The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AJAX I | *W EXP 10/27/202 | G0190X126 | 86 | 46,213 | SH | SOLE | NONE | 46,213 | 0 | 0 | |
APOLLO STRATEGIC GROWTH CAPT | *W EXP 10/29/202 | G0411R114 | 1,040 | 874,289 | SH | SOLE | NONE | 874,289 | 0 | 0 | |
APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 | 270 | 210,168 | SH | SOLE | NONE | 210,168 | 0 | 0 | |
ASCENDANT DIGITAL ACQUISITIO | *W EXP 07/28/202 | G05155117 | 16,319 | 10,011,451 | SH | SOLE | NONE | 10,011,451 | 0 | 0 | |
AUDIOEYE INC | COM NEW | 050734201 | 13,437 | 800,296 | SH | SOLE | NONE | 800,296 | 0 | 0 | |
BARNES & NOBLE ED INC | COM | 06777U101 | 14,084 | 1,953,398 | SH | SOLE | NONE | 1,953,398 | 0 | 0 | |
BYTE ACQUISITION CORP | *W EXP 03/18/202 | GIR25Q113 | 491 | 404,031 | SH | SOLE | NONE | 404,031 | 0 | 0 | |
CC NEUBERGER PRINCIPAL HOLDN | *W EXP 99/99/999 | G1192N126 | 109 | 85,466 | SH | SOLE | NONE | 85,466 | 0 | 0 | |
CYNERGISTEK INC | COM | 23258P105 | 129 | 32,636 | SH | OTR | NONE | 0 | 32,636 | 0 | |
DATA I O CORP | COM | 237690102 | 99 | 18,263 | SH | OTR | NONE | 0 | 18,263 | 0 | |
DIGITAL TURBINE INC | COM NEW | 25400W102 | 85,572 | 1,125,500 | SH | SOLE | NONE | 1,125,500 | 0 | 0 | |
ELASTIC N V | ORD SHS | N14506104 | 58,304 | 400,000 | SH | SOLE | NONE | 400,000 | 0 | 0 | |
GCM GROSVENOR INC | *W EXP 11/17/202 | 36831E116 | 567 | 368,173 | SH | SOLE | NONE | 368,173 | 0 | 0 | |
GLASS HOUSES ACQUISITION COR | *W EXP 03/25/202 | 37714P111 | 14 | 14,093 | SH | SOLE | NONE | 14,093 | 0 | 0 | |
HUDSON EXECUTIVE INVES III | *W EXP 02/22/202 | 443761119 | 882 | 691,841 | SH | SOLE | NONE | 691,841 | 0 | 0 | |
IAC INTERACTIVECORP NEW | COM NEW | 44891N208 | 19,271 | 125,000 | SH | SOLE | NONE | 125,000 | 0 | 0 | |
KALEYRA INC | *W EXP 12/12/202 | 483379111 | 5,677 | 1,774,175 | SH | SOLE | NONE | 1,774,175 | 0 | 0 | |
KKR & CO INC | COM | 48251W104 | 50,354 | 850,000 | SH | SOLE | NONE | 850,000 | 0 | 0 | |
KKR ACQUISITION HOLDING I CO | * W EXP 99/99/999 | 48253T117 | 962 | 814,865 | SH | SOLE | NONE | 814,865 | 0 | 0 | |
LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 | 307 | 266,669 | SH | SOLE | NONE | 266,669 | 0 | 0 | |
LIVEVOX HOLDING INC | *W EXP 06/18/202 | 53838L118 | 1,082 | 819,743 | SH | SOLE | NONE | 819,743 | 0 | 0 | |
NEW YORK TIMES CO | CL A | 650111107 | 26,130 | 600,000 | SH | SOLE | NONE | 600,000 | 0 | 0 | |
PAR TECHNOLOGY CORP | COM | 698884103 | 69,940 | 1,000,000 | SH | SOLE | NONE | 1,000,000 | 0 | 0 | |
PAR TECHNOLOGY CORP | COM | 698884103 | 76 | 1,080 | SH | OTR | NONE | 0 | 1,080 | 0 | |
QUEST DIAGNOSTICS INC | COM | 74834L100 | 67 | 30,351 | SH | OTR | NONE | 0 | 30,351 | 0 | |
RCI HOSPITALITY HLDGS INC | COM | 74934Q108 | 38,431 | 580,531 | SH | SOLE | NONE | 580,531 | 0 | 0 | |
ROKU INC | COM CL A | 77543R102 | 41,333 | 90,000 | SH | SOLE | NONE | 90,000 | 0 | 0 | |
SEA LTD | SPONSORD ADS | 81141R100 | 217 | 790 | SH | OTR | NONE | 0 | 790 | 0 | |
SHARPSPRING INC | COM | 820054104 | 22,972 | 1,360,103 | SH | SOLE | NONE | 1,360,103 | 0 | 0 | |
SIFY TECHNOLOGIES LTD | SPONSORED ADS | 82655M107 | 35 | 17,267 | SH | �� | OTR | NONE | 0 | 17,267 | 0 |
TALKSPACE INC | *W EXP 06/21/202 | 87427V111 | 2,734 | 2,032,930 | SH | SOLE | NONE | 2,032,930 | 0 | 0 | |
TCW SPECIAL PURPOSE ACQU COR | *W EXP 99/99/999 | 87301L114 | 52 | 54,800 | SH | SOLE | NONE | 54,800 | 0 | 0 | |
THE BEAUTY HEALTH COMPANY | *W EXP 05/04/202 | 88331L116 | 2,053 | 320,721 | SH | SOLE | NONE | 320,721 | 0 | 0 | |
TWC TECH HLDGS II CORP | *W EXP 09/15/202 | 90117G113 | 3,023 | 1,742,601 | SH | SOLE | NONE | 1,742,601 | 0 | 0 | |
VIMEO INC | COMMON STOCK | 92719V100 | 9,944 | 202,936 | SH | SOLE | NONE | 202,936 | 0 | 0 | |
VY GLOBAL GROWTH | *W EXP 01/30/203 | G9444H118 | 510 | 281,935 | SH | SOLE | NONE | 281,935 | 0 | 0 | |
WARBURG PINCUS CAPTAL CORP I | *W EXP 99/99/999 | G9460M124 | 27 | 20,926 | SH | SOLE | NONE | 20,926 | 0 | 0 | |
WHOLE EARTH BRANDS INC | *W EXP 06/25/202 | 96684W126 | 1,318 | 593,899 | SH | SOLE | NONE | 593,899 | 0 | 0 |