The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADOBE INC | COM | 00724F101 | 413 | 1,400 | SH | SOLE | 1,400 | 0 | 0 | ||
AG MTG INVT TR INC | COM | 001228105 | 835 | 52,500 | SH | SOLE | 52,500 | 0 | 0 | ||
AIRCASTLE LTD | COM | G0129K104 | 2,296 | 108,000 | SH | SOLE | 108,000 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 247 | 1,886 | SH | SOLE | 1,886 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 256 | 934 | SH | SOLE | 934 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,148 | 1,060 | SH | SOLE | 1,060 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,219 | 1,128 | SH | SOLE | 1,128 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 2,045 | 1,080 | SH | SOLE | 1,080 | 0 | 0 | ||
AMC ENTMT HLDGS INC | CL A COM | 00165C104 | 1,610 | 172,500 | SH | SOLE | 172,500 | 0 | 0 | ||
AMC ENTMT HLDGS INC | CL A COM | 00165C104 | 6 | 95,500 | SH | Call | SOLE | 95,500 | 0 | 0 | |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 248 | 1,211 | SH | SOLE | 1,211 | 0 | 0 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 435 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 487 | 2,641 | SH | SOLE | 2,641 | 0 | 0 | ||
ANALOG DEVICES INC | COM | 032654105 | 263 | 2,327 | SH | SOLE | 2,327 | 0 | 0 | ||
APOGEE ENTERPRISES INC | COM | 037598109 | 236 | 5,433 | SH | SOLE | 5,433 | 0 | 0 | ||
APPLE HOSPITALITY REIT INC | COM NEW | 03784Y200 | 159 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,781 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
ARES CAP CORP | COM | 04010L103 | 673 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
ASGN INC | COM | 00191U102 | 1,000 | 16,500 | SH | SOLE | 16,500 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 704 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
BADGER METER INC | COM | 056525108 | 212 | 3,548 | SH | SOLE | 3,548 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 812 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 251 | 995 | SH | SOLE | 995 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,919 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
BLACKROCK MUNICIPL INC QLTY | COM | 092479104 | 550 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 889 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
BLUE BIRD CORP | COM | 095306106 | 204 | 10,366 | SH | SOLE | 10,366 | 0 | 0 | ||
BOOKING HLDGS INC | COM | 09857L108 | 311 | 166 | SH | SOLE | 166 | 0 | 0 | ||
CALLAWAY GOLF CO | COM | 131193104 | 172 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CANADIAN SOLAR INC | COM | 136635109 | 279 | 12,761 | SH | SOLE | 12,761 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 324 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
CERNER CORP | COM | 156782104 | 255 | 3,484 | SH | SOLE | 3,484 | 0 | 0 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 203 | 514 | SH | SOLE | 514 | 0 | 0 | ||
CINEMARK HOLDINGS INC | COM | 17243V102 | 217 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 328 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 525 | 7,501 | SH | SOLE | 7,501 | 0 | 0 | ||
CLEARWAY ENERGY INC | CL C | 18539C204 | 70 | 62,900 | SH | Call | SOLE | 62,900 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 676 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
COMFORT SYS USA INC | COM | 199908104 | 291 | 5,702 | SH | SOLE | 5,702 | 0 | 0 | ||
COMMUNITY HEALTHCARE TR INC | COM | 20369C106 | 321 | 8,144 | SH | SOLE | 8,144 | 0 | 0 | ||
CONAGRA BRANDS INC | COM | 205887102 | 618 | 23,320 | SH | SOLE | 23,320 | 0 | 0 | ||
CONAGRA BRANDS INC | COM | 205887102 | 5 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
COOPER COS INC | COM NEW | 216648402 | 323 | 960 | SH | SOLE | 960 | 0 | 0 | ||
COREPOINT LODGING INC | COM | 21872L104 | 1,301 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 2,876 | 80,428 | SH | SOLE | 80,428 | 0 | 0 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 5 | 4,000 | SH | Call | SOLE | 4,000 | 0 | 0 | |
DENTSPLY SIRONA INC | COM | 24906P109 | 221 | 3,794 | SH | SOLE | 3,794 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 506 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 327 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 928 | 112,000 | SH | SOLE | 112,000 | 0 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 317 | 1,716 | SH | SOLE | 1,716 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 265 | 2,619 | SH | SOLE | 2,619 | 0 | 0 | ||
ENERGY RECOVERY INC | COM | 29270J100 | 240 | 23,036 | SH | SOLE | 23,036 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 2,396 | 83,000 | SH | SOLE | 83,000 | 0 | 0 | ||
ENVIVA PARTNERS LP | COM UNIT | 29414J107 | 1,996 | 63,537 | SH | SOLE | 63,537 | 0 | 0 | ||
EQUINIX INC | COM | 29444U700 | 386 | 765 | SH | SOLE | 765 | 0 | 0 | ||
ESCO TECHNOLOGIES INC | COM | 296315104 | 220 | 2,665 | SH | SOLE | 2,665 | 0 | 0 | ||
F M C CORP | COM NEW | 302491303 | 225 | 2,710 | SH | SOLE | 2,710 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 1,737 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
FARFETCH LTD | ORD SH CL A | 30744W107 | 208 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FEDERAL SIGNAL CORP | COM | 313855108 | 233 | 8,699 | SH | SOLE | 8,699 | 0 | 0 | ||
FS KKR CAPITAL CORP | COM | 302635107 | 1,192 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 7 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
GUESS INC | COM | 401617105 | 436 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
GUESS INC | COM | 401617105 | 16 | 12,500 | SH | Call | SOLE | 12,500 | 0 | 0 | |
HAWKINS INC | COM | 420261109 | 286 | 6,579 | SH | SOLE | 6,579 | 0 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 299 | 2,215 | SH | SOLE | 2,215 | 0 | 0 | ||
HILLENBRAND INC | COM | 431571108 | 515 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
HILLENBRAND INC | COM | 431571108 | 9 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
HOLOGIC INC | COM | 436440101 | 275 | 5,723 | SH | SOLE | 5,723 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 597 | 2,870 | SH | SOLE | 2,870 | 0 | 0 | ||
IDEX CORP | COM | 45167R104 | 257 | 1,492 | SH | SOLE | 1,492 | 0 | 0 | ||
IDEXX LABS INC | COM | 45168D104 | 343 | 1,244 | SH | SOLE | 1,244 | 0 | 0 | ||
ILLUMINA INC | COM | 452327109 | 363 | 985 | SH | SOLE | 985 | 0 | 0 | ||
IMAX CORP | COM | 45245E109 | 1,010 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
IMAX CORP | COM | 45245E109 | 12 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
INDEPENDENCE RLTY TR INC | COM | 45378A106 | 3,124 | 270,000 | SH | SOLE | 270,000 | 0 | 0 | ||
INNOSPEC INC | COM | 45768S105 | 317 | 3,472 | SH | SOLE | 3,472 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 286 | 546 | SH | SOLE | 546 | 0 | 0 | ||
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 229 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
INVESCO MORTGAGE CAPITAL INC | COM | 46131B100 | 1,402 | 87,000 | SH | SOLE | 87,000 | 0 | 0 | ||
IQVIA HLDGS INC | COM | 46266C105 | 355 | 2,207 | SH | SOLE | 2,207 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 10 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
ISHARES TR | MSCI UK ETF NEW | 46435G334 | 7 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 1,230 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 223 | 1,292 | SH | SOLE | 1,292 | 0 | 0 | ||
LAZARD LTD | SHS A | G54050102 | 354 | 10,300 | SH | SOLE | 10,300 | 0 | 0 | ||
LENNAR CORP | CL A | 526057104 | 388 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
LENNOX INTL INC | COM | 526107107 | 270 | 981 | SH | SOLE | 981 | 0 | 0 | ||
LIVANOVA PLC | SHS | G5509L101 | 252 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 299 | 2,134 | SH | SOLE | 2,134 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 926 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 419 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
MFA FINL INC | COM | 55272X102 | 1,027 | 143,000 | SH | SOLE | 143,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 3,112 | 23,230 | SH | SOLE | 23,230 | 0 | 0 | ||
MID AMER APT CMNTYS INC | COM | 59522J103 | 236 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 270 | 6,174 | SH | SOLE | 6,174 | 0 | 0 | ||
MYOS RENS TECHNOLOGY INC | COM | 62857P108 | 217 | 142,452 | SH | SOLE | 142,452 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 367 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
NEW YORK TIMES CO | CL A | 650111107 | 978 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 450 | 2,199 | SH | SOLE | 2,199 | 0 | 0 | ||
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 404 | 8,372 | SH | SOLE | 8,372 | 0 | 0 | ||
NOBILIS HEALTH CORP | COM | 65500B103 | 6 | 38,393 | SH | SOLE | 38,393 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 279 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
ORMAT TECHNOLOGIES INC | COM | 686688102 | 324 | 5,116 | SH | SOLE | 5,116 | 0 | 0 | ||
PAPA JOHNS INTL INC | COM | 698813102 | 1,476 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
PAPA JOHNS INTL INC | COM | 698813102 | 3 | 1,500 | SH | Call | SOLE | 1,500 | 0 | 0 | |
PATTERN ENERGY GROUP INC | CL A | 70338P100 | 2,944 | 127,500 | SH | SOLE | 127,500 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 371 | 3,243 | SH | SOLE | 3,243 | 0 | 0 | ||
PERKINELMER INC | COM | 714046109 | 282 | 2,922 | SH | SOLE | 2,922 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 371 | 8,566 | SH | SOLE | 8,566 | 0 | 0 | ||
PHYSICIANS RLTY TR | COM | 71943U104 | 227 | 12,996 | SH | SOLE | 12,996 | 0 | 0 | ||
PITNEY BOWES INC | COM | 724479100 | 6 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
PLUG POWER INC | COM NEW | 72919P202 | 255 | 113,424 | SH | SOLE | 113,424 | 0 | 0 | ||
RAYMOND JAMES FINANCIAL INC | COM | 754730109 | 915 | 10,821 | SH | SOLE | 10,821 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 235 | 750 | SH | SOLE | 750 | 0 | 0 | ||
REINSURANCE GRP OF AMERICA I | COM NEW | 759351604 | 250 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
ROSS STORES INC | COM | 778296103 | 338 | 3,412 | SH | SOLE | 3,412 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 286 | 1,884 | SH | SOLE | 1,884 | 0 | 0 | ||
SIRIUS XM HLDGS INC | COM | 82968B103 | 167 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
SIX FLAGS ENTMT CORP NEW | COM | 83001A102 | 2,832 | 57,000 | SH | SOLE | 57,000 | 0 | 0 | ||
SIX FLAGS ENTMT CORP NEW | COM | 83001A102 | 3 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
SKYLINE CHAMPION CORPORATION | COM | 830830105 | 821 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 418 | 6,693 | SH | SOLE | 6,693 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 499 | 5,957 | SH | SOLE | 5,957 | 0 | 0 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 2,629 | 115,717 | SH | SOLE | 115,717 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 291 | 1,417 | SH | SOLE | 1,417 | 0 | 0 | ||
SYNOVUS FINL CORP | COM NEW | 87161C501 | 525 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
TECH DATA CORP | COM | 878237106 | 1,020 | 9,750 | SH | SOLE | 9,750 | 0 | 0 | ||
TERRAFORM PWR INC | COM CL A | 88104R209 | 423 | 29,559 | SH | SOLE | 29,559 | 0 | 0 | ||
TFS FINL CORP | COM | 87240R107 | 434 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 426 | 1,452 | SH | SOLE | 1,452 | 0 | 0 | ||
TIPTREE INC | COM | 88822Q103 | 794 | 126,098 | SH | SOLE | 126,098 | 0 | 0 | ||
TJX COS INC NEW | COM | 872540109 | 323 | 6,100 | SH | SOLE | 6,100 | 0 | 0 | ||
TORCHMARK CORP | COM | 891027104 | 441 | 4,926 | SH | SOLE | 4,926 | 0 | 0 | ||
TPI COMPOSITES INC | COM | 87266J104 | 309 | 12,495 | SH | SOLE | 12,495 | 0 | 0 | ||
VAIL RESORTS INC | COM | 91879Q109 | 349 | 1,565 | SH | SOLE | 1,565 | 0 | 0 | ||
VEECO INSTRS INC DEL | COM | 922417100 | 139 | 11,360 | SH | SOLE | 11,360 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 343 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 263 | 1,432 | SH | SOLE | 1,432 | 0 | 0 | ||
VILLAGE FARMS INTL INC | COM | 92707Y108 | 114 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 876 | 5,050 | SH | SOLE | 5,050 | 0 | 0 | ||
VIVINT SOLAR INC | COM | 92854Q106 | 401 | 54,979 | SH | SOLE | 54,979 | 0 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 334 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
WOODWARD INC | COM | 980745103 | 262 | 2,312 | SH | SOLE | 2,312 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 220 | 1,869 | SH | SOLE | 1,869 | 0 | 0 |