UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23395
Gabelli Innovations Trust
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: September 30
Date of reporting period: July 1, 2019 – June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020
ProxyEdge Meeting Date Range: 07/01/2019 - 06/30/2020 The Gabelli Media Mogul Fund | Report Date: 07/01/2020 1 |
Investment Company Report |
LIBERTY EXPEDIA HOLDINGS, INC. | ||||||||||||||
Security | 53046P208 | Meeting Type | Special | |||||||||||
Ticker Symbol | LEXEB | Meeting Date | 26-Jul-2019 | |||||||||||
ISIN | US53046P2083 | Agenda | 935058265 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the adoption of Agreement & Plan of Merger (as may be amended from time to time, merger agreement), by and among Expedia Group, Inc. (Expedia Group), LEMS I LLC (Merger LLC), LEMS II Inc. (Merger Sub) and Liberty Expedia Holdings, Inc. (Liberty Expedia), pursuant to which Merger Sub will merge with & into Liberty Expedia (first merger) & immediately thereafter, Liberty Expedia as the surviving corporation of first merger will merge with & into Merger LLC, with Merger LLC surviving as the surviving company (together with first merger, mergers). | Management | For | For | ||||||||||
2. | A proposal to approve, by advisory (non-binding) vote, certain compensation that may be paid or become payable to the named executive officers of Liberty Expedia in connection with the completion of the mergers. | Management | For | For | ||||||||||
3. | A proposal to approve the adjournment of the Liberty Expedia special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the merger agreement, if there are insufficient votes at the time of such adjournment to approve such proposal. | Management | For | For | ||||||||||
LIBERTY EXPEDIA HOLDINGS, INC. | ||||||||||||||
Security | 53046P109 | Meeting Type | Special | |||||||||||
Ticker Symbol | LEXEA | Meeting Date | 26-Jul-2019 | |||||||||||
ISIN | US53046P1093 | Agenda | 935058265 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the adoption of Agreement & Plan of Merger (as may be amended from time to time, merger agreement), by and among Expedia Group, Inc. (Expedia Group), LEMS I LLC (Merger LLC), LEMS II Inc. (Merger Sub) and Liberty Expedia Holdings, Inc. (Liberty Expedia), pursuant to which Merger Sub will merge with & into Liberty Expedia (first merger) & immediately thereafter, Liberty Expedia as the surviving corporation of first merger will merge with & into Merger LLC, with Merger LLC surviving as the surviving company (together with first merger, mergers). | Management | For | For | ||||||||||
2. | A proposal to approve, by advisory (non-binding) vote, certain compensation that may be paid or become payable to the named executive officers of Liberty Expedia in connection with the completion of the mergers. | Management | For | For | ||||||||||
3. | A proposal to approve the adjournment of the Liberty Expedia special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the merger agreement, if there are insufficient votes at the time of such adjournment to approve such proposal. | Management | For | For | ||||||||||
ZAYO GROUP HOLDINGS INC | ||||||||||||||
Security | 98919V105 | Meeting Type | Special | |||||||||||
Ticker Symbol | ZAYO | Meeting Date | 26-Jul-2019 | |||||||||||
ISIN | US98919V1052 | Agenda | 935058556 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the proposal to adopt the merger agreement. | Management | For | For | ||||||||||
2. | The approval, on a non-binding advisory basis, of the golden parachute compensation that will or may be received by the Company's named executive officers in connection with the merger. | Management | For | For | ||||||||||
3. | The proposal to approve one or more adjournments of the special meeting, if necessary or appropriate and permitted under the merger agreement. | Management | For | For | ||||||||||
ASCENT CAPITAL GROUP, INC. | ||||||||||||||
Security | 043632108 | Meeting Type | Special | |||||||||||
Ticker Symbol | ASCMA | Meeting Date | 21-Aug-2019 | |||||||||||
ISIN | US0436321089 | Agenda | 935066642 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | A proposal to approve the adoption of the Agreement and Plan of Merger, dated as of May 24, 2019 (as may be amended from time to time), by and among Monitronics International, Inc. (MONI) and Ascent Capital Group, Inc. (Ascent), pursuant to which Ascent will merge with and into MONI substantially concurrently with the restructuring (as defined in the accompanying proxy statement/prospectus) of MONI (the merger), with MONI continuing as the surviving company (the merger proposal) | Management | For | For | ||||||||||
2. | A proposal to approve, by advisory (non-binding) vote, the compensation that may be paid or become payable to the named executive officers of Ascent in connection with the merger. | Management | For | For | ||||||||||
3. | A proposal to authorize the adjournment of the special meeting by Ascent to permit further solicitation of proxies, if necessary or appropriate, if sufficient votes are not represented at the special meeting to approve the merger proposal. | Management | For | For | ||||||||||
ZAYO GROUP HOLDINGS INC | ||||||||||||||
Security | 98919V105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ZAYO | Meeting Date | 05-Nov-2019 | |||||||||||
ISIN | US98919V1052 | Agenda | 935081555 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Rick Connor | For | For | |||||||||||
2 | Cathy Morris | For | For | |||||||||||
3 | Emily White | For | For | |||||||||||
2. | Ratification of KPMG LLP as the independent registered public accounting firm of Zayo Group Holdings, Inc. for its fiscal year ending June 30, 2020 | Management | For | For | ||||||||||
3. | Approve, on an advisory basis, executive compensation as disclosed in the proxy statement. | Management | For | For | ||||||||||
EXPEDIA GROUP, INC. | ||||||||||||||
Security | 30212P303 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EXPE | Meeting Date | 03-Dec-2019 | |||||||||||
ISIN | US30212P3038 | Agenda | 935100088 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Samuel Altman | Management | For | For | ||||||||||
1B. | Election of Director: Susan C. Athey | Management | For | For | ||||||||||
1C. | Election of Director: A. George "Skip" Battle | Management | For | For | ||||||||||
1D. | Election of Director: Chelsea Clinton | Management | For | For | ||||||||||
1E. | Election of Director: Barry Diller | Management | For | For | ||||||||||
1F. | Election of Director: Craig A. Jacobson | Management | For | For | ||||||||||
1G. | Election of Director: Victor A. Kaufman | Management | For | For | ||||||||||
1H. | Election of Director: Peter M. Kern | Management | For | For | ||||||||||
1I. | Election of Director: Dara Khosrowshahi | Management | For | For | ||||||||||
1J. | Election of Director: Mark D. Okerstrom | Management | For | For | ||||||||||
1K. | Election of Director: Alexander von Furstenberg | Management | For | For | ||||||||||
1L. | Election of Director: Julie Whalen | Management | For | For | ||||||||||
2A. | Approval of amendments to the Certificate of | Management | For | For | ||||||||||
Incorporation to include restrictions and automatic conversion provisions in respect of Class B Common stock and removal of references to a former affiliate of Expedia Group which are no longer applicable. | ||||||||||||||
2B. | Approval of amendments to the Certificate of Incorporation to limit Expedia Group's ability to participate in a future change of control transaction that provides for different consideration for Common Stock and Class B Common Stock. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||||||||
TELENET GROUP HOLDING NV | ||||||||||||||
Security | B89957110 | Meeting Type | Special General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 04-Dec-2019 | ||||||||||||
ISIN | BE0003826436 | Agenda | 711743749 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | THE SPECIAL GENERAL MEETING RESOLVES APPROVES AN INTERMEDIATE DIVIDEND AMOUNTING TO A TOTAL OF EUR 63.2 MILLION GROSS, BEING, ON 29 OCTOBER 2019, EUR 0.57 PER SHARE GROSS, PAYABLE AS FROM 9 DECEMBER 2019, BY DEDUCTION FROM THE AVAILABLE RESERVES OF THE COMPANY | Management | No Action | |||||||||||
2 | THE SPECIAL GENERAL MEETING DELEGATES ALL FURTHER POWERS WITH REGARD TO THE PAYMENT OF THE INTERMEDIATE DIVIDEND TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
TELENET GROUP HOLDING NV | ||||||||||||||
Security | B89957110 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 04-Dec-2019 | ||||||||||||
ISIN | BE0003826436 | Agenda | 711743751 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | THE CANCELLATION OF 1,178,498 OWN SHARES, ACQUIRED BY THE COMPANY UNDER THE SHARE REPURCHASE PROGRAM 2018BIS AND AS DISCLOSED IN THIS REGARD. THE UNAVAILABLE RESERVE CREATED FOR THE ACQUISITION OF OWN SHARES AS PROVIDED FOR IN ARTICLE 623 OF THE BELGIAN COMPANIES CODE IS RELEASED. ARTICLE 6 OF THE ARTICLES OF ASSOCIATION WILL BE AMENDED AND REFORMULATED AS FOLLOWS: "THE SHARE CAPITAL OF THE COMPANY AMOUNTS TO EUR 12,799,049.40. IT IS REPRESENTED BY 114,656,785 SHARES WITHOUT NOMINAL VALUE, EACH OF WHICH REPRESENTS AN EQUAL PORTION OF THE SHARE CAPITAL. THE SHARE CAPITAL HAS BEEN FULLY AND UNCONDITIONALLY SUBSCRIBED FOR AND IS FULLY PAID UP. ALL SHARES ARE NORMAL SHARES EXCEPT FOR: (1) THE 30 GOLDEN SHARES, WHICH HAVE THE SAME RIGHTS AND BENEFITS AS THE COMMON SHARES EXCEPT WHEN EXPRESSLY PROVIDED FOR OTHERWISE IN THESE ARTICLES OF ASSOCIATION; (2) THE 94,843 LIQUIDATION DISPREFERENCE SHARES, WHICH HAVE THE SAME RIGHTS AND BENEFITS AS THE COMMON SHARES EXCEPT WHEN EXPRESSLY PROVIDED FOR OTHERWISE IN THESE ARTICLES OF ASSOCIATION." | Management | No Action | |||||||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 27 DEC 2019 AT 10:00:00. CONSEQUENTLY, YOUR VOTING-INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.-THANK YOU | Non-Voting | ||||||||||||
THE MADISON SQUARE GARDEN COMPANY | ||||||||||||||
Security | 55825T103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSG | Meeting Date | 11-Dec-2019 | |||||||||||
ISIN | US55825T1034 | Agenda | 935095580 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Frank J. Biondi, Jr. | For | For | |||||||||||
2 | Matthew C. Blank | For | For | |||||||||||
3 | Joseph J. Lhota | For | For | |||||||||||
4 | Richard D. Parsons | For | For | |||||||||||
5 | Nelson Peltz | For | For | |||||||||||
6 | Frederic V. Salerno | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
MEGACABLE HLDGS SAB DE CV | ||||||||||||||
Security | P652AE117 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 23-Apr-2020 | ||||||||||||
ISIN | MX01ME090003 | Agenda | 712394725 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
I | DISCUSS, APPROVE OR MODIFY THE REPORT OF THE CEO, PURSUANT TO ARTICLE 44, SECTION XI, OF THE LEY DEL MERCADO DE VALORES. RESOLUTIONS IN THIS REGARD | Management | No Action | |||||||||||
II | TO KNOW THE OPINION OF THE BOARD ON THE CONTENT OF THE CEO'S REPORT. RESOLUTIONS IN THIS REGARD | Management | No Action | |||||||||||
III | DISCUSS, APPROVE OR MODIFY THE REPORT OF THE BOARD IN TERMS OF SUBSECTION B), ARTICLE 172, OF THE LEY GENERAL DE SOCIEDADES MERCANTILES. RESOLUTIONS IN THIS REGARD | Management | No Action | |||||||||||
IV | DISCUSS, APPROVE OR MODIFY THE REPORTS OF THE CHAIRS OF THE CORPORATE PRACTICES COMMITTEE AND THE AUDIT COMMITTEE. RESOLUTIONS IN THIS REGARD | Management | No Action | |||||||||||
V | DISCUSS, APPROVE OR MODIFY A PROPOSAL ON THE APPLICATION OF PROFITS. RESOLUTIONS IN THIS REGARD | Management | No Action | |||||||||||
VI | REPORT, ANALYSIS AND, WHERE APPROPRIATE, APPROVAL OF THE OPERATIONS CARRIED OUT TO REPURCHASE THE COMPANY'S ORDINARY PARTICIPATION CERTIFICATES | Management | No Action | |||||||||||
VII | DISCUSS, APPROVE OR MODIFY A PROPOSAL REGARDING THE MAXIMUM AMOUNT OF RESOURCES THAT MAY BE USED TO REPURCHASE SHARES, OR ORDINARY PARTICIPATION CERTIFICATES THAT HAVE SUCH SHARES AS UNDERLYING VALUE, BY THE COMPANY. RESOLUTIONS IN THIS REGARD | Management | No Action | |||||||||||
VIII | DISCUSS, APPROVE OR MODIFY A PROPOSAL REGARDING THE APPOINTMENT OR RATIFICATION OF THE MEMBERS OF THE BOARD, SECRETARY AND THEIR ALTERNATES. RESOLUTIONS IN THIS REGARD | Management | No Action | |||||||||||
IX | QUALIFICATION OF THE INDEPENDENCE OF THE PROPRIETARY AND ALTERNATE MEMBERS OF THE BOARD. RESOLUTIONS IN THIS REGARD | Management | No Action | |||||||||||
X | DISCUSS, APPROVE OR MODIFY A PROPOSAL REGARDING THE APPOINTMENT OR RATIFICATION OF THE CHAIRMAN OF THE AUDIT COMMITTEE AND THE CORPORATE PRACTICES COMMITTEE. RESOLUTIONS IN THIS REGARD | Management | No Action | |||||||||||
XI | DISCUSS, APPROVE OR MODIFY A PROPOSAL REGARDING THE EMOLUMENTS OF THE MEMBERS OF THE BOARD, THE SECRETARY AND THE MEMBERS OF THE AUDIT AND CORPORATE PRACTICES COMMITTEES. RESOLUTIONS IN THIS REGARD | Management | No Action | |||||||||||
XII | APPOINTMENT OF SPECIAL DELEGATES OF THE MEETING FOR THE EXECUTION AND FORMALIZATION OF THEIR AGREEMENTS | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING.- ACCOUNTS ARE REQUIRED TO BE REGISTERED AS MEXICAN NATIONAL ACCOUNTS WITH THE-LOCAL SUB-CUSTODIAN IN ORDER FOR VOTING TO BE ACCEPTED. VOTING SUBMITTED BY-NON-MEXICAN NATIONALS WILL BE PROCESSED HOWEVER RISK BEING REJECTED | Non-Voting | ||||||||||||
ITV PLC | ||||||||||||||
Security | G4984A110 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 24-Apr-2020 | ||||||||||||
ISIN | GB0033986497 | Agenda | 712294711 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||
3 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||||
4 | RE-ELECT SALMAN AMIN AS DIRECTOR | Management | For | For | ||||||||||
5 | RE-ELECT PETER BAZALGETTE AS DIRECTOR | Management | For | For | ||||||||||
6 | RE-ELECT EDWARD BONHAM CARTER AS DIRECTOR | Management | For | For | ||||||||||
7 | RE-ELECT MARGARET EWING AS DIRECTOR | Management | For | For | ||||||||||
8 | RE-ELECT ROGER FAXON AS DIRECTOR | Management | For | For | ||||||||||
9 | RE-ELECT MARY HARRIS AS DIRECTOR | Management | For | For | ||||||||||
10 | RE-ELECT CHRIS KENNEDY AS DIRECTOR | Management | For | For | ||||||||||
11 | RE-ELECT ANNA MANZ AS DIRECTOR | Management | For | For | ||||||||||
12 | RE-ELECT CAROLYN MCCALL AS DIRECTOR | Management | For | For | ||||||||||
13 | RE-ELECT DUNCAN PAINTER AS DIRECTOR | Management | For | For | ||||||||||
14 | REAPPOINT KPMG LLP AS AUDITORS | Management | For | For | ||||||||||
15 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
16 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||
17 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
18 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | ||||||||||
19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||
20 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
21 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | ||||||||||
AT&T INC. | ||||||||||||||
Security | 00206R102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | T | Meeting Date | 24-Apr-2020 | |||||||||||
ISIN | US00206R1023 | Agenda | 935138140 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Randall L. Stephenson | Management | For | For | ||||||||||
1B. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Richard W. Fisher | Management | For | For | ||||||||||
1D. | Election of Director: Scott T. Ford | Management | For | For | ||||||||||
1E. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||||||
1F. | Election of Director: William E. Kennard | Management | For | For | ||||||||||
1G. | Election of Director: Debra L. Lee | Management | For | For | ||||||||||
1H. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||||
1I. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||||
1J. | Election of Director: Beth E. Mooney | Management | For | For | ||||||||||
1K. | Election of Director: Matthew K. Rose | Management | For | For | ||||||||||
1L. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||||||
1M. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||||
2. | Ratification of appointment of independent auditors. | Management | For | For | ||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
4. | Independent Board Chairman. | Shareholder | Against | For | ||||||||||
5. | Employee Representative Director. | Shareholder | Against | For | ||||||||||
6. | Improve Guiding Principles of Executive Compensation. | Shareholder | Against | For | ||||||||||
CHARTER COMMUNICATIONS, INC. | ||||||||||||||
Security | 16119P108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CHTR | Meeting Date | 28-Apr-2020 | |||||||||||
ISIN | US16119P1084 | Agenda | 935146224 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: W. Lance Conn | Management | For | For | ||||||||||
1B. | Election of Director: Kim C. Goodman | Management | For | For | ||||||||||
1C. | Election of Director: Craig A. Jacobson | Management | For | For | ||||||||||
1D. | Election of Director: Gregory B. Maffei | Management | For | For | ||||||||||
1E. | Election of Director: John D. Markley, Jr. | Management | For | For | ||||||||||
1F. | Election of Director: David C. Merritt | Management | For | For | ||||||||||
1G. | Election of Director: James E. Meyer | Management | For | For | ||||||||||
1H. | Election of Director: Steven A. Miron | Management | For | For | ||||||||||
1I. | Election of Director: Balan Nair | Management | For | For | ||||||||||
1J. | Election of Director: Michael A. Newhouse | Management | For | For | ||||||||||
1K. | Election of Director: Mauricio Ramos | Management | For | For | ||||||||||
1L. | Election of Director: Thomas M. Rutledge | Management | For | For | ||||||||||
1M. | Election of Director: Eric L. Zinterhofer | Management | For | For | ||||||||||
2. | Approval, on an advisory basis, of executive compensation | Management | For | For | ||||||||||
3. | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ended December 31, 2020 | Management | For | For | ||||||||||
4. | Stockholder proposal regarding our Chairman of the Board and CEO roles | Shareholder | Against | For | ||||||||||
GRUPO TELEVISA, S.A.B. | ||||||||||||||
Security | 40049J206 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TV | Meeting Date | 28-Apr-2020 | |||||||||||
ISIN | US40049J2069 | Agenda | 935187131 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
L1 | Appointment and/or ratification, as the case may be, of the members of the Board of Directors to be appointed at this meeting pursuant to articles Twenty Sixth, Twenty Seventh and other applicable articles of the corporate By- Laws. | Management | Abstain | |||||||||||
L2 | Appointment of special delegates to formalize the resolutions adopted at the meeting. To vote on the next (1) General Ordinary Series A and B Shareholders Meeting; (2) Special Series D Shareholders Meeting, Shareholders must be Mexican nationals or Mexican corporations, whose by-laws exclude foreign ownership of their shares. | Management | For | |||||||||||
D1 | Appointment and/or ratification, as the case may be, of the members of the Board of Directors to be appointed at this meeting pursuant to articles Twenty Sixth, Twenty Seventh and other applicable articles of the corporate By- Laws. | Management | Abstain | |||||||||||
D2 | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | |||||||||||
1 | Presentation and, in its case, approval of the reports referred to in Article 28, paragraph IV of the Securities Market Law, including the financial statements for the year ended on December 31, 2019 and resolutions regarding the actions taken by the Board of Directors, the Committees and the Chief Executive Officer of the Company. | Management | Abstain | |||||||||||
2 | Presentation of the report regarding certain fiscal obligations of the Company, pursuant to the applicable legislation. | Management | For | |||||||||||
3 | Resolution regarding the allocation of results for the fiscal year ended on December 31, 2019. | Management | Abstain | |||||||||||
4 | Resolution regarding (i) the amount that may be allocated to the repurchase of shares of the Company pursuant to article 56, paragraph IV of the Securities Market Law; and (ii) the report on the policies and resolutions adopted by the Board of Directors of the Company, regarding the acquisition and sale of such shares. | Management | Abstain | |||||||||||
5 | Appointment and/or ratification, as the case may be, of the members that shall conform the Board of Directors, the Secretary and Officers of the Company. | Management | Abstain | |||||||||||
6 | Appointment and/or ratification, as the case may be, of the members that shall conform the Executive Committee. | Management | Abstain | |||||||||||
7 | Appointment and/or ratification, as the case may be, of the Chairman of the Audit Committee. | Management | Abstain | |||||||||||
8 | Appointment and/or ratification, as the case may be, of the Chairman of the Corporate Practices Committee. | Management | Abstain | |||||||||||
9 | Compensation to the members of the Board of Directors, of the Executive Committee, of the Audit Committee and of the Corporate Practices Committee, as well as to their corresponding Secretaries. | Management | Abstain | |||||||||||
10 | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | |||||||||||
TELENET GROUP HOLDING NV | ||||||||||||||
Security | B89957110 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2020 | ||||||||||||
ISIN | BE0003826436 | Agenda | 712309308 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | TRANSFER OF REGISTERED OFFICE - AMENDMENT TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
2 | CANCELLATION OF OWN SHARES - AMENDMENT TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
3 | REFORMULATION OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 27 MAY 2020 AT 10:00:00. CONSEQUENTLY, YOUR VOTING-INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.-THANK YOU | Non-Voting | ||||||||||||
TELENET GROUP HOLDING NV | ||||||||||||||
Security | B89957110 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2020 | ||||||||||||
ISIN | BE0003826436 | Agenda | 712310224 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | REPORTS ON THE STATUTORY FINANCIAL STATEMENTS | Non-Voting | ||||||||||||
2 | CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS ON THE CONSOLIDATED FINANCIAL- STATEMENTS | Non-Voting | ||||||||||||
3 | APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, AND OF THE PROPOSED ALLOCATION OF THE RESULT, INCLUDING THE APPROVAL OF A DIVIDEND OF EUR 1.3050 PER SHARE GROSS, PAYABLE AS FROM 6 MAY 2020. THIS REPRESENTS AN AGGREGATE AMOUNT OF EUR 143.2 MILLION GROSS AS PER 20 MARCH 2020 WHILE NOTING THAT THIS AGGREGATE AMOUNT MAY CHANGE IN FUNCTION OF POSSIBLE CHANGES IN THE NUMBER OF OWN SHARES HELD BY THE COMPANY ON THE RECORD DATE FOR THE PAYMENT OF THE DIVIDEND. THE ANNUAL GENERAL MEETING DELEGATES ALL FURTHER POWERS WITH REGARD TO THE PAYMENT OF THE DIVIDEND TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
4 | APPROVAL OF THE REMUNERATION REPORT AS INCLUDED IN THE ANNUAL REPORT OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019 | Management | No Action | |||||||||||
5.A | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: BERT DE GRAEVE (IDW CONSULT BV) | Management | No Action | |||||||||||
5.B | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: JO VAN BIESBROECK (JOVB BV) | Management | No Action | |||||||||||
5.C | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: CHRISTIANE FRANCK | Management | No Action | |||||||||||
5.D | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: JOHN PORTER | Management | No Action | |||||||||||
5.E | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: CHARLES H. BRACKEN | Management | No Action | |||||||||||
5.F | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: MANUEL KOHNSTAMM | Management | No Action | |||||||||||
5.G | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: SEVERINA PASCU | Management | No Action | |||||||||||
5.H | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: AMY BLAIR | Management | No Action | |||||||||||
5.I | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: ENRIQUE RODRIGUEZ | Management | No Action | |||||||||||
5.J | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: DIEDERIK KARSTEN | Management | No Action | |||||||||||
6 | TO GRANT DISCHARGE FROM LIABILITY TO THE STATUTORY AUDITOR FOR THE EXERCISE OF HIS MANDATE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019 | Management | No Action | |||||||||||
7.A | RE-APPOINTMENT, UPON NOMINATION IN ACCORDANCE WITH ARTICLE 18.1 (II) OF THE ARTICLES OF ASSOCIATION, OF MR. CHARLES H. BRACKEN AS DIRECTOR OF THE COMPANY, REMUNERATED AS SET FORTH BELOW UNDER (B) FOR A TERM OF 4 YEARS, WITH IMMEDIATE EFFECT AND UNTIL THE CLOSING OF THE GENERAL SHAREHOLDERS' MEETING OF 2024 WHICH WILL BE HELD TO DELIBERATE ON THE FINANCIAL STATEMENTS OF THE FINANCIAL YEAR ENDED ON DECEMBER 31,2023 | Management | No Action | |||||||||||
7.B | THE MANDATE OF THE DIRECTOR APPOINTED IN ACCORDANCE WITH ITEM 7(A) OF THE AGENDA, IS REMUNERATED IN ACCORDANCE WITH THE RESOLUTIONS OF PRIOR GENERAL SHAREHOLDERS' MEETINGS, IN PARTICULAR (I) A FIXED ANNUAL REMUNERATION OF EUR 12,000 AND (II) AN ATTENDANCE FEE OF EUR 2,000 FOR ATTENDED MEETINGS OF THE BOARD OF DIRECTORS. THE FIXED REMUNERATION WILL ONLY BE PAYABLE IF THE DIRECTOR HAS PARTICIPATED IN AT LEAST HALF OF THE SCHEDULED BOARD MEETINGS. NO SEPARATE REMUNERATION IS PROVIDED FOR MEETINGS OF THE COMMITTEES OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
8 | REAPPOINTMENT OF KPMG BEDRIJFSREVISOREN CVBA (B00001), LUCHTHAVEN BRUSSEL NATIONAAL 1K, 1930 ZAVENTEM, AS STATUTORY AUDITOR OF THE COMPANY, CHARGED WITH THE AUDIT OF THE STATUTORYAND CONSOLIDATED ANNUAL ACCOUNTS OF THE COMPANY, FOR A PERIOD OF THREE (3) YEARS. THE MANDATE WILL EXPIRE AT THE CLOSING OF THE GENERAL MEETING CALLED TO APPROVE THE ACCOUNTS FOR THE YEAR ENDING DECEMBER 31, 2022. KPMG BEDRIJFSREVISOREN CVBA HAS DESIGNATED MR. GOTWIN JACKERS (IBR NO. 2158), BEDRIJFSREVISOR / REVISEUR D'ENTREPRISES, AS PERMANENT REPRESENTATIVE. THE FEES OF THE STATUTORY AUDITOR FOR THE AUDIT OF THE STATUTORY ANNUAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2020 AMOUNT TO EUR 9,572. THE FEES FOR THE AUDIT OF THE OTHER COMPANIES INCLUDED IN THE CONSOLIDATION AND FOR WHICH KPMG BEDRIJFSREVISOREN CVBA HAS BEEN APPOINTED AS STATUTORY AUDITOR, AMOUNT TO EUR 1,293,714 FOR THE YEAR ENDING DECEMBER 31, 2020 | Management | No Action | |||||||||||
9 | RATIFICATION AND APPROVAL, IN AS FAR AS NEEDED AND APPLICABLE, IN ACCORDANCE WITH ARTICLE 7:151 OF THE CODE OF COMPANIES AND ASSOCIATIONS, OF THE TERMS AND CONDITIONS OF (I) THE PERFORMANCE SHARE PLANS, (II) THE SHARE OPTION PLANS AND (III) THE RESTRICTED SHARE PLANS ISSUED ON 6 MAY 2019 TO (SELECTED) EMPLOYEES OF THE COMPANY, WHICH MAY GRANT RIGHTS THAT EITHER COULD HAVE AN IMPACT ON THE COMPANY'S EQUITY OR COULD GIVE RISE TO LIABILITY OR OBLIGATION OF THE COMPANY IN CASE OF A CHANGE OF CONTROL OVER THE COMPANY OR A PUBLIC TAKEOVER BID ON THE SHARES OF THE COMPANY | Management | No Action | |||||||||||
ECHOSTAR CORPORATION | ||||||||||||||
Security | 278768106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SATS | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US2787681061 | Agenda | 935146743 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | R. Stanton Dodge | For | For | |||||||||||
2 | Michael T. Dugan | For | For | |||||||||||
3 | Charles W. Ergen | For | For | |||||||||||
4 | Anthony M. Federico | For | For | |||||||||||
5 | Pradman P. Kaul | For | For | |||||||||||
6 | C. Michael Schroeder | For | For | |||||||||||
7 | Jeffrey R. Tarr | For | For | |||||||||||
8 | William D. Wade | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as EchoStar Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers as presented in the proxy statement. | Management | For | For | ||||||||||
GCI LIBERTY, INC. | ||||||||||||||
Security | 36164V503 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GLIBP | Meeting Date | 19-May-2020 | |||||||||||
ISIN | US36164V5030 | Agenda | 935187650 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ronald A. Duncan | For | For | |||||||||||
2 | Donne F. Fisher | For | For | |||||||||||
2. | A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
GCI LIBERTY, INC. | ||||||||||||||
Security | 36164V305 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GLIBA | Meeting Date | 19-May-2020 | |||||||||||
ISIN | US36164V3050 | Agenda | 935187650 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ronald A. Duncan | For | For | |||||||||||
2 | Donne F. Fisher | For | For | |||||||||||
2. | A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
LIBERTY BROADBAND CORPORATION | ||||||||||||||
Security | 530307107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LBRDA | Meeting Date | 19-May-2020 | |||||||||||
ISIN | US5303071071 | Agenda | 935189060 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John C. Malone | For | For | |||||||||||
2 | John E. Welsh III | For | For | |||||||||||
2. | A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
LIBERTY TRIPADVISOR HOLDINGS, INC. | ||||||||||||||
Security | 531465102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LTRPA | Meeting Date | 19-May-2020 | |||||||||||
ISIN | US5314651028 | Agenda | 935189072 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Chris Mueller | For | For | |||||||||||
2 | Albert E. Rosenthaler | For | For | |||||||||||
2. | A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | A proposal to approve the adoption of an amendment to our Restated Certificate of Incorporation to effect a reverse stock split of our common stock at a ratio of at least 1-for-2 and up to 1-for-20, with the exact ratio within the foregoing range to be determined by our board of directors (or a committee thereof) and publicly disclosed prior to the effectiveness of the reverse stock split. | Management | For | For | ||||||||||
QURATE RETAIL, INC. | ||||||||||||||
Security | 74915M100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | QRTEA | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US74915M1009 | Agenda | 935190772 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Fiona P. Dias | For | For | |||||||||||
2 | Evan D. Malone | For | For | |||||||||||
3 | David E. Rapley | For | For | |||||||||||
4 | Larry E. Romrell | For | For | |||||||||||
2. | A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | A proposal to adopt the Qurate Retail, Inc. 2020 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
4. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
LIBERTY MEDIA CORPORATION | ||||||||||||||
Security | 531229870 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FWONA | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US5312298707 | Agenda | 935196774 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Evan D. Malone | For | For | |||||||||||
2 | David E. Rapley | For | For | |||||||||||
3 | Larry E. Romrell | For | For | |||||||||||
2. | A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
LIVE NATION ENTERTAINMENT, INC. | ||||||||||||||
Security | 538034109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LYV | Meeting Date | 03-Jun-2020 | |||||||||||
ISIN | US5380341090 | Agenda | 935191445 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Maverick Carter | Management | For | For | ||||||||||
1B. | Election of Director: Ariel Emanuel | Management | For | For | ||||||||||
1C. | Election of Director: Ping Fu | Management | For | For | ||||||||||
1D. | Election of Director: Jeffrey T. Hinson | Management | For | For | ||||||||||
1E. | Election of Director: Chad Hollingsworth | Management | For | For | ||||||||||
1F. | Election of Director: James lovine | Management | For | For | ||||||||||
1G. | Election of Director: James S. Kahan | Management | For | For | ||||||||||
1H. | Election of Director: Gregory B. Maffei | Management | For | For | ||||||||||
1I. | Election of Director: Randall T. Mays | Management | For | For | ||||||||||
1J. | Election of Director: Michael Rapino | Management | For | For | ||||||||||
1K. | Election of Director: Mark S. Shapiro | Management | For | For | ||||||||||
1L. | Election of Director: Dana Walden | Management | For | For | ||||||||||
2. | Advisory non-binding vote on the compensation of Live Nation Entertainment's named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as Live Nation Entertainment's independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
SIRIUS XM HOLDINGS INC. | ||||||||||||||
Security | 82968B103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SIRI | Meeting Date | 04-Jun-2020 | |||||||||||
ISIN | US82968B1035 | Agenda | 935192346 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Joan L. Amble | For | For | |||||||||||
2 | George W. Bodenheimer | For | For | |||||||||||
3 | Mark D. Carleton | For | For | |||||||||||
4 | Eddy W. Hartenstein | For | For | |||||||||||
5 | James P. Holden | For | For | |||||||||||
6 | Gregory B. Maffei | For | For | |||||||||||
7 | Evan D. Malone | For | For | |||||||||||
8 | James E. Meyer | For | For | |||||||||||
9 | James F. Mooney | For | For | |||||||||||
10 | Michael Rapino | For | For | |||||||||||
11 | Kristina M. Salen | For | For | |||||||||||
12 | Carl E. Vogel | For | For | |||||||||||
13 | David M. Zaslav | For | For | |||||||||||
2. | Advisory vote to approve the named executive officers' compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accountants for 2020. | Management | For | For | ||||||||||
T-MOBILE US, INC. | ||||||||||||||
Security | 872590104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TMUS | Meeting Date | 04-Jun-2020 | |||||||||||
ISIN | US8725901040 | Agenda | 935192524 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Marcelo Claure | For | For | |||||||||||
2 | Srikant M. Datar | For | For | |||||||||||
3 | Ronald D. Fisher | For | For | |||||||||||
4 | Srini Gopalan | For | For | |||||||||||
5 | Lawrence H. Guffey | For | For | |||||||||||
6 | Timotheus Höttges | For | For | |||||||||||
7 | Christian P. Illek | For | For | |||||||||||
8 | Stephen R. Kappes | For | For | |||||||||||
9 | Raphael Kübler | For | For | |||||||||||
10 | Thorsten Langheim | For | For | |||||||||||
11 | G. Michael Sievert | For | For | |||||||||||
12 | Teresa A. Taylor | For | For | |||||||||||
13 | Kelvin R. Westbrook | For | For | |||||||||||
2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2020. | Management | For | For | ||||||||||
3. | Advisory Vote to Approve the Compensation Provided to the Company's Named Executive Officers for 2019. | Management | For | For | ||||||||||
4. | Stockholder Proposal for Limitations on Accelerated Vesting of Equity Awards in the Event of a Change of Control. | Shareholder | Against | For | ||||||||||
LENDINGTREE INC | ||||||||||||||
Security | 52603B107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TREE | Meeting Date | 10-Jun-2020 | |||||||||||
ISIN | US52603B1070 | Agenda | 935209230 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Courtnee Chun | Management | For | For | ||||||||||
1B. | Election of Director: Gabriel Dalporto | Management | For | For | ||||||||||
1C. | Election of Director: Thomas Davidson | Management | For | For | ||||||||||
1D. | Election of Director: Robin Henderson | Management | For | For | ||||||||||
1E. | Election of Director: Douglas Lebda | Management | For | For | ||||||||||
1F. | Election of Director: Steven Ozonian | Management | For | For | ||||||||||
1G. | Election of Director: Saras Sarasvathy | Management | For | For | ||||||||||
1H. | Election of Director: G. Kennedy Thompson | Management | For | For | ||||||||||
1I. | Election of Director: Jennifer Witz | Management | For | For | ||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2020 fiscal year | Management | For | For | ||||||||||
3. | To make an advisory vote to approve LendingTree, Inc.'s executive compensation (say-on-pay) | Management | For | For | ||||||||||
EXPEDIA GROUP, INC. | ||||||||||||||
Security | 30212P303 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EXPE | Meeting Date | 10-Jun-2020 | |||||||||||
ISIN | US30212P3038 | Agenda | 935221236 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Samuel Altman | Management | For | For | ||||||||||
1B. | Election of Director: Susan C. Athey | Management | For | For | ||||||||||
1C. | Election of Director: A. George "Skip" Battle (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class) | Management | For | For | ||||||||||
1D. | Election of Director: Chelsea Clinton | Management | For | For | ||||||||||
1E. | Election of Director: Barry Diller | Management | For | For | ||||||||||
1F. | Election of Director: Jon T. Gieselman (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) | Management | For | For | ||||||||||
1G. | Election of Director: Craig A. Jacobson (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class) | Management | For | For | ||||||||||
1H. | Election of Director: Peter M. Kern | Management | For | For | ||||||||||
1I. | Election of Director: Dara Khosrowshahi | Management | For | For | ||||||||||
1J. | Election of Director: Greg Mondre | Management | For | For | ||||||||||
1K. | Election of Director: David Sambur | Management | For | For | ||||||||||
1L. | Election of Director: Alexander von Furstenberg | Management | For | For | ||||||||||
1M. | Election of Director: Julie Whalen (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) | Management | For | For | ||||||||||
2. | Approval, on an advisory basis, of the compensation of Expedia Group, Inc.'s named executive officers. | Management | For | For | ||||||||||
3. | Approval of the Fifth Amended and Restated Expedia Group, Inc. 2005 Stock and Annual Incentive Plan, including an amendment to increase the number of shares of Expedia Group, Inc.'s common stock authorized for issuance thereunder by 8,000,000. | Management | Against | Against | ||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
5. | Stockholder proposal regarding a report concerning political contributions and expenditures, if properly presented at the Annual Meeting. | Shareholder | Abstain | Against | ||||||||||
IHEARTMEDIA, INC. | ||||||||||||||
Security | 45174J509 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IHRT | Meeting Date | 15-Jun-2020 | |||||||||||
ISIN | US45174J5092 | Agenda | 935204684 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gary Barber | For | For | |||||||||||
2 | Brad Gerstner | For | For | |||||||||||
2. | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | The approval, on an advisory (non-binding) basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
MILLICOM INTERNATIONAL CELLULAR S.A. | ||||||||||||||
Security | L6388F110 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TIGO | Meeting Date | 25-Jun-2020 | |||||||||||
ISIN | LU0038705702 | Agenda | 935222985 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To elect the Chairman of the AGM and to empower him to appoint the other members of the bureau of the meeting. | Management | For | For | ||||||||||
2. | To receive the management reports of the Board and the reports of the external auditor on the annual accounts and the consolidated accounts for the year ended December 31, 2019. | Management | For | For | ||||||||||
3. | To approve the annual accounts and the consolidated accounts for the year ended December 31, 2019. | Management | For | For | ||||||||||
4. | To allocate the results of the year ended December 31, 2019 to unappropriated net profits to be carried forward. | Management | For | For | ||||||||||
5. | To discharge all the Directors of Millicom for the performance of their mandates during the year ended December 31, 2019. | Management | For | For | ||||||||||
6. | To set the number of Directors at eight (8). | Management | For | For | ||||||||||
7. | To re-elect Mr. José Antonio Ríos García as a Director for a term ending on the annual general meeting to be held in 2021 (the "2021 AGM"). | Management | For | For | ||||||||||
8. | To re-elect Ms. Pernille Erenbjerg as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||
9. | To re-elect Mr. Tomas Eliasson as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||
10. | To re-elect Mr. Odilon Almeida as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||
11. | To re-elect Mr. Lars-Åke Norling as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||
12. | To re-elect Mr. James Thompson as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||
13. | To re-elect Ms. Mercedes Johnson as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||
14. | To elect Mr. Mauricio Ramos as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||
15. | To re-elect Mr. José Antonio Ríos García as Chairman of the Board for a term ending on the 2021 AGM. | Management | For | For | ||||||||||
16. | To approve the Directors' remuneration for the period from the AGM to the 2021 AGM. | Management | For | For | ||||||||||
17. | To re-elect Ernst & Young S.A., Luxembourg as the external auditor for a term ending on the 2021 AGM and to approve the external auditor remuneration to be paid against approved account. | Management | For | For | ||||||||||
18. | To approve an instruction to the Nomination Committee. | Management | For | For | ||||||||||
19. | To approve the Share Repurchase Plan. | Management | For | For | ||||||||||
20. | To approve the guidelines and policy for senior management remuneration. | Management | Against | Against | ||||||||||
21. | To approve the share-based incentive plans for Millicom employees. | Management | Against | Against |
ProxyEdge Meeting Date Range: 07/01/2019 - 06/30/2020 The Gabelli Pet Parents' Fund | Report Date: 07/01/2020 1 |
Investment Company Report |
PETS AT HOME GROUP PLC | ||||||||||||||
Security | G7041J107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 11-Jul-2019 | ||||||||||||
ISIN | GB00BJ62K685 | Agenda | 711311516 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 28 MARCH 2019, TOGETHER WITH THE DIRECTORS' REPORTS AND THE AUDITORS' REPORTS SET OUT IN THE ANNUAL REPORT FOR THE YEAR ENDED 28 MARCH 2019 ('2019 ANNUAL REPORT') | Management | For | For | ||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 28 MARCH 2019 AS SET OUT IN PAGES 101 TO 106 OF THE 2019 ANNUAL REPORT | Management | For | For | ||||||||||
3 | TO DECLARE A FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 5 PENCE PER ORDINARY SHARE | Management | For | For | ||||||||||
4.A | TO RE-ELECT TONY DENUNZIO AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.B | TO RE-ELECT PETER PRITCHARD AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.C | TO RE-ELECT MIKE IDDON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.D | TO RE-ELECT DENNIS MILLARD AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.E | TO RE-ELECT PAUL MOODY AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.F | TO RE-ELECT SHARON FLOOD AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.G | TO RE-ELECT STANISLAS LAURENT AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.H | TO RE-ELECT SUSAN DAWSON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
5 | TO RE-APPOINT KPMG LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
6 | TO AUTHORISE THE DIRECTORS TO SET THE FEES PAID TO THE AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
7 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
8 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||
9 | PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||
10 | ADDITIONAL PARTIAL DISAPPLICATION OF PRE- EMPTION RIGHTS | Management | For | For | ||||||||||
11 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||||
12 | THAT A GENERAL MEETING, OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
ARATANA THERAPEUTICS, INC. | ||||||||||||||
Security | 03874P101 | Meeting Type | Special | |||||||||||
Ticker Symbol | PETX | Meeting Date | 16-Jul-2019 | |||||||||||
ISIN | US03874P1012 | Agenda | 935054875 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Merger proposal: To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "merger agreement"), dated April 26, 2019, by and among Elanco Animal Health Incorporated, an Indiana corporation ("Elanco"), Elanco Athens Inc., a Delaware corporation and a direct wholly owned subsidiary of Elanco ("Acquisition Sub"), and Aratana Therapeutics, Inc., a Delaware corporation ("Aratana"). | Management | For | For | ||||||||||
2. | Adjournment proposal: To adjourn the Aratana special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the Aratana special meeting. | Management | For | For | ||||||||||
3. | Non-binding, advisory merger-related compensation proposal: To approve, by non-binding, advisory vote, compensation that will or may become payable to Aratana's named executive officers in connection with the merger of Acquisition Sub with and into Aratana as contemplated by the merger agreement. | Management | For | For | ||||||||||
PATTERSON COMPANIES, INC. | ||||||||||||||
Security | 703395103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PDCO | Meeting Date | 16-Sep-2019 | |||||||||||
ISIN | US7033951036 | Agenda | 935065462 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: John D. Buck | Management | For | For | ||||||||||
1b. | Election of Director: Alex N. Blanco | Management | For | For | ||||||||||
1c. | Election of Director: Jody H. Feragen | Management | For | For | ||||||||||
1d. | Election of Director: Robert C. Frenzel | Management | For | For | ||||||||||
1e. | Election of Director: Francis J. Malecha | Management | For | For | ||||||||||
1f. | Election of Director: Ellen A. Rudnick | Management | For | For | ||||||||||
1g. | Election of Director: Neil A. Schrimsher | Management | For | For | ||||||||||
1h. | Election of Director: Mark S. Walchirk | Management | For | For | ||||||||||
2. | Approval of amendment to Amended and Restated Employee Stock Purchase Plan. | Management | For | For | ||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
4. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 25, 2020. | Management | For | For | ||||||||||
ECO ANIMAL HEALTH GROUP PLC | ||||||||||||||
Security | G3039F108 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 19-Sep-2019 | ||||||||||||
ISIN | GB0032036807 | Agenda | 711529923 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE AND ADOPT THE ANNUAL REPORT AND ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2019 | Management | For | For | ||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF 7.04 PENCE PER ORDINARY SHARE | Management | For | For | ||||||||||
3 | TO RE-ELECT CHRISTOPHER WILKS AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4 | TO RE-APPOINT MARC LOOMES AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
5 | TO RE-APPOINT ANDREW JONES AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
6 | TO RE-APPOINT ANTHONY RAWLINSON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
7 | TO RE-APPOINT BDO LLP AS AUDITORS AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
8 | TO AUTHORISE THE DIRECTORS OF THE COMPANY TO ALLOT SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,125,285 | Management | For | For | ||||||||||
9 | TO GIVE THE DIRECTORS LIMITED POWER TO ALLOT SECURITIES FOR CASH UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 168,793 WITHOUT MAKING A PRE-EMPTIVE OFFER TO SHAREHOLDERS | Management | For | For | ||||||||||
10 | TO GIVE THE DIRECTORS LIMITED POWER TO ALLOT EQUITY SECURITIES FOR CASH UP TO AN ADDITIONAL AGGREGATE NOMINAL AMOUNT OF GBP 168,793 WITHOUT MAKING A PRE-EMPTIVE OFFER TO SHAREHOLDERS WHERE THE PROCEEDS ARE TO BE USED TO FINANCE AN ACQUISITION OR CAPITAL INVESTMENT | Management | For | For | ||||||||||
GENERAL MILLS, INC. | ||||||||||||||
Security | 370334104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GIS | Meeting Date | 24-Sep-2019 | |||||||||||
ISIN | US3703341046 | Agenda | 935070362 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||||
1B. | Election of Director: David M. Cordani | Management | For | For | ||||||||||
1C. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | ||||||||||
1D. | Election of Director: Jeffrey L. Harmening | Management | For | For | ||||||||||
1E. | Election of Director: Maria G. Henry | Management | For | For | ||||||||||
1F. | Election of Director: Elizabeth C. Lempres | Management | For | For | ||||||||||
1G. | Election of Director: Diane L. Neal | Management | For | For | ||||||||||
1H. | Election of Director: Steve Odland | Management | For | For | ||||||||||
1I. | Election of Director: Maria A. Sastre | Management | For | For | ||||||||||
1J. | Election of Director: Eric D. Sprunk | Management | For | For | ||||||||||
1K. | Election of Director: Jorge A. Uribe | Management | For | For | ||||||||||
2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
3. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
FRESHPET, INC. | ||||||||||||||
Security | 358039105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FRPT | Meeting Date | 26-Sep-2019 | |||||||||||
ISIN | US3580391056 | Agenda | 935070069 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | J. David Basto | For | For | |||||||||||
2 | Lawrence S. Coben | For | For | |||||||||||
3 | Walter N. George III | For | For | |||||||||||
4 | Craig D. Steeneck | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm for 2019. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
4. | Advisory vote on the frequency of future advisory votes on named executive officer compensation. | Management | 1 Year | For | ||||||||||
DECHRA PHARMACEUTICALS PLC | ||||||||||||||
Security | G2769C145 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 18-Oct-2019 | ||||||||||||
ISIN | GB0009633180 | Agenda | 711572695 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 30 JUNE 2019 TOGETHER WITH THE STRATEGIC REPORT DIRECTORS REPORT AND THE AUDITORS REPORT | Management | For | For | ||||||||||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2019 | Management | For | For | ||||||||||
3 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||||
4 | TO ELECT LISA BRIGHT | Management | For | For | ||||||||||
5 | TO RE-ELECT WILLIAM ANTHONY RICE | Management | For | For | ||||||||||
6 | TO RE-ELECT IAN PAGE | Management | For | For | ||||||||||
7 | TO RE-ELECT ANTHONY GRIFFIN | Management | For | For | ||||||||||
8 | TO RE-ELECT JULIAN HESLOP | Management | For | For | ||||||||||
9 | TO RE-ELECT ISHBEL MACPHERSON | Management | For | For | ||||||||||
10 | TO RE-ELECT LAWSON MACARTNEY | Management | For | For | ||||||||||
11 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS EXTERNAL AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
12 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE EXTERNAL AUDITOR | Management | For | For | ||||||||||
13 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES TO SPECIFIC LIMITS | Management | For | For | ||||||||||
14 | TO DISAPPLY THE PRE-EMPTION RIGHTS | Management | For | For | ||||||||||
15 | TO DISAPPLY ADDITIONAL PRE-EMPTION RIGHTS | Management | For | For | ||||||||||
16 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||
17 | TO AUTHORISE THE COMPANY TO HOLD ANY GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING OF THE COMPANY ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | ||||||||||
18 | TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
PHIBRO ANIMAL HEALTH CORPORATION | ||||||||||||||
Security | 71742Q106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PAHC | Meeting Date | 04-Nov-2019 | |||||||||||
ISIN | US71742Q1067 | Agenda | 935082002 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jack C. Bendheim | For | For | |||||||||||
2 | E. Thomas Corcoran | For | For | |||||||||||
3 | Dr. George Gunn | �� | For | For | ||||||||||
2. | Approval, on an advisory basis, of the compensation paid to the named executive officers, as disclosed in the proxy statement. | Management | For | For | ||||||||||
3. | Advisory vote on the frequency of future advisory votes on the compensation of the named executive officers. | Management | 3 Years | For | ||||||||||
4. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2020. | Management | For | For | ||||||||||
THE CLOROX COMPANY | ||||||||||||||
Security | 189054109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CLX | Meeting Date | 20-Nov-2019 | |||||||||||
ISIN | US1890541097 | Agenda | 935087278 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Amy Banse | Management | For | For | ||||||||||
1B. | Election of Director: Richard H. Carmona | Management | For | For | ||||||||||
1C. | Election of Director: Benno Dorer | Management | For | For | ||||||||||
1D. | Election of Director: Spencer C. Fleischer | Management | For | For | ||||||||||
1E. | Election of Director: Esther Lee | Management | For | For | ||||||||||
1F. | Election of Director: A.D. David Mackay | Management | For | For | ||||||||||
1G. | Election of Director: Robert W. Matschullat | Management | For | For | ||||||||||
1H. | Election of Director: Matthew J. Shattock | Management | For | For | ||||||||||
1I. | Election of Director: Pamela Thomas-Graham | Management | For | For | ||||||||||
1J. | Election of Director: Russell Weiner | Management | For | For | ||||||||||
1K. | Election of Director: Christopher J. Williams | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
3. | Ratification of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
4. | Approval of the Amended and Restated Certificate of Incorporation to Eliminate the Supermajority Voting Provision. | Management | For | For | ||||||||||
CVS GROUP PLC | ||||||||||||||
Security | G27234106 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 28-Nov-2019 | ||||||||||||
ISIN | GB00B2863827 | Agenda | 711745058 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE COMPANY'S ANNUAL ACCOUNTS AND DIRECTORS' AND AUDITORS REPORTS FOR THE YEAR ENDED 30 JUNE 2019 | Management | For | For | ||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2019 | Management | For | For | ||||||||||
3 | TO DECLARE A FINAL DIVIDEND OF 5.5P PER ORDINARY SHARE IN THE CAPITAL OF THE COMPANY FOR THE YEAR ENDED 30 JUNE 2019 | Management | For | For | ||||||||||
4 | TO REAPPOINT RICHARD CONNELL, WHO RETIRES BY ROTATION, AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
5 | TO REAPPOINT SIMON INNES, WHO RETIRES BY ROTATION, AS A DIRECTOR OF THE COMPANY | Management | Abstain | Against | ||||||||||
6 | TO REAPPOINT RICHARD FAIRMAN, WHO RETIRES BY ROTATION, AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
7 | TO REAPPOINT DEBORAH KEMP, WHO RETIRES BY ROTATION, AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
8 | TO REAPPOINT MIKE MCCOLLUM, WHO RETIRES BY ROTATION, AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
9 | TO REAPPOINT DELOITTE LLP AS AUDITORS OF THE COMPANY | Management | For | For | ||||||||||
10 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||||
11 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES UNDER SECTION 551 OF THE COMPANIES ACT 2006 | Management | For | For | ||||||||||
12 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES ON A NON PRE EMPTIVE BASIS IN ACCORDANCE WITH SECTION 570 OF THE COMPANIES ACT 2006 | Management | For | For | ||||||||||
13 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES (OTHERWISE THAN PURSUANT TO RESOLUTION 12) ON A NON PRE-EMPTIVE BASIS UP TO AN AGGREGATE NOMINAL AMOUNT OF 3,532,747 | Management | For | For | ||||||||||
14 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | For | For | ||||||||||
OIL-DRI CORPORATION OF AMERICA | ||||||||||||||
Security | 677864100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ODC | Meeting Date | 11-Dec-2019 | |||||||||||
ISIN | US6778641000 | Agenda | 935094932 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ellen-Blair Chube | For | For | |||||||||||
2 | Paul M. Hindsley | For | For | |||||||||||
3 | Daniel S. Jaffee | For | For | |||||||||||
4 | Joseph C. Miller | For | For | |||||||||||
5 | Michael A. Nemeroff | For | For | |||||||||||
6 | George C. Roeth | For | For | |||||||||||
7 | Allan H. Selig | For | For | |||||||||||
8 | Paul E. Suckow | For | For | |||||||||||
9 | Lawrence E. Washow | For | For | |||||||||||
2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent auditor for the fiscal year ending July 31, 2020. | Management | For | For | ||||||||||
3. | Approval of the amendment of the Oil-Dri Corporation of America 2006 Long Term Incentive Plan. | Management | For | For | ||||||||||
CENTRAL GARDEN & PET COMPANY | ||||||||||||||
Security | 153527106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CENT | Meeting Date | 11-Feb-2020 | |||||||||||
ISIN | US1535271068 | Agenda | 935119568 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John B. Balousek | For | For | |||||||||||
2 | William E. Brown | For | For | |||||||||||
3 | Timothy P. Cofer | For | For | |||||||||||
4 | Thomas J. Colligan | For | For | |||||||||||
5 | Michael J. Edwards | For | For | |||||||||||
6 | Michael J. Griffith | For | For | |||||||||||
7 | Christopher T. Metz | For | For | |||||||||||
8 | Brooks M Pennington III | For | For | |||||||||||
9 | John R. Ranelli | For | For | |||||||||||
10 | M. Beth Springer | For | For | |||||||||||
2. | To approve an advisory vote on the compensation of the Company's named executive officers as described in the accompanying proxy statement. | Management | For | For | ||||||||||
3. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending on September 26, 2020. | Management | For | For | ||||||||||
HESKA CORPORATION | ||||||||||||||
Security | 42805E306 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HSKA | Meeting Date | 08-Apr-2020 | |||||||||||
ISIN | US42805E3062 | Agenda | 935137960 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Mark F. Furlong | For | For | |||||||||||
2 | Scott W. Humphrey | For | For | |||||||||||
3 | Sharon J. Larson | For | For | |||||||||||
4 | David E. Sveen | For | For | |||||||||||
5 | Bonnie J. Trowbridge | For | For | |||||||||||
6 | Kevin S. Wilson | For | For | |||||||||||
2. | To ratify the appointment of Plante & Moran, PLLC as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve an amendment to our Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of each class of our common stock by 3,000,000. | Management | For | For | ||||||||||
4. | To approve our 2020 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
5. | To amend the Heska Corporation Stock Incentive Plan, as amended and restated, to, among other things, increase the number of shares authorized for issuance thereunder by 300,000 shares. | Management | Against | Against | ||||||||||
6. | To approve our executive compensation in a non-binding advisory vote. | Management | For | For | ||||||||||
NESTLE S.A. | ||||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 23-Apr-2020 | ||||||||||||
ISIN | CH0038863350 | Agenda | 712296866 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2019 | Management | No Action | |||||||||||
1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2019 (ADVISORY VOTE) | Management | No Action | |||||||||||
2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | No Action | |||||||||||
3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2019 | Management | No Action | |||||||||||
4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: MR. PAUL BULCKE | Management | No Action | |||||||||||
4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. ULF MARK SCHNEIDER | Management | No Action | |||||||||||
4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. HENRI DE CASTRIES | Management | No Action | |||||||||||
4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. RENATO FASSBIND | Management | No Action | |||||||||||
4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. ANN M. VENEMAN | Management | No Action | |||||||||||
4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. EVA CHENG | Management | No Action | |||||||||||
4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. PATRICK AEBISCHER | Management | No Action | |||||||||||
4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. URSULA M. BURNS | Management | No Action | |||||||||||
4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. KASPER RORSTED | Management | No Action | |||||||||||
4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. PABLO ISLA | Management | No Action | |||||||||||
4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. KIMBERLY A. ROSS | Management | No Action | |||||||||||
4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. DICK BOER | Management | No Action | |||||||||||
4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. DINESH PALIWAL | Management | No Action | |||||||||||
4.2 | ELECTION TO THE BOARD OF DIRECTORS: MRS. HANNE JIMENEZ DE MORA | Management | No Action | |||||||||||
4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. PATRICK AEBISCHER | Management | No Action | |||||||||||
4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MRS. URSULA M. BURNS | Management | No Action | |||||||||||
4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. PABLO ISLA | Management | No Action | |||||||||||
4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. DICK BOER | Management | No Action | |||||||||||
4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG SA, LAUSANNE BRANCH | Management | No Action | |||||||||||
4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | No Action | |||||||||||
5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | No Action | |||||||||||
7 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE "NO" ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | No Action | |||||||||||
CHURCH & DWIGHT CO., INC. | ||||||||||||||
Security | 171340102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CHD | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US1713401024 | Agenda | 935150223 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: James R. Craigie | Management | For | For | ||||||||||
1B. | Election of Director: Bradley C. Irwin | Management | For | For | ||||||||||
1C. | Election of Director: Penry W. Price | Management | For | For | ||||||||||
1D. | Election of Director: Janet S. Vergis | Management | For | For | ||||||||||
1E. | Election of Director: Arthur B. Winkleblack | Management | For | For | ||||||||||
2. | An advisory vote to approve compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to give holders of 25% of Company stock that meet certain requirements the right to request a special meeting. | Management | For | For | ||||||||||
4. | Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to eliminate certain supermajority voting requirements to amend certain of its provisions. | Management | For | For | ||||||||||
5. | Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to move certain advance notice requirements with respect to director nominees and other proposals submitted by stockholders to the Company's Bylaws (such requirements to be updated). | Management | Abstain | Against | ||||||||||
6. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
IDEXX LABORATORIES, INC. | ||||||||||||||
Security | 45168D104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IDXX | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US45168D1046 | Agenda | 935152265 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Rebecca M. Henderson, PhD | Management | For | For | ||||||||||
1B. | Election of Director: Lawrence D. Kingsley | Management | For | For | ||||||||||
1C. | Election of Director: Sophie V. Vandebroek, PhD | Management | For | For | ||||||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year (Proposal Two). | Management | For | For | ||||||||||
3. | Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company's executive compensation (Proposal Three). | Management | For | For | ||||||||||
TRACTOR SUPPLY COMPANY | ||||||||||||||
Security | 892356106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TSCO | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US8923561067 | Agenda | 935154194 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Cynthia T. Jamison | For | For | |||||||||||
2 | Ricardo Cardenas | For | For | |||||||||||
3 | Denise L. Jackson | For | For | |||||||||||
4 | Thomas A. Kingsbury | For | For | |||||||||||
5 | Ramkumar Krishnan | For | For | |||||||||||
6 | George MacKenzie | For | For | |||||||||||
7 | Edna K. Morris | For | For | |||||||||||
8 | Mark J. Weikel | For | For | |||||||||||
9 | Harry A. Lawton III | For | For | |||||||||||
2. | To ratify the re-appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 26, 2020 | Management | For | For | ||||||||||
3. | Say on Pay - An advisory vote to approve executive compensation | Management | For | For | ||||||||||
4. | To approve an amendment to the Certificate of Incorporation to eliminate the supermajority voting requirements contained therein | Management | For | For | ||||||||||
COLGATE-PALMOLIVE COMPANY | ||||||||||||||
Security | 194162103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CL | Meeting Date | 08-May-2020 | |||||||||||
ISIN | US1941621039 | Agenda | 935151352 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: John P. Bilbrey | Management | For | For | ||||||||||
1b. | Election of Director: John T. Cahill | Management | For | For | ||||||||||
1c. | Election of Director: Lisa M. Edwards | Management | For | For | ||||||||||
1d. | Election of Director: Helene D. Gayle | Management | For | For | ||||||||||
1e. | Election of Director: C. Martin Harris | Management | For | For | ||||||||||
1f. | Election of Director: Martina Hund-Mejean | Management | For | For | ||||||||||
1g. | Election of Director: Lorrie M. Norrington | Management | For | For | ||||||||||
1h. | Election of Director: Michael B. Polk | Management | For | For | ||||||||||
1i. | Election of Director: Stephen I. Sadove | Management | For | For | ||||||||||
1j. | Election of Director: Noel R. Wallace | Management | For | For | ||||||||||
2. | Ratify selection of PricewaterhouseCoopers LLP as Colgate's independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
4. | Stockholder proposal on independent Board Chairman. | Shareholder | Against | For | ||||||||||
5. | Stockholder proposal to reduce the ownership threshold to call special stockholder meetings to 10%. | Shareholder | Against | For | ||||||||||
COVETRUS, INC. | ||||||||||||||
Security | 22304C100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVET | Meeting Date | 13-May-2020 | |||||||||||
ISIN | US22304C1009 | Agenda | 935161694 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Sandra L Helton | For | For | |||||||||||
2 | Sharon Wienbar | For | For | |||||||||||
3 | Benjamin Wolin | For | For | |||||||||||
2. | The ratification of the selection of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve, by a non-binding, advisory vote, the 2019 compensation paid to the Company's named executive officers. | Management | For | For | ||||||||||
4. | To approve, by a non- binding, advisory vote, the frequency of future shareholder advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
CVS HEALTH CORPORATION | ||||||||||||||
Security | 126650100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVS | Meeting Date | 14-May-2020 | |||||||||||
ISIN | US1266501006 | Agenda | 935159322 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Fernando Aguirre | Management | For | For | ||||||||||
1B. | Election of Director: C. David Brown II | Management | For | For | ||||||||||
1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||||||||
1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||||||||
1E. | Election of Director: David W. Dorman | Management | For | For | ||||||||||
1F. | Election of Director: Roger N. Farah | Management | For | For | ||||||||||
1G. | Election of Director: Anne M. Finucane | Management | For | For | ||||||||||
1H. | Election of Director: Edward J. Ludwig | Management | For | For | ||||||||||
1I. | Election of Director: Larry J. Merlo | Management | For | For | ||||||||||
1J. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||||||||
1K. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||
1L. | Election of Director: William C. Weldon | Management | For | For | ||||||||||
1M. | Election of Director: Tony L. White | Management | For | For | ||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
4. | Proposal to amend the Company's 2017 Incentive Compensation Plan to increase the number of shares authorized to be issued under the Plan. | Management | For | For | ||||||||||
5. | Proposal to amend the Company's 2007 Employee Stock Purchase Plan to increase the number of shares available for sale under the Plan. | Management | For | For | ||||||||||
6. | Stockholder proposal for reducing the ownership threshold to request a stockholder action by written consent. | Shareholder | Against | For | ||||||||||
7. | Stockholder proposal regarding our independent Board Chair. | Shareholder | Against | For | ||||||||||
ZOETIS INC. | ||||||||||||||
Security | 98978V103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ZTS | Meeting Date | 20-May-2020 | |||||||||||
ISIN | US98978V1035 | Agenda | 935169905 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Gregory Norden | Management | For | For | ||||||||||
1B. | Election of Director: Louise M. Parent | Management | For | For | ||||||||||
1C. | Election of Director: Kristin C. Peck | Management | For | For | ||||||||||
1D. | Election of Director: Robert W. Scully | Management | For | For | ||||||||||
2. | Advisory vote to approve our executive compensation (Say on Pay). | Management | For | For | ||||||||||
3. | Advisory vote on the frequency of future advisory votes on executive compensation (Say on Pay frequency). | Management | 1 Year | For | ||||||||||
4. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
ELANCO ANIMAL HEALTH INCORPORATED | ||||||||||||||
Security | 28414H103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ELAN | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US28414H1032 | Agenda | 935174691 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Michael J. Harrington | Management | For | For | ||||||||||
1b. | Election of Director: Deborah T. Kochevar | Management | For | For | ||||||||||
1c. | Election of Director: Kirk P. McDonald | Management | For | For | ||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the Company's principal independent auditor for 2020. | Management | For | For | ||||||||||
3. | To approve, by non-binding vote, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
AMAZON.COM, INC. | ||||||||||||||
Security | 023135106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMZN | Meeting Date | 27-May-2020 | |||||||||||
ISIN | US0231351067 | Agenda | 935186305 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of director: Jeffrey P. Bezos | Management | For | For | ||||||||||
1B. | Election of director: Rosalind G. Brewer | Management | For | For | ||||||||||
1C. | Election of director: Jamie S. Gorelick | Management | For | For | ||||||||||
1D. | Election of director: Daniel P. Huttenlocher | Management | For | For | ||||||||||
1E. | Election of director: Judith A. McGrath | Management | For | For | ||||||||||
1F. | Election of director: Indra K. Nooyi | Management | For | For | ||||||||||
1G. | Election of director: Jonathan J. Rubinstein | Management | For | For | ||||||||||
1H. | Election of director: Thomas O. Ryder | Management | For | For | ||||||||||
1I. | Election of director: Patricia Q. Stonesifer | Management | For | For | ||||||||||
1J. | Election of director: Wendell P. Weeks | Management | For | For | ||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||||
4. | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING | Management | For | For | ||||||||||
5. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF FOOD WASTE | Shareholder | Abstain | Against | ||||||||||
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Abstain | Against | ||||||||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES | Shareholder | Abstain | Against | ||||||||||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO RESTRICT CERTAIN PRODUCTS | Shareholder | Abstain | Against | ||||||||||
9. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY | Shareholder | Against | For | ||||||||||
10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT ON GENDER/RACIAL PAY | Shareholder | Abstain | Against | ||||||||||
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN COMMUNITY IMPACTS | Shareholder | Abstain | Against | ||||||||||
12. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT DISCRIMINATION | Shareholder | Abstain | Against | ||||||||||
13. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA | Shareholder | Abstain | Against | ||||||||||
14. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS | Shareholder | Against | For | ||||||||||
15. | SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY CHAIN REPORT FORMAT | Shareholder | Abstain | Against | ||||||||||
16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shareholder | Abstain | Against | ||||||||||
TRUPANION, INC. | ||||||||||||||
Security | 898202106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TRUP | Meeting Date | 11-Jun-2020 | |||||||||||
ISIN | US8982021060 | Agenda | 935196433 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Dan Levitan | For | For | |||||||||||
2 | Murray Low | For | For | |||||||||||
3 | Howard Rubin | For | For | |||||||||||
2. | To ratify the selection of Ernst & Young LLP as Trupanion, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve, by non-binding advisory vote, the compensation of our named executive officers for the year ended December 31, 2019. | Management | For | For | ||||||||||
KINDRED BIOSCIENCES, INC. | ||||||||||||||
Security | 494577109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KIN | Meeting Date | 15-Jun-2020 | |||||||||||
ISIN | US4945771099 | Agenda | 935211829 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Ernest Mario, Ph.D. | Management | Against | Against | ||||||||||
1B. | Election of Director: Herbert D. Montgomery | Management | Against | Against | ||||||||||
2. | To approve, on an advisory basis, our named executive officer compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of KMJ Corbin & Company LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
4. | To approve an amendment to the Kindred Biosciences, Inc. 2018 Equity Incentive Plan to increase the number of shares authorized for issuance by 1,600,000 shares. | Management | Abstain | Against | ||||||||||
PETIQ, INC. | ||||||||||||||
Security | 71639T106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PETQ | Meeting Date | 18-Jun-2020 | |||||||||||
ISIN | US71639T1060 | Agenda | 935209444 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of class III director to serve until the third annual meeting: McCord Christensen | Management | For | For | ||||||||||
2. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
STE VIRBAC SA | ||||||||||||||
Security | F97900116 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 22-Jun-2020 | ||||||||||||
ISIN | FR0000031577 | Agenda | 712564980 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
CMMT | 22 MAY 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202005042001252-54 AND-https://www.journal- officiel.gouv.fr/balo/document/202005222001896-62; PLEASE-NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||||
3 | ALLOCATION OF INCOME | Management | For | For | ||||||||||
4 | REGULATED AGREEMENTS AND COMMITMENTS REFERRED TO IN ARTICLE L225-86 OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||
5 | RENEWAL OF THE TERM OF OFFICE OF SOLENE MADELPUECH AS MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||
6 | RENEWAL OF THE TERM OF OFFICE OF THE COMPANY OJB CONSEIL AS MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||
7 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY CYRILLE PETIT CONSEIL, REPRESENTED BY CYRILLE PETIT, AS MEMBER OF THE SUPERVISORY BOARD, AS A REPLACEMENT FOR CYRILLE PETIT | Management | For | For | ||||||||||
8 | RENEWAL OF THE TERM OF OFFICE OF THE COMPANY XAVIER YON CONSULTING UNIPESSOALLDA AS CENSOR | Management | Against | Against | ||||||||||
9 | APPOINTMENT OF THE COMPANY NOVANCES- DECHANT ET ASSOCIES AS DEPUTY STATUTORY AUDITOR, AS A REPLACEMENT FOR MR. LAURENT GILLES, WHO RESIGNED | Management | For | For | ||||||||||
10 | APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L225 -37-3 I. OF THE FRENCH COMMERCIAL CODE CONTAINED IN THE CORPORATE GOVERNANCE REPORT REGARDING MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||
11 | APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L225 -37-3 I. OF THE FRENCH COMMERCIAL CODE CONTAINED IN THE CORPORATE GOVERNANCE REPORT REGARDING MEMBERS OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
12 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2019 TO MARIE-HELENE DICK- MADELPUECH, CHAIRWOMAN OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||
13 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2019 TO SEBASTIEN HURON, CHAIRMAN OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
14 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2019 TO CHRISTIAN KARST, MEMBER OF THE MANAGEMENT BOARD | Management | Against | Against | ||||||||||
15 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2019 TO HABIB RAMDANI, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
16 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2019 TO JEAN-PIERRE DICK, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
17 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRWOMAN AND MEMBERS OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||||
18 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND MEMBERS OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2020 | Management | Against | Against | ||||||||||
19 | SETTING OF THE AMOUNT OF THE COMPENSATION ALLOCATED TO MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||
20 | AUTHORISATION TO BE GRANTED TO THE MANAGEMENT BOARD TO REPURCHASE SHARES OF THE COMPANY | Management | For | For | ||||||||||
21 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||
ZOOPLUS AG | ||||||||||||||
Security | D9866J108 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2020 | ||||||||||||
ISIN | DE0005111702 | Agenda | 712684857 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
1 | FINANCIAL STATEMENTS AND ANNUAL REPORT PRESENTATION OF THE FINANCIAL-STATEMENTS AND ANNUAL REPORT FOR THE 2019 FINANCIAL YEAR WITH THE REPORT OF-THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS, THE GROUP ANNUAL-REPORT, AND THE REPORT PURSUANT TO SECTIONS 289A(1) AND 315A(1) OF THE GERMAN-COMMERCIAL CODE | Non-Voting | ||||||||||||
2 | RATIFICATION OF THE ACTS OF THE BOARD OF MD | Management | No Action | |||||||||||
3 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
4 | APPOINTMENT OF AUDITORS FOR THE 2020 FINANCIAL YEAR: PRICEWATERHOUSE COOPERS GMBH, MUNICH | Management | No Action | |||||||||||
5.A | ELECTION TO THE SUPERVISORY BOARD: CHRISTINE CROSS | Management | No Action | |||||||||||
5.B | ELECTION TO THE SUPERVISORY BOARD: TJEERD JEGEN | Management | No Action | |||||||||||
6 | RESOLUTION ON THE AUTHORIZATION TO GRANT STOCK OPTIONS, THE AUTHORIZATION TO CREATE CONTINGENT CAPITAL, AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE COMPANY SHALL BE AUTHORIZED TO ISSUE UP TO 70,000 STOCK OPTIONS FOR SHARES OF THE COMPANY TO THE MEMBERS OF THE BOARD OF MDS, ON OR BEFORE DECEMBER 31, 2022 (2020 STOCK OPTION PLAN). THE COMPANY'S SHARE CAPITAL SHALL BE INCREASED ACCORDINGLY BY UP TO EUR 70,000 THROUGH THE ISSUE OF UP TO 70,000 NEW BEARER NO-PAR SHARES, IN SO FAR AS STOCK OPTIONS ARE EXERCISED (CONTINGENT CAPITAL 2020) | Management | No Action | |||||||||||
7 | AUTHORIZATION TO ACQUIRE OWN SHARES THE BOARD OF MDS SHALL BE AUTHORIZED TO ACQUIRE SHARES OF THE COMPANY OF UP TO 10 PCT. OF THE SHARE CAPITAL, AT PRICES NOT DEVIATING MORE THAN 10 PCT. FROM THE MARKET PRICE OF THE SHARES, ON OR BEFORE JUNE 24, 2025. BESIDES SELLING THE SHARES ON THE STOCK EXCHANGE OR OFFERING THEM TO ALL SHAREHOLDERS, THE BOARD OF MDS SHALL ALSO BE AUTHORIZED TO USE THE SHARES FOR ACQUISITION PURPOSES, TO SELL THE SHARES AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE, TO USE THE SHARES FOR SERVICING OPTION OR CONVERSION RIGHTS, TO OFFER THE SHARES TO EMPLOYEES OF THE COMPANY AND ITS AFFILIATES, AND TO RETIRE THE SHARES | Management | No Action | |||||||||||
8 | RESOLUTION ON THE CREATION OF AUTHORIZED CAPITAL AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE BOARD OF MDS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 2,144,606 THROUGH THE ISSUE OF NEW BEARER NO-PAR SHARES AGAINST CONTRIBUTIONS IN CASH AND/OR KIND, ON OR BEFORE JUNE 24, 2025 (AUTHORIZED CAPITAL 2020). SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR IN THE FOLLOWING CASES: - RESIDUAL AMOUNTS ARE EXCLUDED FROM SUBSCRIPTION RIGHTS, - HOLDERS OF CONVERSION OR OPTION RIGHTS ARE GRANTED SUBSCRIPTION RIGHTS, - SHARES | Management | No Action | |||||||||||
ARE ISSUED AGAINST CONTRIBUTIONS IN KIND FOR ACQUISITION PURPOSES, - SHARES ARE ISSUED AGAINST CONTRIBUTIONS IN CASH AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE AND THE CAPITAL INCREASE DOES NOT EXCEED 10 PCT. OF THE SHARE CAPITAL | ||||||||||||||
9 | AMENDMENT TO SECTION 17(1) OF THE ARTICLES OF ASSOCIATION IN RESPECT OF A SHAREHOLDER BEING AUTHORIZED TO PARTICIPATE IN A SHAREHOLDERS' MEETING IF HE/SHE (IN ADDITION TO REGISTERING WITH THE COMPANY FOR PARTICIPATION IN THE SHAREHOLDERS' MEETING) PROVIDES A PROOF OF SHAREHOLDING THAT RELATES TO THE 21ST DAY PRIOR TO THE SHAREHOLDERS' MEETING AND IS ISSUED IN COMPLIANCE WITH SECTION 67C(3) OF THE GERMAN STOCK CORPORATION ACT | Management | No Action | |||||||||||
ANIMALCARE GROUP PLC | ||||||||||||||
Security | G0403N105 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 30-Jun-2020 | ||||||||||||
ISIN | GB0032350695 | Agenda | 712811911 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE AUDITED ANNUAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
2 | TO RE-ELECT MR J BOONE AS A DIRECTOR | Management | For | For | ||||||||||
3 | TO RE-ELECT MR C BREWSTER AS A DIRECTOR | Management | For | For | ||||||||||
4 | TO RE-ELECT MR C CARDON AS A DIRECTOR | Management | For | For | ||||||||||
5 | TO RE-ELECT MR M COUCKE AS A DIRECTOR | Management | Against | Against | ||||||||||
6 | TO RE-ELECT LORD DOWNSHIRE AS A DIRECTOR | Management | For | For | ||||||||||
7 | TO RE-ELECT MR E TORR AS A DIRECTOR | Management | For | For | ||||||||||
8 | TO RE-ELECT MS J WINTER AS A DIRECTOR | Management | For | For | ||||||||||
9 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||||
10 | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
11 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||
12 | DIRECTORS AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
13 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||
14 | AUTHORITY TO ALLOT EQUITY SECURITIES | Management | For | For | ||||||||||
15 | AUTHORITY TO PURCHASE OF OWN SHARES | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | Gabelli Innovations Trust |
By (Signature and Title)* | /s/ Bruce N. Alpert |
Bruce N. Alpert, President and Principal Executive Officer |
Date | August 21, 2020 |
*Print the name and title of each signing officer under his or her signature.