The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ANNALY CAPITAL MANAGEMENT INC COM | COM | 035710409 | 127 | 25,180 | SH | SOLE | NONE | 0 | 0 | 25,180 | |
APPLE INC COM USD0.00001 | COM | 037833100 | 313 | 1,231 | SH | SOLE | NONE | 0 | 0 | 1,231 | |
BLACKSTONE MORTGAGE TRUST INC COM USD0.01 CLS A | COM CL A | 09257W100 | 229 | 12,304 | SH | SOLE | NONE | 0 | 0 | 12,304 | |
DIREXION SHS ETF TR DLY S&P500 BR 3X | DLY S&P500 BR 3X | 25460E885 | 236 | 14,852 | SH | SOLE | NONE | 0 | 0 | 14,852 | |
GENERAL DYNAMICS CORP COM USD1.00 | COM | 369550108 | 284 | 2,152 | SH | SOLE | NONE | 0 | 0 | 2,152 | |
INVESCO EXCHANGE-TRADED FD TR PFD ETF | PFD ETF | 46138E511 | 281 | 21,423 | SH | SOLE | NONE | 0 | 0 | 21,423 | |
ISHARES CORE S&P TOTAL US STOCK MARKET ETF | CORE S&P TTL STK | 464287150 | 875 | 15,304 | SH | SOLE | NONE | 0 | 0 | 15,304 | |
ISHARES SELECT DIVIDEND ETF | SELECT DIVID ETF | 464287168 | 2,716 | 36,940 | SH | SOLE | NONE | 0 | 0 | 36,940 | |
ISHARES TIPS BOND ETF | TIPS BD ETF | 464287176 | 2,092 | 17,746 | SH | SOLE | NONE | 0 | 0 | 17,746 | |
ISHARES CORE S&P 500 ETF | CORE S&P500 ETF | 464287200 | 15,987 | 61,959 | SH | SOLE | NONE | 0 | 0 | 61,959 | |
ISHARES CORE U.S. AGGREGATE BOND ETF | CORE US AGGBD ET | 464287226 | 7,994 | 67,916 | SH | SOLE | NONE | 0 | 0 | 67,916 | |
ISHARES TRUST MSCI EMG MKTS ETF USD DIS | MSCI EMG MKT ETF | 464287234 | 479 | 14,041 | SH | SOLE | NONE | 0 | 0 | 14,041 | |
ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF | IBOXX INV CP ETF | 464287242 | 724 | 5,868 | SH | SOLE | NONE | 0 | 0 | 5,868 | |
ISHARES S&P 500 GROWTH ETF | S&P 500 GRWT ETF | 464287309 | 7,856 | 47,599 | SH | SOLE | NONE | 0 | 0 | 47,599 | |
ISHARES S&P 500 VALUE ETF | S&P 500 VAL ETF | 464287408 | 3,557 | 36,958 | SH | SOLE | NONE | 0 | 0 | 36,958 | |
ISHARES MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 1,655 | 30,965 | SH | SOLE | NONE | 0 | 0 | 30,965 | |
ISHARES CORE S&P MID-CAP ETF | CORE S&P MCP ETF | 464287507 | 4,969 | 34,826 | SH | SOLE | NONE | 0 | 0 | 34,826 | |
ISHARES RUSSELL 1000 VALUE ETF | RUS 1000 VAL ETF | 464287598 | 363 | 3,660 | SH | SOLE | NONE | 0 | 0 | 3,660 | |
ISHARES S&P MID CAP 400 GROWTH ETF | S&P MC 400GR ETF | 464287606 | 2,859 | 16,021 | SH | SOLE | NONE | 0 | 0 | 16,021 | |
ISHARES RUSSELL 1000 GROWTH ETF | RUS 1000 GRW ETF | 464287614 | 801 | 5,322 | SH | SOLE | NONE | 0 | 0 | 5,322 | |
ISHARES RUSSELL 2000 VALUE ETF | RUS 2000 VAL ETF | 464287630 | 320 | 3,905 | SH | SOLE | NONE | 0 | 0 | 3,905 | |
ISHARES RUSSELL 2000 GROWTH ETF | RUS 2000 GRW ETF | 464287648 | 471 | 2,984 | SH | SOLE | NONE | 0 | 0 | 2,984 | |
ISHARES S&P MIDCAP 400 VALUE ETF | S&P MC 400VL ETF | 464287705 | 1,347 | 12,282 | SH | SOLE | NONE | 0 | 0 | 12,282 | |
ISHARES U S REAL ESTATE ETF | U.S. REAL ES ETF | 464287739 | 3,078 | 43,828 | SH | SOLE | NONE | 0 | 0 | 43,828 | |
ISHARES CORE S&P SMALL-CAP E | CORE S&P SCP ETF | 464287804 | 6,434 | 114,676 | SH | SOLE | NONE | 0 | 0 | 114,676 | |
ISHARES S&P SMALLCAP 600 VALUE ETF | SP SMCP600VL ETF | 464287879 | 805 | 8,062 | SH | SOLE | NONE | 0 | 0 | 8,062 | |
ISHARES TR S&P SMALL CAP 600 GROWTH ETF | S&P SML 600 GWT | 464287887 | 2,431 | 17,634 | SH | SOLE | NONE | 0 | 0 | 17,634 | |
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | SHRT NAT MUN ETF | 464288158 | 743 | 6,998 | SH | SOLE | NONE | 0 | 0 | 6,998 | |
ISHARES TR MSCI ACWI EX US | MSCI ACWI EX US | 464288240 | 288 | 7,671 | SH | SOLE | NONE | 0 | 0 | 7,671 | |
ISHARES TR EAFE SML CP ETF | EAFE SML CP ETF | 464288273 | 2,905 | 64,613 | SH | SOLE | NONE | 0 | 0 | 64,613 | |
ISHARES NEW YORK MUNI BOND ETF | NEW YORK MUN ETF | 464288323 | 221 | 3,914 | SH | SOLE | NONE | 0 | 0 | 3,914 | |
ISHARES NATIONAL MUNI BOND ETF | NATIONAL MUN ETF | 464288414 | 399 | 3,537 | SH | SOLE | NONE | 0 | 0 | 3,537 | |
ISHARES TR INTL SEL DIV ETF | INTL SEL DIV ETF | 464288448 | 223 | 9,901 | SH | SOLE | NONE | 0 | 0 | 9,901 | |
ISHARES TR IBOXX HI YD ETF | IBOXX HI YD ETF | 464288513 | 302 | 3,929 | SH | SOLE | NONE | 0 | 0 | 3,929 | |
ISHARES TR MBS ETF | MBS ETF | 464288588 | 879 | 7,964 | SH | SOLE | NONE | 0 | 0 | 7,964 | |
ISHARES TR PFD AND INCM SEC | PFD AND INCM SEC | 464288687 | 854 | 26,847 | SH | SOLE | NONE | 0 | 0 | 26,847 | |
ISHARES TR FLTG RATE NT ETF | FLTG RATE NT ETF | 46429B655 | 1,369 | 28,100 | SH | SOLE | NONE | 0 | 0 | 28,100 | |
ISHARES TR CORE MSCI TOTAL | CORE MSCI TOTAL | 46432F834 | 1,553 | 33,044 | SH | SOLE | NONE | 0 | 0 | 33,044 | |
ISHARES TRUST CORE MSCI EAFE ETF | CORE MSCI EAFE | 46432F842 | 7,414 | 149,137 | SH | SOLE | NONE | 0 | 0 | 149,137 | |
ISHARES CORE 1-5 YEAR USD BOND ETF | CORE 1 5 YR USD | 46432F859 | 1,996 | 39,539 | SH | SOLE | NONE | 0 | 0 | 39,539 | |
ISHARES INC CORE MSCI EMERGING MKTS ETF | CORE MSCI EMKT | 46434G103 | 4,110 | 101,806 | SH | SOLE | NONE | 0 | 0 | 101,806 | |
ISHARES IBONDS SEP 2020 TERM MUNI BOND ETF | IBONDS SEP2020 | 46434V571 | 782 | 30,854 | SH | SOLE | NONE | 0 | 0 | 30,854 | |
ISHARES TRUST CORE DIVID GWTH | CORE DIV GRWTH | 46434V621 | 1,126 | 34,568 | SH | SOLE | NONE | 0 | 0 | 34,568 | |
ISHARES IBONDS DEC 2020 TERM CORPORATE ETF | IBONDS DEC20 ETF | 46434VAQ3 | 2,049 | 92,103 | SH | SOLE | NONE | 0 | 0 | 92,103 | |
ISHARES IBONDS DEC 2023 TERM CORPORATE ETF | IBONDS DEC23 ETF | 46434VAX8 | 1,881 | 75,248 | SH | SOLE | NONE | 0 | 0 | 75,248 | |
ISHARES IBONDS DEC 2022 TERM CORPORATE ETF | IBONDS DEC22 ETF | 46434VBA7 | 3,029 | 122,214 | SH | SOLE | NONE | 0 | 0 | 122,214 | |
ISHARES IBONDS DEC 2021 TERM CORPORATE ETF | IBONDS DEC21 ETF | 46434VBK5 | 3,499 | 146,001 | SH | SOLE | NONE | 0 | 0 | 146,001 | |
ISHARES TR IBONDS DEC2023 TERM MUNI BD ETF | IBONDS DEC2023 | 46435G318 | 837 | 32,655 | SH | SOLE | NONE | 0 | 0 | 32,655 | |
ISHARES IBONDS DEC 2022 TERM MUNI BOND ETF | IBONDS DEC2022 | 46435G755 | 969 | 37,255 | SH | SOLE | NONE | 0 | 0 | 37,255 | |
ISHARES IBONDS DEC 2021 TERM MUNI BOND ETF | IBONDS DEC2021 | 46435G789 | 1,003 | 39,357 | SH | SOLE | NONE | 0 | 0 | 39,357 | |
JPMORGAN CHASE & CO COM USD1.00 | COM | 46625H100 | 36,019 | 400,082 | SH | SOLE | NONE | 0 | 0 | 400,082 | |
JOHNSON &JOHNSON COM USD1.00 | COM | 478160104 | 249 | 1,905 | SH | SOLE | NONE | 0 | 0 | 1,905 | |
MFA FINL INC COM | COM | 55272X102 | 71 | 46,356 | SH | SOLE | NONE | 0 | 0 | 46,356 | |
MICROSOFT CORP | COM | 594918104 | 478 | 3,033 | SH | SOLE | NONE | 0 | 0 | 3,033 | |
PROCTER & GAMBLE CO COM | COM | 742718109 | 450 | 4,099 | SH | SOLE | NONE | 0 | 0 | 4,099 | |
SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT | TR UNIT | 78462F103 | 1,940 | 7,527 | SH | SOLE | NONE | 0 | 0 | 7,527 | |
SELECT SECTOR SPDR TRUST AMEX FINANCIAL SELECT INDEX USD DIS | SBI INT-FINL | 81369Y605 | 272 | 13,105 | SH | SOLE | NONE | 0 | 0 | 13,105 | |
TPG RE FIN TR INC COM | COM | 87266M107 | 154 | 28,125 | SH | SOLE | NONE | 0 | 0 | 28,125 | |
VANGUARD CHARLOTTE TOTAL INTL BD INDEX FD ETF | INTL BD IDX ETF | 92203J407 | 3,753 | 66,714 | SH | SOLE | NONE | 0 | 0 | 66,714 | |
VANGUARD SECTOR INDEX FDS VANGUARD UTILS VIPERS | UTILITIES ETF | 92204A876 | 1,261 | 10,345 | SH | SOLE | NONE | 0 | 0 | 10,345 | |
VANGUARD SCOTTSDALE FDS VANGUARD MTG-BACKED SECS IDX FD ETF | MORTG-BACK SEC | 92206C771 | 916 | 16,812 | SH | SOLE | NONE | 0 | 0 | 16,812 | |
VANGUARD REAL ESTATE ETF | REAL ESTATE ETF | 922908553 | 451 | 6,464 | SH | SOLE | NONE | 0 | 0 | 6,464 |