CRN Coronado Global Resources
Washington, D.C. 20549
Date of report (date of earliest event reported): May 3, 2021
Coronado Global Resources Inc.
(Exact name of registrant as specified in its charter)
(State or other jurisdiction of
(Commission File Number)
(IRS Employer Identification No.)
Level 33, Central Plaza One, 345 Queen Street
Brisbane, Queensland, Australia 4000
(Address of principal executive offices, including zip code)
|Registrant's telephone number, including area code: (61) 7 3031 7777|
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
|Title of each class||Trading Symbol(s)||Name of each exchange on which|
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Item 3.02 Unregistered Sales of Equity Securities
On May 3, 2021 (May 4, 2021 in Australia), Coronado Global Resources Inc. (the “Company”) entered into an underwriting agreement, whereby it has agreed to issue 29,257,482.1 million shares of its common stock in the form of CHESS Depositary Interests (“CDIs”), each of which represents a beneficial interest of 1/10th fully paid share of the Company’s common stock, in a transaction including a pro rata non-renounceable entitlement offer to eligible existing CDI holders (the “Equity Offering”). The Company expects to receive aggregate gross proceeds of approximately US$100 million and pay aggregate underwriting commissions of approximately US$4 million in connection with the Equity Offering. The issuances of CDIs in the Equity Offering will be made in reliance upon the exemption from registration contained in Section 4(a)(2) of the Securities Act of 1933 (the “Securities Act”) and Rule 903 of Regulation S under the Securities Act.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|Coronado Global Resources Inc.|
|By:||/s/ Richard Rose|
|Title:||Vice President, Chief Legal Officer and Secretary|
|Date:||May 4, 2021|