UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
June 5, 2019
Date of Report (date of earliest event reported)
GIGCAPITAL2, INC.
(Exact name of Registrant as specified in its charter)
Delaware | 001-38924 | 83-3838045 | ||
(State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification Number) |
2479 E. Bayshore Rd., Suite 200
Palo Alto, CA 94303
(Address of principal executive offices)
(650)276-7040
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule14a-12 under the Exchange Act (17 CFR240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule14d-2(b) under the Exchange Act (17 CFR240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbols | Name of each exchange on which registered | ||
Units, each consisting of one share of Common Stock, one Right and one Warrant | GIX.U | New York Stock Exchange | ||
Common Stock, par value $0.0001 per share | GIX | New York Stock Exchange | ||
Rights to purchaseone-twentieth of one share of Common Stock | GIX.RT | New York Stock Exhange | ||
Warrants to purchase one share of Common Stock | GIX.WS | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule12b-2 of the Securities Exchange Act of 1934(§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 | Other Events. |
On June 5, 2019, following the effectiveness of the Registration Statement on FormS-1 (FileNo. 333-231337) for GigCapital2, Inc., a Delaware corporation (the “Company”), the Company’s Board of Directors approved an increase of the offering from $130.0 million to $150.0 million pursuant to Rule 462(b) under the Securities Act of 1933, as amended, and declared a stock dividend in the amount of 0.1541 shares of Common Stock, par value $0.0001 per share (“Common Stock”), for each then outstanding share of Common Stock. Concurrently with the filing of this Current Report onForm 8-K, the Company is filing a FormS-1MEF to register the additional securities related to the increase in the size of the offering.
On June 6, 2019, the Company issued a press release announcing the pricing of the Company’s initial public offering. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form8-K and is incorporated herein by reference.
Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits
Exhibit 99.1 | Press release of GigCapital2, Inc., dated June 6, 2019 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: June 6, 2019
By: | /s/ Dr. Avi S. Katz | |
Name: | Dr. Avi S. Katz | |
Title: | Chief Executive Officer, President and Executive Chairman of the GigCapital2, Inc. Board (Principal Executive Officer) |