The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABB LTD | SPONSORED ADR | 000375204 | 721 | 25,773 | SH | SOLE | 25,773 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 2,109 | 19,266 | SH | SOLE | 19,266 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 1,734 | 16,181 | SH | SOLE | 16,181 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 46 | 12,595 | SH | SOLE | 12,595 | 0 | 0 | ||
AEGON N V | NY REGISTRY SHS | 007924103 | 6 | 58,606 | SH | SOLE | 58,606 | 0 | 0 | ||
AFLAC INC | COM | 001055102 | 315 | 12,512 | SH | SOLE | 12,512 | 0 | 0 | ||
ALGONQUIN PWR UTILS CORP | COM | 015857105 | 29 | 22,323 | SH | SOLE | 22,323 | 0 | 0 | ||
ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 | 2,303 | 25,466 | SH | SOLE | 25,466 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 370 | 190,790 | SH | SOLE | 190,790 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 859 | 14,364 | SH | SOLE | 14,364 | 0 | 0 | ||
ARCH CAP GROUP LTD | ORD | G0450A105 | 1 | 10,877 | SH | SOLE | 10,877 | 0 | 0 | ||
ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 00215W100 | 22 | 92,265 | SH | SOLE | 92,265 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 51 | 15,303 | SH | SOLE | 15,303 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 31 | 28,726 | SH | SOLE | 28,726 | 0 | 0 | ||
BANCO BRADESCO S A | SP ADR PFD NEW | 059460303 | 12 | 57,948 | SH | SOLE | 57,948 | 0 | 0 | ||
BANCO SANTANDER S.A. | ADR | 05964H105 | 160 | 87,530 | SH | SOLE | 87,530 | 0 | 0 | ||
BANCOLOMBIA S A | SPON ADR PREF | 05968L102 | 44 | 13,926 | SH | SOLE | 13,926 | 0 | 0 | ||
BARCLAYS PLC | ADR | 06738E204 | 29 | 63,293 | SH | SOLE | 63,293 | 0 | 0 | ||
BARRICK GOLD CORP | COM | 067901108 | 3 | 27,632 | SH | SOLE | 27,632 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 86 | 12,084 | SH | SOLE | 12,084 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 1 | 59,790 | SH | SOLE | 59,790 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 12 | 13,506 | SH | SOLE | 13,506 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 1 | 15,570 | SH | SOLE | 15,570 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 139 | 18,269 | SH | SOLE | 18,269 | 0 | 0 | ||
CANADIAN NAT RES LTD | COM | 136385101 | 23 | 13,902 | SH | SOLE | 13,902 | 0 | 0 | ||
CHUNGHWA TELECOM CO LTD | SPON ADR NEW11 | 17133Q502 | 178 | 81,088 | SH | SOLE | 81,088 | 0 | 0 | ||
CIENA CORP | COM NEW | 171779309 | 57 | 19,710 | SH | SOLE | 19,710 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 140 | 42,012 | SH | SOLE | 42,012 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 46 | 10,041 | SH | SOLE | 10,041 | 0 | 0 | ||
CNH INDL N V | SHS | N20944109 | 68 | 21,446 | SH | SOLE | 21,446 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 48 | 24,606 | SH | SOLE | 24,606 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 171 | 43,883 | SH | SOLE | 43,883 | 0 | 0 | ||
CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 205 | 35,841 | SH | SOLE | 35,841 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 33 | 10,431 | SH | SOLE | 10,431 | 0 | 0 | ||
DEUTSCHE BANK A G | NAMEN AKT | D18190898 | 30 | 35,500 | SH | SOLE | 35,500 | 0 | 0 | ||
DISCOVER FINL SVCS | COM | 254709108 | 125 | 13,551 | SH | SOLE | 13,551 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 549 | 17,010 | SH | SOLE | 17,010 | 0 | 0 | ||
EBAY INC. | COM | 278642103 | 5 | 10,947 | SH | SOLE | 10,947 | 0 | 0 | ||
ECOPETROL S A | SPONSORED ADS | 279158109 | 3 | 20,248 | SH | SOLE | 20,248 | 0 | 0 | ||
EMBRAER S.A. | SPONSORED ADS | 29082A107 | 438 | 48,409 | SH | SOLE | 48,409 | 0 | 0 | ||
EQUINOR ASA | SPONSORED ADR | 29446M102 | 99 | 13,154 | SH | SOLE | 13,154 | 0 | 0 | ||
ERICSSON | ADR B SEK 10 | 294821608 | 4,730 | 23,045 | SH | SOLE | 23,045 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 180 | 17,055 | SH | SOLE | 17,055 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 2 | 21,707 | SH | SOLE | 21,707 | 0 | 0 | ||
FLOWERS FOODS INC | COM | 343498101 | 60 | 22,384 | SH | SOLE | 22,384 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 34 | 13,488 | SH | SOLE | 13,488 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 49 | 36,745 | SH | SOLE | 36,745 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 11 | 11,948 | SH | SOLE | 11,948 | 0 | 0 | ||
GRUPO AVAL ACCIONES Y VALORE | SPONSORED ADS | 40053W101 | 0 | 66,090 | SH | SOLE | 66,090 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 39 | 24,690 | SH | SOLE | 24,690 | 0 | 0 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 56 | 17,944 | SH | SOLE | 17,944 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 140 | 15,421 | SH | SOLE | 15,421 | 0 | 0 | ||
HONDA MOTOR LTD | AMERN SHS | 438128308 | 43 | 21,499 | SH | SOLE | 21,499 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 77 | 13,285 | SH | SOLE | 13,285 | 0 | 0 | ||
HORMEL FOODS CORP | COM | 440452100 | 49 | 22,231 | SH | SOLE | 22,231 | 0 | 0 | ||
HP INC | COM | 40434L105 | 25 | 14,229 | SH | SOLE | 14,229 | 0 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 2 | 12,957 | SH | SOLE | 12,957 | 0 | 0 | ||
ICICI BANK LIMITED | ADR | 45104G104 | 23 | 88,100 | SH | SOLE | 88,100 | 0 | 0 | ||
INFOSYS LTD | SPONSORED ADR | 456788108 | 100 | 47,274 | SH | SOLE | 47,274 | 0 | 0 | ||
ING GROEP N.V. | SPONSORED ADR | 456837103 | 700 | 39,737 | SH | SOLE | 39,737 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 150 | 33,643 | SH | SOLE | 33,643 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 2 | 24,224 | SH | SOLE | 24,224 | 0 | 0 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 1,051 | 22,558 | SH | SOLE | 22,558 | 0 | 0 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 89 | 20,512 | SH | SOLE | 20,512 | 0 | 0 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 776 | 24,359 | SH | SOLE | 24,359 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 1 | 24,646 | SH | SOLE | 24,646 | 0 | 0 | ||
J P MORGAN EXCHANGE-TRADED F | BETBULD JAPAN | 46641Q712 | 45 | 12,531 | SH | SOLE | 12,531 | 0 | 0 | ||
JAMES HARDIE INDS PLC | SPONSORED ADR | 47030M106 | 260 | 11,996 | SH | SOLE | 11,996 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1 | 30,450 | SH | SOLE | 30,450 | 0 | 0 | ||
JOHNSON CTLS INTL PLC | SHS | G51502105 | 224 | 10,861 | SH | SOLE | 10,861 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,487 | 20,268 | SH | SOLE | 20,268 | 0 | 0 | ||
KB FINL GROUP INC | SPONSORED ADR | 48241A105 | 1 | 28,812 | SH | SOLE | 28,812 | 0 | 0 | ||
KEYCORP | COM | 493267108 | 7 | 14,291 | SH | SOLE | 14,291 | 0 | 0 | ||
KONINKLIJKE PHILIPS N V | NY REG SH NEW | 500472303 | 16 | 17,116 | SH | SOLE | 17,116 | 0 | 0 | ||
KOREA ELECTRIC PWR | SPONSORED ADR | 500631106 | 50 | 27,523 | SH | SOLE | 27,523 | 0 | 0 | ||
KROGER CO | COM | 501044101 | 375 | 11,313 | SH | SOLE | 11,313 | 0 | 0 | ||
KT CORP | SPONSORED ADR | 48268K101 | 75 | 22,499 | SH | SOLE | 22,499 | 0 | 0 | ||
LG DISPLAY CO LTD | SPONS ADR REP | 50186V102 | 441 | 96,061 | SH | SOLE | 96,061 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 17 | 11,139 | SH | SOLE | 11,139 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 962 | 10,755 | SH | SOLE | 10,755 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 2 | 29,898 | SH | SOLE | 29,898 | 0 | 0 | ||
METHANEX CORP | COM | 59151K108 | 320 | 19,204 | SH | SOLE | 19,204 | 0 | 0 | ||
MGM RESORTS INTERNATIONAL | COM | 552953101 | 57 | 14,854 | SH | SOLE | 14,854 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 30 | 82,199 | SH | SOLE | 82,199 | 0 | 0 | ||
MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 606822104 | 44 | 167,890 | SH | SOLE | 167,890 | 0 | 0 | ||
MIZUHO FINANCIAL GROUP INC. | SPONSORED ADR | 60687Y109 | 0 | 231,676 | SH | SOLE | 231,676 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 73 | 12,639 | SH | SOLE | 12,639 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 5 | 13,195 | SH | SOLE | 13,195 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 275 | 38,915 | SH | SOLE | 38,915 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 86 | 12,226 | SH | SOLE | 12,226 | 0 | 0 | ||
NOMURA HLDGS INC | SPONSORED ADR | 65535H208 | 392 | 68,876 | SH | SOLE | 68,876 | 0 | 0 | ||
NOVARTIS AG | SPONSORED ADR | 66987V109 | 134 | 14,987 | SH | SOLE | 14,987 | 0 | 0 | ||
NOVO-NORDISK A S | ADR | 670100205 | 0 | 24,797 | SH | SOLE | 24,797 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 12 | 20,854 | SH | SOLE | 20,854 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 93 | 12,562 | SH | SOLE | 12,562 | 0 | 0 | ||
PEMBINA PIPELINE CORP | COM | 706327103 | 6 | 11,741 | SH | SOLE | 11,741 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 60 | 19,537 | SH | SOLE | 19,537 | 0 | 0 | ||
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 1 | 23,719 | SH | SOLE | 23,719 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 220 | 39,810 | SH | SOLE | 39,810 | 0 | 0 | ||
POSCO | SPONSORED ADR | 693483109 | 19 | 14,306 | SH | SOLE | 14,306 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 55 | 31,868 | SH | SOLE | 31,868 | 0 | 0 | ||
PRUDENTIAL PLC | ADR | 74435K204 | 1,689 | 18,474 | SH | SOLE | 18,474 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 244 | 13,404 | SH | SOLE | 13,404 | 0 | 0 | ||
RELX PLC | SPONSORED ADR | 759530108 | 2 | 17,890 | SH | SOLE | 17,890 | 0 | 0 | ||
ROYAL BK CDA | COM | 780087102 | 14 | 11,592 | SH | SOLE | 11,592 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 765 | 11,141 | SH | SOLE | 11,141 | 0 | 0 | ||
SANOFI | SPONSORED ADR | 80105N105 | 3 | 10,597 | SH | SOLE | 10,597 | 0 | 0 | ||
SASOL LTD | SPONSORED ADR | 803866300 | 18 | 28,333 | SH | SOLE | 28,333 | 0 | 0 | ||
SHINHAN FINANCIAL GROUP CO L | SPN ADR RESTRD | 824596100 | 6 | 35,478 | SH | SOLE | 35,478 | 0 | 0 | ||
SK TELECOM LTD | SPONSORED ADR | 78440P108 | 71 | 38,891 | SH | SOLE | 38,891 | 0 | 0 | ||
SONY CORP | SPONSORED ADR | 835699307 | 109 | 11,342 | SH | SOLE | 11,342 | 0 | 0 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 82 | 21,489 | SH | SOLE | 21,489 | 0 | 0 | ||
SPDR SER TR | NUVEEN BRC MUNIC | 78468R721 | 23 | 18,790 | SH | SOLE | 18,790 | 0 | 0 | ||
SPROTT PHYSICAL GOLD TR | UNIT | 85207H104 | 12 | 16,156 | SH | SOLE | 16,156 | 0 | 0 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | 63 | 21,700 | SH | SOLE | 21,700 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 18 | 12,018 | SH | SOLE | 12,018 | 0 | 0 | ||
STMICROELECTRONICS N V | NY REGISTRY | 861012102 | 11 | 15,528 | SH | SOLE | 15,528 | 0 | 0 | ||
SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | 424 | 85,417 | SH | SOLE | 85,417 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 40 | 51,132 | SH | SOLE | 51,132 | 0 | 0 | ||
TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 874060205 | 0 | 19,528 | SH | SOLE | 19,528 | 0 | 0 | ||
TATA MTRS LTD | SPONSORED ADR | 876568502 | 14 | 57,937 | SH | SOLE | 57,937 | 0 | 0 | ||
TELEFONICA S A | SPONSORED ADR | 879382208 | 4 | 74,102 | SH | SOLE | 74,102 | 0 | 0 | ||
TEMPUR SEALY INTL INC | COM | 88023U101 | 166 | 14,368 | SH | SOLE | 14,368 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 135 | 10,758 | SH | SOLE | 10,758 | 0 | 0 | ||
TJX COS INC NEW | COM | 872540109 | 106 | 18,174 | SH | SOLE | 18,174 | 0 | 0 | ||
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 505 | 12,690 | SH | SOLE | 12,690 | 0 | 0 | ||
TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 72 | 11,765 | SH | SOLE | 11,765 | 0 | 0 | ||
UBS GROUP AG | SHS | H42097107 | 312 | 22,455 | SH | SOLE | 22,455 | 0 | 0 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 134 | 25,343 | SH | SOLE | 25,343 | 0 | 0 | ||
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 305 | 114,460 | SH | SOLE | 114,460 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 138 | 11,634 | SH | SOLE | 11,634 | 0 | 0 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 267 | 25,268 | SH | SOLE | 25,268 | 0 | 0 | ||
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 560 | 12,356 | SH | SOLE | 12,356 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 23 | 28,269 | SH | SOLE | 28,269 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 4 | 70,660 | SH | SOLE | 70,660 | 0 | 0 | ||
VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | 166 | 23,737 | SH | SOLE | 23,737 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 176 | 34,576 | SH | SOLE | 34,576 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 447 | 12,192 | SH | SOLE | 12,192 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 | 139 | 27,127 | SH | SOLE | 27,127 | 0 | 0 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 32 | 139,209 | SH | SOLE | 139,209 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 479 | 33,520 | SH | SOLE | 33,520 | 0 | 0 | ||
VICI PPTYS INC | COM | 925652109 | 31 | 10,937 | SH | SOLE | 10,937 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 227 | 22,763 | SH | SOLE | 22,763 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 10 | 29,207 | SH | SOLE | 29,207 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 16 | 13,902 | SH | SOLE | 13,902 | 0 | 0 | ||
WESTPAC BANKING CORP | SPONSORED ADR | 961214301 | 18 | 56,987 | SH | SOLE | 56,987 | 0 | 0 | ||
WIPRO LTD | SPON ADR 1 SH | 97651M109 | 9 | 102,246 | SH | SOLE | 102,246 | 0 | 0 | ||
WOORI FINL GROUP INC | SPONSORED ADS | 981064108 | 629 | 29,877 | SH | SOLE | 29,877 | 0 | 0 |