SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 05/01/2022 | 3. Issuer Name and Ticker or Trading Symbol ALLSTATE CORP [ ALL ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | 02/05/2023 | 02/05/2023 | Common Stock | 12,032 | (1) | D | |
Employee Stock Option (Right to Buy) | (2) | 02/19/2030 | Common Stock | 26,230 | 124.26 | D | |
Employee Stock Option (Right to Buy) | (3) | 02/18/2031 | Common Stock | 31,912 | 105.08 | D | |
Employee Stock Option (Right to Buy) | (4) | 02/17/2032 | Common Stock | 24,786 | 122.64 | D |
Explanation of Responses: |
1. Award of Restricted Stock Units (RSUs) granted on February 5, 2020 under The Allstate Corporation 2019 Equity Incentive Plan. Each RSU represents the right to receive, without the payment of any consideration, one share of Allstate common stock (on the conversion date), which is February 5, 2023. |
2. Stock option award granted on February 19, 2020 for 26,230 shares of common stock vesting in three equal increments, with any fractional shares to be rounded as provided for in award agreement. The first increment vested on February 19, 2021 and the second increment vested on February 19, 2022. The remaining increment will vest on February 19, 2023. |
3. Stock option award granted on February 18, 2021 for 31,912 shares of common stock vesting in three equal increments, with any fractional shares to be rounded as provided for in award agreement. The first increment vested on February 18, 2022. The remaining increments will vest on February 18, 2023 and February 18, 2024. |
4. Stock option award granted on February 17, 2022 for 24,786 shares of common stock vesting in three equal increments, with any fractional shares to be rounded as provided for in award agreement, on February 17, 2023, February 17, 2024, and February 17, 2025. |
/s/ Daniel G. Gordon, attorney-in-fact for Mr. Williams | 05/06/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |