The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ANNALY CAPITAL MANAGEMENT INC COM | COM | 035710409 | 170 | 25,963 | SH | SOLE | NONE | 0 | 0 | 25,963 | |
APPLE INC COM USD0.00001 | COM | 037833100 | 446 | 1,225 | SH | SOLE | NONE | 0 | 0 | 1,225 | |
BLACKSTONE MORTGAGE TRUST INC COM USD0.01 CLS A | COM CL A | 09257W100 | 299 | 12,451 | SH | SOLE | NONE | 0 | 0 | 12,451 | |
DIREXION SHS ETF TR DLY S&P500 BR 3X | DLY S&P500 BR 3X | 25460E885 | 133 | 17,052 | SH | SOLE | NONE | 0 | 0 | 17,052 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 204 | 1,829 | SH | SOLE | NONE | 0 | 0 | 1,829 | |
GENERAL DYNAMICS CORP COM USD1.00 | COM | 369550108 | 322 | 2,158 | SH | SOLE | NONE | 0 | 0 | 2,158 | |
INVESCO EXCH TRADED FD TR II PFD ETF | PFD ETF | 46138E511 | 304 | 21,536 | SH | SOLE | NONE | 0 | 0 | 21,536 | |
ISHARES 0-5 YEAR TIPS BOND ETF | 0-5 YR TIPS ETF | 46429B747 | 202 | 1,975 | SH | SOLE | NONE | 0 | 0 | 1,975 | |
ISHARES CORE 1-5 YEAR USD BOND ETF | CORE 1 5 YR USD | 46432F859 | 2,603 | 50,583 | SH | SOLE | NONE | 0 | 0 | 50,583 | |
ISHARES CORE S&P 500 ETF | CORE S&P500 ETF | 464287200 | 19,284 | 62,268 | SH | SOLE | NONE | 0 | 0 | 62,268 | |
ISHARES CORE S&P MID-CAP ETF | CORE S&P MCP ETF | 464287507 | 6,279 | 35,315 | SH | SOLE | NONE | 0 | 0 | 35,315 | |
ISHARES CORE S&P SMALL-CAP E | CORE S&P SCP ETF | 464287804 | 7,521 | 110,139 | SH | SOLE | NONE | 0 | 0 | 110,139 | |
ISHARES CORE S&P TOTAL US STOCK MARKET ETF | CORE S&P TTL STK | 464287150 | 1,062 | 15,305 | SH | SOLE | NONE | 0 | 0 | 15,305 | |
ISHARES CORE U.S. AGGREGATE BOND ETF | CORE US AGGBD ET | 464287226 | 9,147 | 77,379 | SH | SOLE | NONE | 0 | 0 | 77,379 | |
ISHARES EDGE MSCI MIN VOL EAFE ETF | MIN VOL EAFE ETF | 46429B689 | 640 | 9,699 | SH | SOLE | NONE | 0 | 0 | 9,699 | |
ISHARES IBONDS DEC 2020 TERM CORPORATE ETF | IBONDS DEC20 ETF | 46434VAQ3 | 1,710 | 67,521 | SH | SOLE | NONE | 0 | 0 | 67,521 | |
ISHARES IBONDS DEC 2021 TERM CORPORATE ETF | IBONDS DEC21 ETF | 46434VBK5 | 3,158 | 125,597 | SH | SOLE | NONE | 0 | 0 | 125,597 | |
ISHARES IBONDS DEC 2021 TERM MUNI BOND ETF | IBONDS DEC2021 | 46435G789 | 1,057 | 40,778 | SH | SOLE | NONE | 0 | 0 | 40,778 | |
ISHARES IBONDS DEC 2022 TERM CORPORATE ETF | IBONDS DEC22 ETF | 46434VBA7 | 3,034 | 118,166 | SH | SOLE | NONE | 0 | 0 | 118,166 | |
ISHARES IBONDS DEC 2022 TERM MUNI BOND ETF | IBONDS DEC2022 | 46435G755 | 986 | 37,333 | SH | SOLE | NONE | 0 | 0 | 37,333 | |
ISHARES IBONDS DEC 2023 TERM CORPORATE ETF | IBONDS DEC23 ETF | 46434VAX8 | 2,353 | 89,743 | SH | SOLE | NONE | 0 | 0 | 89,743 | |
ISHARES IBONDS SEP 2020 TERM MUNI BOND ETF | IBONDS SEP2020 | 46434V571 | 822 | 32,260 | SH | SOLE | NONE | 0 | 0 | 32,260 | |
ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF | IBOXX INV CP ETF | 464287242 | 1,024 | 7,614 | SH | SOLE | NONE | 0 | 0 | 7,614 | |
ISHARES INC CORE MSCI EMERGING MKTS ETF | CORE MSCI EMKT | 46434G103 | 4,877 | 102,459 | SH | SOLE | NONE | 0 | 0 | 102,459 | |
ISHARES MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 1,914 | 31,455 | SH | SOLE | NONE | 0 | 0 | 31,455 | |
ISHARES NATIONAL MUNI BOND ETF | NATIONAL MUN ETF | 464288414 | 410 | 3,555 | SH | SOLE | NONE | 0 | 0 | 3,555 | |
ISHARES NEW YORK MUNI BOND ETF | NEW YORK MUN ETF | 464288323 | 226 | 3,935 | SH | SOLE | NONE | 0 | 0 | 3,935 | |
ISHARES RUSSELL 1000 GROWTH ETF | RUS 1000 GRW ETF | 464287614 | 979 | 5,103 | SH | SOLE | NONE | 0 | 0 | 5,103 | |
ISHARES RUSSELL 1000 VALUE ETF | RUS 1000 VAL ETF | 464287598 | 455 | 4,048 | SH | SOLE | NONE | 0 | 0 | 4,048 | |
ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 206 | 1,445 | SH | SOLE | NONE | 0 | 0 | 1,445 | |
ISHARES RUSSELL 2000 GROWTH ETF | RUS 2000 GRW ETF | 464287648 | 656 | 3,172 | SH | SOLE | NONE | 0 | 0 | 3,172 | |
ISHARES RUSSELL 2000 VALUE ETF | RUS 2000 VAL ETF | 464287630 | 426 | 4,376 | SH | SOLE | NONE | 0 | 0 | 4,376 | |
ISHARES RUSSELL MIDCAP VALUE ETF | RUS MDCP VAL ETF | 464287473 | 384 | 5,027 | SH | SOLE | NONE | 0 | 0 | 5,027 | |
ISHARES S&P 500 GROWTH ETF | S&P 500 GRWT ETF | 464287309 | 9,799 | 47,229 | SH | SOLE | NONE | 0 | 0 | 47,229 | |
ISHARES S&P 500 VALUE ETF | S&P 500 VAL ETF | 464287408 | 4,238 | 39,167 | SH | SOLE | NONE | 0 | 0 | 39,167 | |
ISHARES S&P MID CAP 400 GROWTH ETF | S&P MC 400GR ETF | 464287606 | 3,370 | 15,044 | SH | SOLE | NONE | 0 | 0 | 15,044 | |
ISHARES S&P MIDCAP 400 VALUE ETF | S&P MC 400VL ETF | 464287705 | 1,087 | 8,178 | SH | SOLE | NONE | 0 | 0 | 8,178 | |
ISHARES S&P SMALLCAP 600 VALUE ETF | SP SMCP600VL ETF | 464287879 | 223 | 1,858 | SH | SOLE | NONE | 0 | 0 | 1,858 | |
ISHARES SELECT DIVIDEND ETF | SELECT DIVID ETF | 464287168 | 2,407 | 29,819 | SH | SOLE | NONE | 0 | 0 | 29,819 | |
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | SHRT NAT MUN ETF | 464288158 | 757 | 7,024 | SH | SOLE | NONE | 0 | 0 | 7,024 | |
ISHARES TIPS BOND ETF | TIPS BD ETF | 464287176 | 2,278 | 18,525 | SH | SOLE | NONE | 0 | 0 | 18,525 | |
ISHARES TR CORE MSCI TOTAL | CORE MSCI TOTAL | 46432F834 | 1,672 | 30,685 | SH | SOLE | NONE | 0 | 0 | 30,685 | |
ISHARES TR EAFE GRWTH ETF | EAFE GRWTH ETF | 464288885 | 442 | 5,320 | SH | SOLE | NONE | 0 | 0 | 5,320 | |
ISHARES TR EAFE SML CP ETF | EAFE SML CP ETF | 464288273 | 3,491 | 65,122 | SH | SOLE | NONE | 0 | 0 | 65,122 | |
ISHARES TR EXPND TEC SC ETF | EXPND TEC SC ETF | 464287549 | 216 | 774 | SH | SOLE | NONE | 0 | 0 | 774 | |
ISHARES TR FLTG RATE NT ETF | FLTG RATE NT ETF | 46429B655 | 2,220 | 43,892 | SH | SOLE | NONE | 0 | 0 | 43,892 | |
ISHARES TR IBONDS DEC2023 TERM MUNI BD ETF | IBONDS DEC2023 | 46435G318 | 858 | 32,735 | SH | SOLE | NONE | 0 | 0 | 32,735 | |
ISHARES TR IBOXX HI YD ETF | IBOXX HI YD ETF | 464288513 | 325 | 3,983 | SH | SOLE | NONE | 0 | 0 | 3,983 | |
ISHARES TR INTL SEL DIV ETF | INTL SEL DIV ETF | 464288448 | 251 | 10,015 | SH | SOLE | NONE | 0 | 0 | 10,015 | |
ISHARES TR MBS ETF | MBS ETF | 464288588 | 1,485 | 13,421 | SH | SOLE | NONE | 0 | 0 | 13,421 | |
ISHARES TR MSCI ACWI EX US | MSCI ACWI EX US | 464288240 | 335 | 7,756 | SH | SOLE | NONE | 0 | 0 | 7,756 | |
ISHARES TR PFD AND INCM SEC | PFD AND INCM SEC | 464288687 | 936 | 27,041 | SH | SOLE | NONE | 0 | 0 | 27,041 | |
ISHARES TR S&P SMALL CAP 600 GROWTH ETF | S&P SML 600 GWT | 464287887 | 2,826 | 16,644 | SH | SOLE | NONE | 0 | 0 | 16,644 | |
ISHARES TR ULTR SH TRM BD | ULTR SH TRM BD | 46434V878 | 1,578 | 31,212 | SH | SOLE | NONE | 0 | 0 | 31,212 | |
ISHARES TRUST CORE DIVID GWTH | CORE DIV GRWTH | 46434V621 | 1,983 | 52,743 | SH | SOLE | NONE | 0 | 0 | 52,743 | |
ISHARES TRUST CORE MSCI EAFE ETF | CORE MSCI EAFE | 46432F842 | 7,653 | 133,898 | SH | SOLE | NONE | 0 | 0 | 133,898 | |
ISHARES TRUST MSCI EMG MKTS ETF USD DIS | MSCI EMG MKT ETF | 464287234 | 599 | 14,998 | SH | SOLE | NONE | 0 | 0 | 14,998 | |
ISHARES U S REAL ESTATE ETF | U.S. REAL ES ETF | 464287739 | 3,427 | 43,487 | SH | SOLE | NONE | 0 | 0 | 43,487 | |
JOHNSON &JOHNSON COM USD1.00 | COM | 478160104 | 236 | 1,682 | SH | SOLE | NONE | 0 | 0 | 1,682 | |
JPMORGAN CHASE & CO COM USD1.00 | COM | 46625H100 | 37,667 | 400,460 | SH | SOLE | NONE | 0 | 0 | 400,460 | |
MFA FINL INC COM | COM | 55272X102 | 115 | 46,356 | SH | SOLE | NONE | 0 | 0 | 46,356 | |
MICROSOFT CORP | COM | 594918104 | 617 | 3,034 | SH | SOLE | NONE | 0 | 0 | 3,034 | |
NETFLIX COM INC COM | COM | 64110L106 | 214 | 472 | SH | SOLE | NONE | 0 | 0 | 472 | |
PROCTER AND GAMBLE CO COM | COM | 742718109 | 490 | 4,099 | SH | SOLE | NONE | 0 | 0 | 4,099 | |
SELECT SECTOR SPDR TRUST AMEX FINANCIAL SELECT INDEX USD DIS | SBI INT-FINL | 81369Y605 | 303 | 13,114 | SH | SOLE | NONE | 0 | 0 | 13,114 | |
SELECT SECTOR SPDR TRUST TECHNOLOGY SELECT SECTOR USD DIS | TECHNOLOGY | 81369Y803 | 206 | 1,973 | SH | SOLE | NONE | 0 | 0 | 1,973 | |
SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT | TR UNIT | 78462F103 | 2,770 | 8,986 | SH | SOLE | NONE | 0 | 0 | 8,986 | |
TPG RE FIN TR INC COM | COM | 87266M107 | 194 | 22,648 | SH | SOLE | NONE | 0 | 0 | 22,648 | |
VANGUARD CHARLOTTE TOTAL INTL BD INDEX FD ETF | INTL BD IDX ETF | 92203J407 | 4,127 | 71,504 | SH | SOLE | NONE | 0 | 0 | 71,504 | |
VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS | MCAP VL IDXVIP | 922908512 | 534 | 5,586 | SH | SOLE | NONE | 0 | 0 | 5,586 | |
VANGUARD INDEX FDS VANGUARD SMALL CAP VALUE VIPERS FORMERLY VANGUARD INDEX TR | SM CP VAL ETF | 922908611 | 856 | 8,006 | SH | SOLE | NONE | 0 | 0 | 8,006 | |
VANGUARD INTL EQUITY INDEX FDS FTSE SMCAP ETF | FTSE SMCAP ETF | 922042718 | 225 | 2,329 | SH | SOLE | NONE | 0 | 0 | 2,329 | |
VANGUARD REAL ESTATE ETF | REAL ESTATE ETF | 922908553 | 576 | 7,341 | SH | SOLE | NONE | 0 | 0 | 7,341 | |
VANGUARD RUSSELL 2000 ETF | VNG RUS2000IDX | 92206C664 | 442 | 3,834 | SH | SOLE | NONE | 0 | 0 | 3,834 | |
VANGUARD SCOTTSDALE FDS VANGUARD MTG-BACKED SECS IDX FD ETF | MORTG-BACK SEC | 92206C771 | 1,263 | 23,232 | SH | SOLE | NONE | 0 | 0 | 23,232 | |
VANGUARD SECTOR INDEX FDS VANGUARD UTILS VIPERS | UTILITIES ETF | 92204A876 | 1,332 | 10,777 | SH | SOLE | NONE | 0 | 0 | 10,777 |