The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
|
1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
0001776510 |
Delaware Statutory Trust | ||||||||||||||
Name of Issuer | |||||||||||||||
NREA Southeast Portfolio One, DST | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
DELAWARE | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
|
2. Principal Place of Business and Contact Information
Name of Issuer | |||
---|---|---|---|
NREA Southeast Portfolio One, DST | |||
Street Address 1 | Street Address 2 | ||
C/- NEXPOINT REAL ESTATE ADVISORS IV, LP | 300 CRESCENT COURT, SUITE 700 | ||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
DALLAS | TEXAS | 75201 | 9724192500 |
3. Related Persons
Last Name | First Name | Middle Name |
---|---|---|
NexPoint Real Estate Advisors IV, L.P. | n/a | |
Street Address 1 | Street Address 2 | |
300 Crescent Court | Suite 700 | |
City | State/Province/Country | ZIP/PostalCode |
Dallas | TEXAS | 75201 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
Sponsor of the IssuerLast Name | First Name | Middle Name |
---|---|---|
NREA Southeast Portfolio One Manager, LLC | n/a | |
Street Address 1 | Street Address 2 | |
300 Crescent Court | Suite 700 | |
City | State/Province/Country | ZIP/PostalCode |
Dallas | TEXAS | 75201 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
Manager of the IssuerLast Name | First Name | Middle Name |
---|---|---|
McGraner | Matt | |
Street Address 1 | Street Address 2 | |
300 Crescent Court | Suite 700 | |
City | State/Province/Country | ZIP/PostalCode |
Dallas | TEXAS | 75201 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
Executive Officer of the Manager of the Signatory Trustee.Last Name | First Name | Middle Name |
---|---|---|
Goetz | Matt | |
Street Address 1 | Street Address 2 | |
300 Crescent Court | Suite 700 | |
City | State/Province/Country | ZIP/PostalCode |
Dallas | TEXAS | 75201 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
Executive Officer of the Manager of the Signatory Trustee.4. Industry Group
|
|
|
5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
---|---|---|---|---|
No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
X | Decline to Disclose | Decline to Disclose | ||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
| |||
Rule 504 (b)(1)(i) | |||
Rule 504 (b)(1)(ii) | |||
Rule 504 (b)(1)(iii) | |||
X | Rule 506(b) | ||
Rule 506(c) | |||
Securities Act Section 4(a)(5) |
| ||||
| ||||
| ||||
| ||||
| ||||
| ||||
| ||||
|
7. Type of Filing
New Notice | Date of First Sale | 2019-04-29 | First Sale Yet to Occur | ||||||
X | Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
|
9. Type(s) of Securities Offered (select all that apply)
X | Equity | Pooled Investment Fund Interests | |
Debt | Tenant-in-Common Securities | ||
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | Other (describe) | ||
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
|
Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $100,000 | USD |
12. Sales Compensation
Recipient |
| ||||||
Edward E. Fernandez | 2956661 | ||||||
|
| ||||||
Capulent LLC | 155155 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
4144 N 44TH STREET | STE 3 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
PHOENIX | ARIZONA | 85018 | |||||
|
| ||||||
|
Recipient |
| ||||||
Troy Thomas | 4691720 | ||||||
|
| ||||||
McDermott Investment Services | 154926 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
44 EAST BROAD STREET | 2ND FLOOR | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
BETHLEHEM | PENNSYLVANIA | 18018 | |||||
|
| ||||||
|
Recipient |
| ||||||
Stacey J. Morimoto | 4420782 | ||||||
|
| ||||||
K Capital LLC | 147191 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
805 Third Avenue | Floor 14 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
New York | NEW YORK | 10022 | |||||
|
| ||||||
|
Recipient |
| ||||||
Chay Lapin | 6275140 | ||||||
|
| ||||||
Wealthforge Securities LLC | 152550 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
6800 Paragon Place | Suite 200 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Richmond | VIRGINIA | 23230 | |||||
|
| ||||||
|
Recipient |
| ||||||
Frank Piscitelli | 6935623 | ||||||
|
| ||||||
Lightpath Capital, Inc. | 34617 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1453 Third Street Promenade | Suite 315 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Los Angeles | CALIFORNIA | 90401 | |||||
|
| ||||||
|
Recipient |
| ||||||
Leslie M Pappas | 1735372 | ||||||
|
| ||||||
Lightpath Capital, Inc. | 34617 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1453 Third Street Promenade | Suite 315 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Los Angeles | CALIFORNIA | 90401 | |||||
|
| ||||||
|
Recipient |
| ||||||||
DFPG Investments Inc. | 155576 | ||||||||
|
| ||||||||
None | None | ||||||||
Street Address 1 | Street Address 2 | ||||||||
---|---|---|---|---|---|---|---|---|---|
9017 S Riverside Drive | Suite 210 | ||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||
Sandy | UTAH | 84070 | |||||||
|
| ||||||||
|
Recipient |
| ||||||
David P Dahill | 6581024 | ||||||
|
| ||||||
Wealthforge Securities LLC | 152550 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
6800 Paragon Place | Suite 200 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Richmond | VIRGINIA | 23230 | |||||
|
| ||||||
|
Recipient |
| ||||||
Stacey J. Morimoto | 4420782 | ||||||
|
| ||||||
Stax Capital | 300607 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
4901 MORENA BLVD | SUITE 121 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
SAN DIEGO | CALIFORNIA | 92117 | |||||
|
| ||||||
|
Recipient |
| ||||||
Robert A. Horning | 2311640 | ||||||
|
| ||||||
McDermott Investment Services | 154926 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
44 EAST BROAD STREET | 2ND FLOOR | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
BETHLEHEM | PENNSYLVANIA | 18018 | |||||
|
| ||||||
|
Recipient |
| |||||||||
Concorde Investment Services LLC | 151604 | |||||||||
|
| |||||||||
None | None | |||||||||
Street Address 1 | Street Address 2 | |||||||||
---|---|---|---|---|---|---|---|---|---|---|
10 Copps Hill | ||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||
Laguna Nigel | CALIFORNIA | 92677 | ||||||||
|
| |||||||||
|
Recipient |
| ||||||
Jason A. Salmon | 6081963 | ||||||
|
| ||||||
Wealthforge Securities LLC | 152550 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
6800 PARAGON PLACE | SUITE 200 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
RICHMOND | VIRGINIA | 23230 | |||||
|
| ||||||
|
Recipient |
| ||||||
Joseph D. Jackson | 2351290 | ||||||
|
| ||||||
Capital Investment Group, Inc | 14752 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
100 E. SIX FORKS ROAD | STE 200 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
RALEIGH | NORTH CAROLINA | 27609 | |||||
|
| ||||||
|
Recipient |
| ||||||
Rocco Santorsola | 2580695 | ||||||
|
| ||||||
Ausdal Financial Partners Inc. | 7995 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5187 UTICA RIDGE RD | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Davenport | IDAHO | 52807 | |||||
|
| ||||||
|
Recipient |
| ||||||
Michael G. Culwell | 5989109 | ||||||
|
| ||||||
Emerson Equity LLC | 130032 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
155 BOVET ROAD | SUITE 725 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
SAN MATEO | CALIFORNIA | 94402 | |||||
|
| ||||||
|
Recipient |
| ||||||
Joral T. Schmalle | 4491484 | ||||||
|
| ||||||
Sigma Financial Corp. | 14303 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
300 PARKLAND PLAZA | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
ANN ARBOR | MICHIGAN | 48103-9508 | |||||
|
| ||||||
|
Recipient |
| ||||||
Tomas J Velken | 1600404 | ||||||
|
| ||||||
Sigma Financial Corp. | 14303 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
300 PARKLAND PLAZA | SUITE 550 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
ANN ARBOR | MICHIGAN | 48103-9508 | |||||
|
| ||||||
|
Recipient |
| ||||||
Bradley C Barnes | 726498 | ||||||
|
| ||||||
Purshe Kaplan Sterling Investments | 35747 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
18 CORPORATE WOODS BLVD | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
ALBANY | NEW YORK | 12211 | |||||
|
| ||||||
|
Recipient |
| ||||||
William Lapiana | 4580411 | ||||||
|
| ||||||
Newbridge Securities | 104065 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5200 TOWN CENTER CIRCLE | TOWER 1, SUITE 306 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
BOCA RATON | FLORIDA | 33486 | |||||
|
| ||||||
|
Recipient |
| ||||||
Michael L. Cruz | 2130750 | ||||||
|
| ||||||
Courtlandt Securities | 137356 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
18218 MCDURMOTT | SUITE A | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
IRVINE | CALIFORNIA | 92614 | |||||
|
| ||||||
|
Recipient |
| ||||||
Jim A Lund | 1713921 | ||||||
|
| ||||||
Cabot Lodge Securities, LLC | 159712 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
200 VESEY STREET | 24TH FLOOR | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
NEW YORK | NEW YORK | 10281 | |||||
|
| ||||||
|
Recipient |
| ||||||
Gregory L. Bernhardt | 703622 | ||||||
|
| ||||||
NPB Financial Group, LLC | 137743 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
3500 W. OLIVE AVENUE | THIRD FLOOR | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
BURBANK | CALIFORNIA | 91505 | |||||
|
| ||||||
|
Recipient |
| ||||||
Corbin S. Thomas | 4234748 | ||||||
|
| ||||||
McDermott Investment Services | 154926 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
44 EAST BROAD STREET | 2ND FLOOR | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
BETHLEHEM | PENNSYLVANIA | 18018 | |||||
|
| ||||||
|
Recipient |
| ||||||
Jason M. Orsky | 5652030 | ||||||
|
| ||||||
Purshe Kaplan Sterling Investments | 35747 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
18 CORPORATE WOODS BLVD | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
ALBANY | NEW YORK | 12211 | |||||
|
| ||||||
|
Recipient |
| ||||||
Elizabeth L. Friant | 2122446 | ||||||
|
| ||||||
Wealthforge Securities LLC | 152550 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
6800 PARAGON PLACE | SUITE 200 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
RICHMOND | VIRGINIA | 23230 | |||||
|
| ||||||
|
Recipient |
| ||||||
Lyndon A. Grey | 1789083 | ||||||
|
| ||||||
Western International Securities | 39262 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
70 S. LAKE AVE. | STE. 700 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
PASADENA | CALIFORNIA | 91101 | |||||
|
| ||||||
|
Recipient |
| ||||||
Kirk R. Miller | 5004970 | ||||||
|
| ||||||
Western International Securities | 39262 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
70 S. LAKE AVE. | STE. 700 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
PASADENA | CALIFORNIA | 91101 | |||||
|
| ||||||
|
Recipient |
| ||||||
Thomas Downey | 1386823 | ||||||
|
| ||||||
Whitehall-Parker Securities | 10608 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
477 PACIFIC AVENUE | 2ND FLOOR | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
SAN FRANCISCO | CALIFORNIA | 94133 | |||||
|
| ||||||
|
Recipient |
| ||||||
Gary Hancock | 4701161 | ||||||
|
| ||||||
Whitehall-Parker Securities | 10608 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
477 PACIFIC AVENUE | 2ND FLOOR | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
SAN FRANCISCO | CALIFORNIA | 94133 | |||||
|
| ||||||
|
Recipient |
| ||||||
Jason Lowther | 2606268 | ||||||
|
| ||||||
Western International Securities | 39262 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
70 S. LAKE AVE | STE 700 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
PASADENA | CALIFORNIA | 91101 | |||||
|
| ||||||
|
Recipient |
| ||||||
Joseph J Ransdell | 1464852 | ||||||
|
| ||||||
Great Point Capital LLC | 114203 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
200 WEST JACKSON BLVD. | SUITE 1000 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
CHICAGO | ILLINOIS | 60606 | |||||
|
| ||||||
|
Recipient |
| ||||||
Robin T Naylor | 1392433 | ||||||
|
| ||||||
Emerson Equity LLC | 130032 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
155 BOVET ROAD | SUITE 725 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
SAN MATEO | CALIFORNIA | 94402 | |||||
|
| ||||||
|
Recipient |
| ||||||
George R Duff | 2768560 | ||||||
|
| ||||||
Triad Advisors | 25803 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5155 PEACHTREE PARKWAY | SUITE 3220 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
NORCROSS | GEORGIA | 30092 | |||||
|
| ||||||
|
Recipient |
| ||||||
Christopher M Dukes | 4712873 | ||||||
|
| ||||||
WestPark Capital, Inc. | 39914 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
650 S. Westlake Boulevard | Suite 205 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Thousand Oaks | CALIFORNIA | 91362 | |||||
|
| ||||||
|
Recipient |
| ||||||
Blayne A. Andersen | 5727397 | ||||||
|
| ||||||
Parkland Securities, LLC | 115368 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
810 Pancheri Drive | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Idaho Falls | IDAHO | 83402 | |||||
|
| ||||||
|
Recipient |
| ||||||
Stephen P. Meskan | 2001506 | ||||||
|
| ||||||
Cabot Lodge Securities, LLC | 159712 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
4110 N. Leavitt Street | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Chicago | ILLINOIS | 60618 | |||||
|
| ||||||
|
Recipient |
| ||||||
Jeffrey M. Darwish | 3228029 | ||||||
|
| ||||||
Sigma Financial Corporation | 14303 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2359 Vanderbilt Beach Road | Suite 407 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Naples | FLORIDA | 34109 | |||||
|
| ||||||
|
Recipient |
| ||||||
Anthony Brown | 6900485 | ||||||
|
| ||||||
Stax Capital | 300607 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
4901 Morena Boulevard | Suite 121 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
San Diego | CALIFORNIA | 92117 | |||||
|
| ||||||
|
Recipient |
| ||||||
Ameritas Investment Corp. | 14869 | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5900 "O" Street | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Lincoln | NEBRASKA | 68510 | |||||
|
| ||||||
|
Recipient |
| ||||||
Michael R. Frager | 1230622 | ||||||
|
| ||||||
Integrity Brokerage Services, Inc. | 117589 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
9404 Genesee Avenue | Suite 340 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
La Jolla | CALIFORNIA | 92037 | |||||
|
| ||||||
|
Recipient |
| ||||||
Gary G. Benson | 1182211 | ||||||
|
| ||||||
NPB Financial Group, LLC | 137743 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5435 Balboa Boulevard | Suite 106 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Encino | CALIFORNIA | 91316 | |||||
|
| ||||||
|
Recipient |
| ||||||
Myron D. Erstad | 4771925 | ||||||
|
| ||||||
Triad Advisors LLC | 25803 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
12 Civic Center Plaza | Suite 1645 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Mankato | MINNESOTA | 56001 | |||||
|
| ||||||
|
Recipient |
| ||||||
David D. Glienke | 5502866 | ||||||
|
| ||||||
Western International Securities, Inc. | 39262 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2555 Townsgate Road | Suite 300 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Westlake Village | CALIFORNIA | 91361 | |||||
|
| ||||||
|
13. Offering and Sales Amounts
Total Offering Amount | $98,108,244 | USD |
| |||
Total Amount Sold | $82,010,339 | USD | ||||
Total Remaining to be Sold | $16,097,905 | USD |
|
Clarification of Response (if Necessary):
Regarding Item 11, the Issuer may accept smaller investments in the Sponsor's sole discretion. Regarding Item 12, the sale by Lyndon A. Grey of Western International Securities was to an investor domiciled in the U.S. Virgin Islands (NOT Puerto Rico).14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
|
15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $5,886,495 | USD |
| ||
Finders' Fees | $0 | USD |
|
Clarification of Response (if Necessary):
Sales Commissions include estimates of the maximum amount of Selling Commissions, Dealer Fees and Placement Agent Fee that may be paid to one or more Related Persons.16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$3,333,649 | USD |
|
Clarification of Response (if Necessary):
Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs and offering and organizational expenses that may accrue to one or more Related Persons.Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
|
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
---|---|---|---|---|
NREA Southeast Portfolio One, DST | /s/ Matt Goetz | Matt Goetz | Authorized Signatory | 2019-11-19 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.