The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3D SYS CORP DEL | NOTE 11/1 | 88554DAD8 | 22,845,870 | 30,000,000 | PRN | SOLE | 30,000,000 | 0 | 0 | ||
8X8 INC NEW | NOTE 4.000% 2/0 | 282914AE0 | 25,124,831 | 28,537,000 | PRN | SOLE | 28,537,000 | 0 | 0 | ||
8X8 INC NEW | NOTE 0.500% 2/0 | 282914AB6 | 14,148,985 | 14,835,000 | PRN | SOLE | 14,835,000 | 0 | 0 | ||
ALARM COM HLDGS INC | NOTE 1/1 | 011642AB1 | 47,935,631 | 56,065,000 | PRN | SOLE | 56,065,000 | 0 | 0 | ||
ALTERYX INC | NOTE 0.500% 8/0 | 02156BAD5 | 51,170,859 | 54,149,000 | PRN | SOLE | 54,149,000 | 0 | 0 | ||
BANDWIDTH INC | NOTE 0.250% 3/0 | 05988JAB9 | 11,401,411 | 14,501,000 | PRN | SOLE | 14,501,000 | 0 | 0 | ||
BLACKLINE INC | NOTE 3/1 | 09239BAD1 | 49,803,858 | 58,500,000 | PRN | SOLE | 58,500,000 | 0 | 0 | ||
BLOCK INC | NOTE 5/0 | 852234AJ2 | 8,325,000 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
CHART INDS INC | NOTE 1.000%11/1 | 16115QAE0 | 83,469,773 | 30,367,000 | PRN | SOLE | 30,367,000 | 0 | 0 | ||
CUTERA INC | NOTE 2.250% 6/0 | 232109AD0 | 4,337,954 | 6,900,000 | PRN | SOLE | 6,900,000 | 0 | 0 | ||
CUTERA INC | NOTE 2.250% 3/1 | 232109AB4 | 5,562,157 | 6,370,000 | PRN | SOLE | 6,370,000 | 0 | 0 | ||
DOCUSIGN INC | NOTE 1/1 | 256163AD8 | 4,840,000 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
ENVESTNET INC | NOTE 0.750% 8/1 | 29404KAE6 | 20,011,840 | 21,752,000 | PRN | SOLE | 21,752,000 | 0 | 0 | ||
ENVISTA HOLDINGS CORPORATION | NOTE 2.375% 6/0 | 29415FAB0 | 78,199,460 | 46,600,000 | PRN | SOLE | 46,600,000 | 0 | 0 | ||
FASTLY INC | NOTE 3/1 | 31188VAB6 | 20,963,183 | 25,181,000 | PRN | SOLE | 25,181,000 | 0 | 0 | ||
FIVE9 INC | NOTE 0.500% 6/0 | 338307AD3 | 59,113,005 | 61,090,000 | PRN | SOLE | 61,090,000 | 0 | 0 | ||
FIVERR INTL LTD | NOTE 11/0 | 33835LAA3 | 19,054,119 | 22,476,000 | PRN | SOLE | 22,476,000 | 0 | 0 | ||
HEALTH CATALYST INC | NOTE 2.500% 4/1 | 42225TAB3 | 17,383,413 | 18,155,000 | PRN | SOLE | 18,155,000 | 0 | 0 | ||
HUBSPOT INC | NOTE 0.375% 6/0 | 443573AD2 | 49,079,422 | 25,653,000 | PRN | SOLE | 25,653,000 | 0 | 0 | ||
I3 VERTICALS LLC | NOTE 1.000% 2/1 | 44933TAB2 | 14,800,000 | 16,000,000 | PRN | SOLE | 16,000,000 | 0 | 0 | ||
INFINERA CORP | DEBT 3.750% 8/0 | 45667GAF0 | 3,516,415 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
INSIGHT ENTERPRISES INC | NOTE 0.750% 2/1 | 45765UAB9 | 66,399,745 | 30,836,000 | PRN | SOLE | 30,836,000 | 0 | 0 | ||
INSULET CORP | NOTE 0.375% 9/0 | 45784PAK7 | 28,254,043 | 20,500,000 | PRN | SOLE | 20,500,000 | 0 | 0 | ||
INTEGRA LIFESCIENCES HLDGS C | NOTE 0.500% 8/1 | 457985AM1 | 14,750,192 | 16,114,000 | PRN | SOLE | 16,114,000 | 0 | 0 | ||
KBR INC | NOTE 2.500%11/0 | 48242WAB2 | 78,227,666 | 30,453,000 | PRN | SOLE | 30,453,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | COM SER C FRMLA | 531229854 | 412,713 | 5,576 | SH | SOLE | 5,576 | 0 | 0 | ||
LIVEPERSON INC | NOTE 12/1 | 538146AD3 | 16,312,500 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
LYFT INC | NOTE 1.500% 5/1 | 55087PAB0 | 22,572,500 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
MANNKIND CORP | NOTE 2.500% 3/0 | 56400PAQ5 | 10,593,000 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
MODEL N INC | NOTE 2.625% 6/0 | 607525AB8 | 10,487,300 | 8,500,000 | PRN | SOLE | 8,500,000 | 0 | 0 | ||
NEVRO CORP | NOTE 2.750% 4/0 | 64157FAC7 | 16,531,498 | 17,500,000 | PRN | SOLE | 17,500,000 | 0 | 0 | ||
NOVOCURE LTD | NOTE 11/0 | 67011XAB9 | 15,570,000 | 18,000,000 | PRN | SOLE | 18,000,000 | 0 | 0 | ||
NUVASIVE INC | NOTE 0.375% 3/1 | 670704AJ4 | 32,216,544 | 35,330,000 | PRN | SOLE | 35,330,000 | 0 | 0 | ||
OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | 1,846,203 | 2,147,000 | PRN | SOLE | 2,147,000 | 0 | 0 | ||
OMNICELL COM | NOTE 0.250% 9/1 | 68213NAD1 | 25,406,250 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
OPKO HEALTH INC | NOTE 4.500% 2/1 | 68375NAD5 | 20,563,819 | 20,235,000 | PRN | SOLE | 20,235,000 | 0 | 0 | ||
PACIRA BIOSCIENCES INC | NOTE 0.750% 8/0 | 695127AF7 | 14,914,379 | 16,052,000 | PRN | SOLE | 16,052,000 | 0 | 0 | ||
PTC THERAPEUTICS INC | NOTE 1.500% 9/1 | 69366JAD3 | 3,080,505 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
Q2 HLDGS INC | NOTE 0.125%11/1 | 74736LAF6 | 6,063,875 | 6,950,000 | PRN | SOLE | 6,950,000 | 0 | 0 | ||
RAPID7 INC | COM | 753422104 | 662,084 | 14,622 | SH | SOLE | 14,622 | 0 | 0 | ||
SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 2,964,375 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
SPOTIFY USA INC | NOTE 3/1 | 84921RAB6 | 14,909,510 | 17,500,000 | PRN | SOLE | 17,500,000 | 0 | 0 | ||
TECHTARGET INC | NOTE 12/1 | 87874RAD2 | 12,661,956 | 16,076,000 | PRN | SOLE | 16,076,000 | 0 | 0 | ||
THE REALREAL INC | NOTE 3.000% 6/1 | 88339PAB7 | 11,385,050 | 16,500,000 | PRN | SOLE | 16,500,000 | 0 | 0 | ||
VAREX IMAGING CORP | NOTE 4.000% 6/0 | 92214XAB2 | 19,254,594 | 15,050,000 | PRN | SOLE | 15,050,000 | 0 | 0 | ||
VEECO INSTRS INC DEL | NOTE 3.750% 6/0 | 922417AF7 | 6,687,173 | 3,383,000 | PRN | SOLE | 3,383,000 | 0 | 0 | ||
VERINT SYSTEMS INC | NOTE 0.250% 4/1 | 92343XAC4 | 19,912,500 | 22,500,000 | PRN | SOLE | 22,500,000 | 0 | 0 | ||
WIX COM LTD | NOTE 8/1 | 92940WAD1 | 26,657,603 | 30,379,000 | PRN | SOLE | 30,379,000 | 0 | 0 | ||
WORKIVA INC | NOTE 1.125% 8/1 | 98139AAB1 | 72,512,232 | 51,442,000 | PRN | SOLE | 51,442,000 | 0 | 0 |