The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTIVISION BLIZZARD INC. | Common Stock | 00507V109 | 2,740 | 36,100 | SH | DFND | 1 | 36,100 | 0 | 0 | |
ADOBE SYSTEMS INC. | Common Stock | 00724F101 | 3,966 | 9,110 | SH | DFND | 1 | 9,110 | 0 | 0 | |
ADVANCED MICRO DEVICES INC. | Convertible Bond | 007903BD8 | 261 | 40 | SH | DFND | 1 | 0 | 40 | 0 | |
AKAMAI TECHNOLOGIES INC. | Convertible Bond | 00971TAJ0 | 1,061 | 850 | SH | DFND | 1 | 0 | 850 | 0 | |
ALIBABA GROUP HOLDING LTD | American Depository Receipt | 01609W102 | 27,545 | 127,700 | SH | DFND | 1 | 127,700 | 0 | 0 | |
ALPHABET INC | Common Stock | 02079K305 | 4,056 | 2,860 | SH | DFND | 1 | 2,860 | 0 | 0 | |
AMAZON COM INC. | Common Stock | 023135106 | 2,304 | 835 | SH | DFND | 1 | 835 | 0 | 0 | |
ANHEUSER-BUSCH INBEV SA/NV | American Depository Receipt | 03524A108 | 2,011 | 40,800 | SH | DFND | 1 | 40,800 | 0 | 0 | |
APPLE INC. | Common Stock | 037833100 | 3,192 | 8,750 | SH | DFND | 1 | 8,750 | 0 | 0 | |
AUTODESK INC. | Common Stock | 052769106 | 1,603 | 6,700 | SH | DFND | 1 | 6,700 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC. | Common Stock | 09061G101 | 1,418 | 11,500 | SH | DFND | 1 | 11,500 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC. | Convertible Bond | 09061GAH4 | 370 | 300 | SH | DFND | 1 | 0 | 300 | 0 | |
CHEGG INC | Convertible Bond | 163092AD1 | 995 | 700 | SH | DFND | 1 | 0 | 700 | 0 | |
COSTCO WHOLESALE CORP. | Common Stock | 22160K105 | 1,910 | 6,300 | SH | DFND | 1 | 6,300 | 0 | 0 | |
ELECTRONIC ARTS | Common Stock | 285512109 | 2,720 | 20,600 | SH | DFND | 1 | 20,600 | 0 | 0 | |
ESTEE LAUDER COS INC | Common Stock | 518439104 | 1,736 | 9,200 | SH | DFND | 1 | 9,200 | 0 | 0 | |
EURONET WORLDWIDE INC. | Convertible Bond | 298736AL3 | 319 | 330 | SH | DFND | 1 | 0 | 330 | 0 | |
EXACT SCIENCES CORP. | Convertible Bond | 30063PAB1 | 354 | 340 | SH | DFND | 1 | 0 | 340 | 0 | |
EXACT SCIENCES CORP. | Convertible Bond | 30063PAC9 | 769 | 800 | SH | DFND | 1 | 0 | 800 | 0 | |
FACEBOOK INC | Common Stock | 30303M102 | 2,884 | 12,700 | SH | DFND | 1 | 12,700 | 0 | 0 | |
FIREEYE INC | Convertible Bond | 31816QAF8 | 318 | 350 | SH | DFND | 1 | 0 | 350 | 0 | |
FORTIVE CORP | Convertible Bond | 34959JAK4 | 246 | 250 | SH | DFND | 1 | 0 | 250 | 0 | |
HERBALIFE LTD | Convertible Bond | 42703MAD5 | 348 | 350 | SH | DFND | 1 | 0 | 350 | 0 | |
ILLUMINA INC. | Convertible Bond | 452327AK5 | 500 | 460 | SH | DFND | 1 | 0 | 460 | 0 | |
IQIYI INC | Convertible Bond | 46267XAB4 | 529 | 480 | SH | DFND | 1 | 0 | 480 | 0 | |
IQIYI INC | Convertible Bond | 46267XAD0 | 751 | 750 | SH | DFND | 1 | 0 | 750 | 0 | |
LAM RESEARCH CORP. | Common Stock | 512807108 | 4,108 | 12,700 | SH | DFND | 1 | 12,700 | 0 | 0 | |
LIBERTY MEDIA CORP | Convertible Bond | 531229AB8 | 667 | 630 | SH | DFND | 1 | 0 | 630 | 0 | |
LIBERTY MEDIA GROUP | Convertible Bond | 531229AF9 | 165 | 150 | SH | DFND | 1 | 0 | 150 | 0 | |
LIVE NATION INC. | Convertible Bond | 538034AQ2 | 206 | 200 | SH | DFND | 1 | 0 | 200 | 0 | |
MC CORMICK AND CO.INC. | Common Stock | 579780206 | 825 | 4,600 | SH | DFND | 1 | 4,600 | 0 | 0 | |
MERCADOLIBRE INC | Common Stock | 58733R102 | 9,551 | 9,689 | SH | DFND | 1 | 2,489 | 7,200 | 0 | |
MICROCHIP TECHNOLOGY INC. | Convertible Bond | 595017AF1 | 1,335 | 900 | SH | DFND | 1 | 0 | 900 | 0 | |
MICROCHIP TECHNOLOGY INC. | Convertible Bond | 595017AH7 | 925 | 630 | SH | DFND | 1 | 0 | 630 | 0 | |
MICROSOFT CORP. | Common Stock | 594918104 | 5,907 | 29,025 | SH | DFND | 1 | 29,025 | 0 | 0 | |
MONDELEZ INTERNATIONAL INC | Common Stock | 609207105 | 3,426 | 67,000 | SH | DFND | 1 | 67,000 | 0 | 0 | |
NEW RELIC INC | Convertible Bond | 64829BAB6 | 292 | 300 | SH | DFND | 1 | 0 | 300 | 0 | |
NIKE INC. | Common Stock | 654106103 | 3,422 | 34,900 | SH | DFND | 1 | 34,900 | 0 | 0 | |
NUANCE COMMUNICATIONS INC. | Convertible Bond | 67020YAK6 | 473 | 400 | SH | DFND | 1 | 0 | 400 | 0 | |
NUVASIVE INC. | Convertible Bond | 670704AG0 | 332 | 300 | SH | DFND | 1 | 0 | 300 | 0 | |
NVIDIA CORP. | Common Stock | 67066G104 | 1,634 | 4,300 | SH | DFND | 1 | 4,300 | 0 | 0 | |
ON SEMICONDUCTOR CORP. | Convertible Bond | 682189AK1 | 476 | 407 | SH | DFND | 1 | 0 | 407 | 0 | |
ON SEMICONDUCTOR CORP. | Convertible Bond | 682189AP0 | 757 | 620 | SH | DFND | 1 | 0 | 620 | 0 | |
PALO ALTO NETWORKS INC. | Convertible Bond | 697435AD7 | 1,132 | 1,050 | SH | DFND | 1 | 0 | 1,050 | 0 | |
PAYPAL HOLDINGS INC | Common Stock | 70450Y103 | 4,905 | 28,150 | SH | DFND | 1 | 28,150 | 0 | 0 | |
SALESFORCE.COM INC | Common Stock | 79466L302 | 4,687 | 25,020 | SH | DFND | 1 | 25,020 | 0 | 0 | |
SERVICENOW INC | Common Stock | 81762P102 | 2,244 | 5,540 | SH | DFND | 1 | 5,540 | 0 | 0 | |
SOUTHWEST AIRLINES CO. | Convertible Bond | 844741BG2 | 1,562 | 1,300 | SH | DFND | 1 | 0 | 1,300 | 0 | |
SPLUNK INC | Convertible Bond | 848637AC8 | 1,294 | 900 | SH | DFND | 1 | 0 | 900 | 0 | |
SPLUNK INC | Convertible Bond | 848637AD6 | 884 | 600 | SH | DFND | 1 | 0 | 600 | 0 | |
SQUARE INC | Convertible Bond | 852234AD5 | 1,056 | 710 | SH | DFND | 1 | 0 | 710 | 0 | |
STARBUCKS CORP. | Common Stock | 855244109 | 1,045 | 14,200 | SH | DFND | 1 | 14,200 | 0 | 0 | |
SYNAPTICS INC. | Convertible Bond | 87157DAD1 | 373 | 350 | SH | DFND | 1 | 0 | 350 | 0 | |
SYNOPSYS INC. | Common Stock | 871607107 | 3,062 | 15,700 | SH | DFND | 1 | 15,700 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG CO. | American Depository Receipt | 874039100 | 14,181 | 250,630 | SH | DFND | 1 | 250,630 | 0 | 0 | |
TWITTER INC | Convertible Bond | 90184LAF9 | 632 | 670 | SH | DFND | 1 | 0 | 670 | 0 | |
VERTEX PHARMACEUTICALS INC. | Common Stock | 92532F100 | 3,598 | 12,395 | SH | DFND | 1 | 12,395 | 0 | 0 | |
VF CORP. | Common Stock | 918204108 | 762 | 12,500 | SH | DFND | 1 | 12,500 | 0 | 0 | |
VISA INC. | Common Stock | 92826C839 | 2,308 | 11,950 | SH | DFND | 1 | 11,950 | 0 | 0 | |
WALMART INC | Common Stock | 931142103 | 19,165 | 160,000 | SH | DFND | 1 | 160,000 | 0 | 0 | |
WAYFAIR INC | Convertible Bond | 94419LAD3 | 358 | 200 | SH | DFND | 1 | 0 | 200 | 0 | |
WORKDAY INC-CLASS A | Convertible Bond | 98138HAF8 | 1,243 | 900 | SH | DFND | 1 | 0 | 900 | 0 | |
YUM CHINA HOLDINGS INC | Common Stock | 98850P109 | 1,851 | 38,500 | SH | DFND | 1 | 38,500 | 0 | 0 | |
YY INC | Convertible Bond | 98426TAD8 | 646 | 580 | SH | DFND | 1 | 0 | 580 | 0 | |
ZENDESK INC | Convertible Bond | 98936JAB7 | 554 | 370 | SH | DFND | 1 | 0 | 370 | 0 | |
ZILLOW GROUP INC | Convertible Bond | 98954MAH4 | 470 | 400 | SH | DFND | 1 | 0 | 400 | 0 | |
ZYNGA INC | Convertible Bond | 98986TAB4 | 707 | 550 | SH | DFND | 1 | 0 | 550 | 0 |