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Altium Capital Management

Filed: 16 May 22, 4:20pm

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
1847 GOEDEKER INC*W EXP 06/02/20228252C1173,7786,103,824SH SOLE 6,103,82400
2SEVENTY BIO INCCOMMON STOCK9013841071,962115,000SH SOLE 115,00000
ACHIEVE LIFE SCIENCES INCCOM004468500924122,000SH SOLE 122,00000
ADICET BIO INCCOM0070021083,095155,000SH SOLE 155,00000
ADMA BIOLOGICS INCCOM0008991046,0393,300,000SH SOLE 3,300,00000
AGIOS PHARMACEUTICALS INCCOM00847X1041,92766,196SH SOLE 66,19600
ALTIMMUNE INCCOM NEW02155H2001,961322,000SH SOLE 322,00000
ARYA SCIENCES ACQU CORP IVCL AG31659108980100,000SH SOLE 100,00000
AULT DISRUPTIVE TECHS CORP*W EXP 99/99/99905150A11219112,500SH SOLE 112,50000
AULT DISRUPTIVE TECHS CORPCOM05150A1041,496150,000SH SOLE 150,00000
AVIDITY BIOSCIENCES INCCOM05370A1084,488243,000SH SOLE 243,00000
BCLS ACQUISITION CORPCOM CL AG0904B105987100,000SH SOLE 100,00000
BELLUS HEALTH INC NEWCOM NEW07987C2049,9761,450,006SH SOLE 1,450,00600
BICYCLE THERAPEUTICS PLCSPONSORED ADS0887861085,266120,000SH SOLE 120,00000
CALITHERA BIOSCIENCES INCCOM13089P10182202,276SH SOLE 202,27600
CARA THERAPEUTICS INCCOM1407551092,005165,000SH SOLE 165,00000
CEA INDUSTRIES INC*W EXP 02/11/20286887P119171250,000SH SOLE 250,00000
CELLDEX THERAPEUTICS INC NEWCOM NEW15117B2022,24866,000SH SOLE 66,00000
CHAVANT CAPITAL ACQUISITN COORDINARY SHARESG2058L1031,982200,000SH SOLE 200,00000
CHAVANT CAPITAL ACQUISITN CO*W EXP 99/99/999G2058L11130150,000SH SOLE 150,00000
CHINOOK THERAPEUTICS INCCOM16961L1068,916545,000SH SOLE 545,00000
CINGULATE INC*W EXP 12/03/20217248W113108270,000SH SOLE 270,00000
COLISEUM ACQUISITION CORPCLASS A ORD SHSG2263T12382585,000SH SOLE 85,00000
COLISEUM ACQUISITION CORP*W EXP 08/22/202G2263T1071028,333SH SOLE 28,33300
COLOMBIER ACQUISITION CORPCL A19533H10848450,000SH SOLE 50,00000
COLOMBIER ACQUISITION CORP*W EXP 99/99/99919533H116516,666SH SOLE 16,66600
CRINETICS PHARMACEUTICALS INCOM22663K1074,478204,000SH SOLE 204,00000
CTI BIOPHARMA CORPCOM12648L6011,400299,800SH SOLE 299,80000
CURIS INCCOM NEW2312692001,287540,800SH SOLE 540,80000
CUTERA INCCOM2321091081,03515,000SH SOLE 15,00000
CYMABAY THERAPEUTICS INCCOM23257D1035,4431,750,000SH SOLE 1,750,00000
CYTOMX THERAPEUTICS INCCOM23284F1051,772663,800SH SOLE 663,80000
DEXCOM INCCOM2521311076,39512,500SH SOLE 12,50000
DIGITAL HEALTH ACQUISITION CUNIT 11/02/20262538932001,515150,000SH SOLE 150,00000
DIRECT DIGITAL HOLDINGS INC*W EXP 02/15/20225461T113131180,000SH SOLE 180,00000
DOUBLEDOWN INTERACTIVE CO LTADS25862B10972260,876SH SOLE 60,87600
EIGER BIOPHARMACEUTICALS INCCOM28249U1053,652440,000SH SOLE 440,00000
ENVISTA HOLDINGS CORPORATIONCOM29415F1045,115105,000SH SOLE 105,00000
ESPERION THERAPEUTICS INC NECOM29664W10511,5842,496,524SH SOLE 2,496,52400
EUCRATES BIOMEDICAL ACQU CORSHSG3141W1063,936400,000SH SOLE 400,00000
EUCRATES BIOMEDICAL ACQU COR*W EXP 10/23/202G3141W12225133,333SH SOLE 133,33300
EYEPOINT PHARMACEUTICALS INCCOM NEW30233G2092,728224,541SH SOLE 224,54100
FAT BRANDS INC*W EXP 07/16/20230258N1211,022227,000SH SOLE 227,00000
GIGINTERNATIONAL1 INC*W EXP 04/19/20237518W1141850,000SH SOLE 50,00000
GIGINTERNATIONAL1 INCCOM37518W1062,000200,000SH SOLE 200,00000
GLAUKOS CORPCOM3773221025,43594,000SH SOLE 94,00000
GLOBAL BLOOD THERAPEUTICS INCOM37890U1081,87154,000SH SOLE 54,00000
GLOBUS MED INCCL A3795772085,82979,000SH SOLE 79,00000
GSR II METEORA ACQUISITN CORUNIT 02/24/202736263W20450650,000SH SOLE 50,00000
HARBOR CUSTOM DEVELOPMENT IN*W EXP 05/09/20241150T116171600,000SH SOLE 600,00000
HARBOR CUSTOM DEVELOPMENT IN*W EXP 10/04/20241150T124240650,000SH SOLE 650,00000
HEALTH SCIENCES ACQ CORP 2ORD SHSG4411D1099910,000SH SOLE 10,00000
HILLMAN SOLUTIONS CORPCOM4316361092,328196,000SH SOLE 196,00000
ILLUMINA INCCOM4523271093,84311,000SH SOLE 11,00000
IMMATICS N.V*W EXP 07/01/202N4444511717197,467SH SOLE 97,46700
IMMUNIC INCCOM4525EP1013,390300,000SH SOLE 300,00000
IMMUNOGEN INCCOM45253H1014,379920,000SH SOLE 920,00000
INDUSTRIAL HUMAN CAPITAL INCCOM45617P1041,002100,000SH SOLE 100,00000
INDUSTRIAL HUMAN CAPITAL INC*W EXP 11/27/20245617P11218100,000SH SOLE 100,00000
INSMED INCCOM PAR $.014576693076,298268,000SH SOLE 268,00000
INSPIRE MED SYS INCCOM4577301094,10716,000SH SOLE 16,00000
INTRA-CELLULAR THERAPIES INCCOM46116X1011,37722,500SH SOLE 22,50000
IVERIC BIO INCCOM46583P1023,972236,000SH SOLE 236,00000
JIYA ACQUISITION CORPCOM CL A47760M1021,966200,000SH SOLE 200,00000
KARUNA THERAPEUTICS INCCOM48576A1002,66321,000SH SOLE 21,00000
KARYOPHARM THERAPEUTICS INCCOM48576U1064,754645,000SH SOLE 645,00000
KEROS THERAPEUTICS INCCOM4923271016,852126,000SH SOLE 126,00000
LAKESHORE ACQUISITION I CORP*W EXP 07/15/202G5352111153150,000SH SOLE 150,00000
LAKESHORE ACQUISITION I CORPORDINARY SHARESG535211031,982200,000SH SOLE 200,00000
LANTHEUS HLDGS INCCOM5165441032,21240,000SH SOLE 40,00000
LIGHTNING EMOTORS INC*W EXP 05/18/20253228T119268652,173SH SOLE 652,17300
LIVANOVA PLCSHSG5509L1014,09250,000SH SOLE 50,00000
MORPHIC HLDG INCCOM61775R1052,40960,000SH SOLE 60,00000
MURPHY CANYON ACQUISITION COUNIT 01/25/20276266422011,010100,000SH SOLE 100,00000
MUSCLE MAKER INCCOM6273331079481,796,961SH SOLE 1,796,96100
MYRIAD GENETICS INCCOM62855J1042,891114,710SH SOLE 114,71000
NEVRO CORPCOM64157F1035,56977,000SH SOLE 77,00000
NEXGEL INC*W EXP 12/01/20265344E11588225,000SH SOLE 225,00000
NLS PHARMACEUTICS LTD*W EXP 09/25/202H5783011176200,000SH SOLE 200,00000
NOCTURNE ACQUISITION CORPORDINARY SHARESG6580S1145,040500,000SH SOLE 500,00000
NOCTURNE ACQUISITION CORPRIGHT 12/26/2025G6580S106105500,000SH SOLE 500,00000
OCULAR THERAPEUTIX INCCOM67576A1003,440695,000SH SOLE 695,00000
OMEGA ALPHA SPACCL AG6749V107982100,000SH SOLE 100,00000
OPY ACQUISITION CORP ICOM CL A671005106980100,000SH SOLE 100,00000
OPY ACQUISITION CORP I*W EXP 09/22/2026710051142050,000SH SOLE 50,00000
OUTSET MED INCCOM6901451072,36152,007SH SOLE 52,00700
PARDES BIOSCIENCES INCCOM69945Q1051,827253,000SH SOLE 253,00000
PEPPERLIME HEALTH ACQUSTN COUNIT 99/99/9999G700211297,232735,000SH SOLE 735,00000
PEPPERLIME HEALTH ACQUSTN CO*W EXP 10/01/202G70021111152367,500SH SOLE 367,50000
PROCEPT BIOROBOTICS CORPCOM74276L1051,64747,077SH SOLE 47,07700
PROFOUND MED CORPCOM NEW74319B5021,125124,945SH SOLE 124,94500
PROTAGONIST THERAPEUTICS INCCOM74366E10211,8405,000SHCallSOLE 5,00000
PROTAGONIST THERAPEUTICS INCCOM74366E1029,140386,000SH SOLE 386,00000
QIAGEN NVSHS NEWN724821234,55793,000SH SOLE 93,00000
QUIDEL CORPCOM74838J1016,29856,000SH SOLE 56,00000
RELATIVITY ACQUISITION CORPUNIT 02/10/202775944B2051,007100,000SH SOLE 100,00000
RELMADA THERAPEUTICS INCCOM75955J4025,560206,000SH SOLE 206,00000
RENOVACOR INCCOM75989E1061,649388,845SH SOLE 388,84500
RENOVACOR INC*W EXP 99/99/99975989E114249731,561SH SOLE 731,56100
REPRO MED SYS INCCOM7599101022,847995,500SH SOLE 995,50000
SARISSA CAPITAL ACQUISITN COCL AG7823W1022,228225,000SH SOLE 225,00000
SARISSA CAPITAL ACQUISITN CO*W EXP 10/23/202G7823W1102775,000SH SOLE 75,00000
SHOCKWAVE MED INCCOM82489T1044,76923,000SH SOLE 23,00000
SILENCE THERAPEUTICS PLCADS82686Q1012,071109,000SH SOLE 109,00000
SOMALOGIC INCCLASS A COM83444K1051,444180,000SH SOLE 180,00000
SURGEPAYS INC*W EXP 10/22/20286882L113223250,000SH SOLE 250,00000
SURROZEN INC*W EXP 08/01/20386889P1172182,233SH SOLE 82,23300
TAILWIND ACQUISITION CORPCOM CL A87403Q1021,271128,414SH SOLE 128,41400
TANDEM DIABETES CARE INCCOM NEW8753722035,81550,000SH SOLE 50,00000
TC BIOPHARM HOLDINGS PLC*W EXP 02/08/20287807D111461941,176SH SOLE 941,17600
TG VENTURE ACQUISITION CORPUNIT 08/15/202887251T2082,004200,000SH SOLE 200,00000
TURMERIC ACQUISITION CORP*W EXP 10/08/202G9127T1242484,666SH SOLE 84,66600
TURMERIC ACQUISITION CORPCL AG9127T1082,502254,000SH SOLE 254,00000
VERASTEM INCCOM92337C1044,1612,951,000SH SOLE 2,951,00000
VERRICA PHARMACEUTICALS INCCOM92511W10879497,887SH SOLE 97,88700
VIQ SOLUTIONS INCCOM NEW91825V400798489,417SH SOLE 489,41700
WESTERN ACQSTN VENTURES CORPUNIT 09/01/202695758L2061,000100,000SH SOLE 100,00000
XTANT MED HLDGS INCCOM NEW98420P3084,2476,246,291SH SOLE 6,246,29100