The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 1,019 | 16,072 | SH | SOLE | 0 | 0 | 16,072 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 4,325 | 14,737 | SH | SOLE | 0 | 0 | 14,737 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 3,595 | 27,162 | SH | SOLE | 0 | 0 | 27,162 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 225 | 2,996 | SH | SOLE | 0 | 0 | 2,996 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 24,551 | 83,952 | SH | SOLE | 0 | 0 | 83,952 | ||
AMAZON COM INC | COM | 023135106 | 16,852 | 7,082 | SH | SOLE | 0 | 0 | 7,082 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 1,899 | 31,111 | SH | SOLE | 0 | 0 | 31,111 | ||
BOEING CO | COM | 097023105 | 4,353 | 32,625 | SH | SOLE | 0 | 0 | 32,625 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 44,258 | 196,824 | SH | SOLE | 0 | 0 | 196,824 | ||
AMGEN INC | COM | 031162100 | 6,665 | 28,384 | SH | SOLE | 0 | 0 | 28,384 | ||
ABBOTT LABS | COM | 002824100 | 1,636 | 17,462 | SH | SOLE | 0 | 0 | 17,462 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,319 | 35,889 | SH | SOLE | 0 | 0 | 35,889 | ||
INTEL CORP | COM | 458140100 | 3,247 | 54,424 | SH | SOLE | 0 | 0 | 54,424 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 327 | 2,030 | SH | SOLE | 0 | 0 | 2,030 | ||
ORACLE CORP | COM | 68389X105 | 319 | 5,955 | SH | SOLE | 0 | 0 | 5,955 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 796 | 7,292 | SH | SOLE | 0 | 0 | 7,292 | ||
JOHNSON & JOHNSON | COM | 478160104 | 2,399 | 16,131 | SH | SOLE | 0 | 0 | 16,131 | ||
PFIZER INC | COM | 717081103 | 806 | 21,646 | SH | SOLE | 0 | 0 | 21,646 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,041 | 10,908 | SH | SOLE | 0 | 0 | 10,908 | ||
MICROSOFT CORP | COM | 594918104 | 16,255 | 88,017 | SH | SOLE | 0 | 0 | 88,017 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 746 | 7,863 | SH | SOLE | 0 | 0 | 7,863 | ||
AT&T INC | COM | 00206R102 | 14,257 | 478,599 | SH | SOLE | 0 | 0 | 478,599 | ||
CISCO SYS INC | COM | 17275R102 | 881 | 20,500 | SH | SOLE | 0 | 0 | 20,500 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 554 | 4,508 | SH | SOLE | 0 | 0 | 4,508 | ||
COCA COLA CO | COM | 191216100 | 717 | 15,546 | SH | SOLE | 0 | 0 | 15,546 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 863 | 2,279 | SH | SOLE | 0 | 0 | 2,279 | ||
PEPSICO INC | COM | 713448108 | 1,238 | 9,221 | SH | SOLE | 0 | 0 | 9,221 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,984 | 52,347 | SH | SOLE | 0 | 0 | 52,347 | ||
SPDR SER TR | PRTFLO S&P500 GW | 78464A409 | 1,503 | 36,112 | SH | SOLE | 0 | 0 | 36,112 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 758 | 5,201 | SH | SOLE | 0 | 0 | 5,201 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 3,260 | 34,398 | SH | SOLE | 0 | 0 | 34,398 | ||
DEERE & CO | COM | 244199105 | 621 | 4,530 | SH | SOLE | 0 | 0 | 4,530 | ||
BK OF AMERICA CORP | COM | 060505104 | 773 | 32,809 | SH | SOLE | 0 | 0 | 32,809 | ||
EXXON MOBIL CORP | COM | 30231G102 | 786 | 17,021 | SH | SOLE | 0 | 0 | 17,021 | ||
WALMART INC | COM | 931142103 | 1,359 | 11,053 | SH | SOLE | 0 | 0 | 11,053 | ||
APPLIED MATLS INC | COM | 038222105 | 682 | 12,666 | SH | SOLE | 0 | 0 | 12,666 | ||
TEXAS INSTRS INC | COM | 882508104 | 818 | 7,114 | SH | SOLE | 0 | 0 | 7,114 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 952 | 13,720 | SH | SOLE | 0 | 0 | 13,720 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 360 | 1,176 | SH | SOLE | 0 | 0 | 1,176 | ||
LILLY ELI & CO | COM | 532457108 | 2,585 | 16,838 | SH | SOLE | 0 | 0 | 16,838 | ||
MERCK & CO. INC | COM | 58933Y105 | 1,020 | 13,353 | SH | SOLE | 0 | 0 | 13,353 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 1,118 | 9,640 | SH | SOLE | 0 | 0 | 9,640 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 291 | 2,100 | SH | SOLE | 0 | 0 | 2,100 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,533 | 8,271 | SH | SOLE | 0 | 0 | 8,271 | ||
HOME DEPOT INC | COM | 437076102 | 4,007 | 17,094 | SH | SOLE | 0 | 0 | 17,094 | ||
MCDONALDS CORP | COM | 580135101 | 4,129 | 22,782 | SH | SOLE | 0 | 0 | 22,782 | ||
NIKE INC | CL B | 654106103 | 433 | 4,781 | SH | SOLE | 0 | 0 | 4,781 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 3,091 | 33,339 | SH | SOLE | 0 | 0 | 33,339 | ||
WELLS FARGO CO NEW | COM | 949746101 | 2,330 | 91,606 | SH | SOLE | 0 | 0 | 91,606 | ||
WESTAMERICA BANCORPORATION | COM | 957090103 | 785 | 13,185 | SH | SOLE | 0 | 0 | 13,185 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 3,336 | 38,491 | SH | SOLE | 0 | 0 | 38,491 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 410 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 427 | 3,372 | SH | SOLE | 0 | 0 | 3,372 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 435 | 7,420 | SH | SOLE | 0 | 0 | 7,420 | ||
3M CO | COM | 88579Y101 | 203 | 1,365 | SH | SOLE | 0 | 0 | 1,365 | ||
APPLE INC | COM | 037833100 | 15,988 | 51,553 | SH | SOLE | 0 | 0 | 51,553 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 1,025 | 49,336 | SH | SOLE | 0 | 0 | 49,336 | ||
CATERPILLAR INC DEL | COM | 149123101 | 1,028 | 9,170 | SH | SOLE | 0 | 0 | 9,170 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 2,595 | 70,452 | SH | SOLE | 0 | 0 | 70,452 | ||
DTE ENERGY CO | COM | 233331107 | 714 | 7,054 | SH | SOLE | 0 | 0 | 7,054 | ||
GENERAL MLS INC | COM | 370334104 | 423 | 7,072 | SH | SOLE | 0 | 0 | 7,072 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,940 | 53,149 | SH | SOLE | 0 | 0 | 53,149 | ||
PAYCHEX INC | COM | 704326107 | 221 | 3,300 | SH | SOLE | 0 | 0 | 3,300 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 8,987 | 77,171 | SH | SOLE | 0 | 0 | 77,171 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 2,217 | 18,262 | SH | SOLE | 0 | 0 | 18,262 | ||
CLOROX CO DEL | COM | 189054109 | 222 | 1,087 | SH | SOLE | 0 | 0 | 1,087 | ||
NVIDIA CORP | COM | 67066G104 | 12,988 | 41,561 | SH | SOLE | 0 | 0 | 41,561 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 5,825 | 4,208 | SH | SOLE | 0 | 0 | 4,208 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,533 | 15,708 | SH | SOLE | 0 | 0 | 15,708 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 3,626 | 23,699 | SH | SOLE | 0 | 0 | 23,699 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 2,266 | 22,561 | SH | SOLE | 0 | 0 | 22,561 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,438 | 19,176 | SH | SOLE | 0 | 0 | 19,176 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 385 | 7,548 | SH | SOLE | 0 | 0 | 7,548 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 2,268 | 12,409 | SH | SOLE | 0 | 0 | 12,409 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 481 | 5,500 | SH | SOLE | 0 | 0 | 5,500 | ||
ISHARES TR | EAFE GRWTH ETF | 464288885 | 1,199 | 15,627 | SH | SOLE | 0 | 0 | 15,627 | ||
BANK OF MARIN BANCORP | COM | 063425102 | 2,162 | 69,143 | SH | SOLE | 0 | 0 | 69,143 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 710 | 4,680 | SH | SOLE | 0 | 0 | 4,680 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 3,198 | 35,124 | SH | SOLE | 0 | 0 | 35,124 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 1,279 | 16,036 | SH | SOLE | 0 | 0 | 16,036 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 2,901 | 54,163 | SH | SOLE | 0 | 0 | 54,163 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 6,406 | 77,522 | SH | SOLE | 0 | 0 | 77,522 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 297 | 8,678 | SH | SOLE | 0 | 0 | 8,678 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 219 | 9,298 | SH | SOLE | 0 | 0 | 9,298 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 4,203 | 31,502 | SH | SOLE | 0 | 0 | 31,502 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 5,084 | 45,146 | SH | SOLE | 0 | 0 | 45,146 | ||
SPDR SER TR | BLOMBERG INTL TR | 78464A516 | 1,069 | 38,197 | SH | SOLE | 0 | 0 | 38,197 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 274 | 2,693 | SH | SOLE | 0 | 0 | 2,693 | ||
SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 | 755 | 7,669 | SH | SOLE | 0 | 0 | 7,669 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 1,446 | 28,988 | SH | SOLE | 0 | 0 | 28,988 | ||
HENNESSY ADVISORS INC | COM | 425885100 | 663 | 83,169 | SH | SOLE | 0 | 0 | 83,169 | ||
CALIFORNIA BANCORP | COM | 13005U101 | 173 | 10,500 | SH | SOLE | 0 | 0 | 10,500 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 6,862 | 248,896 | SH | SOLE | 0 | 0 | 248,896 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 7,514 | 107,548 | SH | SOLE | 0 | 0 | 107,548 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 658 | 10,900 | SH | SOLE | 0 | 0 | 10,900 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 3,176 | 33,918 | SH | SOLE | 0 | 0 | 33,918 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 1,048 | 46,925 | SH | SOLE | 0 | 0 | 46,925 | ||
TESLA INC | COM | 88160R101 | 5,537 | 6,757 | SH | SOLE | 0 | 0 | 6,757 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 2,025 | 34,223 | SH | SOLE | 0 | 0 | 34,223 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 2,943 | 10,951 | SH | SOLE | 0 | 0 | 10,951 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 1,083 | 22,011 | SH | SOLE | 0 | 0 | 22,011 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 4,799 | 86,650 | SH | SOLE | 0 | 0 | 86,650 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 6,004 | 118,169 | SH | SOLE | 0 | 0 | 118,169 | ||
FACEBOOK INC | CL A | 30303M102 | 7,749 | 36,493 | SH | SOLE | 0 | 0 | 36,493 | ||
RH | COM | 74967X103 | 2,243 | 14,022 | SH | SOLE | 0 | 0 | 14,022 | ||
ABBVIE INC | COM | 00287Y109 | 8,153 | 97,105 | SH | SOLE | 0 | 0 | 97,105 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 1,173 | 20,520 | SH | SOLE | 0 | 0 | 20,520 | ||
TWITTER INC | COM | 90184L102 | 1,739 | 58,111 | SH | SOLE | 0 | 0 | 58,111 | ||
ARISTA NETWORKS INC | COM | 040413106 | 3,750 | 17,203 | SH | SOLE | 0 | 0 | 17,203 | ||
TWILIO INC | CL A | 90138F102 | 3,633 | 20,219 | SH | SOLE | 0 | 0 | 20,219 | ||
PINTEREST INC | CL A | 72352L106 | 8,203 | 414,505 | SH | SOLE | 0 | 0 | 414,505 | ||
CORTEXYME INC | COM | 22053A107 | 1,481 | 32,158 | SH | SOLE | 0 | 0 | 32,158 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 9,711 | 296,169 | SH | SOLE | 0 | 0 | 296,169 | ||
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 198 | 100,000 | SH | Call | SOLE | 0 | 0 | 100,000 |