The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8X8 INC NEW | NOTE 0.500% 2/0 | 282914AB6 | 66,450 | 45,450,000 | PRN | SOLE | 45,450,000 | 0 | 0 | ||
APELLIS PHARMACEUTICALS INC | NOTE 3.500% 9/1 | 03753UAB2 | 8,414 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 1,007 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 24,619 | 23,500,000 | PRN | SOLE | 23,500,000 | 0 | 0 | ||
CYTOKINETICS INC | NOTE 4.000%11/1 | 23282WAA8 | 14,021 | 6,500,000 | PRN | SOLE | 6,500,000 | 0 | 0 | ||
DOCUSIGN INC | NOTE 0.500% 9/1 | 256163AB2 | 71,505 | 22,933,000 | PRN | SOLE | 22,933,000 | 0 | 0 | ||
EXACT SCIENCES CORP | NOTE 1.000% 1/1 | 30063PAA3 | 33,096 | 17,483,000 | PRN | SOLE | 17,483,000 | 0 | 0 | ||
FIREEYE INC | NOTE 1.625% 6/0 | 31816QAD3 | 34,398 | 34,833,000 | PRN | SOLE | 34,833,000 | 0 | 0 | ||
FIREEYE INC | NOTE 0.875% 6/0 | 31816QAF8 | 6,870 | 5,634,000 | PRN | SOLE | 5,634,000 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | NOTE 2.000% 5/1 | 45845PAB4 | 4,250 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
IONIS PHARMACEUTICALS INC | NOTE 0.125%12/1 | 462222AB6 | 13,223 | 12,900,000 | PRN | SOLE | 12,900,000 | 0 | 0 | ||
IRONWOOD PHARMACEUTICALS INC | NOTE 0.750% 6/1 | 46333XAF5 | 5,961 | 5,300,000 | PRN | SOLE | 5,300,000 | 0 | 0 | ||
JAZZ INVESTMENTS I LTD | NOTE 1.500% 8/1 | 472145AD3 | 11,705 | 10,909,000 | PRN | SOLE | 10,909,000 | 0 | 0 | ||
LUMENTUM HLDGS INC | NOTE 0.250% 3/1 | 55024UAB5 | 21,497 | 13,000,000 | PRN | SOLE | 13,000,000 | 0 | 0 | ||
NEW RELIC INC | NOTE 0.500% 5/0 | 64829BAB6 | 47,510 | 48,091,000 | PRN | SOLE | 48,091,000 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | DBCV 1.000%12/1 | 67020YAK6 | 71,808 | 38,565,000 | PRN | SOLE | 38,565,000 | 0 | 0 | ||
NUTANIX INC | NOTE 1/1 | 67059NAB4 | 14,052 | 13,873,000 | PRN | SOLE | 13,873,000 | 0 | 0 | ||
OMEROS CORP | NOTE 6.250%11/1 | 682143AE2 | 9,942 | 9,200,000 | PRN | SOLE | 9,200,000 | 0 | 0 | ||
OPKO HEALTH INC | NOTE 4.500% 2/1 | 68375NAD5 | 7,844 | 6,200,000 | PRN | SOLE | 6,200,000 | 0 | 0 | ||
PROOFPOINT INC | NOTE 0.250% 8/1 | 743424AF0 | 3,932 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
PTC THERAPEUTICS INC | NOTE 3.000% 8/1 | 69366JAB7 | 10,952 | 8,500,000 | PRN | SOLE | 8,500,000 | 0 | 0 | ||
RADIUS HEALTH INC | NOTE 3.000% 9/0 | 750469AA6 | 3,975 | 4,407,000 | PRN | SOLE | 4,407,000 | 0 | 0 | ||
RAMBUS INC DEL | NOTE 1.375% 2/0 | 750917AG1 | 15,260 | 13,500,000 | PRN | SOLE | 13,500,000 | 0 | 0 | ||
RAPID7 INC | NOTE 1.250% 8/0 | 753422AB0 | 45,898 | 21,000,000 | PRN | SOLE | 21,000,000 | 0 | 0 | ||
REALPAGE INC | NOTE 1.500%11/1 | 75606NAB5 | 20,894 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
RETROPHIN INC | NOTE 2.500% 9/1 | 761299AB2 | 12,082 | 11,905,000 | PRN | SOLE | 11,905,000 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | DBCV 1.500%11/1 | 803607AB6 | 68,028 | 27,809,000 | PRN | SOLE | 27,809,000 | 0 | 0 | ||
SUPERNUS PHARMACEUTICALS INC | NOTE 0.625% 4/0 | 868459AD0 | 36,963 | 38,801,000 | PRN | SOLE | 38,801,000 | 0 | 0 | ||
SYNAPTICS INC | NOTE 0.500% 6/1 | 87157DAD1 | 24,117 | 17,500,000 | PRN | SOLE | 17,500,000 | 0 | 0 | ||
TERADYNE INC | NOTE 1.250%12/1 | 880770AG7 | 96,468 | 25,439,000 | PRN | SOLE | 25,439,000 | 0 | 0 | ||
VERINT SYS INC | NOTE 1.500% 6/0 | 92343XAA8 | 32,605 | 29,740,000 | PRN | SOLE | 29,740,000 | 0 | 0 | ||
VOCERA COMMUNICATIONS INC | NOTE 1.500% 5/1 | 92857FAB3 | 7,069 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
VONAGE HLDGS CORP | NOTE 1.750% 6/0 | 92886TAJ1 | 8,179 | 7,505,000 | PRN | SOLE | 7,505,000 | 0 | 0 | ||
ZILLOW GROUP INC | NOTE 0.750% 9/0 | 98954MAE1 | 42,499 | 14,200,000 | PRN | SOLE | 14,200,000 | 0 | 0 |