The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8X8 INC NEW | NOTE 0.500% 2/0 | 282914AB6 | 32,512 | 35,950 | PRN | SOLE | 0 | 0 | 35,950 | ||
CYTOKINETICS INC | NOTE 4.000%11/1 | 23282WAA8 | 29,670 | 12,500 | PRN | SOLE | 0 | 0 | 12,500 | ||
FIREEYE INC | NOTE 1.625% 6/0 | 31816QAD3 | 49,992 | 52,692 | PRN | SOLE | 0 | 0 | 52,692 | ||
II-VI INC | NOTE 0.250% 9/0 | 902104AB4 | 5,781 | 4,843 | PRN | SOLE | 0 | 0 | 4,843 | ||
INFINERA CORP | NOTE 2.125% 9/0 | 45667GAC7 | 9,247 | 10,500 | PRN | SOLE | 0 | 0 | 10,500 | ||
INSMED INC | NOTE 1.750% 1/1 | 457669AA7 | 5,861 | 6,000 | PRN | SOLE | 0 | 0 | 6,000 | ||
INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 | 3,397 | 4,500 | PRN | SOLE | 0 | 0 | 4,500 | ||
JAZZ INVESTMENTS I LTD | NOTE 1.500% 8/1 | 472145AD3 | 28,516 | 31,009 | PRN | SOLE | 0 | 0 | 31,009 | ||
LIGAND PHARMACEUTICALS INC | NOTE 0.750% 5/1 | 53220KAF5 | 7,400 | 8,500 | PRN | SOLE | 0 | 0 | 8,500 | ||
NEOGENOMICS INC | NOTE 1.250% 5/0 | 64049MAA8 | 5,430 | 5,000 | PRN | SOLE | 0 | 0 | 5,000 | ||
NEUROCRINE BIOSCIENCES INC | NOTE 2.250% 5/1 | 64125CAD1 | 14,988 | 9,000 | PRN | SOLE | 0 | 0 | 9,000 | ||
NEW RELIC INC | NOTE 0.500% 5/0 | 64829BAB6 | 12,885 | 13,215 | PRN | SOLE | 0 | 0 | 13,215 | ||
NUTANIX INC | NOTE 1/1 | 67059NAB4 | 42,793 | 48,043 | PRN | SOLE | 0 | 0 | 48,043 | ||
OMEROS CORP | NOTE 6.250%11/1 | 682143AE2 | 10,346 | 10,000 | PRN | SOLE | 0 | 0 | 10,000 | ||
OPKO HEALTH INC | NOTE 4.500% 2/1 | 68375NAD5 | 6,143 | 5,908 | PRN | SOLE | 0 | 0 | 5,908 | ||
PACIRA BIOSCIENCES | NOTE 2.375% 4/0 | 695127AD2 | 9,370 | 8,545 | PRN | SOLE | 0 | 0 | 8,545 | ||
PLURALSIGHT INC | NOTE 0.375% 3/0 | 72941BAB2 | 6,626 | 7,500 | PRN | SOLE | 0 | 0 | 7,500 | ||
PTC THERAPEUTICS INC | NOTE 3.000% 8/1 | 69366JAB7 | 11,641 | 10,000 | PRN | SOLE | 0 | 0 | 10,000 | ||
RAMBUS INC DEL | NOTE 1.375% 2/0 | 750917AG1 | 7,284 | 7,000 | PRN | SOLE | 0 | 0 | 7,000 | ||
RAPID7 INC | NOTE 1.250% 8/0 | 753422AB0 | 11,470 | 8,500 | PRN | SOLE | 0 | 0 | 8,500 | ||
REDFIN CORP | NOTE 1.750% 7/1 | 75737FAA6 | 5,946 | 4,000 | PRN | SOLE | 0 | 0 | 4,000 | ||
RETROPHIN INC | NOTE 2.500% 9/1 | 761299AB2 | 6,653 | 7,973 | PRN | SOLE | 0 | 0 | 7,973 | ||
SUPERNUS PHARMACEUTICALS INC | NOTE 0.625% 4/0 | 868459AD0 | 37,385 | 41,828 | PRN | SOLE | 0 | 0 | 41,828 | ||
SYNAPTICS INC | NOTE 0.500% 6/1 | 87157DAD1 | 28,311 | 26,500 | PRN | SOLE | 0 | 0 | 26,500 | ||
TERADYNE INC | NOTE 1.250%12/1 | 880770AG7 | 81,881 | 30,439 | PRN | SOLE | 0 | 0 | 30,439 | ||
THERAVANCE INC | NOTE 2.125% 1/1 | 88338TAB0 | 5,158 | 5,200 | PRN | SOLE | 0 | 0 | 5,200 | ||
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 7,945 | 8,092 | PRN | SOLE | 0 | 0 | 8,092 | ||
VERINT SYS INC | NOTE 1.500% 6/0 | 92343XAA8 | 47,080 | 47,193 | PRN | SOLE | 0 | 0 | 47,193 | ||
VISHAY INTERTECHNOLOGY INC | NOTE 2.250% 6/1 | 928298AP3 | 24,005 | 25,600 | PRN | SOLE | 0 | 0 | 25,600 | ||
WAYFAIR INC | NOTE 1.125%11/0 | 94419LAD3 | 21,746 | 12,125 | PRN | SOLE | 0 | 0 | 12,125 | ||
WIX COM LTD | NOTE 7/0 | 92940WAB5 | 7,830 | 4,218 | PRN | SOLE | 0 | 0 | 4,218 |