The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 136 | 34,173 | SH | SOLE | NONE | 34,173 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 209 | 96 | SH | SOLE | NONE | 96 | 0 | 0 | |
ALPS ETF TR | CLEAN ENERGY | 00162Q460 | 1,646 | 33,862 | SH | SOLE | NONE | 33,862 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 1,711 | 16,113 | SH | SOLE | NONE | 16,113 | 0 | 0 | |
APPLE INC | COM | 037833100 | 2,860 | 20,922 | SH | SOLE | NONE | 20,922 | 0 | 0 | |
ASSURANT INC | COM | 04621X108 | 525 | 3,036 | SH | SOLE | NONE | 3,036 | 0 | 0 | |
ATHERSYS INC NEW | COM | 04744L106 | 16 | 60,000 | SH | SOLE | NONE | 60,000 | 0 | 0 | |
BANK OF MONTREAL | MICROSECTORS IDX | 063679872 | 77 | 10,000 | SH | SOLE | NONE | 10,000 | 0 | 0 | |
BAXTER INTL INC | COM | 071813109 | 201 | 3,123 | SH | SOLE | NONE | 3,123 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 221 | 810 | SH | SOLE | NONE | 810 | 0 | 0 | |
DIMENSIONAL ETF TRUST | US TARGETED VLU | 25434V609 | 2,198 | 54,644 | SH | SOLE | NONE | 54,644 | 0 | 0 | |
DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 25434V807 | 2,093 | 72,430 | SH | SOLE | NONE | 72,430 | 0 | 0 | |
DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 | 7,411 | 234,518 | SH | SOLE | NONE | 234,518 | 0 | 0 | |
DURECT CORP | COM | 266605104 | 23 | 48,981 | SH | SOLE | NONE | 48,981 | 0 | 0 | |
ELECTROCORE INC | COM | 28531P103 | 78 | 153,000 | SH | SOLE | NONE | 153,000 | 0 | 0 | |
EMPIRE ST RLTY TR INC | CL A | 292104106 | 100 | 14,188 | SH | SOLE | NONE | 14,188 | 0 | 0 | |
FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 33740F888 | 332 | 13,536 | SH | SOLE | NONE | 13,536 | 0 | 0 | |
GREENLANE HLDGS INC | CL A | 395330103 | 2 | 10,000 | SH | SOLE | NONE | 10,000 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 217 | 790 | SH | SOLE | NONE | 790 | 0 | 0 | |
INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 46090F100 | 5,542 | 307,186 | SH | SOLE | NONE | 307,186 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 | 18,254 | 158,457 | SH | SOLE | NONE | 158,457 | 0 | 0 | |
INVESCO EXCHANGE TRADED FD T | DYNMC LRG GWTH | 46137V746 | 1,254 | 21,381 | SH | SOLE | NONE | 21,381 | 0 | 0 | |
ISHARES INC | CORE MSCI EMKT | 46434G103 | 2,993 | 61,007 | SH | SOLE | NONE | 61,007 | 0 | 0 | |
ISHARES TR | MSCI USA QLT FCT | 46432F339 | 8,616 | 77,117 | SH | SOLE | NONE | 77,117 | 0 | 0 | |
ISHARES TR | EAFE SML CP ETF | 464288273 | 938 | 17,187 | SH | SOLE | NONE | 17,187 | 0 | 0 | |
ISHARES TR | MSCI INTL QUALTY | 46434V456 | 12,018 | 388,544 | SH | SOLE | NONE | 388,544 | 0 | 0 | |
ISHARES TR | GL CLEAN ENE ETF | 464288224 | 10,579 | 555,309 | SH | SOLE | NONE | 555,309 | 0 | 0 | |
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 201 | 1,918 | SH | SOLE | NONE | 1,918 | 0 | 0 | |
ISHARES TR | AGGRES ALLOC ETF | 464289859 | 794 | 13,253 | SH | SOLE | NONE | 13,253 | 0 | 0 | |
ISHARES TR | NATIONAL MUN ETF | 464288414 | 455 | 4,276 | SH | SOLE | NONE | 4,276 | 0 | 0 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 539 | 5,299 | SH | SOLE | NONE | 5,299 | 0 | 0 | |
ISHARES TR | EAFE VALUE ETF | 464288877 | 1,794 | 41,332 | SH | SOLE | NONE | 41,332 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 2,649 | 66,049 | SH | SOLE | NONE | 66,049 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 3,835 | 61,369 | SH | SOLE | NONE | 61,369 | 0 | 0 | |
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 3,633 | 17,610 | SH | SOLE | NONE | 17,610 | 0 | 0 | |
ISHARES TR | SP SMCP600VL ETF | 464287879 | 1,158 | 13,002 | SH | SOLE | NONE | 13,002 | 0 | 0 | |
ISHARES TR | S&P SML 600 GWT | 464287887 | 3,893 | 36,960 | SH | SOLE | NONE | 36,960 | 0 | 0 | |
ISHARES TR | S&P 500 VAL ETF | 464287408 | 1,999 | 14,542 | SH | SOLE | NONE | 14,542 | 0 | 0 | |
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 2,238 | 37,083 | SH | SOLE | NONE | 37,083 | 0 | 0 | |
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 2,036 | 14,047 | SH | SOLE | NONE | 14,047 | 0 | 0 | |
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 6,580 | 30,085 | SH | SOLE | NONE | 30,085 | 0 | 0 | |
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 3,940 | 28,936 | SH | SOLE | NONE | 28,936 | 0 | 0 | |
ISHARES U S ETF TR | BLACKROCK SHORT | 46431W838 | 2,783 | 55,976 | SH | SOLE | NONE | 55,976 | 0 | 0 | |
J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 | 1,551 | 30,964 | SH | SOLE | NONE | 30,964 | 0 | 0 | |
J P MORGAN EXCHANGE TRADED F | SHORT DURA CORE | 46641Q274 | 9,372 | 201,757 | SH | SOLE | NONE | 201,757 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 1,088 | 6,128 | SH | SOLE | NONE | 6,128 | 0 | 0 | |
KIMCO RLTY CORP | COM | 49446R109 | 331 | 16,747 | SH | SOLE | NONE | 16,747 | 0 | 0 | |
MESOBLAST LTD | SPONS ADR | 590717104 | 44 | 20,000 | SH | SOLE | NONE | 20,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 465 | 1,812 | SH | SOLE | NONE | 1,812 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 348 | 4,488 | SH | SOLE | NONE | 4,488 | 0 | 0 | |
NVIDIA CORPORATION | COM | 67066G104 | 212 | 1,396 | SH | SOLE | NONE | 1,396 | 0 | 0 | |
PAVMED INC | COM | 70387R106 | 9 | 10,000 | SH | SOLE | NONE | 10,000 | 0 | 0 | |
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | 11,050 | 115,075 | SH | SOLE | NONE | 115,075 | 0 | 0 | |
SIMON PPTY GROUP INC NEW | COM | 828806109 | 388 | 4,092 | SH | SOLE | NONE | 4,092 | 0 | 0 | |
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 2,786 | 80,114 | SH | SOLE | NONE | 80,114 | 0 | 0 | |
SPDR INDEX SHS FDS | MSCI ACWI EXUS | 78463X848 | 5,522 | 232,198 | SH | SOLE | NONE | 232,198 | 0 | 0 | |
SPDR INDEX SHS FDS | S&P INTL SMLCP | 78463X871 | 3,062 | 105,839 | SH | SOLE | NONE | 105,839 | 0 | 0 | |
SPDR SER TR | PORTFOLIO AGRGTE | 78464A649 | 21,424 | 813,066 | SH | SOLE | NONE | 813,066 | 0 | 0 | |
SPDR SER TR | PRTFLO S&P500 HI | 78468R788 | 2,970 | 74,419 | SH | SOLE | NONE | 74,419 | 0 | 0 | |
SPDR SER TR | PRTFLO S&P500 VL | 78464A508 | 630 | 17,110 | SH | SOLE | NONE | 17,110 | 0 | 0 | |
SPDR SER TR | S&P 600 SMCP VAL | 78464A300 | 357 | 4,932 | SH | SOLE | NONE | 4,932 | 0 | 0 | |
SPDR SER TR | S&P 600 SMCP GRW | 78464A201 | 1,739 | 24,665 | SH | SOLE | NONE | 24,665 | 0 | 0 | |
SPDR SER TR | PRTFLO S&P500 GW | 78464A409 | 4,949 | 94,667 | SH | SOLE | NONE | 94,667 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 252 | 374 | SH | SOLE | NONE | 374 | 0 | 0 | |
TREVENA INC | COM | 89532E109 | 17 | 40,000 | SH | SOLE | NONE | 40,000 | 0 | 0 | |
VANGUARD ADMIRAL FDS INC | 500 VAL IDX FD | 921932703 | 584 | 4,398 | SH | SOLE | NONE | 4,398 | 0 | 0 | |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 673 | 8,765 | SH | SOLE | NONE | 8,765 | 0 | 0 | |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 42,016 | 558,283 | SH | SOLE | NONE | 558,283 | 0 | 0 | |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 7,782 | 59,005 | SH | SOLE | NONE | 59,005 | 0 | 0 | |
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 2,378 | 15,874 | SH | SOLE | NONE | 15,874 | 0 | 0 | |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 18,020 | 80,846 | SH | SOLE | NONE | 80,846 | 0 | 0 | |
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 711 | 3,610 | SH | SOLE | NONE | 3,610 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 5,054 | 121,341 | SH | SOLE | NONE | 121,341 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 1,327 | 26,569 | SH | SOLE | NONE | 26,569 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | 743 | 7,203 | SH | SOLE | NONE | 7,203 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | VNG RUS2000GRW | 92206C623 | 251 | 1,673 | SH | SOLE | NONE | 1,673 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 | 599 | 8,767 | SH | SOLE | NONE | 8,767 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | VNG RUS2000VAL | 92206C649 | 944 | 7,922 | SH | SOLE | NONE | 7,922 | 0 | 0 | |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 2,217 | 15,456 | SH | SOLE | NONE | 15,456 | 0 | 0 | |
VANGUARD TAX-MANAGED INTL FD | VAN FTSE DEV MKT | 921943858 | 1,499 | 36,738 | SH | SOLE | NONE | 36,738 | 0 | 0 | |
VANGUARD WHITEHALL FDS | INTL DVD ETF | 921946810 | 6,469 | 94,291 | SH | SOLE | NONE | 94,291 | 0 | 0 | |
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 774 | 7,607 | SH | SOLE | NONE | 7,607 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 289 | 1,466 | SH | SOLE | NONE | 1,466 | 0 | 0 | |
VYNE THERAPEUTICS INC | COM | 92941V209 | 4 | 11,000 | SH | SOLE | NONE | 11,000 | 0 | 0 | |
WISDOMTREE TR | INTL EQUITY FD | 97717W703 | 5,884 | 129,497 | SH | SOLE | NONE | 129,497 | 0 | 0 | |
WISDOMTREE TR | US LARGECAP DIVD | 97717W307 | 12,195 | 206,337 | SH | SOLE | NONE | 206,337 | 0 | 0 |