The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3D SYS CORP DEL | NOTE 11/1 | 88554DAD8 | 30,620,000 | 40,000,000 | PRN | SOLE | 40,000,000 | 0 | 0 | ||
8X8 INC NEW | NOTE 0.500% 2/0 | 282914AB6 | 15,712,424 | 15,820,000 | PRN | SOLE | 15,820,000 | 0 | 0 | ||
8X8 INC NEW | NOTE 4.000% 2/0 | 282914AE0 | 12,142,200 | 14,000,000 | PRN | SOLE | 14,000,000 | 0 | 0 | ||
ALARM COM HLDGS INC | NOTE 1/1 | 011642AB1 | 44,596,500 | 50,065,000 | PRN | SOLE | 50,065,000 | 0 | 0 | ||
ALTERYX INC | NOTE 0.500% 8/0 | 02156BAD5 | 53,735,807 | 55,149,000 | PRN | SOLE | 55,149,000 | 0 | 0 | ||
BANDWIDTH INC | NOTE 0.250% 3/0 | 05988JAB9 | 23,839,419 | 28,679,000 | PRN | SOLE | 28,679,000 | 0 | 0 | ||
BLACKLINE INC | NOTE 3/1 | 09239BAD1 | 53,307,120 | 60,000,000 | PRN | SOLE | 60,000,000 | 0 | 0 | ||
BLOCK INC | NOTE 5/0 | 852234AJ2 | 18,247,370 | 20,677,000 | PRN | SOLE | 20,677,000 | 0 | 0 | ||
BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 09857LAN8 | 24,550,500 | 13,000,000 | PRN | SOLE | 13,000,000 | 0 | 0 | ||
CHEGG INC | NOTE 0.125% 3/1 | 163092AD1 | 5,916,160 | 6,400,000 | PRN | SOLE | 6,400,000 | 0 | 0 | ||
CUTERA INC | NOTE 2.250% 6/0 | 232109AD0 | 1,755,000 | 6,500,000 | PRN | SOLE | 6,500,000 | 0 | 0 | ||
CYTOKINETICS INC | NOTE 3.500% 7/0 | 23282WAC4 | 8,260,316 | 4,665,000 | PRN | SOLE | 4,665,000 | 0 | 0 | ||
ENVESTNET INC | NOTE 0.750% 8/1 | 29404KAE6 | 17,975,034 | 19,252,000 | PRN | SOLE | 19,252,000 | 0 | 0 | ||
EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 298736AL3 | 23,525,743 | 24,961,000 | PRN | SOLE | 24,961,000 | 0 | 0 | ||
FASTLY INC | NOTE 3/1 | 31188VAB6 | 3,281,246 | 3,750,000 | PRN | SOLE | 3,750,000 | 0 | 0 | ||
FIVE9 INC | NOTE 0.500% 6/0 | 338307AD3 | 49,633,125 | 51,500,000 | PRN | SOLE | 51,500,000 | 0 | 0 | ||
FIVERR INTL LTD | NOTE 11/0 | 33835LAA3 | 20,087,925 | 22,476,000 | PRN | SOLE | 22,476,000 | 0 | 0 | ||
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 32,314,548 | 29,212,000 | PRN | SOLE | 29,212,000 | 0 | 0 | ||
HEALTH CATALYST INC | NOTE 2.500% 4/1 | 42225TAB3 | 21,702,300 | 22,759,000 | PRN | SOLE | 22,759,000 | 0 | 0 | ||
HUBSPOT INC | NOTE 0.375% 6/0 | 443573AD2 | 58,299,745 | 28,053,000 | PRN | SOLE | 28,053,000 | 0 | 0 | ||
I3 VERTICALS LLC | NOTE 1.000% 2/1 | 44933TAB2 | 15,387,424 | 16,000,000 | PRN | SOLE | 16,000,000 | 0 | 0 | ||
INFINERA CORP | NOTE 3.750% 8/0 | 45667GAG8 | 3,448,386 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
INNOVIVA INC | NOTE 2.500% 8/1 | 45781MAB7 | 32,475,000 | 30,000,000 | PRN | SOLE | 30,000,000 | 0 | 0 | ||
INSIGHT ENTERPRISES INC | NOTE 0.750% 2/1 | 45765UAB9 | 86,123,963 | 33,111,000 | PRN | SOLE | 33,111,000 | 0 | 0 | ||
INTEGRA LIFESCIENCES HLDGS C | NOTE 0.500% 8/1 | 457985AM1 | 19,382,513 | 20,565,000 | PRN | SOLE | 20,565,000 | 0 | 0 | ||
LIVEPERSON INC | NOTE 12/1 | 538146AD3 | 20,537,500 | 31,000,000 | PRN | SOLE | 31,000,000 | 0 | 0 | ||
LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 | 10,724,544 | 12,000,000 | PRN | SOLE | 12,000,000 | 0 | 0 | ||
LYFT INC | NOTE 1.500% 5/1 | 55087PAB0 | 38,142,680 | 40,000,000 | PRN | SOLE | 40,000,000 | 0 | 0 | ||
MANNKIND CORP | NOTE 2.500% 3/0 | 56400PAQ5 | 10,178,900 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
MODEL N INC | NOTE 2.625% 6/0 | 607525AB8 | 9,061,425 | 8,500,000 | PRN | SOLE | 8,500,000 | 0 | 0 | ||
NOVOCURE LTD | NOTE 11/0 | 67011XAB9 | 64,038,393 | 73,346,000 | PRN | SOLE | 73,346,000 | 0 | 0 | ||
NUVASIVE INC | NOTE 0.375% 3/1 | 670704AJ4 | 42,380,876 | 45,330,000 | PRN | SOLE | 45,330,000 | 0 | 0 | ||
OKTA INC | NOTE 0.125% 9/0 | 679295AD7 | 2,313,750 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | 13,001,875 | 14,650,000 | PRN | SOLE | 14,650,000 | 0 | 0 | ||
OMNICELL COM | NOTE 0.250% 9/1 | 68213NAD1 | 37,755,711 | 41,000,000 | PRN | SOLE | 41,000,000 | 0 | 0 | ||
OPKO HEALTH INC | NOTE 4.500% 2/1 | 68375NAD5 | 39,607,565 | 40,173,000 | PRN | SOLE | 40,173,000 | 0 | 0 | ||
PACIRA BIOSCIENCES INC | NOTE 0.750% 8/0 | 695127AF7 | 25,439,011 | 27,446,000 | PRN | SOLE | 27,446,000 | 0 | 0 | ||
PARSONS CORP DEL | NOTE 0.250% 8/1 | 70202LAB8 | 55,642,077 | 38,828,000 | PRN | SOLE | 38,828,000 | 0 | 0 | ||
PEGASYSTEMS INC | NOTE 0.750% 3/0 | 705573AB9 | 14,182,500 | 15,250,000 | PRN | SOLE | 15,250,000 | 0 | 0 | ||
Q2 HLDGS INC | NOTE 0.750% 6/0 | 74736LAD1 | 9,527,640 | 10,427,000 | PRN | SOLE | 10,427,000 | 0 | 0 | ||
Q2 HLDGS INC | NOTE 0.125%11/1 | 74736LAF6 | 8,534,531 | 9,450,000 | PRN | SOLE | 9,450,000 | 0 | 0 | ||
ROYAL CARIBBEAN GROUP | NOTE 6.000% 8/1 | 780153BQ4 | 79,931,250 | 30,000,000 | PRN | SOLE | 30,000,000 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | NOTE 1.250% 9/1 | 803607AD2 | 12,432,096 | 12,250,000 | PRN | SOLE | 12,250,000 | 0 | 0 | ||
SPLUNK INC | NOTE 1.125% 6/1 | 848637AF1 | 25,539,525 | 26,305,000 | PRN | SOLE | 26,305,000 | 0 | 0 | ||
TECHTARGET INC | NOTE 12/1 | 87874RAD2 | 13,368,351 | 16,076,000 | PRN | SOLE | 16,076,000 | 0 | 0 | ||
UNITY SOFTWARE INC | NOTE 11/1 | 91332UAB7 | 37,946,955 | 45,500,000 | PRN | SOLE | 45,500,000 | 0 | 0 | ||
VEECO INSTRS INC DEL | NOTE 3.750% 6/0 | 922417AF7 | 7,798,982 | 3,383,000 | PRN | SOLE | 3,383,000 | 0 | 0 | ||
VERINT SYSTEMS INC | NOTE 0.250% 4/1 | 92343XAC4 | 24,733,630 | 27,969,000 | PRN | SOLE | 27,969,000 | 0 | 0 | ||
WINNEBAGO INDS INC | NOTE 1.500% 4/0 | 974637AB6 | 22,982,553 | 18,287,000 | PRN | SOLE | 18,287,000 | 0 | 0 | ||
WIX COM LTD | NOTE 8/1 | 92940WAD1 | 21,507,850 | 23,635,000 | PRN | SOLE | 23,635,000 | 0 | 0 |