SFT Shift

Filed: 22 Apr 21, 4:35pm





Washington, D. C. 20549






Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported) April 22, 2021 (April 16, 2021)



(Exact name of registrant as specified in its charter)


Delaware 001-38839 82-5325852
(State or other jurisdiction of
incorporation or organization)
 (Commission File Number) (I.R.S. Employer
Identification No.)


2525 16th Street, Suite 316, San Francisco, CA 94103
(Address of principal executive offices) (Zip Code)


Registrant’s telephone number, including area code: (855) 575-6739


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13a-4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of each class Trading
 Name of each exchange on which registered
Class A common stock, par value $0.0001 per share SFT Nasdaq Capital Market


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) if the Exchange Act.







Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers; Compensatory Arrangements of Certain Officers.


On April 16, 2021, Blima Tuller tendered her resignation as Senior Vice President of Accounting, Controller and principal accounting officer of Shift Technologies, Inc. (the “Company”). Ms. Tuller’s resignation will be effective on May 3rd, 2021.


Oded Shein, the Company’s Chief Financial Officer, will assume the responsibilities of the principal accounting officer effective as of Ms. Tuller’s resignation. Mr. Shein’s biographical information is set forth in the Current Report on Form 8-K dated March 15, 2021 and such information is incorporated herein by reference. There are no family relationships between Mr. Shein and any director, executive officer, or person nominated or chosen by the Company to become a director or executive officer of the Company. Mr. Shein is not a party to any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K.






Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: April 22, 2021/s/ George Arison
 Name:  George Arison
 Title:Co-Chief Executive Officer and Chairman