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ADN Advent Technologies

Filed: 29 Mar 21, 8:45am

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K

CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 29, 2021 (March 29, 2021)
 
Advent Technologies Holdings, Inc.
(Exact name of registrant as specified in its charter)

   
Delaware001-3874283-0982969
(State or other jurisdiction of incorporation)(Commission File Number)(IRS Employer Identification No.)

200 Clarendon Street
Boston, MA 02116
(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: (857) 264-7035

 
Check the appropriate box below if the Form 8−K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a−12 under the Exchange Act (17 CFR 240.14a−12)
Pre−commencement communications pursuant to Rule 14d−2(b) under the Exchange Act (17 CFR  240.14d−2(b))
Pre−commencement communications pursuant to Rule 13e−4(c) under the Exchange Act (17 CFR 240.13e− 4(c))
 
Securities registered pursuant to Section 12(b) of the Act:

Title of each class 
Trading
Symbol
 
Name of each exchange on
which registered
Common stock, par value $0.0001 per share ADN The Nasdaq Stock Market LLC
Warrants to purchase one share of common stock, each at an exercise price of $11.50 ADNWW The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company ☒
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐



Item 7.01.Regulation FD Disclosure

On March 29, 2021, the Company released its financial results for the fourth quarter and fiscal year ended December 31, 2020 in a letter to shareholders that is available on the investor relations section of its website. A copy of the letter to shareholders is attached hereto as Exhibit 99.1, and is incorporated herein by reference.
 
The information provided in this Item 7.01, including Exhibit 99.1, is intended to be “furnished” and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any other filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.

Item 9.01Financial Statements and Exhibits.

(d) Exhibits.

Exhibit
No.
 Description
 
Advent Technologies Holdings, Inc. fiscal year 2020 financial results and shareholder letter dated March 29, 2021.


Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed by the undersigned hereunto duly authorized.

Date: March 29, 2021Advent Technologies Holdings, Inc.
   
 By:/s/ Vassilios Gregoriou
 Name:Vassilios Gregoriou
 Title:Chairman and Chief Executive Officer