Filed: 19 Aug 21, 4:10pm





Washington, D.C. 20549









Pursuant to section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): August 16, 2021





(Exact name of registrant as specified in its charter)




Maryland 000-56123 83-3291673

(State or other jurisdiction of

incorporation or organization)



File Number)


(IRS Employer

Identification Number)


1633 Broadway, 48th Floor, 
New York, New York10019
(Address of principal executive offices)(Zip Code)


Registrant’s telephone number, including area code (212) 720-0300



(Former name or former address, if changed since last report)




Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




Securities registered pursuant to Section 12(b) of the Act:


Title of each class Trading
 Name of each exchange on which registered


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company x


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨







 Item 3.02.Unregistered Sale of Equity Securities. 


On August 16, 2021, NMF SLF I, Inc. (the “Company”) delivered a capital drawdown notice to its investors relating to the sale of 14,094,708 shares of common stock, par value $0.001 per share (the “Shares”), for an aggregate offering price of $151,800,000. No underwriting discounts or commissions have been or will be paid in connection with the sale of such Shares. The sale is expected to close on August 30, 2021.


The sale of the Shares is being made pursuant to subscription or commitment agreements entered into by the Company and its investors. Under the terms of the subscription and commitment agreements, the investors are required to fund drawdowns to purchase shares of the Company’s common stock up to the amount of their capital commitments on an as-needed basis with a minimum of 10 business days’ prior notice to the investors.


The issuance and sale of the Shares are exempt from the registration requirements of the Securities Act of 1933, as amended (the “Securities Act”), pursuant to Section 4(a)(2) thereof and Regulation D thereunder. Each purchaser of the Shares was required to represent that it is (i) an “accredited investor” as defined in Rule 501 of Regulation D under the Securities Act and (ii) was acquiring the Shares for investment and not with a view to resell or distribute. The Company did not engage in general solicitation or advertising and did not offer securities to the public in connection with such issuances.







Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.


Date: August 19, 2021By:  /s/ Karrie J. Jerry  
  Name:   Karrie J. Jerry
  Title:Corporate Secretary