The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
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1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
0001776277 |
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Name of Issuer | |||||||||||||||
Self-Storage Portfolio VII DST | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
DELAWARE | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
---|---|---|---|
Self-Storage Portfolio VII DST | |||
Street Address 1 | Street Address 2 | ||
2901 BUTTERFIELD ROAD | |||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
OAK BROOK | ILLINOIS | 60523 | 8886711031 |
3. Related Persons
Last Name | First Name | Middle Name |
---|---|---|
Inland Private Capital Corporation | N/A | |
Street Address 1 | Street Address 2 | |
2901 Butterfield Road | ||
City | State/Province/Country | ZIP/PostalCode |
Oak Brook | ILLINOIS | 60523 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Sponsor of the IssuerLast Name | First Name | Middle Name |
---|---|---|
Self-Storage Portfolio VII, L.L.C. | N/A | |
Street Address 1 | Street Address 2 | |
2901 Butterfield Road | ||
City | State/Province/Country | ZIP/PostalCode |
Oak Brook | ILLINOIS | 60523 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
Depositor of the IssuerLast Name | First Name | Middle Name |
---|---|---|
Self-Storage Portfolio VII Exchange, L.L.C. | N/A | |
Street Address 1 | Street Address 2 | |
2901 Butterfield Road | ||
City | State/Province/Country | ZIP/PostalCode |
Oak Brook | ILLINOIS | 60523 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
Signatory Trustee of the IssuerLast Name | First Name | Middle Name |
---|---|---|
Lampi | Keith | |
Street Address 1 | Street Address 2 | |
2901 Butterfield Road | ||
City | State/Province/Country | ZIP/PostalCode |
Oak Brook | ILLINOIS | 60523 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
Mr. Lampi is the President of the Sole Member of the Signatory Trustee of the Issuer.4. Industry Group
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5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
---|---|---|---|---|
No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
X | Decline to Disclose | Decline to Disclose | ||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
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7. Type of Filing
New Notice | Date of First Sale | 2019-05-01 | First Sale Yet to Occur | ||||||
X | Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
Equity | Pooled Investment Fund Interests | ||
Debt | Tenant-in-Common Securities | ||
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | X | Other (describe) | |
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate. |
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $25,000 | USD |
12. Sales Compensation
Recipient |
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INLAND SECURITIES CORPORATION | 15807 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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2901 Butterfield Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Oak Brook | ILLINOIS | 60523 | |||||
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Recipient |
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STONECREST CAPITAL MARKETS, INC. | 39616 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
45 N BROAD SUITE 401 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
RIDGEWOOD | NEW JERSEY | 07450 | |||||
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Recipient |
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DFPG INVESTMENTS, INC. | 155576 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
8134 Islander Ct | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Windsor | COLORADO | 80528 | |||||
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Recipient |
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ARETE WEALTH MANAGEMENT, LLC | 44856 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2105 S Bascom Ave Suite 245 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Campbell | CALIFORNIA | 95008 | |||||
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Recipient |
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COLORADO FINANCIAL SERVICE CORPORATION | 104343 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
304 INVERNESS WAY SOUTH SUITE 355 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
CENTENNIAL | COLORADO | 80112 | |||||
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Recipient |
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CONCORDE INVESTMENT SERVICES, LLC | 151604 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5075 Shoreham Place Suite 200 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
San Diego | CALIFORNIA | 92122 | |||||
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Recipient |
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KALOS CAPITAL, INC. | 44337 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1530 E. Williams Field Road Suite 201-19 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Gilbert | ARIZONA | 85295 | |||||
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Recipient |
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WEALTHFORGE SECURITIES, LLC | 152550 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
109 E 10th Street Suite 300 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Austin | TEXAS | 78701 | |||||
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Recipient |
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SAGEPOINT FINANCIAL, INC. | 133763 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5000 BIRCH STREET SUITE 3000 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
NEWPORT BEACH | CALIFORNIA | 92660 | |||||
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Recipient |
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1ST GLOBAL CAPITAL CORP. | 30349 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
12750 MERIT DRIVE | SUITE 1200 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
DALLAS | TEXAS | 75251 | |||||
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Recipient |
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AMERICAN INVESTORS COMPANY | 38 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2440 CAMINO RAMON, SUITE 103 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
SAN RAMON | CALIFORNIA | 94583 | |||||
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Recipient |
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AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. | 18487 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
500 North Franklin Turnpike Suite 104 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Ramsey | NEW JERSEY | 07446 | |||||
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Recipient |
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APW CAPITAL, INC. | 43814 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
309 South Laurel Avenue | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Charlotte | NORTH CAROLINA | 28207 | |||||
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Recipient |
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CALTON & ASSOCIATES, INC. | 20999 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
32 West 40th Street 2nd Floor | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
New York | NEW YORK | 10018 | |||||
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Recipient |
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CAMBRIDGE INVESTMENT RESEARCH, INC. | 39543 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
45 WOODS WAY | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
NORTH KINGSTOWN | RHODE ISLAND | 02852 | |||||
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Recipient |
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EMERSON EQUITY LLC | 130032 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
155 BOVET ROAD, SUITE 725 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
SAN MATEO | CALIFORNIA | 94402 | |||||
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Recipient |
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FSC SECURITIES CORPORATION | 7461 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
3819 NE COLUMBIA BOULEVARD | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
PORTLAND | OREGON | 97211 | |||||
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Recipient |
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HD VEST INVESTMENT SERVICES | 13686 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
777 S Wadsworth Blvd Building 4 Ste 160 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Lakewood | COLORADO | 80226 | |||||
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Recipient |
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KOVACK SECURITIES INC. | 44848 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
6928 OWENSMOUTH AVE. SUITE 200A | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
WOODLAND HILLS | CALIFORNIA | 91303 | |||||
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Recipient |
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LINCOLN FINANCIAL ADVISORS CORPORATION | 3978 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
130 NORTH BRAND BOULEVARD SUITE 400 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
GLENDALE | CALIFORNIA | 91203 | |||||
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Recipient |
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M. S. HOWELLS & CO. | 104100 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1509 MART DRIVE SUITE B | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
LITTLE ROCK | ARKANSAS | 72202 | |||||
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Recipient |
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NEWBRIDGE SECURITIES CORPORATION | 104065 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
475 PARK AVE SOUTH, 18TH FLOOR | SUITE 100 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
NEW YORK | NEW YORK | 10016 | |||||
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Recipient |
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PRIMEX | 29394 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
650 Town Center Drive Suite 1400 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
COSTA MESA | CALIFORNIA | 92626 | |||||
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Recipient |
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PRIVATE CLIENT SERVICES, LLC | 120222 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
10811 MAIN STREET | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
BELLEVUE | WASHINGTON | 98004 | |||||
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Recipient |
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ROYAL ALLIANCE ASSOCIATES, INC. | 23131 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
15821 VENTURA BOULEVARD SUITE 660 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
ENCINO | CALIFORNIA | 91436 | |||||
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Recipient |
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TFS SECURITIES, INC. | 20626 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
847 BROADWAY | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
BAYONNE | NEW JERSEY | 07002 | |||||
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Recipient |
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THE STRATEGIC FINANCIAL ALLIANCE, INC. | 126514 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
374 MAPLE AVENUE E SUITE 204 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
VIENNA | VIRGINIA | 22180 | |||||
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Recipient |
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WESTERN INTERNATIONAL SECURITIES, INC. | 39262 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
558 B St. | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Santa Rosa | CALIFORNIA | 95401 | |||||
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Recipient |
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WESTPARK CAPITAL, INC. | 39914 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1600 Dove Street Suite 250 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Newport Beach | CALIFORNIA | 92660 | |||||
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Recipient |
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Crown Capital Securities L.P. | 6312 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
725 TOWN & COUNTRY ROAD | SUITE 530 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
ORANGE | CALIFORNIA | 92868 | |||||
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Recipient |
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Great Point Capital LLC | 114203 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
200 WEST JACKSON BLVD. | SUITE 1000 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
CHICAGO | ILLINOIS | 60606 | |||||
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Recipient |
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NPB Financial Group, LLC | 137743 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
3500 W. OLIVE AVENUE | THIRD FLOOR | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
BURBANK | CALIFORNIA | 91505 | |||||
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Recipient |
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Woodbury Financial Services, Inc. | 421 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
7755 3RD STREET NORTH | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
OAKDALE | MINNESOTA | 55128 | |||||
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Recipient |
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COMMONWEALTH FINANCIAL NETWORK | 8032 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
29 SAWYER ROAD | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
WALTHAM | MASSACHUSETTS | 02453 | |||||
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Recipient |
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LINCOLN FINANCIAL SECURITIES CORPORATION | 3870 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1300 SOUTH CLINTON STREET | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
FORT WAYNE | INDIANA | 46802 | |||||
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Recipient |
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NATIONAL SECURITIES CORPORATION | 7569 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1200 NORTH FEDERAL HIGHWAY | SUITE 400 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
BOCA RATON | FLORIDA | 33432 | |||||
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Recipient |
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Ausdal Financial Partners, Inc. | 7995 | ||||||
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| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5187 UTICA RIDGE RD | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
DAVENPORT | IOWA | 52807 | |||||
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Recipient |
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International Assets Advisory, LLC | 10645 | ||||||
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| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
390 NORTH ORANGE AVENUE | STE 750 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
ORLANDO | FLORIDA | 32801 | |||||
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Recipient |
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MCDERMOTT INVESTMENT SERVICES, LLC | 154926 | ||||||
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| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
44 EAST BROAD STREET | 2ND FLOOR | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
BETHLEHEM | PENNSYLVANIA | 18018 | |||||
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Recipient |
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Centaurus Financial, Inc. | 30833 | ||||||
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| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2300 E. KATELLA AVENUE | SUITE #200 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
ANAHEIM | CALIFORNIA | 92806 | |||||
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| ||||||
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Recipient |
| ||||||
Avantax Investment Services Inc | 13686 | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
6333 NORTH STATE HIGHWAY 161 | 4TH FLOOR | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Irving | TEXAS | 75038 | |||||
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Recipient |
| ||||||
Parkland Securities, LLC | 115368 | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
300 PARKLAND PLAZA | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
ANN ARBOR | MICHIGAN | 48103 | |||||
|
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|
13. Offering and Sales Amounts
Total Offering Amount | $66,230,446 | USD |
| |||
Total Amount Sold | $41,854,517 | USD | ||||
Total Remaining to be Sold | $24,375,929 | USD |
|
Clarification of Response (if Necessary):
14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
|
15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $3,311,522 | USD |
| ||
Finders' Fees | $0 | USD |
|
Clarification of Response (if Necessary):
16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$5,980,811 | USD |
|
Clarification of Response (if Necessary):
Estimate of certain fees, including the Acquisition Fee, Dealer Fee, Placement Agent Fee, and offering and organizational expenses that may accrue to one or more Related Persons.Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
|
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
---|---|---|---|---|
Self-Storage Portfolio VII DST | Keith Lampi | Keith Lampi | President of the Sole Member of the Signatory Trustee of the | 2020-07-08 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.