The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8X8 INC NEW | NOTE 4.000% 2/0 | 282914AE0 | 25,178,566 | 28,537,000 | PRN | SOLE | 28,537,000 | 0 | 0 | ||
8X8 INC NEW | NOTE 0.500% 2/0 | 282914AB6 | 6,526,310 | 7,010,000 | PRN | SOLE | 7,010,000 | 0 | 0 | ||
AIR TRANS SVCS GROUP INC | NOTE 1.125%10/1 | 00922RAB1 | 14,597,207 | 15,341,000 | PRN | SOLE | 15,341,000 | 0 | 0 | ||
ALARM COM HLDGS INC | NOTE 1/1 | 011642AB1 | 42,616,182 | 50,565,000 | PRN | SOLE | 50,565,000 | 0 | 0 | ||
ALTERYX INC | NOTE 0.500% 8/0 | 02156BAD5 | 49,686,563 | 52,999,000 | PRN | SOLE | 52,999,000 | 0 | 0 | ||
BANDWIDTH INC | NOTE 0.250% 3/0 | 05988JAB9 | 10,372,200 | 13,284,000 | PRN | SOLE | 13,284,000 | 0 | 0 | ||
BIGCOMMERCE HLDGS INC | NOTE 0.250%10/0 | 08975PAB4 | 3,056,392 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
BLACKLINE INC | NOTE 3/1 | 09239BAD1 | 27,698,613 | 32,500,000 | PRN | SOLE | 32,500,000 | 0 | 0 | ||
CHART INDS INC | NOTE 1.000%11/1 | 16115QAE0 | 66,384,843 | 30,367,000 | PRN | SOLE | 30,367,000 | 0 | 0 | ||
CHEGG INC | NOTE 0.125% 3/1 | 163092AD1 | 11,709,688 | 13,250,000 | PRN | SOLE | 13,250,000 | 0 | 0 | ||
CONFLUENT INC | NOTE 1/1 | 20717MAB9 | 25,148,303 | 31,675,000 | PRN | SOLE | 31,675,000 | 0 | 0 | ||
DROPBOX INC | NOTE 3/0 | 26210CAC8 | 9,728,305 | 10,850,000 | PRN | SOLE | 10,850,000 | 0 | 0 | ||
ENVESTNET INC | NOTE 0.750% 8/1 | 29404KAE6 | 10,143,000 | 11,200,000 | PRN | SOLE | 11,200,000 | 0 | 0 | ||
ENVISTA HOLDINGS CORPORATION | NOTE 2.375% 6/0 | 29415FAB0 | 53,275,704 | 26,600,000 | PRN | SOLE | 26,600,000 | 0 | 0 | ||
FASTLY INC | NOTE 3/1 | 31188VAB6 | 23,268,881 | 28,950,000 | PRN | SOLE | 28,950,000 | 0 | 0 | ||
FIVE9 INC | NOTE 0.500% 6/0 | 338307AD3 | 29,586,375 | 31,500,000 | PRN | SOLE | 31,500,000 | 0 | 0 | ||
FIVERR INTL LTD | NOTE 11/0 | 33835LAA3 | 18,796,679 | 22,476,000 | PRN | SOLE | 22,476,000 | 0 | 0 | ||
HEALTH CATALYST INC | NOTE 2.500% 4/1 | 42225TAB3 | 16,671,936 | 18,155,000 | PRN | SOLE | 18,155,000 | 0 | 0 | ||
HESKA CORP | NOTE 3.750% 9/1 | 42805EAB4 | 8,692,762 | 6,616,000 | PRN | SOLE | 6,616,000 | 0 | 0 | ||
I3 VERTICALS LLC | NOTE 1.000% 2/1 | 44933TAB2 | 14,989,120 | 16,000,000 | PRN | SOLE | 16,000,000 | 0 | 0 | ||
INFINERA CORP | NOTE 2.125% 9/0 | 45667GAC7 | 13,642,058 | 13,185,000 | PRN | SOLE | 13,185,000 | 0 | 0 | ||
INFINERA CORP | DEBT 3.750% 8/0 | 45667GAF0 | 4,746,109 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
INSIGHT ENTERPRISES INC | NOTE 0.750% 2/1 | 45765UAB9 | 64,678,510 | 30,836,000 | PRN | SOLE | 30,836,000 | 0 | 0 | ||
IONIS PHARMACEUTICALS INC | NOTE 0.125%12/1 | 462222AB6 | 39,204,306 | 42,313,000 | PRN | SOLE | 42,313,000 | 0 | 0 | ||
KBR INC | NOTE 2.500%11/0 | 48242WAB2 | 104,188,822 | 47,650,000 | PRN | SOLE | 47,650,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | COM SER C FRMLA | 531229854 | 417,252 | 5,576 | SH | SOLE | 5,576 | 0 | 0 | ||
LIVEPERSON INC | NOTE 12/1 | 538146AD3 | 20,518,817 | 33,500,000 | PRN | SOLE | 33,500,000 | 0 | 0 | ||
LYFT INC | NOTE 1.500% 5/1 | 55087PAB0 | 5,534,569 | 6,250,000 | PRN | SOLE | 6,250,000 | 0 | 0 | ||
MERCADOLIBRE INC | NOTE 2.000% 8/1 | 58733RAD4 | 7,567,443 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
MODEL N INC | NOTE 2.625% 6/0 | 607525AB8 | 7,224,228 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | ||
NEVRO CORP | NOTE 2.750% 4/0 | 64157FAC7 | 16,432,325 | 17,500,000 | PRN | SOLE | 17,500,000 | 0 | 0 | ||
NEW RELIC INC | NOTE 0.500% 5/0 | 64829BAB6 | 33,648,750 | 33,750,000 | PRN | SOLE | 33,750,000 | 0 | 0 | ||
NUVASIVE INC | NOTE 0.375% 3/1 | 670704AJ4 | 18,119,113 | 20,330,000 | PRN | SOLE | 20,330,000 | 0 | 0 | ||
NUVASIVE INC | NOTE 1.000% 6/0 | 670704AL9 | 35,144,460 | 35,410,000 | PRN | SOLE | 35,410,000 | 0 | 0 | ||
OAK STR HEALTH INC | NOTE 3/1 | 67181AAB3 | 13,816,516 | 14,000,000 | PRN | SOLE | 14,000,000 | 0 | 0 | ||
OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | 4,736,578 | 5,500,000 | PRN | SOLE | 5,500,000 | 0 | 0 | ||
OMNICELL COM | NOTE 0.250% 9/1 | 68213NAD1 | 40,860,571 | 43,889,000 | PRN | SOLE | 43,889,000 | 0 | 0 | ||
OPKO HEALTH INC | NOTE 4.500% 2/1 | 68375NAD5 | 13,959,069 | 15,235,000 | PRN | SOLE | 15,235,000 | 0 | 0 | ||
PEGASYSTEMS INC | NOTE 0.750% 3/0 | 705573AB9 | 32,223,994 | 35,730,000 | PRN | SOLE | 35,730,000 | 0 | 0 | ||
Q2 HLDGS INC | NOTE 0.125%11/1 | 74736LAF6 | 5,768,514 | 6,950,000 | PRN | SOLE | 6,950,000 | 0 | 0 | ||
RAPID7 INC | NOTE 2.250% 5/0 | 753422AD6 | 26,393,142 | 25,484,000 | PRN | SOLE | 25,484,000 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | DBCV 1.500%11/1 | 803607AB6 | 17,329,459 | 8,907,000 | PRN | SOLE | 8,907,000 | 0 | 0 | ||
SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 2,946,015 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
SPOTIFY USA INC | NOTE 3/1 | 84921RAB6 | 12,571,440 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
SUPERNUS PHARMACEUTICALS | NOTE 0.625% 4/0 | 868459AD0 | 46,902,000 | 46,902,000 | PRN | SOLE | 46,902,000 | 0 | 0 | ||
TECHTARGET INC | NOTE 12/1 | 87874RAD2 | 23,571,975 | 30,076,000 | PRN | SOLE | 30,076,000 | 0 | 0 | ||
THE REALREAL INC | NOTE 3.000% 6/1 | 88339PAB7 | 9,487,500 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
UNITY SOFTWARE INC | NOTE 11/1 | 91332UAB7 | 4,662,048 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | ||
VAREX IMAGING CORP | NOTE 4.000% 6/0 | 92214XAB2 | 13,840,215 | 12,550,000 | PRN | SOLE | 12,550,000 | 0 | 0 | ||
VEECO INSTRS INC DEL | NOTE 3.750% 6/0 | 922417AF7 | 35,089,845 | 21,000,000 | PRN | SOLE | 21,000,000 | 0 | 0 | ||
VERINT SYSTEMS INC | NOTE 0.250% 4/1 | 92343XAC4 | 20,014,425 | 22,500,000 | PRN | SOLE | 22,500,000 | 0 | 0 | ||
WIX COM LTD | NOTE 8/1 | 92940WAD1 | 28,169,730 | 32,379,000 | PRN | SOLE | 32,379,000 | 0 | 0 | ||
WORKIVA INC | NOTE 1.125% 8/1 | 98139AAB1 | 45,554,744 | 32,187,000 | PRN | SOLE | 32,187,000 | 0 | 0 |