The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Amazon.com Inc | Stock | 023135106 | 210 | 64 | SH | SOLE | 0 | 0 | 64 | ||
Apple Inc | Stock | 037833100 | 230 | 1,625 | SH | SOLE | 0 | 0 | 1,625 | ||
Ares Capital Corp | Stock | 04010L103 | 2,462 | 58,514 | SH | SOLE | 0 | 0 | 58,514 | ||
Capital Southwest Corp | Stock | 140501107 | 2,636 | 48,053 | SH | SOLE | 0 | 0 | 48,053 | ||
First Trust Capital Strength Etf | ETF | 33733E104 | 219 | 28,715 | SH | SOLE | 0 | 0 | 28,715 | ||
First Trust Hrzn Mgd Vol Dev Intl | ETF | 33739P871 | 10,371 | 336,225 | SH | SOLE | 0 | 0 | 336,225 | ||
First Trust Intl Equity Opps | ETF | 33734X853 | 8,787 | 137,153 | SH | SOLE | 0 | 0 | 137,153 | ||
First Trust Low Duration Opps ETF | ETF | 33739Q200 | 4,115 | 81,347 | SH | SOLE | 0 | 0 | 81,347 | ||
First Trust Lunt US Factor Rotation | ETF | 33733E872 | 5,957 | 175,164 | SH | SOLE | 0 | 0 | 175,164 | ||
First Trust Multi-Manager Large Growth | ETF | 33740F789 | 15,767 | 578,992 | SH | SOLE | 0 | 0 | 578,992 | ||
First Trust Senior Loan | ETF | 33738D309 | 5,709 | 119,305 | SH | SOLE | 0 | 0 | 119,305 | ||
First Trust TCW Opportunistic Fxd Inc | ETF | 33740F805 | 8,059 | 150,492 | SH | SOLE | 0 | 0 | 150,492 | ||
First Trust Value Line Dividend ETF | ETF | 33734H106 | 16,242 | 3,425,841 | SH | SOLE | 0 | 0 | 3,425,841 | ||
FT Cboe Vest US Equity Buffer June | ETF | 33740F722 | 17,185 | 474,402 | SH | SOLE | 0 | 0 | 474,402 | ||
FT NASDAQ Rising Dividend Achievers | ETF | 33738R506 | 16,426 | 3,340,126 | SH | SOLE | 0 | 0 | 3,340,126 | ||
Gladstone Investment Corp | Stock | 376546107 | 2,587 | 87,937 | SH | SOLE | 0 | 0 | 87,937 | ||
Global X MLP & Energy Infrastructure ETF | ETF | 37954Y293 | 3,850 | 48,567 | SH | SOLE | 0 | 0 | 48,567 | ||
Global X NASDAQ 100 Covered Call ETF | ETF | 37954Y483 | 1,323 | 1,216,563 | SH | SOLE | 0 | 0 | 1,216,563 | ||
Goldman Sachs BDC Inc | Stock | 38147U107 | 2,194 | 57,768 | SH | SOLE | 0 | 0 | 57,768 | ||
Golub Capital BDC Inc | Stock | 38173M102 | 2,404 | 75,412 | SH | SOLE | 0 | 0 | 75,412 | ||
Hercules Capital Inc | Stock | 427096508 | 2,376 | 68,283 | SH | SOLE | 0 | 0 | 68,283 | ||
INVESCO BUYBACK ACHIEVERS ETF | ETF | 46137V308 | 12,670 | 2,536,366 | SH | SOLE | 0 | 0 | 2,536,366 | ||
Invesco Glb ST High-Yield Bond | ETF | 46138E669 | 5,781 | 266,044 | SH | SOLE | 0 | 0 | 266,044 | ||
Invesco S&P 500 Revenue | ETF | 46138G698 | 13,009 | 2,516,677 | SH | SOLE | 0 | 0 | 2,516,677 | ||
iShares Core MSCI EAFE | ETF | 46432F842 | 14,935 | 201,152 | SH | SOLE | 0 | 0 | 201,152 | ||
iShares Core S&P Small-Cap | ETF | 464287804 | 12,537 | 3,408,549 | SH | SOLE | 0 | 0 | 3,408,549 | ||
iShares JPMorgan USD Emerg Markets Bond | ETF | 464288281 | 3,150 | 14,328 | SH | SOLE | 0 | 0 | 14,328 | ||
iShares MSCI Global Min Vol Factor | ETF | 464286525 | 14,193 | 4,882,964 | SH | SOLE | 0 | 0 | 4,882,964 | ||
iShares Preferred&Income Securities ETF | ETF | 464288687 | 4,604 | 59,092 | SH | SOLE | 0 | 0 | 59,092 | ||
iShares Russell 2000 | ETF | 464287655 | 304 | 675 | SH | SOLE | 0 | 0 | 675 | ||
Janus Henderson Short Duration Inc ETF | ETF | 47103U886 | 375 | 7,483 | SH | SOLE | 0 | 0 | 7,483 | ||
JPMorgan Ultra-Short Income | ETF | 46641Q837 | 376 | 7,410 | SH | SOLE | 0 | 0 | 7,410 | ||
Main Street Capital Corp | Stock | 56035L104 | 2,334 | 27,399 | SH | SOLE | 0 | 0 | 27,399 | ||
NATIONWIDE RISK MANAGD INCOME ETF | ETF | 26922A172 | 2,421 | 43,822 | SH | SOLE | 0 | 0 | 43,822 | ||
Oaktree Specialty Lending Corp | Stock | 67401P108 | 2,595 | 176,041 | SH | SOLE | 0 | 0 | 176,041 | ||
OWL ROCK CAPITAL ORD | Stock | 69121K104 | 2,298 | 79,697 | SH | SOLE | 0 | 0 | 79,697 | ||
Sixth Street Specialty Lending Inc | Stock | 83012A109 | 2,420 | 52,036 | SH | SOLE | 0 | 0 | 52,036 | ||
SLR Senior Investment Corp | Stock | 83416M105 | 2,394 | 74,957 | SH | SOLE | 0 | 0 | 74,957 | ||
TriplePoint Venture Growth BDC Corp | Stock | 89677Y100 | 2,553 | 75,940 | SH | SOLE | 0 | 0 | 75,940 | ||
VanEck CEF Municipal Income ETF | ETF | 92189F460 | 4,974 | 84,736 | SH | SOLE | 0 | 0 | 84,736 | ||
VanEck Mortgage REIT Income ETF | ETF | 92189F452 | 3,257 | 84,156 | SH | SOLE | 0 | 0 | 84,156 | ||
Vanguard Mid Cap Index ETF | ETF | 922908629 | 15,847 | 2,443,377 | SH | SOLE | 0 | 0 | 2,443,377 | ||
Vanguard Total Intl Bond Index | ETF | 92203J407 | 3,615 | 63,469 | SH | SOLE | 0 | 0 | 63,469 |