The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 412 | 2,351 | SH | SOLE | 2,351 | 0 | 0 | ||
ALLSTATE CORP | COM | 020002101 | 256 | 2,010 | SH | SOLE | 2,010 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 783 | 293 | SH | SOLE | 293 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 344 | 129 | SH | SOLE | 129 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,490 | 32,725 | SH | SOLE | 32,725 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 3,203 | 975 | SH | SOLE | 975 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 1,092 | 6,516 | SH | SOLE | 6,516 | 0 | 0 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 328 | 1,242 | SH | SOLE | 1,242 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 470 | 2,210 | SH | SOLE | 2,210 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 5,336 | 37,709 | SH | SOLE | 37,709 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 602 | 22,300 | SH | SOLE | 22,300 | 0 | 0 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 345 | 6,654 | SH | SOLE | 6,654 | 0 | 0 | ||
BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 06738C778 | 249 | 8,496 | SH | SOLE | 8,496 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 307 | 1,124 | SH | SOLE | 1,124 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 500 | 596 | SH | SOLE | 596 | 0 | 0 | ||
BLACKSTONE INC | COM | 09260D107 | 1,391 | 11,958 | SH | SOLE | 11,958 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 398 | 1,811 | SH | SOLE | 1,811 | 0 | 0 | ||
CARRIER GLOBAL CORPORATION | COM | 14448C104 | 369 | 7,131 | SH | SOLE | 7,131 | 0 | 0 | ||
CATERPILLAR INC | COM | 149123101 | 384 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,094 | 10,784 | SH | SOLE | 10,784 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 917 | 16,848 | SH | SOLE | 16,848 | 0 | 0 | ||
CLOROX CO DEL | COM | 189054109 | 628 | 3,792 | SH | SOLE | 3,792 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 416 | 7,446 | SH | SOLE | 7,446 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 495 | 1,102 | SH | SOLE | 1,102 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 403 | 2,382 | SH | SOLE | 2,382 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 2,623 | 44,595 | SH | SOLE | 44,595 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 387 | 1,140 | SH | SOLE | 1,140 | 0 | 0 | ||
FLEXSHARES TR | MORNSTAR UPSTR | 33939L407 | 5,541 | 151,391 | SH | SOLE | 151,391 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM NEW | 369604301 | 206 | 2,002 | SH | SOLE | 2,002 | 0 | 0 | ||
GENERAL MLS INC | COM | 370334104 | 879 | 14,687 | SH | SOLE | 14,687 | 0 | 0 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 563 | 14,721 | SH | SOLE | 14,721 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 955 | 2,910 | SH | SOLE | 2,910 | 0 | 0 | ||
HP INC | COM | 40434L105 | 251 | 9,184 | SH | SOLE | 9,184 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 887 | 16,648 | SH | SOLE | 16,648 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 906 | 6,519 | SH | SOLE | 6,519 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 212 | 213 | SH | SOLE | 213 | 0 | 0 | ||
INVESCO ACTIVLY MANGD ETC FD | OPTIMUM YIELD | 46090F100 | 7,913 | 375,936 | SH | SOLE | 375,936 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 | 5,633 | 374,768 | SH | SOLE | 374,768 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,102 | 3,077 | SH | SOLE | 3,077 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 20,742 | 240,765 | SH | SOLE | 240,765 | 0 | 0 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 1,265 | 20,374 | SH | SOLE | 20,374 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 1,032 | 9,451 | SH | SOLE | 9,451 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,479 | 5,753 | SH | SOLE | 5,753 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 21,692 | 188,907 | SH | SOLE | 188,907 | 0 | 0 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 694 | 12,710 | SH | SOLE | 12,710 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 700 | 8,975 | SH | SOLE | 8,975 | 0 | 0 | ||
ISHARES TR | MSCI EAFE MIN VL | 46429B689 | 437 | 5,800 | SH | SOLE | 5,800 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 780 | 15,477 | SH | SOLE | 15,477 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 7,399 | 190,649 | SH | SOLE | 190,649 | 0 | 0 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 254 | 1,050 | SH | SOLE | 1,050 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 2,044 | 7,459 | SH | SOLE | 7,459 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 5,402 | 34,518 | SH | SOLE | 34,518 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 11,871 | 54,267 | SH | SOLE | 54,267 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,929 | 11,943 | SH | SOLE | 11,943 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,366 | 8,344 | SH | SOLE | 8,344 | 0 | 0 | ||
KIMBERLY-CLARK CORP | COM | 494368103 | 604 | 4,563 | SH | SOLE | 4,563 | 0 | 0 | ||
KRAFT HEINZ CO | COM | 500754106 | 288 | 7,835 | SH | SOLE | 7,835 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 259 | 3,443 | SH | SOLE | 3,443 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 2,420 | 8,583 | SH | SOLE | 8,583 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 1,445 | 24,837 | SH | SOLE | 24,837 | 0 | 0 | ||
MYRIAD GENETICS INC | COM | 62855J104 | 334 | 10,357 | SH | SOLE | 10,357 | 0 | 0 | ||
NORFOLK SOUTHN CORP | COM | 655844108 | 1,354 | 5,659 | SH | SOLE | 5,659 | 0 | 0 | ||
OTIS WORLDWIDE CORP | COM | 68902V107 | 336 | 4,086 | SH | SOLE | 4,086 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 291 | 1,934 | SH | SOLE | 1,934 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 1,288 | 29,957 | SH | SOLE | 29,957 | 0 | 0 | ||
PG&E CORP | COM | 69331C108 | 100 | 10,416 | SH | SOLE | 10,416 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 1,918 | 20,238 | SH | SOLE | 20,238 | 0 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 307 | 3,013 | SH | SOLE | 3,013 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 7,406 | 52,977 | SH | SOLE | 52,977 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 535 | 4,146 | SH | SOLE | 4,146 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 768 | 8,934 | SH | SOLE | 8,934 | 0 | 0 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 357 | 1,213 | SH | SOLE | 1,213 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 288 | 1,063 | SH | SOLE | 1,063 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 14,081 | 363,854 | SH | SOLE | 363,854 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 31,446 | 614,297 | SH | SOLE | 614,297 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 10,764 | 159,507 | SH | SOLE | 159,507 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 961 | 18,440 | SH | SOLE | 18,440 | 0 | 0 | ||
SOUTHERN CO | COM | 842587107 | 610 | 9,842 | SH | SOLE | 9,842 | 0 | 0 | ||
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 355 | 1,051 | SH | SOLE | 1,051 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 380 | 2,313 | SH | SOLE | 2,313 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 224 | 5,904 | SH | SOLE | 5,904 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 32,579 | 75,918 | SH | SOLE | 75,918 | 0 | 0 | ||
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 616 | 12,475 | SH | SOLE | 12,475 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO AGRGTE | 78464A649 | 372 | 12,471 | SH | SOLE | 12,471 | 0 | 0 | ||
SPDR SER TR | PRTFLO S&P500 HI | 78468R788 | 980 | 25,048 | SH | SOLE | 25,048 | 0 | 0 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 471 | 4,010 | SH | SOLE | 4,010 | 0 | 0 | ||
SPDR SER TR | SPDR BLOOMBERG | 78468R663 | 2,727 | 29,821 | SH | SOLE | 29,821 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 215 | 1,945 | SH | SOLE | 1,945 | 0 | 0 | ||
SUMMIT ST BK SANTA ROSA CALI | COM | 866264203 | 1,537 | 77,650 | SH | SOLE | 77,650 | 0 | 0 | ||
UMPQUA HLDGS CORP | COM | 904214103 | 656 | 32,410 | SH | SOLE | 32,410 | 0 | 0 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 345 | 6,358 | SH | SOLE | 6,358 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 483 | 2,653 | SH | SOLE | 2,653 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 12,365 | 42,614 | SH | SOLE | 42,614 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 417 | 1,763 | SH | SOLE | 1,763 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,239 | 5,668 | SH | SOLE | 5,668 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 4,235 | 31,283 | SH | SOLE | 31,283 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 5,155 | 84,559 | SH | SOLE | 84,559 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,115 | 22,296 | SH | SOLE | 22,296 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 | 32,401 | 527,621 | SH | SOLE | 527,621 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 323 | 3,918 | SH | SOLE | 3,918 | 0 | 0 | ||
VANGUARD STAR FDS | VG TL INTL STK F | 921909768 | 745 | 11,776 | SH | SOLE | 11,776 | 0 | 0 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 312 | 3,372 | SH | SOLE | 3,372 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 941 | 17,414 | SH | SOLE | 17,414 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 681 | 3,059 | SH | SOLE | 3,059 | 0 | 0 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 333 | 2,231 | SH | SOLE | 2,231 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 804 | 17,332 | SH | SOLE | 17,332 | 0 | 0 | ||
WISDOMTREE TR | US DIVID EX FNCL | 97717W406 | 1,546 | 16,454 | SH | SOLE | 16,454 | 0 | 0 | ||
WISDOMTREE TR | US LARGECAP DIVD | 97717W307 | 8,087 | 67,797 | SH | SOLE | 67,797 | 0 | 0 |