The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8X8 INC NEW | NOTE 0.500% 2/0 | 282914AB6 | 6,966 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
AKAMAI TECHNOLOGIES INC | NOTE 0.125% 5/0 | 00971TAJ0 | 43,996 | 36,240,000 | PRN | SOLE | 36,240,000 | 0 | 0 | ||
ALTERYX INC | NOTE 0.500% 8/0 | 02156BAD5 | 8,027 | 8,500,000 | PRN | SOLE | 8,500,000 | 0 | 0 | ||
APELLIS PHARMACEUTICALS INC | NOTE 3.500% 9/1 | 03753UAB2 | 7,043 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 539 | 17,800 | SH | SOLE | 17,800 | 0 | 0 | ||
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 45,360 | 36,500,000 | PRN | SOLE | 36,500,000 | 0 | 0 | ||
CYTOKINETICS INC | NOTE 4.000%11/1 | 23282WAA8 | 15,486 | 6,500,000 | PRN | SOLE | 6,500,000 | 0 | 0 | ||
EVOLENT HEALTH INC | NOTE 1.500%10/1 | 30050BAD3 | 4,765 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
EXACT SCIENCES CORP | NOTE 1.000% 1/1 | 30063PAA3 | 32,858 | 17,483,000 | PRN | SOLE | 17,483,000 | 0 | 0 | ||
FIREEYE INC | NOTE 1.625% 6/0 | 31816QAD3 | 34,701 | 34,833,000 | PRN | SOLE | 34,833,000 | 0 | 0 | ||
FLEXION THERAPEUTICS INC | NOTE 3.375% 5/0 | 33938JAB2 | 10,988 | 12,158,000 | PRN | SOLE | 12,158,000 | 0 | 0 | ||
II-VI INC | NOTE 0.250% 9/0 | 902104AB4 | 38,013 | 24,900,000 | PRN | SOLE | 24,900,000 | 0 | 0 | ||
INFINERA CORP | NOTE 2.500% 3/0 | 45667GAE3 | 11,119 | 7,600,000 | PRN | SOLE | 7,600,000 | 0 | 0 | ||
INFINERA CORP | COM | 45667G103 | 1,006 | 104,517 | SH | SOLE | 104,517 | 0 | 0 | ||
IONIS PHARMACEUTICALS INC | NOTE 0.125%12/1 | 462222AB6 | 13,865 | 14,500,000 | PRN | SOLE | 14,500,000 | 0 | 0 | ||
IRONWOOD PHARMACEUTICALS INC | NOTE 0.750% 6/1 | 46333XAF5 | 5,870 | 5,300,000 | PRN | SOLE | 5,300,000 | 0 | 0 | ||
ITRON INC | COM | 465741106 | 355 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
KARYOPHARM THERAPEUTICS INC | NOTE 3.000%10/1 | 48576UAA4 | 9,367 | 9,000,000 | PRN | SOLE | 9,000,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | DEB 2.250% 9/3 | 531229AE2 | 22,634 | 21,808,156 | PRN | SOLE | 21,808,156 | 0 | 0 | ||
LUMENTUM HLDGS INC | NOTE 0.250% 3/1 | 55024UAB5 | 20,910 | 13,000,000 | PRN | SOLE | 13,000,000 | 0 | 0 | ||
NEW RELIC INC | NOTE 0.500% 5/0 | 64829BAB6 | 62,200 | 63,328,000 | PRN | SOLE | 63,328,000 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | DBCV 1.000%12/1 | 67020YAK6 | 101,015 | 54,544,000 | PRN | SOLE | 54,544,000 | 0 | 0 | ||
NUTANIX INC | NOTE 1/1 | 67059NAB4 | 3,684 | 3,761,000 | PRN | SOLE | 3,761,000 | 0 | 0 | ||
OMEROS CORP | NOTE 5.250% 2/1 | 682143AG7 | 2,498 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
OMEROS CORP | NOTE 6.250%11/1 | 682143AE2 | 15,874 | 13,200,000 | PRN | SOLE | 13,200,000 | 0 | 0 | ||
OPKO HEALTH INC | NOTE 4.500% 2/1 | 68375NAD5 | 8,296 | 6,200,000 | PRN | SOLE | 6,200,000 | 0 | 0 | ||
PLURALSIGHT INC | NOTE 0.375% 3/0 | 72941BAB2 | 13,310 | 13,500,000 | PRN | SOLE | 13,500,000 | 0 | 0 | ||
PTC THERAPEUTICS INC | NOTE 3.000% 8/1 | 69366JAB7 | 9,796 | 8,500,000 | PRN | SOLE | 8,500,000 | 0 | 0 | ||
RAMBUS INC DEL | NOTE 1.375% 2/0 | 750917AG1 | 16,184 | 13,500,000 | PRN | SOLE | 13,500,000 | 0 | 0 | ||
REALPAGE INC | NOTE 1.500%11/1 | 75606NAB5 | 41,728 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
RETROPHIN INC | NOTE 2.500% 9/1 | 761299AB2 | 28,016 | 27,582,000 | PRN | SOLE | 27,582,000 | 0 | 0 | ||
SNAP INC | NOTE 0.750% 8/0 | 83304AAB2 | 41,329 | 17,500,000 | PRN | SOLE | 17,500,000 | 0 | 0 | ||
SUPERNUS PHARMACEUTICALS INC | NOTE 0.625% 4/0 | 868459AD0 | 36,345 | 37,347,000 | PRN | SOLE | 37,347,000 | 0 | 0 | ||
TERADYNE INC | NOTE 1.250%12/1 | 880770AG7 | 89,300 | 23,202,000 | PRN | SOLE | 23,202,000 | 0 | 0 | ||
VONAGE HLDGS CORP | NOTE 1.750% 6/0 | 92886TAJ1 | 15,811 | 15,070,000 | PRN | SOLE | 15,070,000 | 0 | 0 |