The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8X8 INC NEW | NOTE 0.500% 2/0 | 282914AB6 | 11,562 | 13,450 | PRN | SOLE | 0 | 0 | 13,450 | ||
ALLSCRIPTS HEALTHCARE SOLUTN | NOTE 1.250% 7/0 | 01988PAD0 | 28,798 | 29,385 | PRN | SOLE | 0 | 0 | 29,385 | ||
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 2,695 | 2,500 | PRN | SOLE | 0 | 0 | 2,500 | ||
COUPA SOFTWARE INC | NOTE 0.375% 1/1 | 22266LAB2 | 51,497 | 16,380 | PRN | SOLE | 0 | 0 | 16,380 | ||
CREE INC | NOTE 0.875% 9/0 | 225447AB7 | 1,392 | 1,500 | PRN | SOLE | 0 | 0 | 1,500 | ||
CYTOKINETICS INC | NOTE 4.000%11/1 | 23282WAA8 | 6,730 | 5,000 | PRN | SOLE | 0 | 0 | 5,000 | ||
DOCUSIGN INC | NOTE 0.500% 9/1 | 256163AB2 | 3,534 | 2,500 | PRN | SOLE | 0 | 0 | 2,500 | ||
FIREEYE INC | NOTE 1.625% 6/0 | 31816QAD3 | 48,475 | 52,692 | PRN | SOLE | 0 | 0 | 52,692 | ||
INFINERA CORP | NOTE 2.125% 9/0 | 45667GAC7 | 9,096 | 10,500 | PRN | SOLE | 0 | 0 | 10,500 | ||
INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 | 4,561 | 5,500 | PRN | SOLE | 0 | 0 | 5,500 | ||
ISIS PHARMACEUTICALS INC DEL | NOTE 1.000%11/1 | 464337AJ3 | 1,024 | 1,000 | PRN | SOLE | 0 | 0 | 1,000 | ||
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 13,222 | 10,871 | PRN | SOLE | 0 | 0 | 10,871 | ||
JAZZ INVESTMENTS I LTD | NOTE 1.875% 8/1 | 472145AB7 | 34,203 | 35,330 | PRN | SOLE | 0 | 0 | 35,330 | ||
NEW RELIC INC | NOTE 0.500% 5/0 | 64829BAB6 | 5,383 | 6,297 | PRN | SOLE | 0 | 0 | 6,297 | ||
NUTANIX INC | NOTE 1/1 | 67059NAB4 | 19,973 | 24,339 | PRN | SOLE | 0 | 0 | 24,339 | ||
NUVASIVE INC | NOTE 2.250% 3/1 | 670704AG0 | 4,482 | 4,283 | PRN | SOLE | 0 | 0 | 4,283 | ||
OMEROS CORP | NOTE 6.250%11/1 | 682143AE2 | 9,151 | 10,000 | PRN | SOLE | 0 | 0 | 10,000 | ||
ON SEMICONDUCTOR CORP | NOTE 1.000%12/0 | 682189AK1 | 3,489 | 3,500 | PRN | SOLE | 0 | 0 | 3,500 | ||
OPKO HEALTH INC | NOTE 4.500% 2/1 | 68375NAD5 | 679 | 1,000 | PRN | SOLE | 0 | 0 | 1,000 | ||
PACIRA BIOSCIENCES | NOTE 2.375% 4/0 | 695127AD2 | 10,222 | 10,545 | PRN | SOLE | 0 | 0 | 10,545 | ||
RAMBUS INC DEL | NOTE 1.375% 2/0 | 750917AG1 | 2,429 | 2,500 | PRN | SOLE | 0 | 0 | 2,500 | ||
RAPID7 INC | NOTE 1.250% 8/0 | 753422AB0 | 7,926 | 6,500 | PRN | SOLE | 0 | 0 | 6,500 | ||
SUPERNUS PHARMACEUTICALS INC | NOTE 0.625% 4/0 | 868459AD0 | 33,718 | 41,026 | PRN | SOLE | 0 | 0 | 41,026 | ||
TERADYNE INC | NOTE 1.250%12/1 | 880770AG7 | 64,486 | 35,939 | PRN | SOLE | 0 | 0 | 35,939 | ||
TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 9,175 | 5,000 | PRN | SOLE | 0 | 0 | 5,000 | ||
THERAVANCE INC | NOTE 2.125% 1/1 | 88338TAB0 | 4,850 | 5,200 | PRN | SOLE | 0 | 0 | 5,200 | ||
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 17,373 | 18,192 | PRN | SOLE | 0 | 0 | 18,192 | ||
VERINT SYS INC | NOTE 1.500% 6/0 | 92343XAA8 | 46,443 | 47,193 | PRN | SOLE | 0 | 0 | 47,193 | ||
WORKDAY INC | NOTE 1.500% 7/1 | 98138HAD3 | 24,932 | 15,500 | PRN | SOLE | 0 | 0 | 15,500 | ||
ZENDESK INC | NOTE 0.250% 3/1 | 98936JAB7 | 4,446 | 3,750 | PRN | SOLE | 0 | 0 | 3,750 | ||
ZILLOW GROUP INC | NOTE 1.500% 7/0 | 98954MAC5 | 2,110 | 2,500 | PRN | SOLE | 0 | 0 | 2,500 |