The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 70 | 515 | SH | SOLE | 515 | 0 | 0 | ||
ADARA ACQUISITION CORP | *W EXP 02/11/202 | 00653H110 | 98 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ADARA ACQUISITION CORP | COM CL A | 00653H102 | 3,916 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 57 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 4,090 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ARKO CORP | *W EXP 12/22/202 | 041242116 | 590 | 333,333 | SH | SOLE | 333,333 | 0 | 0 | ||
ASTRA SPACE INC | COM CL A | 04634X103 | 54 | 7,774 | SH | SOLE | 7,774 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 41 | 1,650 | SH | SOLE | 1,650 | 0 | 0 | ||
ATI PHYSICAL THERAPY INC | COM CL A | 00216W109 | 1,967 | 580,165 | SH | SOLE | 580,165 | 0 | 0 | ||
AVIAT NETWORKS INC | COM NEW | 05366Y201 | 2 | 66 | SH | SOLE | 66 | 0 | 0 | ||
B RILEY PRIN 250 MERGER CORP | *W EXP 04/01/202 | 05602L112 | 60 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
B RILEY PRIN 250 MERGER CORP | CLASS A COM | 05602L104 | 2,192 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
B RILEY PRINCIPAL 150 MERGER | *W EXP 03/01/202 | 05601V111 | 109 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
B RILEY PRINCIPAL 150 MERGER | COM CL A | 05601V103 | 2,277 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 116 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
BILL COM HLDGS INC | COM | 090043100 | 204 | 820 | SH | SOLE | 820 | 0 | 0 | ||
BK TECHNOLOGIES CORPORATION | COM | 05587G104 | 481 | 199,400 | SH | SOLE | 199,400 | 0 | 0 | ||
BLACKSTONE INC | COM | 09260D107 | 10,351 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
BLOCK INC | CL A | 852234103 | 299 | 1,850 | SH | SOLE | 1,850 | 0 | 0 | ||
BRUNSWICK CORP | COM | 117043109 | 56,661 | 562,500 | SH | SOLE | 562,500 | 0 | 0 | ||
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 98 | 525 | SH | SOLE | 525 | 0 | 0 | ||
CARRIER GLOBAL CORPORATION | COM | 14448C104 | 325 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
CASSAVA SCIENCES INC | COM | 14817C107 | 546 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
CAZOO GROUP LTD | *W EXP 08/26/202 | G2007L113 | 2 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
CELCUITY INC | COM | 15102K100 | 660 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CODEXIS INC | COM | 192005106 | 6,254 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
COINBASE GLOBAL INC | COM CL A | 19260Q107 | 1,413 | 5,599 | SH | SOLE | 5,599 | 0 | 0 | ||
CORSAIR PARTNERING CORP | SHS CL A | G2540H108 | 12,200 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
CORSAIR PARTNERING CORP | *W EXP 07/06/202 | G2540H116 | 421 | 416,666 | SH | SOLE | 416,666 | 0 | 0 | ||
CTI BIOPHARMA CORP | COM | 12648L601 | 620 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
CUE BIOPHARMA INC | COM | 22978P106 | 2,262 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
CUE HEALTH INC | COM | 229790100 | 13,410 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
CURIS INC | COM NEW | 231269200 | 1,485 | 311,978 | SH | SOLE | 311,978 | 0 | 0 | ||
DUOS TECHNOLOGIES GROUP INC | COM | 266042407 | 2,327 | 453,616 | SH | SOLE | 453,616 | 0 | 0 | ||
DURECT CORP | COM | 266605104 | 26,042 | 26,414,656 | SH | SOLE | 26,414,656 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 2,774 | 126,301 | SH | SOLE | 126,301 | 0 | 0 | ||
EQRX INC | *W EXP 12/17/202 | 26886C115 | 213 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 66 | 1,075 | SH | SOLE | 1,075 | 0 | 0 | ||
FINCH THERAPEUTICS GROUP INC | COM | 31773D101 | 8,080 | 810,416 | SH | SOLE | 810,416 | 0 | 0 | ||
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 3,659 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
GRUPO TELEVISA S A B | SPON ADR REP ORD | 40049J206 | 4,685 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
HEALTHCARE SERVICES ACQU COR | UNIT 11/18/2023 | 42227K203 | 39 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
HEALTHCARE SVCS GROUP INC | COM | 421906108 | 1,464 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
IDENTIV INC | COM NEW | 45170X205 | 61,806 | 2,196,389 | SH | SOLE | 2,196,389 | 0 | 0 | ||
IMMUCELL CORP | COM PAR | 452525306 | 498 | 62,249 | SH | SOLE | 62,249 | 0 | 0 | ||
INDEPENDENCE HLDG CO NEW | COM NEW | 453440307 | 3,101 | 54,711 | SH | SOLE | 54,711 | 0 | 0 | ||
INFINITY PHARMACEUTICALS INC | COM | 45665G303 | 563 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
INNOVATE CORP | COM | 45784J105 | 1,017 | 274,799 | SH | SOLE | 274,799 | 0 | 0 | ||
INTELLICHECK INC | COM NEW | 45817G201 | 9,580 | 2,073,583 | SH | SOLE | 2,073,583 | 0 | 0 | ||
INTEVAC INC | COM | 461148108 | 23,311 | 4,949,355 | SH | SOLE | 4,949,355 | 0 | 0 | ||
IROBOT CORP | COM | 462726100 | 2,587 | 39,271 | SH | SOLE | 39,271 | 0 | 0 | ||
ISLEWORTH HEALTHCARE ACQU CO | *W EXP 08/02/202 | 46468P110 | 249 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
ISLEWORTH HEALTHCARE ACQU CO | COM | 46468P102 | 9,840 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
ISPECIMEN INC | COM | 45032V108 | 2,825 | 342,180 | SH | SOLE | 342,180 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 4,751 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
L3HARRIS TECHNOLOGIES INC | COM | 502431109 | 341 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 638 | 22,989 | SH | SOLE | 22,989 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 1,956 | 69,618 | SH | SOLE | 69,618 | 0 | 0 | ||
LIBERTY LATIN AMERICA LTD | COM CL A | G9001E102 | 47 | 4,017 | SH | SOLE | 4,017 | 0 | 0 | ||
LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 188 | 16,522 | SH | SOLE | 16,522 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | COM A SIRIUSXM | 531229409 | 5,268 | 103,602 | SH | SOLE | 103,602 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | COM C SIRIUSXM | 531229607 | 12,021 | 236,396 | SH | SOLE | 236,396 | 0 | 0 | ||
LINDE PLC | SHS | G5494J103 | 66,732 | 192,627 | SH | SOLE | 192,627 | 0 | 0 | ||
LIONS GATE ENTMNT CORP | CL B NON VTG | 535919500 | 253 | 16,413 | SH | SOLE | 16,413 | 0 | 0 | ||
LIQTECH INTL INC | COM | 53632A201 | 12,446 | 2,175,948 | SH | SOLE | 2,175,948 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 70 | 660 | SH | SOLE | 660 | 0 | 0 | ||
MAGENTA THERAPEUTICS INC | COM | 55910K108 | 2,146 | 484,400 | SH | SOLE | 484,400 | 0 | 0 | ||
MARINUS PHARMACEUTICALS INC | COM NEW | 56854Q200 | 12,623 | 1,062,500 | SH | SOLE | 1,062,500 | 0 | 0 | ||
MAXCYTE INC | COM | 57777K106 | 2,538 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
MDXHEALTH SA | SPONSORED ADS | 58286E102 | 18,643 | 1,958,333 | SH | SOLE | 1,958,333 | 0 | 0 | ||
MILESTONE PHARMACEUTICALS IN | COM | 59935V107 | 1,638 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
NEUROONE MED TECHNOLOGIES CO | COM NEW | 64130M209 | 728 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
ONDAS HLDGS INC | COM NEW | 68236H204 | 3,355 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
OPPFI INC | *W EXP 07/20/202 | 68386H111 | 171 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
OPTINOSE INC | COM | 68404V100 | 6,027 | 3,720,191 | SH | SOLE | 3,720,191 | 0 | 0 | ||
OTIS WORLDWIDE CORP | COM | 68902V107 | 261 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 943 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
PIONEER MERGER CORP | *W EXP 01/07/202 | G7S24C111 | 460 | 708,333 | SH | SOLE | 708,333 | 0 | 0 | ||
PIONEER MERGER CORP | CL A SHS | G7S24C103 | 20,974 | 2,125,000 | SH | SOLE | 2,125,000 | 0 | 0 | ||
QUMU CORP | COM | 749063103 | 1,060 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 516 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
RICEBRAN TECHNOLOGIES | COM NEW | 762831204 | 349 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
ROBLOX CORP | CL A | 771049103 | 529 | 5,124 | SH | SOLE | 5,124 | 0 | 0 | ||
ROTH CH ACQUISITION III CO | COM | 77867Q102 | 149 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ROTH CH ACQUISITION III CO | COM | 77867Q102 | 4 | 3,750 | SH | SOLE | 3,750 | 0 | 0 | ||
ROYALTY PHARMA PLC | SHS CLASS A | G7709Q104 | 32,838 | 824,033 | SH | SOLE | 824,033 | 0 | 0 | ||
S&P GLOBAL INC | COM | 78409V104 | 18,877 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
SEMA4 HOLDINGS CORP | COM CL A | 81663L101 | 446 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SOC TELEMED INC | COM CL A | 78472F101 | 2,756 | 2,153,266 | SH | SOLE | 2,153,266 | 0 | 0 | ||
SOMALOGIC INC | CLASS A COM | 83444K105 | 816 | 70,100 | SH | SOLE | 70,100 | 0 | 0 | ||
SOMALOGIC INC | *W EXP 08/31/202 | 83444K113 | 47 | 14,020 | SH | SOLE | 14,020 | 0 | 0 | ||
SONOS INC | COM | 83570H108 | 5,452 | 182,951 | SH | SOLE | 182,951 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 81,206 | 475,000 | SH | SOLE | 475,000 | 0 | 0 | ||
SPROTT PHYSICAL GOLD TR | UNIT | 85207H104 | 180 | 12,540 | SH | SOLE | 12,540 | 0 | 0 | ||
STRIDE INC | COM | 86333M108 | 2,295 | 68,861 | SH | SOLE | 68,861 | 0 | 0 | ||
TEKKORP DIGITAL ACQUISITN CO | CL A | G8739H106 | 993 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TERADYNE INC | COM | 880770102 | 98 | 600 | SH | SOLE | 600 | 0 | 0 | ||
THOR INDS INC | COM | 885160101 | 11,389 | 109,753 | SH | SOLE | 109,753 | 0 | 0 | ||
TRICIDA INC | COM | 89610F101 | 13,072 | 1,367,353 | SH | SOLE | 1,367,353 | 0 | 0 | ||
UPWORK INC | COM | 91688F104 | 555 | 16,247 | SH | SOLE | 16,247 | 0 | 0 | ||
VIVINT SMART HOME INC | COM CL A | 928542109 | 2,956 | 302,243 | SH | SOLE | 302,243 | 0 | 0 | ||
X4 PHARMACEUTICALS INC | COM | 98420X103 | 82 | 35,730 | SH | SOLE | 35,730 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 112 | 530 | SH | SOLE | 530 | 0 | 0 | ||
XPERI HOLDING CORP | COM | 98390M103 | 2 | 90 | SH | SOLE | 90 | 0 | 0 | ||
YEXT INC | COM | 98585N106 | 595 | 60,000 | SH | SOLE | 60,000 | 0 | 0 |