The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON COM INC COM | Stock | 023135106 | 1,182 | 363 | SH | SOLE | 0 | 363 | 0 | 0 | |
INVESCO QQQ TRUST | ETF | 46090E103 | 313 | 997 | SH | SOLE | 0 | 997 | 0 | 0 | |
COHEN & STEERS CLOSED END OPPO COM | CEF | 19248P106 | 185 | 14,874 | SH | SOLE | 0 | 14,874 | 0 | 0 | |
SOCKET MOBILE INC COM NEW | Stock | 83368E200 | 33 | 14,000 | SH | SOLE | 0 | 14,000 | 0 | 0 | |
SQUARE INC CL A | Stock | 852234103 | 326 | 1,500 | SH | SOLE | 0 | 1,500 | 0 | 0 | |
XPO LOGISTICS INC COM | Stock | 983793100 | 288 | 2,415 | SH | SOLE | 0 | 2,415 | 0 | 0 | |
JOHNSON & JOHNSON COM | Stock | 478160104 | 972 | 6,173 | SH | SOLE | 0 | 6,173 | 0 | 0 | |
WESTERN ASSET HIGH INCOME OPPO COM | CEF | 95766K109 | 52 | 10,500 | SH | SOLE | 0 | 10,500 | 0 | 0 | |
VANGUARD TOTAL STOCK MARKET INDEX FUND | ETF | 922908769 | 274 | 1,409 | SH | SOLE | 0 | 1,409 | 0 | 0 | |
PROCTER AND GAMBLE CO COM | Stock | 742718109 | 2,714 | 19,503 | SH | SOLE | 0 | 19,503 | 0 | 0 | |
VANGUARD REAL ESTATE ETF | ETF | 922908553 | 555 | 6,538 | SH | SOLE | 0 | 6,538 | 0 | 0 | |
INTEL CORP COM | Stock | 458140100 | 630 | 12,648 | SH | SOLE | 0 | 12,648 | 0 | 0 | |
MEDTRONIC PLC SHS | Stock | G5960L103 | 492 | 4,200 | SH | SOLE | 0 | 4,200 | 0 | 0 | |
MERCK & CO. INC COM | Stock | 58933Y105 | 238 | 2,906 | SH | SOLE | 0 | 2,906 | 0 | 0 | |
EMERSON ELEC CO COM | Stock | 291011104 | 668 | 8,306 | SH | SOLE | 0 | 8,306 | 0 | 0 | |
DOUBLELINE INCOME SOLUTIONS FD COM | CEF | 258622109 | 684 | 41,250 | SH | SOLE | 0 | 41,250 | 0 | 0 | |
EATON VANCE LTD DURATION INCOM COM | CEF | 27828H105 | 130 | 10,410 | SH | SOLE | 0 | 10,410 | 0 | 0 | |
VERIZON COMMUNICATIONS INC COM | Stock | 92343V104 | 377 | 6,417 | SH | SOLE | 0 | 6,416 | 0 | 0 | |
FEDEX CORP COM | Stock | 31428X106 | 214 | 825 | SH | SOLE | 0 | 825 | 0 | 0 | |
PEPSICO INC COM | Stock | 713448108 | 361 | 2,437 | SH | SOLE | 0 | 2,437 | 0 | 0 | |
FORD MTR CO DEL COM | Stock | 345370860 | 439 | 49,916 | SH | SOLE | 0 | 49,916 | 0 | 0 | |
ROKU INC COM CL A | Stock | 77543R102 | 332 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | |
SCHWAB U.S. LARGE-CAP ETF | ETF | 808524201 | 443 | 4,875 | SH | SOLE | 0 | 4,875 | 0 | 0 | |
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND | ETF | 72201R833 | 1,639 | 16,060 | SH | SOLE | 0 | 16,060 | 0 | 0 | |
AVID BIOSERVICES INC COM | Stock | 05368M106 | 165 | 14,286 | SH | SOLE | 0 | 14,286 | 0 | 0 | |
ISHARES S&P SMALL-CAP FUND | ETF | 464287804 | 2,177 | 23,689 | SH | SOLE | 0 | 23,689 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 084670702 | 279 | 1,205 | SH | SOLE | 0 | 1,205 | 0 | 0 | |
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | ETF | 92206C409 | 616 | 7,397 | SH | SOLE | 0 | 7,397 | 0 | 0 | |
GLOBAL X U.S. PREFERRED ETF | ETF | 37954Y657 | 1,055 | 40,905 | SH | SOLE | 0 | 40,905 | 0 | 0 | |
MICROSOFT CORP COM | Stock | 594918104 | 879 | 3,953 | SH | SOLE | 0 | 3,953 | 0 | 0 | |
INVESCO CEF INCOME COMPOSITE ETF | ETF | 46138E404 | 671 | 29,904 | SH | SOLE | 0 | 29,904 | 0 | 0 | |
CVS HEALTH CORP COM | Stock | 126650100 | 704 | 10,311 | SH | SOLE | 0 | 10,311 | 0 | 0 | |
SIMON PPTY GROUP INC NEW COM | REIT | 828806109 | 627 | 7,350 | SH | SOLE | 0 | 7,350 | 0 | 0 | |
ARES CAPITAL CORP COM | CEF | 04010L103 | 284 | 16,800 | SH | SOLE | 0 | 16,800 | 0 | 0 | |
MACQUARIE INFRASTRUCTURE CORP COM | Stock | 55608B105 | 235 | 6,250 | SH | SOLE | 0 | 6,250 | 0 | 0 | |
NEXTERA ENERGY INC COM | Stock | 65339F101 | 339 | 4,400 | SH | SOLE | 0 | 4,400 | 0 | 0 | |
TESLA INC COM | Stock | 88160R101 | 529 | 750 | SH | SOLE | 0 | 750 | 0 | 0 | |
FINANCIAL SELECT SECTOR SPDR FUND | ETF | 81369Y605 | 672 | 22,779 | SH | SOLE | 0 | 22,779 | 0 | 0 | |
SCHWAB U.S. LARGE-CAP VALUE ETF | ETF | 808524409 | 208 | 3,500 | SH | SOLE | 0 | 3,500 | 0 | 0 | |
PUTNAM PREMIER INCOME TR SH BEN INT | CEF | 746853100 | 689 | 148,212 | SH | SOLE | 0 | 148,212 | 0 | 0 | |
VANGUARD S&P 500 ETF | ETF | 922908363 | 3,398 | 9,888 | SH | SOLE | 0 | 9,888 | 0 | 0 | |
ISHARES U.S. HEALTHCARE PROVIDERS ETF | ETF | 464288828 | 211 | 900 | SH | SOLE | 0 | 900 | 0 | 0 | |
SPDR SSGA US Sector Rotation ETF | ETF | 78470P408 | 360 | 8,926 | SH | SOLE | 0 | 8,926 | 0 | 0 | |
PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND | ETF | 72201R817 | 1,957 | 16,716 | SH | SOLE | 0 | 16,716 | 0 | 0 | |
PIMCO CORPORATE & INCOME OPPOR COM | CEF | 72201B101 | 205 | 11,500 | SH | SOLE | 0 | 11,500 | 0 | 0 | |
DRAFTKINGS INC COM CL A | Stock | 26142R104 | 455 | 9,769 | SH | SOLE | 0 | 9,769 | 0 | 0 | |
DUKE ENERGY CORP NEW COM NEW | Stock | 26441C204 | 557 | 6,088 | SH | SOLE | 0 | 6,088 | 0 | 0 | |
ISHARES U.S. AEROSPACE & DEFENSE ETF | ETF | 464288760 | 896 | 9,458 | SH | SOLE | 0 | 9,458 | 0 | 0 | |
ISHARES SELECT DIVIDEND ETF | ETF | 464287168 | 304 | 3,159 | SH | SOLE | 0 | 3,159 | 0 | 0 | |
SNOWFLAKE INC CL A | Stock | 833445109 | 225 | 800 | SH | SOLE | 0 | 800 | 0 | 0 | |
PREFERRED APT CMNTYS INC COM | REIT | 74039L103 | 74 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
ENERGY TRANSFER LP COM UT LTD PTN | Stock | 29273V100 | 112 | 18,050 | SH | SOLE | 0 | 18,049 | 0 | 0 | |
SCHWAB US DIVIDEND EQUITY ETF | ETF | 808524797 | 653 | 10,188 | SH | SOLE | 0 | 10,188 | 0 | 0 | |
VISA INC COM CL A | Stock | 92826C839 | 645 | 2,950 | SH | SOLE | 0 | 2,950 | 0 | 0 | |
ISHARES MSCI EAFE MIN VOL FACTOR ETF | ETF | 46429B689 | 2,459 | 33,497 | SH | SOLE | 0 | 33,497 | 0 | 0 | |
ISHARES MSCI USA MIN VOL FACTOR ETF | ETF | 46429B697 | 3,462 | 51,006 | SH | SOLE | 0 | 51,006 | 0 | 0 | |
PGIM HIGH YIELD BOND FUND INC COM | CEF | 69346H100 | 234 | 15,600 | SH | SOLE | 0 | 15,600 | 0 | 0 | |
IRON MTN INC NEW COM | REIT | 46284V101 | 727 | 24,675 | SH | SOLE | 0 | 24,675 | 0 | 0 | |
FACEBOOK INC CL A | Stock | 30303M102 | 1,519 | 5,560 | SH | SOLE | 0 | 5,560 | 0 | 0 | |
GLOBAL X MLP ETF | ETF | 37954Y343 | 833 | 30,386 | SH | SOLE | 0 | 30,386 | 0 | 0 | |
GLOBAL X SUPERINCOME PREFERRED ETF | ETF | 37950E333 | 136 | 11,524 | SH | SOLE | 0 | 11,524 | 0 | 0 | |
FIRST TR MLP & ENERGY INCOM FD COM | CEF | 33739B104 | 61 | 10,500 | SH | SOLE | 0 | 10,500 | 0 | 0 | |
KINDER MORGAN INC DEL COM | Stock | 49456B101 | 138 | 10,124 | SH | SOLE | 0 | 10,124 | 0 | 0 | |
ISHARES U.S. MEDICAL DEVICES ETF | ETF | 464288810 | 367 | 1,121 | SH | SOLE | 0 | 1,121 | 0 | 0 | |
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | ETF | 464288646 | 455 | 8,245 | SH | SOLE | 0 | 8,245 | 0 | 0 | |
ABBVIE INC COM | Stock | 00287Y109 | 922 | 8,605 | SH | SOLE | 0 | 8,604 | 0 | 0 | |
Vanguard Total Bond Market Index | ETF | 921937835 | 670 | 7,602 | SH | SOLE | 0 | 7,602 | 0 | 0 | |
CYRUSONE INC COM | REIT | 23283R100 | 318 | 4,350 | SH | SOLE | 0 | 4,350 | 0 | 0 | |
VANECK VECTORS BDC INCOME ETF | ETF | 92189F411 | 863 | 62,858 | SH | SOLE | 0 | 62,858 | 0 | 0 | |
NUVEEN AMT FREE MUN CR INC FD COM | CEF | 67071L106 | 285 | 17,000 | SH | SOLE | 0 | 17,000 | 0 | 0 | |
STRYKER CORPORATION COM | Stock | 863667101 | 312 | 1,275 | SH | SOLE | 0 | 1,275 | 0 | 0 | |
CISCO SYS INC COM | Stock | 17275R102 | 289 | 6,450 | SH | SOLE | 0 | 6,450 | 0 | 0 | |
COHEN & STEERS INFRASTRUCTURE COM | CEF | 19248A109 | 295 | 11,413 | SH | SOLE | 0 | 11,413 | 0 | 0 | |
Ishares Russell Mid-Cap ETF | ETF | 464287499 | 2,030 | 29,608 | SH | SOLE | 0 | 29,608 | 0 | 0 | |
WISDOMTREE U.S. QUALITY DIVIDEND GROWTH FUND | ETF | 97717X669 | 572 | 10,593 | SH | SOLE | 0 | 10,592 | 0 | 0 | |
AT&T INC COM | Stock | 00206R102 | 1,056 | 36,709 | SH | SOLE | 0 | 36,708 | 0 | 0 | |
Materials Select Sector SPDR | ETF | 81369Y100 | 594 | 8,204 | SH | SOLE | 0 | 8,204 | 0 | 0 | |
Ishares U.S. Telecommunications ETF | ETF | 464287713 | 590 | 19,525 | SH | SOLE | 0 | 19,525 | 0 | 0 | |
Ishares Edge MSCI USA Quality | ETF | 46432F339 | 314 | 2,705 | SH | SOLE | 0 | 2,705 | 0 | 0 | |
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | ETF | 464288513 | 203 | 2,325 | SH | SOLE | 0 | 2,325 | 0 | 0 | |
Consumer Discretionary Select Sector SPDR | ETF | 81369Y407 | 561 | 3,490 | SH | SOLE | 0 | 3,490 | 0 | 0 | |
Ishares U.S. Technology ETF | ETF | 464287721 | 1,330 | 15,628 | SH | SOLE | 0 | 15,628 | 0 | 0 | |
PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF | ETF | 74348A467 | 280 | 3,500 | SH | SOLE | 0 | 3,500 | 0 | 0 | |
TWITTER INC COM | Stock | 90184L102 | 271 | 5,000 | SH | SOLE | 0 | 5,000 | 0 | 0 | |
ISHARES CORE S&P 500 ETF | ETF | 464287200 | 383 | 1,021 | SH | SOLE | 0 | 1,021 | 0 | 0 | |
ISHARES PREFERRED AND INCOME SECURITIES ETF | ETF | 464288687 | 383 | 9,950 | SH | SOLE | 0 | 9,950 | 0 | 0 | |
JPMORGAN CHASE & CO COM | Stock | 46625H100 | 911 | 7,168 | SH | SOLE | 0 | 7,168 | 0 | 0 | |
INTERNATIONAL PAPER CO COM | Stock | 460146103 | 215 | 4,315 | SH | SOLE | 0 | 4,315 | 0 | 0 | |
ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF | ETF | 464288638 | 1,469 | 23,772 | SH | SOLE | 0 | 23,772 | 0 | 0 | |
SPDR Portfolio Emerging Markets ETF | ETF | 78463X509 | 1,856 | 44,034 | SH | SOLE | 0 | 44,034 | 0 | 0 | |
BK OF AMERICA CORP COM | Stock | 060505104 | 201 | 6,631 | SH | SOLE | 0 | 6,630 | 0 | 0 | |
REAVES UTIL INCOME FD COM SH BEN INT | CEF | 756158101 | 579 | 17,654 | SH | SOLE | 0 | 17,654 | 0 | 0 | |
ISHARES MORTGAGE REAL ESTATE ETF | ETF | 46435G342 | 441 | 13,850 | SH | SOLE | 0 | 13,850 | 0 | 0 | |
SPDR S&P 1500 Composite | ETF | 78464A805 | 2,696 | 58,500 | SH | SOLE | 0 | 58,500 | 0 | 0 | |
WALMART INC COM | Stock | 931142103 | 262 | 1,820 | SH | SOLE | 0 | 1,820 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS COM | Stock | 459200101 | 382 | 3,031 | SH | SOLE | 0 | 3,031 | 0 | 0 | |
RAYTHEON TECHNOLOGIES CORP COM | Stock | 75513E101 | 264 | 3,696 | SH | SOLE | 0 | 3,696 | 0 | 0 | |
VANGUARD HIGH DIVIDEND YIELD ETF | ETF | 921946406 | 462 | 5,050 | SH | SOLE | 0 | 5,050 | 0 | 0 | |
PFIZER INC COM | Stock | 717081103 | 347 | 9,428 | SH | SOLE | 0 | 9,428 | 0 | 0 | |
ALPHABET INC CAP STK CL C | Stock | 02079K107 | 1,368 | 781 | SH | SOLE | 0 | 781 | 0 | 0 | |
JD.COM INC SPON ADR CL A | ADR | 47215P106 | 220 | 2,500 | SH | SOLE | 0 | 2,500 | 0 | 0 | |
VANGUARD DIVIDEND APPRECIATION INDEX FUND | ETF | 921908844 | 1,395 | 9,881 | SH | SOLE | 0 | 9,880 | 0 | 0 | |
HERCULES CAPITAL INC COM | CEF | 427096508 | 534 | 37,000 | SH | SOLE | 0 | 37,000 | 0 | 0 | |
BARINGS CORPORATE INVS COM | CEF | 06759X107 | 574 | 43,525 | SH | SOLE | 0 | 43,525 | 0 | 0 | |
Ishares Core Dividend Growth | ETF | 46434V621 | 470 | 10,486 | SH | SOLE | 0 | 10,485 | 0 | 0 | |
ALIBABA GROUP HLDG LTD SPONSORED ADS | ADR | 01609W102 | 2,242 | 9,634 | SH | SOLE | 0 | 9,634 | 0 | 0 | |
DNP SELECT INCOME FD INC COM | CEF | 23325P104 | 234 | 22,785 | SH | SOLE | 0 | 22,785 | 0 | 0 | |
BLACKROCK SCIENCE & TECHNOLOGY SHS | CEF | 09258G104 | 426 | 8,000 | SH | SOLE | 0 | 8,000 | 0 | 0 | |
JOHN HANCOCK MULTIFACTOR MID CAP ETF | ETF | 47804J206 | 2,066 | 45,947 | SH | SOLE | 0 | 45,947 | 0 | 0 | |
EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETF | ETF | 301505889 | 362 | 5,700 | SH | SOLE | 0 | 5,700 | 0 | 0 | |
CITIGROUP INC COM NEW | Stock | 172967424 | 233 | 3,775 | SH | SOLE | 0 | 3,775 | 0 | 0 | |
Spdr Doubleline Total Return | ETF | 78467V848 | 1,525 | 30,938 | SH | SOLE | 0 | 30,938 | 0 | 0 | |
EXXON MOBIL CORP COM | Stock | 30231G102 | 503 | 12,214 | SH | SOLE | 0 | 12,213 | 0 | 0 | |
DEERE & CO COM | Stock | 244199105 | 351 | 1,304 | SH | SOLE | 0 | 1,304 | 0 | 0 | |
Barclays ETN Shiller CAPE ETN | ETF | 06742A669 | 205 | 1,150 | SH | SOLE | 0 | 1,150 | 0 | 0 | |
CHECK CAP LTD SHS | Stock | M2361E203 | 7 | 15,000 | SH | SOLE | 0 | 15,000 | 0 | 0 | |
PAYPAL HLDGS INC COM | Stock | 70450Y103 | 422 | 1,800 | SH | SOLE | 0 | 1,800 | 0 | 0 | |
CROWN CASTLE INTL CORP NEW COM | REIT | 22822V101 | 239 | 1,500 | SH | SOLE | 0 | 1,500 | 0 | 0 | |
Wisdomtree Yield Enh US Agg Bond | ETF | 97717X511 | 1,448 | 26,967 | SH | SOLE | 0 | 26,967 | 0 | 0 | |
ISHARES S&P GLOBAL CLEAN ENERGY INDEX FUND | ETF | 464288224 | 782 | 27,703 | SH | SOLE | 0 | 27,703 | 0 | 0 | |
APPLE INC COM | Stock | 037833100 | 3,589 | 27,048 | SH | SOLE | 0 | 27,048 | 0 | 0 | |
DISNEY WALT CO COM | Stock | 254687106 | 746 | 4,119 | SH | SOLE | 0 | 4,119 | 0 | 0 |