The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALTICE USA INC | CL A | 02156K103 | 13,454 | 603,600 | SH | SOLE | 603,600 | 0 | 0 | ||
AMAG PHARMACEUTICALS INC | COM | 00163U106 | 8,034 | 1,299,994 | SH | SOLE | 1,299,994 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 2,140 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 1,639 | 15,993 | SH | SOLE | 15,993 | 0 | 0 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 67 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
BIOLIFE SOLUTIONS INC | COM NEW | 09062W204 | 2,013 | 211,942 | SH | SOLE | 211,942 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 3,646 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
BRUNSWICK CORP | COM | 117043109 | 9,942 | 281,099 | SH | SOLE | 281,099 | 0 | 0 | ||
CAREDX INC | COM | 14167L103 | 2,183 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CASSAVA SCIENCES INC | COM | 14817C107 | 7,150 | 1,739,540 | SH | SOLE | 1,739,540 | 0 | 0 | ||
CODEXIS INC | COM | 192005106 | 6,248 | 559,836 | SH | SOLE | 559,836 | 0 | 0 | ||
CUE BIOPHARMA INC | COM | 22978P106 | 2,341 | 165,000 | SH | SOLE | 165,000 | 0 | 0 | ||
CUI GLOBAL INC | COM NEW | 126576206 | 3,298 | 3,700,542 | SH | SOLE | 3,700,542 | 0 | 0 | ||
DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 11,595 | 2,848,805 | SH | SOLE | 2,848,805 | 0 | 0 | ||
DISH NETWORK CORPORATION | CL A | 25470M109 | 1,549 | 77,500 | SH | SOLE | 77,500 | 0 | 0 | ||
DUOS TECHNOLOGIES GROUP INC | COM | 266042407 | 2,150 | 453,616 | SH | SOLE | 453,616 | 0 | 0 | ||
DURECT CORP | COM | 266605104 | 41,391 | 26,704,044 | SH | SOLE | 26,704,044 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,806 | 126,301 | SH | SOLE | 126,301 | 0 | 0 | ||
GRACE W R & CO DEL NEW | COM | 38388F108 | 7,153 | 200,934 | SH | SOLE | 200,934 | 0 | 0 | ||
GRITSTONE ONCOLOGY INC | COM | 39868T105 | 984 | 169,039 | SH | SOLE | 169,039 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP II | *W EXP 10/31/202 | 42087L119 | 350 | 333,333 | SH | SOLE | 333,333 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP II | COM CL A | 42087L101 | 9,790 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
HC2 HLDGS INC | COM | 404139107 | 111 | 71,543 | SH | SOLE | 71,543 | 0 | 0 | ||
IDENTIV INC | COM NEW | 45170X205 | 7,424 | 2,196,389 | SH | SOLE | 2,196,389 | 0 | 0 | ||
INDEPENDENCE HLDG CO NEW | COM NEW | 453440307 | 2,427 | 94,947 | SH | SOLE | 94,947 | 0 | 0 | ||
INFINITY PHARMACEUTICALS INC | COM | 45665G303 | 419 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
INTELLICHECK INC | COM NEW | 45817G201 | 9,283 | 2,738,314 | SH | SOLE | 2,738,314 | 0 | 0 | ||
INTEVAC INC | COM | 461148108 | 20,243 | 4,949,355 | SH | SOLE | 4,949,355 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,701 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
L3HARRIS TECHNOLOGIES INC | COM | 502431109 | 288 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 380 | 22,989 | SH | SOLE | 22,989 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 1,094 | 69,618 | SH | SOLE | 69,618 | 0 | 0 | ||
LIBERTY LATIN AMERICA LTD | COM CL A | G9001E102 | 42 | 4,017 | SH | SOLE | 4,017 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | COM A BRAVES GRP | 531229706 | 202 | 10,356 | SH | SOLE | 10,356 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | COM C SIRIUSXM | 531229607 | 6,552 | 207,204 | SH | SOLE | 207,204 | 0 | 0 | ||
LINDE PLC | SHS | G5494J103 | 33,324 | 192,627 | SH | SOLE | 192,627 | 0 | 0 | ||
LIONS GATE ENTMNT CORP | CL B NON VTG | 535919500 | 92 | 16,413 | SH | SOLE | 16,413 | 0 | 0 | ||
LIQTECH INTL INC | COM | 53632A201 | 5,159 | 1,202,511 | SH | SOLE | 1,202,511 | 0 | 0 | ||
M & T BK CORP | COM | 55261F104 | 545 | 5,274 | SH | SOLE | 5,274 | 0 | 0 | ||
MAGENTA THERAPEUTICS INC | COM | 55910K108 | 1,582 | 251,875 | SH | SOLE | 251,875 | 0 | 0 | ||
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 2,538 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 7,059 | 2,714,937 | SH | SOLE | 2,714,937 | 0 | 0 | ||
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 3,741 | 435,500 | SH | SOLE | 435,500 | 0 | 0 | ||
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 943 | 125,200 | SH | SOLE | 125,200 | 0 | 0 | ||
PARK CITY GROUP INC | COM NEW | 700215304 | 315 | 82,787 | SH | SOLE | 82,787 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 2,154 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 566 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
RICEBRAN TECHNOLOGIES | COM NEW | 762831204 | 2,003 | 2,003,334 | SH | SOLE | 2,003,334 | 0 | 0 | ||
S&P GLOBAL INC | COM | 78409V104 | 9,802 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 8,716 | 873,297 | SH | SOLE | 873,297 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 70,324 | 475,000 | SH | SOLE | 475,000 | 0 | 0 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 165 | 12,540 | SH | SOLE | 12,540 | 0 | 0 | ||
THOR INDS INC | COM | 885160101 | 4,629 | 109,753 | SH | SOLE | 109,753 | 0 | 0 | ||
TIVO CORP | COM | 88870P106 | 1 | 202 | SH | SOLE | 202 | 0 | 0 | ||
WELLTOWER INC | COM | 95040Q104 | 6,702 | 146,398 | SH | SOLE | 146,398 | 0 | 0 | ||
X4 PHARMACEUTICALS INC | COM | 98420X103 | 357 | 35,730 | SH | SOLE | 35,730 | 0 | 0 | ||
XEROX HOLDINGS CORP | COM NEW | 98421M106 | 31,698 | 1,673,600 | SH | SOLE | 1,673,600 | 0 | 0 |