-6 (17 CFR 270.17a-6)
Checkbox not checked e. Rule 17a-7 (17 CFR 270.17a-7)
Checkbox not checked f. Rule 17a-8 (17 CFR 270.17a-8)
Checkbox not checked g. Rule 17e-1 (17 CFR 270.17e-1)
Checkbox not checked h. Rule 22d-1 (17 CFR 270.22d-1)
Checkbox not checked i. Rule 23c-1 (17 CFR 270.23c-1)
Checkbox not checked j. Rule 32a-4 (17 CFR 270.32a-4)
Checkbox checked N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button checked Yes Radio button not checked No
d. Were any expenses previously waived recouped during the period? Radio button checked Yes Radio button not checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Private Investments Inc.
ii. SEC file number ( e.g., 801- )

801-41088

iii.CRD number
000110186
iv. LEI, if any

549300JJOCEDFCUF5Y75

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
ii. SEC file number ( e.g., 801- )

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
ii. SEC file number ( e.g., 801- ), if applicable

801-48187

iii. CRD number
000104559
iv. LEI, if any

549300KGPYQZXGMYYN38

v. State, if applicable
CALIFORNIA
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
Sub Advisors Record: 2
i. Full name
GOLDMAN SACHS ASSET MANAGEMENT, L.P.
ii. SEC file number ( e.g., 801- ), if applicable

801-37591

iii. CRD number
000107738
iv. LEI, if any

CF5M58QA35CFPUX70H17

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
Sub Advisors Record: 3
i. Full name
MELLON INVESTMENTS CORPORATION
ii. SEC file number ( e.g., 801- ), if applicable

801-19785

iii. CRD number
000105764
iv. LEI, if any

YP72O3NKHJPQEEM7IG98

v. State, if applicable
MASSACHUSETTS
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
ii. SEC file number ( e.g., 801- )

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )

084-00896

iii. LEI, if any

N/A

iv. State, if applicable
MASSACHUSETTS
v. Foreign country, if applicable
UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Bear Stearns
ii. LEI, if any, or provide and describe other identifying number

549300L8HTN2UIEXSQ93

Description of other identifying number

iii. State, if applicable
NEW YORK
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
LCH Ltd.
ii. LEI, if any, or provide and describe other identifying number

F226TOH6YD6XJB17KS62

Description of other identifying number

iii. State, if applicable
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Intercontinental Exchange, Inc.
ii. LEI, if any, or provide and describe other identifying number

5493000F4ZO33MV32P92

Description of other identifying number

iii. State, if applicable
GEORGIA
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Bloomberg Professional Services
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12

Description of other identifying number

iii. State, if applicable
NEW YORK
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Pricing Service
ii. LEI, if any, or provide and describe other identifying number

N/A

Description of other identifying number

iii. State, if applicable
NEW YORK
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 6
i. Full name
IHS Markit Group Holdings Limited
ii. LEI, if any, or provide and describe other identifying number

2138005LTLTVZ4WMEX25

Description of other identifying number

iii. State, if applicable
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
STANDARD CHARTERED BANK (HONG KONG) LIMITED FOR STANDARD CHARTERED BANK
ii. LEI, if any

X5AV1MBDXGRPX5UGMX13

iii. State, if applicable
iv. Foreign country, if applicable
HONG KONG
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - PHILIPPINE BRANCH
ii. LEI, if any

2HI3YI5320L3RW6NJ957

iii. State, if applicable
iv. Foreign country, if applicable
PHILIPPINES
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Brown Brothers Harriman & Co.
ii. LEI, if any

5493006KMX1VFTPYPW14

iii. State, if applicable
MASSACHUSETTS
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
CITIBANK, N.A., LONDON BRANCH
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
BANCO ITAU URUGUAY S.A. FOR BANCO ITAU URUGUAY S.A. AND ITAU UNIBANCO S.A.
ii. LEI, if any

549300HU8OQS1VTVXN55

iii. State, if applicable
iv. Foreign country, if applicable
URUGUAY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
DEUTSCHE BANK AG, AMSTERDAM BRANCH
ii. LEI, if any

7LTWFZYICNSX8D621K86

iii. State, if applicable
iv. Foreign country, if applicable
NETHERLANDS
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
NORDEA BANK ABP, FILIAL I SVERIGE
ii. LEI, if any

N/A

iii. State, if applicable
iv. Foreign country, if applicable
SWEDEN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
BNP PARIBAS SECURITIES SERVICES - MILAN BRANCH
ii. LEI, if any

549300WCGB70D06XZS54

iii. State, if applicable
iv. Foreign country, if applicable
ITALY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
HSBC BANK MALAYSIA BERHAD (HBMB) FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09

iii. State, if applicable
iv. Foreign country, if applicable
MALAYSIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), HELSINKI BRANCH
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86

iii. State, if applicable
iv. Foreign country, if applicable
FINLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
CITIBANK, N.A., JAKARTA BRANCH
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
INDONESIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
MIZUHO BANK LTD.
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02

iii. State, if applicable
iv. Foreign country, if applicable
JAPAN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
STANDARD CHARTERED BANK KENYA LIMITED FOR STANDARD CHARTERED BANK
ii. LEI, if any

549300RBHWW5EJIRG629

iii. State, if applicable
iv. Foreign country, if applicable
KENYA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
CITIBANK, N.A., LONDON BRANCH
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - SINGAPORE BRANCH
ii. LEI, if any

2HI3YI5320L3RW6NJ957

iii. State, if applicable
iv. Foreign country, if applicable
SINGAPORE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Deutsche Bank AG
ii. LEI, if any

7LTWFZYICNSX8D621K86

iii. State, if applicable
iv. Foreign country, if applicable
AUSTRIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
HSBC BANK AUSTRALIA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
ii. LEI, if any

DY9DBNI4W8J63Z298033

iii. State, if applicable
iv. Foreign country, if applicable
AUSTRALIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
CITIBANK EUROPE PLC, HUNGARIAN BRANCH OFFICE FOR CITIBANK, N.A.
ii. LEI, if any

N1FBEDJ5J41VKZLO2475

iii. State, if applicable
iv. Foreign country, if applicable
HUNGARY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - NEW ZEALAND BRANCH
ii. LEI, if any

2HI3YI5320L3RW6NJ957

iii. State, if applicable
iv. Foreign country, if applicable
NEW ZEALAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
STANDARD CHARTERED BANK, JOHANNESBURG BRANCH
ii. LEI, if any

RILFO74KP1CM8P6PCT96

iii. State, if applicable
iv. Foreign country, if applicable
SOUTH AFRICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
BANK HANDLOWY W WARSZAWIE SA (BHW) FOR CITIBANK NA
ii. LEI, if any

XLEZHWWOI4HFQDGL4793

iii. State, if applicable
iv. Foreign country, if applicable
POLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), DANMARK BRANCH
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86

iii. State, if applicable
iv. Foreign country, if applicable
DENMARK
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
CITIBANK ANONIM SIRKETI FOR CITIBANK, N.A.
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31

iii. State, if applicable
iv. Foreign country, if applicable
TURKEY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
CITIBANK, N.A., SAO PAULO
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
BRAZIL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
DEUTSCHE BANK AG, AMSTERDAM BRANCH
ii. LEI, if any

7LTWFZYICNSX8D621K86

iii. State, if applicable
iv. Foreign country, if applicable
FRANCE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
CITIBANK KOREA INC. FOR CITIBANK, N.A.
ii. LEI, if any

745P3MMS7E8CUVXDRJ82

iii. State, if applicable
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
BANCO DE CHILE FOR CITIBANK, N.A.
ii. LEI, if any

8B4EZFY8IHJC44TT2K84

iii. State, if applicable
iv. Foreign country, if applicable
CHILE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
EUROCLEAR BK SA NV
ii. LEI, if any

549300OZ46BRLZ8Y6F65

iii. State, if applicable
iv. Foreign country, if applicable
BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - THAILAND BRANCH
ii. LEI, if any

2HI3YI5320L3RW6NJ957

iii. State, if applicable
iv. Foreign country, if applicable
THAILAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
BANCO NACIONAL DE MEXICO, SA (BANAMEX) FOR CITIBANK, N.A.
ii. LEI, if any

2SFFM4FUIE05S37WFU55

iii. State, if applicable
iv. Foreign country, if applicable
MEXICO
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
SOCIETE GENERALE SUCURSAL EN ESPANA
ii. LEI, if any

O2RNE8IBXP4R0TD8PU41

iii. State, if applicable
iv. Foreign country, if applicable
SPAIN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
UBS SWITZERLAND AG
ii. LEI, if any

549300WOIFUSNYH0FL22

iii. State, if applicable
iv. Foreign country, if applicable
SWITZERLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA (RBC)
ii. LEI, if any

5493002MUOV04NSPT571

iii. State, if applicable
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
CITIBANK DEL PERU S.A. FOR CITIBANK, N.A.
ii. LEI, if any

MYTK5NHHP1G8TVFGT193

iii. State, if applicable
iv. Foreign country, if applicable
PERU
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
BNP PARIBAS SECURITIES SERVICES - FRANKFURT BRANCH
ii. LEI, if any

549300WCGB70D06XZS54

iii. State, if applicable
iv. Foreign country, if applicable
GERMANY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
BNP PARIBAS SECURITIES SERVICES
ii. LEI, if any

549300WCGB70D06XZS54

iii. State, if applicable
iv. Foreign country, if applicable
PORTUGAL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
CITITRUST COLOMBIA S.A., SOCIEDAD FIDUCIARIA FOR CITIBANK, N.A.
ii. LEI, if any

549300242J3IJCOSGI49

iii. State, if applicable
iv. Foreign country, if applicable
COLOMBIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
CITIBANK, N.A., ISRAEL BRANCH
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
ISRAEL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), OSLO BRANCH
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86

iii. State, if applicable
iv. Foreign country, if applicable
NORWAY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
DEUTSCHE BANK AG, AMSTERDAM BRANCH
ii. LEI, if any

7LTWFZYICNSX8D621K86

iii. State, if applicable
iv. Foreign country, if applicable
BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
CITIBANK EUROPE PLC, DUBLIN, SUCURSALA ROMANIA FOR CITIBANK N.A.
ii. LEI, if any

N1FBEDJ5J41VKZLO2475

iii. State, if applicable
iv. Foreign country, if applicable
ROMANIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
AO CITIBANK FOR CITIBANK, N.A.
ii. LEI, if any

CHSQDSVI1UI96Y2SW097

iii. State, if applicable
iv. Foreign country, if applicable
RUSSIAN FEDERATION
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
i. Full name
ii. LEI, if any, or provide and describe other identifying number

Description of other identifying number

iii. State, if applicable
iv. Foreign country, if applicable
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Brown Brothers Harriman & Co.
ii. LEI, if any, or other identifying number

5493006KMX1VFTPYPW14

Description of other identifying number

iii. State, if applicable
MASSACHUSETTS
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
CB "J.P. Morgan Bank International" (LLC)
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300B831LSRSI6RA15

e. State, if applicable
f. Foreign country, if applicable
RUSSIAN FEDERATION
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 2
a. Full name
Bear Stearns Asset Management Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 3
a. Full name
J.P. Morgan Australia Pty Limited (formerly, J.P. Morgan Australia Limited)
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300SFYOCEFSJJLX08

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 4
a. Full name
Equilend Holdings LLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 5
a. Full name
JPMorgan JPM-X ATS
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 6
a. Full name
J.P. Morgan S.A. Distribuidora de Titulos e Valores Mobiliarios
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493001LS7J56NZZ3G07

e. State, if applicable
f. Foreign country, if applicable
BRAZIL
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 7
a. Full name
Yieldbroker Pty Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300QRJM24CLE17N18

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 8
a. Full name
J.P.Morgan Prime Inc.
b. SEC file number

008-69703

c. CRD number
000282107
d. LEI, if any

549300PM7NK3Z8KR6913

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 9
a. Full name
J.P. MORGAN ASSET MANAGEMENT (TAIWAN) LIMITED
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493007XKH607S1KJV92

e. State, if applicable
f. Foreign country, if applicable
TAIWAN (PROVINCE OF CHINA)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 10
a. Full name
J.P. Morgan Securities of Texas, Inc.
b. SEC file number

008-34953

c. CRD number
000017116
d. LEI, if any

N/A

e. State, if applicable
TEXAS
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 11
a. Full name
Equilend Europe Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800BUOJT8E71MBB36

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 12
a. Full name
J.P. Morgan Securities (Asia Pacific) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

871JPXVZ0Z8I863B6V34

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 13
a. Full name
iSwap US Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 14
a. Full name
J.P. Morgan Asset Management Real Assets (Singapore) PTE LTD
b. SEC file number

N/A

c. CRD number
000166619
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
SINGAPORE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 15
a. Full name
iSwap Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800CHG2XKP74RJQ39

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 16
a. Full name
JPB-X
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 17
a. Full name
J.P. MORGAN SECURITIES PLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

K6Q0W1PS1L1O4IQL9C32

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 18
a. Full name
Chase Mortgage Trust 2016-1
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 19
a. Full name
J.P. Morgan Securities Philippines, Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
PHILIPPINES
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 20
a. Full name
J.P. Morgan (Suisse) SA
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

VNJ8GUF91FD6KSMJCG78

e. State, if applicable
f. Foreign country, if applicable
SWITZERLAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 21
a. Full name
J.P. Morgan Securities LLC
b. SEC file number

008-35008

c. CRD number
000000079
d. LEI, if any

ZBUT11V806EZRVTWT807

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 22
a. Full name
J.P. Morgan Futures Co., Limited - Shanghai Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

300300E3004544000004

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 23
a. Full name
Inversiones J.P. Morgan Limitada
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300OYBJ8GSYT44596

e. State, if applicable
f. Foreign country, if applicable
CHILE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 24
a. Full name
Ice US Holding Company L.P. (formerly, Ice Clear Credit LLC)
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

T33OE4AS4QXXS2TT7X50

e. State, if applicable
ILLINOIS
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 25
a. Full name
LiquidityMatch LLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 26
a. Full name
J.P. Morgan AG
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300ZK53CNGEEI6A29

e. State, if applicable
f. Foreign country, if applicable
GERMANY
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 27
a. Full name
J.P. Morgan Securities Inc. (heritage JPMC JPMSI entity)
b. SEC file number

008-36950

c. CRD number
000018718
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 28
a. Full name
EquiLend LLC
b. SEC file number

008-53738

c. CRD number
000119107
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 29
a. Full name
J.P. Morgan Securities plc - Zurich Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

K6Q0W1PS1L1O4IQL9C32

e. State, if applicable
f. Foreign country, if applicable
SWITZERLAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 30
a. Full name
J.P. Morgan Distribution Services, Inc.
b. SEC file number

008-52700

c. CRD number
000104234
d. LEI, if any

N/A

e. State, if applicable
OHIO
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 31
a. Full name
J.P. Morgan Securities (Thailand) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300DW8IRT0GVC9N77

e. State, if applicable
f. Foreign country, if applicable
THAILAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 32
a. Full name
JPM Corretora de Cambio, Titulos e Valores Mobiliarios S.A.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493005CBZDLX481ZM09

e. State, if applicable
f. Foreign country, if applicable
BRAZIL
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 33
a. Full name
J.P. Morgan Chase Bank, National Association
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
OHIO
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 34
a. Full name
J.P. Morgan Markets Australia Pty Limited - New Zealand Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

54930057JVGVG3VGH820

e. State, if applicable
f. Foreign country, if applicable
NEW ZEALAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 35
a. Full name
J.P. Morgan Funds Limited
b. SEC file number

N/A

c. CRD number
000172045
d. LEI, if any

549300AV3Y6VMWJUXJ60

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 36
a. Full name
Equilend Canada Corp
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 37
a. Full name
Fx Global Clear
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 38
a. Full name
J.P. Morgan Funds (Asia) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

54930038LF43WPERUD37

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 39
a. Full name
Argencontrol SA
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
ARGENTINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 40
a. Full name
J.P. Morgan Chase Bank, N.A. - Manila Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
f. Foreign country, if applicable
PHILIPPINES
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 41
a. Full name
J.P. Morgan Securities Singapore Private Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

R4JP3Q69EBZT5QTDBY11

e. State, if applicable
f. Foreign country, if applicable
SINGAPORE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 42
a. Full name
Equilend Asia (1)
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 43
a. Full name
MTS Markets International, Inc.
b. SEC file number

008-50451

c. CRD number
000043875
d. LEI, if any

213800QOW94YDEADDF52

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 44
a. Full name
J.P. Morgan Securities Japan Co., Ltd.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493006PWI2H6PX25403

e. State, if applicable
f. Foreign country, if applicable
JAPAN
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 45
a. Full name
J.P. Morgan India Private Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493003NTMEZM4AYVW24

e. State, if applicable
f. Foreign country, if applicable
INDIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 46
a. Full name
Beijing Equity Investment Development Management Co., LTD.
b. SEC file number

N/A

c. CRD number
000162933
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 47
a. Full name
J.P. Morgan Securities (Far East) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300PH8W6E9DMTQ364

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 48
a. Full name
MTS Spa
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800ZMKPUV1VKLCT69

e. State, if applicable
f. Foreign country, if applicable
ITALY
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 49
a. Full name
Volbroker.Com Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800OZOBI9F5C4QH60

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 50
a. Full name
Ord Minnett Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

2617008FV86BTKAECX26

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 51
a. Full name
Equilend Clearing LLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 52
a. Full name
J.P. Morgan Securities (Taiwan) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300411SG58OR0YJ50

e. State, if applicable
f. Foreign country, if applicable
TAIWAN (PROVINCE OF CHINA)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 53
a. Full name
J.P. Morgan First Capital Securities Co. Ltd.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 54
a. Full name
Security Capital Research & Management Incorporated
b. SEC file number

N/A

c. CRD number
000106201
d. LEI, if any

N/A

e. State, if applicable
ILLINOIS
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 55
a. Full name
JF International Management Inc.
b. SEC file number

N/A

c. CRD number
000107081
d. LEI, if any

54930022LDJP2VPX1604

e. State, if applicable
f. Foreign country, if applicable
VIRGIN ISLANDS (BRITISH)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 56
a. Full name
Banco J.P. Morgan S.A.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

BMSV765KS3ZUWB7LXV33

e. State, if applicable
f. Foreign country, if applicable
BRAZIL
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 57
a. Full name
J.P. Morgan Securities plc, Sucursal en Espana
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

K6Q0W1PS1L1O4IQL9C32

e. State, if applicable
f. Foreign country, if applicable
SPAIN
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 58
a. Full name
J.P. Morgan Broker-Dealer Holdings Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

54930069AMWJE53ZEK40

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 59
a. Full name
J.P. Morgan Corredores de Bolsa SpA
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CHILE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 60
a. Full name
J.P. Morgan Argentina Sociedad de Bolsa S.A.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
ARGENTINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 61
a. Full name
J.P. MORGAN CHASE BANK, N.A. - Hong Kong
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 62
a. Full name
J.P. Morgan Asset Management (Singapore) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

54930044NM2YHCOS4R30

e. State, if applicable
f. Foreign country, if applicable
SINGAPORE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 63
a. Full name
J.P. Morgan Funds (Taiwan) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
TAIWAN (PROVINCE OF CHINA)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 64
a. Full name
J.P. Morgan Chase Trading S.A.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
ARGENTINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 65
a. Full name
J.P. Morgan Securities South Africa Proprietary Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300AC4BZFPGVSDO69

e. State, if applicable
f. Foreign country, if applicable
SOUTH AFRICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 66
a. Full name
J.P. Morgan Australia Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300SFYOCEFSJJLX08

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 67
a. Full name
JPMorgan Asset Management (Asia Pacific) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493006DKST2MXVG4R57

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 68
a. Full name
Bridge Trust Company Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 69
a. Full name
J.P. MORGAN MARKETS LIMITED
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493002SLHKGT77FYU25

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 70
a. Full name
J.P. Morgan Alternative Asset Management
b. SEC file number

008-38613

c. CRD number
000020989
d. LEI, if any

54930033JJHPUBPLHG91

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 71
a. Full name
Fx Spotstream LLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493001N6DM40ZPSHW89

e. State, if applicable
NEW JERSEY
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 72
a. Full name
J.P. Morgan Futures Co., Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

300300E3004544000004

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 73
a. Full name
J.P. Morgan Chase Bank, N.A. - Mumbai Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
f. Foreign country, if applicable
INDIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 74
a. Full name
Highbridge Capital Management
b. SEC file number

N/A

c. CRD number
000134776
d. LEI, if any

SK6WG1E6ZYO1H0HHS346

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 75
a. Full name
Ord Minnett Holdings Pty Ltd
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 76
a. Full name
J.P. Morgan Asset Management (Canada) Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300TFMOIXJFABEP26

e. State, if applicable
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 77
a. Full name
J.P. Morgan Equities South Africa Proprietary Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300R3H5XXNLWIOY79

e. State, if applicable
f. Foreign country, if applicable
SOUTH AFRICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 78
a. Full name
J.P. Morgan Asset Management (UK) Limited
b. SEC file number

N/A

c. CRD number
000135960
d. LEI, if any

20FULDKQMC7ZL80LYR79

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 79
a. Full name
Automated Equity Finance Markets, Inc
b. SEC file number

008-67941

c. CRD number
000147941
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 80
a. Full name
J.P. Morgan Chase Bank, N.A. - Singapore Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
f. Foreign country, if applicable
SINGAPORE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 81
a. Full name
J.P. Morgan Broking (Hong Kong) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300UDYFQABX57QF97

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 82
a. Full name
Bear Stearns Capital Markets Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

Q5S5PCS7DDGG8XJSFE86

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 83
a. Full name
Otcderiv Ltd
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800AJVXMIB2FPEM07

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 84
a. Full name
J.P. Morgan Securities (Far East) Limited - Seoul Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300PH8W6E9DMTQ364

e. State, if applicable
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 85
a. Full name
Acadiasoft Inc
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 86
a. Full name
Banco J.P. Morgan S.A., Institucion de Banca Multiple, J.P. Morgan Grupo Financiero
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300OA79DKM2EKBT58

e. State, if applicable
f. Foreign country, if applicable
MEXICO
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 87
a. Full name
LiquidityMatch Technologies LLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW JERSEY
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 88
a. Full name
J.P. Morgan Securities (Malaysia) Sdn. Bhd.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300LKHWFX99UJ3515

e. State, if applicable
f. Foreign country, if applicable
MALAYSIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 89
a. Full name
China United Sme Guarantee Corp
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 90
a. Full name
J.P. Morgan Securities plc - Frankfurt Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

K6Q0W1PS1L1O4IQL9C32

e. State, if applicable
f. Foreign country, if applicable
GERMANY
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 91
a. Full name
J.P. Morgan Futures Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 92
a. Full name
J.P. Morgan Chase Bank, N.A. - New Zealand Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
f. Foreign country, if applicable
NEW ZEALAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 93
a. Full name
PT J.P. Morgan Sekuritas Indonesia
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493007LXG64XO75DS75

e. State, if applicable
f. Foreign country, if applicable
INDONESIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 94
a. Full name
J.P. Morgan Casa de Bolsa, S.A. de C.V., J.P. Morgan Grupo Financiero
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300D0VOPDC30K3K08

e. State, if applicable
f. Foreign country, if applicable
MEXICO
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 95
a. Full name
J.P. Morgan Institutional Investments Inc.
b. SEC file number

008-52182

c. CRD number
000102920
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 96
a. Full name
Equilend Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800MQRAFTKJ551M22

e. State, if applicable
f. Foreign country, if applicable
IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 97
a. Full name
J.P. Morgan Securities Asia Private Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300JC6II4Z5801517

e. State, if applicable
f. Foreign country, if applicable
SINGAPORE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 98
a. Full name
J.P. Morgan Securities Canada Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300F310BOLPDDZ813

e. State, if applicable
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 99
a. Full name
BIDS Holdings L.P.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 100
a. Full name
J.P. Morgan Securities Australia Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300Z0AVQF0QSFQV15

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 101
a. Full name
J.P. MORGAN PRIVATE INVESTMENTS INC.
b. SEC file number

N/A

c. CRD number
000110186
d. LEI, if any

549300JJOCEDFCUF5Y75

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 102
a. Full name
J.P. Morgan Menkul Degerler A.S.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
TURKEY
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 103
a. Full name
J.P. MORGAN CHASE BANK, N.A. - LONDON BRANCH
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 104
a. Full name
J.P. Morgan Asset Management (Japan) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300TNMIIYQ6ZC4520

e. State, if applicable
f. Foreign country, if applicable
JAPAN
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 105
a. Full name
J.P. Morgan Corretora de Cambio e Valores Mobiliarios S.A.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493005CBZDLX481ZM09

e. State, if applicable
f. Foreign country, if applicable
BRAZIL
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 106
a. Full name
J.P. Morgan Markets Australia Pty Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

54930057JVGVG3VGH820

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 107
a. Full name
Amber Partners Ltd
b. SEC file number

N/A

c. CRD number
000137086
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
BERMUDA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 108
a. Full name
J.P. Morgan Chase Bank Berhad
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300J3OSVP1WT8DW93

e. State, if applicable
f. Foreign country, if applicable
MALAYSIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
BARCLAYS PLC
ii. SEC file number

N/A

iii. CRD number
000019714
iv. LEI, if any

213800LBQA1Y9L22JB70

v. State, if applicable
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

144265872.04

Principal Transactions Record: 2
i. Full name of dealer
Goldman Sachs & Co, LLC
ii. SEC file number

008-00129

iii. CRD number
000000361
iv. LEI, if any

FOR8UP27PHTHYVLBNG30

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

744704389.53

Principal Transactions Record: 3
i. Full name of dealer
Citigroup Global Markets Inc.
ii. SEC file number

008-08177

iii. CRD number
000007059
iv. LEI, if any

MBNUM2BPBDO7JBLYG310

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2433717818.18

Principal Transactions Record: 4
i. Full name of dealer
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
ii. SEC file number

008-07221

iii. CRD number
000007691
iv. LEI, if any

8NAV47T0Y26Q87Y0QP81

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

936248409.56

Principal Transactions Record: 5
i. Full name of dealer
CREDIT SUISSE SECURITIES (USA) LLC
ii. SEC file number

008-00422

iii. CRD number
000000816
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

682557617.07

Principal Transactions Record: 6
i. Full name of dealer
Jefferies LLC
ii. SEC file number

008-15074

iii. CRD number
000002347
iv. LEI, if any

58PU97L1C0WSRCWADL48

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

154612235.67

Principal Transactions Record: 7
i. Full name of dealer
Morgan Stanley & Co
ii. SEC file number

008-15869

iii. CRD number
000008209
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

5738763507.42

Principal Transactions Record: 8
i. Full name of dealer
Nomura Holdings Inc.
ii. SEC file number

N/A

iii. CRD number
000110814
iv. LEI, if any

549300B3CEAHYG7K8164

v. State, if applicable
vi. Foreign country, if applicable
JAPAN
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

247254573.94

Principal Transactions Record: 9
i. Full name of dealer
BNY MELLON CAPITAL MARKETS, LLC
ii. SEC file number

008-35255

iii. CRD number
000017454
iv. LEI, if any

VJW2DOOHGDT6PR0ZRO63

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

120824046.23

Principal Transactions Record: 10
i. Full name of dealer
BNP Paribas Securities Corp.
ii. SEC file number

008-32682

iii. CRD number
000015794
iv. LEI, if any

RCNB6OTYUAMMP879YW96

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

672844705.19

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

12434917974.82


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1242116402.39

b. Provide the money market fund's daily average net assets during the reporting period


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button not checked Yes Radio button checked No

b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 4

Item C.1. Background information.

a. Full Name of the Fund

Six Circles International Unconstrained Equity Fund

b. Series identication number, if any

S000061647

c. LEI

549300WMT3LMVD3T9I41

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

1

b. How many new Classes of shares of the Fund were added during the reporting period?

0

c. How many Classes of shares of the Fund were terminated during the reporting period?

0

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Six Circles International Unconstrained Equity Fund
ii. Class identification number, if any

C000199639

iii. Ticker symbol, if any

CIUEX


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund
i. Checkbox not checked Exchange-Traded Fund
ii. Checkbox not checked Exchange-Traded Managed Fund
b. Checkbox not checked Index Fund

c. Checkbox not checked Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark
d. Checkbox not checked Interval Fund
e. Checkbox not checked Fund of Funds
f. Checkbox not checked Master-Feeder Fund
g. Checkbox not checked Money Market Fund
h. Checkbox not checked Target Date Fund
i. Checkbox not checked Underlying fund to a variable annuity or variable life insurance contract
Checkbox checked N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked i. Revenue sharing split
Checkbox not checked ii. Non-revenue sharing split (other than administrative fee)
Checkbox not checked iii. Administrative fee
Checkbox not checked iv. Cash collateral reinvestment fee
Checkbox not checked v. Indemnification fee
Checkbox not checked vi. Other
Checkbox checked N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A

g. Provide the net income from securities lending activities

N/A


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked a. Rule 10f-3 (17 CFR 270.10f-3)
Checkbox not checked b. Rule 12d1-1 (17 CFR 270.12d1-1)
Checkbox not checked c. Rule 15a-4 (17 CFR 270.15a-4)
Checkbox not checked d. Rule 17a-6 (17 CFR 270.17a-6)
Checkbox not checked e. Rule 17a-7 (17 CFR 270.17a-7)
Checkbox not checked f. Rule 17a-8 (17 CFR 270.17a-8)
Checkbox not checked g. Rule 17e-1 (17 CFR 270.17e-1)
Checkbox not checked h. Rule 22d-1 (17 CFR 270.22d-1)
Checkbox not checked i. Rule 23c-1 (17 CFR 270.23c-1)
Checkbox not checked j. Rule 32a-4 (17 CFR 270.32a-4)
Checkbox checked N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button checked Yes Radio button not checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Private Investments Inc.
ii. SEC file number ( e.g., 801- )

801-41088

iii.CRD number
000110186
iv. LEI, if any

549300JJOCEDFCUF5Y75

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
ii. SEC file number ( e.g., 801- )

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
BLACKROCK INVESTMENT MANAGEMENT, LLC
ii. SEC file number ( e.g., 801- ), if applicable

801-56972

iii. CRD number
000108928
iv. LEI, if any

5493006MRTEZZ4S4CQ20

v. State, if applicable
NEW JERSEY
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
ii. SEC file number ( e.g., 801- )

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )

084-00896

iii. LEI, if any

N/A

iv. State, if applicable
MASSACHUSETTS
v. Foreign country, if applicable
UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Bloomberg Professional Services
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12

Description of other identifying number

N/A

iii. State, if applicable
NEW YORK
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Pricing Service
ii. LEI, if any, or provide and describe other identifying number

N/A

Description of other identifying number

N/A

iii. State, if applicable
NEW YORK
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
CITIBANK DEL PERU S.A. FOR CITIBANK, N.A.
ii. LEI, if any

MYTK5NHHP1G8TVFGT193

iii. State, if applicable
iv. Foreign country, if applicable
PERU
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Deutsche Bank AG
ii. LEI, if any

7LTWFZYICNSX8D621K86

iii. State, if applicable
iv. Foreign country, if applicable
AUSTRIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
BNP PARIBAS SECURITIES SERVICES - MILAN BRANCH
ii. LEI, if any

549300WCGB70D06XZS54

iii. State, if applicable
iv. Foreign country, if applicable
ITALY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
STANDARD CHARTERED BANK (CHINA) LIMITED FOR STANDARD CHARTERED BANK
ii. LEI, if any

549300VGE7QN15BPTZ72

iii. State, if applicable
iv. Foreign country, if applicable
CHINA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), OSLO BRANCH
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86

iii. State, if applicable
iv. Foreign country, if applicable
NORWAY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - THAILAND BRANCH
ii. LEI, if any

2HI3YI5320L3RW6NJ957

iii. State, if applicable
iv. Foreign country, if applicable
THAILAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
BANCO NACIONAL DE MEXICO, SA (BANAMEX) FOR CITIBANK, N.A.
ii. LEI, if any

2SFFM4FUIE05S37WFU55

iii. State, if applicable
iv. Foreign country, if applicable
MEXICO
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
HSBC SAUDI ARABIA AND THE SAUDI BRITISH BANK (SABB) FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
ii. LEI, if any

558600MV09XWUB38H245

iii. State, if applicable
iv. Foreign country, if applicable
SAUDI ARABIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
ii. LEI, if any

2HI3YI5320L3RW6NJ957

iii. State, if applicable
iv. Foreign country, if applicable
HONG KONG
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
CITIBANK ANONIM SIRKETI FOR CITIBANK, N.A.
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31

iii. State, if applicable
iv. Foreign country, if applicable
TURKEY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
STANDARD CHARTERED BANK (PAKISTAN) LIMITED FOR STANDARD CHARTERED BANK
ii. LEI, if any

549300YTOMKUNPUTB551

iii. State, if applicable
iv. Foreign country, if applicable
PAKISTAN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
HSBC BANK MALAYSIA BERHAD (HBMB) FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09

iii. State, if applicable
iv. Foreign country, if applicable
MALAYSIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
CITIBANK EUROPE PLC, ORGANIZACNI SLOZKA FOR CITIBANK, N.A.
ii. LEI, if any

N1FBEDJ5J41VKZLO2475

iii. State, if applicable
iv. Foreign country, if applicable
CZECHIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Brown Brothers Harriman & Co.
ii. LEI, if any

5493006KMX1VFTPYPW14

iii. State, if applicable
MASSACHUSETTS
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
DEUTSCHE BANK AG, AMSTERDAM BRANCH
ii. LEI, if any

7LTWFZYICNSX8D621K86

iii. State, if applicable
iv. Foreign country, if applicable
FRANCE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
STANDARD CHARTERED BANK (TAIWAN) LTD FOR STANDARD CHARTERED BANK
ii. LEI, if any

549300QJEO1B92LSHZ06

iii. State, if applicable
iv. Foreign country, if applicable
TAIWAN (PROVINCE OF CHINA)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
MIZUHO BANK LTD.
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02

iii. State, if applicable
iv. Foreign country, if applicable
JAPAN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
SOCIETE GENERALE SUCURSAL EN ESPANA
ii. LEI, if any

O2RNE8IBXP4R0TD8PU41

iii. State, if applicable
iv. Foreign country, if applicable
SPAIN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
HSBC FRANCE, ATHENS BRANCH FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
ii. LEI, if any

F0HUI1NY1AZMJMD8LP67

iii. State, if applicable
iv. Foreign country, if applicable
GREECE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
BNP PARIBAS SECURITIES SERVICES - FRANKFURT BRANCH
ii. LEI, if any

549300WCGB70D06XZS54

iii. State, if applicable
iv. Foreign country, if applicable
GERMANY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
BNP PARIBAS SECURITIES SERVICES
ii. LEI, if any

549300WCGB70D06XZS54

iii. State, if applicable
iv. Foreign country, if applicable
PORTUGAL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
CITIBANK EUROPE PLC, HUNGARIAN BRANCH OFFICE FOR CITIBANK, N.A.
ii. LEI, if any

N1FBEDJ5J41VKZLO2475

iii. State, if applicable
iv. Foreign country, if applicable
HUNGARY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
BANK HANDLOWY W WARSZAWIE SA (BHW) FOR CITIBANK NA
ii. LEI, if any

XLEZHWWOI4HFQDGL4793

iii. State, if applicable
iv. Foreign country, if applicable
POLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
CITIBANK, N.A., CAIRO BRANCH
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
EGYPT
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
EUROCLEAR BK SA NV
ii. LEI, if any

549300OZ46BRLZ8Y6F65

iii. State, if applicable
iv. Foreign country, if applicable
BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
BANCO DE CHILE FOR CITIBANK, N.A.
ii. LEI, if any

8B4EZFY8IHJC44TT2K84

iii. State, if applicable
iv. Foreign country, if applicable
CHILE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
CITIBANK, N.A., JAKARTA BRANCH
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
INDONESIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
DEUTSCHE BANK AG, AMSTERDAM BRANCH
ii. LEI, if any

7LTWFZYICNSX8D621K86

iii. State, if applicable
iv. Foreign country, if applicable
NETHERLANDS
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
NORDEA BANK ABP, FILIAL I SVERIGE
ii. LEI, if any

N/A

iii. State, if applicable
iv. Foreign country, if applicable
SWEDEN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
CITIBANK, N.A., SAO PAULO
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
BRAZIL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
CITIBANK, N.A., LONDON BRANCH
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
HSBC BANK MIDDLE EAST LTD - QATAR BRANCH FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
ii. LEI, if any

549300F99IL9YJDWH369

iii. State, if applicable
iv. Foreign country, if applicable
QATAR
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - NEW ZEALAND BRANCH
ii. LEI, if any

2HI3YI5320L3RW6NJ957

iii. State, if applicable
iv. Foreign country, if applicable
NEW ZEALAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
UBS SWITZERLAND AG
ii. LEI, if any

549300WOIFUSNYH0FL22

iii. State, if applicable
iv. Foreign country, if applicable
SWITZERLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - PHILIPPINE BRANCH
ii. LEI, if any

2HI3YI5320L3RW6NJ957

iii. State, if applicable
iv. Foreign country, if applicable
PHILIPPINES
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
HSBC BANK AUSTRALIA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
ii. LEI, if any

DY9DBNI4W8J63Z298033

iii. State, if applicable
iv. Foreign country, if applicable
AUSTRALIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
STANDARD CHARTERED BANK (HONG KONG) LIMITED FOR STANDARD CHARTERED BANK
ii. LEI, if any

X5AV1MBDXGRPX5UGMX13

iii. State, if applicable
iv. Foreign country, if applicable
HONG KONG
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
CITIBANK, N.A., LONDON BRANCH
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
DEUTSCHE BANK AG, AMSTERDAM BRANCH
ii. LEI, if any

7LTWFZYICNSX8D621K86

iii. State, if applicable
iv. Foreign country, if applicable
BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), DANMARK BRANCH
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86

iii. State, if applicable
iv. Foreign country, if applicable
DENMARK
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
CITIBANK, N.A., MUMBAI BRANCH
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
INDIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - SINGAPORE BRANCH
ii. LEI, if any

2HI3YI5320L3RW6NJ957

iii. State, if applicable
iv. Foreign country, if applicable
SINGAPORE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
CITIBANK, N.A., ISRAEL BRANCH
ii. LEI, if any

E57ODZWZ7FF32TWEFA76

iii. State, if applicable
iv. Foreign country, if applicable
ISRAEL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 44
i. Full name
AO CITIBANK FOR CITIBANK, N.A.
ii. LEI, if any

CHSQDSVI1UI96Y2SW097

iii. State, if applicable
iv. Foreign country, if applicable
RUSSIAN FEDERATION
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 45
i. Full name
CITIBANK KOREA INC. FOR CITIBANK, N.A.
ii. LEI, if any

745P3MMS7E8CUVXDRJ82

iii. State, if applicable
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 46
i. Full name
STANDARD CHARTERED BANK, JOHANNESBURG BRANCH
ii. LEI, if any

RILFO74KP1CM8P6PCT96

iii. State, if applicable
iv. Foreign country, if applicable
SOUTH AFRICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 47
i. Full name
CITITRUST COLOMBIA S.A., SOCIEDAD FIDUCIARIA FOR CITIBANK, N.A.
ii. LEI, if any

549300242J3IJCOSGI49

iii. State, if applicable
iv. Foreign country, if applicable
COLOMBIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 48
i. Full name
RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA (RBC)
ii. LEI, if any

5493002MUOV04NSPT571

iii. State, if applicable
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 49
i. Full name
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), HELSINKI BRANCH
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86

iii. State, if applicable
iv. Foreign country, if applicable
FINLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 50
i. Full name
HSBC BANK MIDDLE EAST LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
ii. LEI, if any

549300F99IL9YJDWH369

iii. State, if applicable
iv. Foreign country, if applicable
UNITED ARAB EMIRATES
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
i. Full name
ii. LEI, if any, or provide and describe other identifying number

Description of other identifying number

iii. State, if applicable
iv. Foreign country, if applicable
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Brown Brothers Harriman & Co.
ii. LEI, if any, or other identifying number

5493006KMX1VFTPYPW14

Description of other identifying number

iii. State, if applicable
MASSACHUSETTS
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
J.P. MORGAN PRIVATE INVESTMENTS INC.
b. SEC file number

N/A

c. CRD number
000110186
d. LEI, if any

549300JJOCEDFCUF5Y75

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 2
a. Full name
J.P. Morgan Distribution Services, Inc.
b. SEC file number

008-52700

c. CRD number
000104234
d. LEI, if any

N/A

e. State, if applicable
OHIO
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 3
a. Full name
LiquidityMatch LLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 4
a. Full name
J.P. Morgan (Suisse) SA
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

VNJ8GUF91FD6KSMJCG78

e. State, if applicable
f. Foreign country, if applicable
SWITZERLAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 5
a. Full name
Acadiasoft Inc
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 6
a. Full name
J.P. MORGAN ASSET MANAGEMENT (TAIWAN) LIMITED
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493007XKH607S1KJV92

e. State, if applicable
f. Foreign country, if applicable
TAIWAN (PROVINCE OF CHINA)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 7
a. Full name
Argencontrol SA
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
ARGENTINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 8
a. Full name
CB "J.P. Morgan Bank International" (LLC)
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300B831LSRSI6RA15

e. State, if applicable
f. Foreign country, if applicable
RUSSIAN FEDERATION
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 9
a. Full name
J.P. Morgan Equities South Africa Proprietary Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300R3H5XXNLWIOY79

e. State, if applicable
f. Foreign country, if applicable
SOUTH AFRICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 10
a. Full name
LiquidityMatch Technologies LLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW JERSEY
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 11
a. Full name
Ord Minnett Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

2617008FV86BTKAECX26

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 12
a. Full name
J.P. Morgan Broker-Dealer Holdings Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

54930069AMWJE53ZEK40

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 13
a. Full name
J.P. Morgan Menkul Degerler A.S.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
TURKEY
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 14
a. Full name
MTS Markets International, Inc.
b. SEC file number

008-50451

c. CRD number
000043875
d. LEI, if any

213800QOW94YDEADDF52

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 15
a. Full name
J.P. Morgan Securities plc, Sucursal en Espana
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

K6Q0W1PS1L1O4IQL9C32

e. State, if applicable
f. Foreign country, if applicable
SPAIN
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 16
a. Full name
iSwap US Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 17
a. Full name
J.P. MORGAN SECURITIES PLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

K6Q0W1PS1L1O4IQL9C32

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 18
a. Full name
Highbridge Capital Management
b. SEC file number

N/A

c. CRD number
000134776
d. LEI, if any

SK6WG1E6ZYO1H0HHS346

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 19
a. Full name
JPB-X
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 20
a. Full name
J.P. Morgan Securities LLC
b. SEC file number

008-35008

c. CRD number
000000079
d. LEI, if any

ZBUT11V806EZRVTWT807

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 21
a. Full name
Beijing Equity Investment Development Management Co., LTD.
b. SEC file number

N/A

c. CRD number
000162933
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 22
a. Full name
JPMorgan JPM-X ATS
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 23
a. Full name
J.P. Morgan Securities (Far East) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300PH8W6E9DMTQ364

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 24
a. Full name
J.P. Morgan Chase Trading S.A.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
ARGENTINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 25
a. Full name
J.P. Morgan Funds (Taiwan) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
TAIWAN (PROVINCE OF CHINA)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 26
a. Full name
J.P. Morgan Securities Japan Co., Ltd.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493006PWI2H6PX25403

e. State, if applicable
f. Foreign country, if applicable
JAPAN
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 27
a. Full name
J.P.Morgan Prime Inc.
b. SEC file number

008-69703

c. CRD number
000282107
d. LEI, if any

549300PM7NK3Z8KR6913

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 28
a. Full name
Bridge Trust Company Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 29
a. Full name
Fx Spotstream LLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493001N6DM40ZPSHW89

e. State, if applicable
NEW JERSEY
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 30
a. Full name
Volbroker.Com Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800OZOBI9F5C4QH60

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 31
a. Full name
J.P. Morgan Asset Management (Japan) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300TNMIIYQ6ZC4520

e. State, if applicable
f. Foreign country, if applicable
JAPAN
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 32
a. Full name
JPM Corretora de Cambio, Titulos e Valores Mobiliarios S.A.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493005CBZDLX481ZM09

e. State, if applicable
f. Foreign country, if applicable
BRAZIL
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 33
a. Full name
J.P. Morgan Securities plc - Frankfurt Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

K6Q0W1PS1L1O4IQL9C32

e. State, if applicable
f. Foreign country, if applicable
GERMANY
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 34
a. Full name
J.P. Morgan Funds (Asia) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

54930038LF43WPERUD37

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 35
a. Full name
Equilend Clearing LLC
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 36
a. Full name
Banco J.P. Morgan S.A., Institucion de Banca Multiple, J.P. Morgan Grupo Financiero
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300OA79DKM2EKBT58

e. State, if applicable
f. Foreign country, if applicable
MEXICO
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 37
a. Full name
J.P. Morgan Futures Co., Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

300300E3004544000004

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 38
a. Full name
J.P. Morgan Securities (Malaysia) Sdn. Bhd.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300LKHWFX99UJ3515

e. State, if applicable
f. Foreign country, if applicable
MALAYSIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 39
a. Full name
J.P. MORGAN MARKETS LIMITED
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493002SLHKGT77FYU25

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 40
a. Full name
China United Sme Guarantee Corp
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 41
a. Full name
J.P. Morgan Chase Bank, National Association
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

7H6GLXDRUGQFU57RNE97

e. State, if applicable
OHIO
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 42
a. Full name
Automated Equity Finance Markets, Inc
b. SEC file number

008-67941

c. CRD number
000147941
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 43
a. Full name
J.P. Morgan Securities Asia Private Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300JC6II4Z5801517

e. State, if applicable
f. Foreign country, if applicable
SINGAPORE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 44
a. Full name
J.P. Morgan Securities Inc. (heritage JPMC JPMSI entity)
b. SEC file number

008-36950

c. CRD number
000018718
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 45
a. Full name
Amber Partners Ltd
b. SEC file number

N/A

c. CRD number
000137086
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
BERMUDA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 46
a. Full name
iSwap Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800CHG2XKP74RJQ39

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 47
a. Full name
J.P. Morgan Securities Singapore Private Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

R4JP3Q69EBZT5QTDBY11

e. State, if applicable
f. Foreign country, if applicable
SINGAPORE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 48
a. Full name
J.P. Morgan Securities Australia Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300Z0AVQF0QSFQV15

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 49
a. Full name
J.P. Morgan Asset Management Real Assets (Singapore) PTE LTD
b. SEC file number

N/A

c. CRD number
000166619
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
SINGAPORE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 50
a. Full name
J.P. Morgan Securities (Taiwan) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300411SG58OR0YJ50

e. State, if applicable
f. Foreign country, if applicable
TAIWAN (PROVINCE OF CHINA)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 51
a. Full name
J.P. Morgan Futures Co., Limited - Shanghai Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

300300E3004544000004

e. State, if applicable
f. Foreign country, if applicable
CHINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 52
a. Full name
EquiLend LLC
b. SEC file number

008-53738

c. CRD number
000119107
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 53
a. Full name
PT J.P. Morgan Sekuritas Indonesia
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493007LXG64XO75DS75

e. State, if applicable
f. Foreign country, if applicable
INDONESIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 54
a. Full name
J.P. Morgan Securities (Far East) Limited - Seoul Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300PH8W6E9DMTQ364

e. State, if applicable
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 55
a. Full name
J.P. Morgan Asset Management (Canada) Inc.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300TFMOIXJFABEP26

e. State, if applicable
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 56
a. Full name
J.P. Morgan Markets Australia Pty Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

54930057JVGVG3VGH820

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 57
a. Full name
J.P. Morgan Securities South Africa Proprietary Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300AC4BZFPGVSDO69

e. State, if applicable
f. Foreign country, if applicable
SOUTH AFRICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 58
a. Full name
J.P. Morgan Markets Australia Pty Limited - New Zealand Branch
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

54930057JVGVG3VGH820

e. State, if applicable
f. Foreign country, if applicable
NEW ZEALAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 59
a. Full name
J.P. Morgan Asset Management (UK) Limited
b. SEC file number

N/A

c. CRD number
000135960
d. LEI, if any

20FULDKQMC7ZL80LYR79

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 60
a. Full name
MTS Spa
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800ZMKPUV1VKLCT69

e. State, if applicable
f. Foreign country, if applicable
ITALY
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 61
a. Full name
J.P. Morgan Argentina Sociedad de Bolsa S.A.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
ARGENTINA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 62
a. Full name
Yieldbroker Pty Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

549300QRJM24CLE17N18

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 63
a. Full name
Chase Mortgage Trust 2016-1
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
DELAWARE
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 64
a. Full name
Equilend Canada Corp
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 65
a. Full name
J.P. Morgan Asset Management (Singapore) Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

54930044NM2YHCOS4R30

e. State, if applicable
f. Foreign country, if applicable
SINGAPORE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 66
a. Full name
JF International Management Inc.
b. SEC file number

N/A

c. CRD number
000107081
d. LEI, if any

54930022LDJP2VPX1604

e. State, if applicable
f. Foreign country, if applicable
VIRGIN ISLANDS (BRITISH)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 67
a. Full name
J.P. Morgan Corretora de Cambio e Valores Mobiliarios S.A.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

5493005CBZDLX481ZM09

e. State, if applicable
f. Foreign country, if applicable
BRAZIL
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 68
a. Full name
Banco J.P. Morgan S.A.
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

BMSV765KS3ZUWB7LXV33

e. State, if applicable
f. Foreign country, if applicable
BRAZIL
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 69
a. Full name
Equilend Europe Limited
b. SEC file number

N/A

c. CRD number
N/A
d. LEI, if any

213800BUOJT8E71MBB36

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0

Broker Dealers Record: 70
a. Full name
J.P. Morgan Securities (Asia Pacific) Limited
b. SEC file number

N/A