The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 296 | 2,720 | SH | SOLE | 2,720 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 200 | 2,286 | SH | SOLE | 2,286 | 0 | 0 | ||
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 541 | 1,104 | SH | SOLE | 1,104 | 0 | 0 | ||
AFFIMED N V | COM | N01045108 | 128 | 37,800 | SH | SOLE | 37,800 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 585 | 1,990 | SH | SOLE | 1,990 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,894 | 1,292 | SH | SOLE | 1,292 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 366 | 249 | SH | SOLE | 249 | 0 | 0 | ||
ALTERYX INC | COM CL A | 02156B103 | 286 | 2,521 | SH | SOLE | 2,521 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 96 | 22,785 | SH | SOLE | 22,785 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 3,035 | 964 | SH | SOLE | 964 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 662 | 2,603 | SH | SOLE | 2,603 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 195 | 13,800 | SH | SOLE | 13,800 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 5,330 | 46,026 | SH | SOLE | 46,026 | 0 | 0 | ||
APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 90 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 578 | 20,268 | SH | SOLE | 20,268 | 0 | 0 | ||
ATHENEX INC | COM | 04685N103 | 121 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ATRECA INC | CL A COM | 04965G109 | 259 | 18,570 | SH | SOLE | 18,570 | 0 | 0 | ||
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 187 | 12,720 | SH | SOLE | 12,720 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 276 | 1,978 | SH | SOLE | 1,978 | 0 | 0 | ||
AVALARA INC | COM | 05338G106 | 381 | 2,990 | SH | SOLE | 2,990 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 460 | 2,160 | SH | SOLE | 2,160 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 | 50 | 14,500 | SH | SOLE | 14,500 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 219 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 570 | 9,457 | SH | SOLE | 9,457 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 254 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 210 | 36,050 | SH | SOLE | 36,050 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 999 | 2,815 | SH | SOLE | 2,815 | 0 | 0 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 446 | 3,250 | SH | SOLE | 3,250 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 466 | 2,165 | SH | SOLE | 2,165 | 0 | 0 | ||
DATADOG INC | CL A COM | 23804L103 | 318 | 3,110 | SH | SOLE | 3,110 | 0 | 0 | ||
DERMTECH INC | COM | 24984K105 | 131 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 1,196 | 9,641 | SH | SOLE | 9,641 | 0 | 0 | ||
ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 | 666 | 14,314 | SH | SOLE | 14,314 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 306 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 1,927 | 7,358 | SH | SOLE | 7,358 | 0 | 0 | ||
FATE THERAPEUTICS INC | COM | 31189P102 | 238 | 5,950 | SH | SOLE | 5,950 | 0 | 0 | ||
GAMIDA CELL LTD | SHS | M47364100 | 50 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 2,013 | 7,250 | SH | SOLE | 7,250 | 0 | 0 | ||
HORIZON THERAPEUTICS PUB L | SHS | G46188101 | 560 | 7,213 | SH | SOLE | 7,213 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 1,754 | 33,872 | SH | SOLE | 33,872 | 0 | 0 | ||
INTUIT | COM | 461202103 | 216 | 663 | SH | SOLE | 663 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 241 | 340 | SH | SOLE | 340 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | DWA MOMENTUM | 46137V837 | 770 | 10,067 | SH | SOLE | 10,067 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 BUY WRT | 46137V399 | 231 | 12,063 | SH | SOLE | 12,063 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | NASDAQ INTERNT | 46137V530 | 207 | 1,005 | SH | SOLE | 1,005 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 2,780 | 10,006 | SH | SOLE | 10,006 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 695 | 2,500 | SH | Put | SOLE | 2,500 | 0 | 0 | |
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 223 | 6,775 | SH | SOLE | 6,775 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,451 | 7,295 | SH | SOLE | 7,295 | 0 | 0 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 2,063 | 32,372 | SH | SOLE | 32,372 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,286 | 10,896 | SH | SOLE | 10,896 | 0 | 0 | ||
ISHARES TR | EAFE GRWTH ETF | 464288885 | 1,113 | 12,385 | SH | SOLE | 12,385 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 710 | 8,205 | SH | SOLE | 8,205 | 0 | 0 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 680 | 12,391 | SH | SOLE | 12,391 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 499 | 4,522 | SH | SOLE | 4,522 | 0 | 0 | ||
ISHARES TR | ISHS 5-10YR INVT | 464288638 | 362 | 5,946 | SH | SOLE | 5,946 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 262 | 3,735 | SH | SOLE | 3,735 | 0 | 0 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | 251 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
ISHARES TR | MODERT ALLOC ETF | 464289875 | 238 | 5,806 | SH | SOLE | 5,806 | 0 | 0 | ||
ISHARES TR | MSCI EAFE MIN VL | 46429B689 | 202 | 2,967 | SH | SOLE | 2,967 | 0 | 0 | ||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 1,230 | 24,218 | SH | SOLE | 24,218 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,821 | 12,231 | SH | SOLE | 12,231 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 494 | 5,137 | SH | SOLE | 5,137 | 0 | 0 | ||
KARYOPHARM THERAPEUTICS INC | COM | 48576U106 | 196 | 13,420 | SH | SOLE | 13,420 | 0 | 0 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 514 | 3,480 | SH | SOLE | 3,480 | 0 | 0 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 121 | 20,200 | SH | SOLE | 20,200 | 0 | 0 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 358 | 1,087 | SH | SOLE | 1,087 | 0 | 0 | ||
MARKER THERAPEUTICS INC | COM | 57055L107 | 193 | 128,450 | SH | SOLE | 128,450 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 541 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 696 | 3,172 | SH | SOLE | 3,172 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 1,021 | 12,313 | SH | SOLE | 12,313 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC. | COM | 595017104 | 206 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 244 | 5,186 | SH | SOLE | 5,186 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 2,724 | 12,950 | SH | SOLE | 12,950 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 709 | 5,646 | SH | SOLE | 5,646 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 47 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 972 | 1,795 | SH | SOLE | 1,795 | 0 | 0 | ||
OCULAR THERAPEUTIX INC | COM | 67576A100 | 139 | 18,200 | SH | SOLE | 18,200 | 0 | 0 | ||
OKTA INC | CL A | 679295105 | 248 | 1,160 | SH | SOLE | 1,160 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 204 | 3,415 | SH | SOLE | 3,415 | 0 | 0 | ||
PAVMED INC | COM | 70387R106 | 278 | 156,000 | SH | SOLE | 156,000 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 325 | 1,650 | SH | SOLE | 1,650 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 1,071 | 7,728 | SH | SOLE | 7,728 | 0 | 0 | ||
PERTH MINT PHYSICAL GOLD ETF | UNIT | 715426102 | 686 | 36,500 | SH | SOLE | 36,500 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 679 | 18,507 | SH | SOLE | 18,507 | 0 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 1,253 | 12,287 | SH | SOLE | 12,287 | 0 | 0 | ||
PINTEREST INC | CL A | 72352L106 | 291 | 7,005 | SH | SOLE | 7,005 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,146 | 8,245 | SH | SOLE | 8,245 | 0 | 0 | ||
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 3,108 | 152,950 | SH | SOLE | 152,950 | 0 | 0 | ||
PROSHARES TR | SHORT QQQ NEW | 74347B714 | 496 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
QORVO INC | COM | 74736K101 | 266 | 2,060 | SH | SOLE | 2,060 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 775 | 6,589 | SH | SOLE | 6,589 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 517 | 8,981 | SH | SOLE | 8,981 | 0 | 0 | ||
REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | 232 | 7,416 | SH | SOLE | 7,416 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 232 | 415 | SH | SOLE | 415 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 318 | 1,685 | SH | SOLE | 1,685 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 949 | 3,776 | SH | SOLE | 3,776 | 0 | 0 | ||
SANGAMO THERAPEUTICS INC | COM | 800677106 | 204 | 21,640 | SH | SOLE | 21,640 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 342 | 2,927 | SH | SOLE | 2,927 | 0 | 0 | ||
SERVICE CORP INTL | COM | 817565104 | 214 | 5,072 | SH | SOLE | 5,072 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 330 | 680 | SH | SOLE | 680 | 0 | 0 | ||
SHERWIN WILLIAMS CO | COM | 824348106 | 798 | 1,145 | SH | SOLE | 1,145 | 0 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 774 | 757 | SH | SOLE | 757 | 0 | 0 | ||
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 243 | 1,671 | SH | SOLE | 1,671 | 0 | 0 | ||
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 234 | 8,730 | SH | SOLE | 8,730 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 984 | 5,555 | SH | SOLE | 5,555 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO SHORT | 78464A474 | 342 | 10,910 | SH | SOLE | 10,910 | 0 | 0 | ||
SPDR SER TR | SPDR BLOOMBERG | 78468R663 | 255 | 2,782 | SH | SOLE | 2,782 | 0 | 0 | ||
SPDR SER TR | HLTH CR EQUIP | 78464A581 | 209 | 2,150 | SH | SOLE | 2,150 | 0 | 0 | ||
SPDR SER TR | PRTFLO S&P500 GW | 78464A409 | 208 | 4,144 | SH | SOLE | 4,144 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 286 | 3,330 | SH | SOLE | 3,330 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 893 | 5,676 | SH | SOLE | 5,676 | 0 | 0 | ||
TEKLA HEALTHCARE OPPORTUNITI | SHS | 879105104 | 311 | 17,214 | SH | SOLE | 17,214 | 0 | 0 | ||
TELADOC HEALTH INC | COM | 87918A105 | 267 | 1,220 | SH | SOLE | 1,220 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 615 | 1,434 | SH | SOLE | 1,434 | 0 | 0 | ||
TRACON PHARMACEUTICALS INC | COM NEW | 89237H209 | 88 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
TRILLIUM THERAPEUTICS INC | COM NEW | 89620X506 | 294 | 20,720 | SH | SOLE | 20,720 | 0 | 0 | ||
TWILIO INC | CL A | 90138F102 | 214 | 866 | SH | SOLE | 866 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 217 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 202 | 1,210 | SH | SOLE | 1,210 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 296 | 950 | SH | SOLE | 950 | 0 | 0 | ||
UROVANT SCIENCES LTD | SHS | G9381B108 | 121 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 230 | 2,770 | SH | SOLE | 2,770 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 405 | 2,380 | SH | SOLE | 2,380 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 231 | 750 | SH | SOLE | 750 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 353 | 4,260 | SH | SOLE | 4,260 | 0 | 0 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 6,594 | 51,249 | SH | SOLE | 51,249 | 0 | 0 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 402 | 9,822 | SH | SOLE | 9,822 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 316 | 3,907 | SH | SOLE | 3,907 | 0 | 0 | ||
VEEVA SYS INC | CL A COM | 922475108 | 290 | 1,031 | SH | SOLE | 1,031 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,951 | 32,790 | SH | SOLE | 32,790 | 0 | 0 | ||
VIACOMCBS INC | CL B | 92556H206 | 356 | 12,695 | SH | SOLE | 12,695 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 1,748 | 8,744 | SH | SOLE | 8,744 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 1,832 | 13,091 | SH | SOLE | 13,091 | 0 | 0 | ||
WISDOMTREE TR | YIELD ENHANCD US | 97717X511 | 2,496 | 46,380 | SH | SOLE | 46,380 | 0 | 0 | ||
WORKDAY INC | CL A | 98138H101 | 284 | 1,322 | SH | SOLE | 1,322 | 0 | 0 | ||
ZSCALER INC | COM | 98980G102 | 222 | 1,580 | SH | SOLE | 1,580 | 0 | 0 | ||
ZYMEWORKS INC | COM | 98985W102 | 232 | 4,970 | SH | SOLE | 4,970 | 0 | 0 |