The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 6,276 | 7,500 | PRN | SOLE | 0 | 0 | 7,500 | ||
ALLSCRIPTS HEALTHCARE SOLUTN | NOTE 1.250% 7/0 | 01988PAD0 | 12,076 | 12,433 | PRN | SOLE | 0 | 0 | 12,433 | ||
AMAG PHARMACEUTICALS INC | NOTE 3.250% 6/0 | 00163UAD8 | 12,370 | 13,506 | PRN | SOLE | 0 | 0 | 13,506 | ||
ELECTRONICS FOR IMAGING INC | NOTE 0.750% 9/0 | 286082AC6 | 32,946 | 33,878 | PRN | SOLE | 0 | 0 | 33,878 | ||
ENCORE CAP EUROPE FIN LTD | NOTE 4.500% 9/0 | 29260UAA5 | 3,639 | 4,500 | PRN | SOLE | 0 | 0 | 4,500 | ||
FINISAR CORP | NOTE 0.500%12/1 | 31787AAP6 | 8,898 | 9,330 | PRN | SOLE | 0 | 0 | 9,330 | ||
FIREEYE INC | NOTE 1.000% 6/0 | 31816QAB7 | 14,618 | 15,207 | PRN | SOLE | 0 | 0 | 15,207 | ||
INFINERA CORPORATION | NOTE 2.125% 9/0 | 45667GAC7 | 5,101 | 7,000 | PRN | SOLE | 0 | 0 | 7,000 | ||
INPHI CORP | NOTE 0.750% 9/0 | 45772FAC1 | 5,114 | 5,500 | PRN | SOLE | 0 | 0 | 5,500 | ||
INSULET CORP | NOTE 1.250% 9/1 | 45784PAF8 | 12,812 | 9,000 | PRN | SOLE | 0 | 0 | 9,000 | ||
KNOWLES CORP | NOTE 3.250%11/0 | 49926DAB5 | 4,666 | 4,500 | PRN | SOLE | 0 | 0 | 4,500 | ||
NAVISTAR INTL CORP NEW | NOTE 4.750% 4/1 | 63934EAS7 | 6,475 | 6,464 | PRN | SOLE | 0 | 0 | 6,464 | ||
NOVAVAX INC | COM | 670002104 | 39 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
NUVASIVE INC | NOTE 2.250% 3/1 | 670704AG0 | 5,492 | 5,215 | PRN | SOLE | 0 | 0 | 5,215 | ||
PANDORA MEDIA INC | NOTE 1.750%12/0 | 698354AB3 | 11,294 | 11,850 | PRN | SOLE | 0 | 0 | 11,850 | ||
PROS HOLDINGS INC | NOTE 2.000% 6/0 | 74346YAD5 | 3,255 | 3,500 | PRN | SOLE | 0 | 0 | 3,500 | ||
RTI INTL METALS INC | NOTE 1.625%10/1 | 74973WAB3 | 2,488 | 2,500 | PRN | SOLE | 0 | 0 | 2,500 | ||
SILVER STD RES INC | NOTE 2.875% 2/0 | 82823LAC0 | 8,897 | 8,930 | PRN | SOLE | 0 | 0 | 8,930 | ||
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 98 | 860,221 | SH | SOLE | 0 | 0 | 860,221 | ||
TTM TECHNOLOGIES INC | NOTE 1.750%12/1 | 87305RAD1 | 3,437 | 2,959 | PRN | SOLE | 0 | 0 | 2,959 | ||
TWITTER INC | NOTE 0.250% 9/1 | 90184LAB8 | 25,431 | 26,150 | PRN | SOLE | 0 | 0 | 26,150 | ||
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 7,055 | 7,700 | PRN | SOLE | 0 | 0 | 7,700 | ||
VERINT SYS INC | NOTE 1.500% 6/0 | 92343XAA8 | 11,115 | 11,436 | PRN | SOLE | 0 | 0 | 11,436 | ||
WEIBO CORP | SPONSORED ADR | 948596101 | 368 | 6,300 | SH | SOLE | 0 | 0 | 6,300 | ||
WORKDAY INC | NOTE 1.500% 7/1 | 98138HAD3 | 5,914 | 3,000 | PRN | SOLE | 0 | 0 | 3,000 |