SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 04/22/2019 | 3. Issuer Name and Ticker or Trading Symbol Mastercard Inc [ MA ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 12,546 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | (1) | 03/01/2025 | Class A Common Stock | 9,398 | 90.13 | D | |
Employee Stock Option (right to buy) | (2) | 03/01/2026 | Class A Common Stock | 29,600 | 90.1 | D | |
Employee Stock Option (right to buy) | (3) | 03/01/2027 | Class A Common Stock | 31,796 | 112.31 | D | |
Employee Stock Option (right to buy) | (4) | 03/01/2028 | Class A Common Stock | 18,336 | 173.49 | D | |
Employee Stock Option (right to buy) | (5) | 03/01/2029 | Class A Common Stock | 16,500 | 227.25 | D |
Explanation of Responses: |
1. The reporting person was awarded 18,796 employee stock options on March 1, 2015, of which 9,398 remain and are fully vested. |
2. The reporting person was awarded 29,600 employee stock options on March 1, 2016, of which 22,200 have vested. The remaining 7,400 employee stock options will vest on March 1, 2020. |
3. The reporting person was awarded 31,796 employee stock options on March 1, 2017, of which 15,898 have vested. The remaining 15,898 employee stock options will vest in two equal annual installments beginning on March 1, 2020. |
4. The reporting person was awarded 18,336 employee stock options on March 1, 2018, of which 4,584 have vested. The remaining 13,752 employee stock options will vest in three equal annual installments beginning on March 1, 2020. |
5. The employee stock options vest in four (4) equal annual installments beginning March 1, 2020. |
Remarks: |
Exhibit 24 Power of Attorney is attached. |
Craig Brown, as attorney-in-fact for Kevin Stanton pursuant to a power of attorney dated April 23, 2019. | 04/26/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |