SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) April 23, 2021 (April 21, 2021)
SURGALIGN HOLDINGS, INC.
(Exact Name of Registrant as Specified in its Charter)
|(State or Other Jurisdiction|
|520 Lake Cook Road, Suite 315, Deerfield, Illinois||60015|
|(Address of Principal Executive Offices)||(Zip Code)|
Registrant’s telephone number, including area code: (877) 343-6832
(Former Name or Former Address, if Changed Since Last Report)
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Name of exchange
|common stock, $0.001 par value||SRGA||Nasdaq Global Select Market|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On April 21, 2021, Ryan M. Bartolucci, tendered a notice of resignation to Surgalign Holdings, Inc. (the “Company”) as Chief Accounting Officer and Corporate Controller with such resignation to be effective on May 7, 2021, in order to pursue a new opportunity. Mr. Bartolucci’s resignation was unrelated to any disagreement with the Company or its independent auditors on any matter relating to accounting principles or practices, financial statement disclosures or internal controls.
|SURGALIGN HOLDINGS, INC.|
Date: April 23, 2021
/s/ Joshua H. DeRienzis
|Name: Joshua H. DeRienzis|
|Title: General Counsel and Corporate Secretary|