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Clark Lindberg Jordan

Filed: 8 Aug 19, 11:01am
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
JORDAN CLARK LINDBERG

(Last)(First)(Middle)
200 S. WILCOX DRIVE

(Street)
KINGSPORTTN37660

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/01/2019
3. Issuer Name and Ticker or Trading Symbol
EASTMAN CHEMICAL CO [ EMN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP, CLO and Corp. Sec'y
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)2. Amount of Securities Beneficially Owned (Instr. 4)3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock1,491D
Common Stock1,025IBy ESOP
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)4. Conversion or Exercise Price of Derivative Security5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy)02/28/2020(1)02/27/2029Common Stock5,16682.69D
Employee Stock Option (right to buy)02/26/2019(2)02/25/2028Common Stock5,127104.21D
Employee Stock Option (right to buy)02/28/2018(3)02/27/2027Common Stock16,22580.25D
Employee Stock Option (right to buy)02/26/201902/25/2026Common Stock4,84365.16D
Employee Stock Option (right to buy)02/27/201802/26/2025Common Stock3,46374.46D
Employee Stock Option (right to buy)02/28/201702/27/2024Common Stock1,79787.43D
Employee Stock Option (right to buy)02/28/201602/27/2023Common Stock1,68269.73D
Restricted Stock Units02/28/2020(4)02/28/2020(4)Common Stock1,750(4)D
Explanation of Responses:
1. One-third of option becomes excercisable on each of February 28, 2020, February 28, 2021, and February 28, 2022.
2. One-third of option became excercisable on February 26, 2019 and one-third of option becomes excercisable on each of February 26, 2020 and February 26, 2021.
3. One-third of option became excercisable on each of February 28, 2018 and February 28, 2019 and one-third of option becomes execercisable on February 28, 2020.
4. Each Restricted Stock Unit represents a contingent right to receive one share of issuer common stock subject to continued employment.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Brian L. Henry, by Power of Attorney08/08/2019
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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