The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ANNALY CAPITAL MANAGEMENT INC COM | COM | 035710409 | 213 | 22,676 | SH | SOLE | NONE | 0 | 0 | 22,676 | |
APPLE INC COM USD0.00001 | COM | 037833100 | 361 | 1,230 | SH | SOLE | NONE | 0 | 0 | 1,230 | |
BANK OF AMERICA CORP | COM | 060505104 | 287 | 8,165 | SH | SOLE | NONE | 0 | 0 | 8,165 | |
BLACKSTONE MORTGAGE TRUST INC COM USD0.01 CLS A | COM CL A | 09257W100 | 232 | 6,241 | SH | SOLE | NONE | 0 | 0 | 6,241 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 223 | 1,543 | SH | SOLE | NONE | 0 | 0 | 1,543 | |
GENERAL DYNAMICS CORP COM USD1.00 | COM | 369550108 | 361 | 2,052 | SH | SOLE | NONE | 0 | 0 | 2,052 | |
INVESCO DB COMMDY INDX TRCK FD UNIT | UNIT | 46138B103 | 728 | 45,666 | SH | SOLE | NONE | 0 | 0 | 45,666 | |
INVESCO EXCHNG TRADED FD TR II PFD ETF | PFD ETF | 46138E511 | 470 | 31,352 | SH | SOLE | NONE | 0 | 0 | 31,352 | |
ISHARES CORE 1-5 YEAR USD BOND ETF | CORE 1 5 YR USD | 46432F859 | 1,995 | 39,596 | SH | SOLE | NONE | 0 | 0 | 39,596 | |
ISHARES CORE S&P 500 ETF | CORE S&P500 ETF | 464287200 | 20,912 | 64,699 | SH | SOLE | NONE | 0 | 0 | 64,699 | |
ISHARES CORE S&P MID-CAP ETF | CORE S&P MCP ETF | 464287507 | 7,699 | 37,413 | SH | SOLE | NONE | 0 | 0 | 37,413 | |
ISHARES CORE S&P SMALL-CAP E | CORE S&P SCP ETF | 464287804 | 9,663 | 115,259 | SH | SOLE | NONE | 0 | 0 | 115,259 | |
ISHARES CORE U.S. AGGREGATE BOND ETF | CORE US AGGBD ET | 464287226 | 6,734 | 60,091 | SH | SOLE | NONE | 0 | 0 | 60,091 | |
ISHARES EDGE MSCI MIN VOL EAFE ETF | MIN VOL EAFE ETF | 46429B689 | 409 | 5,491 | SH | SOLE | NONE | 0 | 0 | 5,491 | |
ISHARES GLOBAL ENERGY ETF | GLOBAL ENERG ETF | 464287341 | 278 | 9,022 | SH | SOLE | NONE | 0 | 0 | 9,022 | |
ISHARES IBONDS DEC 2020 TERM CORPORATE ETF | IBONDS DEC20 ETF | 46434VAQ3 | 2,681 | 105,997 | SH | SOLE | NONE | 0 | 0 | 105,997 | |
ISHARES IBONDS DEC 2021 TERM CORPORATE ETF | IBONDS DEC21 ETF | 46434VBK5 | 4,116 | 164,906 | SH | SOLE | NONE | 0 | 0 | 164,906 | |
ISHARES IBONDS DEC 2021 TERM MUNI BOND ETF | IBONDS DEC2021 | 46435G789 | 1,063 | 41,289 | SH | SOLE | NONE | 0 | 0 | 41,289 | |
ISHARES IBONDS DEC 2022 TERM CORPORATE ETF | IBONDS DEC22 ETF | 46434VBA7 | 3,253 | 129,009 | SH | SOLE | NONE | 0 | 0 | 129,009 | |
ISHARES IBONDS DEC 2022 TERM MUNI BOND ETF | IBONDS DEC2022 | 46435G755 | 973 | 37,203 | SH | SOLE | NONE | 0 | 0 | 37,203 | |
ISHARES IBONDS DEC 2023 TERM CORPORATE ETF | IBONDS DEC23 ETF | 46434VAX8 | 1,766 | 72,060 | SH | SOLE | NONE | 0 | 0 | 72,060 | |
ISHARES IBONDS SEP 2020 TERM MUNI BOND ETF | IBONDS SEP2020 | 46434V571 | 904 | 35,459 | SH | SOLE | NONE | 0 | 0 | 35,459 | |
ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF | IBOXX INV CP ETF | 464287242 | 527 | 4,118 | SH | SOLE | NONE | 0 | 0 | 4,118 | |
ISHARES INC CORE MSCI EMERGING MKTS ETF | CORE MSCI EMKT | 46434G103 | 5,621 | 104,578 | SH | SOLE | NONE | 0 | 0 | 104,578 | |
ISHARES MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 2,121 | 30,546 | SH | SOLE | NONE | 0 | 0 | 30,546 | |
ISHARES NATIONAL MUNI BOND ETF | NATIONAL MUN ETF | 464288414 | 352 | 3,090 | SH | SOLE | NONE | 0 | 0 | 3,090 | |
ISHARES NEW YORK MUNI BOND ETF | NEW YORK MUN ETF | 464288323 | 224 | 3,928 | SH | SOLE | NONE | 0 | 0 | 3,928 | |
ISHARES RUSSELL 1000 GROWTH ETF | RUS 1000 GRW ETF | 464287614 | 940 | 5,335 | SH | SOLE | NONE | 0 | 0 | 5,335 | |
ISHARES RUSSELL 1000 VALUE ETF | RUS 1000 VAL ETF | 464287598 | 500 | 3,660 | SH | SOLE | NONE | 0 | 0 | 3,660 | |
ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 244 | 1,469 | SH | SOLE | NONE | 0 | 0 | 1,469 | |
ISHARES RUSSELL 2000 GROWTH ETF | RUS 2000 GRW ETF | 464287648 | 634 | 2,960 | SH | SOLE | NONE | 0 | 0 | 2,960 | |
ISHARES RUSSELL 2000 VALUE ETF | RUS 2000 VAL ETF | 464287630 | 500 | 3,889 | SH | SOLE | NONE | 0 | 0 | 3,889 | |
ISHARES S&P 500 GROWTH ETF | S&P 500 GRWT ETF | 464287309 | 10,263 | 53,008 | SH | SOLE | NONE | 0 | 0 | 53,008 | |
ISHARES S&P 500 VALUE ETF | S&P 500 VAL ETF | 464287408 | 5,937 | 45,645 | SH | SOLE | NONE | 0 | 0 | 45,645 | |
ISHARES S&P MID CAP 400 GROWTH ETF | S&P MC 400GR ETF | 464287606 | 3,828 | 16,076 | SH | SOLE | NONE | 0 | 0 | 16,076 | |
ISHARES S&P MIDCAP 400 VALUE ETF | S&P MC 400VL ETF | 464287705 | 2,077 | 12,166 | SH | SOLE | NONE | 0 | 0 | 12,166 | |
ISHARES S&P SMALLCAP 600 VALUE ETF | SP SMCP600VL ETF | 464287879 | 1,290 | 8,027 | SH | SOLE | NONE | 0 | 0 | 8,027 | |
ISHARES SELECT DIVIDEND ETF | SELECT DIVID ETF | 464287168 | 4,567 | 43,216 | SH | SOLE | NONE | 0 | 0 | 43,216 | |
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | SHRT NAT MUN ETF | 464288158 | 780 | 7,307 | SH | SOLE | NONE | 0 | 0 | 7,307 | |
ISHARES TIPS BOND ETF | TIPS BD ETF | 464287176 | 2,033 | 17,445 | SH | SOLE | NONE | 0 | 0 | 17,445 | |
ISHARES TR CORE MSCI TOTAL | CORE MSCI TOTAL | 46432F834 | 2,050 | 33,133 | SH | SOLE | NONE | 0 | 0 | 33,133 | |
ISHARES TR EAFE SML CP ETF | EAFE SML CP ETF | 464288273 | 4,267 | 68,510 | SH | SOLE | NONE | 0 | 0 | 68,510 | |
ISHARES TR FLTG RATE NT ETF | FLTG RATE NT ETF | 46429B655 | 1,640 | 32,222 | SH | SOLE | NONE | 0 | 0 | 32,222 | |
ISHARES TR IBONDS DEC2023 TERM MUNI BD ETF | IBONDS DEC2023 | 46435G318 | 841 | 32,604 | SH | SOLE | NONE | 0 | 0 | 32,604 | |
ISHARES TR IBOXX HI YD ETF | IBOXX HI YD ETF | 464288513 | 346 | 3,936 | SH | SOLE | NONE | 0 | 0 | 3,936 | |
ISHARES TR INTL SEL DIV ETF | INTL SEL DIV ETF | 464288448 | 320 | 9,550 | SH | SOLE | NONE | 0 | 0 | 9,550 | |
ISHARES TR MSCI ACWI EX US | MSCI ACWI EX US | 464288240 | 371 | 7,567 | SH | SOLE | NONE | 0 | 0 | 7,567 | |
ISHARES TR PFD AND INCM SEC | PFD AND INCM SEC | 464288687 | 1,032 | 27,470 | SH | SOLE | NONE | 0 | 0 | 27,470 | |
ISHARES TR S&P SMALL CAP 600 GROWTH ETF | S&P SML 600 GWT | 464287887 | 3,423 | 17,708 | SH | SOLE | NONE | 0 | 0 | 17,708 | |
ISHARES TRUST CORE DIVID GWTH | CORE DIV GRWTH | 46434V621 | 1,189 | 28,278 | SH | SOLE | NONE | 0 | 0 | 28,278 | |
ISHARES TRUST CORE MSCI EAFE ETF | CORE MSCI EAFE | 46432F842 | 10,065 | 154,306 | SH | SOLE | NONE | 0 | 0 | 154,306 | |
ISHARES TRUST MSCI EMG MKTS ETF USD DIS | MSCI EMG MKT ETF | 464287234 | 635 | 14,152 | SH | SOLE | NONE | 0 | 0 | 14,152 | |
ISHARES U S ENERGY ETF | U.S. ENERGY ETF | 464287796 | 261 | 8,128 | SH | SOLE | NONE | 0 | 0 | 8,128 | |
ISHARES U S REAL ESTATE ETF | U.S. REAL ES ETF | 464287739 | 4,637 | 49,829 | SH | SOLE | NONE | 0 | 0 | 49,829 | |
JOHNSON &JOHNSON COM USD1.00 | COM | 478160104 | 313 | 2,151 | SH | SOLE | NONE | 0 | 0 | 2,151 | |
JPMORGAN CHASE & CO COM USD1.00 | COM | 46625H100 | 55,771 | 400,082 | SH | SOLE | NONE | 0 | 0 | 400,082 | |
MFA FINL INC COM | COM | 55272X102 | 275 | 35,999 | SH | SOLE | NONE | 0 | 0 | 35,999 | |
MICROSOFT CORP | COM | 594918104 | 487 | 3,094 | SH | SOLE | NONE | 0 | 0 | 3,094 | |
PROCTER & GAMBLE CO COM | COM | 742718109 | 504 | 4,039 | SH | SOLE | NONE | 0 | 0 | 4,039 | |
SELECT SECTOR SPDR TRUST AMEX FINANCIAL SELECT INDEX USD DIS | SBI INT-FINL | 81369Y605 | 403 | 13,094 | SH | SOLE | NONE | 0 | 0 | 13,094 | |
SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT | TR UNIT | 78462F103 | 2,439 | 7,578 | SH | SOLE | NONE | 0 | 0 | 7,578 | |
TPG RE FIN TR INC COM | COM | 87266M107 | 283 | 14,002 | SH | SOLE | NONE | 0 | 0 | 14,002 | |
VANGUARD CHARLOTTE TOTAL INTL BD INDEX FD ETF | INTL BD IDX ETF | 92203J407 | 3,450 | 60,983 | SH | SOLE | NONE | 0 | 0 | 60,983 | |
VANGUARD REAL ESTATE ETF | REAL ESTATE ETF | 922908553 | 530 | 5,718 | SH | SOLE | NONE | 0 | 0 | 5,718 | |
VANGUARD SECTOR INDEX FDS VANGUARD UTILS VIPERS | UTILITIES ETF | 92204A876 | 1,477 | 10,321 | SH | SOLE | NONE | 0 | 0 | 10,321 |